Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| | | | | | | | | | | | | | | | |
| Issuer Name | | Ticker | | Meeting Date | | Primary
CUSIP | | Proposal Text | | Proponent | | Voted | | Vote
Instruction | | For/Against
Mgmt |
Anheuser-Busch InBev SA | | ABI | | 28-Sep-16 | | B6399C107 | | Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 28-Sep-16 | | B6399C107 | | Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 28-Sep-16 | | B6399C107 | | Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 28-Sep-16 | | B6399C107 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Elect Director Francis S. Blake | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Elect Director Angela F. Braly | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Elect Director Kenneth I. Chenault | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Elect Director Scott D. Cook | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Elect Director Terry J. Lundgren | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Elect Director W. James McNerney, Jr. | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Elect Director David S. Taylor | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Elect Director Margaret C. Whitman | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Elect Director Patricia A. Woertz | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Elect Director Ernesto Zedillo | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Report on Consistency Between Corporate Values and Political Activities | | Share
Holder | | Yes | | Against | | For |
The Procter & Gamble Company | | PG | | 11-Oct-16 | | 742718109 | | Report on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws | | Share
Holder | | Yes | | Against | | For |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Jeffrey S. Berg | | Issuer | | Yes | | Withhold | | Against |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director H. Raymond Bingham | | Issuer | | Yes | | Withhold | | Against |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Michael J. Boskin | | Issuer | | Yes | | Withhold | | Against |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Safra A. Catz | | Issuer | | Yes | | For | | For |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Bruce R. Chizen | | Issuer | | Yes | | Withhold | | Against |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director George H. Conrades | | Issuer | | Yes | | Withhold | | Against |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Lawrence J. Ellison | | Issuer | | Yes | | For | | For |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Hector Garcia-Molina | | Issuer | | Yes | | For | | For |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Jeffrey O. Henley | | Issuer | | Yes | | For | | For |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Mark V. Hurd | | Issuer | | Yes | | For | | For |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Renee J. James | | Issuer | | Yes | | For | | For |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Leon E. Panetta | | Issuer | | Yes | | Withhold | | Against |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Elect Director Naomi O. Seligman | | Issuer | | Yes | | Withhold | | Against |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | Against | | Against |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
Oracle Corporation | | ORCL | | 16-Nov-16 | | 68389X105 | | Report on Lobbying Payments and Policy | | Share
Holder | | Yes | | For | | Against |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director William H. Gates, lll | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director Teri L. List-Stoll | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director G. Mason Morfit | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director Satya Nadella | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director Charles H. Noski | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director Helmut Panke | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director Sandra E. Peterson | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director Charles W. Scharf | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director John W. Stanton | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director John W. Thompson | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Elect Director Padmasree Warrior | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Amend Right to Call Special Meeting | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
Microsoft Corporation | | MSFT | | 30-Nov-16 | | 594918104 | | Proxy Access | | Share
Holder | | Yes | | For | | Against |
Monsanto Company | | MON | | 13-Dec-16 | | 61166W101 | | Approve Merger Agreement | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 13-Dec-16 | | 61166W101 | | Advisory Vote on Golden Parachutes | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 13-Dec-16 | | 61166W101 | | Adjourn Meeting | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director Dwight M. 'Mitch' Barns | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director Gregory H. Boyce | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director David L. Chicoine | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director Janice L. Fields | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director Hugh Grant | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director Arthur H. Harper | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director Laura K. Ipsen | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director Marcos M. Lutz | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director C. Steven McMillan | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director Jon R. Moeller | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director George H. Poste | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director Robert J. Stevens | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Elect Director Patricia Verduin | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Report on Lobbying Payments and Policy | | Share Holder | | Yes | | For | | Against |
Monsanto Company | | MON | | 27-Jan-17 | | 61166W101 | | Report on Effectiveness and Risks of Glyphosate Use | | Share Holder | | Yes | | Against | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director Jaime Ardila | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director Charles H. Giancarlo | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director Herbert Hainer | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director William L. Kimsey | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director Marjorie Magner | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director Nancy McKinstry | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director Pierre Nanterme | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director Gilles C. Pelisson | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director Paula A. Price | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director Arun Sarin | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Elect Director Frank K. Tang | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Issuer | | Yes | | For | | For |
Accenture plc | | ACN | | 10-Feb-17 | | G1151C101 | | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | | Issuer | | Yes | | For | | For |
Time Warner Inc. | | TWX | | 15-Feb-17 | | 887317303 | | Approve Merger Agreement | | Issuer | | Yes | | For | | For |
Time Warner Inc. | | TWX | | 15-Feb-17 | | 887317303 | | Advisory Vote on Golden Parachutes | | Issuer | | Yes | | Against | | Against |
Time Warner Inc. | | TWX | | 15-Feb-17 | | 887317303 | | Adjourn Meeting | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Elect Director James Bell | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Elect Director Tim Cook | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Elect Director Al Gore | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Elect Director Bob Iger | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Elect Director Andrea Jung | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Elect Director Art Levinson | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Elect Director Ron Sugar | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Elect Director Sue Wagner | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Disclose Charitable Contributions | | Share Holder | | Yes | | Against | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | | Share Holder | | Yes | | Against | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Proxy Access Amendments | | Share Holder | | Yes | | For | | Against |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Engage Outside Independent Experts for Compensation Reforms | | Share Holder | | Yes | | Against | | For |
Apple Inc. | | AAPL | | 28-Feb-17 | | 037833100 | | Adopt Share Retention Policy For Senior Executives | | Share Holder | | Yes | | For | | Against |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Accept Financial Statements and Statutory Reports | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Approve Discharge of Board and Senior Management | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Approve Allocation of Income and Dividends of CHF 2.75 per Share | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Approve CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Approve Maximum Remuneration of Directors in the Amount of CHF 8.5 Million | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Approve Remuneration Report (Non-Binding) | | Issuer | | Yes | | Against | | Against |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Joerg Reinhardt as Director and Chairman | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Nancy C. Andrews as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Dimitri Azar as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Ton Buechner as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Srikant Datar as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Elizabeth Doherty as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Ann Fudge as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Pierre Landolt as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Andreas von Planta as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Charles L. Sawyers as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect Enrico Vanni as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Reelect William T. Winters as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Elect Frans van Houten as Director | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Appoint Srikant Datar as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Appoint Ann Fudge as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Appoint Enrico Vanni as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Appoint William T. Winters as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Ratify PricewaterhouseCoopers AG as Auditors | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Designate Peter Andreas Zahn as Independent Proxy | | Issuer | | Yes | | For | | For |
Novartis AG | | NOVN | | 28-Feb-17 | | H5820Q150 | | Transact Other Business (Voting) | | Issuer | | Yes | | Against | | Against |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Accept Financial Statements and Statutory Reports | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Approve Remuneration Report | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Approve Discharge of Board and Senior Management | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Approve Allocation of Income and Dividends of CHF 2.30 per Share | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Paul Bulcke as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Andreas Koopmann as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Henri de Castries as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Beat W. Hess as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Renato Fassbind as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Steven G. Hoch as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Naina Lal Kidwai as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Jean-Pierre Roth as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Ann M. Veneman as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Eva Cheng as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Ruth K. Oniang'o as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Reelect Patrick Aebischer as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Elect Ulf Mark Schneider as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Elect Ursula M. Burns as Director | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Elect Paul Bulcke as Board Chairman | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Appoint Beat W. Hess as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Appoint Andreas Koopmann as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Appoint Jean-Pierre Roth as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Ratify KPMG AG as Auditors | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Designate Hartmann Dreyer as Independent Proxy | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | | Issuer | | Yes | | For | | For |
Nestle SA | | NESN | | 6-Apr-17 | | H57312649 | | Transact Other Business (Voting) | | Issuer | | Yes | | Against | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director John F. Bergstrom | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Abelardo E. Bru | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Robert W. Decherd | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Thomas J. Falk | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Fabian T. Garcia | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Michael D. Hsu | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Mae C. Jemison | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director James M. Jenness | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Nancy J. Karch | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Christa S. Quarles | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Ian C. Read | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Marc J. Shapiro | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Elect Director Michael D. White | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Kimberly-Clark Corporation | | KMB | | 20-Apr-17 | | 494368103 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One
Year | | For |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Approval of the Accounts of the Old AB InBev | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Approve Discharge to the Directors of the Old AB InBev | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Approve Discharge of Auditors of the Old AB InBev | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Adopt Financial Statements | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Approve Discharge to the Directors | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Approve Discharge of Auditors | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Elect M.J. Barrington as Director | | Issuer | | Yes | | Against | | Against |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Elect W.F. Gifford Jr. as Director | | Issuer | | Yes | | Against | | Against |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Elect A. Santo Domingo Davila as Director | | Issuer | | Yes | | Against | | Against |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Approve Remuneration Report | | Issuer | | Yes | | Against | | Against |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Approve Remuneration of Directors | | Issuer | | Yes | | For | | For |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Approve Non-Executive Director Stock Option Grants | | Issuer | | Yes | | Against | | Against |
Anheuser-Busch InBev SA | | ABI | | 26-Apr-17 | | B6399C107 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Accept Financial Statements and Statutory Reports | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Approve Remuneration Report | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Approve Final Dividend | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Reappoint KPMG LLP as Auditors | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Re-elect Richard Burrows as Director | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Re-elect Nicandro Durante as Director | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Re-elect Sue Farr as Director | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Re-elect Ann Godbehere as Director | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Re-elect Savio Kwan as Director | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Re-elect Dr Pedro Malan as Director | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Re-elect Dimitri Panayotopoulos as Director | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Re-elect Kieran Poynter as Director | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Re-elect Ben Stevens as Director | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Elect Dr Marion Helmes as Director | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Authorise Issue of Equity with Pre-emptive Rights | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Authorise Issue of Equity without Pre-emptive Rights | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Authorise Market Purchase of Ordinary Shares | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Authorise EU Political Donations and Expenditure | | Issuer | | Yes | | For | | For |
British American Tobacco plc | | BATS | | 26-Apr-17 | | G1510J102 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Marco Alvera | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director William D. Green | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Charles E. Haldeman, Jr. | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Stephanie C. Hill | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Rebecca Jacoby | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Monique F. Leroux | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Maria R. Morris | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Douglas L. Peterson | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Michael Rake | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Edward B. Rust, Jr. | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Kurt L. Schmoke | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Elect Director Richard E. Thornburgh | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
S&P Global Inc. | | SPGI | | 26-Apr-17 | | 78409V104 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Elect Director Mary C. Beckerle | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Elect Director D. Scott Davis | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Elect Director Ian E. L. Davis | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Elect Director Alex Gorsky | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Elect Director Mark B. McClellan | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Elect Director Anne M. Mulcahy | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Elect Director William D. Perez | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Elect Director Charles Prince | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Elect Director A. Eugene Washington | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Elect Director Ronald A. Williams | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
Johnson & Johnson | | JNJ | | 27-Apr-17 | | 478160104 | | Require Independent Board Chairman | | Share Holder | | Yes | | For | | Against |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director Robert J. Alpern | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director Roxanne S. Austin | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director Sally E. Blount | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director Edward M. Liddy | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director Nancy McKinstry | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director Phebe N. Novakovic | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director William A. Osborn | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director Samuel C. Scott, III | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director Daniel J. Starks | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director Glenn F. Tilton | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Elect Director Miles D. White | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Approve Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Amend Nonqualified Employee Stock Purchase Plan | | Issuer | | Yes | | For | | For |
Abbott Laboratories | | ABT | | 28-Apr-17 | | 002824100 | | Require Independent Board Chairman | | Share
Holder | | Yes | | For | | Against |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Elect Director Troy Alstead | | Issuer | | Yes | | For | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Elect Director R. John Anderson | | Issuer | | Yes | | For | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Elect Director Michael J. Cave | | Issuer | | Yes | | For | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Elect Director Allan Golston | | Issuer | | Yes | | For | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Elect Director Matthew S. Levatich | | Issuer | | Yes | | For | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Elect Director Sara L. Levinson | | Issuer | | Yes | | For | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Elect Director N. Thomas Linebarger | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Elect Director Brian R. Niccol | | Issuer | | Yes | | For | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Elect Director Maryrose T. Sylvester | | Issuer | | Yes | | For | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Elect Director Jochen Zeitz | | Issuer | | Yes | | For | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
Harley-Davidson, Inc. | | HOG | | 29-Apr-17 | | 412822108 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Harold Brown | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Andre Calantzopoulos | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Louis C. Camilleri | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Massimo Ferragamo | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Werner Geissler | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Jennifer Li | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Jun Makihara | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Sergio Marchionne | | Issuer | | Yes | | Against | | Against |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Kalpana Morparia | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Lucio A. Noto | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Frederik Paulsen | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Robert B. Polet | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Elect Director Stephen M. Wolf | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Approve Restricted Stock Plan | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Approve Non-Employee Director Restricted Stock Plan | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Ratify PricewaterhouseCoopers SA as Auditors | | Issuer | | Yes | | For | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Establish a Board Committee on Human Rights | | Share
Holder | | Yes | | Against | | For |
Philip Morris International Inc. | | PM | | 3-May-17 | | 718172109 | | Participate in OECD Mediation for Human Rights Violations | | Share
Holder | | Yes | | Against | | For |
TransUnion | | TRU | | 3-May-17 | | 89400J107 | | Elect Director Leo F. Mullin | | Issuer | | Yes | | Withhold | | Against |
TransUnion | | TRU | | 3-May-17 | | 89400J107 | | Elect Director Steven M. Tadler | | Issuer | | Yes | | Withhold | | Against |
TransUnion | | TRU | | 3-May-17 | | 89400J107 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Accept Financial Statements and Statutory Reports | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Approve Remuneration Report | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Approve Remuneration Policy | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Elect Emma Walmsley as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Elect Dr Vivienne Cox as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Elect Dr Patrick Vallance as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Re-elect Philip Hampton as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Re-elect Sir Roy Anderson as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Re-elect Vindi Banga as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Re-elect Simon Dingemans as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Re-elect Lynn Elsenhans as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Re-elect Dr Jesse Goodman as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Re-elect Judy Lewent as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Re-elect Urs Rohner as Director | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Authorise EU Political Donations and Expenditure | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Authorise Issue of Equity with Pre-emptive Rights | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Authorise Issue of Equity without Pre-emptive Rights | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Authorise Issue of Equity with Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Authorise Market Purchase of Ordinary Shares | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Approve Performance Share Plan | | Issuer | | Yes | | For | | For |
GlaxoSmithKline plc | | GSK | | 4-May-17 | | G3910J112 | | Approve Deferred Annual Bonus Plan | | Issuer | | Yes | | For | | For |
Zoetis Inc. | | ZTS | | 11-May-17 | | 98978V103 | | Elect Director Gregory Norden | | Issuer | | Yes | | For | | For |
Zoetis Inc. | | ZTS | | 11-May-17 | | 98978V103 | | Elect Director Louise M. Parent | | Issuer | | Yes | | For | | For |
Zoetis Inc. | | ZTS | | 11-May-17 | | 98978V103 | | Elect Director Robert W. Scully | | Issuer | | Yes | | For | | For |
Zoetis Inc. | | ZTS | | 11-May-17 | | 98978V103 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Zoetis Inc. | | ZTS | | 11-May-17 | | 98978V103 | | Ratify KPMG LLP as Auditors | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Lewis W.K. Booth | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Charles E. Bunch | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Lois D. Juliber | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Mark D. Ketchum | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Jorge S. Mesquita | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Joseph Neubauer | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Nelson Peltz | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Fredric G. Reynolds | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Irene B. Rosenfeld | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Christiana S. Shi | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Patrick T. Siewert | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Ruth J. Simmons | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Elect Director Jean-Francois M. L. van Boxmeer | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Assess Environmental Impact of Non-Recyclable Packaging | | Share
Holder | | Yes | | For | | Against |
Mondelez International, Inc. | | MDLZ | | 17-May-17 | | 609207105 | | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives | | Share
Holder | | Yes | | Against | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Elect Director Gerald L. Baliles | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Elect Director Martin J. Barrington | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Elect Director John T. Casteen, III | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Elect Director Dinyar S. Devitre | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Elect Director Thomas F. Farrell, II | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Elect Director Debra J. Kelly-Ennis | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Elect Director W. Leo Kiely, III | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Elect Director Kathryn B. McQuade | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Elect Director George Munoz | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Elect Director Nabil Y. Sakkab | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | �� | 18-May-17 | | 02209S103 | | Elect Director Virginia E. Shanks | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
Altria Group, Inc. | | MO | | 18-May-17 | | 02209S103 | | Cease Tobacco-Related Advertising | | Share
Holder | | Yes | | Against | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Fred D. Anderson, Jr. | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Edward W. Barnholt | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Anthony J. Bates | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Logan D. Green | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Bonnie S. Hammer | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Kathleen C. Mitic | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Pierre M. Omidyar | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Paul S. Pressler | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Robert H. Swan | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Thomas J. Tierney | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Perry M. Traquina | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Elect Director Devin N. Wenig | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
eBay Inc. | | EBAY | | 18-May-17 | | 278642103 | | Provide Right to Act by Written Consent | | Share Holder | | Yes | | For | | Against |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Leslie A. Brun | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Thomas R. Cech | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Pamela J. Craig | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Kenneth C. Frazier | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Thomas H. Glocer | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Rochelle B. Lazarus | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director John H. Noseworthy | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Carlos E. Represas | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Paul B. Rothman | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Patricia F. Russo | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Craig B. Thompson | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Wendell P. Weeks | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Elect Director Peter C. Wendell | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Advisory Vote on Say on Pay Frequency | | Issuer | | Yes | | One Year | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Require Independent Board Chairman | | Share Holder | | Yes | | For | | Against |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Adopt Holy Land Principles | | Share Holder | | Yes | | Against | | For |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Report on Risks of Doing Business in Conflict-Affected Areas | | Share Holder | | Yes | | For | | Against |
Merck & Co., Inc. | | MRK | | 23-May-17 | | 58933Y105 | | Report on Board Oversight of Product Safety and Quality | | Share Holder | | Yes | | Against | | For |
DENTSPLY SIRONA Inc. | | XRAY | | 24-May-17 | | 24906P109 | | Elect Director Michael C. Alfano | | Issuer | | Yes | | For | | For |
DENTSPLY SIRONA Inc. | | XRAY | | 24-May-17 | | 24906P109 | | Elect Director David K. Beecken | | Issuer | | Yes | | For | | For |
DENTSPLY SIRONA Inc. | | XRAY | | 24-May-17 | | 24906P109 | | Elect Director Eric K. Brandt | | Issuer | | Yes | | For | | For |
DENTSPLY SIRONA Inc. | | XRAY | | 24-May-17 | | 24906P109 | | Elect Director Michael J. Coleman | | Issuer | | Yes | | For | | For |
DENTSPLY SIRONA Inc. | | XRAY | | 24-May-17 | | 24906P109 | | Elect Director Willie A. Deese | | Issuer | | Yes | | For | | For |
DENTSPLY SIRONA Inc. | | XRAY | | 24-May-17 | | 24906P109 | | Elect Director Thomas Jetter | | Issuer | | Yes | | For | | For |
DENTSPLY SIRONA Inc. | | XRAY | | 24-May-17 | | 24906P109 | | Elect Director Arthur D. Kowaloff | | Issuer | | Yes | | For | | For |
DENTSPLY SIRONA Inc. | | XRAY | | 24-May-17 | | 24906P109 | | Elect Director Harry M. Jansen Kraemer, Jr. | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Location
Name | | Institutional
Account
Name | | Institutional
Account Number | | Company
Name | | Ticker | | Country | | Provider
Security ID | | Meeting
Type | | Meeting
Date | | Record
Date | | Proponent | | Proposal
Number | | Proposal Text | | Management
Recommendation | | Vote
Instruction | | Voted | | Vote Against
Management |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 2 | | Approve Remuneration Report | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 3 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 4 | | Re-elect Seamus Keating as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 5 | | Re-elect Ian Tyler as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 6 | | Elect Danie Meintjes as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 7 | | Elect Dr Edwin Hertzog as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 8 | | Elect Jannie Durand as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 9 | | Elect Alan Grieve as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 10 | | Elect Dr Robert Leu as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 11 | | Elect Nandi Mandela as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 12 | | Elect Trevor Petersen as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 13 | | Elect Desmond Smith as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 14 | | Appoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 15 | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 16 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 20 | | Authorise Off-Market Purchase of Subscriber Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 21 | | Amend Articles of Association | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Mediclinic
International
plc | | MDC | | United
Kingdom | | G021A5106 | | Annual | | 20-Jul-16 | | 18-Jul-16 | | Management | | 22 | | Authorise the Company to Call EGM with Two Weeks' Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 2 | | Approve Dividends | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 3 | | Reelect Keki Misty as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 4 | | Reelect Renu Karnad as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 5 | | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 6 | | Appoint Umesh Chandra Sarangi as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 7 | | Approve Related Party Transactions with Housing Development Finance Corp. Ltd. | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 8 | | Approve Related Party Transactions with HDB Financial Services Ltd. | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 9 | | Amend Terms of Appointment of Paresh Sukthankar, Deputy Managing Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 10 | | Approve Remuneration of Non-Executive Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 11 | | Increase Authorized Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 12 | | Amend Memorandum of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 13 | | Authorize Issuance of Perpetual Debt Instruments, Tier II Capital Bonds and Senior Long Term Infrastructure Bonds | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 14 | | Approve Stock Option Plan Grants | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 2 | | Approve Remuneration Report | | For | | Abstain | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 3 | | Re-elect Jan du Plessis as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 4 | | Re-elect Alan Clark as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 5 | | Elect Domenic De Lorenzo as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 6 | | Re-elect Mark Armour as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 7 | | Re-elect Dave Beran as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 8 | | Re-elect Geoffrey Bible as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 9 | | Re-elect Dinyar Devitre as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 10 | | Re-elect Guy Elliott as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 11 | | Re-elect Lesley Knox as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 12 | | Re-elect Trevor Manuel as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 13 | | Re-elect Dr Dambisa Moyo as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 14 | | Re-elect Carlos Perez Davila as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 15 | | Re-elect Alejandro Santo Domingo Davila as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 16 | | Re-elect Helen Weir as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 17 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 18 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 19 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 20 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 21 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 22 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 23 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 2 | | Approve Dividend | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 3 | | Reelect Nakul Anand as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 4 | | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 5 | | Elect Sanjiv Puri as Director and Approve His Appointment and Remuneration as Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 6 | | Elect Rajiv Tandon as Director and Approve His Appointment and Remuneration as Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 7 | | Elect Nirupama Rao as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 8 | | Reelect Yogesh Chander Deveshwar as Non-Executive Director and Approve His Appointment and Remuneration as Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 9 | | Approve Variation in the Terms of Remuneration to Executive Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 10 | | Approve Commission Remuneration for Non-executive Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 11 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 12 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kotak
Mahindra
Bank Ltd | | 500247 | | India | | Y4964H150 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kotak
Mahindra
Bank Ltd | | 500247 | | India | | Y4964H150 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kotak
Mahindra
Bank Ltd | | 500247 | | India | | Y4964H150 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 3 | | Approve S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kotak
Mahindra
Bank Ltd | | 500247 | | India | | Y4964H150 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 4 | | Approve that the Vacancy on the Board Resulting from the Retirement of N.P. Sarda Not be Filled | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kotak
Mahindra
Bank Ltd | | 500247 | | India | | Y4964H150 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 5 | | Elect C. Jayaram as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kotak
Mahindra
Bank Ltd | | 500247 | | India | | Y4964H150 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 6 | | Approve Remuneration of Shankar Acharya, Chairman of the Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kotak
Mahindra
Bank Ltd | | 500247 | | India | | Y4964H150 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 7 | | Approve Commission Remuneration for Non-executive Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 3 | | Reelect K. Satish Reddy as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 4 | | Approve S R Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 5 | | Approve Reappointment and Remuneration of G V Prasad as Co-Chairman, Managing Director and CEO | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 6 | | Elect Bharat Narotam Doshi as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 7 | | Elect Hans Peter Hasler as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 8 | | Approve Commission Remuneration of Non-Executive Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 9 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | 256135203 | | Annual | | 27-Jul-16 | | 23-Jun-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | 256135203 | | Annual | | 27-Jul-16 | | 23-Jun-16 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | 256135203 | | Annual | | 27-Jul-16 | | 23-Jun-16 | | Management | | 3 | | Reelect K. Satish Reddy as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | 256135203 | | Annual | | 27-Jul-16 | | 23-Jun-16 | | Management | | 4 | | Approve S R Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | 256135203 | | Annual | | 27-Jul-16 | | 23-Jun-16 | | Management | | 5 | | Approve Reappointment and Remuneration of G V Prasad as Co-Chairman, Managing Director and CEO | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | 256135203 | | Annual | | 27-Jul-16 | | 23-Jun-16 | | Management | | 6 | | Elect Bharat Narotam Doshi as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | 256135203 | | Annual | | 27-Jul-16 | | 23-Jun-16 | | Management | | 7 | | Elect Hans Peter Hasler as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | 256135203 | | Annual | | 27-Jul-16 | | 23-Jun-16 | | Management | | 8 | | Approve Commission Remuneration of Non-Executive Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy's
Laboratories | | 500124 | | India | | 256135203 | | Annual | | 27-Jul-16 | | 23-Jun-16 | | Management | | 9 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 1.a | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 1.b | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 2 | | Confirm Interim Dividend and Declare Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 3 | | Reelect D. M. Sukthankar as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 4 | | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 5 | | Approve PKF as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 6 | | Approve Issuance of Redeemable Non- Convertible Debentures and/or Other Hybrid Instruments | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 7 | | Approve Related Party Transactions with HDFC Bank Ltd. | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 8 | | Approve Increase in Borrowing Powers | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 9 | | Approve Reappointment and Remuneration of Keki M. Mistry as Managing Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 1 | | Note the Financial Statements and Statutory Report | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 2 | | Note the Appointment of Auditor and Fixing of Their Remuneration | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 3.1 | | Elect William Chan Chak Cheung as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 3.2 | | Elect David Charles Watt as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 4.1 | | Elect Poh Lee Tan as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 4.2 | | Elect Nicholas Charles Allen as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 4.3 | | Elect Ed Chan Yiu Cheong as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 4.4 | | Elect Blair Chilton Pickerell as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 5 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Special | | 03-Aug-16 | | | | Management | | 1 | | Approve Acquisition of Alesat Combustiveis S.A. to Be Carried Out by the Company's Subsidiary Ipiranga Produtos de Petroleo S.A. | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-
Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Annual | | 08-Aug-16 | | 01-Aug-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-
Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Annual | | 08-Aug-16 | | 01-Aug-16 | | Management | | 2 | | Reelect Niket Ghate as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-
Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Annual | | 08-Aug-16 | | 01-Aug-16 | | Management | | 3 | | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-
Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Annual | | 08-Aug-16 | | 01-Aug-16 | | Management | | 4 | | Approve Keeping and Maintenance of the Register and Indices of Members and Copies of Annual Returns as the Corporate Office of the Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Special | | 16-Aug-16 | | 05-Aug-16 | | Management | | 1 | | Approve Increase in Authorised Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Special | | 16-Aug-16 | | 05-Aug-16 | | Management | | 2 | | Amend Memorandum of Incorporation | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Special | | 16-Aug-16 | | 05-Aug-16 | | Management | | 3 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Special | | 16-Aug-16 | | 05-Aug-16 | | Management | | 4 | | Authorise Issue of B Ordinary Shares to Rupert Beleggings Proprietary Limited | | For | | Against | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2016 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 2 | | Approve Dividends for N Ordinary and A Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 3 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 4.1 | | Elect Hendrik du Toit as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 4.2 | | Elect Guijin Liu as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.1 | | Re-elect Nolo Letele as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.2 | | Re-elect Roberto Oliveira de Lima as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.3 | | Re-elect Cobus Stofberg as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.4 | | Re-elect Debra Meyer as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6.1 | | Re-elect Don Eriksson as Member of the Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6.2 | | Re-elect Ben van der Ross as Member of the Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6.3 | | Re-elect Rachel Jafta as Member of the Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 7 | | Approve Remuneration Policy | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 8 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 9 | | Authorise Board to Issue Shares for Cash | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 10 | | Authorise Ratification of Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.1 | | Approve Fees of the Board Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.2 | | Approve Fees of the Board Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.3 | | Approve Fees of the Audit Committee Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.4 | | Approve Fees of the Audit Committee Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.5 | | Approve Fees of the Risk Committee Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.6 | | Approve Fees of the Risk Committee Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.7 | | Approve Fees of the Human Resources and Remuneration Committee Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.8 | | Approve Fees of the Human Resources and Remuneration Committee Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.9 | | Approve Fees of the Nomination Committee Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.10 | | Approve Fees of the Nomination Committee Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.11 | | Approve Fees of the Social and Ethics Committee Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.12 | | Approve Fees of the Social and Ethics Committee Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.13 | | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 2 | | Approve Financial Assistance in Terms of Section 44 of the Act | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 3 | | Approve Financial Assistance in Terms of Section 45 of the Act | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 4 | | Authorise Repurchase of N Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5 | | Authorise Repurchase of A Ordinary Shares | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6 | | Amend Memorandum of Incorporation | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Unilever
Indonesia Tbk | | UNVR | | Indonesia | | Y9064H141 | | Special | | 30-Aug-16 | | 05-Aug-16 | | Management | | 1 | | Elect Directors | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kotak
Mahindra
Bank Ltd | | 500247 | | India | | Y4964H150 | | Special | | 31-Aug-16 | | 22-Jul-16 | | Management | | 1 | | Authorize Issuance of Unsecured, Redeemable Non-Convertible Debentures/Bonds | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman
Islands | | 64110W102 | | Annual | | 02-Sep-16 | | 02-Aug-16 | | Management | | 1a | | Elect William Lei Ding as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman
Islands | | 64110W102 | | Annual | | 02-Sep-16 | | 02-Aug-16 | | Management | | 1b | | Elect Alice Cheng as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman
Islands | | 64110W102 | | Annual | | 02-Sep-16 | | 02-Aug-16 | | Management | | 1c | | Elect Denny Lee as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman
Islands | | 64110W102 | | Annual | | 02-Sep-16 | | 02-Aug-16 | | Management | | 1d | | Elect Joseph Tong as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman
Islands | | 64110W102 | | Annual | | 02-Sep-16 | | 02-Aug-16 | | Management | | 1e | | Elect Lun Feng as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman
Islands | | 64110W102 | | Annual | | 02-Sep-16 | | 02-Aug-16 | | Management | | 1f | | Elect Michael Leung as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman
Islands | | 64110W102 | | Annual | | 02-Sep-16 | | 02-Aug-16 | | Management | | 1g | | Elect Michael Tong as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman
Islands | | 64110W102 | | Annual | | 02-Sep-16 | | 02-Aug-16 | | Management | | 2 | | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Special | | 06-Sep-16 | | 24-Aug-16 | | Management | | 1 | | Approve Disposal by Tobacco Importers and Manufacturers Sdn Berhad, a Wholly-Owned Subsidiary of the Company, of 2 Parcels of Leasehold Lands Together with Buildings Elected Thereon | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries Co.
Ltd. | | A047810 | | South
Korea | | Y4838Q105 | | Special | | 09-Sep-16 | | 10-Aug-16 | | Management | | 1 | | Elect Cho Yoo-haeng as Member of Audit Committee | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 2 | | Approve Dividends | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 3 | | Reelect Dilip S. Shanghvi as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 4 | | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 5 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 6 | | Reelect S. Mohanchand Dadha as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 7 | | Reelect Keki Mistry as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 8 | | Reelect Ashwin Danias Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 9 | | Reelect Hasmukh Shah as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 10 | | Reelect Rekha Sethi as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 11 | | Approve Revision in the Remuneration of Dilip S. Shanghvi, Managing Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 12 | | Approve Revision in the Remuneration of Sudhir Valia, Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 13 | | Approve Revision in the Remuneration of Sailesh T. Desai, Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 14 | | Adopt New Articles of Association | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | SUNPHARMA | | India | | Y8523Y158 | | Annual | | 17-Sep-16 | | 10-Sep-16 | | Management | | 15 | | Approve Reclassification of Certain Promoter Group/Entities | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller plc | | SAB | | United
Kingdom | | G77395104 | | Special | | 28-Sep-16 | | 26-Sep-16 | | Management | | 1 | | Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA/NV | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller plc | | SAB | | United
Kingdom | | G77395104 | | Court | | 28-Sep-16 | | 26-Sep-16 | | Management | | 1 | | Approve Scheme of Arrangement | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba Group
Holding
Limited | | BABA | | Cayman
Islands | | 01609W102 | | Annual | | 13-Oct-16 | | 19-Aug-16 | | Management | | 1.1 | | Elect Daniel Yong Zhang as Director | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba
Group
Holding
Limited | | BABA | | Cayman
Islands | | 01609W102 | | Annual | | 13-Oct-16 | | 19-Aug-16 | | Management | | 1.2 | | Elect Chee Hwa Tung as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba
Group
Holding
Limited | | BABA | | Cayman
Islands | | 01609W102 | | Annual | | 13-Oct-16 | | 19-Aug-16 | | Management | | 1.3 | | Elect Jerry Yang as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba
Group
Holding
Limited | | BABA | | Cayman
Islands | | 01609W102 | | Annual | | 13-Oct-16 | | 19-Aug-16 | | Management | | 1.4 | | Elect Wan Ling Martello as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba
Group
Holding
Limited | | BABA | | Cayman
Islands | | 01609W102 | | Annual | | 13-Oct-16 | | 19-Aug-16 | | Management | | 1.5 | | Elect Eric Xiandong Jing as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba
Group
Holding
Limited | | BABA | | Cayman
Islands | | 01609W102 | | Annual | | 13-Oct-16 | | 19-Aug-16 | | Management | | 2 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Special | | 18-Nov-16 | | 26-Oct-16 | | Management | | 1 | | Elect Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2016 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 2 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Hein Doman as the Individual Registered Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 3 | | Re-elect Jannie Durand as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 4 | | Re-elect Paul Harris as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 5 | | Re-elect Edwin Hertzog as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 6 | | Re-elect Josua Malherbe as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 7 | | Re-elect Murphy Morobe as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 8 | | Elect Neville Williams as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 9 | | Re-elect Peter Mageza as Member of the Audit and Risk Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 10 | | Re-elect Phillip Moleketi as Member of the Audit and Risk Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 11 | | Re-elect Frederick Robertson as Member of the Audit and Risk Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 12 | | Re-elect Sonja de Bruyn Sebotsa as Member of the Audit and Risk Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 1 | | Approve Directors' Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 2 | | Authorise Repurchase of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 3 | | Approve Financial Assistance in Terms of Section 44 of the Companies Act | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 4 | | Approve Financial Assistance in Terms of Section 45 of the Companies Act | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South
Africa | | S6873K106 | | Annual | | 01-Dec-16 | | 25-Nov-16 | | Management | | 5 | | Amend Memorandum of Incorporation | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 1 | | Dismiss, Elect and Ratify Directors Representing Series B Shareholders | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 1 | | Dismiss, Elect and Ratify Principal and Alternate Directors Representing Series F and B Shareholders | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 2 | | Approve Cash Dividends | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 3 | | Authorize Issuance of Subordinated Debentures | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 4 | | Approve Increase in Share Capital Which Will be Represented by Shares of Company Held in Treasury | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 5 | | Amend Articles | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 6 | | Approve Modifications of Sole Responsibility Agreement | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 7 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 1 | | Dismiss, Elect and Ratify Directors Representing Series B Shareholders | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 1 | | Dismiss, Elect and Ratify Principal and Alternate Directors Representing Series F and B Shareholders | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 2 | | Approve Cash Dividends | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 3 | | Authorize Issuance of Subordinated Debentures | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 4 | | Approve Increase in Share Capital Which Will be Represented by Shares of Company Held in Treasury | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 5 | | Amend Articles | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 6 | | Approve Modifications of Sole Responsibility Agreement | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 05-Dec-16 | | 21-Nov-16 | | Management | | 7 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata
Consultancy
Services Ltd. | | TCS | | India | | Y85279100 | | Special | | 13-Dec-16 | | 06-Dec-16 | | Share
Holder | | 1 | | Remove C. P. Mistry as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 22-Dec-16 | | 08-Dec-16 | | Management | | 1 | | Approve Cash Dividends | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX
B | | Mexico | | 40053C105 | | Special | | 22-Dec-16 | | 08-Dec-16 | | Management | | 2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Special | | 23-Jan-17 | | | | Management | | 1 | | Approve Acquisition of Liquigas Distribuidora S.A. to Be Carried Out by the Company's Subsidiary Ultragaz S.A. | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 1 | | Approve Minutes of Previous Meeting | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 2 | | Acknowledge Business Operation for 2016 and the Report of the Board of Directors | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 3 | | Approve Financial Statements and Auditors' Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 4 | | Approve Dividend Payment and Appropriation for Legal Reserve | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 5.1.1 | | Elect Michael Lau Hwai Keong as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 5.1.2 | | Elect Sakthip Krairiksh as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 5.1.3 | | Elect Pornchai Matangkasombut as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 5.1.4 | | Elect Choo-Chat Kambhu Na Ayudhya as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 5.1.5 | | Elect Vivat Tejapaibul as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 5.1.6 | | Elect Panote Sirivadhanabhakdi as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 5.1.7 | | Elect Thapana Sirivadhanabhakdi as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 5.2 | | Approve Determination of Director Authorities | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 6 | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 7 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 8 | | Approve D&O Insurance for Directors and Executives | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 9 | | Approve Mandate for Interested Person Transactions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 10 | | Amend Company's Objectives and Amend Memorandum of Association | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 26-Jan-17 | | 04-Jan-17 | | Management | | 11 | | Other Business | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corporation
Limited | | 500010 | | India | | Y37246207 | | Special | | 10-Mar-17 | | 31-Jan-17 | | Management | | 1 | | Increase Authorized Share Capital and Amend Memorandum of Association | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corporation
Limited | | 500010 | | India | | Y37246207 | | Special | | 10-Mar-17 | | 31-Jan-17 | | Management | | 2 | | Approve Employee Stock Option Scheme 2017 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 16-Mar-17 | | 22-Feb-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 16-Mar-17 | | 22-Feb-17 | | Management | | 2 | | Accept Report on Adherence to Fiscal Obligations | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 16-Mar-17 | | 22-Feb-17 | | Management | | 3 | | Approve Allocation of Income and Cash Dividends | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 16-Mar-17 | | 22-Feb-17 | | Management | | 4 | | Set Maximum Amount of Share Repurchase Program | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 16-Mar-17 | | 22-Feb-17 | | Management | | 5 | | Elect Directors and Secretaries, Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 16-Mar-17 | | 22-Feb-17 | | Management | | 6 | | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 16-Mar-17 | | 22-Feb-17 | | Management | | 7 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 16-Mar-17 | | 22-Feb-17 | | Management | | 8 | | Approve Minutes of Meeting | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Special | | 16-Mar-17 | | 03-Feb-17 | | Management | | 1 | | Amend Objects Clause of Memorandum of Association | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | AmorePacific
Corp. | | A090430 | | South
Korea | | Y01258105 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | AmorePacific
Corp. | | A090430 | | South
Korea | | Y01258105 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 2 | | Amend Articles of Incorporation | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | AmorePacific
Corp. | | A090430 | | South
Korea | | Y01258105 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 3 | | Elect Two Outside Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | AmorePacific
Corp. | | A090430 | | South
Korea | | Y01258105 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 4 | | Elect Kim Seong-soo as Members of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | AmorePacific
Corp. | | A090430 | | South
Korea | | Y01258105 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South
Korea | | Y5275R100 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South
Korea | | Y5275R100 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 2.1 | | Elect Yoo Ji-young as Non-independent and Non-executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South
Korea | | Y5275R100 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 2.2 | | Elect Pyo In-su as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South
Korea | | Y5275R100 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 2.3 | | Elect Kim Jae-wook as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South
Korea | | Y5275R100 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 3 | | Elect Pyo In-su as Members of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South
Korea | | Y5275R100 | | Annual | | 17-Mar-17 | | 31-Dec-16 | | Management | | 4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South
Korea | | Y4838Q105 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South
Korea | | Y4838Q105 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 2.1 | | Elect Kim Tae-young as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South
Korea | | Y4838Q105 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 2.2 | | Elect Lee Dong-ho as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South
Korea | | Y4838Q105 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 2.3 | | Elect Lee Pal-seong as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South
Korea | | Y4838Q105 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 3.1 | | Elect Kim Tae-young as a Member of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South
Korea | | Y4838Q105 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 3.2 | | Elect Lee Dong-ho as a Member of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South
Korea | | Y4838Q105 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 3.3 | | Elect Lee Pal-seong as a Member of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South
Korea | | Y4838Q105 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South
Korea | | Y7473H108 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South
Korea | | Y7473H108 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 2 | | Amend Articles of Incorporation | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South
Korea | | Y7473H108 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 3.1.1 | | Elect Ahn Min-soo as Inside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South
Korea | | Y7473H108 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 3.1.2 | | Elect Hyeon Seong-cheol as Inside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South
Korea | | Y7473H108 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 3.2.1 | | Elect Moon Hyo-nam as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South
Korea | | Y7473H108 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 3.2.2 | | Elect Park Dae-dong as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South
Korea | | Y7473H108 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 4.1 | | Elect Park Se-min as Outside Director to serve as Audit Committee member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South
Korea | | Y7473H108 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 5.1.1 | | Elect Cho Dong-geun as Members of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South
Korea | | Y7473H108 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 5.1.2 | | Elect Park Dae-dong as Members of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South
Korea | | Y7473H108 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 6 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 27-Mar-17 | | 20-Mar-17 | | Management | | 1 | | Elect Teh Hong Piow as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 27-Mar-17 | | 20-Mar-17 | | Management | | 2 | | Elect Tay Ah Lek as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 27-Mar-17 | | 20-Mar-17 | | Management | | 3 | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 27-Mar-17 | | 20-Mar-17 | | Management | | 4 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South
Korea | | Y4581L105 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South
Korea | | Y4581L105 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 2 | | Amend Articles of Incorporation | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South
Korea | | Y4581L105 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 3.1 | | Elect Shin Joo-ho as Non-independent Non-executive Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South
Korea | | Y4581L105 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 3.2.1 | | Elect Choi Don-yong as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South
Korea | | Y4581L105 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 3.2.2 | | Elect Han In-goo as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South
Korea | | Y4581L105 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 4.1 | | Elect Kim Sang-il as Members of Audit Committee | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South
Korea | | Y4581L105 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 4.2 | | Elect Choi Don-yong as Members of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South
Korea | | Y4581L105 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 4.3 | | Elect Han In-goo as Members of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 1.a | | Approve Board of Directors' Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 1.b | | Approve CEO's Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 1.c | | Approve Report of Audit and Corporate Practices Committees | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 1.d | | Approve Report on Adherence to Fiscal Obligations | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 1.e | | Approve Report Re: Employee Stock Purchase Plan | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 1.f | | Approve Report on Share Repurchase Reserves | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 1.g | | Approve Report on Wal-Mart de Mexico Foundation | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 2 | | Approve Consolidated Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 3 | | Approve Allocation of Income, Ordinary Dividend of MXN 0.64 per Share and Extraordinary Dividend of MXN 1.86 per Share, Respect to this Second Amount, Payment of MXN 0.96 per Share will be Subject to the Sale of Suburbia | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 4 | | Approve Reduction in Share Capital via Cancellation of Treasury Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 5 | | Elect or Ratify Directors, Chairmen of Audit and Corporate Practices Committees; Approve Their Remuneration | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart de
Mexico
S.A.B. de
C.V. | | WALMEX
* | | Mexico | | P98180188 | | Annual | | 30-Mar-17 | | 22-Mar-17 | | Management | | 6 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central Asia
Tbk | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 06-Apr-17 | | 14-Mar-17 | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central
Asia Tbk | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 06-Apr-17 | | 14-Mar-17 | | Management | | 2 | | Approve Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central
Asia Tbk | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 06-Apr-17 | | 14-Mar-17 | | Management | | 3 | | Approve Tantiem and Remuneration of Directors and Commissioners | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central
Asia Tbk | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 06-Apr-17 | | 14-Mar-17 | | Management | | 4 | | Appoint Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central
Asia Tbk | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 06-Apr-17 | | 14-Mar-17 | | Management | | 5 | | Approve Payment of Interim Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 2 | | Approve Capital Budget | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 3 | | Approve Allocation of Income | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.1 | | Fix Number of Directors | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.2 | | Elect Ana Maria Marcondes Penido Sant'Anna as Director and Vice-Chairman and Eduarda Penido Dalla Vecchia As Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.3 | | Elect Francisco Caprino Neto as Director and Roberto Navarro Evangelista as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.4 | | Elect Ricardo Coutinho de Sena as Director and Jose Henrique Braga Polido Lopes as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.5 | | Elect Jose Florencio Rodriges Neto as Director and Livio Hagime Kuze as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.6 | | Elect Paulo Roberto Reckziegel Guedes as Director and Tarcisio Augusto Carneiro as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.7 | | Elect Ana Dolores Moura Carneiro Novaes as Director and Eduardo Penido Sant'Anna as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.8 | | Elect Paulo Marcio de Oliveira Monteiro as Director and Marina Rosenthal Rocha as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.9 | | Elect Henrique Sutton de Sousa Neves as Director and Rosa E Penido Dalla Vecchia as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.10 | | Elect Murilo Cesar Lemos dos Santos Passos as Director and Chairman and Fernando Luiz Aguiar Filho as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.11 | | Elect Luiz Alberto Colonna Rosman as Independent Director | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 4.12 | | Elect Wilson Nelio Brumer as Independent Director | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Share
Holder | | 4.13 | | Elect Mailson Ferreira da Nobrega as Director Appointed by Minority Shareholder | | None | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Share
Holder | | 4.14 | | Elect Charles Rene Lebarbenchon as Director Appointed by Minority Shareholder | | None | | Abstain | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 5.1 | | Install and Fix Number of Fiscal Council Members | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 5.2 | | Elect Newton Brandao Ferraz Ramos as Fiscal Council Member and Fernando Santos Salles as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 5.3 | | Elect Adalgiso Fragoso Faria as Fiscal Council Member and Marcelo de Andrade as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 5.4 | | Elect Jose Valdir Pesce as Fiscal Council Member and Edmar Briguelli as Alternate | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Share
Holder | | 5.5 | | Elect Luiz Claudio Leite de Oliveira as Fiscal Council Member and Andre Eduardo Dantas as Alternate Appointed by Minority Shareholder | | None | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Share
Holder | | 5.6 | | Elect Fiscal Maria Cecilia Rossi as Fiscal Council Member and Alexandre Cardoso Freitas as Alternate Appointed by Minority Shareholder | | None | | Abstain | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 6 | | Approve Remuneration of Company's Management | | For | | Against | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Annual | | 11-Apr-17 | | | | Management | | 7 | | Approve Remuneration of Fiscal Council Members | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CCR S.A. | | CCRO3 | | Brazil | | P2170M104 | | Special | | 11-Apr-17 | | | | Management | | 1 | | Amend Articles to Reflect Changes in Capital and Consolidate Bylaws Accordingly | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 12-Apr-17 | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 12-Apr-17 | | | | Management | | 2 | | Approve Capital Budget, Allocation of Income and Dividends | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 12-Apr-17 | | | | Management | | 3 | | Approve Remuneration of Company's Management and Fiscal Council Members | | For | | Against | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 1.1 | | Elect Marcelo Augusto Dutra Labuto as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 1.2 | | Elect Romulo de Mello Dias as Director | | For | | Against | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 1.3 | | Elect Alberto Monteiro de Queiroz Netto as Director | | For | | Against | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 2.1 | | Elect Edmar Jose Casalatina as Fiscal Council Member | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 2.2 | | Elect Flavio Saba Santos Estrela as Alternate Fiscal Council Member | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 2.3 | | Elect Joel Antonio de Araujo as Fiscal Council Member | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 2.4 | | Elect Sigmar Milton Mayer Filho as Alternate Fiscal Council Member | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 2.5 | | Elect Herculano Anibal Alves as Fiscal Council Member | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 2.6 | | Elect Kleber do Espirito Santo as Alternate Fiscal Council Member | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 2.7 | | Elect Marcelo Santos Dall'occo as Fiscal Council Member | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 2.8 | | Elect Carlos Roberto Mendonca da Silva as Alternate Fiscal Council Member | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 2.9 | | Elect Haroldo Reginaldo Levy Neto as Fiscal Council Member | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 2.10 | | Elect Milton Luiz Milioni as Alternate Fiscal Council Member | | For | | Abstain | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Share
Holder | | 2.11 | | Elect Mario Daud Filho as Fiscal Council Member and Charles Rene Lebarbenchon as Alternate Appointed by Minority Shareholder | | None | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 3 | | Authorize Capitalization of Reserves for Bonus Issue | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 12-Apr-17 | | | | Management | | 4 | | Amend Article 7 to Reflect Changes in Capital and Consolidate Bylaws Accordingly | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata
Consultancy
Services
Ltd. | | TCS | | India | | Y85279100 | | Special | | 15-Apr-17 | | 24-Feb-17 | | Management | | 1 | | Approve Buy Back of Equity Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 18-Apr-17 | | 10-Apr-17 | | Management | | 1 | | Elect Aseh bin Haji Che Mat as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 18-Apr-17 | | 10-Apr-17 | | Management | | 2 | | Elect Hendrik Stoel as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 18-Apr-17 | | 10-Apr-17 | | Management | | 3 | | Elect Ricardo Martin Guardo as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 18-Apr-17 | | 10-Apr-17 | | Management | | 4 | | Elect Zainun Aishah binti Ahmad as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 18-Apr-17 | | 10-Apr-17 | | Management | | 5 | | Elect Lee Oi Kuan as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 18-Apr-17 | | 10-Apr-17 | | Management | | 6 | | Elect Oh Chong Peng as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 18-Apr-17 | | 10-Apr-17 | | Management | | 7 | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 18-Apr-17 | | 10-Apr-17 | | Management | | 8 | | Approve KPMG PLT as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 18-Apr-17 | | 10-Apr-17 | | Management | | 9 | | Approve Oh Chong Peng to Continue Office as Independent Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 18-Apr-17 | | 10-Apr-17 | | Management | | 10 | | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank
Polska Kasa
Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 1 | | Open Meeting | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank
Polska Kasa
Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 2 | | Elect Meeting Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank
Polska Kasa
Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 3 | | Acknowledge Proper Convening of Meeting | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank
Polska Kasa
Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 4 | | Elect Members of Vote Counting Commission | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 5 | | Approve Agenda of Meeting | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 6 | | Receive Management Board Report on Company's Operations | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 7 | | Receive Financial Statements | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 8 | | Receive Management Board Report on Group's Operations | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 9 | | Receive Consolidated Financial Statements | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 10 | | Receive Management Board Proposal of Allocation of Income | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 11 | | Receive Supervisory Board Report | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.1 | | Approve Management Board Report on Company's Operations | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.2 | | Approve Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.3 | | Approve Management Board Report on Group's Operations | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.4 | | Approve Consolidated Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.5 | | Approve Allocation of Income and Dividends of PLN 8.68 per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.6 | | Approve Supervisory Board Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7a | | Approve Discharge of Jerzy Woznicki (Supervisory Board Chairman) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7b | | Approve Discharge of Leszek Pawlowicz (Supervisory Board Deputy Chairman) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7c | | Approve Discharge of Dariusz Filar (Supervisory Board Member) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7d | | Approve Discharge of Katarzyna Majchrzak (Supervisory Board Member) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7e | | Approve Discharge of Laura Penna (Supervisory Board Member) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7f | | Approve Discharge of Wioletta Rosolowska (Supervisory Board Member) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7g | | Approve Discharge of Doris Tomanek (Supervisory Board Member) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7h | | Approve Discharge of Roberto Nicastro (Supervisory Board Deputy Chairman) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7i | | Approve Discharge of Alessandro Decio (Supervisory Board Member) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7j | | Approve Discharge of Massimiliano Fossati (Supervisory Board Member) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.7k | | Approve Discharge of Gianni Papa (Supervisory Board Member) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.8a | | Approve Discharge of Luigi Lovaglio (CEO) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.8b | | Approve Discharge of Diego Biondo (Deputy CEO) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.8c | | Approve Discharge of Andrzej Kopyrski (Deputy CEO) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.8d | | Approve Discharge of Adam Niewinski (Deputy CEO) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.8e | | Approve Discharge of Grzegorz Piwowar (Deputy CEO) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.8f | | Approve Discharge of Stefano Santini (Deputy CEO) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 12.8g | | Approve Discharge of Marian Wazynski (Deputy CEO) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 13 | | Approve Shareholders' Consent with Corporate Governance Principles for SupervisedInstitutions adopted by Polish Financial Supervision Authority | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 14 | | Receive Supervisory Board Report on Company's Compliance with Corporate Governance Principles for Supervised Institutions adopted by Polish Financial Supervision Authority | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 15 | | Amend Statute | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 16 | | Approve Consolidated Text of Statute | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska
Kasa Opieki
S.A. | | PEO | | Poland | | X0R77T117 | | Annual | | 19-Apr-17 | | 03-Apr-17 | | Management | | 17 | | Close Meeting | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Annual | | 19-Apr-17 | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Annual | | 19-Apr-17 | | | | Management | | 2 | | Approve Allocation of Income | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Annual | | 19-Apr-17 | | | | Management | | 3 | | Fix Number of Directors | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Annual | | 19-Apr-17 | | | | Management | | 4 | | Elect Directors | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Annual | | 19-Apr-17 | | | | Management | | 5 | | Approve Remuneration of Company's Management | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Annual | | 19-Apr-17 | | | | Management | | 6.1 | | Elect Flavio Cesar Maia Luz as Fiscal Council Member and Marcio Augustus Ribeiro as Alternate | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Annual | | 19-Apr-17 | | | | Management | | 6.2 | | Elect Geraldo Toffanello as Fiscal Council Member and Pedro Ozires Predeus as Alternate | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Annual | | 19-Apr-17 | | | | Management | | 6.3 | | Elect Nilson Martiniano Moreira as Fiscal Council Member and Paulo Cesar Pascotini as Alternate | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Annual | | 19-Apr-17 | | | | Management | | 6.4 | | Approve Remuneration of Fiscal Council Members | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Special | | 19-Apr-17 | | | | Management | | 1 | | Approve Restricted Stock Plan | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Special | | 19-Apr-17 | | | | Management | | 2 | | Authorize Capitalization of Reserves Without Issuance of Shares | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes
S.A. | | UGPA3 | | Brazil | | P94396127 | | Special | | 19-Apr-17 | | | | Management | | 3 | | Amend Articles and Consolidate Bylaws | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB
Seguridade
Participacoes
S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-17 | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB
Seguridade
Participacoes
S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-17 | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB
Seguridade
Participacoes
S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-17 | | | | Management | | 3 | | Elect Fiscal Council Members | | For | | Do Not
Vote | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB
Seguridade
Participacoes
S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-17 | | | | Share
Holder | | 3.1 | | Elect Giorgio Bampi as Fiscal Council Member and Paulo Roberto Franceschi as Alternate Appointed by Minority Shareholder | | None | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB
Seguridade
Participacoes
S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-17 | | | | Management | | 4 | | Elect Directors | | For | | Against | | No | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB
Seguridade
Participacoes
S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-17 | | | | Share
Holder | | 4.1 | | Elect Isabel da Silva Ramos as Director Appointed by Minority Shareholder | | None | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB
Seguridade
Participacoes
S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-17 | | | | Management | | 5 | | Approve Remuneration of Fiscal Council Members | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB
Seguridade
Participacoes
S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-17 | | | | Management | | 6 | | Approve Remuneration of Company's Management | | For | | Against | | No | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB
Seguridade
Participacoes
S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-17 | | | | Management | | 7 | | Approve Remuneration of Audit Committee Members | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB
Seguridade
Participacoes
S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Special | | 20-Apr-17 | | | | Management | | 1 | | Approve Bonus Matching Plan | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 1 | | Approve Minutes of Previous Meeting | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 2 | | Acknowledge Directors' Report | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 3 | | Approve Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 4 | | Approve Allocation of Income and Dividend Payment | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 5.1 | | Elect Prasert Jarupanich as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 5.2 | | Elect Narong Chearavanont as Director | | For | | Against | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 5.3 | | Elect Pittaya Jearavisitkul as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 5.4 | | Elect Piyawat Titasattavorakul as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 5.5 | | Elect Umroong Sanphasitvong as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 6 | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 7 | | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 8 | | Acknowledge the Progress of Elevating the Company's Corporate Governance | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 20-Apr-17 | | 13-Mar-17 | | Management | | 9 | | Other Business | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 1.a | | Receive Report of Management Board (Non-Voting) | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 1.b | | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 1.c | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 1.d | | Receive Explanation on Dividend Policy | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 1.e | | Approve Dividends of EUR1.34 Per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 1.f | | Approve Discharge of Management Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 1.g | | Approve Discharge of Supervisory Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 2.a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 2.b | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 2.c | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 2b | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 3 | | Amend Performance Criteria of Long-Term Incentive Plan | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 4 | | Ratify Deloitte as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 5 | | Reelect J.F.M.L. van Boxmeer to Management Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 6.a | | Reelect M. Das to Supervisory Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 20-Apr-17 | | 23-Mar-17 | | Management | | 6.b | | Reelect V.C.O.B.J. Navarre to Supervisory Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | United
Overseas Bank
Limited | | U11 | | Singapore | | Y9T10P105 | | Annual | | 20-Apr-17 | | | | Management | | 1 | | Adopt Financial Statements and Directors' and Auditors' Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | United
Overseas Bank
Limited | | U11 | | Singapore | | Y9T10P105 | | Annual | | 20-Apr-17 | | | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | United
Overseas Bank
Limited | | U11 | | Singapore | | Y9T10P105 | | Annual | | 20-Apr-17 | | | | Management | | 3 | | Approve Directors' Fees | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | United
Overseas Bank
Limited | | U11 | | Singapore | | Y9T10P105 | | Annual | | 20-Apr-17 | | | | Management | | 4 | | Approve Fee to the Chairman Emeritus and Adviser of the Bank for the Period from January 2016 to December 2016 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | United
Overseas Bank
Limited | | U11 | | Singapore | | Y9T10P105 | | Annual | | 20-Apr-17 | | | | Management | | 5 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | United
Overseas Bank
Limited | | U11 | | Singapore | | Y9T10P105 | | Annual | | 20-Apr-17 | | | | Management | | 6 | | Elect Wee Ee Cheong as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | United
Overseas Bank
Limited | | U11 | | Singapore | | Y9T10P105 | | Annual | | 20-Apr-17 | | | | Management | | 7 | | Elect Willie Cheng Jue Hiang as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | United
Overseas Bank
Limited | | U11 | | Singapore | | Y9T10P105 | | Annual | | 20-Apr-17 | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | United
Overseas Bank
Limited | | U11 | | Singapore | | Y9T10P105 | | Annual | | 20-Apr-17 | | | | Management | | 9 | | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | United
Overseas Bank
Limited | | U11 | | Singapore | | Y9T10P105 | | Annual | | 20-Apr-17 | | | | Management | | 10 | | Authorize Share Repurchase Program | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 21-Apr-17 | | 29-Mar-17 | | Management | | 1 | | Accept Annual Report and Commissioners' Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 21-Apr-17 | | 29-Mar-17 | | Management | | 2 | | Accept Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 21-Apr-17 | | 29-Mar-17 | | Management | | 3 | | Approve Allocation of Income | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 21-Apr-17 | | 29-Mar-17 | | Management | | 4 | | Approve Remuneration and Tantiem of Directors and Commissioners | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 21-Apr-17 | | 29-Mar-17 | | Management | | 5 | | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 21-Apr-17 | | 29-Mar-17 | | Management | | 6 | | Approve the Enforcement of the State-owned Minister Regulation No. PER-03/MBU/12/2016 on the Partnership and Community Development Programs of the State-owned Enterprises | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 21-Apr-17 | | 29-Mar-17 | | Management | | 7 | | Amend Articles of Association | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 21-Apr-17 | | 29-Mar-17 | | Management | | 8 | | Elect Directors and Commissioners | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 1 | | Approve Reports in Compliance with Article 28, Section IV of Mexican Securities Market Law | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 2 | | Approve Discharge of Board of Directors and Officers | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 3 | | Approve Individual and Consolidated Financial Statements and Statutory Reports, and Approval of External Auditors' Report on Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 4 | | Approve Allocation of Income in the Amount of MXN 3.16 Billion | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 5 | | Approve Two Dividends of MXN 2.86 per Share to be Distributed on or Before Aug. 31, 2017 and Dec. 31, 2017 Respectively | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 6 | | Cancel Pending Amount of MXN 950 Million of Share Repurchase Approved at AGM on April 26, 2016; Set Share Repurchase Maximum Amount of MXN 995 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 7 | | Information on Election or Ratification of Four Directors and Their Alternates of Series BB Shareholders | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 8 | | Elect or Ratify Directors of Series B Shareholders that Hold 10 Percent of Share Capital | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 9 | | Elect or Ratify Directors of Series B Shareholders | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 10 | | Elect or Ratify Board Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 11 | | Approve Remuneration of Directors for Years 2016 and 2017 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 12 | | Elect or Ratify Director of Series B Shareholders and Member of Nomination and Remuneration Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 13 | | Elect or Ratify Chairman of Audit and Corporate Practices Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 14 | | Present Report Regarding Individual or Accumulated Operations Greater Than USD 3 Million | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Annual | | 25-Apr-17 | | 10-Apr-17 | | Management | | 15 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Special | | 25-Apr-17 | | 10-Apr-17 | | Management | | 1 | | Approve Reduction in Fixed Capital by MXN 1.75 Billion; Amend Article 6 of Company's Bylaws Accordingly | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAP B | | Mexico | | P4959P100 | | Special | | 25-Apr-17 | | 10-Apr-17 | | Management | | 2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch InBev
SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | A1.a | | Receive Special Board Report | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch InBev
SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | A1.b | | Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch InBev
SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B1 | | Management Report Regarding the Old Anheuser-Busch InBev SA/NV | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch InBev
SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B2 | | Report by the Statutory Auditor Regarding the Old AB InBev | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch InBev
SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B3 | | Approval of the Accounts of the Old AB InBev | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch InBev
SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B4 | | Approve Discharge to the Directors of the Old AB InBev | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch InBev
SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B5 | | Approve Discharge of Auditors of the Old AB InBev | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B6 | | Receive Directors' Reports | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B7 | | Receive Auditors' Reports | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B8 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B.9 | | Adopt Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B10 | | Approve Discharge to the Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B11 | | Approve Discharge of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B12.a | | Elect M.J. Barrington as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B12.b | | Elect W.F. Gifford Jr. as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B12.c | | Elect A. Santo Domingo Davila as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B13.a | | Approve Remuneration Report | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B13.b | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B13.c | | Approve Non-Executive Director Stock Option Grants | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | C1 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 3 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 4 | | Reappoint KPMG LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 5 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 6 | | Re-elect Richard Burrows as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 7 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 8 | | Re-elect Sue Farr as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 9 | | Re-elect Ann Godbehere as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 10 | | Re-elect Savio Kwan as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 11 | | Re-elect Dr Pedro Malan as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 12 | | Re-elect Dimitri Panayotopoulos as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 13 | | Re-elect Kieran Poynter as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 14 | | Re-elect Ben Stevens as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 15 | | Elect Dr Marion Helmes as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 16 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 18 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 19 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 20 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 26-Apr-17 | | 21-Apr-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 26-Apr-17 | | 21-Apr-17 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 26-Apr-17 | | 21-Apr-17 | | Management | | 3a | | Elect Cheah Cheng Hye as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 26-Apr-17 | | 21-Apr-17 | | Management | | 3b | | Elect Leung Pak Hon, Hugo as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 26-Apr-17 | | 21-Apr-17 | | Management | | 4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 26-Apr-17 | | 21-Apr-17 | | Management | | 5 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 26-Apr-17 | | 21-Apr-17 | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 26-Apr-17 | | 21-Apr-17 | | Management | | 7 | | Approve Remuneration Payable to the Chairman and Members of the Project Oversight Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Matahari
Department
Store Tbk | | LPPF | | Indonesia | | Y7139L105 | | Annual | | 26-Apr-17 | | 03-Apr-17 | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Matahari
Department
Store Tbk | | LPPF | | Indonesia | | Y7139L105 | | Annual | | 26-Apr-17 | | 03-Apr-17 | | Management | | 2 | | Approve Allocation of Income | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Matahari
Department
Store Tbk | | LPPF | | Indonesia | | Y7139L105 | | Annual | | 26-Apr-17 | | 03-Apr-17 | | Management | | 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Matahari
Department
Store Tbk | | LPPF | | Indonesia | | Y7139L105 | | Annual | | 26-Apr-17 | | 03-Apr-17 | | Management | | 4 | | Elect Directors and Commissioners and Approve Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 1 | | Discussion of the Annual Report and Accounts for the 2016 financial year | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 2 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 3 | | Approve Discharge of Executive Board Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 4 | | Approve Discharge of Non-Executive Board Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 5 | | Approve Remuneration Policy for Management Board Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 6 | | Approve Unilever Share Plan 2017 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 7 | | Elect N.S. Andersen as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 8 | | Elect L.M. Cha as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 9 | | Elect V. Colao as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 10 | | Elect M Dekkers as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 11 | | Elect A.M. Fudge as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 12 | | Elect J. Hartmann as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 13 | | Elect M. Ma as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 14 | | Elect S Masiyiwa as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 15 | | Elect Y.Moon as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 16 | | Elect G. Pitkethly as Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 17 | | Elect P.G.J.M. Polman as Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 18 | | Elect J. Rishton as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 19 | | Elect F. Sijbesma as Non-Executive Board Member | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 20 | | Ratify KPMG as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 21 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 22 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 23 | | Approve Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Annual | | 27-Apr-17 | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Annual | | 27-Apr-17 | | | | Management | | 2 | | Approve Allocation of Income | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Annual | | 27-Apr-17 | | | | Management | | 3 | | Approve Dividends | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Annual | | 27-Apr-17 | | | | Management | | 4.1 | | Fix Number of Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Annual | | 27-Apr-17 | | | | Management | | 4.2 | | Elect Directors | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Annual | | 27-Apr-17 | | | | Management | | 5.1 | | Install Fiscal Council | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Annual | | 27-Apr-17 | | | | Management | | 5.2 | | Elect Fiscal Council Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Annual | | 27-Apr-17 | | | | Management | | 5.3 | | Approve Remuneration of Fiscal Council Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Special | | 27-Apr-17 | | 04-Apr-17 | | Management | | 1 | | Amend Articles of Association | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Annual | | 27-Apr-17 | | 04-Apr-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Annual | | 27-Apr-17 | | 04-Apr-17 | | Management | | 2 | | Approve Allocation of Income | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Annual | | 27-Apr-17 | | 04-Apr-17 | | Management | | 3 | | Approve KAP Tanudiredja, Wibisana, Rintis & Rekan as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Annual | | 27-Apr-17 | | 04-Apr-17 | | Management | | 4 | | Elect William Giff as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 2 | | Approve Allocation of Income and Ratify Distribution of Dividends and Interest-on-Capital-Stock Payments | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 3.1 | | Fix Number of Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 3.2 | | Elect Directors | | For | | Abstain | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 4a | | Elect Fiscal Council Members and Alternates | | For | | Abstain | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Share
Holder | | 4b | | Elect Paulo Assuncao de Sousa as Fiscal Council Member and Vinicius Balbino Bouhid as Alternate Appointed by Minority Shareholder | | None | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 5.1 | | Approve Remuneration of Company's Management | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 5.2 | | Approve Remuneration of Fiscal Council Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 1 | | Approve Agreement to Absorb Cachoeiras de Macacu Bebidas Ltda. (Cachoeiras de Macacu) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 2 | | Ratify APSIS Consultoria e Avaliacoes Ltda. as the Independent Firm to Appraise Proposed Transaction | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 3 | | Approve Independent Firm's Appraisal | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 4 | | Approve Absorption of Cachoeiras de Macacu Bebidas Ltda. (Cachoeiras de Macacu) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 28-Apr-17 | | 07-Apr-17 | | Management | | 5 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infraestructura
Energetica
Nova S.A.B.
de C.V. | | IENOVA * | | Mexico | | P5R19K107 | | Annual | | 28-Apr-17 | | 17-Apr-17 | | Management | | 1 | | Approve Financial Statements, Statutory Reports and Allocation of Income | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infraestructura
Energetica
Nova S.A.B.
de C.V. | | IENOVA * | | Mexico | | P5R19K107 | | Annual | | 28-Apr-17 | | 17-Apr-17 | | Management | | 2 | | Elect or Ratify Principal and Alternate Directors, Members and Chairman of Audit and Corporate Practices Committee; Verify Independence Classification of Board Members | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infraestructura
Energetica
Nova S.A.B.
de C.V. | | IENOVA * | | Mexico | | P5R19K107 | | Annual | | 28-Apr-17 | | 17-Apr-17 | | Management | | 3 | | Approve Remuneration of Principal and Alternate Directors, Members of Board Committees and Company Secretary | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infraestructura
Energetica
Nova S.A.B.
de C.V. | | IENOVA * | | Mexico | | P5R19K107 | | Annual | | 28-Apr-17 | | 17-Apr-17 | | Management | | 4 | | Consolidate Bylaws | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infraestructura
Energetica
Nova S.A.B.
de C.V. | | IENOVA * | | Mexico | | P5R19K107 | | Annual | | 28-Apr-17 | | 17-Apr-17 | | Management | | 5 | | Appoint Legal Representatives | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 1 | | Elect or Ratify Directors Representing Series B Shareholders | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 2 | | Approve Allocation of Income | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 3 | | Accept Chairman's and CEO's Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 4 | | Accept Board's Opinion on President's and CEO Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 5 | | Accept Board Report on Major Accounting and Disclosure Criteria and Policies | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 6 | | Accept Report on Adherence to Fiscal Obligations for Fiscal Year 2015 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 7 | | Accept Report on Operations and Activities Undertaken by Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 8 | | Accept Board Report on Activities of Audit Committee and Corporate Practices, Nominating and Remuneration Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 9 | | Elect and Ratify Directors and Their Alternate Representatives of Series F and B Shareholders; Fix Their Remuneration | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 10 | | Elect or Ratify Chairman of Audit Committee | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 11 | | Approve Cash Dividends | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 12 | | Amend Bylaws | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 13 | | Approve Modifications of Sole Responsibility Agreement | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Financiero
Santander
Mexico
S.A.B. de
C.V. | | SANMEX B | | Mexico | | 40053C105 | | Annual/Special | | 12-May-17 | | 20-Apr-17 | | Management | | 14 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Special | | 15-May-17 | | | | Management | | 1 | | Authorize Capitalization of Reserves | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Special | | 15-May-17 | | | | Management | | 2 | | Amend Article 6 to Reflect Changes in Capital | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Special | | 15-May-17 | | | | Management | | 3 | | Approve Remuneration of Company's Management | | For | | Against | | No | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Equatorial
Energia S.A. | | EQTL3 | | Brazil | | P3773H104 | | Special | | 15-May-17 | | | | Management | | 4 | | Approve Remuneration of Fiscal Council Members | | For | | For | | No | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent
Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent
Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent
Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 3a | | Elect Lau Chi Ping Martin as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent
Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 3b | | Elect Charles St Leger Searle as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent
Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 3c | | Elect Yang Siu Shun as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent
Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 3d | | Authorize Board to Fix Remuneration of Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent
Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent
Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent
Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 6 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 8 | | Adopt 2017 Share Option Scheme | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Special | | 17-May-17 | | 12-May-17 | | Management | | 1 | | Adopt Share Option Plan of Tencent Music Entertainment Group | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska Kasa Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Special | | 08-Jun-17 | | 23-May-17 | | Management | | 1 | | Open Meeting | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska Kasa Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Special | | 08-Jun-17 | | 23-May-17 | | Management | | 2 | | Elect Meeting Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska Kasa Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Special | | 08-Jun-17 | | 23-May-17 | | Management | | 3 | | Acknowledge Proper Convening of Meeting | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska Kasa Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Special | | 08-Jun-17 | | 23-May-17 | | Management | | 4 | | Elect Members of Vote Counting Commission | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska Kasa Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Special | | 08-Jun-17 | | 23-May-17 | | Management | | 5 | | Approve Agenda of Meeting | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska Kasa Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Special | | 08-Jun-17 | | 23-May-17 | | Share
Holder | | 6 | | Amend Statute | | None | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska Kasa Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Special | | 08-Jun-17 | | 23-May-17 | | Share
Holder | | 7 | | Approve Consolidated Text of Statute | | None | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska Kasa Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Special | | 08-Jun-17 | | 23-May-17 | | Share
Holder | | 8 | | Elect Supervisory Board Member | | None | | Against | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska Kasa Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Special | | 08-Jun-17 | | 23-May-17 | | Management | | 9 | | Approve Decision on Covering Costs of Convocation of General Meeting of Shareholders | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bank Polska Kasa Opieki S.A. | | PEO | | Poland | | X0R77T117 | | Special | | 08-Jun-17 | | 23-May-17 | | Management | | 10 | | Close Meeting | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 1.1 | | Elect Director Charles D. Forman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 1.2 | | Elect Director Steven L. Gerard | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 1.3 | | Elect Director George Jamieson | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 1.4 | | Elect Director Lewis Kramer | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One
Year | | One
Year | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 08-Jun-17 | | 07-Apr-17 | | Management | | 1.1 | | Approve Business Operations Report and Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 08-Jun-17 | | 07-Apr-17 | | Management | | 1.2 | | Approve Profit Distribution | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 08-Jun-17 | | 07-Apr-17 | | Management | | 1.3 | | Amend Articles of Association | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 08-Jun-17 | | 07-Apr-17 | | Management | | 1.4 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 08-Jun-17 | | 07-Apr-17 | | Management | | 2.1 | | Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 08-Jun-17 | | 07-Apr-17 | | Management | | 2.2 | | Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 08-Jun-17 | | 07-Apr-17 | | Management | | 3 | | Other Business | | None | | Against | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | 874039100 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 1.1 | | Approve Business Operations Report and Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | 874039100 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 1.2 | | Approve Profit Distribution | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | 874039100 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 1.3 | | Amend Articles of Association | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | 874039100 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 1.4 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | 874039100 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 2.1 | | Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan Semiconductor Manufacturing Co., Ltd. | | 2330 | | Taiwan | | 874039100 | | Annual | | 08-Jun-17 | | 10-Apr-17 | | Management | | 2.2 | | Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | President Chain Store Corp. | | 2912 | | Taiwan | | Y7082T105 | | Annual | | 13-Jun-17 | | 14-Apr-17 | | Management | | 1 | | Approve Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | President Chain Store Corp. | | 2912 | | Taiwan | | Y7082T105 | | Annual | | 13-Jun-17 | | 14-Apr-17 | | Management | | 2 | | Approve Plan on Profit Distribution | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | President Chain Store Corp. | | 2912 | | Taiwan | | Y7082T105 | | Annual | | 13-Jun-17 | | 14-Apr-17 | | Management | | 3 | | Approve Amendments to Articles of Association | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | President Chain Store Corp. | | 2912 | | Taiwan | | Y7082T105 | | Annual | | 13-Jun-17 | | 14-Apr-17 | | Management | | 4 | | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | President Chain Store Corp. | | 2912 | | Taiwan | | Y7082T105 | | Annual | | 13-Jun-17 | | 14-Apr-17 | | Management | | 5 | | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | President Chain Store Corp. | | 2912 | | Taiwan | | Y7082T105 | | Annual | | 13-Jun-17 | | 14-Apr-17 | | Management | | 6 | | Approve Release of Restrictions of Competitive Activities of Appointed Directors and Representatives | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata Consultancy Services Ltd. | | TCS | | India | | Y85279100 | | Annual | | 16-Jun-17 | | 09-Jun-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata Consultancy Services Ltd. | | TCS | | India | | Y85279100 | | Annual | | 16-Jun-17 | | 09-Jun-17 | | Management | | 2 | | Confirm Interim Dividend and Declare Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata Consultancy Services Ltd. | | TCS | | India | | Y85279100 | | Annual | | 16-Jun-17 | | 09-Jun-17 | | Management | | 3 | | Reelect Aarthi Subramanian as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata Consultancy Services Ltd. | | TCS | | India | | Y85279100 | | Annual | | 16-Jun-17 | | 09-Jun-17 | | Management | | 4 | | Approve B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata Consultancy Services Ltd. | | TCS | | India | | Y85279100 | | Annual | | 16-Jun-17 | | 09-Jun-17 | | Management | | 5 | | Elect N. Chandrasekaran as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata Consultancy Services Ltd. | | TCS | | India | | Y85279100 | | Annual | | 16-Jun-17 | | 09-Jun-17 | | Management | | 6 | | Elect Rajesh Gopinathan as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata Consultancy Services Ltd. | | TCS | | India | | Y85279100 | | Annual | | 16-Jun-17 | | 09-Jun-17 | | Management | | 7 | | Approve Appointment and Remuneration of Rajesh Gopinathan as Managing Director and Chief Executive Officer | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata Consultancy Services Ltd. | | TCS | | India | | Y85279100 | | Annual | | 16-Jun-17 | | 09-Jun-17 | | Management | | 8 | | Elect N. Ganapathy Subramaniam as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata Consultancy Services Ltd. | | TCS | | India | | Y85279100 | | Annual | | 16-Jun-17 | | 09-Jun-17 | | Management | | 9 | | Approve Appointment and Remuneration of N. Ganapathy Subramaniam as Executive Director and Chief Operating Officer | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata Consultancy Services Ltd. | | TCS | | India | | Y85279100 | | Annual | | 16-Jun-17 | | 09-Jun-17 | | Management | | 10 | | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun Pharmaceutical Industries Ltd. | | 524715 | | India | | Y8523Y158 | | Court | | 20-Jun-17 | | 31-Mar-17 | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Autohome Inc. | | ATHM | | Cayman
Islands | | 05278C107 | | Special | | 27-Jun-17 | | 01-Jun-17 | | Management | | 1 | | Amend Omnibus Plan | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan Unilever Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-17 | | 23-Jun-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan Unilever Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-17 | | 23-Jun-17 | | Management | | 2 | | Approve Interim Dividend and Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan Unilever Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-17 | | 23-Jun-17 | | Management | | 3 | | Reelect Harish Manwani as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan Unilever Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-17 | | 23-Jun-17 | | Management | | 4 | | Reelect Pradeep Banerjee as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan Unilever Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-17 | | 23-Jun-17 | | Management | | 5 | | Reelect P. B. Balaji as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan Unilever Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-17 | | 23-Jun-17 | | Management | | 6 | | Approve BSR & Co. LLP, Chartered Accountants, Mumbai as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan Unilever Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-17 | | 23-Jun-17 | | Management | | 7 | | Approve Managerial Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan Unilever Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-17 | | 23-Jun-17 | | Management | | 8 | | Elect Dev Bajpai as Director and Approve Appointment and Remuneration of Dev Bajpai as Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan Unilever Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-17 | | 23-Jun-17 | | Management | | 9 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Location
Name | | Institutional
Account
Name | | Institutional
Account
Number | | Company
Name | | Ticker | | Country | | Provider
Security
ID | | Meeting
Type | | Meeting
Date | | Record
Date | | Proponent | | Proposal
Number | | Proposal Text | | Management
Recommendation | | Vote
Instruction | | Voted | | Vote Against
Management |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 4 | | Approve Remuneration Policy | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 5a | | Re-elect Tommy Breen as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 5b | | Re-elect Roisin Brennan as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 5c | | Re-elect David Jukes as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 5d | | Re-elect Pamela Kirby as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 5e | | Re-elect Jane Lodge as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 5f | | Elect Cormac McCarthy as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 5g | | Re-elect John Moloney as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 5h | | Re-elect Donal Murphy as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 5i | | Re-elect Fergal O'Dwyer as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 5j | | Re-elect Leslie Van de Walle as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 6 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 7 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 8 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 9 | | Authorise Market Purchase of Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | DCC plc | | DCC | | Ireland | | G2689P101 | | Annual | | 15-Jul-16 | | 13-Jul-16 | | Management | | 10 | | Authorise Reissuance Price Range of Treasury Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 2 | | Approve Dividends | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 3 | | Reelect Keki Misty as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 4 | | Reelect Renu Karnad as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 5 | | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 6 | | Appoint Umesh Chandra Sarangi as Independent Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 7 | | Approve Related Party Transactions with Housing Development Finance Corp. Ltd. | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 8 | | Approve Related Party Transactions with HDB Financial Services Ltd. | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 9 | | Amend Terms of Appointment of Paresh Sukthankar, Deputy Managing Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 10 | | Approve Remuneration of Non-Executive Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 11 | | Increase Authorized Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 12 | | Amend Memorandum of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 13 | | Authorize Issuance of Perpetual Debt Instruments, Tier II Capital Bonds and Senior Long Term Infrastructure Bonds | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | HDFC
Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 14 | | Approve Stock Option Plan Grants | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 2 | | Approve Remuneration Report | | For | | Abstain | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 3 | | Re-elect Jan du Plessis as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 4 | | Re-elect Alan Clark as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 5 | | Elect Domenic De Lorenzo as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 6 | | Re-elect Mark Armour as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 7 | | Re-elect Dave Beran as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 8 | | Re-elect Geoffrey Bible as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 9 | | Re-elect Dinyar Devitre as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 10 | | Re-elect Guy Elliott as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 11 | | Re-elect Lesley Knox as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 12 | | Re-elect Trevor Manuel as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 13 | | Re-elect Dr Dambisa Moyo as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 14 | | Re-elect Carlos Perez Davila as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 15 | | Re-elect Alejandro Santo Domingo Davila as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 16 | | Re-elect Helen Weir as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 17 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 18 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 19 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 20 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 21 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 22 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Annual | | 21-Jul-16 | | 19-Jul-16 | | Management | | 23 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 2 | | Approve Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 3 | | Reelect Nakul Anand as Director | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 4 | | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 5 | | Elect Sanjiv Puri as Director and Approve His Appointment and Remuneration as Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 6 | | Elect Rajiv Tandon as Director and Approve His Appointment and Remuneration as Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 7 | | Elect Nirupama Rao as Independent Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 8 | | Reelect Yogesh Chander Deveshwar as Non-Executive Director and Approve His Appointment and Remuneration as Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 9 | | Approve Variation in the Terms of Remuneration to Executive Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 10 | | Approve Commission Remuneration for Non-executive Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 11 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Annual | | 22-Jul-16 | | 15-Jul-16 | | Management | | 12 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 1.a | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 1.b | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 2 | | Confirm Interim Dividend and Declare Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 3 | | Reelect D. M. Sukthankar as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 4 | | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 5 | | Approve PKF as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 6 | | Approve Issuance of Redeemable Non- Convertible Debentures and/or Other Hybrid Instruments | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 7 | | Approve Related Party Transactions with HDFC Bank Ltd. | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 8 | | Approve Increase in Borrowing Powers | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 9 | | Approve Reappointment and Remuneration of Keki M. Mistry as Managing Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 1 | | Note the Financial Statements and Statutory Report | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 2 | | Note the Appointment of Auditor and Fixing of Their Remuneration | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 3.1 | | Elect William Chan Chak Cheung as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 3.2 | | Elect David Charles Watt as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 4.1 | | Elect Poh Lee Tan as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 4.2 | | Elect Nicholas Charles Allen as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 4.3 | | Elect Ed Chan Yiu Cheong as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 4.4 | | Elect Blair Chilton Pickerell as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Link Real
Estate
Investment
Trust | | 823 | | Hong
Kong | | Y5281M111 | | Annual | | 27-Jul-16 | | 22-Jul-16 | | Management | | 5 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2016 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 2 | | Approve Dividends for N Ordinary and A Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 3 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 4.1 | | Elect Hendrik du Toit as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 4.2 | | Elect Guijin Liu as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.1 | | Re-elect Nolo Letele as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.2 | | Re-elect Roberto Oliveira de Lima as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.3 | | Re-elect Cobus Stofberg as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.4 | | Re-elect Debra Meyer as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6.1 | | Re-elect Don Eriksson as Member of the Audit Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6.2 | | Re-elect Ben van der Ross as Member of the Audit Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6.3 | | Re-elect Rachel Jafta as Member of the Audit Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 7 | | Approve Remuneration Policy | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 8 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 9 | | Authorise Board to Issue Shares for Cash | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 10 | | Authorise Ratification of Approved Resolutions | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.1 | | Approve Fees of the Board Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.2 | | Approve Fees of the Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.3 | | Approve Fees of the Audit Committee Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.4 | | Approve Fees of the Audit Committee Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.5 | | Approve Fees of the Risk Committee Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.6 | | Approve Fees of the Risk Committee Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.7 | | Approve Fees of the Human Resources and Remuneration Committee Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.8 | | Approve Fees of the Human Resources and Remuneration Committee Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.9 | | Approve Fees of the Nomination Committee Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.10 | | Approve Fees of the Nomination Committee Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.11 | | Approve Fees of the Social and Ethics Committee Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.12 | | Approve Fees of the Social and Ethics Committee Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.13 | | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 2 | | Approve Financial Assistance in Terms of Section 44 of the Act | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 3 | | Approve Financial Assistance in Terms of Section 45 of the Act | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 4 | | Authorise Repurchase of N Ordinary Shares | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5 | | Authorise Repurchase of A Ordinary Shares | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6 | | Amend Memorandum of Incorporation | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.1 | | Elect Director Alain Bouchard | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.2 | | Elect Director Nathalie Bourque | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.3 | | Elect Director Jacques D'Amours | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.4 | | Elect Director Jean Elie | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.5 | | Elect Director Richard Fortin | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.6 | | Elect Director Brian Hannasch | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.7 | | Elect Director Melanie Kau | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.8 | | Elect Director Monique F. Leroux | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.9 | | Elect Director Real Plourde | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.10 | | Elect Director Daniel Rabinowicz | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.11 | | Elect Director Jean Turmel | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Share
Holder | | 3 | | SP 1: Approve Human Rights Risk Assessment | | Against | | Against | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 3 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 4 | | Re-elect Peggy Bruzelius as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 5 | | Re-elect Lord Davies of Abersoch as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 6 | | Re-elect Ho KwonPing as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 7 | | Re-elect Betsy Holden as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 8 | | Re-elect Dr Franz Humer as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 9 | | Re-elect Nicola Mendelsohn as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 10 | | Re-elect Ivan Menezes as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 11 | | Re-elect Philip Scott as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 12 | | Re-elect Alan Stewart as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 13 | | Elect Javier Ferran as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 14 | | Elect Kathryn Mikells as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 15 | | Elect Emma Walmsley as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 17 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 20 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United
Kingdom | | G42089113 | | Annual | | 21-Sep-16 | | 19-Sep-16 | | Management | | 21 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller plc | | SAB | | United
Kingdom | | G77395104 | | Special | | 28-Sep-16 | | 26-Sep-16 | | Management | | 1 | | Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA/NV | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller plc | | SAB | | United
Kingdom | | G77395104 | | Court | | 28-Sep-16 | | 26-Sep-16 | | Management | | 1 | | Approve Scheme of Arrangement | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 12-Oct-16 | | 10-Oct-16 | | Management | | 2a | | Elect Marie McDonald as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 12-Oct-16 | | 10-Oct-16 | | Management | | 2b | | Elect Megan Clark as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 12-Oct-16 | | 10-Oct-16 | | Management | | 2c | | Elect Tadataka Yamada as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 12-Oct-16 | | 10-Oct-16 | | Management | | 3 | | Approve the Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 12-Oct-16 | | 10-Oct-16 | | Management | | 4 | | Approve the Grant of Performance Options and Performance Rights to Paul Perreault, Chief Executive Officer and Managing Director of the Company | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 12-Oct-16 | | 10-Oct-16 | | Management | | 5 | | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Special | | 18-Oct-16 | | 13-Oct-16 | | Management | | 1 | | Approve Spin-Off Agreement with Bureau Veritas Marine et Offshore—Registre International de Classification de Navires et de Plateformes Offshores SAS | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Special | | 18-Oct-16 | | 13-Oct-16 | | Management | | 2 | | Approve Spin-Off Agreement with Bureau Veritas GSIT SAS | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Special | | 18-Oct-16 | | 13-Oct-16 | | Management | | 3 | | Approve Spin-Off Agreement with Bureau Veritas Exploitation SAS | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Special | | 18-Oct-16 | | 13-Oct-16 | | Management | | 4 | | Approve Spin-Off Agreement with Bureau Veritas Construction SAS | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Special | | 18-Oct-16 | | 13-Oct-16 | | Management | | 5 | | Approve Spin-Off Agreement with Bureau Veritas Services France SAS | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Special | | 18-Oct-16 | | 13-Oct-16 | | Management | | 6 | | Approve Spin-Off Agreement with Bureau Veritas Services SAS | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Special | | 18-Oct-16 | | 13-Oct-16 | | Management | | 7 | | Elect Stephanie Besnier as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Special | | 18-Oct-16 | | 13-Oct-16 | | Management | | 8 | | Elect Claude Ehlinger as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Special | | 18-Oct-16 | | 13-Oct-16 | | Management | | 9 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Special | | 18-Oct-16 | | 13-Oct-16 | | Management | | 10 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 09-Nov-16 | | 07-Nov-16 | | Management | | 2 | | Approve the Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 09-Nov-16 | | 07-Nov-16 | | Management | | 3.1 | | Elect Kerry Chisholm Dart Roxburgh as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 09-Nov-16 | | 07-Nov-16 | | Management | | 3.2 | | Elect Bruce Roger Soden as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 09-Nov-16 | | 07-Nov-16 | | Management | | 4.1 | | Approve the Grant of Performance Rights to Christopher Paul Rex | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 09-Nov-16 | | 07-Nov-16 | | Management | | 4.2 | | Approve Share Plan Grant Performance Rights to Bruce Roger Soden | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO
B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 1 | | Receive Report of Board | | | | | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 3 | | Approve Allocation of Income | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 4.1 | | Approve Creation of DKK 15 Million Pool of Capital without Preemptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 4.2 | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 4.3 | | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 4.4 | | Authorize Share Repurchase Program | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 5.1 | | Reelect Michael Rasmussen (Chairman) as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 5.2 | | Reelect Niels Louis-Hansen (Vice Chairman) as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 5.3 | | Reelect Per Magid as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 5.4 | | Reelect Birgitte Nielsen as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 5.5 | | Reelect Jette Nygaard-Andersen as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 5.6 | | Reelect Brian Petersen as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 5.7 | | Reelect Jorgen Tang-Jensen as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 05-Dec-16 | | 28-Nov-16 | | Management | | 7 | | Other Business | | | | | | Yes | �� | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza Group
plc | | DOM | | United
Kingdom | | ADPV37159 | | Special | | 10-Jan-17 | | 08-Jan-17 | | Management | | 1 | | Authorise Appropriation of Distributable Profits to the Payment of Distributions; Waive and Release Any and All Claims in Connection with the Approval, Declaration or Payment of the Dividends, the Share Buy-backs and the EBT Payment and Liabilities | | None | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.40 per Share and an Extra of EUR 0.24 per Share to Long-Term Registered Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 4 | | Approve Health Insurance Coverage Agreement with Sophie Bellon, Chairman of the Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 5 | | Approve Health Insurance Coverage Agreement with Michel Landel, CEO | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 6 | | Reelect Patricia Bellinger as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 7 | | Reelect Michel Landel as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 8 | | Elect Cecile Tandeau as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 9 | | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 10 | | Appoint Jean-Baptiste Deschryver as Alternate Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 11 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 735,000 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 12 | | Advisory Vote on Compensation of Pierre Bellon, Chairman of the Board until Jan. 26, 2016 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 13 | | Advisory Vote on Compensation of Sophie Bellon, Chairman of the Board since Jan. 26, 2016 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 14 | | Advisory Vote on Compensation of Michel Landel, CEO | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 15 | | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sodexo | | SW | | France | | F84941123 | | Annual | | 24-Jan-17 | | 19-Jan-17 | | Management | | 16 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 3 | | Approve Remuneration Policy | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 4 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 5 | | Re-elect Alison Cooper as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 6 | | Elect Therese Esperdy as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 7 | | Re-elect David Haines as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 8 | | Re-elect Matthew Phillips as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 9 | | Elect Steven Stanbrook as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 10 | | Re-elect Oliver Tant as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 11 | | Re-elect Mark Williamson as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 12 | | Re-elect Karen Witts as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 13 | | Re-elect Malcolm Wyman as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 14 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 16 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 19 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 20 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Brands PLC | | IMB | | United
Kingdom | | G4721W102 | | Annual | | 01-Feb-17 | | 30-Jan-17 | | Management | | 21 | | Adopt New Articles of Association | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corporation
Limited | | 500010 | | India | | Y37246207 | | Special | | 10-Mar-17 | | 31-Jan-17 | | Management | | 1 | | Increase Authorized Share Capital and Amend Memorandum of Association | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corporation
Limited | | 500010 | | India | | Y37246207 | | Special | | 10-Mar-17 | | 31-Jan-17 | | Management | | 2 | | Approve Employee Stock Option Scheme 2017 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Japan
Tobacco Inc | | 2914 | | Japan | | J27869106 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 66 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Japan
Tobacco Inc | | 2914 | | Japan | | J27869106 | | Annual | | 24-Mar-17 | | 31-Dec-16 | | Management | | 2 | | Appoint Alternate Statutory Auditor Masaki, Michio | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Shimano Inc. | | 7309 | | Japan | | J72262108 | | Annual | | 28-Mar-17 | | 31-Dec-16 | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 77.5 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Shimano Inc. | | 7309 | | Japan | | J72262108 | | Annual | | 28-Mar-17 | | 31-Dec-16 | | Management | | 2.1 | | Elect Director Kakutani, Keiji | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Shimano Inc. | | 7309 | | Japan | | J72262108 | | Annual | | 28-Mar-17 | | 31-Dec-16 | | Management | | 2.2 | | Elect Director Wada, Shinji | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Shimano
Inc. | | 7309 | | Japan | | J72262108 | | Annual | | 28-Mar-17 | | 31-Dec-16 | | Management | | 2.3 | | Elect Director Yuasa, Satoshi | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Shimano
Inc. | | 7309 | | Japan | | J72262108 | | Annual | | 28-Mar-17 | | 31-Dec-16 | | Management | | 2.4 | | Elect Director Chia Chin Seng | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Shimano
Inc. | | 7309 | | Japan | | J72262108 | | Annual | | 28-Mar-17 | | 31-Dec-16 | | Management | | 2.5 | | Elect Director Otsu, Tomohiro | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Shimano
Inc. | | 7309 | | Japan | | J72262108 | | Annual | | 28-Mar-17 | | 31-Dec-16 | | Management | | 2.6 | | Elect Director Ichijo, Kazuo | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Shimano
Inc. | | 7309 | | Japan | | J72262108 | | Annual | | 28-Mar-17 | | 31-Dec-16 | | Management | | 2.7 | | Elect Director Katsumaru, Mitsuhiro | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Shimano
Inc. | | 7309 | | Japan | | J72262108 | | Annual | | 28-Mar-17 | | 31-Dec-16 | | Management | | 3 | | Approve Compensation Ceiling for Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 1.1 | | Elect Director Takahara, Keiichiro | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 1.2 | | Elect Director Takahara, Takahisa | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 1.3 | | Elect Director Futagami, Gumpei | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 1.4 | | Elect Director Ishikawa, Eiji | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 1.5 | | Elect Director Mori, Shinji | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 1.6 | | Elect Director Nakano, Kennosuke | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 1.7 | | Elect Director Takai, Masakatsu | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 1.8 | | Elect Director Miyabayashi, Yoshihiro | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 2.1 | | Elect Director and Audit Committee Member Fujimoto, Kimisuke | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 2.2 | | Elect Director and Audit Committee Member Mitachi, Takashi | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm
Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-17 | | 31-Dec-16 | | Management | | 2.3 | | Elect Director and Audit Committee Member Asada, Shigeru | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 2.30 per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1a | | Reelect Paul Bulcke as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1b | | Reelect Andreas Koopmann as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1c | | Reelect Henri de Castries as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1d | | Reelect Beat W. Hess as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1e | | Reelect Renato Fassbind as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1f | | Reelect Steven G. Hoch as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1g | | Reelect Naina Lal Kidwai as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1h | | Reelect Jean-Pierre Roth as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1i | | Reelect Ann M. Veneman as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1j | | Reelect Eva Cheng as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1k | | Reelect Ruth K. Oniang'o as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1l | | Reelect Patrick Aebischer as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.2a | | Elect Ulf Mark Schneider as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.2b | | Elect Ursula M. Burns as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.3 | | Elect Paul Bulcke as Board Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.4a | | Appoint Beat W. Hess as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.4b | | Appoint Andreas Koopmann as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.4c | | Appoint Jean-Pierre Roth as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.4d | | Appoint Patrick Aebischer as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.5 | | Ratify KPMG AG as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.6 | | Designate Hartmann Dreyer as Independent Proxy | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 5.1 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 5.2 | | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle
SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 6 | | Transact Other Business (Voting) | | Against | | Against | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 3 | | Approve Auditors' Special Report on Related-Party Transactions | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 4.00 per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 5 | | Reelect Delphine Arnault as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 6 | | Reelect Nicolas Bazire as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 7 | | Reelect Antonio Belloni as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 8 | | Reelect Diego Della Valle as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 9 | | Reelect Marie-Josee Kravis as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 10 | | Reelect Marie-Laure Sauty de Chalon as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 11 | | Appoint Pierre Gode as Censor | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 12 | | Appoint Albert Frere as Censor | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 13 | | Renew Appointment of Paolo Bulgari as Censor | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 14 | | Non-Binding Vote on Compensation of Bernard Arnault, CEO and Chairman | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 15 | | Non-Binding Vote on Compensation of Antonio Belloni, Vice-CEO | | For | | Against | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 16 | | Approve Remuneration Policy for Executive Corporate Officers | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 17 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 18 | | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 19 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 20 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 21 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 22 | | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 23 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 24 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 25 | | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 26 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 27 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 28 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 29 | | Set Total Limit for Capital Increase to Result from Item 19 of the 2016 AGM and All Issuance Requests Above at EUR 50 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 30 | | Amend Articles 4 and 23 of Bylaws Re: Headquarters, Double Voting Rights, and Powers of the Extraordinary General Meeting | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | LVMH
Moet
Hennessy
Louis
Vuitton | | MC | | France | | F58485115 | | Annual/Special | | 13-Apr-17 | | 10-Apr-17 | | Management | | 31 | | Delegate Power to the Board of Directors to Amend the Bylaws to Comply with New Regulation | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 1 | | Open Meeting | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 2 | | Receive Report of Management Board (Non-Voting) | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 3.a | | Amend Remuneration Policy | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 3.b | | Amend Restricted Stock Plan | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 3.c | | Approve Addition of a Deferred Share Element to the Annual Incentive Plan | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 4 | | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 5 | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 6 | | Approve Dividends of EUR 0.423 Per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 7.a | | Approve Discharge of Executive Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 7.b | | Approve Discharge of Non-Executive Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 8 | | Ratify Ernst & Young as Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.a | | Reelect Anthony Habgood as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.b | | Reelect Wolfhart Hauser as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.c | | Reelect Adrian Hennah as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.d | | Reelect Marike van Lier Lels as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.e | | Reelect Robert MacLeod as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.f | | Relect Carol Mills as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.g | | Reelect Linda Sanford as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.h | | Reelect Ben van der Veer as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 10.a | | Reelect Erik Engstrom as Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 10.b | | Reelect Nick Luff as Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 11.a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 11.b | | Approve Cancellation of up to 50 Million Ordinary Shares Held in Treasury | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 12.a | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 12.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 12.a | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 13 | | Other Business (Non-Voting) | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 14 | | Close Meeting | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 2 | | Reappoint Ernst & Young LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 3 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 4 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 5 | | Re-elect Stephen Hemsley as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 6 | | Re-elect Colin Halpern as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 7 | | Re-elect David Wild as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 8 | | Re-elect Kevin Higgins as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 9 | | Re-elect Ebbe Jacobsen as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 10 | | Re-elect Helen Keays as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 11 | | Re-elect Steve Barber as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 12 | | Elect Rachel Osborne as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 13 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 15 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 16 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group
plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 18 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino's
Pizza
Group plc | | DOM | | United
Kingdom | | G28113101 | | Annual | | 20-Apr-17 | | 18-Apr-17 | | Management | | 19 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 3.30 per Share and an Extra of EUR 0.33 per Share to Long-Term Registered Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 4 | | Elect Paul Bulcke as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 5 | | Reelect Francoise Bettencourt Meyers as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 6 | | Reelect Virginie Morgon as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 7 | | Approve Remuneration Policy of Chairman and CEO | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 8 | | Non-Binding Vote on Compensation of Chairman and CEO | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 10 | | Approve 2-for-1 Stock Split and Amend Article 6 of Bylaws Accordingly | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 11 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to a Maximum Nominal Share Capital value of EUR 157,319,607 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 12 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 13 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 14 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 15 | | Amend Article 7 of Bylaws to Comply with Legal Changes | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-17 | | 13-Apr-17 | | Management | | 16 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 1 | | Approve Standalone Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 2 | | Approve Consolidated Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 3 | | Approve Allocation of Income and Dividends | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 4 | | Approve Discharge of Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 5.1 | | Ratify Appointment of and Elect Francisco Javier Martin Ramiro as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 5.2 | | Elect Maria Jesus Romero de Avila Torrijos as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 5.3 | | Elect Alicia Segovia Marco as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 6 | | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 5 Billion | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 7 | | Amend Articles Re: Company Name, Corporate Purpose, Nationality, Registered Office, Fiscal Year, Annual Statements, Reserves and Distribution of Profits | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 8 | | Change Company Name to Aena SME SA | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 9 | | Advisory Vote on Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA
S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 25-Apr-17 | | 20-Apr-17 | | Management | | 10 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.1 | | Elect Director Shauneen Bruder | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.2 | | Elect Director Donald J. Carty | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.3 | | Elect Director Gordon D. Giffin | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.4 | | Elect Director Julie Godin | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.5 | | Elect Director Edith E. Holiday | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.6 | | Elect Director Luc Jobin | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.7 | | Elect Director V. Maureen Kempston Darkes | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.8 | | Elect Director Denis Losier | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.9 | | Elect Director Kevin G. Lynch | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.10 | | Elect Director James E. O'Connor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.11 | | Elect Director Robert Pace | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.12 | | Elect Director Robert L. Phillips | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 1.13 | | Elect Director Laura Stein | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Canadian
National
Railway
Company | | CNR | | Canada | | 136375102 | | Annual | | 25-Apr-17 | | 02-Mar-17 | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | A1.a | | Receive Special Board Report | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | A1.b | | Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B1 | | Management Report Regarding the Old Anheuser-Busch InBev SA/NV | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B2 | | Report by the Statutory Auditor Regarding the Old AB InBev | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B3 | | Approval of the Accounts of the Old AB InBev | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B4 | | Approve Discharge to the Directors of the Old AB InBev | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B5 | | Approve Discharge of Auditors of the Old AB InBev | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B6 | | Receive Directors' Reports | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B7 | | Receive Auditors' Reports | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B8 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B.9 | | Adopt Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B10 | | Approve Discharge to the Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B11 | | Approve Discharge of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B12.a | | Elect M.J. Barrington as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B12.b | | Elect W.F. Gifford Jr. as Director | | For | | Against | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B12.c | | Elect A. Santo Domingo Davila as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B13.a | | Approve Remuneration Report | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B13.b | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B13.c | | Approve Non-Executive Director Stock Option Grants | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | C1 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 3 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 4 | | Reappoint KPMG LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 5 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 6 | | Re-elect Richard Burrows as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 7 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 8 | | Re-elect Sue Farr as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 9 | | Re-elect Ann Godbehere as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 10 | | Re-elect Savio Kwan as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 11 | | Re-elect Dr Pedro Malan as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 12 | | Re-elect Dimitri Panayotopoulos as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 13 | | Re-elect Kieran Poynter as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 14 | | Re-elect Ben Stevens as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 15 | | Elect Dr Marion Helmes as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 16 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 18 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 19 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 20 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 1 | | Discussion of the Annual Report and Accounts for the 2016 financial year | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 2 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 3 | | Approve Discharge of Executive Board Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 4 | | Approve Discharge of Non-Executive Board Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 5 | | Approve Remuneration Policy for Management Board Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 6 | | Approve Unilever Share Plan 2017 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 7 | | Elect N.S. Andersen as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 8 | | Elect L.M. Cha as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 9 | | Elect V. Colao as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 10 | | Elect M Dekkers as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 11 | | Elect A.M. Fudge as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 12 | | Elect J. Hartmann as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 13 | | Elect M. Ma as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 14 | | Elect S Masiyiwa as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 15 | | Elect Y.Moon as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 16 | | Elect G. Pitkethly as Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 17 | | Elect P.G.J.M. Polman as Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 18 | | Elect J. Rishton as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 19 | | Elect F. Sijbesma as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 20 | | Ratify KPMG as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 21 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 22 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 23 | | Approve Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 3 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 4 | | Re-elect Adrian Bellamy as Director | | For | | Abstain | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 5 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 6 | | Re-elect Mary Harris as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 7 | | Re-elect Adrian Hennah as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 8 | | Re-elect Kenneth Hydon as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 9 | | Re-elect Rakesh Kapoor as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 10 | | Re-elect Pamela Kirby as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 11 | | Re-elect Andre Lacroix as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 12 | | Re-elect Chris Sinclair as Director | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 13 | | Re-elect Judith Sprieser as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 14 | | Re-elect Warren Tucker as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 17 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 21 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 22 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 1.2 | | Approve Remuneration Report (Non-Binding) | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 2 | | Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 4 | | Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.9 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 5 | | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.1a | | Reelect Axel Weber as Director and Board Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.1b | | Reelect Michel Demare as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.1c | | Reelect David Sidwell as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.1d | | Reelect Reto Francioni as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.1e | | Reelect Ann Godbehere as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.1f | | Reelect William Parrett as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.1g | | Reelect Isabelle Romy as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.1h | | Reelect Robert Scully as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.1i | | Reelect Beatrice Weder di Mauro as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.1j | | Reelect Dieter Wemmer as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.2 | | Elect Julie Richardson as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.3.1 | | Appoint Ann Godbehere as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.3.2 | | Appoint Michel Demare as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.3.3 | | Appoint Reto Francioni as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 6.3.4 | | Appoint William Parrett as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 7 | | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 8.1 | | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 8.2 | | Ratify Ernst & Young AG as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 04-May-17 | | | | Management | | 9 | | Transact Other Business (Voting) | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 10-May-17 | | 18-Apr-17 | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 10-May-17 | | 18-Apr-17 | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.25 per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 10-May-17 | | 18-Apr-17 | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2016 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 10-May-17 | | 18-Apr-17 | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2016 | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 10-May-17 | | 18-Apr-17 | | Management | | 5 | | Ratify KPMG AG as Auditors for Fiscal 2017 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 1.50 per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 4 | | Approve Auditors' Special Report on Related-Party Transactions | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 5 | | Ratify Appointment of Jeanette Wong as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 6 | | Reelect Philippe Alfroid as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 7 | | Reelect Juliette Favre as Representative of Employee Shareholders to the Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 8 | | Reelect Yi He as Representative of Employee Shareholders to the Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 9 | | Reelect Hubert Sagnieres as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 10 | | Elect Laurent Vacherot as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 11 | | Approve Severance Agreement with Hubert Sagnieres, Chairman and CEO | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 12 | | Approve Severance Agreement with Laurent Vacherot, Vice-CEO | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 13 | | Non-Binding Vote on Compensation of Hubert Sagnieres, Chairman and CEO | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 14 | | Non-Binding Vote on Compensation of Laurent Vacherot, Vice-CEO | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 15 | | Approve Remuneration Policy of Executive Officers | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 16 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 880,000 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 17 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 19 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 20 | | Amend Article 12 and 14 of Bylaws Re: Employee Representative and Directors | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 21 | | Pursuant to Acquisition of Luxottica, Adopt New Bylaws | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 22 | | Approve Contribution in Kind of Luxottica Shares by Delfin and its Valuation | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 23 | | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 24 | | Approve Sale of Company Assets to Delamare Sovra | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 25 | | Amend Article 2 of Bylaws Re: Corporate Purpose | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 26 | | Subject to Approval of Items 20-24, 27-39, Elect Leonardo Del Vecchio as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 27 | | Subject to Approval of Items 20-24, 26, 28-39, Elect Romolo Bardin as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 28 | | Subject to Approval of Items 20-24, 26-27, 29-39, Elect Giovanni Giallombardo as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 29 | | Subject to Approval of Items 20-24, 26-28, 30-39, Elect Rafaella Mazzoli as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 30 | | Subject to Approval of Items 20-24, 26-29, 31-39, Elect Francesco Milleri as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 31 | | Subject to Approval of Items 20-24, 26-30, 32-39, Elect Gianni Mion as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 32 | | Subject to Approval of Items 20-24, 26-31, 33-39, Elect Lucia Morselli as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 33 | | Subject to Approval of Items 20-24, 26-32, 34-39, Elect Cristina Scocchia as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 34 | | Subject to Approval of Items 20-24, 26-33, 35-39, Elect Hubert Sagnieres as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 35 | | Subject to Approval of Items 20-24, 26-34, 36-39, Elect Juliette Favre as Representative of Employee Shareholders to the Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 36 | | Subject to Approval of Items 20-24, 26-35, 37-39, Elect Henrietta Fore as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 37 | | Subject to Approval of Items 20-24, 26-36, 38, 39, Elect Bernard Hours as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 38 | | Subject to Approval of Items 20-24, 26-37, 39, Elect Annette Messemer as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 39 | | Subject to Approval of Items 20-24, 26-38, Elect Olivier Pecoux as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-17 | | 08-May-17 | | Management | | 40 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 2 | | Re-elect Lord Blackwell as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 3 | | Re-elect Juan Colombas as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 4 | | Re-elect George Culmer as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 5 | | Re-elect Alan Dickinson as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 6 | | Re-elect Anita Frew as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 7 | | Re-elect Simon Henry as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 8 | | Re-elect Antonio Horta-Osorio as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 9 | | Re-elect Deborah McWhinney as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 10 | | Re-elect Nick Prettejohn as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 11 | | Re-elect Stuart Sinclair as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 12 | | Re-elect Sara Weller as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 13 | | Approve Remuneration Policy | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 14 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 15 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 16 | | Approve Special Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 17 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 18 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 19 | | Approve Sharesave Scheme | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 20 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 21 | | Approve Re-designation of Limited Voting Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 22 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 23 | | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 24 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 25 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 26 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 27 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 28 | | Authorise Market Purchase of Preference Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 29 | | Adopt New Articles of Association | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United
Kingdom | | G5533W248 | | Annual | | 11-May-17 | | 09-May-17 | | Management | | 30 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.55 per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 4 | | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 5 | | Approve Severance Agreement with Didier Michaud-Daniel, CEO | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 6 | | Reelect Frederic Lemoine as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 7 | | Reelect Stephane Bacquaert as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 8 | | Reelect Ieda Gomes Yell as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 9 | | Reelect Jean-Michel Ropert as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 10 | | Reelect Lucia Sinapi-Thomas as Director | | For | | Against | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 11 | | Elect Ana Giros Calpe as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 12 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 13 | | Non-Binding Vote on Compensation of Didier Michaud-Daniel, CEO | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 14 | | Approve Remuneration Policy of Frederic Lemoine, Chairman of the Board until Mar. 8, 2017 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 15 | | Approve Remuneration Policy of the Chairman of the Board from Mar. 8, 2017 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 16 | | Approve Remuneration Policy of CEO | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 17 | | Change Location of Registered Office to Immeuble Newtime, 40/52, Boulevard du Parc, 92200 Neuilly-sur-Seine, and Amend Article 4 of Bylaws Accordingly | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 18 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 19 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 20 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 19 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 21 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 22 | | Authorize Capitalization of Reserves of Up to EUR 6 Million for Bonus Issue or Increase in Par Value | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 23 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 24 | | Authorize Capital Increase of Up to EUR 4 Million for Future Exchange Offers | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 25 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 26 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 14 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 16-May-17 | | 11-May-17 | | Management | | 27 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(a) | | Re-elect Zillah Byng-Thorne as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(b) | | Re-elect Michael Cawley as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(c) | | Re-elect Breon Corcoran as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(d) | | Re-elect Ian Dyson as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(e) | | Re-elect Alex Gersh as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(f) | | Re-elect Peter Jackson as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(g) | | Re-elect Gary McGann as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(h) | | Re-elect Padraig O Riordain as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(i) | | Re-elect Peter Rigby as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 5 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 6 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 7 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 8 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 9 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 10 | | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 3a | | Elect Lau Chi Ping Martin as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 3b | | Elect Charles St Leger Searle as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 3c | | Elect Yang Siu Shun as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 3d | | Authorize Board to Fix Remuneration of Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 6 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Annual | | 17-May-17 | | 12-May-17 | | Management | | 8 | | Adopt 2017 Share Option Scheme | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings
Ltd. | | 700 | | Cayman
Islands | | G87572163 | | Special | | 17-May-17 | | 12-May-17 | | Management | | 1 | | Adopt Share Option Plan of Tencent Music Entertainment Group | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 1 | | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 2 | | Approve Consolidated Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 3 | | Approve Discharge of Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 4 | | Renew Appointment of KPMG Auditores as Auditor of Standalone Financial Statements and Appoint Grant Thornton as Co-Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 5 | | Renew Appointment of KPMG Auditores as Auditor of Consolidated Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 6.1 | | Reelect Victor Grifols Roura as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 6.2 | | Reelect Ramon Riera Roca as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 7 | | Advisory Vote on Remuneration Report | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 8 | | Approve Remuneration Policy | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 9 | | Amend Article 7 of General Meeting Regulations Re: Issuance of Bonds and Other Debt Securities | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 10 | | Amend Article24.ter Re: Audit Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 11 | | Receive Amendments to Board of Directors Regulations | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols
SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 12 | | Approve Listing of Class A Shares on NASDAQ; Void Previous Authorization | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 25-May-17 | | 19-May-17 | | Management | | 13 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser Group
plc | | RB. | | United
Kingdom | | G74079107 | | Special | | 31-May-17 | | 26-May-17 | | Management | | 1 | | Approve Acquisition of Mead Johnson Nutrition Company | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 3 | | Approve Discharge of General Managers | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 3.75 per Share | | For | �� | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 5 | | Approve Auditors' Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 7 | | Non-Binding Vote on Compensation of Axel Dumas, General Manager | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 8 | | Non-Binding Vote on Compensation of Emile Hermes SARL, General Manager | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 9 | | Reelect Monique Cohen as Supervisory Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 10 | | Reelect Renaud Mommeja as Supervisory Board Member | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 11 | | Reelect Eric de Seynes as Supervisory Board Member | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 12 | | Elect Dorothee Altmayer as Supervisory Board Member | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 13 | | Elect Olympia Guerrand as Supervisory Board Member | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 14 | | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 600,000 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 15 | | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 16 | | Renew Appointment of Didier Kling et Associes as Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 17 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 18 | | Authorize Capitalization of Reserves of up to 40 Percent of Issued Capital for Bonus Issue or Increase in Par Value | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 19 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 40 Percent of Issued Capital, Including in the Event of a Public Tender Offer | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 20 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 40 Percent of Issued Capital, Including in the Event of a Public Tender Offer | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 21 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 22 | | Approve Issuance of Equity or Equity-Linked Securities up to 20 Percent of Issued Capital Per Year for Private Placements, Including in the Event of a Public Tender Offer | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 23 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind, Including in the Event of a Public Tender Offer | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 06-Jun-17 | | 01-Jun-17 | | Management | | 24 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 1.30 per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 4 | | Receive Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 5 | | Non-Binding Vote on Compensation of Daniel Julien, Chairman of the Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 6 | | Non-Binding Vote on Compensation of Paulo Cesar Salles Vasques, CEO | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 7 | | Approve Remuneration Policy of Chairman of the Board | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 8 | | Approve Remuneration Policy of CEO | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 9 | | Reelect Philippe Dominati as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 10 | | Reelect Christobel Selecky as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 11 | | Reelect Angela Maria Sierra-Moreno as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 12 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 720,000 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 13 | | Renew Appointment of Deloitte & Associes SA as Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 14 | | Renew Appointment of KPMG Audit IS SAS as Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 16 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 17 | | Authorize Capitalization of Reserves of Up to EUR 142 Million for Bonus Issue or Increase in Par Value | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 18 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 19 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 28 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 20 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Teleperformance
SE | | RCF | | France | | F9120F106 | | Annual/Special | | 23-Jun-17 | | 20-Jun-17 | | Management | | 21 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 298 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.1 | | Elect Director Kumakiri, Naomi | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.2 | | Elect Director Kobayashi, Katsuma | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.3 | | Elect Director Kawai, Shuji | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.4 | | Elect Director Uchida, Kanitsu | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.5 | | Elect Director Takeuchi, Kei | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.6 | | Elect Director Saito, Kazuhiko | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.7 | | Elect Director Nakagawa, Takeshi | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.8 | | Elect Director Sato, Koji | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.9 | | Elect Director Yamaguchi, Toshiaki | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.10 | | Elect Director Sasaki, Mami | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 2.11 | | Elect Director Shoda, Takashi | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 3.1 | | Appoint Statutory Auditor Uno, Masayasu | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 3.2 | | Appoint Statutory Auditor Hachiya, Hideo | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-17 | | 31-Mar-17 | | Management | | 3.3 | | Appoint Statutory Auditor Fujimaki, Kazuo | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Location
Name | | Institutional
Account
Name | | Institutional
Account
Number | | Company
Name | | Ticker | | Country | | Provider
Security
ID | | Meeting
Type | | Meeting
Date | | Record
Date | | Proponent | | Proposal
Number | | Proposal Text | | Management
Recommendation | | Vote
Instruction | | Voted | | Vote Against
Management |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 2 | | Approve Dividends | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 3 | | Reelect Keki Misty as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 4 | | Reelect Renu Karnad as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 5 | | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 6 | | Appoint Umesh Chandra Sarangi as Independent Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 7 | | Approve Related Party Transactions with Housing Development Finance Corp. Ltd. | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 8 | | Approve Related Party Transactions with HDB Financial Services Ltd. | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 9 | | Amend Terms of Appointment of Paresh Sukthankar, Deputy Managing Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 10 | | Approve Remuneration of Non-Executive Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 11 | | Increase Authorized Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 12 | | Amend Memorandum of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 13 | | Authorize Issuance of Perpetual Debt Instruments, Tier II Capital Bonds and Senior Long Term Infrastructure Bonds | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | HDFC Bank
Limited | | HDFCBANK | | India | | Y3119P174 | | Annual | | 21-Jul-16 | | 14-Jul-16 | | Management | | 14 | | Approve Stock Option Plan Grants | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 1.a | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 1.b | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 2 | | Confirm Interim Dividend and Declare Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 3 | | Reelect D. M. Sukthankar as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 4 | | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 5 | | Approve PKF as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 6 | | Approve Issuance of Redeemable Non- Convertible Debentures and/or Other Hybrid Instruments | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 7 | | Approve Related Party Transactions with HDFC Bank Ltd. | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 8 | | Approve Increase in Borrowing Powers | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 27-Jul-16 | | 20-Jul-16 | | Management | | 9 | | Approve Reappointment and Remuneration of Keki M. Mistry as Managing Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2016 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 2 | | Approve Dividends for N Ordinary and A Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 3 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 4.1 | | Elect Hendrik du Toit as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 4.2 | | Elect Guijin Liu as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.1 | | Re-elect Nolo Letele as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.2 | | Re-elect Roberto Oliveira de Lima as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.3 | | Re-elect Cobus Stofberg as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5.4 | | Re-elect Debra Meyer as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6.1 | | Re-elect Don Eriksson as Member of the Audit Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6.2 | | Re-elect Ben van der Ross as Member of the Audit Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6.3 | | Re-elect Rachel Jafta as Member of the Audit Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 7 | | Approve Remuneration Policy | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 8 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 9 | | Authorise Board to Issue Shares for Cash | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 10 | | Authorise Ratification of Approved Resolutions | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.1 | | Approve Fees of the Board Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.2 | | Approve Fees of the Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.3 | | Approve Fees of the Audit Committee Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.4 | | Approve Fees of the Audit Committee Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.5 | | Approve Fees of the Risk Committee Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.6 | | Approve Fees of the Risk Committee Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.7 | | Approve Fees of the Human Resources and Remuneration Committee Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.8 | | Approve Fees of the Human Resources and Remuneration Committee Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.9 | | Approve Fees of the Nomination Committee Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.10 | | Approve Fees of the Nomination Committee Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.11 | | Approve Fees of the Social and Ethics Committee Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.12 | | Approve Fees of the Social and Ethics Committee Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 1.13 | | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 2 | | Approve Financial Assistance in Terms of Section 44 of the Act | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 3 | | Approve Financial Assistance in Terms of Section 45 of the Act | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 4 | | Authorise Repurchase of N Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 5 | | Authorise Repurchase of A Ordinary Shares | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South
Africa | | S53435103 | | Annual | | 26-Aug-16 | | 12-Aug-16 | | Management | | 6 | | Amend Memorandum of Incorporation | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.1 | | Elect Director Alain Bouchard | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.2 | | Elect Director Nathalie Bourque | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.3 | | Elect Director Jacques D'Amours | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.4 | | Elect Director Jean Elie | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.5 | | Elect Director Richard Fortin | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.6 | | Elect Director Brian Hannasch | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.7 | | Elect Director Melanie Kau | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.8 | | Elect Director Monique F. Leroux | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.9 | | Elect Director Real Plourde | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.10 | | Elect Director Daniel Rabinowicz | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 1.11 | | Elect Director Jean Turmel | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-Tard
Inc. | | ATD.B | | Canada | | 01626P403 | | Annual | | 20-Sep-16 | | 25-Jul-16 | | Share
Holder | | 3 | | SP 1: Approve Human Rights Risk Assessment | | Against | | Against | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Special | | 28-Sep-16 | | 26-Sep-16 | | Management | | 1 | | Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA/NV | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United
Kingdom | | G77395104 | | Court | | 28-Sep-16 | | 26-Sep-16 | | Management | | 1 | | Approve Scheme of Arrangement | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corporation
Limited | | 500010 | | India | | Y37246207 | | Special | | 10-Mar-17 | | 31-Jan-17 | | Management | | 1 | | Increase Authorized Share Capital and Amend Memorandum of Association | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corporation
Limited | | 500010 | | India | | Y37246207 | | Special | | 10-Mar-17 | | 31-Jan-17 | | Management | | 2 | | Approve Employee Stock Option Scheme 2017 | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 2.30 per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1a | | Reelect Paul Bulcke as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1b | | Reelect Andreas Koopmann as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1c | | Reelect Henri de Castries as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1d | | Reelect Beat W. Hess as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1e | | Reelect Renato Fassbind as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1f | | Reelect Steven G. Hoch as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1g | | Reelect Naina Lal Kidwai as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1h | | Reelect Jean-Pierre Roth as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1i | | Reelect Ann M. Veneman as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1j | | Reelect Eva Cheng as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1k | | Reelect Ruth K. Oniang'o as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.1l | | Reelect Patrick Aebischer as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.2a | | Elect Ulf Mark Schneider as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.2b | | Elect Ursula M. Burns as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.3 | | Elect Paul Bulcke as Board Chairman | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.4a | | Appoint Beat W. Hess as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.4b | | Appoint Andreas Koopmann as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.4c | | Appoint Jean-Pierre Roth as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.4d | | Appoint Patrick Aebischer as Member of the Compensation Committee | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.5 | | Ratify KPMG AG as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 4.6 | | Designate Hartmann Dreyer as Independent Proxy | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 5.1 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 5.2 | | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 06-Apr-17 | | | | Management | | 6 | | Transact Other Business (Voting) | | Against | | Against | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 1 | | Open Meeting | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 2 | | Receive Report of Management Board (Non-Voting) | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 3.a | | Amend Remuneration Policy | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 3.b | | Amend Restricted Stock Plan | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 3.c | | Approve Addition of a Deferred Share Element to the Annual Incentive Plan | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 4 | | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 5 | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 6 | | Approve Dividends of EUR 0.423 Per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 7.a | | Approve Discharge of Executive Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 7.b | | Approve Discharge of Non-Executive Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 8 | | Ratify Ernst & Young as Auditor | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.a | | Reelect Anthony Habgood as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.b | | Reelect Wolfhart Hauser as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.c | | Reelect Adrian Hennah as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.d | | Reelect Marike van Lier Lels as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.e | | Reelect Robert MacLeod as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.f | | Relect Carol Mills as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.g | | Reelect Linda Sanford as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 9.h | | Reelect Ben van der Veer as Non-Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 10.a | | Reelect Erik Engstrom as Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 10.b | | Reelect Nick Luff as Executive Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 11.a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 11.b | | Approve Cancellation of up to 50 Million Ordinary Shares Held in Treasury | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 12.a | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 12.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 12.a | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 13 | | Other Business (Non-Voting) | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | RELX
NV | | REN | | Netherlands | | N7364X107 | | Annual | | 19-Apr-17 | | 22-Mar-17 | | Management | | 14 | | Close Meeting | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | A1.a | | Receive Special Board Report | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | A1.b | | Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B1 | | Management Report Regarding the Old Anheuser-Busch InBev SA/NV | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B2 | | Report by the Statutory Auditor Regarding the Old AB InBev | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B3 | | Approval of the Accounts of the Old AB InBev | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B4 | | Approve Discharge to the Directors of the Old AB InBev | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B5 | | Approve Discharge of Auditors of the Old AB InBev | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B6 | | Receive Directors' Reports | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B7 | | Receive Auditors' Reports | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B8 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B.9 | | Adopt Financial Statements | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B10 | | Approve Discharge to the Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B11 | | Approve Discharge of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B12.a | | Elect M.J. Barrington as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B12.b | | Elect W.F. Gifford Jr. as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B12.c | | Elect A. Santo Domingo Davila as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B13.a | | Approve Remuneration Report | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B13.b | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | B13.c | | Approve Non-Executive Director Stock Option Grants | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Anheuser-
Busch
InBev SA | | ABI | | Belgium | | B639CJ108 | | Annual/Special | | 26-Apr-17 | | 12-Apr-17 | | Management | | C1 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 3 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 4 | | Reappoint KPMG LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 5 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 6 | | Re-elect Richard Burrows as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 7 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 8 | | Re-elect Sue Farr as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 9 | | Re-elect Ann Godbehere as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 10 | | Re-elect Savio Kwan as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 11 | | Re-elect Dr Pedro Malan as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 12 | | Re-elect Dimitri Panayotopoulos as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 13 | | Re-elect Kieran Poynter as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 14 | | Re-elect Ben Stevens as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 15 | | Elect Dr Marion Helmes as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 16 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 18 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 19 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United
Kingdom | | G1510J102 | | Annual | | 26-Apr-17 | | 24-Apr-17 | | Management | | 20 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 1 | | Discussion of the Annual Report and Accounts for the 2016 financial year | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 2 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 3 | | Approve Discharge of Executive Board Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 4 | | Approve Discharge of Non-Executive Board Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 5 | | Approve Remuneration Policy for Management Board Members | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 6 | | Approve Unilever Share Plan 2017 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 7 | | Elect N.S. Andersen as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 8 | | Elect L.M. Cha as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 9 | | Elect V. Colao as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 10 | | Elect M Dekkers as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 11 | | Elect A.M. Fudge as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 12 | | Elect J. Hartmann as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 13 | | Elect M. Ma as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 14 | | Elect S Masiyiwa as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 15 | | Elect Y.Moon as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 16 | | Elect G. Pitkethly as Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 17 | | Elect P.G.J.M. Polman as Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 18 | | Elect J. Rishton as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 19 | | Elect F. Sijbesma as Non-Executive Board Member | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 20 | | Ratify KPMG as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 21 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 22 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 26-Apr-17 | | 29-Mar-17 | | Management | | 23 | | Approve Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 3 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 4 | | Re-elect Adrian Bellamy as Director | | For | | Abstain | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 5 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 6 | | Re-elect Mary Harris as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 7 | | Re-elect Adrian Hennah as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 8 | | Re-elect Kenneth Hydon as Director | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 9 | | Re-elect Rakesh Kapoor as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 10 | | Re-elect Pamela Kirby as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 11 | | Re-elect Andre Lacroix as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 12 | | Re-elect Chris Sinclair as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 13 | | Re-elect Judith Sprieser as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 14 | | Re-elect Warren Tucker as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 17 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 21 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United
Kingdom | | G74079107 | | Annual | | 04-May-17 | | 02-May-17 | | Management | | 22 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 10-May-17 | | 18-Apr-17 | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | | | | | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 10-May-17 | | 18-Apr-17 | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.25 per Share | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 10-May-17 | | 18-Apr-17 | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2016 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 10-May-17 | | 18-Apr-17 | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2016 | | For | | Against | | Yes | | Yes |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 10-May-17 | | 18-Apr-17 | | Management | | 5 | | Ratify KPMG AG as Auditors for Fiscal 2017 | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(a) | | Re-elect Zillah Byng-Thorne as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(b) | | Re-elect Michael Cawley as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(c) | | Re-elect Breon Corcoran as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(d) | | Re-elect Ian Dyson as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(e) | | Re-elect Alex Gersh as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(f) | | Re-elect Peter Jackson as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(g) | | Re-elect Gary McGann as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(h) | | Re-elect Padraig O Riordain as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 4(i) | | Re-elect Peter Rigby as Director | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 5 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 6 | | Authorise the Company to Call General Meeting with Two Weeks' Notice | | For | | For | | Yes | | No |
VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Paddy
Power
Betfair
plc | | PPB | | Ireland | | G68673113 | | Annual | | 17-May-17 | | 15-May-17 | | Management | | 7 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO APPROVE THE MANAGEMENT ACCOUNTS AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2016, 2016 FINANCIAL YEAR MANAGEMENT REPORT, EXPLANATORY NOTES, OPINIONS OF THE INDEPENDENT AUDITORS AND FISCAL COUNCIL, THE STATUTORY AUDIT COMMITTEE AND THE COMMENTS OF THE MANAGEMENT ON THE COMPANY’S FINANCIAL SITUATION, WITHIN THE TERMS OF ANNEX I OF THE ADMINISTRATIONS PROPOSAL FOR THE ANNUAL AND EXTRAORDINARY GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RATIFY THE DISTRIBUTION OF THE AMOUNT OF BRL 513,215 THOUSAND TO SHAREHOLDERS, BEING BRL 0,642347435 PER SHARE, UNDER THE FORM OF INTERESTS ON OWN CAPITAL, PAID IN 15 AUGUST, 2016, WITH A DUE WITHHOLDING INCOME TAX, ACCORDING THE CURRENT LEGISLATION AND THE DELIBERATION OF BOARD OF DIRECTORS IN A MEETING DATED OF 30 JUNE, 2016 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO SET THE NUMBER OF 10 TEN MEMBERS TO MAKE UP THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| CMMT | | THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO- VOTE IN FAVOUR OR AGAINST THE SLATE UNDER RESOLUTION 4 | | Non-Voting | | | | | | |
| | | | | |
| 4 | | TO ELECT THE BOARD OF DIRECTORS PER SLATE. NOTE MEMBERS. ABILIIO DOS SANTOS DINIZ, FRANCISCO PETROS OLIVEIRA LIMA PAPATHANASIADIS, LUIZ FERNANDO FURLAN, JOSE CARLOS REIS DE MAGALHAES NETO, WALTER FONTANA FILHO, FLAVIA BUARQUE DE ALMEIDA, CARLOS DA COSTA PARCIAS JR., MARCOS GUIMARAES GRASSO, WALTER MALIENI JR., JOSE AURELIO DRUMMOND JR | | Management | | For | | For | | |
| | | | | |
| 5 | | TO APPROVE ELECTION OF CHAIRMAN AND VICE CHAIRMAN OF THE BOARD OF DIRECTORS. NOTE MEMBERS. ABILIO DOS SANOS DINIZ, CHAIRMAN. FRANCISCO PETROS OLIVEIRA LIMA PAPATHANASIADIS, VICE CHAIRMAN | | Management | | For | | For | | |
| | | | | |
| 6 | | TO SET THE ANNUAL GLOBAL REMUNERATION FOR THE YEAR 2017 FOR THE COMPANY’S DIRECTORS IN THE AMOUNT OF UP TO BRL 99.00 MILLION, WHICH COVERS THE PROPOSED LIMIT FOR FIXED COMPENSATION, SALARY OR PRO LABOR, DIRECT AND INDIRECT BENEFITS AND SOCIAL CHARGES, BENEFITS MOTIVATED BY THE CESSATION OF OFFICE, VARIABLE REMUNERATION, PROFITS SHARES AND AMOUNTS RELATED TO THE STOCK OPTION PLAN AND THE COMPANY’S RESTRICTED STOCK GRANTING PLAN | | Management | | Against | | Against | | |
| | | | | |
| CMMT | | THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO- VOTE IN FAVOUR OR AGAINST THE SLATE UNDER RESOLUTION 7 | | Non-Voting | | | | | | |
| | | | | |
| 7 | | ELECTION OF MEMBERS OF FISCAL COUNCIL PER SLATE. NOTE MEMBERS. PRINCIPAL. ATTILIO GUASPARI, MARCUS VINICIUS DIAS SEVERINI AND ANTONIO CARLOS ROVAI. SUBSTITUTE. SUSANA HANNA STIPHAN JABRA, MARCOS TADEU DE SIQUEIRA AND DORIS BEATRIZ FRANCA WILHELM | | Management | | For | | For | | |
| | | | | |
| 8 | | TO SET THE GLOBAL REMUNERATION TO MEMBERS OF FISCAL COUNCIL IN THE FISCAL YEAR OF 2017, IN AMOUNT OF BRL 0,7 MILLION | | Management | | For | | For | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM- THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.- HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR-AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 05 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN STANDING- INSTRUCTIONS FROM N TO Y. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | TO APPROVE ANNUAL REPORT OF PJSC MMC NORILSK NICKEL FOR 2016 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE ANNUAL ACCOUNTING STATEMENTS OF PJSC MMC NORILSK NICKEL FOR 2016 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL FOR 2016 | | Management | | For | | For | | |
| | | | | |
| 4 | | 1. TO APPROVE THE DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK NICKEL FOR 2016 IN ACCORDANCE WITH THE RECOMMENDATION OF THE BOARD OF DIRECTORS, INCLUDED IN THE REPORT OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL WITH MOTIVATED POSITION OF THE COMPANY’S BOARD OF DIRECTORS ON THE ITEMS OF THE AGENDA OF ANNUAL GENERAL MEETING OF SHAREHOLDERS. 2. TO PAY CASH DIVIDENDS ON ORDINARY SHARES OF PJSC MMC NORILSK NICKEL FOR 2016 IN THE AMOUNT OF RUB 446.10 PER ONE ORDINARY SHARE. 3. SET JUNE 23, 2017 AS THE RECORD DATE FOR DETERMINING PERSONS ELIGIBLE TO RECEIVE THE DIVIDENDS | | Management | | For | | For | | |
| | | | | |
| CMMT | | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 13 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 13 DIRECTORS ARE TO BE ELECTED. THE LOCAL AGENT IN THE MARKET WILL-APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE “FOR”.-CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.-HOWEVER IF YOU WISH TO DO SO, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. IF-YOU HAVE FURTHER QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 5.1 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: SERGEY VALENTINOVICH BARBASHEV (GENERAL DIRECTOR, CHAIRMAN OF THE MANAGEMENT BOARD, INTERROS HOLDING COMPANY LLC) | | Management | | For | | For | | |
| | | | | |
| 5.2 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: ALEXEY VLADIMIROVICH BASHKIROV (DEPUTY CEO FOR INVESTMENTS, MEMBER OF THE MANAGEMENT BOARD, INTERROS HOLDING COMPANY LLC; MANAGING DIRECTOR, WINTER CAPITAL ADVISORS LLC) | | Management | | For | | For | | |
| | | | | |
| 5.3 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: RUSHAN ABDULKHAEVICH BOGAUDINOV (AREA MANAGER, CJSC RUSAL) | | Management | | For | | For | | |
| | | | | |
| 5.4 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: SERGEY BORISOVICH BRATUKHIN (PRESIDENT, CIS INVESTMENT ADVISERS, LLC) | | Management | | For | | For | | |
| | | | | |
| 5.5 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: ANDREY YEVGENYEVICH BOUGROV (SENIOR VICE-PRESIDENT OF PJSC MMC NORILSK NICKEL) | | Management | | For | | For | | |
| | | | | |
| 5.6 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: MARIANNA ALEXANDROVNA ZAKHAROVA (FIRST VICE- PRESIDENT, GENERAL COUNSEL, OF PJSC MMC NORILSK NICKEL) | | Management | | For | | For | | |
| | | | | |
| 5.7 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: STALBEK STEPANOVICH MISHAKOV (ADVISER TO GENERAL DIRECTOR, CJSC RUSAL GLOBAL MANAGEMENT B.V., DEPUTY CEO OF EN+ MANAGEMENT LLC) | | Management | | For | | For | | |
| | | | | |
| 5.8 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: GARETH PETER PENNY (NON-EXECUTIVE CHAIRMAN OF THE BOARD OF DIRECTORS, PANGOLIN DIAMONDS CORP., EDCON GROUP) | | Management | | For | | For | | |
| | | | | |
| 5.9 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: GERHARDUS JOHANNES CORNELIS PRINSLOO (THE MAJORITY OWNER AND DIRECTOR OF NATURAL RESOURCE PARTNERSHIP) | | Management | | For | | For | | |
| | | | | |
| 5.10 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: MAXIM MIKHAILOVICH SOKOV (CEO OF EN+ MANAGEMENT, CEO OF EN+ GROUP LIMITED) | | Management | | For | | For | | |
| | | | | |
| 5.11 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: VLADISLAV ALEXANDROVICH SOLOVYEV (CEO OF CJSC RUSAL GLOBAL MANAGEMENT B.V.) | | Management | | For | | For | | |
| | | | | |
| 5.12 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: SERGEY VICTOROVICH SKVORTSOV (ADVISER TO THE GENERAL DIRECTOR OF THE STATE CORPORATION ROSTEKH) | | Management | | For | | For | | |
| | | | | |
| 5.13 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTORS: ROBERT WILLEM JOHN EDWARDS (INDEPENDENT NON-EXECUTIVE DIRECTOR OF GB MINERALS LTD) | | Management | | For | | For | | |
| | | | | |
| 6.1 | | TO ELECT THE FOLLOWING MEMBER OF THE INTERNAL AUDIT COMMISSION: ARTUR GAGIKOVICH ARUSTAMOV (CJSC RUSAL GLOBAL MANAGEMENT B.V. DIRECTOR OF PRICE CONTROL AND COMMERCIAL OPERATIONS DEPARTMENT) | | Management | | For | | For | | |
| | | | | |
| 6.2 | | TO ELECT THE FOLLOWING MEMBER OF THE INTERNAL AUDIT COMMISSION: ANNA VIKTOROVNA MASALOVA (FINANCIAL AND ADMINISTRATIVE DIRECTOR FOR RUSSIA AND CIS, USB FARMA LLC) | | Management | | For | | For | | |
| | | | | |
| 6.3 | | TO ELECT THE FOLLOWING MEMBER OF THE INTERNAL AUDIT COMMISSION: GEORGIY EDUARDOVICH SVANIDZE (DIRECTOR OF FINANCIAL DEPARTMENT OF CJSC INTERROS HOLDING COMPANY) | | Management | | For | | For | | |
| | | | | |
| 6.4 | | TO ELECT THE FOLLOWING MEMBER OF THE INTERNAL AUDIT COMMISSION: VLADIMIR NIKOLAEVICH SHILKOV (VICE-PRESIDENT OF INVESTMENT DEPARTMENT OF CIS INVESTMENT ADVISERS LLC. DEPUTY PROJECT MANAGER OF FINANCIAL CONTROL SERVICE OF PJSC MMC NORILSK NICKEL (CONCURRENTLY)) | | Management | | For | | For | | |
| | | | | |
| 6.5 | | TO ELECT THE FOLLOWING MEMBER OF THE INTERNAL AUDIT COMMISSION: ELENA ALEXANDROVNA YANEVICH (CEO INTERPROMLISING LLC) | | Management | | For | | For | | |
| | | | | |
| 7 | | TO APPROVE JSC KPMG AS THE AUDITOR OF RUSSIAN ACCOUNTING STANDARDS FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL FOR 2017 | | Management | | For | | For | | |
| | | | | |
| 8 | | TO APPROVE JSC KPMG AS THE AUDITOR OF CONSOLIDATED FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL FOR 2017 AND THE FIRST HALF OF 2018 | | Management | | For | | For | | |
| | | | | |
| 9 | | 1. REMUNERATION AND COMPENSATIONS TO THE MEMBERS OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL ASSOCIATED WITH PERFORMANCE OF THEIR DUTIES ARE PAID IN ACCORDANCE WITH THE POLICY OF REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL (APPROVED BY RESOLUTION OF ANNUAL GENERAL MEETING’S RESOLUTION DD. 06.06.2014). 2. CHAIRMAN OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL, ELECTED AT THE FIRST | | Management | | For | | For | | |
| | | | | |
| | BOARD OF DIRECTORS MEETING HELD AFTER THIS MEETING, SHALL BE PAID A FEE AND REIMBURSED EXPENSES ASSOCIATED WITH THE PERFORMANCE OF HIS DUTIES, AND MAINTAINED HIS ACCIDENT INSURANCE, IN THE FOLLOWING AMOUNTS AND FOLLOWING PROCEDURES: 2.1. REMUNERATION SHALL BE USD 1,000,000 PER ANNUM, PAYABLE ON A QUARTERLY BASIS IN EQUAL AMOUNTS IN RUB AT THE RATE SET BY THE CENTRAL BANK OF THE RUSSIAN FEDERATION ON THE LAST BUSINESS DAY OF THE ACCOUNTING QUARTER. THE AMOUNT SHOWN ABOVE SHALL BE AFTER TAXES IN ACCORDANCE WITH EFFECTIVE RF LAW. THE AFOREMENTIONED REMUNERATION SHALL BE PAYABLE FROM THE DAY OF ELECTION OF THE INDEPENDENT DIRECTOR AS THE CHAIRMAN OF THE BOARD OF DIRECTORS TO THE DATE, ON WHICH HIS TERM OF OFFICE AS THE CHAIRMAN OF THE BOARD OF DIRECTORS EXPIRES; 2.2. IF THE PERSON, ELECTED AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FIRST MEETING OF THE BOARD OF DIRECTORS HELD AFTER THIS MEETING, IS NOT ELECTED AS THE MEMBER OF THE BOARD OF DIRECTORS AT THE 2017 YEAR-END ANNUAL GENERAL MEETING OF THE SHAREHOLDERS AND CHAIRMAN OF THE NEWLY ELECTED BOARD OF DIRECTORS OR IF HIS OFFICE AS THE CHAIRMAN OF THE BOARD OF DIRECTORS WILL TERMINATE BEFORE THE 2017 YEAR-END ANNUAL GENERAL MEETING OF THE SHAREHOLDERS HE WILL BE PAID ADDITIONAL REMUNERATION IN THE AMOUNT OF USD 2,000,000.00 LESS AMOUNT OF THE REMUNERATION RECEIVED BY HIM FOR EXECUTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS DUTIES FROM THE DATE OF HIS ELECTION AT THE FIRST MEETING OF THE BOARD OF DIRECTORS HELD AFTER THIS MEETING. THE AFOREMENTIONED ADDITIONAL REMUNERATION IS PAYABLE ON A QUARTERLY BASIS IN EQUAL AMOUNTS UP TO JUNE 10, 2019 IN RUB AT THE EXCHANGE RATE OF THE CENTRAL BANK OF THE RUSSIAN FEDERATION ON THE LAST BUSINESS DAY OF THE REPORTING QUARTER. THE AMOUNT SHOWN ABOVE SHALL BE AFTER TAX IN ACCORDANCE WITH THE EFFECTIVE RF LAW. IF HE WILL BE RE-ELECTED AS CHAIRMAN OF THE BOARD OF DIRECTORS BY THE SUBSEQUENT BEFORE THE 2018 YEAR-END ANNUAL GENERAL MEETING OF SHAREHOLDERS THE REMUNERATION FOR SERVING AS CHAIRMAN OF THE BOARD OF DIRECTORS PROVIDED IN SUB-PARAGRAPH 2.1 OF THIS PARAGRAPH, SHALL NOT BE PAID. 2.3. DOCUMENTED EXPENSES INCURRED BY THE CHAIRMAN OF THE BOARD OF DIRECTORS, WHILE PERFORMING HIS DUTIES, INCLUDING: ACCOMMODATION IN HOTELS, TRAVEL SERVICES, | | | | | | | | |
| | | | | |
| | INCLUDING VIP LOUNGE SERVICES, OTHER AIR TRAVEL FEES AND CHARGES (BUSINESS AND FIRST CLASS TICKETS), TELEPHONE CALLS (INCLUDING MOBILE COMMUNICATION), REPRESENTATION EXPENSES, WILL BE COMPENSATED IN ACCORDANCE WITH THE LIMITS FOR CATEGORY 1 POSITIONS APPROVED BY PJSC MMC NORILSK NICKEL. 2.4. PJSC MMC NORILSK NICKEL SHALL AT ITS OWN EXPENSE PROVIDE LIFE INSURANCE FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS AGAINST THE FOLLOWING RISK DURING PERFORMANCE OF OFFICIAL DUTIES: - DEATH IN AN ACCIDENT WITH THE COVERAGE IN AMOUNT OF AT LEAST USD 3,000,000; - SERIOUS BODILY INJURY IN AN ACCIDENT (OR DISABILITY RESULTING FROM AN ACCIDENT) WITH THE COVERAGE IN AMOUNT OF AT LEAST USD 3,000,000; - INJURY IN AN ACCIDENT (OR TEMPORARY DISABILITY RESULTING FROM AN ACCIDENT) WITH THE COVERAGE IN AMOUNT OF AT LEAST USD 100,000 | | | | | | | | |
| | | | | |
| 10 | | SET THE REMUNERATION TO AN AUDIT COMMISSION MEMBER OF PJSC MMC NORILSK NICKEL NOT EMPLOYED BY THE COMPANY IN THE AMOUNT OF RUB 1,800,000 PER ANNUM BEFORE TAXES PAYABLE IN EQUAL AMOUNTS TWICE PER YEAR. MENTIONED AMOUNT OF BEFORE TAXES IN ACCORDANCE WITH APPLICABLE RUSSIAN LEGISLATION | | Management | | For | | For | | |
| | | | | |
| 11 | | TO AUTHORIZE CONCLUSION OF ASSOCIATED TRANSACTIONS THAT ARE RELATED PARTY TRANSACTIONS FOR ALL MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL THE SUBJECT MATTER OF WHICH IMPLIES THE OBLIGATION OF PJSC MMC NORILSK NICKEL TO INDEMNIFY THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL FOR ANY AND ALL LOSSES THAT THE MENTIONED PERSONS MAY INCUR AS A RESULT OF THEIR ELECTION TO THE MENTIONED POSITIONS IN THE AMOUNT OF NO MORE THAN USD 115,000,000 (ONE HUNDRED FIFTEEN MILLION) PER TRANSACTION | | Management | | For | | For | | |
| | | | | |
| 12 | | TO AUTHORIZE CONCLUSION OF ASSOCIATED TRANSACTIONS THAT ARE RELATED PARTY TRANSACTIONS FOR ALL MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL AND WHICH CONCERNS LIABILITY INSURANCE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL, WHO ARE THE BENEFICIARIES OF THE TRANSACTION, PROVIDED BY RUSSIAN INSURANCE COMPANY; THE EFFECTIVE PERIOD OF LIABILITY | | Management | | For | | For | | |
| | | | | |
| | INSURANCE IS ONE YEAR, TOTAL LIABILITY LIMIT IS NOT LESS THAN USD 200 ,000,000 AND LIABILITY LIMIT OF NOT LESS THAN USD 25,000,000 FOR EXTENDED COVERAGE TO THE PRIMARY CONTRACT AS WELL AS INSURANCE PREMIUM OF NOT EXCEEDING USD 1,000,000 | | | | | | | | |
| | | | | |
| 13 | | TO APPROVE NEW VERSION OF ARTICLES OF ASSOCIATION OF PJSC MMC NORILSK NICKEL IN ACCORDANCE WITH ANNEX | | Management | | For | | For | | |
| | | | | |
| 14 | | TO APPROVE COMPANY’S PARTICIPATION IN ASSOCIATION ‘NATIONAL GLOBAL COMPACT NETWORK’ AIMED TO INVOLVE BUSINESS CIRCLES IN SUSTAINABLE DEVELOPMENT ACTIVITIES (ASSOCIATION ‘NATIONAL GLOBAL COMPACT NETWORK’ ) | | Management | | For | | For | | |
| | | | | |
| 15 | | TO APPROVE COMPANY’S PARTICIPATION IN TRANSPORTATION SECURITY ASSOCIATION, AN ASSOCIATION OF ENTITIES ENGAGED IN THE TRANSPORT SECURITY ACTIVITIES (TRANSPORTATION SECURITY ASSOCIATION ) | | Management | | For | | For | | |
| | | | | |
| CMMT | | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED. | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 2 | | 2016 EARNINGS DISTRIBUTION PLAN. PROPOSED CASH DIVIDEND: TWD 2 PER SHARE. | | Management | | For | | For | | |
| | | | | |
| 3 | | THE COMPANYS PLAN TO RAISE LONG-TERM CAPITAL | | Management | | For | | For | | |
| | | | | |
| 4 | | AMENDMENT TO THE COMPANYS ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 5 | | AMENDMENT TO THE COMPANYS PROCEDURES GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS | | Management | | For | | For | | |
| | | | | |
| 6.1 | | THE ELECTION OF THE DIRECTORS.:MING DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER NO.72,RICHARD M. TSAI AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 6.2 | | THE ELECTION OF THE DIRECTORS.:MING DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER NO.72,DANIEL M. TSAI AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 6.3 | | THE ELECTION OF THE DIRECTORS.:MING DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER NO.72,VIVIEN HSU AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 6.4 | | THE ELECTION OF THE DIRECTORS.:MING DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER NO.72,ERIC CHEN AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 6.5 | | THE ELECTION OF THE DIRECTORS.:MING DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER NO.72,HOWARD LIN AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 6.6 | | THE ELECTION OF THE DIRECTORS.:MING DONG INDUSTRIAL CO.,LTD ,SHAREHOLDER NO.72,JERRY HARN AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 6.7 | | THE ELECTION OF THE DIRECTORS.:TAIPEI CITY GOVERNMENT ,SHAREHOLDER NO.297306,CHIH- MING CHEN AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 6.8 | | THE ELECTION OF THE DIRECTORS.:TAIPEI CITY GOVERNMENT ,SHAREHOLDER NO.297306,HSIU-HUI YUAN AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 6.9 | | THE ELECTION OF THE DIRECTORS.:TAIPEI CITY GOVERNMENT ,SHAREHOLDER NO.297306,HSIU- CHU LIANG AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 6.10 | | THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHI-YAN LOUIS CHEUNG,SHAREHOLDER NO.E8806XXX | | Management | | For | | For | | |
| | | | | |
| 6.11 | | THE ELECTION OF THE INDEPENDENT DIRECTOR.:MING-JE TANG,SHAREHOLDER NO.255756 | | Management | | For | | For | | |
| | | | | |
| 6.12 | | THE ELECTION OF THE INDEPENDENT DIRECTOR.:SHIN-MIN CHEN,SHAREHOLDER NO.J100657XXX | | Management | | For | | For | | |
| | | | | |
| 6.13 | | THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHAN-JANE LIN,SHAREHOLDER NO.R203128XXX | | Management | | For | | For | | |
| | | | | |
| 6.14 | | THE ELECTION OF THE INDEPENDENT DIRECTOR.:JUNG-FENG CHANG,SHAREHOLDER NO.H101932XXX | | Management | | For | | For | | |
| | | | | |
| 6.15 | | THE ELECTION OF THE INDEPENDENT DIRECTOR.:FAN-CHIH WU,SHAREHOLDER NO.A101441XXX | | Management | | For | | For | | |
| | | | | |
| 7 | | RELEASE OF THE 7TH TERM BOARD OF DIRECTORS FROM NON-COMPETITION RESTRICTIONS (RICHARD M. TSAI) | | Management | | For | | For | | |
| | | | | |
| 8 | | RELEASE OF THE 7TH TERM BOARD OF DIRECTORS FROM NON-COMPETITION RESTRICTIONS (DANIEL M. TSAI) | | Management | | For | | For | | |
| | | | | |
| 9 | | RELEASE OF THE 7TH TERM BOARD OF DIRECTORS FROM NON-COMPETITION RESTRICTIONS (CHI-YAN LOUIS CHEUNG) | | Management | | For | | For | | |
| | | | | |
| 10 | | RELEASE OF THE 7TH TERM BOARD OF DIRECTORS FROM NON-COMPETITION RESTRICTIONS (JERRY HARN) | | Management | | For | | For | | |
| | | | | |
| 11 | | RELEASE OF THE 7TH TERM BOARD OF DIRECTORS FROM NON-COMPETITION RESTRICTIONS (TAIPEI CITY GOVERNMENT) | | Management | | For | | For | | |
| | | | | | | | | | |
| | | | | |
| 4.7 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:SHIN CHAN INVESTMENT CO., LTD.,SHAREHOLDER NO.00415689 | | Management | | For | | For | | |
| | | | | |
| 4.8 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:TUNG SHING INVESTMENT CO., LTD. ,SHAREHOLDER NO.00027143,WU, TUNG SHING AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 4.9 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:SHIN KONG MITSUKOSHI DEPARTMENT STORE CO., LTD.,SHAREHOLDER NO.00026835,YEH, YUN-WAN AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 4.10 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:SHIN KONG WU TUNG CHIN FUNDATION ,SHAREHOLDER NO.00038259,LEE, JIH-CHU AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 4.11 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:WU CHIA LU INSURANCE CULTURE AND EDUATION FOUNDATION ,SHAREHOLDER NO.00042760,WU, BENSON AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 4.12 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:HUI FENG INVESTMENT CO., LTD. ,SHAREHOLDER NO.00000029,SU, CHI MING AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 4.13 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:SHIN SHENG COMPANY LTD. ,SHAREHOLDER NO.00000089,HUNG, WEN TONG AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 4.14 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:SHIN SHENG COMPANY LTD. ,SHAREHOLDER NO.00000089,LIN, PO HAN AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 4.15 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:SHIN SHENG COMPANY LTD. ,SHAREHOLDER NO.00000089,WU, TUNG MING AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 4.16 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:SHIN SHENG COMPANY LTD. ,SHAREHOLDER NO.00000089,HUNG. SHIH CHI AS REPRESENTATIVE | | Management | | | | | | |
| | | | | |
| 4.17 | | THE ELECTION OF TWELVE DIRECTORS AMONG SEVENTEEN CANDIDATES:SHIN SHENG COMPANY LTD. ,SHAREHOLDER NO.00000089,CHIEN, MIN-CHIU AS REPRESENTATIVE | | Management | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT ALTHOUGH THERE ARE 4 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY 3 CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 3 OF THE 4 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 4.18 | | THE ELECTION OF THREE INDEPENDENT DIRECTORS AMONG FOUR CANDIDATES:LI, CHENG YI,SHAREHOLDER NO.R102775XXX | | Management | | For | | For | | |
| | | | | |
| 4.19 | | THE ELECTION OF THREE INDEPENDENT DIRECTORS AMONG FOUR CANDIDATES:LI, SHENG- YANN,SHAREHOLDER NO.D100445XXX | | Management | | For | | For | | |
| | | | | |
| 4.20 | | THE ELECTION OF THREE INDEPENDENT DIRECTORS AMONG FOUR CANDIDATES:LIN, MEI- HWA,SHAREHOLDER NO.00390185 | | Management | | For | | For | | |
| | | | | |
| 4.21 | | THE ELECTION OF THREE INDEPENDENT DIRECTORS AMONG FOUR CANDIDATES:HUANG, JUI-HSIANG,SHAREHOLDER NO.R121297XXX | | Management | | Against | | Against | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RESOLVE IN REGARD TO CHANGES TO THE STOCK OPTION PLAN OF THE COMPANY, IN ACCORDANCE WITH THE TERMS OF THE PROPOSAL FROM MANAGEMENT | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RESOLVE IN REGARD TO THE CHANGE OF THE CORPORATE NAME OF THE COMPANY TO B3 S.A., BRASIL, BOLSA, BALCAO | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RESOLVE IN REGARD TO THE FOLLOWING AMENDMENTS TO THE CORPORATE BYLAWS OF BM AND FBOVESPA, IN ACCORDANCE WITH THE PROPOSAL FROM MANAGEMENT, IN THE EVENT THAT THE RESOLUTION THAT IS PROVIDED FOR IN ITEM 2 ABOVE IS APPROVED, TO REFLECT THE NEW CORPORATE NAME OF THE COMPANY BY MEANS OF THE AMENDMENT, BASED ON THE NEW NUMBERING, OF THE MAIN PART AND PARAGRAPHS 1 AND 2 OF ARTICLE 1, PARAGRAPH 1 OF ARTICLE 24, LINE C OF PARAGRAPH 2 OF ARTICLE 50, LINE D OF THE SOLE PARAGRAPH OF ARTICLE 51, PARAGRAPH 1 OF ARTICLE 63, ARTICLES 65, 66 AND 73, LINE B OF PARAGRAPH 1 OF ARTICLE 75, AND ARTICLE 81 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO BROADEN THE CORPORATE PURPOSE OF BM AND FBOVESPA IN ORDER TO INCLUDE ACTIVITIES THAT ARE PROVIDED FOR IN THE CORPORATE PURPOSE OF CETIP S.A., MERCADOS ORGANIZADOS, FROM HERE ONWARDS REFERRED TO AS CETIP, DUE TO THE TRANSACTION FOR THE COMBINATION OF THE ACTIVITIES OF BOTH THE COMPANIES, FROM HERE ONWARDS REFERRED TO AS THE TRANSACTION, BY MEANS OF THE INCLUSION OF NEW LINES VII, VIII AND IX IN ARTICLE 3 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO REFLECT, BY MEANS OF THE AMENDMENT OF ARTICLE 5, THE INCREASE IN THE SHARE CAPITAL DUE TO THE MERGER OF COMPANHIA SAO JOSE HOLDING THAT WAS APPROVED AT THE EXTRAORDINARY GENERAL MEETING THAT WAS HELD ON MAY 20, 2016, IN ORDER TO MAKE THE TRANSACTION VIABLE, IN ACCORDANCE WITH THE RECORD OF THE NUMBER OF SHARES AND OF THE SHARE CAPITAL AMOUNT THAT WAS MADE BY THE BOARD OF DIRECTORS ON MARCH 28, 2017 | | Management | | For | | For | | |
| | | | | |
| 6 | | TO DEFINE A NEW STRUCTURE FOR THE EXECUTIVE COMMITTEE OF THE COMPANY, BY MEANS OF D.1. THE ADJUSTMENT OF THE WORDING OF PARAGRAPH 7 IN ARTICLE 12, THE MAIN PART AND PARAGRAPHS 1 AND 2 OF ARTICLE 17, THE SOLE PARAGRAPH OF ARTICLE 20, PARAGRAPH 2 OF ARTICLE 22, PARAGRAPH 8 OF ARTICLE 26, LINES B AND C OF ARTICLE 29, PARAGRAPH 1 OF ARTICLE 30, ARTICLE 31, THE MAIN PART AND PARAGRAPHS 3 AND 4 OF ARTICLE 32, UNDER THE NEW NUMBERING, ARTICLE 33, THE MAIN PART AND PARAGRAPHS 1 AND 2 OF ARTICLE 34, THE MAIN PART AND LINES A, B, C AND G, UNDER THE NEW NUMBERING, AND PARAGRAPH 1 OF ARTICLE 35, THE MAIN PART OF THE NEW ARTICLE 37, NEW ARTICLE 40, NEW ARTICLE 41, THE NEW LINES B AND C AND PARAGRAPH 2 OF ARTICLE 43, ARTICLE 44, LINE G OF THE SOLE PARAGRAPH OF ARTICLE 49, LINE E OF THE SOLE PARAGRAPH OF ARTICLE 51, LINES C AND D OF PARAGRAPH 1 AND PARAGRAPH 2 OF ARTICLE 52, AND THE NEW ARTICLE 80, D.2. THE INCLUSION OF THE SUBSECTION OF THE COLLEGIAL EXECUTIVE COMMITTEE AND OF PARAGRAPHS 1 AND 2 OF ARTICLE 32, OF THE NEW ARTICLE 36, LINES A, B AND R OF THE NEW ARTICLE 37, THE NEW ARTICLE 38 AND THE PARAGRAPHS AND LINES OF THE NEW ARTICLE 39, THE NEW ARTICLE 42, THE NEW LINE A OF ARTICLE 43, LINES H AND I OF THE SOLE PARAGRAPH OF ARTICLE 49, AND D.3. THE EXCLUSION, BASED ON THE FORMER NUMBERING, OF PARAGRAPH 5 OF ARTICLE 10, ARTICLES 36, 37 AND 41, THE MAIN PART AND ITS LINES OF ARTICLE 42, AND PARAGRAPH 3 OF ARTICLE 43 | | Management | | For | | For | | |
| | | | | |
| 7 | | TO REBALANCE THE DUTIES OF THE ADMINISTRATIVE BODIES OF THE COMPANY, BY MEANS OF E.1. THE ADJUSTMENT OF THE WORDING OF LINES H, L, M AND O OF ARTICLE 29, LINE A AND PARAGRAPH 1 OF ARTICLE 30, LINES B AND THE NEW LINE F OF ARTICLE 35, THE FORMER LINES E, F AND H OF THE FORMER ARTICLE 38, E.2. THE INCLUSION OF LINES L AND M IN ARTICLE 35, LINES J THROUGH P, PARAGRAPHS 1 AND 2, IN ARTICLE 37, LINE P OF THE SOLE PARAGRAPH OF ARTICLE 49, ALL OF WHICH ARE BASED ON THE NEW NUMBERING, E.3.. THE EXCLUSION, BASED ON THE FORMER NUMBERING, OF LINE R FROM ARTICLE 29, LINES H AND I FROM ARTICLE 30, LINES F, I, N AND Q AND PARAGRAPHS 3 AND 4 FROM ARTICLE 35, THE SOLE PARAGRAPH FROM ARTICLE 38, LINE E OF PARAGRAPH 1 OF ARTICLE 52 | | Management | | For | | For | | |
| | | | | |
| 8 | | TO REPLICATE, IN THE NEW PARAGRAPH 2 OF ARTICLE 29, THE RULE FROM THE INTERNAL RULES OF THE BOARD OF DIRECTORS THAT ANY ELECTION OF A MEMBER OR CHANGE IN THE COMPOSITION OF THE PRODUCTS AND PRICING COMMITTEE REQUIRES THE FAVORABLE VOTE OF 90 PERCENT OF THE MEMBERS OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 9 | | TO ADAPT THE CORPORATE BYLAWS TO THE TERMS OF THE CONCENTRATION CONTROL AGREEMENT THAT WAS APPROVED BY THE ECONOMIC DEFENSE ADMINISTRATIVE COUNSEL, FROM HERE ONWARDS REFERRED TO AS CADE, IN RELATION TO THE TRANSACTION, BY MEANS OF THE AMENDMENT OF THE NEW LINE G OF ARTICLE 35 AND THE INCLUSION OF NEW LINES F AND G IN THE SOLE PARAGRAPH OF ARTICLE 51 | | Management | | For | | For | | |
| | | | | |
| 10 | | TO CREATE THE SERVICES MANAGEMENT COMMITTEES FOR THE CLEARINGHOUSES THAT ARE CURRENTLY PROVIDED FOR IN THE CORPORATE BYLAWS OF CETIP, BY MEANS OF THE INCLUSION OF A LINE G IN ARTICLE 45 AND OF NEW ARTICLES 54 THROUGH 56 AND THE RESPECTIVE PARAGRAPHS AND THE LINES IN A SEPARATE SUBSECTION, WHICH IS ENTITLED SERVICES MANAGEMENT COMMITTEES FOR THE CLEARING HOUSES | | Management | | For | | For | | |
| | | | | |
| 11 | | TO CLARIFY THE LIMIT OF THE INDEMNIFICATION BY THE COMPANY BY MEANS OF ADJUSTMENTS TO THE WORDING OF THE NEW ARTICLE 83 | | Management | | For | | For | | |
| | | | | |
| 12 | | TO INCREASE, FROM 13 TO 14, THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS THAT IS TO BE EFFECTIVE FOR A PERIOD OF TWO YEARS, BY MEANS OF THE AMENDMENT OF THE NEW ARTICLE 87 | | Management | | For | | For | | |
| | | | | |
| 13 | | TO MAKE ADJUSTMENTS TO THE WORDING IN LINES D AND E OF THE SOLE PARAGRAPH OF ARTICLE 3, PARAGRAPH 2 OF ARTICLE 8, THE MAIN PART OF ARTICLE 10, PARAGRAPH 4 OF ARTICLE 12, THE MAIN PART AND THE SOLE PARAGRAPH OF ARTICLE 21, THE MAIN PART OF ARTICLE 22, PARAGRAPH 5 OF ARTICLE 26, PARAGRAPH 1 OF ARTICLE 28, LINES J, M, O AND P OF ARTICLE 29, LINES D, E AND G OF ARTICLE 30, ARTICLE 33, THE NEW LINE H OF ARTICLE 35, THE MAIN PART OF ARTICLE 49, THE MAIN PART AND LINE D IN PARAGRAPH 1 OF ARTICLE 52, THE MAIN PART OF ARTICLE 53, PARAGRAPH 3 OF THE NEW ARTICLE 60, THE MAIN PART OF THE NEW ARTICLE 63, THE SOLE PARAGRAPH OF THE NEW ARTICLE 73, LINES A AND C OF PARAGRAPH 5 OF THE NEW ARTICLE 75, AND THE NEW ARTICLE 87 | | Management | | For | | For | | |
| | | | | |
| 14 | | FOR THE PURPOSES OF RENUMBERING AND ADJUSTMENTS OR INCLUSIONS OF CROSS REFERENCES, TO AMEND, ON THE BASIS OF THE OLD NUMBERING, LINES VII AND VIII OF ARTICLE 3, THE MAIN PART OF ARTICLE 7, PARAGRAPH 1 AND THE MAIN PART OF ARTICLE 15, THE MAIN PART OF ARTICLE 22, LINE G AND LINES S THROUGH X AND THE SOLE PARAGRAPH OF ARTICLE 29, LINES E, J THROUGH L AND PARAGRAPH 2 OF ARTICLE 30, PARAGRAPHS 1 AND 2 OF ARTICLE 32, THE MAIN PART OF ARTICLE 34, LINES G, H, J THROUGH M, O, P, R, S AND PARAGRAPH 1 OF ARTICLE 35, THE MAIN PART AND LINES A THROUGH H OF ARTICLE 38, ARTICLE 39, ARTICLE 40, LINES A THROUGH C OF ARTICLE 43, LINES H THROUGH N OF THE SOLE PARAGRAPH OF ARTICLE 49, LINES E AND F OF THE SOLE PARAGRAPH OF ARTICLE 51, LINE F OF PARAGRAPH 1 OF ARTICLE 52, LINE G OF THE SOLE PARAGRAPH OF ARTICLE 53, THE MAIN PART OF ARTICLES 54 THROUGH 71, THE MAIN PART AND PARAGRAPH 2 AND 3, PARAGRAPH 4 AND ITS LINE A, LINE A OF PARAGRAPH 5 AND PARAGRAPH 6 OF ARTICLE 72, THE MAIN PART OF ARTICLES 73 THROUGH 84 | | Management | | For | | For | | |
| | | | | |
| 15 | | TO RESTATE THE BYLAWS AMENDMENTS THAT ARE APPROVED AT THIS GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 16 | | TO RATIFY THE PAYMENTS THAT WERE MADE TO THE MANAGEMENT DURING THE 2016 FISCAL YEAR, IN THE AMOUNT OF BRL 1,360,218.02, WHICH REPRESENTS AN INCREASE OF APPROXIMATELY 2.76 PERCENT IN RELATION TO THE AGGREGATE AMOUNT THAT WAS APPROVED AT THE ANNUAL GENERAL MEETING THAT WAS HELD ON APRIL 18, 2016 | | Management | | For | | For | | |
| | | | | |
| 17 | | TO SET THE TOTAL ANNUAL REMUNERATION FOR THE DIRECTORS AND FOR THE BOARD OF DIRECTOR OF THE COMPANY FOR THE 2017 FISCAL YEAR | | Management | | For | | For | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 07 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 19.04.2017, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25.04.2017. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2016 MANAGEMENT | | Non-Voting | | | | | | |
| | | | | |
| 2 | | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.60 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3.1 | | APPROVE DISCHARGE OF BOARD MEMBER BERND SCHEIFELE FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 3.2 | | APPROVE DISCHARGE OF BOARD MEMBER DOMINIK VON ACHTEN FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 3.3 | | APPROVE DISCHARGE OF BOARD MEMBER DANIEL GAUTHIER FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 3.4 | | APPROVE DISCHARGE OF BOARD MEMBER KEVIN GLUSKIE FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 3.5 | | APPROVE DISCHARGE OF BOARD MEMBER HAKAN GURDAL FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 3.6 | | APPROVE DISCHARGE OF BOARD MEMBER ANDREAS KERN FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 3.7 | | APPROVE DISCHARGE OF BOARD MEMBER JON MORRISH FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 3.8 | | APPROVE DISCHARGE OF BOARD MEMBER LORENZ NAEGER FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 3.9 | | APPROVE DISCHARGE OF BOARD MEMBER ALBERT SCHEUER FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.1 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRITZ-JUERGEN HECKMANN FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.2 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HEINZ SCHMITT FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.3 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOSEF HEUMANN FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.4 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GABRIELE KAILING FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.5 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HANS GEORG KRAUT FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.6 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LUDWIG MERCKLE FORFISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.7 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER TOBIAS MERCKLE FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.8 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ALAN JAMES MURRAY FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.9 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JUERGEN SCHNEIDER FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.10 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER SCHRAEDER FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.11 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRANK-DIRK STEININGER FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.12 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER STEPHAN WEHNING FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 4.13 | | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARION WEISSENBERGER-EIBL FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 5 | | RATIFY ERNST AND YOUNG GMBH AS AUDITORS FOR FISCAL 2017 | | Management | | For | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 754347 DUE TO CHANGE IN-MEETING DATE FROM 28 APR 2017 TO 10 MAY 2017 WITH RECEIPT OF UPDATED AGENDA.-ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL-NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RESOLVE IN REGARD TO THE CHANGE OF THE CORPORATE NAME OF THE COMPANY TO B3 S.A., BRASIL, BOLSA, BALCAO | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RESOLVE IN REGARD TO THE FOLLOWING AMENDMENTS TO THE CORPORATE BYLAWS OF BM AND FBOVESPA, IN ACCORDANCE WITH THE PROPOSAL FROM MANAGEMENT, IN THE EVENT THAT THE RESOLUTION THAT IS PROVIDED FOR IN ITEM 1 ABOVE IS APPROVED, TO REFLECT THE NEW CORPORATE NAME OF THE COMPANY BY MEANS OF THE AMENDMENT, BASED ON THE NEW NUMBERING, OF THE MAIN PART AND PARAGRAPHS 1 AND 2 OF ARTICLE 1, PARAGRAPH 1 OF ARTICLE 24, LINE C OF PARAGRAPH 2 OF ARTICLE 50, LINE D OF THE SOLE PARAGRAPH OF ARTICLE 51, PARAGRAPH 1 OF ARTICLE 63, ARTICLES 65, 66 AND 73, LINE B OF PARAGRAPH 1 OF ARTICLE 75, AND ARTICLE 81 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO BROADEN THE CORPORATE PURPOSE OF BM AND FBOVESPA IN ORDER TO INCLUDE ACTIVITIES THAT ARE PROVIDED FOR IN THE CORPORATE PURPOSE OF CETIP S.A., MERCADOS ORGANIZADOS, FROM HERE ONWARDS REFERRED TO AS CETIP, DUE TO THE TRANSACTION FOR THE COMBINATION OF THE ACTIVITIES OF BOTH THE COMPANIES, FROM HERE ONWARDS REFERRED TO AS THE TRANSACTION, BY MEANS OF THE INCLUSION OF NEW LINES VII, VIII AND IX IN ARTICLE 3 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO REFLECT, BY MEANS OF THE AMENDMENT OF ARTICLE 5, THE INCREASE IN THE SHARE CAPITAL DUE TO THE MERGER OF COMPANHIA SAO JOSE HOLDING THAT WAS APPROVED AT THE EXTRAORDINARY GENERAL MEETING THAT WAS HELD ON MAY 20, 2016, IN ORDER TO MAKE THE TRANSACTION VIABLE, IN ACCORDANCE WITH THE RECORD OF THE NUMBER OF SHARES AND OF THE SHARE CAPITAL AMOUNT THAT WAS MADE BY THE BOARD OF DIRECTORS ON MARCH 28, 2017 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO DEFINE A NEW STRUCTURE FOR THE EXECUTIVE COMMITTEE OF THE COMPANY, BY MEANS OF D.1. THE ADJUSTMENT OF THE WORDING OF PARAGRAPH 7 IN ARTICLE 12, THE MAIN PART AND PARAGRAPHS 1 AND 2 OF ARTICLE 17, THE SOLE PARAGRAPH OF ARTICLE 20, PARAGRAPH 2 OF ARTICLE 22, PARAGRAPH 8 OF ARTICLE 26, LINES B AND C OF ARTICLE 29, PARAGRAPH 1 OF ARTICLE 30, ARTICLE 31, THE MAIN PART AND PARAGRAPHS 3 AND 4 OF ARTICLE 32, UNDER THE NEW NUMBERING, ARTICLE 33, THE MAIN PART AND PARAGRAPHS 1 AND 2 OF ARTICLE 34, THE MAIN PART AND LINES A, B, C AND G, UNDER THE NEW NUMBERING, AND PARAGRAPH 1 OF ARTICLE 35, THE MAIN PART OF THE NEW ARTICLE 37, NEW ARTICLE 40, NEW ARTICLE 41, THE NEW LINES B AND C AND PARAGRAPH 2 OF ARTICLE 43, ARTICLE 44, LINE G OF THE SOLE PARAGRAPH OF ARTICLE 49, LINE E OF THE SOLE PARAGRAPH OF ARTICLE 51, LINES C AND D OF PARAGRAPH 1 AND PARAGRAPH 2 OF ARTICLE 52, AND THE NEW ARTICLE 80, D.2. THE INCLUSION OF THE SUBSECTION OF THE COLLEGIAL EXECUTIVE COMMITTEE AND OF PARAGRAPHS 1 AND 2 OF ARTICLE 32, OF THE NEW ARTICLE 36, LINES A, B AND R OF THE NEW ARTICLE 37, THE NEW ARTICLE 38 AND THE PARAGRAPHS AND LINES OF THE NEW ARTICLE 39, THE NEW ARTICLE 42, THE NEW LINE A OF ARTICLE 43, LINES H AND I OF THE SOLE PARAGRAPH OF ARTICLE 49, AND D.3. THE EXCLUSION, BASED ON THE FORMER NUMBERING, OF PARAGRAPH 5 OF ARTICLE 10, ARTICLES 36, 37 AND 41, THE MAIN PART AND ITS LINES OF ARTICLE 42, AND PARAGRAPH 3 OF ARTICLE 43 | | Management | | For | | For | | |
| | | | | |
| 6 | | TO REBALANCE THE DUTIES OF THE ADMINISTRATIVE BODIES OF THE COMPANY, BY MEANS OF E.1. THE ADJUSTMENT OF THE WORDING OF LINES H, L, M AND O OF ARTICLE 29, LINE A AND PARAGRAPH 1 OF ARTICLE 30, LINES B AND THE NEW LINE F OF ARTICLE 35, THE FORMER LINES E, F AND H OF THE FORMER ARTICLE 38, E.2. THE INCLUSION OF LINES L AND M IN ARTICLE 35, LINES J THROUGH P, PARAGRAPHS 1 AND 2, IN ARTICLE 37, LINE P OF THE SOLE PARAGRAPH OF ARTICLE 49, ALL OF WHICH ARE BASED ON THE NEW NUMBERING, E.3.. THE EXCLUSION, BASED ON THE FORMER NUMBERING, OF LINE R FROM ARTICLE 29, LINES H AND I FROM ARTICLE 30, LINES F, I, N AND Q AND PARAGRAPHS 3 AND 4 FROM ARTICLE 35, THE SOLE PARAGRAPH FROM ARTICLE 38, LINE E OF PARAGRAPH 1 OF ARTICLE 52 | | Management | | For | | For | | |
| | | | | |
| 7 | | TO REPLICATE, IN THE NEW PARAGRAPH 2 OF ARTICLE 29, THE RULE FROM THE INTERNAL RULES OF THE BOARD OF DIRECTORS THAT ANY ELECTION OF A MEMBER OR CHANGE IN THE COMPOSITION OF THE PRODUCTS AND PRICING COMMITTEE REQUIRES THE FAVORABLE VOTE OF 90 PERCENT OF THE MEMBERS OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 8 | | TO ADAPT THE CORPORATE BYLAWS TO THE TERMS OF THE CONCENTRATION CONTROL AGREEMENT THAT WAS APPROVED BY THE ECONOMIC DEFENSE ADMINISTRATIVE COUNSEL, FROM HERE ONWARDS REFERRED TO AS CADE, IN RELATION TO THE TRANSACTION, BY MEANS OF THE AMENDMENT OF THE NEW LINE G OF ARTICLE 35 AND THE INCLUSION OF NEW LINES F AND G IN THE SOLE PARAGRAPH OF ARTICLE 51 | | Management | | For | | For | | |
| | | | | |
| 9 | | TO CREATE THE SERVICES MANAGEMENT COMMITTEES FOR THE CLEARINGHOUSES THAT ARE CURRENTLY PROVIDED FOR IN THE CORPORATE BYLAWS OF CETIP, BY MEANS OF THE INCLUSION OF A LINE G IN ARTICLE 45 AND OF NEW ARTICLES 54 THROUGH 56 AND THE RESPECTIVE PARAGRAPHS AND THE LINES IN A SEPARATE SUBSECTION, WHICH IS ENTITLED SERVICES MANAGEMENT COMMITTEES FOR THE CLEARING HOUSES | | Management | | For | | For | | |
| | | | | |
| 10 | | TO CLARIFY THE LIMIT OF THE INDEMNIFICATION BY THE COMPANY BY MEANS OF ADJUSTMENTS TO THE WORDING OF THE NEW ARTICLE 83 | | Management | | For | | For | | |
| | | | | |
| 11 | | TO INCREASE, FROM 13 TO 14, THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS THAT IS TO BE EFFECTIVE FOR A PERIOD OF TWO YEARS, BY MEANS OF THE AMENDMENT OF THE NEW ARTICLE 87 | | Management | | For | | For | | |
| | | | | |
| 12 | | TO MAKE ADJUSTMENTS TO THE WORDING IN LINES D AND E OF THE SOLE PARAGRAPH OF ARTICLE 3, PARAGRAPH 2 OF ARTICLE 8, THE MAIN PART OF ARTICLE 10, PARAGRAPH 4 OF ARTICLE 12, THE MAIN PART AND THE SOLE PARAGRAPH OF ARTICLE 21, THE MAIN PART OF ARTICLE 22, PARAGRAPH 5 OF ARTICLE 26, PARAGRAPH 1 OF ARTICLE 28, LINES J, M, O AND P OF ARTICLE 29, LINES D, E AND G OF ARTICLE 30, ARTICLE 33, THE NEW LINE H OF ARTICLE 35, THE MAIN PART OF ARTICLE 49, THE MAIN PART AND LINE D IN PARAGRAPH 1 OF ARTICLE 52, THE MAIN PART OF ARTICLE 53, PARAGRAPH 3 OF THE NEW ARTICLE 60, THE MAIN PART OF THE NEW ARTICLE 63, THE SOLE PARAGRAPH OF THE NEW ARTICLE 73, LINES A AND C OF PARAGRAPH 5 OF THE NEW ARTICLE 75, AND THE NEW ARTICLE 87 | | Management | | For | | For | | |
| | | | | |
| 13 | | FOR THE PURPOSES OF RENUMBERING AND ADJUSTMENTS OR INCLUSIONS OF CROSS REFERENCES, TO AMEND, ON THE BASIS OF THE OLD NUMBERING, LINES VII AND VIII OF ARTICLE 3, THE MAIN PART OF ARTICLE 7, PARAGRAPH 1 AND THE MAIN PART OF ARTICLE 15, THE MAIN PART OF ARTICLE 22, LINE G AND LINES S THROUGH X AND THE SOLE PARAGRAPH OF ARTICLE 29, LINES E, J THROUGH L AND PARAGRAPH 2 OF ARTICLE 30, PARAGRAPHS 1 AND 2 OF ARTICLE 32, THE MAIN PART OF ARTICLE 34, LINES G, H, J THROUGH M, O, P, R, S AND PARAGRAPH 1 OF ARTICLE 35, THE MAIN PART AND LINES A THROUGH H OF ARTICLE 38, ARTICLE 39, ARTICLE 40, LINES A THROUGH C OF ARTICLE 43, LINES H THROUGH N OF THE SOLE PARAGRAPH OF ARTICLE 49, LINES E AND F OF THE SOLE PARAGRAPH OF ARTICLE 51, LINE F OF PARAGRAPH 1 OF ARTICLE 52, LINE G OF THE SOLE PARAGRAPH OF ARTICLE 53, THE MAIN PART OF ARTICLES 54 THROUGH 71, THE MAIN PART AND PARAGRAPH 2 AND 3, PARAGRAPH 4 AND ITS LINE A, LINE A OF PARAGRAPH 5 AND PARAGRAPH 6 OF ARTICLE 72, THE MAIN PART OF ARTICLES 73 THROUGH 84 | | Management | | For | | For | | |
| | | | | |
| 14 | | TO RESTATE THE BYLAWS AMENDMENTS THAT ARE APPROVED AT THIS GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | TO RECEIVE THE COMPANY’S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2016 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-ELECT NICK READ AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6 | | TO RE-ELECT DR MATHIAS DOPFNER AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7 | | TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 8 | | TO RE-ELECT VALERIE GOODING AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 9 | | TO RE-ELECT RENEE JAMES AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 10 | | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 11 | | TO RE-ELECT NICK LAND AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 12 | | TO ELECT DAVID NISH AS A DIRECTOR IN ACCORDANCE WITH THE COMPANY’S ARTICLES OF ASSOCIATION | | Management | | For | | For | | |
| | | | | |
| 13 | | TO RE-ELECT PHILIP YEA AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 14 | | TO DECLARE A FINAL DIVIDEND OF 7.77 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2016 | | Management | | For | | For | | |
| | | | | |
| 15 | | TO APPROVE THE REMUNERATION REPORT OF THE BOARD (OTHER THAN THE PART RELATING TO THE DIRECTORS’ REMUNERATION POLICY, WHICH WAS APPROVED AT THE 2014 AGM) FOR THE YEAR ENDED 31 MARCH 2016 | | Management | | For | | For | | |
| | | | | |
| 16 | | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 17 | | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | | Management | | For | | For | | |
| | | | | |
| 18 | | TO RENEW THE DIRECTORS’ POWER UNDER ARTICLE 11.2 OF THE COMPANY’S ARTICLES OF ASSOCIATION TO ALLOT SHARES, GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY (A) UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 1,855,083,019 (THE ‘SECTION 551 AMOUNT’); AND (B) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF USD 1,855,083,019, ONLY FOR THE PURPOSES OF A RIGHTS ISSUE (AS DEFINED BELOW). A ‘RIGHTS ISSUE’ MEANS AN OFFER TO:—ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND—PEOPLE WHO ARE HOLDERS OF OR OTHERWISE HAVE RIGHTS TO OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT OR RIGHTS) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY. THE DIRECTORS MAY USE THIS POWER UNTIL THE EARLIER OF THE END OF THE NEXT AGM OF THE COMPANY OR THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2017 (THE PERIOD FROM THE DATE OF THIS RESOLUTION UNTIL THEN BEING THE ‘ALLOTMENT PERIOD’). THIS AUTHORITY REPLACES ALL PREVIOUS AUTHORITIES | | Management | | For | | For | | |
| | | | | |
| 19 | | TO RENEW THE DIRECTORS’ POWER TO ALLOT SHARES WHOLLY FOR CASH UNDER THE AUTHORITIES GRANTED IN RESOLUTION 18 AND TO SELL TREASURY SHARES WHOLLY FOR CASH:—OTHER THAN IN CONNECTION WITH A PRE- EMPTIVE OFFER, UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 278,262,452 (THE ‘SECTION 561 AMOUNT’); AND—IN CONNECTION WITH A PRE- EMPTIVE OFFER (AS DEFINED IN THE COMPANY’S ARTICLES OF ASSOCIATION) AS IF SECTION 561(1) OF THE COMPANIES ACT 2006 DID NOT APPLY. THE DIRECTORS MAY EXERCISE THIS POWER DURING THE ALLOTMENT PERIOD (AS DEFINED IN RESOLUTION 18). THIS AUTHORITY REPLACES ALL PREVIOUS AUTHORITIES | | Management | | For | | For | | |
| | | | | |
| 20 | | IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 19 (AND SUBJECT TO THE PASSING OF THAT RESOLUTION), TO AUTHORISE THE DIRECTORS TO ALLOT SHARES WHOLLY FOR CASH UNDER THE AUTHORITIES GRANTED IN RESOLUTION 18 AND SELL TREASURY SHARES WHOLLY FOR CASH AS IF SECTION 561(1) OF THE COMPANIES ACT 2006 DID NOT APPLY, SUCH AUTHORITY TO BE: A. LIMITED TO THE ALLOTMENT OF SHARES OR SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 278,262,452; AND B. USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF DIRECTORS OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE. THIS AUTHORITY WILL EXPIRE AT THE EARLIER OF THE END OF THE NEXT AGM OF THE COMPANY OR THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2017 BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | | Management | | For | | For | | |
| | | | | |
| 21 | | GENERALLY AND UNCONDITIONALLY TO AUTHORISE THE COMPANY FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF 2020/21 US CENTS EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 2,656,141,595 THE MINIMUM PRICE WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS 2020/21 US CENTS: THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR ANY ORDINARY SHARE DOES NOT EXCEED THE HIGHER OF (1) 5 PER CENT ABOVE THE AVERAGE CLOSING PRICE OF SUCH SHARES ON THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS PRIOR TO THE DATE OF PURCHASE AND (2) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID AS STIPULATED BY REGULATORY TECHNICAL STANDARDS ADOPTED | | Management | | For | | For | | |
| | | | | |
| | BY THE EUROPEAN COMMISSION PURSUANT TO ARTICLE 5 (6) OF THE MARKET ABUSE REGULATION, AND THIS AUTHORITY WILL EXPIRE AT THE EARLIER OF THE END OF THE NEXT AGM OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2017, UNLESS THE AUTHORITY IS RENEWED BEFORE THEN (EXCEPT IN RELATION TO A PURCHASE OF ORDINARY SHARES WHERE THE CONTRACT WAS CONCLUDED BEFORE THE EXPIRY OF THE AUTHORITY BUT WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER THAT EXPIRY) | | | | | | | | |
| | | | | |
| 22 | | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES DURING THE PERIOD THIS RESOLUTION HAS EFFECT, FOR THE PURPOSES OF PART 14 OF THE COMPANIES ACT 2006: (A) TO MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES; (B) TO MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES; AND (C) TO INCUR POLITICAL EXPENDITURE, UP TO AN AGGREGATE AMOUNT OF GBP 100,000, AND THE AMOUNT AUTHORISED UNDER EACH OF PARAGRAPHS (A) TO (C) WILL ALSO BE GBP 100,000. ALL EXISTING AUTHORISATIONS AND APPROVALS RELATING TO POLITICAL DONATIONS OR EXPENDITURE UNDER PART 14 OF THE COMPANIES ACT 2006 ARE REVOKED WITHOUT PREJUDICE TO ANY DONATION MADE OR EXPENDITURE INCURRED BEFORE THOSE AUTHORISATIONS OR APPROVALS WERE REVOKED. THIS AUTHORITY WILL EXPIRE AT THE EARLIER OF THE END OF THE NEXT AGM OF THE COMPANY IN 2017 OR AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2017 WORDS AND EXPRESSIONS DEFINED FOR THE PURPOSE OF THE COMPANIES ACT 2006 HAVE THE SAME MEANING IN THIS RESOLUTION | | Management | | For | | For | | |
| | | | | |
| 23 | | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON A MINIMUM OF 14 CLEAR DAYS’ NOTICE | | Management | | For | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | ELECTION OF THE CHAIRMAN OF THE MEETING: ULLBERG | | Non-Voting | | | | | | |
| | | | | |
| 3 | | PREPARATION AND APPROVAL OF THE VOTING REGISTER | | Non-Voting | | | | | | |
| | | | | |
| 4 | | APPROVAL OF THE AGENDA | | Non-Voting | | | | | | |
| | | | | |
| 5 | | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES TOGETHER WITH THE CHAIRMAN | | Non-Voting | | | | | | |
| | | | | |
| 6 | | DETERMINATION WHETHER THE MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | |
| | | | | |
| 7 | | PRESENTATION OF THE ANNUAL REPORT AND AUDITORS’ REPORT AS WELL AS THE- CONSOLIDATED FINANCIAL STATEMENTS AND AUDITOR’S REPORT FOR THE GROUP-(INCLUDING THE AUDITOR’S STATEMENT REGARDING THE GUIDELINES FOR REMUNERATION-TO THE GROUP MANAGEMENT IN EFFECT SINCE THE PREVIOUS ANNUAL GENERAL MEETING) | | Non-Voting | | | | | | |
| | | | | |
| 8 | | REPORT ON THE WORK OF THE BOARD OF DIRECTORS, ITS REMUNERATION COMMITTEE AND- ITS AUDIT COMMITTEE | | Non-Voting | | | | | | |
| | | | | |
| 9 | | THE PRESIDENT’S ADDRESS | | Non-Voting | | | | | | |
| | | | | |
| 10 | | REPORT ON THE AUDIT WORK DURING 2016 | | Non-Voting | | | | | | |
| | | | | |
| 11 | | RESOLUTIONS REGARDING ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | | Management | | For | | For | | |
| | | | | |
| 12 | | RESOLUTION REGARDING APPROPRIATION OF THE COMPANY’S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND DETERMINATION OF THE RECORD DAY FOR THE RIGHT TO RECEIVE DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND TO THE SHAREHOLDERS OF SEK 5.25 (3.25) PER SHARE AND THAT THURSDAY, APRIL 27, 2017 SHALL BE THE RECORD DATE FOR THE RIGHT TO RECEIVE DIVIDENDS. PROVIDED THE ANNUAL GENERAL MEETING RESOLVES IN ACCORDANCE WITH THE PROPOSAL, THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED THROUGH EUROCLEAR SWEDEN AB ON WEDNESDAY, MAY 3, 2017 | | Management | | For | | For | | |
| | | | | |
| 13 | | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT | | Management | | For | | For | | |
| | | | | |
| 14 | | RESOLUTION ON THE NUMBER OF BOARD MEMBERS AND AUDITORS TO BE APPOINTED BY THE ANNUAL GENERAL MEETING: THE NOMINATION COMMITTEE PROPOSES THE APPOINTMENT OF EIGHT BOARD MEMBERS AND ONE REGISTERED ACCOUNTING FIRM AS AUDITOR | | Management | | For | | For | | |
| | | | | |
| 15 | | RESOLUTION ON FEES FOR THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 16 | | ELECTION OF THE MEMBERS AND CHAIRMAN OF THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF BOARD MEMBERS MARIE BERGLUND, TOM ERIXON, LENNART EVRELL, MICHAEL G:SON LOW, ELISABETH NILSSON, ANDERS ULLBERG AND PEKKA VAURAMO AND THAT PIA RUDENGREN IS ELECTED AS NEW BOARD MEMBER. ULLA LITZEN HAS DECLINED RE-ELECTION. PIA RUDENGREN HAS A M.SC. ECONOMICS AND HAS PREVIOUSLY BEEN CFO OF INVESTOR AND EXECUTIVE VICE | | Management | | For | | For | | |
| | | | | |
| | PRESIDENT OF W CAPITAL MANAGEMENT. SHE IS A MEMBER OF THE BOARD OF DIRECTORS OF DUNI, KAPPAHL, SWEDBANK AND TIKKURILA. THE NOMINATION COMMITTEE ALSO PROPOSES RE- ELECTION OF ANDERS ULLBERG AS CHAIRMAN OF THE BOARD OF DIRECTORS | | | | | | | | |
| | | | | |
| 17 | | RESOLUTION ON FEES FOR THE AUDITOR | | Management | | For | | For | | |
| | | | | |
| 18 | | RESOLUTION ON THE APPOINTMENT OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES ELECTION OF THE ACCOUNTING FIRM DELOITTE AB AS AUDITOR FOR THE PERIOD UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 19 | | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION FOR THE GROUP MANAGEMENT | | Management | | For | | For | | |
| | | | | |
| 20 | | ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT JAN ANDERSSON (SWEDBANK ROBUR FONDER), CHAIRMAN OF THE NOMINATION COMMITTEE, LARS ERIK FORSGARDH, OLA PETER GJESSING (NORGES BANK INVESTMENT MANAGEMENT), ANDERS OSCARSSON (AMF) AND ANDERS ULLBERG (CHAIRMAN OF THE BOARD OF DIRECTORS) ARE APPOINTED AS NEW NOMINATION COMMITTEE MEMBERS | | Management | | For | | For | | |
| | | | | |
| 21 | | QUESTIONS | | Non-Voting | | | | | | |
| | | | | |
| 22 | | CLOSING OF THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1.1 | | APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND THE ANNUAL FINANCIAL STATEMENTS OF LAFARGEHOLCIM LTD | | Management | | For | | For | | |
| | | | | |
| 1.2 | | ADVISORY VOTE ON THE COMPENSATION REPORT | | Management | | For | | For | | |
| | | | | |
| 2 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | | Management | | For | | For | | |
| | | | | |
| 3.1 | | APPROPRIATION OF RETAINED EARNINGS; | | Management | | For | | For | | |
| | | | | |
| 3.2 | | DETERMINATION OF THE PAYOUT FROM CAPITAL CONTRIBUTION RESERVES: CHF 2.00 PER REGISTERED SHARE | | Management | | For | | For | | |
| | | | | |
| 4.1.1 | | RE-ELECTION OF DR. BEAT HESS AS A MEMBER AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.1.2 | | RE-ELECTION OF BERTRAND COLLOMB AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.1.3 | | RE-ELECTION OF PAUL DESMARAIS, JR. AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.1.4 | | RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.1.5 | | RE-ELECTION OF GERARD LAMARCHE AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.1.6 | | RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.1.7 | | RE-ELECTION OF JURG OLEAS AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.1.8 | | RE-ELECTION OF NASSEF SAWIRIS AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.1.9 | | RE-ELECTION OF DR. H.C. THOMAS SCHMIDHEINY AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.110 | | RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.111 | | RE-ELECTION OF DR. DIETER SPALTI AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.2.1 | | ELECTION OF PATRICK KRON AS A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4.3.1 | | RE-ELECTION OF PAUL DESMARAIS, JR. AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 4.3.2 | | RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 4.3.3 | | RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 4.3.4 | | RE-ELECTION OF NASSEF SAWIRIS AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 4.3.5 | | RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 4.4.1 | | ELECTION OF THE AUDITOR: DELOITTE AG | | Management | | For | | For | | |
| | | | | |
| 4.4.2 | | RE-ELECTION OF THE INDEPENDENT PROXY: RE- ELECTION OF DR. THOMAS RIS OF RIS & ACKERMANN, ATTORNEYS AT LAW, ST. GALLERSTRASSE 161, 8645 JONA, SWITZERLAND | | Management | | For | | For | | |
| | | | | |
| 5.1 | | COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE | | Management | | For | | For | | |
| | | | | |
| 5.2 | | COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2018 | | Management | | For | | For | | |
| | | | | |
| CMMT | | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 13 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | THAT THE COMPANY’S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2016, TOGETHER WITH THE DIRECTORS’ REPORT AND THE AUDITOR’S REPORT ON THOSE ACCOUNTS, BE RECEIVED | | Management | | For | | For | | |
| | | | | |
| 2 | | THAT THE DIRECTORS’ REMUNERATION POLICY, SET OUT ON PAGES 96 TO 103 OF THE DIRECTORS’ REMUNERATION REPORT, BE APPROVED | | Management | | For | | For | | |
| | | | | |
| 3 | | THAT THE DIRECTORS’ REMUNERATION REPORT, EXCLUDING THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 96 TO 103 OF THE DIRECTORS’ REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2016, BE APPROVED | | Management | | For | | For | | |
| | | | | |
| 4 | | THAT CATHERINE HUGHES BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM JUNE 1, 2017 | | Management | | For | | For | | |
| | | | | |
| 5 | | THAT ROBERTO SETUBAL BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM OCTOBER 1, 2017 | | Management | | For | | For | | |
| | | | | |
| 6 | | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | THAT GUY ELLIOTT BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 8 | | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 9 | | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 10 | | THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 11 | | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 12 | | THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 13 | | THAT JESSICA UHL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 14 | | THAT HANS WIJERS BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 15 | | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 16 | | THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 17 | | THAT THE AUDIT COMMITTEE OF THE BOARD BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2017 | | Management | | For | | For | | |
| | | | | |
| 18 | | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 190 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 23, 2018, AND THE END OF THE NEXT AGM OF THE COMPANY (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | | Management | | For | | For | | |
| | | | | |
| 19 | | THAT IF RESOLUTION 18 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF EUR 28 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 23, 2018, AND THE END OF THE NEXT AGM OF THE COMPANY BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED | | Management | | For | | For | | |
| | | | | |
| 20 | | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH (“ORDINARY SHARES”), SUCH AUTHORITY TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 817 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 23, 2018, AND THE END OF THE NEXT AGM OF THE COMPANY BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED | | Management | | For | | For | | |
| | | | | |
| 21 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY’S 2017 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION, ALSO SET FORTH ON PAGE 6, AS IT PROVIDES MORE DETAIL ON THE BREADTH OF ACTIONS SUCH RESOLUTION WOULD REQUIRE OF THE COMPANY | | Shareholder | | Against | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 05 MAY 2017: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2017/0329/201703291700770.pdf AND-https://balo.journal- officiel.gouv.fr/pdf/2017/0505/201705051701605.pdf;- | | Non-Voting | | | | | | |
| | | | | |
| | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN COMMENT-AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | | | | | | | | |
| | | | | |
| O.1 | | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | | Management | | For | | For | | |
| | | | | |
| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | | Management | | For | | For | | |
| | | | | |
| O.3 | | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND | | Management | | For | | For | | |
| | | | | |
| O.4 | | APPROVAL OF AGREEMENTS AND COMMITMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE - AGREEMENT CONCLUDED BETWEEN THE SAINT-GOBAIN COMPANY AND WENDEL | | Management | | For | | For | | |
| | | | | |
| O.5 | | RENEWAL OF THE TERM OF MS PAMELA KNAPP AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.6 | | RENEWAL OF THE TERM OF MS AGNES LEMARCHAND AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.7 | | RENEWAL OF TERM OF MR GILLES SCHNEPP AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.8 | | RENEWAL OF THE TERM OF MR PHILIPPE VARIN AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.9 | | VOTE BY THE GENERAL MEETING ON THE COMPENSATION OWED OR PAID TO MR PIERRE- ANDRE DE CHALENDAR, CHIEF EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL YEAR | | Management | | For | | For | | |
| | | | | |
| O.10 | | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | | Management | | For | | For | | |
| | | | | |
| O.11 | | AUTHORISATION TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.12 | | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, VIA THE ISSUANCE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, OF COMPANY SHARES OR OF SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES BY ISSUING NEW SHARES, FOR A NOMINAL AMOUNT NOT EXCEEDING FOUR HUNDRED AND FORTY-FOUR MILLIONS EUROS (SHARES) EXCLUDING POSSIBLE ADJUSTMENTS, OR APPROXIMATELY 20% OF THE SHARE CAPITAL, WITH THIS AMOUNT BEING OFFSET AGAINST THOSE SET OUT IN THE THIRTEENTH, FOURTEENTH, FIFTEENTH AND SIXTEENTH RESOLUTIONS, AND OF ONE-AND-A-HALF BILLION EUROS (SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES), WITH THIS AMOUNT BEING OFFSET AGAINST THOSE SET OUT IN THE THIRTEENTH AND FOURTEENTH RESOLUTIONS FOR THE ISSUANCE OF SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES | | Management | | For | | For | | |
| | | | | |
| E.13 | | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH A COMPULSORY PRIORITY PERIOD FOR SHAREHOLDERS, VIA PUBLIC OFFER, WITH THE ISSUE OF COMPANY SHARES OR SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES VIA THE ISSUANCE OF NEW SHARES, OR NEW SHARES OF THE COMPANY GRANTING THE RIGHT TO SECURITIES TO BE ISSUED WHERE NECESSARY BY SUBSIDIARIES, FOR A NOMINAL AMOUNT NOT EXCEEDING TWO HUNDRED AND TWENTY-TWO MILLION EUROS (SHARES) EXCLUDING ANY POSSIBLE ADJUSTMENTS, OR APPROXIMATELY 10% OF THE SHARE CAPITAL, AND ONE-AND-A- HALF BILLION EUROS (SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES), WITH THE AMOUNTS OF THE INCREASE IN CAPITAL AND OF THE ISSUANCE OF DEBT SECURITIES BEING OFFSET AGAINST THE CORRESPONDING CEILINGS SET OUT IN THE TWELFTH RESOLUTION | | Management | | For | | For | | |
| | | | | |
| E.14 | | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF EXCESSIVE DEMAND AS PART OF THE ISSUANCE, WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES OR SECURITIES GRANTING ACCESS TO CAPITAL, SUBJECT TO LEGAL AND REGULATORY LIMITS (15% OF THE INITIAL ISSUANCE) AND WITHIN THE LIMITS OF THE CORRESPONDING CEILINGS SET BY THE RESOLUTIONS THAT DETERMINED THE INITIAL ISSUANCE | | Management | | For | | For | | |
| | | | | |
| E.15 | | POSSIBILITY TO PROCEED, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH AN INCREASE IN SHARE CAPITAL WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL EXCLUDING POSSIBLE ADJUSTMENTS, AS COMPENSATION FOR CONTRIBUTIONS IN KIND MADE UP OF EQUITY SECURITIES OR SECURITIES GRANTING ACCESS TO CAPITAL, WITH THE AMOUNT OF THE INCREASE IN CAPITAL BEING OFFSET AGAINST THE CEILING SET DOWN IN THE THIRTEENTH RESOLUTION | | Management | | For | | For | | |
| | | | | |
| E.16 | | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS, FOR A NOMINAL AMOUNT NOT EXCEEDING ONE HUNDRED AND ELEVEN MILLION EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR AROUND 5% OF THE SHARE CAPITAL, WITH THIS AMOUNT BEING OFFSET AGAINST THE CEILING SET DOWN IN THE TWELFTH RESOLUTION. | | Management | | For | | For | | |
| | | | | |
| E.17 | | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH THE ISSUANCE OF EQUITY SECURITIES RESERVED FOR MEMBERS OF A GROUP PEG COMPANY SAVINGS PLAN FOR A NOMINAL AMOUNT NOT EXCEEDING FORTY-EIGHT MILLION NINE HUNDRED THOUSAND EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR AROUND 2,2% OF THE SHARE CAPITAL | | Management | | For | | For | | |
| | | | | |
| E.18 | | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH THE ISSUANCE OF EQUITY SECURITIES RESERVED FOR CERTAIN CATEGORIES OF BENEFICIARIES FOR A NOMINAL AMOUNT NOT EXCEEDING EIGHT HUNDRED AND EIGHTY THOUSAND EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR AROUND 0, 04% OF THE SHARE CAPITAL, WITH THE AMOUNT OF THE INCREASE IN CAPITAL BEING OFFSET AGAINST THAT SET OUT IN THE SEVENTEENTH RESOLUTION | | Management | | For | | For | | |
| | | | | |
| E.19 | | AUTHORISATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING COMPANY SHARES REPRESENTING UP TO 10% OF THE COMPANY’S CAPITAL PER 24-MONTH PERIOD | | Management | | For | | For | | |
| | | | | |
| E.20 | | STATUTORY AMENDMENTS RELATING TO THE SENIOR DIRECTOR | | Management | | For | | For | | |
| | | | | |
| E.21 | | POWERS TO EXECUTE THE DECISIONS OF THE MEETING AND TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Director Kawakami, Hiroshi | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Director Kawamoto, Yuko | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Director Matsuyama, Haruka | | Management | | For | | For | | |
| | | | | |
| 2.4 | | Appoint a Director Toby S. Myerson | | Management | | For | | For | | |
| | | | | |
| 2.5 | | Appoint a Director Okuda, Tsutomu | | Management | | For | | For | | |
| | | | | |
| 2.6 | | Appoint a Director Sato, Yukihiro | | Management | | For | | For | | |
| | | | | |
| 2.7 | | Appoint a Director Tarisa Watanagase | | Management | | For | | For | | |
| | | | | |
| 2.8 | | Appoint a Director Yamate, Akira | | Management | | For | | For | | |
| | | | | |
| 2.9 | | Appoint a Director Shimamoto, Takehiko | | Management | | For | | For | | |
| | | | | |
| 2.10 | | Appoint a Director Okamoto, Junichi | | Management | | For | | For | | |
| | | | | |
| 2.11 | | Appoint a Director Sono, Kiyoshi | | Management | | For | | For | | |
| | | | | |
| 2.12 | | Appoint a Director Nagaoka, Takashi | | Management | | For | | For | | |
| | | | | |
| 2.13 | | Appoint a Director Ikegaya, Mikio | | Management | | For | | For | | |
| | | | | |
| 2.14 | | Appoint a Director Mike, Kanetsugu | | Management | | For | | For | | |
| | | | | |
| 2.15 | | Appoint a Director Hirano, Nobuyuki | | Management | | For | | For | | |
| | | | | |
| 2.16 | | Appoint a Director Kuroda, Tadashi | | Management | | For | | For | | |
| | | | | |
| 2.17 | | Appoint a Director Tokunari, Muneaki | | Management | | For | | For | | |
| | | | | |
| 2.18 | | Appoint a Director Yasuda, Masamichi | | Management | | For | | For | | |
| | | | | |
| 3 | | Shareholder Proposal: Amend Articles of Incorporation (Individual Disclosure of Compensation for Directors) | | Shareholder | | Against | | For | | |
| | | | | |
| 4 | | Shareholder Proposal: Amend Articles of Incorporation (Separation of roles of Chairman of the Board and Chief Executive Officer) | | Shareholder | | Against | | For | | |
| | | | | |
| 5 | | Shareholder Proposal: Amend Articles of Incorporation (Establishment of a Plan for the Company’s Employees to be Able to Return to Their Jobs After Running for a National Election, a Municipal Election or a Mayoral Election) | | Shareholder | | Against | �� | For | | |
| | | | | |
| 6 | | Shareholder Proposal: Amend Articles of Incorporation (Exercise of Voting Rights of Shares Held for the Purpose of Strategic Shareholdings) | | Shareholder | | Against | | For | | |
| | | | | |
| 7 | | Shareholder Proposal: Amend Articles of Incorporation (Disclosure of Policies and Actual Results of Training for Directors) | | Shareholder | | Against | | For | | |
| | | | | |
| 8 | | Shareholder Proposal: Amend Articles of Incorporation (Provision Relating to Communication and Response Between Shareholders and Directors) | | Shareholder | | Against | | For | | |
| | | | | |
| 9 | | Shareholder Proposal: Amend Articles of Incorporation (Provision relating to a Mechanism Enabling Shareholders to Recommend Candidates for Director to the Nominating Committee and Their Equal Treatment) | | Shareholder | | Against | | For | | |
| | | | | |
| 10 | | Shareholder Proposal: Amend Articles of Incorporation (Publication of Proposals by Shareholder in the Notice of Convocation with at Least 100 Proposals as the Upper Limit) | | Shareholder | | Against | | For | | |
| | | | | |
| 11 | | Shareholder Proposal: Amend Articles of Incorporation (Establishment of Whistle-blowing Contact on the Board of Corporate Auditors) | | Shareholder | | Against | | For | | |
| | | | | |
| 12 | | Shareholder Proposal: Amend Articles of Incorporation (Holding of Executive Committee Meetings Consisting Only of Outside Directors Without the Attendance of Representative Corporate Executive Officers) | | Shareholder | | Against | | For | | |
| | | | | |
| 13 | | Shareholder Proposal: Amend Articles of Incorporation (Establishment of Program for Hiring Women Who Gave Up Their Career Due to Childbirth and Child Rearing as Semi-recent College Graduates and also as Career Employees and Executives, etc.) | | Shareholder | | Against | | For | | |
| | | | | |
| 14 | | Shareholder Proposal: Amend Articles of Incorporation (Prohibition of Discriminatory Treatment of Activist Investors) | | Shareholder | | Against | | For | | |
| | | | | |
| 15 | | Shareholder Proposal: Amend Articles of Incorporation (Establishment of a Special Committee to Express Opinions as the Company on a Series of Acts of the Minister of Justice, Katsutoshi Kaneda) | | Shareholder | | Against | | For | | |
| | | | | |
| 16 | | Shareholder Proposal: Amend Articles of Incorporation (Establishment of a Special Investigation Committee on the Loans to Kenko Corporation) | | Shareholder | | Against | | For | | |
| | | | | |
| 17 | | Shareholder Proposal: Remove a Director Matsuyama, Haruka | | Shareholder | | Against | | For | | |
| | | | | |
| 18 | | Shareholder Proposal: Appoint a Director Lucian Bebchuk instead of Matsuyama, Haruka | | Shareholder | | Against | | For | | |
| | | | | |
| 19 | | Shareholder Proposal: Amend Articles of Incorporation (Submission of a Request to the Bank of Japan to Refrain from Deepening the Negative Interest Rate Policy) | | Shareholder | | Against | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | APPROVAL OF THE NOTICE OF THE MEETING, ELECTION OF A CHAIR AND ONE PERSON TO SIGN THE MINUTES | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF THE 2016 FINANCIAL STATEMENT OF BORREGAARD ASA AND THE GROUP AND THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, INCLUDING THE BOARD’S PROPOSAL OF A DIVIDEND FOR 2016 OF NOK 1.75 PER SHARE AND AN EXTRAORDINARY DIVIDEND FOR 2016 OF NOK 1.75 PER SHARE, EXCEPT FOR THE SHARES OWNED BY THE GROUP | | Management | | For | | For | | |
| | | | | |
| 3.1 | | BORREGAARD’S GUIDELINES FOR REMUNERATION OF SENIOR MANAGEMENT: REPORT ON THE- GUIDELINES AND THE BOARD OF DIRECTORS’ STATEMENT REGARDING SALARIES AND OTHER- REMUNERATION FOR SENIOR MANAGEMENT | | Non-Voting | | | | | | |
| | | | | |
| 3.2 | | BORREGAARD’S GUIDELINES FOR REMUNERATION OF SENIOR MANAGEMENT: ADVISORY VOTE ON THE BOARD’S GUIDELINES FOR DETERMINATION OF SALARIES FOR SENIOR MANAGEMENT FOR THE FINANCIAL YEAR 2017 | | Management | | For | | For | | |
| | | | | |
| 3.3 | | BORREGAARD’S GUIDELINES FOR REMUNERATION OF SENIOR MANAGEMENT: APPROVAL OF THE BOARD’S GUIDELINES FOR SHARE-RELATED INCENTIVE PROGRAMMES FOR THE FINANCIAL YEAR 2017 | | Management | | For | | For | | |
| | | | | |
| 5.1 | | PROPOSAL FOR AUTHORISATION FOR THE BOARD TO PURCHASE AND SELL ITS OWN SHARES UNTIL THE 2018 ANNUAL GENERAL MEETING, BUT NO LATER THAN 30 JUNE 2018: IN ORDER TO FULFIL EXISTING EMPLOYEE INCENTIVE SCHEMES, AND INCENTIVE SCHEMES ADOPTED BY THE GENERAL MEETING UNDER AGENDA ITEM 3.3 | | Management | | For | | For | | |
| | | | | |
| 5.2 | | PROPOSAL FOR AUTHORISATION FOR THE BOARD TO PURCHASE AND SELL ITS OWN SHARES UNTIL THE 2018 ANNUAL GENERAL MEETING, BUT NO LATER THAN 30 JUNE 2018: IN ORDER TO ACQUIRE SHARES FOR AMORTISATION | | Management | | For | | For | | |
| | | | | |
| 6.1 | | ELECTION OF MEMBER OF THE BOARD OF BORREGAARD ASA: JAN A. OKSUM (RE-ELECTED) | | Management | | For | | For | | |
| | | | | |
| 6.2 | | ELECTION OF MEMBER OF THE BOARD OF BORREGAARD ASA: TERJE ANDERSEN (RE- ELECTED) | | Management | | For | | For | | |
| | | | | |
| 6.3 | | ELECTION OF MEMBER OF THE BOARD OF BORREGAARD ASA: KRISTINE RYSSDAL (RE- ELECTED) | | Management | | For | | For | | |
| | | | | |
| 6.4 | | ELECTION OF MEMBER OF THE BOARD OF BORREGAARD ASA: JON ERIK REINHARDSEN (RE- ELECTED) | | Management | | For | | For | | |
| | | | | |
| 6.5 | | ELECTION OF MEMBER OF THE BOARD OF BORREGAARD ASA: MARTHA KOLD BAKKEVIG (NEW) | | Management | | For | | For | | |
| | | | | |
| 6.B | | ELECTION OF THE CHAIR OF THE BOARD OF BORREGAARD ASA - JAN A. OKSUM (RE-ELECTED) | | Management | | For | | For | | |
| | | | | |
| 7.1 | | ELECTION OF MEMBER OF THE NOMINATION COMMITTEE OF BORREGAARD ASA: MIMI K. BERDAL (RE-ELECTED) | | Management | | For | | For | | |
| | | | | |
| 7.2 | | ELECTION OF MEMBER OF THE NOMINATION COMMITTEE OF BORREGAARD ASA: ERIK MUST (RE-ELECTED) | | Management | | For | | For | | |
| | | | | |
| 7.3 | | ELECTION OF MEMBER OF THE NOMINATION COMMITTEE OF BORREGAARD ASA: RUNE SELMAR (RE-ELECTED) | | Management | | For | | For | | |
| | | | | |
| 7.4 | | ELECTION OF MEMBER OF THE NOMINATION COMMITTEE OF BORREGAARD ASA: OLA WESSEL- AAS (NEW) | | Management | | For | | For | | |
| | | | | |
| 7.B | | ELECTION OF THE CHAIR OF THE NOMINATION COMMITTEE OF BORREGAARD ASA - MIMI K. BERDAL (NEW CHAIR) | | Management | | For | | For | | |
| | | | | |
| 8 | | APPROVAL OF REMUNERATION FOR BOARD MEMBERS, OBSERVERS AND DEPUTIES | | Management | | For | | For | | |
| | | | | |
| 9 | | APPROVAL OF REMUNERATION FOR MEMBERS OF THE NOMINATION COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 10 | | APPROVAL OF AUDITOR’S REMUNERATION | | Management | | For | | For | | |
| | | | | |
| CMMT | | 04 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | ELECTION OF CHAIRMAN TO PRESIDE OVER THE ANNUAL GENERAL MEETING: KENNETH- BENGTSSON AS CHAIRMAN OF THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | |
| 3 | | PREPARATION AND APPROVAL OF THE VOTING LIST | | Non-Voting | | | | | | |
| | | | | |
| 4 | | APPROVAL OF THE AGENDA | | Non-Voting | | | | | | |
| | | | | |
| 5 | | ELECTION OF ONE OR TWO PERSONS TO APPROVE THE MINUTES | | Non-Voting | | | | | | |
| | | | | |
| 6 | | DECISION AS TO WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | |
| | | | | |
| 7 | | PRESENTATION OF THE ANNUAL REPORT, THE AUDITORS’ REPORT, THE CONSOLIDATED- ACCOUNTS AND THE AUDITORS’ REPORT ON THE CONSOLIDATED ACCOUNTS FOR THE GROUP-AND STATEMENT FROM THE AUDITOR ON THE AUDITING WORK | | Non-Voting | | | | | | |
| | | | | |
| 8 | | ADDRESS BY THE CEO AND QUESTIONS FROM SHAREHOLDERS | | Non-Voting | | | | | | |
| | | | | |
| 9 | | DECISION CONCERNING ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND THE BALANCE SHEET, THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND THE CONSOLIDATED BALANCE SHEET | | Management | | For | | For | | |
| | | | | |
| 10 | | DECISION CONCERNING ALLOCATION OF THE PROFIT IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: SEK 7.00 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 11 | | DECISION ON DISCHARGE FROM LIABILITY OF THE DIRECTORS OF THE BOARD AND THE CEO | | Management | | For | | For | | |
| | | | | |
| 12 | | PRESENTATION OF THE NOMINATING COMMITTEE’S PROPOSALS | | Non-Voting | | | | | | |
| | | | | |
| 13 | | DETERMINATION OF THE NUMBER OF DIRECTORS OF THE BOARD AND DEPUTIES OF THE BOARD TO BE ELECTED BY THE ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 14 | | DETERMINATION OF DIRECTORS’ AND AUDITORS’ FEES | | Management | | For | | For | | |
| | | | | |
| 15 | | ELECTION OF CHAIRMAN OF THE BOARD, OTHER DIRECTORS OF THE BOARD AND DEPUTY DIRECTORS, IF ANY: RE-ELECTION OF DIRECTORS KENNY BRACK, JOSEPH M. HOLSTEN, MALIN PERSSON, JOHN S QUINN, HELENA SKANTORP AND CHRISTER ABERG. NEW-ELECTION OF MAGNUS HAKANSSON AS DIRECTOR OF THE BOARD. NEW- ELECTION OF JOHN S QUINN AS CHAIRMAN OF THE BOARD | | Management | | For | | For | | |
| | | | | |
| 16 | | ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS AB | | Management | | For | | For | | |
| | | | | |
| 17 | | DETERMINATION OF GUIDELINES FOR APPOINTMENT OF THE NOMINATING COMMITTEE ETC | | Management | | For | | For | | |
| | | | | |
| 18 | | DETERMINATION OF GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | | Management | | For | | For | | |
| | | | | |
| 19 | | RESOLUTION ON EMPLOYEES’ ACQUISITION OF SHARES IN SUBSIDIARIES | | Management | | For | | For | | |
| | | | | |
| 20 | | RESOLUTION ON AUTHORIZATION OF THE BOARD TO ISSUE NEW SHARES | | Management | | For | | For | | |
| | | | | |
| 21 | | CLOSING OF THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 27 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 13 AND 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | ELECTION OF CHAIRMAN OF THE MEETING: MARKUS GERDIEN | | Non-Voting | | | | | | |
| | | | | |
| 3 | | PREPARATION AND APPROVAL OF VOTING LIST | | Non-Voting | | | | | | |
| | | | | |
| 4 | | ADOPTION OF THE AGENDA | | Non-Voting | | | | | | |
| | | | | |
| 5 | | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | | Non-Voting | | | | | | |
| | | | | |
| 6 | | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | |
| | | | | |
| 7 | | SPEECH OF PRESIDENT | | Non-Voting | | | | | | |
| | | | | |
| 8 | | PRESENTATION OF ANNUAL REPORT AND AUDIT REPORT AND ACCOUNTING AND THE AUDIT- REPORT | | Non-Voting | | | | | | |
| | | | | |
| 9.A | | RESOLUTION: OF THE INCOME STATEMENT AND BALANCE SHEET AND CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | | Management | | For | | For | | |
| | | | | |
| 9.B | | RESOLUTION: ON THE DISPOSITION OF THE COMPANY’S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: THE BOARD OF DIRECTORS PROPOSES THAT THE EARNINGS AT THE DISPOSAL OF THE AGM ACCORDING TO THE COMPANY’S ADOPTED BALANCE SHEET, AMOUNTING TO SEK 114,973,405, BE APPROPRIATED SO THAT THE SHAREHOLDERS RECEIVE A DIVIDEND OF SEK 5.00 PER SHARE, OR A TOTAL OF SEK 63,160,305, FOR THE 2016 FINANCIAL YEAR. THE PROPOSED RECORD DATE IS FRIDAY, APRIL 28, 2017. PROVIDED THAT THIS RECORD DATE IS APPROVED, DIVIDENDS ARE EXPECTED TO BE DISBURSED ON THURSDAY, MAY 4, 2017 | | Management | | For | | For | | |
| | | | | |
| 9.C | | RESOLUTION: DISCHARGING THE BOARD AND CEO | | Management | | For | | For | | |
| | | | | |
| 10 | | DETERMINATION OF THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: THE NOMINATING COMMITTEE PROPOSES THAT THE BOARD CONSIST OF FIVE MEMBERS AND NO DEPUTIES | | Management | | For | | For | | |
| | | | | |
| 11 | | DETERMINATION OF FEES FOR THE BOARD AND THE AUDITOR | | Management | | For | | For | | |
| | | | | |
| 12 | | SELECTION OF THE BOARD AND THE BOARD: AS MEMBERS OF THE BOARD, THE NOMINATING COMMITTEE PROPOSES RE-ELECTION OF JONAS MARTENSSON, STEFAN SKARIN AND MARIA WASING AND ELECTION OF LISA KAATI AND KENT SANDER AS NEW MEMBERS OF THE BOARD. MARIA WASING IS PROPOSED TO BE ELECTED AS BOARD CHAIRMAN | | Management | | For | | For | | |
| | | | | |
| 13 | | ELECTION OF AUDITOR: THE NOMINATING COMMITTEE PROPOSES THE RE-ELECTION OF DELOITTE AB AS THE COMPANY’S AUDITOR FOR A PERIOD OF ONE YEAR, WITH ERIK OLIN AS AUDITOR IN CHARGE. THE NOMINATING COMMITTEE’S PROPOSAL HAS BEEN APPROVED BY THE COMPANY’S AUDIT COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 14 | | RESOLUTION ON THE ESTABLISHMENT OF A NOMINATION COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 15 | | RESOLUTION ON GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | | Management | | For | | For | | |
| | | | | |
| 16 | | RESOLUTION TO AUTHORIZE THE BOARD TO ISSUE NEW SHARES | | Management | | For | | For | | |
| | | | | |
| 17 | | RESOLUTION TO AUTHORIZE THE BOARD TO DECIDE ON PURCHASE AND TRANSFER OF OWN SHARES | | Management | | For | | For | | |
| | | | | |
| 18 | | OTHER MATTERS INCUMBENT ON THE ANNUAL GENERAL MEETING UNDER THE COMPANIES ACT- (2005: 551) OR ASSOCIATION | | Non-Voting | | | | | | |
| | | | | |
| 19 | | CLOSURE OF THE MEETING | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 30 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR-NAMES, AUDITOR NAME, DIVIDEND AMOUNT AND MODIFICATION OF TEXT OF RESOLUTION-10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | ELECTION OF THE CHAIRMAN OF THE MEETING: ATTORNEY ERIK SJOMAN | | Non-Voting | | | | | | |
| | | | | |
| 3 | | DRAWING UP AND APPROVAL OF THE VOTING LIST | | Non-Voting | | | | | | |
| | | | | |
| 4 | | APPROVAL OF THE AGENDA | | Non-Voting | | | | | | |
| | | | | |
| 5 | | ELECTION OF ONE OR TWO PERSONS TO ATTEST THE MINUTES OF THE MEETING | | Non-Voting | | | | | | |
| | | | | |
| 6 | | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | |
| | | | | |
| 7 | | ADDRESS BY THE GROUP PRESIDENT AND THE MANAGING DIRECTOR | | Non-Voting | | | | | | |
| | | | | |
| 8 | | PRESENTATION OF THE ANNUAL REPORT, THE AUDIT REPORT, THE CONSOLIDATED-FINANCIAL STATEMENTS AND CONSOLIDATED AUDIT REPORT | | Non-Voting | | | | | | |
| | | | | |
| 9.A | | RESOLUTION REGARDING: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND BALANCE SHEET | | Management | | For | | For | | |
| | | | | |
| 9.B | | RESOLUTION REGARDING: APPROPRIATION OF THE COMPANY’S EARNINGS ACCORDING TO THE ADOPTED BALANCE SHEET: THE BOARD OF DIRECTORS PROPOSES THAT THE SHAREHOLDERS BE PAID A DIVIDEND OF SEK 7.50 PER SHARE, WITH THE RECORD DATE ON 5 MAY 2016. DIVIDENDS ARE EXPECTED TO BE DISBURSED BY EUROCLEAR SWEDEN AB ON 10 MAY 2017. IN VIEW OF THE PROPOSED DIVIDEND, THE BOARD HAS ISSUED A SEPARATE STATEMENT IN ACCORDANCE WITH CHAPTER 18, SECTION 4, OF THE SWEDISH COMPANIES ACT | | Management | | For | | For | | |
| | | | | |
| 9.C | | RESOLUTION REGARDING: DISCHARGE FROM LIABILITY FOR THE BOARD OF DIRECTORS AND THE PRESIDENT | | Management | | For | | For | | |
| | | | | |
| 10 | | RESOLUTION REGARDING THE NUMBER OF BOARD MEMBERS: EIGHT (8) REGULAR BOARD MEMBERS WITH NO (0) DEPUTIES | | Management | | For | | For | | |
| | | | | |
| 11 | | DETERMINATION OF FEES TO BE PAID TO THE BOARD OF DIRECTORS AND AUDITORS | | Management | | For | | For | | |
| | | | | |
| 12.A | | RE-ELECTION OF DAVID DANGOOR AS BOARD MEMBER | | Management | | For | | For | | |
| | | | | |
| 12.B | | RE-ELECTION OF JAN ANNWALL AS BOARD MEMBER | | Management | | For | | For | | |
| | | | | |
| 12.C | | RE-ELECTION OF EWA BJORLING AS BOARD MEMBER | | Management | | For | | For | | |
| | | | | |
| 12.D | | RE-ELECTION OF STEFAN ELVING AS BOARD MEMBER | | Management | | For | | For | | |
| | | | | |
| 12.E | | RE-ELECTION OF INGER HOLMSTROM AS BOARD MEMBER | | Management | | For | | For | | |
| | | | | |
| 12.F | | RE-ELECTION OF ANTHON JAHRESKOG AS BOARD MEMBER | | Management | | For | | For | | |
| | | | | |
| 12.G | | RE-ELECTION OF BRIT STAKSTON AS BOARD MEMBER | | Management | | For | | For | | |
| | | | | |
| 12.H | | NEW ELECTION OF MARGARETHA GADNELL AS BOARD MEMBER | | Management | | For | | For | | |
| | | | | |
| 13 | | ELECTION OF THE BOARD CHAIRMAN: DAVID DANGOOR | | Management | | For | | For | | |
| | | | | |
| 14 | | ELECTION OF AUDITOR: DELOITTE AB | | Management | | For | | For | | |
| | | | | |
| 15 | | RESOLUTION REGARDING THE NOMINATING COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 16 | | THE BOARD’S PROPOSAL FOR RESOLUTION REGARDING PRINCIPLES FOR REMUNERATION TO SENIOR EXECUTIVES | | Management | | For | | For | | |
| | | | | |
| 17 | | THE BOARD PROPOSAL REGARDING A GRANT TO A RESEARCH AND EDUCATION FOUNDATION NEWLY ESTABLISHED BY BIOGAIA | | Management | | For | | For | | |
| | | | | |
| 18 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-http://www.journal- officiel.gouv.fr//pdf/2017/0412/201704121701019.pdf | | Non-Voting | | | | | | |
| | | | | |
| O.1 | | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | | Management | | For | | For | | |
| | | | | |
| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| O.3 | | ALLOCATION OF INCOME AND PAYMENT OF THE DIVIDEND | | Management | | For | | For | | |
| | | | | |
| O.4 | | ATTENDANCE FEES | | Management | | For | | For | | |
| | | | | |
| O.5 | | AUTHORISATION TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES | | Management | | For | | For | | |
| | | | | |
| O.6 | | RATIFICATION OF THE CO-OPTING OF MS ANNE SALLE MONGAUZE AS DIRECTOR TO REPLACE MR LAURENT ROUBIN, RESIGNING | | Management | | For | | For | | |
| | | | | |
| O.7 | | RATIFICATION OF THE CO-OPTING OF MS ISABELLE RODNEY AS DIRECTOR TO REPLACE MR PASCAL MARCHETTI, RESIGNING | | Management | | For | | For | | |
| | | | | |
| O.8 | | RATIFICATION OF THE CO-OPTING OF MR DANIEL KARYOTIS AS DIRECTOR TO REPLACE BPCE, RESIGNING | | Management | | For | | For | | |
| | | | | |
| O.9 | | RENEWAL OF THE TERM OF MR LAURENT MIGNON AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.10 | | RENEWAL OF THE TERM OF MS ANNE SALLE MONGAUZE AS DIRECTOR | | Management | | For | �� | For | | |
| | | | | |
| O.11 | | RENEWAL OF THE TERM OF MS ISABELLE RODNEY AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.12 | | RENEWAL OF THE TERM OF MS LINDA JACKSON AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.13 | | RENEWAL OF THE TERM OF MS MARTINE ODILLARD AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.14 | | RENEWAL OF THE TERM OF MR JEAN-PAUL DUMORTIER AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.15 | | RENEWAL OF THE TERM OF MR JEAN ARONDEL AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.16 | | RENEWAL OF THE TERM OF MR DANIEL KARYOTIS AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.17 | | APPROVAL OF THE AGREEMENTS PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | | Management | | For | | For | | |
| | | | | |
| O.18 | | REVIEW OF THE COMPENSATION OWED OR PAID TO MR. XAVIER DURAND, GENERAL MANAGER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| O.19 | | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION TO THE GENERAL MANAGER FOR THE 2017 FINANCIAL YEAR | | Management | | For | | For | | |
| | | | | |
| E.20 | | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY MEANS OF ISSUING SHARES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF A SPECIFIC CATEGORY OF BENEFICIARIES | | Management | | For | | For | | |
| | | | | |
| E.21 | | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BY MEANS OF ISSUING COMPANY SHARES RESERVED FOR MEMBERS OF A COMPANY SAVINGS SCHEME | | Management | | For | | For | | |
| | | | | |
| E.22 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS INCLUDING AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2017 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2017 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPOINT A DIRECTOR IN PLACE OF MR. ABHAY VAKIL (DIN: 00009151), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE- APPOINTMENT | | Management | | For | | For | | |
| | | | | |
| 4 | | TO APPOINT A DIRECTOR IN PLACE OF MS. AMRITA VAKIL (DIN: 00170725), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR RE- APPOINTMENT | | Management | | For | | For | | |
| | | | | |
5 | | “RESOLVED THAT PURSUANT TO SECTIONS 139, 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), THE COMPANY HEREBY RATIFIES THE APPOINTMENT OF M/S. DELOITTE HASKINS & SELLS LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NUMBER 117366W/W-100018) AS THE STATUTORY AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING TILL THE CONCLUSION OF THE 72ND ANNUAL GENERAL MEETING OF THE COMPANY, ON SUCH REMUNERATION AS SHALL BE FIXED BY THE BOARD OF DIRECTORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2018. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS AND/OR THE COMPANY SECRETARY BE AND ARE HEREBY AUTHORIZED TO SETTLE ANY QUESTION, DIFFICULTY OR DOUBT, THAT MAY ARISE IN GIVING EFFECT TO THIS RESOLUTION AND TO DO ALL SUCH ACTS, DEEDS AND THINGS AS MAY BE NECESSARY, EXPEDIENT AND DESIRABLE FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION” | | Management | | For | | For | | |
| | | | | |
| 6 | | “RESOLVED THAT MR. R. SESHASAYEE (DIN: 00047985), WHO WAS APPOINTED AS AN ADDITIONAL /INDEPENDENT DIRECTOR BY THE BOARD OF DIRECTORS OF THE COMPANY WITH EFFECT FROM 23RD JANUARY, 2017 PURSUANT TO SECTIONS 149, 152, 161 SCHEDULE IV AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014 AND SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENTS(S) THEREOF FOR THE TIME BEING IN FORCE), IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER UNDER SECTION 160 OF THE COMPANIES ACT, 2013 PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR ON THE BOARD OF DIRECTORS OF THE COMPANY TO HOLD OFFICE FOR 5 (FIVE) CONSECUTIVE YEARS UPTO 22ND JANUARY, 2022. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS AND/OR THE COMPANY SECRETARY, BE AND ARE HEREBY AUTHORIZED TO SETTLE ANY QUESTION, DIFFICULTY OR DOUBT, THAT MAY ARISE IN GIVING EFFECT TO THIS RESOLUTION AND TO DO ALL SUCH ACTS, DEEDS AND THINGS AS MAY BE NECESSARY, EXPEDIENT AND DESIRABLE FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION” | | Management | | For | | For | | |
| | | | | |
7 | | “RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 196, 197, 198, 203, SCHEDULE V AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014, (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF FOR THE TIME BEING IN FORCE), APPROVAL OF THE COMPANY BE AND IS HEREBY ACCORDED TO THE RE-APPOINTMENT OF MR. K.B.S. ANAND AS THE MANAGING DIRECTOR & CEO OF THE COMPANY FOR A PERIOD OF TWO (2) YEARS, COMMENCING FROM 1ST APRIL, 2018 TO 31ST MARCH, 2020. RESOLVED FURTHER THAT APPROVAL BE AND IS HEREBY ACCORDED TO THE REMUNERATION, PERQUISITES, ALLOWANCES, BENEFITS AND AMENITIES PAYABLE AS PER THE TERMS AND CONDITIONS OF THE AGREEMENT TO BE ENTERED INTO BY MR. K.B.S. ANAND WITH THE COMPANY FOR THE AFORESAID RE-APPOINTMENT AND AS SET OUT IN THE STATEMENT ANNEXED TO THE NOTICE, INCLUDING THE FOLLOWING: REMUNERATION: A. BASIC SALARY: WITH EFFECT FROM 1ST APRIL, 2018, IN THE RANGE OF INR 21,90,000 (RUPEES TWENTY ONE LAKHS AND NINETY THOUSAND ONLY) TO INR 27,37,500 (RUPEES TWENTY SEVEN LAKHS THIRTY SEVEN THOUSAND AND FIVE HUNDRED ONLY) PER MONTH. FURTHER, THE ANNUAL INCREMENTS IN THE BASIC SALARY WILL BE NOT EXCEEDING 25% PER ANNUM AT THE DISCRETION OF THE BOARD OF DIRECTORS OF THE COMPANY. B. COMMISSION: THE MANAGING DIRECTOR & CEO WILL BE ENTITLED TO RECEIVE COMMISSION WITH EFFECT FROM 1ST APRIL, 2018, AS MAY BE DETERMINED BY THE BOARD OF DIRECTORS OF THE COMPANY FROM TIME TO TIME, BUT SHALL NOT EXCEED 0.75% OF NET PROFIT OF THE COMPANY AS CALCULATED UNDER SECTION 198 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE RULES ISSUED THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), FOR EACH FINANCIAL YEAR. PERQUISITES AND OTHER ALLOWANCES: (A) THE MANAGING DIRECTOR & CEO WILL BE PROVIDED FURNISHED ACCOMMODATION AND IN CASE NO ACCOMMODATION IS PROVIDED BY THE COMPANY, THE MANAGING DIRECTOR & CEO SHALL BE ENTITLED TO HOUSE RENT ALLOWANCE NOT EXCEEDING INR 3,50,000 (RUPEES THREE LAKHS AND FIFTY THOUSAND ONLY) PER MONTH. (B) PROVIDENT FUND: 12% OF THE BASIC SALARY. (C) SUPERANNUATION: 15% OF THE BASIC SALARY. THE CONTRIBUTION STATED IN (B) AND (C) IS SUBJECT TO ANY CHANGES EFFECTED IN THE SCHEMES / RULES OF THE RESPECTIVE FUNDS AS PER THE POLICY OF THE COMPANY. (D) CAR: PROVISION OF COMPANY CARS FOR OFFICIAL AND FOR PERSONAL PURPOSE OF THE MANAGING DIRECTOR & CEO INCLUDING MAINTENANCE EXPENSES. (E) TELEPHONE: PROVISION OF 2 (TWO) TELEPHONES AT THE RESIDENCE OF THE MANAGING DIRECTOR & CEO AND INTERNET BROADBAND AND REIMBURSEMENT OF INTERNET, MOBILE AND TELEPHONE EXPENSES. PERSONAL INTERNATIONAL CALLS SHALL BE BILLED BY THE COMPANY TO THE MANAGING DIRECTOR & CEO. (F) OTHER PERQUISITES AND ALLOWANCES: THE PERQUISITES AND ALLOWANCES OTHER THAN A, B, C, D AND E ABOVE SHALL BE WITHIN AN OVERALL LIMIT OF 55% OF ANNUAL BASIC SALARY OF THE MANAGING DIRECTOR & CEO. SUCH OTHER PERQUISITES WILL INCLUDE LEAVE TRAVEL ASSISTANCE, UTILITIES EXPENSES, REIMBURSEMENT OF PERSONAL DRIVER’S | | Management | | For | | For | | |
| | | | | |
| | SALARY, ETC. BUT EXCLUSIVE OF REIMBURSEMENT OF MEDICAL EXPENSES, ANY INSURANCE PREMIUM PAID AS PER THE POLICY OF THE COMPANY AND REIMBURSEMENT OF PETROL EXPENSES (SUBJECT TO A LIMIT OF 300 LITRES PER MONTH). THE PERQUISITES SHALL BE VALUED AS PER THE INCOME TAX ACT, 1961, WHEREVER APPLICABLE. BENEFITS AND AMENITIES: GRATUITY: BENEFITS IN ACCORDANCE WITH THE RULES AND REGULATIONS IN FORCE IN THE COMPANY FROM TIME TO TIME. LEAVE: IN ACCORDANCE WITH THE PRACTICES, RULES AND REGULATIONS IN FORCE IN THE COMPANY FROM TIME TO TIME, SUBJECT TO APPLICABLE LAWS. LOAN AND OTHER SCHEMES: BENEFITS UNDER LOAN AND OTHER SCHEMES IN ACCORDANCE WITH THE PRACTICES, RULES AND REGULATIONS IN FORCE IN THE COMPANY FROM TIME TO TIME, SUBJECT TO APPLICABLE LAWS. OTHER BENEFITS AND AMENITIES: SUCH OTHER BENEFITS AND AMENITIES AS MAY BE PROVIDED BY THE COMPANY TO OTHER SENIOR EMPLOYEES FROM TIME TO TIME. REIMBURSEMENT OF COSTS, CHARGES AND EXPENSES: THE COMPANY SHALL PAY OR REIMBURSE TO THE MANAGING DIRECTOR & CEO AND HE SHALL BE ENTITLED TO BE PAID AND/OR TO BE REIMBURSED BY THE COMPANY ALL COSTS, CHARGES AND EXPENSES THAT MAY HAVE BEEN OR MAY BE INCURRED BY HIM FOR THE PURPOSE OF OR ON BEHALF OF THE COMPANY. RESOLVED FURTHER THAT IN THE EVENT OF LOSS OR INADEQUACY OF PROFITS IN ANY FINANCIAL YEAR DURING THE AFORESAID PERIOD, THE COMPANY WILL PAY MR. K.B.S ANAND REMUNERATION, PERQUISITES, ALLOWANCES, BENEFITS AND AMENITIES NOT EXCEEDING THE CEILING LAID DOWN IN SCHEDULE V OF THE COMPANIES ACT, 2013, AS MAY BE DECIDED BY THE BOARD OF DIRECTORS, SUBJECT TO NECESSARY SANCTIONS AND APPROVALS. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORIZED TO ALTER AND/OR VARY THE TERMS AND CONDITIONS OF THE SAID APPOINTMENT AND/ OR ENHANCE, ENLARGE, ALTER OR VARY THE SCOPE AND QUANTUM OF REMUNERATION, PERQUISITES, ALLOWANCES, BENEFITS AND AMENITIES PAYABLE TO MR. K.B.S. ANAND IN THE LIGHT OF FURTHER PROGRESS OF THE COMPANY WHICH SHALL BE IN ACCORDANCE WITH THE PRESCRIBED PROVISIONS OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE). RESOLVED FURTHER THAT THE BOARD OF DIRECTORS AND/OR COMPANY SECRETARY OF THE COMPANY BE AND ARE HEREBY AUTHORIZED TO SETTLE ANY QUESTION, DIFFICULTY OR DOUBT, THAT MAY ARISE IN GIVING EFFECT TO THIS RESOLUTION, DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE NECESSARY AND SIGN AND EXECUTE ALL DOCUMENTS OR WRITINGS AS MAY BE NECESSARY, PROPER OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION AND FOR MATTERS CONCERNED THEREWITH OR INCIDENTAL THERETO” | | | | | | | | |
| | | | | |
| 8 | | “RESOLVED THAT PURSUANT TO SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 AND COMPANIES (COST RECORDS AND AUDIT) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), M/S. RA & CO., COST ACCOUNTANTS (FIRM REGISTRATION NUMBER 000242) BE AND ARE HEREBY APPOINTED AS THE COST AUDITORS OF THE COMPANY FOR CONDUCTING AUDIT OF THE COST RECORDS, IF REQUIRED, FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2018 AND BE PAID REMUNERATION NOT EXCEEDING INR 5.50 LAKHS (RUPEES FIVE LAKHS AND FIFTY THOUSAND ONLY) EXCLUDING SERVICE TAX AND REIMBURSEMENT OF OUT OF POCKET EXPENSES AT ACTUALS, IF ANY, INCURRED IN CONNECTION WITH THE AUDIT. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS AND/OR THE COMPANY SECRETARY BE AND ARE HEREBY AUTHORIZED TO SETTLE ANY QUESTION, DIFFICULTY OR DOUBT, THAT MAY ARISE IN GIVING EFFECT TO THIS RESOLUTION AND TO DO ALL SUCH ACTS, DEEDS AND THINGS AS MAY BE NECESSARY, EXPEDIENT AND DESIRABLE FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION” | | Management | | For | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0511/LTN20170511009.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0613/LTN20170613035.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0613/LTN20170613049.pdf] | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 780422 DUE TO ADDITION OF- RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) FOR THE YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND APPROVE THE PROFIT APPROPRIATION PROPOSAL FOR THE YEAR ENDED 31 DECEMBER 2016: DIVIDEND RMB0.1018 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSE COOPERS ZHONG TIAN LLP AND PRICEWATERHOUSE COOPERS, AS THE COMPANY’S PRC AND INTERNATIONAL AUDITORS, RESPECTIVELY, FOR THE YEAR ENDING 31 DECEMBER 2017 AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO DETERMINE THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 6.I | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. LIU XUESONG AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.II | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. HAN ZHILIANG AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.III | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HER RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MS. GAO LIJIA AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.IV | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. GAO SHIQING AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.V | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. YAO YABO AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.VI | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. MA ZHENG AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.VII | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. CHENG CHI MING, BRIAN AS A NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6VIII | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. JAPHET SEBASTIAN LAW AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.IX | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. JIANG RUIMING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.X | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. LIU GUIBIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.XI | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE BOARD, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY- ELECTED DIRECTOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. ZHANG JIALI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7.I | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE SUPERVISORY COMMITTEE, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY-ELECTED SUPERVISOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. SONG SHENGLI AS A SUPERVISOR REPRESENTING THE SHAREHOLDERS | | Management | | For | | For | | |
| | | | | |
| 7.II | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE SUPERVISORY COMMITTEE, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY-ELECTED SUPERVISOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. DONG ANSHENG AS AN INDEPENDENT SUPERVISOR | | Management | | For | | For | | |
| | | | | |
| 7.III | | TO CONSIDER AND APPROVE THE ELECTION OF THE FOLLOWING MEMBER OF THE SEVENTH SESSION OF THE SUPERVISORY COMMITTEE, THE GRANTING OF THE AUTHORIZATION TO THE BOARD TO DETERMINE HIS RESPECTIVE REMUNERATION AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO ARRANGE FOR SERVICE CONTRACTS AND/OR APPOINTMENT LETTERS GRANTED BY THE COMPANY RESPECTIVELY TO THE NEWLY-ELECTED SUPERVISOR UPON SUCH TERMS AND CONDITIONS AS THE BOARD SHALL THINK FIT, AND TO DO ALL SUCH ACTS AND THINGS TO EFFECT SUCH MATTERS: MR. WANG XIAOLONG AS AN INDEPENDENT SUPERVISOR | | Management | | For | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | ADOPTION OF RULES OF PROCEDURE OF THE GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 2 | | ELECTION OF THE CHAIRMAN OF THE GENERAL MEETING, THE MINUTES CLERK, THE MINUTES VERIFIERS AND THE SCRUTINEERS : MR. TOMAS SOKOL AS THE CHAIRMAN OF THE GENERAL MEETING, MS. DOMINIKA BUBENICKOVA AS THE MINUTES CLERK, MR. JIRI BURES AND MR. TOMAS BAYER AS THE MINUTES VERIFIERS, AND MR. PETR BRANT, MR. MILAN VACHA AND MR. JOSEF NUHLICEK AS THE SCRUTINEERS | | Management | | For | | For | | |
| | | | | |
| 3 | | REPORT OF THE MANAGEMENT BOARD ON BUSINESS AND ASSETS OF MONETA MONEY BANK,- A.S. FOR THE YEAR 2016; SUMMARY EXPLANATORY REPORT OF THE MANAGEMENT BOARD-PURSUANT TO SECTION 118 SUB. 9 OF ACT NO. 256/2004 COLL., ON PURSUING-BUSINESS ACTIVITIES ON CAPITAL MARKET, AS AMENDED (HEREINAFTER THE “CAPITAL-MARKETS ACT”); AND REPORT ON RELATIONS FOR THE YEAR 2016 | | Non-Voting | | | | | | |
| | | | | |
| 4 | | REPORT OF THE SUPERVISORY BOARD ON RESULTS OF ITS ACTIVITIES FOR THE YEAR-2016; OPINION OF THE SUPERVISORY BOARD ON THE ANNUAL SEPARATE FINANCIAL-STATEMENTS FOR THE YEAR 2016, OPINION OF THE SUPERVISORY BOARD ON THE ANNUAL-CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2016, AND OPINION OF THE-SUPERVISORY BOARD ON THE PROPOSAL FOR DISTRIBUTION OF PROFIT FOR THE YEAR-2016; AND OPINION OF THE SUPERVISORY BOARD ON RESULTS OF THE EXAMINATION OF-THE REPORT ON RELATIONS FOR THE YEAR 2016 | | Non-Voting | | | | | | |
| | | | | |
| 5 | | REPORT OF THE AUDIT COMMITTEE ON RESULTS OF ITS ACTIVITIES FOR THE YEAR 2016 | | Non-Voting | | | | | | |
| | | | | |
| 6 | | APPROVAL OF THE ANNUAL SEPARATE FINANCIAL STATEMENTS OF MONETA MONEY BANK, A.S. AS AT 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 7 | | APPROVAL OF THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF MONETA MONEY BANK, A.S. AS AT 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 8 | | RESOLUTION ON DISTRIBUTION OF PROFIT OF MONETA MONEY BANK, A.S. FOR THE YEAR 2016: CZK 9.80 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 9 | | APPOINTMENT OF AUDITOR TO CONDUCT THE STATUTORY AUDIT OF MONETA MONEY BANK, A.S. FOR THE FINANCIAL YEAR 2017: KPMG CESKA REPUBLIKA AUDIT, S.R.O., ID NUMBER: 496 19 187, WITH ITS REGISTERED OFFICE AT PRAGUE 8, POBREZNI 648/1A, POST CODE: 186 00, AS AUDITOR TO CONDUCT THE STATUTORY AUDIT OF MONETA MONEY BANK, A.S. FOR THE FINANCIAL YEAR 2017 | | Management | | For | | For | | |
| | | | | |
| 10 | | RESOLUTION ON AMENDMENT TO THE ARTICLES OF ASSOCIATION OF MONETA MONEY BANK, A.S | | Management | | For | | For | | |
| | | | | |
| 11 | | RECALL OF SUPERVISORY BOARD MEMBER MR. DENIS ARTHUR HALL: | | Management | | For | | For | | |
| | | | | |
| 12 | | RECALL OF AUDIT COMMITTEE MEMBER: MR. DENIS ARTHUR HALL | | Management | | For | | For | | |
| | | | | |
| 13 | | INSTRUCTION TO THE SUPERVISORY BOARD TO RECALL MR. DENIS ARTHUR HALL FROM SUPERVISORY BOARD COMMITTEES | | Management | | For | | For | | |
| | | | | |
| 14.I | | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: THE GENERAL MEETING ELECTS MR. MIROSLAV SINGER, BORN ON 14 MAY 1968, DOMICILED AT ELIASOVA 550/44, BUBENEC, 160 00 PRAGUE 6, AS A MEMBER OF THE SUPERVISORY BOARD OF MONETA MONEY BANK, A.S | | Management | | For | | For | | |
| | | | | |
| 14.II | | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: THE GENERAL MEETING ELECTS MRS. MARIA LUISA CICOGNANI, BORN ON [DATE OF BIRTH TO BE ADDED], DOMICILED AT 3 ABBOTS COURT, THACKERAY STREET, LONDON W8 5ES, UNITED KINGDOM, AS A MEMBER OF THE SUPERVISORY BOARD OF MONETA MONEY BANK, A.S | | Management | | For | | For | | |
| | | | | |
| 14III | | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: THE GENERAL MEETING ELECTS [NAME-TO BE ADDED], BORN ON [DATE OF BIRTH TO BE ADDED], DOMICILED AT [ADDRESS TO-BE ADDED], AS A MEMBER OF THE SUPERVISORY BOARD OF MONETA MONEY BANK, A.S | | Non-Voting | | | | | | |
| | | | | |
| 14.IV | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF THE SUPERVISORY BOARD: THE GENERAL MEETING ELECTS TO THE POSITION OF THE SUPERVISORY BOARD MEMBER OF MONETA MONEY BANK, A.S. MR.PETR HANAK,BORN ON 4/3/1976, RESIDING AT: PODVINNY MLYN 2283/18,190 00 PRAGUE 9 | | Shareholder | | Against | | For | | |
| | | | | |
| 15 | | ELECTION OF AUDIT COMMITTEE MEMBER | | Management | | For | | For | | |
| | | | | |
| 16 | | APPROVAL OF AGREEMENTS ON PERFORMANCE OF FUNCTION OF A MEMBER OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| 17 | | INSTRUCTION TO THE MANAGEMENT BOARD REGARDING DISTRIBUTION OF PROFIT AND/OR OTHER EQUITY ITEMS OR BUY-BACK OF SHARES OF MONETA MONEY BANK, A.S | | Management | | For | | For | | |
| | | | | |
| 18 | | APPROVAL OF PRINCIPLES FOR THE SUPERVISORY BOARD REGARDING COMPENSATION OF MEMBERS OF THE MANAGEMENT BOARD | | Management | | For | | For | | |
| | | | | |
| CMMT | | THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTIONS 11, 12, 13, 15 , 17-AND 18. THANK YOU | | Non-Voting | | | | | | |
| | | | | | | | | | |
| | | | | |
| 9 | | THE AGM - TAKING INTO ACCOUNT THE APPROVAL BY THE SUPERVISORY BOARD - HAS ACKNOWLEDGED AND APPROVED THE CORPORATE GOVERNANCE REPORT OF THE COMPANY AS PROPOSED BY THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 10 | | THE AGM HAS APPROVED THE ESTABLISHMENT OF NEW BRANCH OFFICES AT THE ADDRESSES 4031 DEBRECEN, KIGYOHAGYMA U. 8.; 6720 SZEGED, EOTVOS U. 6.; AND 7673 KOVAGOSZOLOS, 513/2 HRSZ., RESPECTIVE AMENDMENT OF SECTION (2) OF THE STATUTES ACCORDING TO ANNEX 1 SECTION 1 OF THE MINUTES OF THE AGM, AS WELL AS THE CONSOLIDATED VERSION OF THE COMPANY’S STATUTES INCLUDING SUCH MODIFICATION | | Management | | For | | For | | |
| | | | | |
| 11 | | THE AGM HAS APPROVED THE EXTENSION OF THE COMPANY’S SCOPE OF ACTIVITIES WITH ACCOUNTING, BOOKKEEPING AND AUDITING ACTIVITIES; TAX CONSULTANCY CLASSIFIED UNDER NACE CODE 6920, RESPECTIVE AMENDMENT OF SECTION (5) OF THE STATUTES ACCORDING TO ANNEX 1 SECTION 2 OF THE MINUTES OF THE AGM, AS WELL AS THE CONSOLIDATED VERSION OF THE COMPANY’S STATUTES INCLUDING SUCH MODIFICATION | | Management | | For | | For | | |
| | | | | |
| 12 | | THE AGM HAS APPROVED THE AMENDMENT OF THE BOARD OF DIRECTOR’S COMPETENCE IN SECTION 14.4 (M) OF THE STATUTES RELATED TO BRANCH OFFICES, BUSINESS SITES AND ACTIVITIES ACCORDING TO ANNEX 1 SECTION 3 OF THE MINUTES OF THE AGM, AS WELL AS THE CONSOLIDATED VERSION OF THE COMPANY’S STATUTES INCLUDING SUCH MODIFICATION | | Management | | For | | For | | |
| | | | | |
| 13 | | THE AGM HAS APPROVED THE AMENDMENT OF SECTIONS 16.13 AND 16.14 OF THE STATUTES CONCERNING THE AUDIT BOARD ACCORDING TO ANNEX 1 SECTION 4 OF THE MINUTES OF THE AGM, AS WELL AS THE CONSOLIDATED VERSION OF THE COMPANY’S STATUTES INCLUDING SUCH MODIFICATION | | Management | | For | | For | | |
| | | | | |
| 14 | | THE AGM HAS APPROVED THE CORRECTION OF SECTION 19.5 OF THE STATUTES CONCERNING THE CALCULATION OF INTERIM DIVIDENDS ACCORDING TO ANNEX 1 SECTION 5 OF THE MINUTES OF THE AGM, AS WELL AS THE CONSOLIDATED VERSION OF THE COMPANY’S STATUTES INCLUDING SUCH MODIFICATION | | Management | | For | | For | | |
| | | | | |
| 15 | | THE AGM HAS APPROVED THE AMENDMENT OF SECTION 15.5 OF THE STATUTES CONCERNING RULES ON THE EXERCISE OF EMPLOYER’S RIGHTS AND REDRAFTED ANNEX (B) OF THE STATUTES ACCORDING TO ANNEX 1 SECTION 6 OF THE MINUTES OF THE AGM, AS WELL AS THE CONSOLIDATED VERSION OF THE COMPANY’S STATUTES INCLUDING SUCH MODIFICATION | | Management | | For | | For | | |
| | | | | |
| 16 | | THE AGM HAS APPROVED THE REPORT OF THE BOARD OF DIRECTORS ON THE TREASURY SHARES ACQUIRED BY THE COMPANY BASED UPON THE AUTHORIZATION IN AGM RESOLUTION NO. 14/2016.04.26 | | Management | | For | | For | | |
| | | | | |
| 17 | | THE AGM HAS AUTHORIZED THE BOARD OF DIRECTORS OF THE COMPANY TO PURCHASE ITS OWN COMMON SHARES (I.E. SHARES ISSUED BY GEDEON RICHTER PLC.) HAVING THE FACE VALUE OF HUF 100, BY THE DATE OF THE YEAR 2018 AGM, EITHER IN CIRCULATION ON OR OUTSIDE THE STOCK EXCHANGE, THE AGGREGATED NOMINAL VALUE OF WHICH SHALL NOT EXCEED 10% OF THE THEN PREVAILING REGISTERED CAPITAL OF THE COMPANY (THAT IS MAXIMUM 18,637,486 REGISTERED COMMON SHARES) AND AT A PURCHASE PRICE WHICH SHALL DEVIATE FROM THE TRADING PRICE AT THE STOCK EXCHANGE AT MAXIMUM BY +10% UPWARDS AND AT MAXIMUM BY -10% DOWNWARDS. THE PURCHASE OF ITS OWN SHARES SHALL SERVE THE FOLLOWING PURPOSES: - THE FACILITATION OF THE REALIZATION OF RICHTER’S STRATEGIC OBJECTIVES, THUS PARTICULARLY THE USE OF ITS OWN SHARES AS MEANS OF PAYMENT IN ACQUISITION TRANSACTIONS, - THE ASSURANCE OF SHARES REQUIRED FOR RICHTER’S SHARE- BASED EMPLOYEE AND EXECUTIVE INCENTIVE SYSTEM | | Management | | For | | For | | |
| | | | | |
| 18 | | THE AGM HAS APPROVED THE RE-ELECTION OF ERIK BOGSCH AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 YEARS EXPIRING ON THE AGM IN 2020 | | Management | | For | | For | | |
| | | | | |
| 19 | | THE AGM HAS APPROVED THE RE-ELECTION OF JANOS CSAK AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 YEARS EXPIRING ON THE AGM IN 2020 | | Management | | For | | For | | |
| | | | | |
| 20 | | THE AGM HAS APPROVED THE RE-ELECTION OF DR. GABOR PERJES AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 YEARS EXPIRING ON THE AGM IN 2020 | | Management | | For | | For | | |
| | | | | |
| 21 | | THE AGM HAS APPROVED THE RE-ELECTION OF PROF. DR. E. SZILVESZTER VIZI AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 YEARS EXPIRING ON THE AGM IN 2020 | | Management | | For | | For | | |
| | | | | |
| 22 | | THE AGM HAS APPROVED THE RE-ELECTION OF DR. KRISZTA ZOLNAY AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 YEARS EXPIRING ON THE AGM IN 2020 | | Management | | For | | For | | |
| | | | | |
| 23 | | THE AGM HAS APPROVED THE ELECTION OF DR. ILONA HARDY AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 YEARS EXPIRING ON THE AGM IN 2020 | | Management | | For | | For | | |
| | | | | |
| 24 | | THE AGM HAS APPROVED THE ELECTION OF GABOR ORBAN AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 YEARS EXPIRING ON THE AGM IN 2020 | | Management | | For | | For | | |
| | | | | |
| 25 | | THE AGM HAS APPROVED THE HONORARIA FOR THE MEMBERS OF THE COMPANY’S BOARD OF DIRECTORS FOR 2017 EFFECTIVE AS OF JANUARY 1, 2017 ACCORDING TO THE FOLLOWING: (AS SPECIFIED) | | Management | | For | | For | | |
| | | | | |
| 26 | | THE AGM HAS APPROVED THE HONORARIA FOR THE MEMBERS OF THE COMPANY’S SUPERVISORY BOARD IN REGARD TO THE 2017 BUSINESS YEAR AS OF JANUARY 1, 2017 AS FOLLOWS: (AS SPECIFIED) | | Management | | For | | For | | |
| | | | | |
| 27 | | THE AGM HAS APPROVED THE RULES OF PROCEDURE OF THE SUPERVISORY BOARD ACCORDING TO ANNEX 2 ATTACHED TO THE MINUTES OF THE AGM | | Management | | For | | For | | |
| | | | | |
| CMMT | | 05 APR 2017: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM,-THERE WILL BE A SECOND CALL ON 10 MAY 2017. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 05 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 754547, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051918.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051987.PDF | | Non-Voting | | | | | | |
| | | | | |
| 1.1 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: CLASS OF SHARES | | Management | | For | | For | | |
| | | | | |
| 1.2 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PAR VALUE OF SHARES | | Management | | For | | For | | |
| | | | | |
| 1.3 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: NUMBER OF SHARES TO BE ISSUED | | Management | | For | | For | | |
| | | | | |
| 1.4 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: TARGET SUBSCRIBERS | | Management | | For | | For | | |
| | | | | |
| 1.5 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: METHOD OF ISSUANCE | | Management | | For | | For | | |
| | | | | |
| 1.6 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PRICING METHODOLOGY | | Management | | For | | For | | |
| | | | | |
| 1.7 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: FORM OF UNDERWRITING | | Management | | For | | For | | |
| | | | | |
| 1.8 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PLACE OF LISTING | | Management | | For | | For | | |
| | | | | |
| 1.9 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: USE OF PROCEEDS | | Management | | For | | For | | |
| | | | | |
| 1.10 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: CONVERSION OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 1.11 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: EFFECTIVE PERIOD OF THE RESOLUTION | | Management | | For | | For | | |
| | | | | |
| 2 | | THAT: (A) THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) BE AUTHORIZED TO DEAL WITH, IN ITS ABSOLUTE DISCRETION, ALL MATTERS IN RELATION TO THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO: (1) IN ACCORDANCE WITH THE PLAN FOR THE A SHARE OFFERING AS CONSIDERED AND APPROVED BY THE SHAREHOLDERS IN GENERAL MEETING AND PURSUANT TO THE RELEVANT REQUIREMENTS OF PRC LAWS, ADMINISTRATIVE REGULATIONS, DEPARTMENTAL RULES, NORMATIVE DOCUMENTS AND SECURITIES REGULATORY AUTHORITIES OF THE PRC AND THE ACTUAL CIRCUMSTANCES, IMPLEMENT THE PLAN FOR THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO, DETERMINING THE OFFERING DATE, THE TARGET SUBSCRIBERS, OFFER SIZE, PRICING | | Management | | For | | For | | |
| | | | | |
| | METHODOLOGY, OFFER PRICE, RATIO OF ONLINE TO OFFLINE PLACEMENT, APPLICATION METHODS FOR SUBSCRIPTIONS AND OTHER MATTERS RELATING TO THE A SHARE OFFERING; 2) HANDLE ALL APPLICATION MATTERS IN RELATION TO THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO DEALING WITH THE RELEVANT GOVERNMENT AGENCIES, REGULATORY AUTHORITIES, STOCK EXCHANGES AND SECURITIES REGISTRATION AND SETTLEMENT INSTITUTIONS FOR RELEVANT VETTING, REGISTRATION, FILING AND APPROVAL PROCEDURES; (3) PREPARE, SIGN, EXECUTE, MODIFY, SUPPLEMENT AND SUBMIT ANY AGREEMENTS, CONTRACTS AND NECESSARY DOCUMENTS IN RELATION TO THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO THE LETTER OF INTENT IN RELATION TO THE A SHARE OFFERING, PROSPECTUS, AGREEMENT WITH THE SPONSOR(S), UNDERWRITING AGREEMENT, LISTING AGREEMENT AND VARIOUS ANNOUNCEMENTS, SHAREHOLDER NOTICES AND VARIOUS EXPLANATORY CIRCULARS OR LETTERS OF UNDERTAKING REQUIRED BY REGULATORY AUTHORITIES; (4) ADJUST THE PLAN FOR THE INVESTMENT PROJECTS AND THE PROPOSED USE OF PROCEEDS, IN ACCORDANCE WITH ANY COMMENTS FROM REGULATORY AUTHORITIES DURING THE APPLICATION AND VETTING PROCESS OF THE PROPOSED A SHARE OFFERING AND THE ACTUAL CIRCUMSTANCES OF THE COMPANY, INCLUDING BUT NOT LIMITED TO, THE ADJUSTMENT OF THE INVESTMENT PROGRESS AND INVESTMENT ALLOCATION RATIOS, AND THE SIGNING OF MATERIAL AGREEMENTS OR CONTRACTS DURING THE CONSTRUCTION PROCESS OF THE INVESTMENT PROJECTS; (5) DETERMINE AND ENGAGE RELEVANT INTERMEDIARIES, DETERMINE THEIR REMUNERATION AND SIGN RELEVANT AGREEMENTS OR CONTRACTS, SUCH AS THE AGREEMENT WITH THE SPONSOR(S) AND UNDERWRITING AGREEMENT; (6) DETERMINE THE DESIGNATED ACCOUNT FOR THE DEPOSIT OF PROCEEDS RAISED PRIOR TO THE A SHARE OFFERING IF NECESSARY; (7) HANDLE THE RELEVANT PROCEDURES IN RELATION TO THE TRANSFER OF STATE-OWNED SHARES IN ACCORDANCE WITH RELEVANT LAWS AND REGULATIONS; (8) UPON THE COMPLETION OF THE A SHARE OFFERING, AMEND THE RELEVANT PROVISIONS OF THE COMPANY’S ARTICLES OF ASSOCIATION ACCORDING TO THE OUTCOME OF THE A SHARE OFFERING AND DEAL WITH THE REGISTRATION OF THE RELEVANT AMENDMENTS WITH INDUSTRY AND COMMERCE AUTHORITIES; (9) UPON THE COMPLETION OF THE A SHARE OFFERING, HANDLE MATTERS RELATING TO THE | | | | | | | | |
| | | | | |
| | LISTING OF THE SHARES ISSUED UNDER THE A SHARE OFFERING ON THE STOCK EXCHANGE AND THE LOCK UP OF RELEVANT SHARES; (10) WHERE SECURITIES REGULATORY AUTHORITIES PRESCRIBE NEW REQUIREMENTS IN REGULATIONS OR POLICIES GOVERNING INITIAL PUBLIC OFFERINGS AND LISTINGS, THE BOARD BE AUTHORIZED TO ADJUST THE PLAN FOR THE A SHARE OFFERING ACCORDINGLY; AND (11) IN ACCORDANCE WITH RELEVANT LAWS, REGULATIONS, DEPARTMENTAL RULES, REGULATORY DOCUMENTS, RELEVANT PROVISIONS OF THE COMPANY’S ARTICLES OF ASSOCIATION AND THE CONTENTS OF THE RESOLUTIONS PASSED BY SHAREHOLDERS, DETERMINE AND DEAL WITH ALL OTHER MATTERS IN RELATION TO THE A SHARE OFFERING; (B) UPON THE PASSING OF THE RESOLUTION TO GRANT THE AFORESAID AUTHORIZATION AT THE GENERAL MEETINGS OF THE COMPANY, THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR BE AUTHORIZED TO SIGN ANY LEGAL DOCUMENTS IN RELATION TO THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO THE LETTER OF INTENT IN RELATION TO THE A SHARE OFFERING, THE PROSPECTUS, LETTERS OF UNDERTAKING, AGREEMENT(S) WITH THE SPONSOR(S), THE UNDERWRITING AGREEMENT, THE LISTING AGREEMENT, ENGAGEMENT OR APPOINTMENT LETTERS OF VARIOUS INTERMEDIARIES, AND VARIOUS ANNOUNCEMENTS AND SHAREHOLDER NOTICES. THE ABOVE AUTHORIZATION SHALL BE VALID FOR 12 MONTHS FROM THE DATE OF THE PASSING OF SUCH RESOLUTION AT AN EXTRAORDINARY GENERAL MEETING, A DOMESTIC SHARE CLASS MEETING AND AN H SHARE CLASS MEETING | | | | | | | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE PROPOSAL ON THE DILUTION OF IMMEDIATE RETURN AS A RESULT OF THE A SHARE OFFERING, REMEDIAL MEASURES AND UNDERTAKINGS BY RELEVANT PARTIES AS SET OUT IN APPENDIX III TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND APPROVE THE PRICE STABILIZATION PLAN FOR THE A SHARES WITHIN THE THREE YEARS AFTER THE A SHARE OFFERING AND LISTING OF THE A SHARES AS SET OUT IN APPENDIX V TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER AND APPROVE THE DISTRIBUTION PLAN FOR ACCUMULATED PROFITS BEFORE THE A SHARE OFFERING AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 6 | | TO CONSIDER AND APPROVE THE RELEVANT UNDERTAKINGS TO BE INCLUDED IN THE PROSPECTUS IN CONNECTION WITH THE A SHARE OFFERING AND THE RELEVANT RESTRICTIVE MEASURES AS SET OUT IN APPENDIX VII TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | THAT THE COMPANY’S AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 BE RECEIVED AND ADOPTED | | Management | | For | | For | | |
| | | | | |
| 2 | | THAT THE DIRECTORS’ REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016, AS SET OUT ON PAGES 56 TO 78 OF THE 2016 ANNUAL REPORT, BE APPROVED | | Management | | Against | | Against | | |
| | | | | |
| 3 | | THAT A FINAL DIVIDEND OF 10.6 PENCE PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 PAYABLE ON 2 JUNE 2017 TO HOLDERS OF ORDINARY SHARES WHO ARE RECORDED ON THE REGISTER OF MEMBERS AT CLOSE OF BUSINESS ON 12 MAY 2017, BE DECLARED | | Management | | For | | For | | |
| | | | | |
| 4 | | THAT ERNST & YOUNG LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY FROM THE END OF THIS MEETING UNTIL THE CONCLUSION OF THE COMPANY’S NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 5 | | THAT THE AUDIT COMMITTEE OF THE BOARD BE AUTHORISED TO SET THE REMUNERATION OF THE AUDITORS | | Management | | For | | For | | |
| | | | | |
| 6 | | THAT MR H. J. MARK. TOMPKINS, WHO IS RETIRING AND OFFERING HIMSELF FOR RE-ELECTION, BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | THAT DR B. R. SHETTY, WHO IS RETIRING AND OFFERING HIMSELF FOR RE-ELECTION, BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | Abstain | | Against | | |
| | | | | |
| 8 | | THAT MR PRASANTH MANGHAT, WHO IS RETIRING AND OFFERING HIMSELF FOR RE-ELECTION, BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 9 | | THAT DR AYESHA ABDULLAH, WHO IS RETIRING AND OFFERING HERSELF FOR RE-ELECTION, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 10 | | THAT MR ABDULRAHMAN BASADDIQ, WHO IS RETIRING AND OFFERING HIMSELF FOR RE- ELECTION, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | Against | | Against | | |
| | | | | |
| 11 | | THAT MR JONATHAN BOMFORD, WHO IS RETIRING AND OFFERING HIMSELF FOR RE-ELECTION, BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 12 | | THAT LORD CLANWILLIAM, WHO IS RETIRING AND OFFERING HIMSELF FOR RE-ELECTION, BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 13 | | THAT MRS SALMA HAREB, WHO IS RETIRING AND OFFERING HERSELF FOR RE-ELECTION, BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 14 | | THAT MR KEYUR NAGORI, WHO IS RETIRING AND OFFERING HIMSELF FOR RE-ELECTION, BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 15 | | THAT MR BINAY SHETTY, WHO IS RETIRING AND OFFERING HIMSELF FOR RE-ELECTION, BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 16 | | THAT DR NANDINI TANDON, WHO IS RETIRING AND OFFERING HERSELF FOR RE-ELECTION, BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
17 | | THAT IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006 (THE “ACT”), THE COMPANY AND ALL COMPANIES THAT ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT ARE AUTHORISED TO: A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES OR INDEPENDENT ELECTION CANDIDATES, AS DEFINED IN SECTIONS 363 AND 364 OF THE ACT, NOT EXCEEDING GBP 20,000 PER COMPANY AND, TOGETHER WITH SUCH DONATIONS MADE BY ANY SUCH SUBSIDIARY AND THE COMPANY, NOT EXCEEDING IN AGGREGATE GBP 20,000; B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES, AS DEFINED IN SECTIONS 363 AND 364 OF THE ACT, NOT EXCEEDING GBP 20,000 PER COMPANY AND, TOGETHER WITH SUCH DONATIONS MADE BY ANY SUCH SUBSIDIARY AND THE COMPANY, NOT EXCEEDING IN AGGREGATE GBP 20,000; AND C) INCUR POLITICAL EXPENDITURE, AS DEFINED IN SECTION 365 OF THE ACT, NOT EXCEEDING GBP 20,000 PER COMPANY AND, TOGETHER WITH SUCH EXPENDITURE INCURRED BY ANY SUCH SUBSIDIARY AND THE COMPANY, NOT EXCEEDING IN AGGREGATE GBP 20,000, IN EACH CASE DURING THE PERIOD BEGINNING WITH THE DATE OF THE PASSING OF THIS RESOLUTION AND, UNLESS RENEWED PRIOR TO SUCH TIME, ENDING ON 30 JUNE 2018 OR, IF SOONER, THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, PROVIDED THAT THE AUTHORISED SUM REFERRED TO IN PARAGRAPHS (A), (B) AND (C) ABOVE MAY BE COMPRISED OF ONE OR MORE AMOUNTS IN DIFFERENT CURRENCIES WHICH, FOR THE PURPOSES OF CALCULATING THE SAID SUM, SHALL BE CONVERTED INTO POUNDS STERLING AT THE EXCHANGE RATE PUBLISHED IN THE LONDON EDITION OF THE FINANCIAL TIMES ON THE DAY ON WHICH THE RELEVANT DONATION IS MADE OR EXPENDITURE INCURRED (OR THE FIRST BUSINESS DAY THEREAFTER) OR, IF EARLIER, ON THE DAY ON WHICH THE COMPANY (OR ITS SUBSIDIARY, AS THE CASE MAY BE) ENTERS INTO ANY CONTRACT OR UNDERTAKING IN RELATION TO THE SAME | | Management | | For | | For | | |
| | | | | |
18 | | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED, PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (THE ACT), TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: (I) UP TO A MAXIMUM AGGREGATE NOMINAL AMOUNT OF GBP 1,021,428.50, (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) ALLOTTED UNDER PARAGRAPH (II) BELOW); AND (II) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) OF THE COMPANY AND BE GIVEN THE POWER TO ALLOT SUCH EQUITY SECURITIES FOR CASH (INCLUDING WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE ACT) AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,021,428.50, (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY EQUITY SECURITIES ALLOTTED UNDER PARAGRAPH (I) ABOVE) PROVIDED THAT THIS AUTHORITY SHALL EXPIRE ON THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2018, WHICHEVER IS THE EARLIER, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES OR OTHER EQUITY SECURITIES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT SHARES OR OTHER EQUITY SECURITIES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER AND AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED. ANY PREVIOUS UNUTILISED AUTHORITIES UNDER SECTIONS 551, 570 AND 573 OF THE COMPANIES ACT 2006 SHALL CEASE TO HAVE EFFECT | | Management | | For | | For | | |
| | | | | |
19 | | THAT IF RESOLUTION 18 IS PASSED, THE DIRECTORS BE AUTHORISED, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 18, PURSUANT TO SECTION 551 OF THE ACT, TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: (I) UP TO A MAXIMUM AGGREGATE NOMINAL AMOUNT OF GBP 1,021,428.50, (SUCH AMOUNTS TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) ALLOTTED UNDER PARAGRAPH (II) BELOW); AND (II) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) OF THE COMPANY AND BE GIVEN THE POWER TO ALLOT SUCH EQUITY SECURITIES FOR CASH (INCLUDING WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE ACT) AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,021,428.50, (SUCH AMOUNTS TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY EQUITY SECURITIES ALLOTTED UNDER PARAGRAPH (I) ABOVE), PROVIDED THAT: (III) THE ADDITIONAL AUTHORITY PROVIDED FOR IN THIS RESOLUTION 19 IS USED ONLY IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT WHICH IS ANNOUNCED CONTEMPORANEOUSLY WITH THE ALLOTMENT OR WHICH HAS TAKEN PLACE PRIOR TO THE ALLOTMENT AND IS DISCLOSED IN THE ANNOUNCEMENT OF THE ALLOTMENT; AND IV) THIS ADDITIONAL AUTHORITY SHALL EXPIRE ON THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2018, WHICHEVER IS THE EARLIER, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES OR OTHER EQUITY SECURITIES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT SHARES OR OTHER EQUITY SECURITIES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER AND AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED. ANY PREVIOUS UNUTILISED AUTHORITIES (OTHER THAN THE AUTHORITIES GRANTED PURSUANT TO RESOLUTION 18) UNDER SECTIONS 551, 570 AND 573 OF THE COMPANIES ACT 2006 SHALL CEASE TO HAVE EFFECT | | Management | | For | | For | | |
| | | | | |
| 20 | | THAT A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | | Management | | For | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 755489 DUE TO ADDITION OF- RESOLUTIONS 21 TO 23. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051894.pdf, | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN (SPECIAL GENERAL PARTNERSHIP) AS THE COMPANY’S AUDITOR FOR THE A SHARE OFFERING AND TO CONSIDER AND APPROVE THE GRANT OF THE AUTHORIZATION TO THE BOARD TO DETERMINE THE REMUNERATION OF KPMG HUAZHEN (SPECIAL GENERAL PARTNERSHIP) | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE APPOINTMENT OF COMMERCE & FINANCE LAW OFFICES AS THE COMPANY’S LEGAL ADVISOR FOR THE A SHARE OFFERING AND TO CONSIDER AND APPROVE THE GRANT OF THE AUTHORIZATION TO THE BOARD TO DETERMINE THE REMUNERATION OF COMMERCE & FINANCE LAW OFFICES | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE REPORT ON THE USE OF PREVIOUSLY RAISED FUNDS AS SET OUT IN APPENDIX IV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND ADOPT THE ADMINISTRATIVE MEASURES ON THE USE OF PROCEEDS AS SET OUT IN APPENDIX XV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER AND ADOPT THE ADMINISTRATIVE REGULATIONS ON RELATED PARTIES TRANSACTIONS AS SET OUT IN APPENDIX XV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 6 | | TO CONSIDER AND ADOPT THE ADMINISTRATIVE MEASURES ON THE PROVISION OF EXTERNAL GUARANTEES AS SET OUT IN APPENDIX XV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 7 | | TO CONSIDER AND ADOPT THE ADMINISTRATIVE REGULATIONS ON EXTERNAL INVESTMENT AS SET OUT IN APPENDIX XV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 8 | | TO CONSIDER AND ADOPT THE WORKING RULES FOR INDEPENDENT DIRECTORS AS SET OUT IN APPENDIX XV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 9.1 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: CLASS OF SHARES | | Management | | For | | For | | |
| | | | | |
| 9.2 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PAR VALUE OF SHARES | | Management | | For | | For | | |
| | | | | |
| 9.3 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: NUMBER OF SHARES TO BE ISSUED | | Management | | For | | For | | |
| | | | | |
| 9.4 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: TARGET SUBSCRIBERS | | Management | | For | | For | | |
| | | | | |
| 9.5 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: METHOD OF ISSUANCE | | Management | | For | | For | | |
| | | | | |
| 9.6 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PRICING METHODOLOGY | | Management | | For | | For | | |
| | | | | |
| 9.7 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: FORM OF UNDERWRITING | | Management | | For | | For | | |
| | | | | |
| 9.8 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PLACE OF LISTING | | Management | | For | | For | | |
| | | | | |
| 9.9 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: USE OF PROCEEDS | | Management | | For | | For | | |
| | | | | |
| 9.10 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: CONVERSION OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 9.11 | | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: EFFECTIVE PERIOD OF THE RESOLUTION | | Management | | For | | For | | |
| | | | | |
10 | | THAT: (A) THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) BE AUTHORIZED TO DEAL WITH, IN ITS ABSOLUTE DISCRETION, ALL MATTERS IN RELATION TO THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO: (1) IN ACCORDANCE WITH THE PLAN FOR THE A SHARE OFFERING AS CONSIDERED AND APPROVED BY THE SHAREHOLDERS IN GENERAL MEETING AND PURSUANT TO THE RELEVANT REQUIREMENTS OF PRC LAWS, ADMINISTRATIVE REGULATIONS, DEPARTMENTAL RULES, NORMATIVE DOCUMENTS AND SECURITIES REGULATORY AUTHORITIES OF THE PRC AND THE ACTUAL CIRCUMSTANCES, IMPLEMENT THE PLAN FOR THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO, DETERMINING THE OFFERING DATE, THE TARGET SUBSCRIBERS, OFFER SIZE, PRICING METHODOLOGY, OFFER PRICE, RATIO OF ONLINE TO OFFLINE PLACEMENT, APPLICATION METHODS FOR SUBSCRIPTIONS AND OTHER MATTERS RELATING TO THE A SHARE OFFERING; (2) HANDLE ALL APPLICATION MATTERS IN RELATION TO THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO DEALING WITH THE RELEVANT GOVERNMENT AGENCIES, REGULATORY AUTHORITIES, STOCK EXCHANGES AND SECURITIES REGISTRATION AND SETTLEMENT INSTITUTIONS FOR RELEVANT VETTING, REGISTRATION, FILING AND APPROVAL PROCEDURES; (3) PREPARE, SIGN, EXECUTE, MODIFY, SUPPLEMENT AND SUBMIT ANY AGREEMENTS, CONTRACTS AND NECESSARY DOCUMENTS IN RELATION TO THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO THE LETTER OF INTENT IN RELATION TO THE A SHARE OFFERING, PROSPECTUS, AGREEMENT WITH THE SPONSOR(S), UNDERWRITING AGREEMENT, LISTING AGREEMENT AND VARIOUS ANNOUNCEMENTS, SHAREHOLDER NOTICES AND VARIOUS EXPLANATORY CIRCULARS OR LETTERS OF UNDERTAKING REQUIRED BY REGULATORY AUTHORITIES; (4) ADJUST THE PLAN FOR THE INVESTMENT PROJECTS AND THE PROPOSED USE OF PROCEEDS, IN ACCORDANCE WITH ANY COMMENTS FROM REGULATORY AUTHORITIES DURING THE APPLICATION AND VETTING PROCESS OF THE PROPOSED A SHARE OFFERING AND THE ACTUAL CIRCUMSTANCES OF THE COMPANY, INCLUDING BUT NOT LIMITED TO, THE ADJUSTMENT OF THE INVESTMENT PROGRESS AND INVESTMENT ALLOCATION RATIOS, AND THE SIGNING OF MATERIAL AGREEMENTS OR CONTRACTS DURING THE CONSTRUCTION PROCESS OF THE INVESTMENT PROJECTS; (5) DETERMINE AND ENGAGE RELEVANT INTERMEDIARIES, DETERMINE THEIR REMUNERATION AND SIGN RELEVANT AGREEMENTS OR CONTRACTS, SUCH AS THE AGREEMENT WITH THE SPONSOR(S) AND UNDERWRITING AGREEMENT; (6) DETERMINE THE DESIGNATED ACCOUNT FOR THE DEPOSIT OF PROCEEDS RAISED PRIOR TO THE A SHARE OFFERING IF NECESSARY; (7) HANDLE THE RELEVANT PROCEDURES IN RELATION TO THE TRANSFER OF STATE-OWNED SHARES IN ACCORDANCE WITH RELEVANT LAWS AND REGULATIONS; (8) UPON THE COMPLETION OF THE A SHARE OFFERING, AMEND THE RELEVANT PROVISIONS OF THE COMPANY’S ARTICLES OF ASSOCIATION ACCORDING TO THE OUTCOME OF THE A SHARE OFFERING AND DEAL WITH THE REGISTRATION OF THE RELEVANT AMENDMENTS WITH INDUSTRY AND COMMERCE AUTHORITIES; (9) UPON THE COMPLETION OF THE A SHARE OFFERING, HANDLE MATTERS RELATING TO THE LISTING OF THE SHARES ISSUED UNDER THE A SHARE OFFERING ON THE STOCK EXCHANGE AND THE LOCK UP OF RELEVANT SHARES; (10) WHERE SECURITIES REGULATORY AUTHORITIES PRESCRIBE NEW REQUIREMENTS IN REGULATIONS OR POLICIES GOVERNING INITIAL PUBLIC OFFERINGS AND LISTINGS, THE BOARD BE | | Management | | For | | For | | |
| | | | | |
| | AUTHORIZED TO ADJUST THE PLAN FOR THE A SHARE OFFERING ACCORDINGLY; AND (11) IN ACCORDANCE WITH RELEVANT LAWS, REGULATIONS, DEPARTMENTAL RULES, REGULATORY DOCUMENTS, RELEVANT PROVISIONS OF THE COMPANY’S ARTICLES OF ASSOCIATION AND THE CONTENTS OF THE RESOLUTIONS PASSED BY SHAREHOLDERS, DETERMINE AND DEAL WITH ALL OTHER MATTERS IN RELATION TO THE A SHARE OFFERING; (B) UPON THE PASSING OF THE RESOLUTION TO GRANT THE AFORESAID AUTHORIZATION AT THE GENERAL MEETINGS OF THE COMPANY, THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR BE AUTHORIZED TO SIGN ANY LEGAL DOCUMENTS IN RELATION TO THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO THE LETTER OF INTENT IN RELATION TO THE A SHARE OFFERING, THE PROSPECTUS, LETTERS OF UNDERTAKING, AGREEMENT(S) WITH THE SPONSOR(S), THE UNDERWRITING AGREEMENT, THE LISTING AGREEMENT, ENGAGEMENT OR APPOINTMENT LETTERS OF VARIOUS INTERMEDIARIES, AND VARIOUS ANNOUNCEMENTS AND SHAREHOLDER NOTICES. THE ABOVE AUTHORIZATION SHALL BE VALID FOR 12 MONTHS FROM THE DATE OF THE PASSING OF SUCH RESOLUTION AT AN EXTRAORDINARY GENERAL MEETING, A DOMESTIC SHARE CLASS MEETING AND AN H SHARE CLASS MEETING” | | | | | | | | |
| | | | | |
| 11 | | TO CONSIDER AND APPROVE THE PROPOSED USE OF PROCEEDS FROM THE A SHARE OFFERING AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 AND THE FEASIBILITY ANALYSIS AS SET OUT IN APPENDIX II THERETO | | Management | | For | | For | | |
| | | | | |
| 12 | | TO CONSIDER AND APPROVE THE PROPOSAL ON THE DILUTION OF IMMEDIATE RETURN AS A RESULT OF THE A SHARE OFFERING, REMEDIAL MEASURES AND UNDERTAKINGS BY RELEVANT PARTIES AS SET OUT IN APPENDIX III TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 13 | | TO CONSIDER AND APPROVE THE PRICE STABILIZATION PLAN FOR THE A SHARES WITHIN THE THREE YEARS AFTER THE A SHARE OFFERING AND LISTING OF THE A SHARES AS SET OUT IN APPENDIX V TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 14 | | TO CONSIDER AND APPROVE THE DIVIDEND RETURN PLAN FOR SHAREHOLDERS FOR THE THREE YEARS AFTER THE A SHARE OFFERING (2017-2019) AS SET OUT IN APPENDIX VI TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 15 | | TO CONSIDER AND APPROVE THE DISTRIBUTION PLAN FOR ACCUMULATED PROFITS BEFORE THE A SHARE OFFERING AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 16 | | TO CONSIDER AND APPROVE THE RELEVANT UNDERTAKINGS TO BE INCLUDED IN THE PROSPECTUS IN CONNECTION WITH THE A SHARE OFFERING AND THE RELEVANT RESTRICTIVE MEASURES AS SET OUT IN APPENDIX VII TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 17 | | TO CONSIDER AND APPROVE THE ARTICLES OF ASSOCIATION (DRAFT) (WHERE THE FULL SET OF THE AMENDED ARTICLES OF ASSOCIATION AND THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION ARE SET OUT IN APPENDIX VIII AND APPENDIX IX TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, RESPECTIVELY) | | Management | | For | | For | | |
| | | | | |
| 18 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE GENERAL MEETING AS SET OUT IN APPENDIX XI TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 19 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE BOARD AS SET OUT IN APPENDIX XIII TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | | For | | |
| | | | | |
| 20 | | TO CONSIDER AND ADOPT THE PROCEDURAL RULES FOR THE BOARD OF SUPERVISORS AS SET OUT IN APPENDIX XIV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | | Management | | For | �� | For | | |
| | | | | |
| 21 | | TO CONSIDER AND APPROVE THE REPORT ON THE USE OF PROCEEDS FROM THE GLOBAL OFFERING AS SET OUT IN APPENDIX I TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017 | | Management | | For | | For | | |
| | | | | |
| 22.I | | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: TRANSACTIONS WITH RELATED PARTIES | | Management | | For | | For | | |
| | | | | |
| 22.II | | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: OUTSTANDING BALANCE WITH RELATED PARTIES AT THE END OF THE PERIOD | | Management | | For | | For | | |
| | | | | |
| 22III | | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: TRANSACTIONS WITH COUNTERPARTIES HAVING RELATIONSHIPS WITH DRAKA COMTEQ B.V. (DRAKA COMTEQ B.V. WILL ABSTAIN FROM VOTING) | | Management | | For | | For | | |
| | | | | |
| 22.IV | | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: TRANSACTIONS WITH CHINA HUAXIN POST AND TELECOMMUNICATION ECONOMY DEVELOPMENT CENTER AND COUNTERPARTY HAVING RELATIONSHIP WITH IT (CHINA HUAXIN POST AND TELECOMMUNICATION ECONOMY DEVELOPMENT CENTER WILL ABSTAIN FROM VOTING) | | Management | | For | | For | | |
| | | | | |
| 22.V | | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: TRANSACTIONS WITH COUNTERPARTY HAVING RELATIONSHIP WITH WUHAN YANGTZE COMMUNICATIONS INDUSTRY GROUP CO., LTD. (WUHAN YANGTZE COMMUNICATIONS INDUSTRY GROUP CO., LTD. WILL ABSTAIN FROM VOTING) | | Management | | For | | For | | |
| | | | | |
| 22.VI | | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: TRANSACTIONS WITH THE PARTNERSHIP ENTERPRISES (WUHAN RUITU MANAGEMENT CONSULTING PARTNERSHIP ENTERPRISE, WUHAN RUITENG MANAGEMENT CONSULTING PARTNERSHIP ENTERPRISE, WUHAN RUIHONG MANAGEMENT CONSULTING PARTNERSHIP ENTERPRISE AND WUHAN RUIYUE MANAGEMENT CONSULTING PARTNERSHIP ENTERPRISE WILL ABSTAIN FROM VOTING) | | Management | | For | | For | | |
| | | | | |
23 | | TO CONSIDER AND APPROVE THE ESTIMATES OF THE 2017 ANNUAL TRANSACTION AMOUNTS FOR THE TRANSACTIONS WITH THE JOINT VENTURES AND THE ASSOCIATES DURING THE ORDINARY AND USUAL COURSE OF BUSINESS AS SET OUT IN APPENDIX III TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017, AND THAT THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) OR SUCH PERSONS AS AUTHORIZED BY THE BOARD, BE AUTHORIZED TO ENTER INTO SPECIFIC BUSINESS AGREEMENTS WITH THE JOINT VENTURES AND ASSOCIATES FROM TIME TO TIME IN THE YEAR 2017 WITHIN THE LIMITS OF THE ESTIMATES ON THE TRANSACTION AMOUNTS, FOR EACH TRANSACTION CONTEMPLATED UNDER THIS PROPOSAL DURING THE ORDINARY AND USUAL COURSE OF BUSINESS | | Management | | For | | For | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0423/LTN20170423015.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0423/LTN20170423005.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0423/LTN20170423011.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS’ REPORT AND THE INDEPENDENT AUDITOR’S REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND AND SPECIAL FINAL DIVIDEND: HK70 CENTS AND HK30 CENTS PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3.A | | TO RE-ELECT THE FOLLOWING EXECUTIVE DIRECTOR OF THE COMPANY: MR. CHEUNG KWONG KWAN | | Management | | Against | | Against | | |
| | | | | |
| 3.B | | TO RE-ELECT THE FOLLOWING EXECUTIVE DIRECTOR OF THE COMPANY: MR. HO YIN SANG | | Management | | Against | | Against | | |
| | | | | |
| 3.C | | TO RE-ELECT THE FOLLOWING EXECUTIVE DIRECTOR OF THE COMPANY: MS. CHEUNG WAI LIN, STEPHANIE | | Management | | Against | | Against | | |
| | | | | |
| 3.D | | TO RE-ELECT THE FOLLOWING INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY: DR. CHONG KIN KI | | Management | | For | | For | | |
| | | | | |
| 3.E | | TO RE-ELECT THE FOLLOWING INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY: MR. LEUNG TAI CHIU | | Management | | For | | For | | |
| | | | | |
| 4 | | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-APPOINT AUDITORS AND TO AUTHORISE THE COMPANY’S BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 6.A | | THAT: (A) SUBJECT TO PARAGRAPH (C) OF THIS RESOLUTION, THE EXERCISE BY THE DIRECTORS OF THE COMPANY (“DIRECTORS”) DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY (“SHARES”) OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL GIVEN IN PARAGRAPH (A) OF THIS RESOLUTION, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER THE TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO THE OFFICERS AND/OR EMPLOYEES OF THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES OF SHARES OR RIGHTS TO ACQUIRE SHARES; OR (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20 PER CENT OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF PASSING THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO | | Management | | Against | | Against | | |
| | | | | |
| | THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: “RELEVANT PERIOD” MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIER OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED TO BE HELD BY ANY APPLICABLE LAWS OR REGULATIONS OR THE ARTICLES OF ASSOCIATION OF THE COMPANY; AND (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; AND “RIGHTS ISSUE” MEANS AN OFFER OF SHARES OR ISSUE OF OPTIONS, WARRANTS OR OTHER SECURITIES GIVING THE RIGHT TO SUBSCRIBE FOR SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER OF MEMBERS OF THE COMPANY ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY OUTSIDE HONG KONG) | | | | | | | | |
| | | | | |
| 6.B | | THAT: (A) SUBJECT TO PARAGRAPH (B) OF THIS RESOLUTION, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE SHARES OR SECURITIES CONVERTIBLE INTO SHARES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (“STOCK EXCHANGE”) OR ON ANY OTHER STOCK EXCHANGE ON WHICH THE SECURITIES OF THE COMPANY MAY BE LISTED AND RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION OF HONG KONG AND THE STOCK EXCHANGE UNDER THE HONG KONG CODE ON SHARE REPURCHASES AND, SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NOMINAL AMOUNT OF THE SECURITIES WHICH MAY BE REPURCHASED BY THE COMPANY PURSUANT TO PARAGRAPH (A) OF THIS RESOLUTION DURING THE RELEVANT PERIOD SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE | | Management | | For | | For | | |
| | | | | |
| | COMPANY IN ISSUE AT THE DATE OF THE PASSING OF THIS RESOLUTION AND THE APPROVAL GRANTED UNDER PARAGRAPH (A) OF THIS RESOLUTION SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION: “RELEVANT PERIOD” MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIER OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED TO BE HELD BY ANY APPLICABLE LAWS OR REGULATIONS OR THE ARTICLES OF ASSOCIATION OF THE COMPANY; AND (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING | | | | | | | | |
| | | | | |
| 6.C | | THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS NUMBERED 6A AND 6B AS SET OUT IN THE NOTICE CONVENING THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE OR OTHERWISE DEAL WITH SHARES PURSUANT TO RESOLUTION NUMBERED 6A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NOMINAL AMOUNT OF THE SHARES OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION NUMBERED 6B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10 PER CENT. OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF THE PASSING OF THIS RESOLUTION | | Management | | Against | | Against | | |
| | | | | |
| 7 | | THAT (A) SUBJECT TO AND CONDITIONAL UPON THE LISTING COMMITTEE OF THE STOCK EXCHANGE OF HONG KONG LIMITED GRANTING THE APPROVAL OF THE LISTING OF, AND PERMISSION TO DEAL IN, THE SHARES OF KINGBOARD LAMINATES HOLDINGS LIMITED TO BE ISSUED PURSUANT TO THE EXERCISE OF ANY OPTIONS GRANTED UNDER THE SHARE OPTION SCHEME (THE “KLHL SCHEME”) OF KINGBOARD LAMINATES HOLDINGS LIMITED (“KLHL”), THE RULES OF THE KLHL SCHEME, AS CONTAINED IN THE DOCUMENT MARKED “A” PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN THEREOF, BE AND ARE HEREBY APPROVED; AND (B) SUBJECT TO AND CONDITIONAL UPON THE KLHL SCHEME BECOMING EFFECTIVE, THE EXISTING SHARE OPTION SCHEME OF KLHL (“KLHL EXISTING SCHEME”) WHICH TOOK EFFECT ON 6 JULY 2007, BE AND IS HEREBY TERMINATED UPON THE KLHL SCHEME BECOMING EFFECTIVE (WITHOUT PREJUDICE TO THE RIGHTS AND BENEFITS OF AND ATTACHED TO ANY OUTSTANDING OPTIONS WHICH HAVE BEEN GRANTED UNDER THE KLHL EXISTING SCHEME PRIOR TO THE DATE OF THE PASSING OF THIS RESOLUTION). THE DIRECTORS OF KINGBOARD CHEMICAL HOLDINGS LIMITED BE AND ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS AND TO ENTER INTO ALL SUCH TRANSACTIONS, ARRANGEMENTS AND AGREEMENTS AS MAY BE NECESSARY OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE ADOPTION OF THE KLHL SCHEME AND THE TERMINATION OF THE KLHL EXISTING SCHEME | | Management | | Against | | Against | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | RATIFICATION OF THE 2016 BUSINESS REPORT AND AUDITED FINANCIAL STATEMENTS. | | Management | | For | | For | | |
| | | | | |
| 2 | | RATIFICATION OF THE PROPOSAL FOR DISTRIBUTION OF 2016 PROFITS. (NO DIVIDEND WILL BE DISTRIBUTED) | | Management | | For | | For | | |
| | | | | |
| 3 | | PROPOSAL FOR A CASH OFFERING THROUGH COMMON STOCKS AND/OR ISSUANCE OF PREFERRED STOCK AND/OR ISSUANCE OF CONVERTIBLE BONDS BY PRIVATE PLACEMENT. | | Management | | For | | For | | |
| | | | | |
| 4 | | PROPOSAL OF COMPANY’S CAPITAL INCREASE THROUGH CAPITALIZATION OF RETAINED EARNINGS.PROPOSED STOCK DIVIDEND: 92 FOR 1,000 SHS HELD. | | Management | | For | | For | | |
| | | | | |
| 5 | | AMENDMENTS TO COMPANY’S OPERATIONAL PROCEDURES FOR DERIVATIVES TRADING. | | Management | | For | | For | | |
| | | | | |
| 6 | | AMENDMENTS TO PROCEDURES GOVERNING THE ACQUISITION AND DISPOSAL OF ASSETS. | | Management | | For | | For | | |
| | | | | |
| 7.1 | | THE ELECTION OF THE DIRECTORS.:MERCURIES AND ASSOCIATES, HOLDING LTD. ,SHAREHOLDER NO.1,CHEN, SHIANG JEH AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 7.2 | | THE ELECTION OF THE DIRECTORS.:MERCURIES AND ASSOCIATES, HOLDING LTD. ,SHAREHOLDER NO.1,WONG, TSUI CHUN AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 7.3 | | THE ELECTION OF THE DIRECTORS.:MERCURIES AND ASSOCIATES, HOLDING LTD. ,SHAREHOLDER NO.1,CHEN, SHIANG LI AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 7.4 | | THE ELECTION OF THE DIRECTORS.:MERCURIES AND ASSOCIATES, HOLDING LTD. ,SHAREHOLDER NO.1,WANG, CHI HUA AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 7.5 | | THE ELECTION OF THE DIRECTORS.:MERCURIES AND ASSOCIATES, HOLDING LTD. ,SHAREHOLDER NO.1,CHEN, GUANG HORNG AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 7.6 | | THE ELECTION OF THE DIRECTORS.:MERCURIES AND ASSOCIATES, HOLDING LTD. ,SHAREHOLDER NO.1,HSU, CHIN HSIN AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 7.7 | | THE ELECTION OF THE INDEPENDENT DIRECTORS.:CHENG, CHUN NONG,SHAREHOLDER NO.A123684XXX | | Management | | For | | For | | |
| | | | | |
| 7.8 | | THE ELECTION OF THE INDEPENDENT DIRECTORS.:LIN, SYARU SHIRLEY,SHAREHOLDER NO.A222291XXX | | Management | | For | | For | | |
| | | | | |
| 7.9 | | THE ELECTION OF THE INDEPENDENT DIRECTORS.:TSAI, CHENG HSIEN,SHAREHOLDER NO.D120899XXX | | Management | | For | | For | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 26 MAY 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 4 AND 7.1 TO 7.9. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 789137 DUE TO ADDITION OF- RESOLUTIONS 14 TO 16. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPEN THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | ELECT THE CHAIRPERSON OF THE ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 3 | | ASSERT THAT THE MEETING HAS BEEN CONVENED CORRECTLY AND IS CAPABLE OF ADOPTING VALID RESOLUTIONS | | Management | | For | | For | | |
| | | | | |
| 4 | | ADOPT THE AGENDA OF THE ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 5 | | EXAMINE AND APPROVE THE MANAGEMENT BOARD REPORT ON THE ACTIVITY OF ENERGA SA FOR THE YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 6 | | EXAMINE AND APPROVE THE COMPANY’S FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 7 | | ADOPT A RESOLUTION TO DISTRIBUTE THE 2016 NET PROFIT AND SET THE RECORD DATE AND DIVIDEND PAYMENT DATE | | Management | | For | | For | | |
| | | | | |
| 8 | | ADOPT RESOLUTIONS TO GRANT A DISCHARGE TO MEMBERS OF THE MANAGEMENT BOARD ON THE PERFORMANCE OF THEIR DUTIES IN 2016 | | Management | | For | | For | | |
| | | | | |
| 9 | | ADOPT RESOLUTIONS TO GRANT A DISCHARGE TO MEMBERS OF THE SUPERVISORY BOARD ON THE PERFORMANCE OF THEIR DUTIES IN 2016 | | Management | | For | | For | | |
| | | | | |
| 10 | | EXAMINE AND APPROVE THE MANAGEMENT BOARD REPORT ON THE ACTIVITY OF THE ENERGA SA GROUP FOR THE YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 11 | | EXAMINE AND APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF THE ENERGA SA GROUP FOR THE YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 12 | | ADOPT A RESOLUTION TO SET THE NUMBER OF MEMBERS OF THE ENERGA SA SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| 13 | | APPOINT MEMBERS OF THE ENERGA SA SUPERVISORY BOARD OF THE 5TH TERM OF OFFICE | | Management | | For | | For | | |
| | | | | |
| 14 | | ADOPTION OF A RESOLUTION ON AMENDING THE RESOLUTION NO. 27 OF THE EXTRAORDINARY GENERAL MEETING ASSEMBLY OF 15 DECEMBER 2016, ON THE PRINCIPLES OF SHAPING REMUNERATION OF MEMBERS OF THE MANAGEMENT BOARD OF ENERGA SPOLKA AKCYJNA WITH REGISTERED OFFICE IN GDANSK | | Management | | For | | For | | |
| | | | | |
| 15 | | ADOPTION OF A RESOLUTION ON AMENDING THE STATUTE OF ENERGA SA | | Management | | For | | For | | |
| | | | | |
| 16.1 | | ADOPTION OF RESOLUTIONS ON DISPOSAL OF NON-CURRENT ASSETS | | Management | | For | | For | | |
| | | | | |
| 16.2 | | ADOPTION OF RESOLUTIONS ON RULES OF PROCEDURE FOR CONCLUSION OF CONTRACTS FOR LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS AND COMMUNICATION SERVICES SOCIAL AND MANAGEMENT CONSULTING SERVICES AND CHANGE THESE AGREEMENTS | | Management | | For | | For | | |
| | | | | |
| 16.3 | | ADOPTION OF RESOLUTIONS ON RULES OF PROCEDURE IN THE COMPANY’S CONCLUSION OF DONATION AGREEMENTS, REDUNDANCIES FROM DEBT OR OTHER AGREEMENTS OF SIMILAR EFFECT | | Management | | For | | For | | |
| | | | | |
| 16.4 | | ADOPTION OF RESOLUTIONS ON PRINCIPLES AND MODE OF DISPOSAL OF CONSTITUENTS | | Management | | For | | For | | |
| | | | | |
| 16.5 | | ADOPTION OF RESOLUTIONS ON THE OBLIGATION TO SUBMIT A REPORT ON REPRESENTATION EXPENSES, EXPENSES FOR LEGAL SERVICES, MARKETING SERVICES, RELATIONS SERVICES PUBLIC RELATIONS AND SOCIAL COMMUNICATION AND CONSULTING SERVICES RELATED TO MANAGEMENT | | Management | | For | | For | | |
| | | | | |
| 16.6 | | ADOPTION OF RESOLUTIONS ON DEFINING THE REQUIREMENTS FOR A CANDIDATE FOR THE MANAGEMENT BOARD MEMBER | | Management | | For | | For | | |
| | | | | |
| 16.7 | | ADOPTION OF RESOLUTIONS ON APPOINTING A MEMBER OF THE MANAGEMENT BOARD AND QUALIFYING PROCEDURE AS A MEMBER OF THE MANAGEMENT BOARD | | Management | | For | | For | | |
| | | | | |
| 16.8 | | ADOPTION OF RESOLUTIONS ON THE FULFILLMENT OF OBLIGATIONS UNDER ART. 17 SEC. 7, ART. 18 SEC. 2 ART. 20 AND ART. 23 OF THE ACT ON THE MANAGEMENT OF STATE PROPERTY | | Management | | For | | For | | |
| | | | | |
| 17 | | CLOSE THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 790888 DUE TO SPLITTING-OF RESOLUTIONS 11 AND 12 AND WITH ADDITION OF RESOLUTION 14. ALL VOTES-RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO-REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | ELECTION OF THE CHAIRPERSON OF THE ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 3 | | ACKNOWLEDGEMENT THAT THE ANNUAL GENERAL MEETING HAS BEEN CONVENED APPROPRIATELY AND IS CAPABLE OF ADOPTING BINDING RESOLUTIONS | | Management | | For | | For | | |
| | | | | |
| 4 | | ADOPTION OF THE AGENDA OF THE ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 5.A | | PRESENTATION AND CONSIDERATION: FINANCIAL STATEMENTS OF ALIOR BANK SPOLKA AKCYJNA FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 5.B | | PRESENTATION AND CONSIDERATION: MANAGEMENT BOARD REPORT OF ALIOR BANK S.A. FOR 2016 | | Management | | For | | For | | |
| | | | | |
| 6 | | PRESENTATION OF THE SUPERVISORY BOARD REPORT OF ALIOR BANK S.A. FOR 2016 AND ADOPTION OF A RESOLUTION TO APPROVE THE REPORT | | Management | | For | | For | | |
| | | | | |
| 7.A | | ADOPTION OF A RESOLUTION: TO CONSIDER AND APPROVE FINANCIAL STATEMENTS OF ALIOR BANK SPOLKA AKCYJNA FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 7.B | | ADOPTION OF A RESOLUTION: TO CONSIDER AND APPROVE MANAGEMENT BOARD REPORT OF ALIOR BANK S.A. FOR 2016 | | Management | | For | | For | | |
| | | | | |
| 8.A | | PRESENTATION AND CONSIDERATION: CONSOLIDATED FINANCIAL STATEMENTS OF THE ALIOR BANK SPOLKA AKCYJNA GROUP FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 8.B | | PRESENTATION AND CONSIDERATION: MANAGEMENT BOARD REPORT OF THE ALIOR BANK S.A. GROUP FOR 2016 | | Management | | For | | For | | |
| | | | | |
| 9.A | | ADOPTION OF A RESOLUTION: TO CONSIDER AND APPROVE CONSOLIDATED FINANCIAL STATEMENTS OF THE ALIOR BANK SPOLKA AKCYJNA GROUP FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 9.B | | ADOPTION OF A RESOLUTION: TO CONSIDER AND APPROVE MANAGEMENT BOARD REPORT OF THE ALIOR BANK S.A. GROUP FOR 2016 | | Management | | For | | For | | |
| | | | | |
| 10 | | ADOPTION OF A RESOLUTION TO DISTRIBUTION OF THE BANK’S PROFITS FOR 2016: PURSUANT TO ARTICLE 395 SECTION 2(2) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(2) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY DECIDES THAT THE NET PROFIT OF THE BANK FOR 2016, TOTALLING PLN 632 075 412,74 (SAY: SIX HUNDRED AND THIRTY TWO MILLION SEVENTY FIVE THOUSAND FOUR HUNDRED TWELVE AND 74/100) SHALL BE TRANSFERRED TO THE BANK’S SUPPLEMENTARY CAPITAL | | Management | | For | | For | | |
| | | | | |
| 11.1 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE MANAGEMENT BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR WOJCIECH SOBIERAJ, THE PRESIDENT OF THE MANAGEMENT BOARD OF THE BANK FOR THE PERFORMANCE OF HIS DUTIES IN 2016 | | Management | | For | | For | | |
| | | | | |
| 11.2 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE MANAGEMENT BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE | | Management | | For | | For | | |
| | | | | |
| | BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MS MALGORZATA BARTLER, THE VICE-PRESIDENT OF THE MANAGEMENT BOARD OF THE BANK FOR THE PERFORMANCE OF HER DUTIES IN 2016 | | | | | | | | |
| | | | | |
| 11.3 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE MANAGEMENT BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR KRZYSZTOF CZUBA, THE VICE-PRESIDENT OF THE MANAGEMENT BOARD OF THE BANK FOR THE PERFORMANCE OF HIS DUTIES IN 2016 | | Management | | For | | For | | |
| | | | | |
| 11.4 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE MANAGEMENT BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MS JOANNA KRZYZANOWSKA, THE VICE-PRESIDENT OF THE MANAGEMENT BOARD OF THE BANK FOR THE PERFORMANCE OF HER DUTIES IN 2016 | | Management | | For | | For | | |
| | | | | |
| 11.5 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE MANAGEMENT BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR WITOLD SKROK, VICE- PRESIDENT OF THE MANAGEMENT BOARD OF THE BANK FOR THE PERFORMANCE OF HIS DUTIES IN 2016 | | Management | | For | | For | | |
| | | | | |
| 11.6 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE MANAGEMENT BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MS BARBARA SMALSKA, THE VICE-PRESIDENT OF THE MANAGEMENT BOARD OF THE BANK FOR THE PERFORMANCE OF HER DUTIES IN 2016 | | Management | | For | | For | | |
| | | | | |
| 11.7 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE MANAGEMENT BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MS KATARZYNA SULKOWSKA, THE VICE-PRESIDENT OF THE MANAGEMENT BOARD OF THE BANK FOR THE PERFORMANCE OF HER DUTIES IN 2016 | | Management | | For | | For | | |
| | | | | |
| 12.1 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR MICHAL KRUPINSKI, THE CHAIRMAN OF THE SUPERVISORY BOARD OF THE BANK, FOR THE PERFORMANCE OF HIS DUTIES IN 2016 IN THE PERIOD BETWEEN 30 MARCH 2016 AND 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 12.2 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MS MALGORZATA IWANICZ - DROZDOWSKA, THE DEPUTY CHAIRWOMAN OF THE SUPERVISORY BOARD OF THE BANK, FOR THE PERFORMANCE OF HER DUTIES IN 2016 | | Management | | For | | For | | |
| | | | | |
| 12.3 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR PRZEMYSLAW DABROWSKI, THE MEMBER OF THE SUPERVISORY BOARD OF THE BANK, FOR THE PERFORMANCE OF HIS DUTIES IN 2016 IN THE PERIOD BETWEEN 1 JANUARY 2016 AND 30 MARCH 2016 | | Management | | For | | For | | |
| | | | | |
| 12.4 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR DARIUSZ GATAREK, THE MEMBER OF THE SUPERVISORY BOARD OF THE BANK, FOR THE PERFORMANCE OF HIS DUTIES IN 2016 IN THE PERIOD BETWEEN 30 MARCH 2016 AND 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 12.5 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR STANISLAW RYSZARD KACZORUK, THE MEMBER OF THE SUPERVISORY BOARD, FOR THE PERFORMANCE OF HIS DUTIES IN THE FINANCIAL YEAR 2016 IN THE PERIOD BETWEEN 30 MARCH 2016 AND 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 12.6 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR NIELS LUNDORFF, THE MEMBER OF THE SUPERVISORY BOARD, FOR THE PERFORMANCE OF HIS DUTIES IN THE FINANCIAL YEAR 2016 IN THE PERIOD BETWEEN 1 JANUARY 2016 AND 30 MARCH 2016 | | Management | | For | | For | | |
| | | | | |
| 12.7 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR MAREK MICHALSKI, THE MEMBER OF THE SUPERVISORY BOARD, FOR THE PERFORMANCE OF HIS DUTIES IN THE FINANCIAL YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 12.8 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR SLAWOMIR NIEMIERKA, THE MEMBER OF THE SUPERVISORY BOARD, FOR THE PERFORMANCE OF HIS DUTIES IN THE FINANCIAL YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 12.9 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR KRZYSZTOF OBLOJ, THE MEMBER OF THE SUPERVISORY BOARD, FOR THE PERFORMANCE OF HIS DUTIES IN THE FINANCIAL YEAR 2016 IN THE PERIOD BETWEEN 1 JANUARY 2016 AND 30 MARCH 2016 | | Management | | For | | For | | |
| | | | | |
| 12.10 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR MACIEJ RAPKIEWICZ, THE MEMBER OF THE SUPERVISORY BOARD, FOR THE PERFORMANCE OF HIS DUTIES IN THE FINANCIAL YEAR 2016 IN THE PERIOD BETWEEN 30 MARCH 2016 AND 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 12.11 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MR PAWEL SZYMANSKI, THE MEMBER OF THE SUPERVISORY BOARD, FOR THE PERFORMANCE OF HIS DUTIES IN THE FINANCIAL YEAR 2016 IN THE PERIOD BETWEEN 30 MARCH 2016 AND 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 12.12 | | ADOPTION OF RESOLUTIONS ON THE VOTE OF APPROVAL FOR THE MEMBERS OF THE BANK’S SUPERVISORY BOARD FOR PERFORMANCE OF THEIR DUTIES IN 2016: PURSUANT TO ARTICLE 395 SECTION 2(3) OF THE CODE OF COMMERCIAL COMPANIES AND SECTION 17 ITEM 1(3) OF THE BANK’S ARTICLES OF ASSOCIATION, THE ANNUAL GENERAL MEETING OF THE BANK HEREBY GIVES VOTE OF APPROVAL FOR MS HELENE ZALESKI, THE CHAIRWOMAN OF THE SUPERVISORY BOARD, FOR THE PERFORMANCE OF HER DUTIES IN THE FINANCIAL YEAR 2016 IN THE PERIOD BETWEEN 1 JANUARY 2016 AND 30 MARCH 2016 | | Management | | For | | For | | |
| | | | | |
| 13 | | ADOPTION OF RESOLUTIONS ON CHANGE IN THE RULES OF THE GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| CMMT | | THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTION 14 | | Non-Voting | | | | | | |
| | | | | |
| 14 | | ADOPTION OF RESOLUTIONS TO CHANGE THE COMPOSITION OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| 15 | | CLOSING OF THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 17 MAR 2017: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2017/0315/201703151700489.pdf AND :-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF-RESOLUTION O.3 AND O.5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| O.1 | | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | | Management | | For | | For | | |
| | | | | |
| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | | Management | | For | | For | | |
| | | | | |
| O.3 | | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.96 PER SHARE | | Management | | For | | For | | |
| | | | | |
| O.4 | | AGREEMENTS AND COMMITMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | | Management | | For | | For | | |
| | | | | |
| O.5 | | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 1.750 MILLION | | Management | | For | | For | | |
| | | | | |
| O.6 | | RENEWAL OF THE TERM OF FABIENNE LECORVAISIER AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.7 | | APPOINTMENT OF BERNARD CHARLES AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.8 | | APPOINTMENT OF MELANIE LEE AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.9 | | REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| O.10 | | REMUNERATION POLICY FOR THE GENERAL MANAGER | | Management | | For | | For | | |
| | | | | |
| O.11 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| O.12 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO OLIVIER BRANDICOURT, GENERAL MANAGER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| O.13 | | RENEWAL OF THE TERM OF PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR | | Management | | For | | For | | |
| | | | | |
| O.14 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES | | Management | | For | | For | | |
| | | | | |
| E.15 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY | | Management | | For | | For | | |
| | | | | |
| E.16 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY, BY MEANS OF A PUBLIC OFFER | | Management | | For | | For | | |
| | | | | |
| E.17 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY, BY PRIVATE PLACEMENT | | Management | | For | | For | | |
| | | | | |
| E.18 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY’S SUBSIDIARIES AND/OR ANY OTHER COMPANY | | Management | | For | | For | | |
| | | | | |
| E.19 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ALL SUBSIDIARIES AND/OR ANY OTHER COMPANY, WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT | | Management | | For | | For | | |
| | | | | |
| E.20 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ONE OF ITS SUBSIDIARIES AND/OR ANY OTHER COMPANY, AS REMUNERATION FOR CONTRIBUTIONS-IN-KIND | | Management | | For | | For | | |
| | | | | |
| E.21 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS | | Management | | For | | For | | |
| | | | | |
| E.22 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY RESERVED FOR MEMBERS OF THE SAVINGS SCHEMES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR THE BENEFIT OF SAID MEMBERS | | Management | | For | | For | | |
| | | | | |
| E.23 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF TREASURY SHARES | | Management | | For | | For | | |
| | | | | |
| E.24 | | AMENDMENT OF ARTICLE 11 OF THE COMPANY BY- LAWS | | Management | | For | | For | | |
| | | | | |
| E.25 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
| | | | | | | | | | |
| | | | | |
| E.16 | | AMENDMENT TO ARTICLE 25 OF THE COMPANY’S BYLAWS IN ORDER TO RAISE THE AGE LIMIT FOR SERVING AS CHIEF EXECUTIVE OFFICER OR DEPUTY CHIEF EXECUTIVE OFFICER TO 68 | | Management | | For | | For | | |
| | | | | |
| E.17 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.18 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, BY WAY OF A PUBLIC OFFER, WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.19 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.20 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, THROUGH A PRIVATE PLACEMENT GOVERNED BY ARTICLE L.411-2-II OF THE FRENCH MONETARY AND FINANCIAL CODE (CODE MONETAIRE ET FINANCIER), WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.21 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES INCLUDED IN AN ISSUE CARRIED OUT WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS (PURSUANT TO THE 17TH, 18TH, 19TH OR 20TH RESOLUTIONS), WHICH MAY NOT BE USED DURING, OR IN THE RUN- UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.22 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY CAPITALIZING RESERVES, RETAINED EARNINGS OR ADDITIONAL PAID-IN CAPITAL, WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.23 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.24 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, BY WAY OF A PUBLIC OFFER, WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.25 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.26 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY ISSUING ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OF THE COMPANY, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, THROUGH A PRIVATE PLACEMENT GOVERNED BY ARTICLE L.411-2-II OF THE FRENCH MONETARY AND FINANCIAL CODE, WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.27 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES INCLUDED IN AN ISSUE CARRIED OUT WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS (PURSUANT TO THE 23RD, 24TH, 25TH OR 26TH RESOLUTIONS), WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.28 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY CAPITALIZING RESERVES, RETAINED EARNINGS OR ADDITIONAL PAID-IN CAPITAL, WHICH MAY ONLY BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| E.29 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY ISSUING ORDINARY SHARES TO EMPLOYEES WHO ARE MEMBERS OF A SAFRAN GROUP EMPLOYEE SAVINGS PLAN, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS | | Management | | For | | For | | |
| | | | | |
| E.30 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE COMPANY’S CAPITAL BY CANCELING TREASURY SHARES | | Management | | For | | For | | |
| | | | | |
| E.31 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO GRANT EXISTING OR NEW SHARES OF THE COMPANY, FREE OF CONSIDERATION, TO EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND OTHER SAFRAN GROUP ENTITIES, WITH A WAIVER OF SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHTS | | Management | | For | | For | | |
| | | | | |
| E.32 | | APPROVAL OF THE CREATION OF CLASS A PREFERENCE SHARES CONVERTIBLE INTO ORDINARY SHARES AND CORRESPONDING AMENDMENT OF THE BYLAWS | | Management | | For | | For | | |
| | | | | |
| E.33 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE CLASS A PREFERENCE SHARES, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, WHICH MAY NOT BE USED DURING, OR IN THE RUN-UP TO, A PUBLIC OFFER FOR THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| 34 | | POWERS TO CARRY OUT FORMALITIES | | Management | | For | | For | | |
| | | | | |
| A | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AUTHORIZATION FOR THE BOARD OF DIRECTORS TO GRANT EXISTING OR NEW SHARES OF THE COMPANY, FREE OF CONSIDERATION, TO ALL EMPLOYEES OF THE COMPANY AND OTHER SAFRAN GROUP ENTITIES, WITH A WAIVER OF SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHTS (RESOLUTION NOT RECOMMENDED BY THE BOARD OF DIRECTORS) | | Shareholder | | Against | | For | | |
There is no proxy voting activity for the Fund, as the Fund did not hold any votable positions during the reporting period.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
