UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22585
Tortoise Pipeline & Energy Fund, Inc.
(Exact Name of Registrant as specified in charter)
11550 Ash Street, Suite 300, Leawood, KS 66211
(Address of Principal Executive Offices) (Zip code)
Terry C. Matlack
Diane Bono
11550 Ash Street, Suite 300, Leawood, KS 66211
(Name and Address of Agent For Service)
Registrant's telephone number, including area code: 913-981-1020
Date of fiscal year end: November 30
Date of reporting period: July 1, 2016 - June 30, 2017
Item 1. Proxy Voting Record
| MEMORIAL RESOURCE DEVELOPMENT CORP | | | | | | | | | | | | | |
| Security | | | | 58605Q109 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | MRD | | | | | | | | | | Meeting Date | | | | 15-Sep-2016 | |
| ISIN | | | | US58605Q1094 | | | | | | | | | Agenda | | | | | 934470698 - Management |
| Record Date | | | 10-Aug-2016 | | | | | | | | | | Holding Recon Date | | 10-Aug-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 14-Sep-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1 | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 15, 2016, BY AND AMONG RANGE RESOURCES CORPORATION, MEDINA MERGER SUB, INC. AND MEMORIAL RESOURCE DEVELOPMENT CORP., AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER. | Management | | For | | | For | |
| 2 | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO MEMORIAL'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | | For | | | For | |
| 3 | TO APPROVE THE ADJOURNMENT OF THE MEMORIAL SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL. | Management | | For | | | For | |
| RANGE RESOURCES CORPORATION | | | | | | | | | | | | | | |
| Security | | | | 75281A109 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | RRC | | | | | | | | | | Meeting Date | | | | 15-Sep-2016 | |
| ISIN | | | | US75281A1097 | | | | | | | | | Agenda | | | | | 934470713 - Management |
| Record Date | | | 10-Aug-2016 | | | | | | | | | | Holding Recon Date | | 10-Aug-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 14-Sep-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | TO APPROVE THE ISSUANCE OF SHARES OF RANGE RESOURCES CORPORATION COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO MEMORIAL RESOURCE DEVELOPMENT CORP. STOCKHOLDERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 15, 2016, BY AND AMONG RANGE RESOURCES .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | | For | |
| 2. | TO APPROVE THE ADJOURNMENT OF THE RANGE RESOURCES CORPORATION SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE RANGE STOCK ISSUANCE PROPOSAL. | Management | | For | | | For | |
| SEMGROUP CORPORATION | | | | | | | | | | | | | | | | |
| Security | | | | 81663A105 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | SEMG | | | | | | | | | Meeting Date | | | | 29-Sep-2016 | |
| ISIN | | | | US81663A1051 | | | | | | | | | Agenda | | | | | 934476018 - Management |
| Record Date | | | 22-Aug-2016 | | | | | | | | | | Holding Recon Date | | 22-Aug-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 28-Sep-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | TO APPROVE THE ISSUANCE OF CLASS A COMMON STOCK PURSUANT TO THE TERMS OF THE MERGER AGREEMENT IN CONNECTION WITH THE MERGER. | Management | | For | | | For | |
| 2. | TO APPROVE THE ADJOURNMENT OF THE SEMGROUP SPECIAL MEETING, FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES. | Management | | For | | | For | |
| TESORO LOGISTICS LP | | | | | | | | | | | | | | | | |
| Security | | | | 88160T107 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | TLLP | | | | | | | | | | Meeting Date | | | | 04-Oct-2016 | |
| ISIN | | | | US88160T1079 | | | | | | | | | Agenda | | | | | 934473593 - Management |
| Record Date | | | 18-Aug-2016 | | | | | | | | | | Holding Recon Date | | 18-Aug-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 03-Oct-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE PARTNERSHIP'S 2011 LONG-TERM INCENTIVE PLAN (THE "LTIP PROPOSAL"). | Management | | For | | | For | |
| 2. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE LTIP PROPOSAL (THE "ADJOURNMENT PROPOSAL"). | Management | | For | | | For | |
| PLAINS GP HOLDINGS, L.P. | | | | | | | | | | | | | | | | |
| Security | | | | 72651A108 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | PAGP | | | | | | | | | Meeting Date | | | | 15-Nov-2016 | |
| ISIN | | | | US72651A1088 | | | | | | | | | Agenda | | | | | 934489659 - Management |
| Record Date | | | 30-Sep-2016 | | | | | | | | | | Holding Recon Date | | 30-Sep-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 14-Nov-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | PROPOSAL TO APPROVE THE SIMPLIFICATION AGREEMENT, DATED AS OF JULY 11, 2016, BY AND AMONG PLAINS GP HOLDINGS, L.P., PAA GP HOLDINGS LLC, PLAINS AAP, L.P., PLAINS ALL AMERICAN GP LLC, PLAINS ALL AMERICAN PIPELINE, L.P., AND PAA GP LLC, AND THE TRANSACTIONS CONTEMPLATED BY THE SIMPLIFICATION AGREEMENT. | Management | | For | | | For | |
| 2. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, AT THE DISCRETION OF OUR GENERAL PARTNER, TO SOLICIT ADDITIONAL PROXIES TO APPROVE THE SIMPLIFICATION PROPOSAL. | Management | | For | | | For | |
| DIAMONDBACK ENERGY, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 25278X109 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | FANG | | | | | | | | | Meeting Date | | | | 07-Dec-2016 | |
| ISIN | | | | US25278X1090 | | | | | | | | | Agenda | | | | | 934506392 - Management |
| Record Date | | | 11-Nov-2016 | | | | | | | | | | Holding Recon Date | | 11-Nov-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 06-Dec-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | PROPOSAL TO APPROVE AN AMENDMENT TO DIAMONDBACK ENERGY, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,000. | Management | | For | | | For | |
| SPECTRA ENERGY CORP | | | | | | | | | | | | | | | | |
| Security | | | | 847560109 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | SE | | | | | | | | | | Meeting Date | | | | 15-Dec-2016 | |
| ISIN | | | | US8475601097 | | | | | | | | | Agenda | | | | | 934503776 - Management |
| Record Date | | | 07-Nov-2016 | | | | | | | | | | Holding Recon Date | | 07-Nov-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 14-Dec-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | TO CONSIDER AND VOTE ON A PROPOSAL (WHICH WE REFER TO AS THE "MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 5, 2016 (WHICH, AS MAY BE AMENDED, WE REFER TO AS THE "MERGER AGREEMENT"), AMONG SPECTRA ENERGY, ENBRIDGE INC., A CANADIAN CORPORATION (WHICH WE REFER TO AS "ENBRIDGE"), AND SAND MERGER SUB, INC., A DELAWARE CORPORATION AND A DIRECT WHOLLY OWNED SUBSIDIARY OF ENBRIDGE (WHICH WE REFER TO AS "MERGER SUB"), PURSUANT TO WHICH, AMONG OTHER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | | For | |
| 2. | TO CONSIDER AND VOTE ON A PROPOSAL (WHICH WE REFER TO AS THE "ADVISORY COMPENSATION PROPOSAL") TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, CERTAIN SPECIFIED COMPENSATION THAT WILL OR MAY BE PAID BY SPECTRA ENERGY TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | | For | | | For | |
| ENBRIDGE INC. | | | | | | | | | | | | | | | | | | |
| Security | | | | 29250N105 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | ENB | | | | | | | | | | Meeting Date | | | | 15-Dec-2016 | |
| ISIN | | | | CA29250N1050 | | | | | | | | | Agenda | | | | | 934505554 - Management |
| Record Date | | | 07-Nov-2016 | | | | | | | | | | Holding Recon Date | | 07-Nov-2016 | |
| City / | Country | | | / | Canada | | | | | | | Vote Deadline Date | | | 12-Dec-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 01 | VOTE ON AN ORDINARY RESOLUTION AUTHORIZING AND APPROVING THE ISSUANCE BY ENBRIDGE OF SUCH NUMBER OF COMMON SHARES IN THE CAPITAL OF ENBRIDGE AS SHALL BE NECESSARY PURSUANT TO THE TERMS OF THE AGREEMENT AND PLAN OF MERGER DATED AS OF SEPTEMBER 5,2016 (THE "MERGER AGREEMENT") AMONG ENBRIDGE, SAND MERGER SUB, INC., A DIRECT WHOLLY-OWNED SUBSIDIARY OF ENBRIDGE, AND SPECTRA ENERGY CORP. THE FULL TEXT OF THE RESOLUTION AUTHORIZING AND APPROVING THE ISSUANCE OF COMMON SHARES IS SET OUT IN OUR MANAGEMENT INFORMATION CIRCULAR FOR OUR SPECIAL MEETING OF SHAREHOLDERS. | Management | | For | | | For | |
| 02 | VOTE ON AN ORDINARY RESOLUTION RATIFYING, CONFIRMING AND APPROVING CERTAIN AMENDMENTS TO GENERAL BY-LAW NO. 1 OF ENBRIDGE, WHICH AMENDMENTS ARE CONDITIONAL UPON THE COMPLETION OF THE MERGER WITH SPECTRA ENERGY CORP, PURSUANT TO THE TERMS OF THE MERGER AGREEMENT. THE FULL TEXT OF THE RESOLUTION APPROVING THE AMENDMENT TO OUR BY-LAWS IS SET OUT IN OUR MANAGEMENT INFORMATION CIRCULAR FOR OUR SPECIAL MEETING OF SHAREHOLDERS. | Management | | For | | | For | |
| RSP PERMIAN INC | | | | | | | | | | | | | | | | | |
| Security | | | | 74978Q105 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | RSPP | | | | | | | | | Meeting Date | | | | 24-Feb-2017 | |
| ISIN | | | | US74978Q1058 | | | | | | | | | Agenda | | | | | 934528108 - Management |
| Record Date | | | 19-Jan-2017 | | | | | | | | | | Holding Recon Date | | 19-Jan-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 23-Feb-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | APPROVAL OF THE ISSUANCE OF 16,019,638 SHARES OF RSP PERMIAN, INC.'S (THE "COMPANY'S") COMMON STOCK TO SILVER HILL ENERGY PARTNERS II, LLC (THE "SHEP II SELLER"), PURSUANT TO AND SUBJECT TO ADJUSTMENTS PROVIDED IN THE MEMBERSHIP INTEREST PURCHASE AND SALE AGREEMENT, DATED AS OF OCTOBER 13, 2016, BY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | | For | |
| 2. | APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | | For | | | For | |
| EQT CORPORATION | | | | | | | | | | | | | | | | | |
| Security | | | | 26884L109 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | EQT | | | | | | | | | | Meeting Date | | | | 19-Apr-2017 | |
| ISIN | | | | US26884L1098 | | | | | | | | | Agenda | | | | | 934533591 - Management |
| Record Date | | | 08-Feb-2017 | | | | | | | | | | Holding Recon Date | | 08-Feb-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 18-Apr-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: VICKY A. BAILEY | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: PHILIP G. BEHRMAN, PH.D. | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: KENNETH M. BURKE | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: A. BRAY CARY, JR. | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: MARGARET K. DORMAN | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: DAVID L. PORGES | | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: JAMES E. ROHR | | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: STEVEN T. SCHLOTTERBECK | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: STEPHEN A. THORINGTON | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: LEE T. TODD, JR., PH.D. | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: CHRISTINE J. TORETTI | | Management | | For | | | For | |
| 2. | APPROVAL OF A NON-BINDING RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR 2016 (SAY-ON-PAY) | Management | | For | | | For | |
| 3. | NON-BINDING RECOMMENDATION ON THE FREQUENCY WITH WHICH THE COMPANY SHOULD HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | | | For | |
| MAGELLAN MIDSTREAM PARTNERS,L.P. | | | | | | | | | | | | | |
| Security | | | | 559080106 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | MMP | | | | | | | | | Meeting Date | | | | 20-Apr-2017 | |
| ISIN | | | | US5590801065 | | | | | | | | | Agenda | | | | | 934535139 - Management |
| Record Date | | | 21-Feb-2017 | | | | | | | | | | Holding Recon Date | | 21-Feb-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 19-Apr-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | LORI A. GOBILLOT | | | | | | | | | For | | | For | |
| | | 2 | EDWARD J. GUAY | | | | | | | | | For | | | For | |
| | | 3 | MICHAEL N. MEARS | | | | | | | | For | | | For | |
| | | 4 | JAMES R. MONTAGUE | | | | | | | For | | | For | |
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | | For | | | For | |
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION VOTE FREQUENCY | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR | Management | | For | | | For | |
| NOBLE ENERGY, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 655044105 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | NBL | | | | | | | | | | Meeting Date | | | | 25-Apr-2017 | |
| ISIN | | | | US6550441058 | | | | | | | | | Agenda | | | | | 934535660 - Management |
| Record Date | | | 24-Feb-2017 | | | | | | | | | | Holding Recon Date | | 24-Feb-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 24-Apr-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: EDWARD F. COX | | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES E. CRADDOCK | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: DAVID L. STOVER | | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: SCOTT D. URBAN | | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON | | Management | | For | | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR BY THE COMPANY'S AUDIT COMMITTEE. | Management | | For | | | For | |
| 3. | TO APPROVE, IN AN ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | | For | | | For | |
| 4. | TO APPROVE, IN AN ADVISORY VOTE, THE FREQUENCY OF THE STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | | For | |
| 5. | TO APPROVE THE 2017 LONG-TERM INCENTIVE PLAN. | | Management | | For | | | For | |
| 6. | TO CONSIDER A STOCKHOLDER PROPOSAL REQUESTING A PUBLISHED ASSESSMENT OF CLIMATE CHANGE POLICY IMPACTS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | | Against | | | For | |
| ENERGY TRANSFER PARTNERS, L.P. | | | | | | | | | | | | | | |
| Security | | | | 29273R109 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | ETP | | | | | | | | | | Meeting Date | | | | 26-Apr-2017 | |
| ISIN | | | | US29273R1095 | | | | | | | | | Agenda | | | | | 934567693 - Management |
| Record Date | | | 27-Feb-2017 | | | | | | | | | | Holding Recon Date | | 27-Feb-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 25-Apr-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 20, 2016, AS AMENDED BY AMENDMENT NO. 1 THERETO, DATED AS OF DECEMBER 16, 2016, BY AND AMONG SUNOCO LOGISTICS PARTNERS L.P. ("SXL"), SUNOCO PARTNERS LLC, THE GENERAL PARTNER OF SXL, SXL ACQUISITION SUB ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | | Against | | | Against | |
| 2. | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS AMENDED, AND THE TRANSACTIONS CONTEMPLATED THERE BY AT THE TIME OF THE SPECIAL MEETING. | Management | | Abstain | | | Against | |
| 3. | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE PAYMENTS THAT WILL OR MAY BE PAID BY ETP TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | | Abstain | | | Against | |
| EOG RESOURCES, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 26875P101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | EOG | | | | | | | | | | Meeting Date | | | | 27-Apr-2017 | |
| ISIN | | | | US26875P1012 | | | | | | | | | Agenda | | | | | 934538476 - Management |
| Record Date | | | 27-Feb-2017 | | | | | | | | | | Holding Recon Date | | 27-Feb-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 26-Apr-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: JANET F. CLARK | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: ROBERT P. DANIELS | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES C. DAY | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: FRANK G. WISNER | | Management | | For | | | For | |
| 2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | TO APPROVE AN AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 640 MILLION TO 1.28 BILLION. | Management | | For | | | For | |
| 4. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 5. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| CABOT OIL & GAS CORPORATION | | | | | | | | | | | | | | | |
| Security | | | | 127097103 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | COG | | | | | | | | | | Meeting Date | | | | 03-May-2017 | |
| ISIN | | | | US1270971039 | | | | | | | | | Agenda | | | | | 934546079 - Management |
| Record Date | | | 13-Mar-2017 | | | | | | | | | | Holding Recon Date | | 13-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 02-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: DOROTHY M. ABLES | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: RHYS J. BEST | | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: ROBERT S. BOSWELL | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: DAN O. DINGES | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: ROBERT KELLEY | | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: W. MATT RALLS | | | Management | | For | | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2017 FISCAL YEAR. | Management | | For | | | For | |
| 3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 4. | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | | For | |
| PEMBINA PIPELINE CORP, CALGARY AB | | | | | | | | | | | | | |
| Security | | | | 706327103 | | | | | | | | | | Meeting Type | | | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | | | Meeting Date | | | | 05-May-2017 | |
| ISIN | | | | CA7063271034 | | | | | | | | | Agenda | | | | | 707935740 - Management |
| Record Date | | | 16-Mar-2017 | | | | | | | | | | Holding Recon Date | | 16-Mar-2017 | |
| City / | Country | | CALGAR Y | / | Canada | | | | | | | Vote Deadline Date | | | 01-May-2017 | |
| SEDOL(s) | | | B4PPQG5 - B4PT2P8 - B5TVCB3 | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.10 AND 2. THANK YOU | Non-Voting | | | | | | | | |
| 1.1 | ELECTION OF DIRECTOR: ANNE-MARIE N. AINSWORTH | | Management | | For | | | For | |
| 1.2 | ELECTION OF DIRECTOR: MICHAEL H. DILGER | | Management | | For | | | For | |
| 1.3 | ELECTION OF DIRECTOR: RANDALL J. FINDLAY | | Management | | For | | | For | |
| 1.4 | ELECTION OF DIRECTOR: LORNE B. GORDON | | Management | | For | | | For | |
| 1.5 | ELECTION OF DIRECTOR: GORDON J. KERR | | | Management | | For | | | For | |
| 1.6 | ELECTION OF DIRECTOR: DAVID M.B. LEGRESLEY | | Management | | For | | | For | |
| 1.7 | ELECTION OF DIRECTOR: ROBERT B. MICHALESKI | | Management | | For | | | For | |
| 1.8 | ELECTION OF DIRECTOR: LESLIE A. O'DONOGHUE | | Management | | For | | | For | |
| 1.9 | ELECTION OF DIRECTOR: BRUCE D. RUBIN | | | Management | | For | | | For | |
| 1.10 | ELECTION OF DIRECTOR: JEFFREY T. SMITH | | Management | | For | | | For | |
| 2 | TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING FINANCIAL YEAR AT A REMUNERATION TO BE FIXED BY MANAGEMENT | Management | | For | | | For | |
| 3 | AN ORDINARY RESOLUTION TO RESERVE AN ADDITIONAL 15,000,000 COMMON SHARES OF PEMBINA PIPELINE CORPORATION ("PEMBINA") FOR ISSUANCE UNDER THE STOCK OPTION PLAN OF PEMBINA, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Management | | For | | | For | |
| 4 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Management | | For | | | For | |
| TRANSCANADA CORPORATION | | | | | | | | | | | | | | | | |
| Security | | | | 89353D107 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | TRP | | | | | | | | | | Meeting Date | | | | 05-May-2017 | |
| ISIN | | | | CA89353D1078 | | | | | | | | | Agenda | | | | | 934557969 - Management |
| Record Date | | | 20-Mar-2017 | | | | | | | | | | Holding Recon Date | | 20-Mar-2017 | |
| City / | Country | | | / | Canada | | | | | | | Vote Deadline Date | | | 02-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 01 | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | KEVIN E. BENSON | | | | | | | | | For | | | For | |
| | | 2 | DEREK H. BURNEY | | | | | | | | For | | | For | |
| | | 3 | STÉPHAN CRÉTIER | | | | | | | | For | | | For | |
| | | 4 | RUSSELL K. GIRLING | | | | | | | | For | | | For | |
| | | 5 | S. BARRY JACKSON | | | | | | | | For | | | For | |
| | | 6 | JOHN E. LOWE | | | | | | | | | | For | | | For | |
| | | 7 | PAULA ROSPUT REYNOLDS | | | | | | | For | | | For | |
| | | 8 | MARY PAT SALOMONE | | | | | | | For | | | For | |
| | | 9 | INDIRA V. SAMARASEKERA | | | | | | | For | | | For | |
| | | 10 | D. MICHAEL G. STEWART | | | | | | | For | | | For | |
| | | 11 | SIIM A. VANASELJA | | | | | | | | For | | | For | |
| | | 12 | RICHARD E. WAUGH | | | | | | | | For | | | For | |
| 02 | RESOLUTION TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | | For | | | For | |
| 03 | RESOLUTION TO ACCEPT TRANSCANADA'S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | Management | | For | | | For | |
| INTER PIPELINE LTD. | | | | | | | | | | | | | | | | |
| Security | | | | 45833V109 | | | | | | | | | | Meeting Type | | | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | | | Meeting Date | | | | 08-May-2017 | |
| ISIN | | | | CA45833V1094 | | | | | | | | | Agenda | | | | | 707925826 - Management |
| Record Date | | | 20-Mar-2017 | | | | | | | | | | Holding Recon Date | | 20-Mar-2017 | |
| City / | Country | | CALGAR Y | / | Canada | | | | | | | Vote Deadline Date | | | 02-May-2017 | |
| SEDOL(s) | | | BDD54N3 - BDFM5Y0 - BKKMYF8 | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 2.1 TO 2.9 AND 3. THANK YOU | Non-Voting | | | | | | | | |
| 1 | TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED AT THE MEETING AT NINE (9) MEMBERS AND TO ELECT NINE DIRECTORS TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF OUR SHAREHOLDERS OR UNTIL THEIR SUCCESSORS ARE ELECTED OR APPOINTED | Management | | For | | | For | |
| 2.1 | ELECTION OF DIRECTOR NOMINEE: RICHARD SHAW | | Management | | For | | | For | |
| 2.2 | ELECTION OF DIRECTOR NOMINEE: DAVID FESYK | | Management | | For | | | For | |
| 2.3 | ELECTION OF DIRECTOR NOMINEE: LORNE BROWN | | Management | | For | | | For | |
| 2.4 | ELECTION OF DIRECTOR NOMINEE: DUANE KEINICK | | Management | | For | | | For | |
| 2.5 | ELECTION OF DIRECTOR NOMINEE: ALISON TAYLOR LOVE | Management | | For | | | For | |
| 2.6 | ELECTION OF DIRECTOR NOMINEE: WILLIAM ROBERTSON | Management | | For | | | For | |
| 2.7 | ELECTION OF DIRECTOR NOMINEE: BRANT SANGSTER | | Management | | For | | | For | |
| 2.8 | ELECTION OF DIRECTOR NOMINEE: MARGARET MCKENZIE | Management | | For | | | For | |
| 2.9 | ELECTION OF DIRECTOR NOMINEE: CHRISTIAN BAYLE | | Management | | For | | | For | |
| 3 | THE AUDIT COMMITTEE AND THE BOARD PROPOSE THAT ERNST & YOUNG LLP (EY) BE APPOINTED AS AUDITORS TO SERVE UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS | Management | | For | | | For | |
| 4 | RESOLVED, AS AN ORDINARY RESOLUTION, TO CONTINUE AND AMEND AND RESTATE THE SHAREHOLDER RIGHTS PLAN AS MORE PARTICULARLY DESCRIBED IN IPL'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2017 ANNUAL MEETING OF SHAREHOLDERS | Management | | For | | | For | |
| 5 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS OF IPL, THAT THE SHAREHOLDERS OF IPL (SHAREHOLDERS) ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN IPL'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2017 ANNUAL MEETING OF SHAREHOLDERS | Management | | For | | | For | |
| CMMT | 31 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 2.1 TO 2.9. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | | | |
| KEYERA CORP, CALGARY AB | | | | | | | | | | | | | | | | |
| Security | | | | 493271100 | | | | | | | | | | Meeting Type | | | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | | | Meeting Date | | | | 09-May-2017 | |
| ISIN | | | | CA4932711001 | | | | | | | | | Agenda | | | | | 707935815 - Management |
| Record Date | | | 22-Mar-2017 | | | | | | | | | | Holding Recon Date | | 22-Mar-2017 | |
| City / | Country | | CALGAR Y | / | Canada | | | | | | | Vote Deadline Date | | | 03-May-2017 | |
| SEDOL(s) | | | B3RBZY5 - B3SGMV5 - B88LD78 | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1 AND FROM 2.1 TO 2.10. THANK YOU | Non-Voting | | | | | | | | |
| 1 | TO APPOINT DELOITTE LLP AS AUDITORS OF KEYERA FOR A TERM EXPIRING AT THE CLOSE OF THE NEXT ANNUAL MEETING OF SHAREHOLDERS | Management | | For | | | For | |
| 2.1 | ELECTION OF DIRECTOR: JAMES V. BERTRAM | | Management | | For | | | For | |
| 2.2 | ELECTION OF DIRECTOR: DOUGLAS J. HAUGHEY | | Management | | For | | | For | |
| 2.3 | ELECTION OF DIRECTOR: NANCY M. LAIRD | | | Management | | For | | | For | |
| 2.4 | ELECTION OF DIRECTOR: GIANNA MANES | | | Management | | For | | | For | |
| 2.5 | ELECTION OF DIRECTOR: DONALD J. NELSON | | Management | | For | | | For | |
| 2.6 | ELECTION OF DIRECTOR: MICHAEL J. NORRIS | | Management | | For | | | For | |
| 2.7 | ELECTION OF DIRECTOR: THOMAS O'CONNOR | | Management | | For | | | For | |
| 2.8 | ELECTION OF DIRECTOR: DAVID G. SMITH | | | Management | | For | | | For | |
| 2.9 | ELECTION OF DIRECTOR: WILLIAM R. STEDMAN | | Management | | For | | | For | |
| 2.10 | ELECTION OF DIRECTOR: JANET WOODRUFF | | Management | | For | | | For | |
| 3 | ON THE ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN THE INFORMATION CIRCULAR PUBLISHED BY KEYERA IN CONNECTION WITH THE MEETING (THE "CIRCULAR"), TO RATIFY, CONFIRM AND APPROVE THE RENEWAL OF THE SHAREHOLDER RIGHTS PLAN, ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR UNDER THE HEADING "MATTERS TO BE ACTED UPON AT THE MEETING" AND IN "SCHEDULE 'B' SHAREHOLDER RIGHTS PLAN SUMMARY" | Management | | For | | | For | |
| 4 | ON THE ADVISORY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN THE CIRCULAR, WITH RESPECT TO KEYERA'S APPROACH TO EXECUTIVE COMPENSATION AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR UNDER THE HEADINGS "MATTERS TO BE ACTED UPON AT THE MEETING" AND "COMPENSATION DISCUSSION AND ANALYSIS", WHICH ADVISORY RESOLUTION SHALL NOT DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS | Management | | For | | | For | |
| LAREDO PETROLEUM, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 516806106 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | LPI | | | | | | | | | | Meeting Date | | | | 10-May-2017 | |
| ISIN | | | | US5168061068 | | | | | | | | | Agenda | | | | | 934546043 - Management |
| Record Date | | | 13-Mar-2017 | | | | | | | | | | Holding Recon Date | | 13-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 09-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | RANDY A. FOUTCH | | | | | | | | For | | | For | |
| | | 2 | PETER R. KAGAN | | | | | | | | | For | | | For | |
| | | 3 | EDMUND P. SEGNER, III | | | | | | | For | | | For | |
| | | 4 | DR. MYLES W. SCOGGINS | | | | | | | For | | | For | |
| 2. | THE RATIFICATION OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| ANADARKO PETROLEUM CORPORATION | | | | | | | | | | | | | |
| Security | | | | 032511107 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | APC | | | | | | | | | | Meeting Date | | | | 10-May-2017 | |
| ISIN | | | | US0325111070 | | | | | | | | | Agenda | | | | | 934553769 - Management |
| Record Date | | | 14-Mar-2017 | | | | | | | | | | Holding Recon Date | | 14-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 09-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: DAVID E. CONSTABLE | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: PETER J. FLUOR | | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: RICHARD L. GEORGE | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: JOSEPH W. GORDER | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: JOHN R. GORDON | | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: SEAN GOURLEY | | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: MARK C. MCKINLEY | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: ERIC D. MULLINS | | | Management | | For | | | For | |
| 1L. | ELECTION OF DIRECTOR: R. A. WALKER | | | Management | | For | | | For | |
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | Management | | For | | | For | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | | For | |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | | For | |
| CIMAREX ENERGY CO. | | | | | | | | | | | | | | | | |
| Security | | | | 171798101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | XEC | | | | | | | | | | Meeting Date | | | | 11-May-2017 | |
| ISIN | | | | US1717981013 | | | | | | | | | Agenda | | | | | 934550939 - Management |
| Record Date | | | 15-Mar-2017 | | | | | | | | | | Holding Recon Date | | 15-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 10-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: DAVID A. HENTSCHEL | | Management | | For | | | For | |
| 1.2 | ELECTION OF DIRECTOR: THOMAS E. JORDEN | | Management | | For | | | For | |
| 1.3 | ELECTION OF DIRECTOR: FLOYD R. PRICE | | | Management | | For | | | For | |
| 1.4 | ELECTION OF DIRECTOR: FRANCES M. VALLEJO | | Management | | For | | | For | |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | | For | | | For | |
| 3. | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| 4. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2017 | Management | | For | | | For | |
| ENBRIDGE INC. | | | | | | | | | | | | | | | | | | |
| Security | | | | 29250N105 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | ENB | | | | | | | | | | Meeting Date | | | | 11-May-2017 | |
| ISIN | | | | CA29250N1050 | | | | | | | | | Agenda | | | | | 934572163 - Management |
| Record Date | | | 23-Mar-2017 | | | | | | | | | | Holding Recon Date | | 23-Mar-2017 | |
| City / | Country | | | / | Canada | | | | | | | Vote Deadline Date | | | 08-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 01 | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | PAMELA L. CARTER | | | | | | | | For | | | For | |
| | | 2 | CLARENCE P. CAZALOT,JR. | | | | | | | For | | | For | |
| | | 3 | MARCEL R. COUTU | | | | | | | | For | | | For | |
| | | 4 | GREGORY L. EBEL | | | | | | | | For | | | For | |
| | | 5 | J. HERB ENGLAND | | | | | | | | | For | | | For | |
| | | 6 | CHARLES W. FISCHER | | | | | | | For | | | For | |
| | | 7 | V.M. KEMPSTON DARKES | | | | | | | For | | | For | |
| | | 8 | MICHAEL MCSHANE | | | | | | | | For | | | For | |
| | | 9 | AL MONACO | | | | | | | | | | For | | | For | |
| | | 10 | MICHAEL E.J. PHELPS | | | | | | | For | | | For | |
| | | 11 | REBECCA B. ROBERTS | | | | | | | For | | | For | |
| | | 12 | DAN C. TUTCHER | | | | | | | | | For | | | For | |
| | | 13 | CATHERINE L. WILLIAMS | | | | | | | For | | | For | |
| 02 | APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS. | Management | | For | | | For | |
| 03 | AMEND, CONTINUE AND APPROVE OUR SHAREHOLDER RIGHTS PLAN. | Management | | For | | | For | |
| 04 | VOTE ON OUR APPROACH TO EXECUTIVE COMPENSATION. WHILE THIS VOTE IS NON- BINDING, IT GIVES SHAREHOLDERS AN OPPORTUNITY TO PROVIDE IMPORTANT INPUT TO OUR BOARD. | Management | | For | | | For | |
| 05 | VOTE ON THE SHAREHOLDER PROPOSAL SET OUT IN APPENDIX B TO OUR MANAGEMENT INFORMATION CIRCULAR DATED MARCH 13, 2017 REGARDING REPORTING ON THE DUE DILIGENCE PROCESS USED BY ENBRIDGE TO IDENTIFY AND ADDRESS SOCIAL AND ENVIRONMENTAL RISKS WHEN REVIEWING POTENTIAL ACQUISITIONS. | Shareholder | | Against | | | For | |
| OCCIDENTAL PETROLEUM CORPORATION | | | | | | | | | | | | | |
| Security | | | | 674599105 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | OXY | | | | | | | | | | Meeting Date | | | | 12-May-2017 | |
| ISIN | | | | US6745991058 | | | | | | | | | Agenda | | | | | 934559331 - Management |
| Record Date | | | 14-Mar-2017 | | | | | | | | | | Holding Recon Date | | 14-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 11-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: JOHN E. FEICK | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: MARGARET M. FORAN | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: VICKI HOLLUB | | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: JACK B. MOORE | | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | | Management | | For | | | For | |
| 2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | | For | | | For | |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS | Management | | For | | | For | |
| 5. | CLIMATE CHANGE ASSESSMENT REPORT | | | Shareholder | | Against | | | For | |
| 6. | LOWER THRESHOLD TO CALL SPECIAL SHAREOWNER MEETINGS | Shareholder | | Against | | | For | |
| 7. | METHANE EMISSIONS AND FLARING TARGETS | | Shareholder | | Against | | | For | |
| 8. | POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT | Shareholder | | Against | | | For | |
| NEWFIELD EXPLORATION COMPANY | | | | | | | | | | | | | | |
| Security | | | | 651290108 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | NFX | | | | | | | | | | Meeting Date | | | | 16-May-2017 | |
| ISIN | | | | US6512901082 | | | | | | | | | Agenda | | | | | 934568912 - Management |
| Record Date | | | 20-Mar-2017 | | | | | | | | | | Holding Recon Date | | 20-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 15-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: LEE K. BOOTHBY | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: PAMELA J. GARDNER | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: STEVEN W. NANCE | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: ROGER B. PLANK | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: THOMAS G. RICKS | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: JUANITA M. ROMANS | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: JOHN W. SCHANCK | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: J. TERRY STRANGE | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: J. KENT WELLS | | | Management | | For | | | For | |
| 2. | NON-BINDING ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | | For | |
| 3. | NON-BINDING ADVISORY VOTE TO APPROVE FREQUENCY OF FUTURE "SAY- ON-PAY" VOTES. | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR FISCAL 2017. | Management | | For | | | For | |
| 5. | APPROVAL OF THE NEWFIELD EXPLORATION COMPANY 2017 OMNIBUS INCENTIVE PLAN. | Management | | For | | | For | |
| 6. | APPROVAL OF MATERIAL TERMS OF THE 2017 OMNIBUS INCENTIVE PLAN TO COMPLY WITH THE STOCKHOLDER APPROVAL REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | | For | | | For | |
| 7. | APPROVAL OF THE NEWFIELD EXPLORATION COMPANY AMENDED AND RESTATED 2010 EMPLOYEE STOCK PURCHASE PLAN. | Management | | For | | | For | |
| CARRIZO OIL & GAS, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 144577103 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | CRZO | | | | | | | | | Meeting Date | | | | 16-May-2017 | |
| ISIN | | | | US1445771033 | | | | | | | | | Agenda | | | | | 934597735 - Management |
| Record Date | | | 20-Mar-2017 | | | | | | | | | | Holding Recon Date | | 20-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 15-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | S.P. JOHNSON IV | | | | | | | | | For | | | For | |
| | | 2 | STEVEN A. WEBSTER | | | | | | | | For | | | For | |
| | | 3 | F. GARDNER PARKER | | | | | | | | For | | | For | |
| | | 4 | THOMAS L. CARTER, JR. | | | | | | | For | | | For | |
| | | 5 | ROBERT F. FULTON | | | | | | | | For | | | For | |
| | | 6 | ROGER A. RAMSEY | | | | | | | | For | | | For | |
| | | 7 | FRANK A. WOJTEK | | | | | | | | For | | | For | |
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | | For | | | For | |
| 3. | TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | | 1 Year | | | For | |
| 4. | TO AMEND OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 90,000,000 TO 180,000,000 | Management | | For | | | For | |
| 5. | TO APPROVE THE 2017 INCENTIVE PLAN OF CARRIZO OIL & GAS, INC. | Management | | For | | | For | |
| 6. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | | For | | | For | |
| CONCHO RESOURCES INC | | | | | | | | | | | | | | | | |
| Security | | | | 20605P101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | CXO | | | | | | | | | | Meeting Date | | | | 17-May-2017 | |
| ISIN | | | | US20605P1012 | | | | | | | | | Agenda | | | | | 934559177 - Management |
| Record Date | | | 20-Mar-2017 | | | | | | | | | | Holding Recon Date | | 20-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 16-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: TIMOTHY A. LEACH | | Management | | For | | | For | |
| 1.2 | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | | Management | | For | | | For | |
| 1.3 | ELECTION OF DIRECTOR: JOHN P. SURMA | | | Management | | For | | | For | |
| 2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATON ("SAY-ON-PAY"). | Management | | For | | | For | |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| RANGE RESOURCES CORPORATION | | | | | | | | | | | | | | |
| Security | | | | 75281A109 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | RRC | | | | | | | | | | Meeting Date | | | | 17-May-2017 | |
| ISIN | | | | US75281A1097 | | | | | | | | | Agenda | | | | | 934578571 - Management |
| Record Date | | | 24-Mar-2017 | | | | | | | | | | Holding Recon Date | | 24-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 16-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: BRENDA A. CLINE | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: ANTHONY V. DUB | | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: ALLEN FINKELSON | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES M. FUNK | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: CHRISTOPHER A. HELMS | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: ROBERT A. INNAMORATI | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: MARY RALPH LOWE | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: GREG G. MAXWELL | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: KEVIN S. MCCARTHY | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: STEFFEN E. PALKO | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: JEFFREY L. VENTURA | | Management | | For | | | For | |
| 2. | A NON-BINDING PROPOSAL TO APPROVE THE COMPENSATION PHILOSOPHY, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | | For | |
| 3. | A NON-BINDING PROPOSAL ON THE FREQUENCY OF A STOCKHOLDER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | 1 Year | | | For | |
| 4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | | For | |
| 5. | STOCKHOLDER PROPOSAL - REQUESTING PUBLICATION OF A POLITICAL SPENDING REPORT. | Shareholder | | Against | | | For | |
| SEMGROUP CORPORATION | | | | | | | | | | | | | | | | |
| Security | | | | 81663A105 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | SEMG | | | | | | | | | Meeting Date | | | | 17-May-2017 | |
| ISIN | | | | US81663A1051 | | | | | | | | | Agenda | | | | | 934594664 - Management |
| Record Date | | | 30-Mar-2017 | | | | | | | | | | Holding Recon Date | | 30-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 16-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | RONALD A. BALLSCHMIEDE | | | | | | | For | | | For | |
| | | 2 | SARAH M. BARPOULIS | | | | | | | For | | | For | |
| | | 3 | CARLIN G. CONNER | | | | | | | | For | | | For | |
| | | 4 | KARL F. KURZ | | | | | | | | | | For | | | For | |
| | | 5 | JAMES H. LYTAL | | | | | | | | | For | | | For | |
| | | 6 | WILLIAM J. MCADAM | | | | | | | | For | | | For | |
| | | 7 | THOMAS R. MCDANIEL | | | | | | | For | | | For | |
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 3. | TO SELECT, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | | For | |
| 5. | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE 4,000,000 SHARES OF PREFERRED STOCK. | Management | | For | | | For | |
| CONTINENTAL RESOURCES, INC. | | | | | | | | | | | | | | | |
| Security | | | | 212015101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | CLR | | | | | | | | | | Meeting Date | | | | 18-May-2017 | |
| ISIN | | | | US2120151012 | | | | | | | | | Agenda | | | | | 934569089 - Management |
| Record Date | | | 23-Mar-2017 | | | | | | | | | | Holding Recon Date | | 23-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 17-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | WILLIAM B. BERRY | | | | | | | | For | | | For | |
| | | 2 | JAMES L. GALLOGLY | | | | | | | | For | | | For | |
| 2. | RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | | | For | |
| 3. | APPROVE, BY A NON-BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 4. | APPROVE, BY A NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | 3 Years | | | For | |
| 5. | SHAREHOLDER PROPOSAL - ADOPTION OF POLICY FOR IMPROVING BOARD DIVERSITY. | Shareholder | | Against | | | For | |
| PIONEER NATURAL RESOURCES COMPANY | | | | | | | | | | | | | |
| Security | | | | 723787107 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | PXD | | | | | | | | | | Meeting Date | | | | 18-May-2017 | |
| ISIN | | | | US7237871071 | | | | | | | | | Agenda | | | | | 934570210 - Management |
| Record Date | | | 23-Mar-2017 | | | | | | | | | | Holding Recon Date | | 23-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 17-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: EDISON C. BUCHANAN | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: ANDREW F. CATES | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: PHILLIP A. GOBE | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: LARRY R. GRILLOT | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: STACY P. METHVIN | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: ROYCE W. MITCHELL | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: FRANK A. RISCH | | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: MONA K. SUTPHEN | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | | Management | | For | | | For | |
| 1L. | ELECTION OF DIRECTOR: PHOEBE A. WOOD | | Management | | For | | | For | |
| 1M. | ELECTION OF DIRECTOR: MICHAEL D. WORTLEY | | Management | | For | | | For | |
| 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | | For | | | For | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | | For | | | For | |
| 4. | ADVISORY VOTE REGARDING FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| 5. | STOCKHOLDER PROPOSAL RELATING TO A SUSTAINABILITY REPORT | Shareholder | | Against | | | For | |
| THE WILLIAMS COMPANIES, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 969457100 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | WMB | | | | | | | | | Meeting Date | | | | 18-May-2017 | |
| ISIN | | | | US9694571004 | | | | | | | | | Agenda | | | | | 934580259 - Management |
| Record Date | | | 28-Mar-2017 | | | | | | | | | | Holding Recon Date | | 28-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 17-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: STEPHEN W. BERGSTROM | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: CHARLES I. COGUT | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: KATHLEEN B. COOPER | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: MICHAEL A. CREEL | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: PETER A. RAGAUSS | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: MURRAY D. SMITH | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: WILLIAM H. SPENCE | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: JANICE D. STONEY | | Management | | For | | | For | |
| 2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2017. | Management | | For | | | For | |
| 3. | APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION | Management | | For | | | For | |
| 4. | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| TARGA RESOURCES CORP. | | | | | | | | | | | | | | | | |
| Security | | | | 87612G101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | TRGP | | | | | | | | | Meeting Date | | | | 22-May-2017 | |
| ISIN | | | | US87612G1013 | | | | | | | | | Agenda | | | | | 934581996 - Management |
| Record Date | | | 03-Apr-2017 | | | | | | | | | | Holding Recon Date | | 03-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 19-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: CHARLES R. CRISP | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: LAURA C. FULTON | | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: MICHAEL A. HEIM | | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES. W. WHALEN | | Management | | For | | | For | |
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT ACCOUNTANTS | Management | | For | | | For | |
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | | For | |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| 5. | ADOPTION OF THE AMENDED AND RESTATED TARGA RESOURCES CORP. 2010 STOCK INCENTIVE PLAN | Management | | For | | | For | |
| 6. | ISSUANCE OF SHARES OF COMMON STOCK UPON CONVERSION OF SERIES A PREFERRED STOCK AND EXERCISE OF WARRANTS | Management | | For | | | For | |
| ONEOK, INC. | | | | | | | | | | | | | | | | | | |
| Security | | | | 682680103 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | OKE | | | | | | | | | | Meeting Date | | | | 24-May-2017 | |
| ISIN | | | | US6826801036 | | | | | | | | | Agenda | | | | | 934591315 - Management |
| Record Date | | | 27-Mar-2017 | | | | | | | | | | Holding Recon Date | | 27-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 23-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: BRIAN L. DERKSEN | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: JULIE H. EDWARDS | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: JOHN W. GIBSON | | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: RANDALL J. LARSON | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: STEVEN J. MALCOLM | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: KEVIN S. MCCARTHY | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: JIM W. MOGG | | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: PATTYE L. MOORE | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: GARY D. PARKER | | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: TERRY K. SPENCER | | Management | | For | | | For | |
| 2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS ONEOK, INC.'S INDEPENDENT AUDITOR FOR YEAR ENDING DEC 31 2017. | Management | | For | | | For | |
| 3. | AN ADVISORY VOTE TO APPROVE ONEOK, INC.'S EXECUTIVE COMPENSATION. | Management | | For | | | For | |
| 4. | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY SHAREHOLDER VOTE ON ONEOK'S EXECUTIVE COMPENSATION. | Management | | 1 Year | | | For | |
| RSP PERMIAN INC | | | | | | | | | | | | | | | | | |
| Security | | | | 74978Q105 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | RSPP | | | | | | | | | Meeting Date | | | | 25-May-2017 | |
| ISIN | | | | US74978Q1058 | | | | | | | | | Agenda | | | | | 934611600 - Management |
| Record Date | | | 03-Apr-2017 | | | | | | | | | | Holding Recon Date | | 03-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 24-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | STEVEN GRAY | | | | | | | | | | For | | | For | |
| | | 2 | MICHAEL GRIMM | | | | | | | | | For | | | For | |
| | | 3 | SCOTT MCNEILL | | | | | | | | | For | | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | | For | | | For | |
| PDC ENERGY, INC. | | | | | | | | | | | | | | | | | |
| Security | | | | 69327R101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | PDCE | | | | | | | | | Meeting Date | | | | 30-May-2017 | |
| ISIN | | | | US69327R1014 | | | | | | | | | Agenda | | | | | 934596416 - Management |
| Record Date | | | 31-Mar-2017 | | | | | | | | | | Holding Recon Date | | 31-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 26-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | DAVID C. PARKE | | | | | | | | | For | | | For | |
| | | 2 | JEFFREY C. SWOVELAND | | | | | | | For | | | For | |
| 2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 4. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| INVESCO SHORT-TERM INVESTMENTS TRUST | | | | | | | | | | | | | |
| Security | | | | 825252885 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | AGPXX | | | | | | | | | Meeting Date | | | | 06-Jun-2017 | |
| ISIN | | | | US8252528851 | | | | | | | | | Agenda | | | | | 934522118 - Management |
| Record Date | | | 12-Dec-2016 | | | | | | | | | | Holding Recon Date | | 12-Dec-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 05-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | DAVID C. ARCH | | | | | | | | | | For | | | For | |
| | | 2 | JAMES T. BUNCH | | | | | | | | | For | | | For | |
| | | 3 | BRUCE L. CROCKETT | | | | | | | | For | | | For | |
| | | 4 | JACK M. FIELDS | | | | | | | | | For | | | For | |
| | | 5 | MARTIN L. FLANAGAN | | | | | | | | For | | | For | |
| | | 6 | CYNTHIA HOSTETLER | | | | | | | | For | | | For | |
| | | 7 | DR. ELI JONES | | | | | | | | | | For | | | For | |
| | | 8 | DR. PREMA MATHAI-DAVIS | | | | | | | For | | | For | |
| | | 9 | TERESA M. RESSEL | | | | | | | | For | | | For | |
| | | 10 | DR. LARRY SOLL | | | | | | | | | For | | | For | |
| | | 11 | ANN BARNETT STERN | | | | | | | | For | | | For | |
| | | 12 | RAYMOND STICKEL, JR. | | | | | | | For | | | For | |
| | | 13 | PHILIP A. TAYLOR | | | | | | | | | For | | | For | |
| | | 14 | ROBERT C. TROCCOLI | | | | | | | | For | | | For | |
| | | 15 | CHRISTOPHER L. WILSON | | | | | | | For | | | For | |
| 2. | TO APPROVE AN AMENDMENT TO EACH TRUST'S AGREEMENT AND DECLARATION OF TRUST THAT WOULD PERMIT FUND MERGERS AND OTHER SIGNIFICANT TRANSACTIONS UPON THE BOARD'S APPROVAL BUT WITHOUT SHAREHOLDER APPROVAL OF SUCH TRANSACTIONS. | Management | | For | | | For | |
| 3. | TO APPROVE CHANGING THE FUNDAMENTAL INVESTMENT RESTRICTION REGARDING THE PURCHASE OR SALE OF PHYSICAL COMMODITIES. | Management | | For | | | For | | | |
| 4A. | TO APPROVE AN AMENDMENT TO THE CURRENT MASTER INTERGROUP SUB-ADVISORY CONTRACT TO ADD INVESCO POWERSHARES CAPITAL MANAGEMENT LLC. | Management | | For | | | For | | | |
| 4B. | TO APPROVE AN AMENDMENT TO THE CURRENT MASTER INTERGROUP SUB-ADVISORY CONTRACT TO ADD INVESCO ASSET MANAGEMENT (INDIA) PRIVATE LIMITED. | Management | | For | | | For | | | |
| BUCKEYE PARTNERS, L.P. | | | | | | | | | | | | | | | | |
| Security | | | | 118230101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | BPL | | | | | | | | | | Meeting Date | | | | 06-Jun-2017 | |
| ISIN | | | | US1182301010 | | | | | | | | | Agenda | | | | | 934603653 - Management |
| Record Date | | | 10-Apr-2017 | | | | | | | | | | Holding Recon Date | | 10-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 05-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | BARBARA J. DUGANIER | | | | | | | For | | | For | |
| | | 2 | JOSEPH A. LASALA, JR. | | | | | | | For | | | For | |
| | | 3 | LARRY C. PAYNE | | | | | | | | | For | | | For | |
| | | 4 | MARTIN A. WHITE | | | | | | | | | For | | | For | |
| 2. | THE APPROVAL OF THE AMENDMENTS TO THE BUCKEYE PARTNERS, L.P. 2013 LONG-TERM INCENTIVE PLAN, AS DESCRIBED IN OUR PROXY STATEMENT. | Management | | For | | | For | |
| 3. | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS, L.P.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | | For | | | For | |
| 4. | THE APPROVAL, IN AN ADVISORY VOTE, OF THE COMPENSATION OF BUCKEYE'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN OUR PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K. | Management | | For | | | For | |
| 5. | THE VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| DIAMONDBACK ENERGY, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 25278X109 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | FANG | | | | | | | | | Meeting Date | | | | 07-Jun-2017 | |
| ISIN | | | | US25278X1090 | | | | | | | | | Agenda | | | | | 934605962 - Management |
| Record Date | | | 17-Apr-2017 | | | | | | | | | | Holding Recon Date | | 17-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 06-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | STEVEN E. WEST | | | | | | | | | For | | | For | |
| | | 2 | TRAVIS D. STICE | | | | | | | | | For | | | For | |
| | | 3 | MICHAEL P. CROSS | | | | | | | | For | | | For | |
| | | 4 | DAVID L. HOUSTON | | | | | | | | For | | | For | |
| | | 5 | MARK L. PLAUMANN | | | | | | | | For | | | For | |
| 2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | | For | | | For | |
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | | For | | | For | |
| HESS CORPORATION | | | | | | | | | | | | | | | | |
| Security | | | | 42809H107 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | HES | | | | | | | | | | Meeting Date | | | | 07-Jun-2017 | |
| ISIN | | | | US42809H1077 | | | | | | | | | Agenda | | | | | 934610139 - Management |
| Record Date | | | 19-Apr-2017 | | | | | | | | | | Holding Recon Date | | 19-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 06-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: R.F. CHASE | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: T.J. CHECKI | | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: L.S. COLEMAN, JR. | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: J.B. HESS | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: E.E. HOLIDAY | | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: M.S. LIPSCHULTZ | | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: D. MCMANUS | | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: K.O. MEYERS | | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: J.H. QUIGLEY | | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: F.G. REYNOLDS | | | Management | | For | | | For | |
| 1L. | ELECTION OF DIRECTOR: W.G. SCHRADER | | | Management | | For | | | For | |
| 2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 5. | APPROVAL OF THE 2017 LONG TERM INCENTIVE PLAN. | | Management | | For | | | For | |
| 6. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, RECOMMENDING A SCENARIO ANALYSIS REPORT REGARDING CARBON ASSET RISK. | Shareholder | | Against | | | For | |
| GULFPORT ENERGY CORPORATION | | | | | | | | | | | | | | |
| Security | | | | 402635304 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | GPOR | | | | | | | | | Meeting Date | | | | 08-Jun-2017 | |
| ISIN | | | | US4026353049 | | | | | | | | | Agenda | | | | | 934622956 - Management |
| Record Date | | | 19-Apr-2017 | | | | | | | | | | Holding Recon Date | | 19-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 07-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: MICHAEL G. MOORE | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: CRAIG GROESCHEL | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: DAVID L. HOUSTON | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: C. DOUG JOHNSON | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: BEN T. MORRIS | | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: SCOTT E. STRELLER | | Management | | For | | | For | |
| 2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | | For | | | For | |
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT AUDITORS, GRANT THORNTON LLP, FOR FISCAL YEAR 2017 | Management | | For | | | For | |
| 4. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF ADVISORY STOCKHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| ANTERO RESOURCES CORPORATION | | | | | | | | | | | | | | |
| Security | | | | 03674X106 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | AR | | | | | | | | | | Meeting Date | | | | 21-Jun-2017 | |
| ISIN | | | | US03674X1063 | | | | | | | | | Agenda | | | | | 934622235 - Management |
| Record Date | | | 24-Apr-2017 | | | | | | | | | | Holding Recon Date | | 24-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 20-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | PAUL M. RADY | | | | | | | | | | For | | | For | |
| | | 2 | GLEN C. WARREN, JR. | | | | | | | For | | | For | |
| | | 3 | JAMES R. LEVY | | | | | | | | | | For | | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS ANTERO RESOURCES CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| ONEOK, INC. | | | | | | | | | | | | | | | | | | |
| Security | | | | 682680103 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | OKE | | | | | | | | | | Meeting Date | | | | 30-Jun-2017 | |
| ISIN | | | | US6826801036 | | | | | | | | | Agenda | | | | | 934636309 - Management |
| Record Date | | | 19-May-2017 | | | | | | | | | | Holding Recon Date | | 19-May-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 29-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK OF ONEOK, INC. ("ONEOK") IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 31, 2017, BY AND AMONG ONEOK, NEW HOLDINGS SUBSIDIARY, LLC, ONEOK PARTNERS, L.P. AND ONEOK PARTNERS GP, L.L.C. | Management | | For | | | For | |
| 2. | TO APPROVE AN AMENDMENT OF ONEOK'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 600,000,000 TO 1,200,000,000. | Management | | For | | | For | |
| 3. | TO APPROVE THE ADJOURNMENT OF THE ONEOK SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS. | Management | | For | | | For | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| TORTOISE PIPELINE & ENERGY FUND, INC. | |
| | | |
Date: August 25, 2017 | By: | /s/ P. Bradley Adams | |
| | P. Bradley Adams | |
| | Chief Executive Officer, Principal Financial Officer and Treasurer | |
| | | |