UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
811-22585
Tortoise Pipeline & Energy Fund, Inc.
(Exact Name of Registrant as specified in charter)
11550 Ash Street, Suite 300, Leawood, KS 66211
(Address of Principal Executive Offices) (Zip code)
P. Bradley Adams
11550 Ash Street, Suite 300, Leawood, KS 66211
(Name and Address of Agent For Service)
Registrant's telephone number, including area code: 913-981-1020
Date of fiscal year end: November 30
Date of reporting period: July 1, 2018 - June 30, 2019
Item 1. Proxy Voting Record
Vote Summary | |||||||||||||||||||||||||||||||||
CONCHO RESOURCES INC | |||||||||||||||||||||||||||||||||
Security | 20605P101 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | CXO | Meeting Date | 17-Jul-2018 | ||||||||||||||||||||||||||||||
ISIN | US20605P1012 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Approval of the issuance of shares of Concho common stock in connection with the Agreement and Plan of Merger, dated March 27, 2018. | Management | For | For | |||||||||||||||||||||||||||||
RICE MIDSTREAM PARTNERS LP | |||||||||||||||||||||||||||||||||
Security | 762819100 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | RMP | Meeting Date | 20-Jul-2018 | ||||||||||||||||||||||||||||||
ISIN | US7628191006 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | To consider and vote on a proposal to approve the Agreement and Plan of Merger, dated as of April 25, 2018, by and among EQT Midstream Partners, LP, EQT Midstream Services, LLC, EQM Acquisition Sub, LLC, EQM GP Acquisition Sub, LLC, Rice Midstream Partners LP, Rice Midstream Management LLC and, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||||||||||||||||||||||||
THE WILLIAMS COMPANIES, INC. | |||||||||||||||||||||||||||||||||
Security | 969457100 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | WMB | Meeting Date | 09-Aug-2018 | ||||||||||||||||||||||||||||||
ISIN | US9694571004 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | To approve the adoption of an amendment to The Williams Companies, Inc. ("WMB") certificate of incorporation (the "Charter Amendment") to increase the number of authorized shares of capital stock from 990,000,000 shares to 1,500,000,000 shares, consisting of 1,470,000,000 shares of WMB common stock, par value $1.00 per share, and 30,000,000 shares of WMB preferred stock, par value $1.00 per share (the "Charter Amendment Proposal"). | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve, subject to and conditioned upon the effectiveness of the Charter Amendment, the issuance of WMB common stock pursuant to the Agreement and Plan of Merger, dated as of May 16, 2018 (the "Stock Issuance Proposal"). | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve the adjournment of the special meeting from time to time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Charter Amendment Proposal or the Stock Issuance Proposal. | Management | For | For | |||||||||||||||||||||||||||||
CHENIERE ENERGY PARTNERS LP HLDGS LLC | |||||||||||||||||||||||||||||||||
Security | 16411W108 | Meeting Type | Consent | ||||||||||||||||||||||||||||||
Ticker Symbol | CQH | Meeting Date | 20-Sep-2018 | ||||||||||||||||||||||||||||||
ISIN | US16411W1080 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Approval of the merger of CQH with and into Columbia Acquisition Sub LLC (Merger Sub), a wholly owned subsidiary of Cheniere Energy, Inc. (Cheniere), with Merger Sub continuing as the surviving entity, and approval of the Agreement and Plan of Merger, as such agreement may be amended from time to time, by and among Cheniere, Merger Sub and CQH. | Management | For | For | |||||||||||||||||||||||||||||
ENERGY TRANSFER PARTNERS, L.P. | |||||||||||||||||||||||||||||||||
Security | 29278N103 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | ETP | Meeting Date | 18-Oct-2018 | ||||||||||||||||||||||||||||||
ISIN | US29278N1037 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of August 1, 2018 (as may be amended from time to time, the "merger agreement"), by and among Energy Transfer Equity, L.P. ("ETE"), LE GP, LLC, the general partner of ETE, Streamline Merger Sub, LLC, a wholly owned subsidiary of ETE ("ETE Merger Sub"), Energy Transfer Partners, L.P. ("ETP") and Energy Transfer Partners, L.L.C., as the general partner of Energy Transfer Partners GP, L.P., the general partner of ETP, and the transactions contemplated thereby. | Management | For | For | |||||||||||||||||||||||||||||
2. | To consider and vote on a proposal to approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement and the transactions contemplated thereby at the time of the special meeting. | Management | For | For | |||||||||||||||||||||||||||||
DIAMONDBACK ENERGY, INC. | |||||||||||||||||||||||||||||||||
Security | 25278X109 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | FANG | Meeting Date | 27-Nov-2018 | ||||||||||||||||||||||||||||||
ISIN | US25278X1090 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Proposal to approve the issuance of Diamondback Energy, Inc. ("Diamondback") common stock in connection with the merger between a wholly owned subsidiary of Diamondback and Energen Corporation, as contemplated by the merger agreement, dated August 14, 2018. | Management | For | For | |||||||||||||||||||||||||||||
ENBRIDGE ENERGY MANAGEMENT, L.L.C. | |||||||||||||||||||||||||||||||||
Security | 29250X103 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | EEQ | Meeting Date | 17-Dec-2018 | ||||||||||||||||||||||||||||||
ISIN | US29250X1037 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | To approve the Agreement and Plan of Merger, dated as of September 17, 2018 (as it may be amended from time to time, the "EEQ merger agreement"), entered into by and among Enbridge Energy Management, L.L.C. ("EEQ"), Enbridge Inc. ("Enbridge"), Winter Acquisition Sub I, Inc. ("Merger Sub") and, solely for purposes of Article I, Section 2.4 and Article X therein, Enbridge Energy Company, Inc. (the "General Partner") (the "EEQ Merger Proposal"). | Management | Against | Against | |||||||||||||||||||||||||||||
2. | To waive Section 9.01(a)(v) of the Amended and Restated Limited Liability Company Agreement of EEQ, dated as of October 17, 2002, as amended (the "EEQ LLC Agreement"), in connection with the merger provided for in the EEQ merger agreement (the "Waiver Proposal"). | Management | Against | Against | |||||||||||||||||||||||||||||
3. | To adopt an amendment to the EEQ LLC Agreement (a form of which is attached as Exhibit A to the EEQ merger agreement) to increase certain voting rights to which the record holders of all of the outstanding listed shares of EEQ are entitled (the "EEQ LLC Agreement Amendment Proposal"). | Management | Against | Against | |||||||||||||||||||||||||||||
4. | To approve the adjournment of the special meeting from time to time, if necessary to solicit additional proxies if there are not sufficient votes to approve the EEQ Merger Proposal, the Waiver Proposal or the EEQ LLC Agreement Amendment Proposal, at the time of the special meeting. | Management | Against | Against | |||||||||||||||||||||||||||||
5. | To approve the Agreement and Plan of Merger, entered into by and among Enbridge Energy Partners, L.P. ("EEP"), the General Partner, EEQ, Enbridge, Enbridge (U.S.) Inc., Winter Acquisition Sub II, LLC and, solely for purposes of Article I, Article II and Article XI therein, Enbridge US Holdings Inc., in order to determine how the EEP i-units will be voted at the special meeting in which the EEP unitholders will vote on the EEP merger agreement (the "EEP special meeting") on the proposal to approve the EEP merger agreement. | Management | Against | Against | |||||||||||||||||||||||||||||
6. | To approve the adjournment of the EEP special meeting from time to time, if necessary to solicit additional proxies if there are not sufficient votes to approve the EEP merger agreement at the time of the EEP special meeting, in order to determine how the EEP i-units will be voted at the EEP special meeting on the proposal to approve the EEP merger agreement. | Management | Against | Against | |||||||||||||||||||||||||||||
ENLINK MIDSTREAM PARTNERS, LP | |||||||||||||||||||||||||||||||||
Security | 29336U107 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | ENLK | Meeting Date | 23-Jan-2019 | ||||||||||||||||||||||||||||||
ISIN | US29336U1079 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | To approve the Agreement and Plan of Merger, dated as of October 21, 2018 ("Merger Agreement"), by and among EnLink Midstream, LLC ("ENLC"), EnLink Midstream Manager, LLC, the managing member of ENLC, NOLA Merger Sub, LLC, a wholly-owned subsidiary of ENLC ("Merger Sub"), EnLink Midstream Partners, LP ("ENLK"), and EnLink Midstream GP, LLC. | Management | For | For | |||||||||||||||||||||||||||||
2. | To consider and vote upon a proposal to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For | |||||||||||||||||||||||||||||
NEWFIELD EXPLORATION COMPANY | |||||||||||||||||||||||||||||||||
Security | 651290108 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | NFX | Meeting Date | 12-Feb-2019 | ||||||||||||||||||||||||||||||
ISIN | US6512901082 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of October 31, 2018 (as it may be amended from time to time, the "merger agreement"), a copy of which is attached as Annex A to the joint proxy statement/prospectus of which this proxy card is a part, among Newfield Exploration Company ("Newfield"), Encana Corporation, a Canadian corporation ("Encana"), and Neapolitan Merger Corp., a Delaware corporation and an indirect wholly-owned subsidiary of Encana ("Merger Sub"). | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Newfield's named executive officers in connection with the merger. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve the adjournment of the Newfield special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. | Management | For | For | |||||||||||||||||||||||||||||
WESTERN GAS PARTNERS, LP | |||||||||||||||||||||||||||||||||
Security | 958254104 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | WES | Meeting Date | 27-Feb-2019 | ||||||||||||||||||||||||||||||
ISIN | US9582541044 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | To approve the Contribution Agreement and Agreement and Plan of Merger, dated as of November 7, 2018 (the Merger Agreement), by and among Anadarko Petroleum Corporation (Anadarko), Anadarko E&P Onshore LLC, Western Gas Equity Partners, LP (WGP), Western Gas Equity Holdings, LLC, Western Gas Partners, LP (WES), Western Gas Holdings, LLC, Clarity Merger Sub, LLC and other affiliates of Anadarko and WES. Due to systems limitations, please see the proxy statement for the full proposal. | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Merger Agreement and the transactions contemplated thereby, including the Merger, at the time of the special meeting. | Management | For | For | |||||||||||||||||||||||||||||
NOBLE ENERGY, INC. | |||||||||||||||||||||||||||||||||
Security | 655044105 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | NBL | Meeting Date | 23-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US6550441058 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1a. | Election of Directors: Jeffrey L. Berenson | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Directors: Michael A. Cawley | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Directors: James E. Craddock | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Directors: Barbara J. Duganier | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Directors: Thomas J. Edelman | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Directors: Holli C. Ladhani | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Directors: David L. Stover | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Directors: Scott D. Urban | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Directors: William T. Van Kleef | Management | For | For | |||||||||||||||||||||||||||||
2. | To ratify the appointment of the independent auditor by the Company's Audit Committee. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve, in an advisory vote, executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
4. | To approve an amendment and restatement of the Company's 2017 Long-Term Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan from 29 million to 44 million shares. | Management | For | For | |||||||||||||||||||||||||||||
NUSTAR ENERGY L.P. | |||||||||||||||||||||||||||||||||
Security | 67058H102 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | NS | Meeting Date | 23-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US67058H1023 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Election of Directors: | Management | For | For | |||||||||||||||||||||||||||||
01) | J. Dan Bates | ||||||||||||||||||||||||||||||||
02) | James F. Clingman, Jr. | ||||||||||||||||||||||||||||||||
03) | Dan J. Hill | ||||||||||||||||||||||||||||||||
2. | To approve the NuStar Energy L.P. 2019 Long-Term Incentive Plan. | Management | For | For | |||||||||||||||||||||||||||||
3. | To ratify the appointment of KPMG LLP as NuStar Energy L.P.'s independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||||||||||||
4. | To approve an advisory resolution on executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
5. | To recommend, by advisory vote, the frequency of future advisory votes on executive compensation. | Management | 3 Years | For | |||||||||||||||||||||||||||||
MAGELLAN MIDSTREAM PARTNERS,L.P. | |||||||||||||||||||||||||||||||||
Security | 559080106 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | MMP | Meeting Date | 25-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US5590801065 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Election of Directors: | Management | |||||||||||||||||||||||||||||||
01 | Walter R. Arnheim | For | For | ||||||||||||||||||||||||||||||
02 | Lori A. Gobillot | For | For | ||||||||||||||||||||||||||||||
03 | Edward J. Guay | For | For | ||||||||||||||||||||||||||||||
2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | |||||||||||||||||||||||||||||
3. | Ratification of Appointment of Independent Auditor for 2019 | Management | For | For | |||||||||||||||||||||||||||||
EOG RESOURCES, INC. | |||||||||||||||||||||||||||||||||
Security | 26875P101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | EOG | Meeting Date | 29-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US26875P1012 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1a. | Election of Directors: Janet F. Clark | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Directors: Charles R. Crisp | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Directors: Robert P. Daniels | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Directors: James C. Day | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Directors: C. Christopher Gaut | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Directors: Julie J. Robertson | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Directors: Donald F. Textor | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Directors: William R. Thomas | Management | For | For | |||||||||||||||||||||||||||||
2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | For | |||||||||||||||||||||||||||||
ENCANA CORPORATION | |||||||||||||||||||||||||||||||||
Security | 292505104 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | ECA | Meeting Date | 30-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | CA2925051047 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1 | Election of Directors: | Management | |||||||||||||||||||||||||||||||
01 | Peter A. Dea | For | For | ||||||||||||||||||||||||||||||
02 | Fred J. Fowler | For | For | ||||||||||||||||||||||||||||||
03 | Howard J. Mayson | For | For | ||||||||||||||||||||||||||||||
04 | Lee A. McIntire | For | For | ||||||||||||||||||||||||||||||
05 | Margaret A. McKenzie | For | For | ||||||||||||||||||||||||||||||
06 | Steven W. Nance | For | For | ||||||||||||||||||||||||||||||
07 | Suzanne P. Nimocks | For | For | ||||||||||||||||||||||||||||||
08 | Thomas G. Ricks | For | For | ||||||||||||||||||||||||||||||
09 | Brian G. Shaw | For | For | ||||||||||||||||||||||||||||||
10 | Douglas J. Suttles | For | For | ||||||||||||||||||||||||||||||
11 | Bruce G. Waterman | For | For | ||||||||||||||||||||||||||||||
12 | Clayton H. Woitas | For | For | ||||||||||||||||||||||||||||||
2 | APPOINT PRICEWATERHOUSECOOPERS LLP as Independent Auditors at a remuneration to be fixed by the Board of Directors | Management | For | For | |||||||||||||||||||||||||||||
3 | AMEND AND RECONFIRM THE CORPORATION'S SHAREHOLDER RIGHTS PLAN | Management | For | For | |||||||||||||||||||||||||||||
4 | APPROVE A NEW OMNIBUS INCENTIVE PLAN | Management | For | For | |||||||||||||||||||||||||||||
5 | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||||||||||||||||||
CABOT OIL & GAS CORPORATION | |||||||||||||||||||||||||||||||||
Security | 127097103 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | COG | Meeting Date | 01-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US1270971039 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Election of Directors: | Management | For | For | |||||||||||||||||||||||||||||
01 | Dorothy M. Ables | ||||||||||||||||||||||||||||||||
02 | Rhys J. Best | ||||||||||||||||||||||||||||||||
03 | Robert S. Boswell | ||||||||||||||||||||||||||||||||
04 | Amanda M. Brock | ||||||||||||||||||||||||||||||||
05 | Peter B. Delaney | ||||||||||||||||||||||||||||||||
06 | Dan O. Dinges | ||||||||||||||||||||||||||||||||
07 | Robert Kelley | ||||||||||||||||||||||||||||||||
08 | W. Matt Ralls | ||||||||||||||||||||||||||||||||
09 | Marcus A. Watts | ||||||||||||||||||||||||||||||||
2. | To ratify the appointment of the firm PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for its 2019 fiscal year. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve, by non-binding advisory vote, the compensation of our named executive officers. | Management | For | For | |||||||||||||||||||||||||||||
TRANSCANADA CORPORATION | |||||||||||||||||||||||||||||||||
Security | 89353D107 | Meeting Type | Annual and Special Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | TRP | Meeting Date | 03-May-2019 | ||||||||||||||||||||||||||||||
ISIN | CA89353D1078 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1 | Election of Directors: | Management | |||||||||||||||||||||||||||||||
1 | STÉPHAN CRÉTIER | For | For | ||||||||||||||||||||||||||||||
2 | RUSSELL K. GIRLING | For | For | ||||||||||||||||||||||||||||||
3 | S. BARRY JACKSON | For | For | ||||||||||||||||||||||||||||||
4 | RANDY LIMBACHER | For | For | ||||||||||||||||||||||||||||||
5 | JOHN E. LOWE | For | For | ||||||||||||||||||||||||||||||
6 | UNA POWER | For | For | ||||||||||||||||||||||||||||||
7 | MARY PAT SALOMONE | For | For | ||||||||||||||||||||||||||||||
8 | INDIRA V. SAMARASEKERA | For | For | ||||||||||||||||||||||||||||||
9 | D. MICHAEL G. STEWART | For | For | ||||||||||||||||||||||||||||||
10 | SIIM A. VANASELJA | For | For | ||||||||||||||||||||||||||||||
11 | THIERRY VANDAL | For | For | ||||||||||||||||||||||||||||||
12 | STEVEN W. WILLIAMS | For | For | ||||||||||||||||||||||||||||||
2 | RESOLUTION TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||||||||||||||||||||||||
3 | RESOLUTION TO ACCEPT TRANSCANADA'S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | |||||||||||||||||||||||||||||
4 | SPECIAL RESOLUTION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR, TO APPROVE AN AMENDMENT TO THE ARTICLES OF TRANSCANADA, CHANGING THE CORPORATION'S NAME TO: TC ENERGY CORPORATION CORPORATION TC ÉNERGIE | Management | For | For | |||||||||||||||||||||||||||||
5 | RESOLUTION TO CONTINUE AND APPROVE MINOR AMENDMENTS TO THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | |||||||||||||||||||||||||||||
6 | RESOLUTION TO CONSIDER THE SHAREHOLDER PROPOSAL ABOUT INDIGENOUS RELATIONS DISCLOSURE, AS SET FORTH IN SCHEDULE A OF THE MANAGEMENT INFORMATION CIRCULAR. | Shareholder | Against | For | |||||||||||||||||||||||||||||
GIBSON ENERGY INC | |||||||||||||||||||||||||||||||||
Security | 374825206 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | GBNXF | Meeting Date | 07-May-2019 | ||||||||||||||||||||||||||||||
ISIN | CA3748252069 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.1 | ELECTION OF DIRECTORS: JAMES M. ESTEY | Management | For | For | |||||||||||||||||||||||||||||
1.2 | ELECTION OF DIRECTORS: DOUGLAS P. BLOOM | Management | For | For | |||||||||||||||||||||||||||||
1.3 | ELECTION OF DIRECTORS: JAMES J. CLEARY | Management | For | For | |||||||||||||||||||||||||||||
1.4 | ELECTION OF DIRECTORS: JOHN L. FESTIVAL | Management | For | For | |||||||||||||||||||||||||||||
1.5 | ELECTION OF DIRECTORS: SUSAN C. JONES | Management | For | For | |||||||||||||||||||||||||||||
1.6 | ELECTION OF DIRECTORS: MARSHALL L. MCRAE | Management | For | For | |||||||||||||||||||||||||||||
1.7 | ELECTION OF DIRECTORS: MARY ELLEN PETERS | Management | For | For | |||||||||||||||||||||||||||||
1.8 | ELECTION OF DIRECTORS: STEVEN R. SPAULDING | Management | For | For | |||||||||||||||||||||||||||||
2 | APPOINTMENT OF AUDITORS: TO PASS A RESOLUTION APPOINTING PRICEWATERHOUSECOOPERS LLP AS OUR AUDITORS, TO SERVE AS OUR AUDITORS UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||||||||||||||||||||||||
3 | EXECUTIVE COMPENSATION: TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS AN ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | For | For | |||||||||||||||||||||||||||||
4 | LONG TERM INCENTIVE PLAN: TO CONSIDER AND, IF THOUGHT ADVISABLE, APPROVE ALL UNALLOCATED AWARDS UNDER OUR LONG-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | For | For | |||||||||||||||||||||||||||||
CIMAREX ENERGY CO. | |||||||||||||||||||||||||||||||||
Security | 171798101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | XEC | Meeting Date | 08-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US1717981013 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.01 | Election of Class II directors: Hans Helmerich | Management | For | For | |||||||||||||||||||||||||||||
1.02 | Election of Class II directors: Harold R. Logan, Jr. | Management | For | For | |||||||||||||||||||||||||||||
1.03 | Election of Class II directors: Monroe W. Robertson | Management | For | For | |||||||||||||||||||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | |||||||||||||||||||||||||||||
3. | Approve 2019 Equity Incentive Plan | Management | For | For | |||||||||||||||||||||||||||||
4. | Ratify the appointment of KPMG LLP as our independent auditors for 2019 | Management | For | For | |||||||||||||||||||||||||||||
ENBRIDGE INC. | |||||||||||||||||||||||||||||||||
Security | 29250N105 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | ENB | Meeting Date | 08-May-2019 | ||||||||||||||||||||||||||||||
ISIN | CA29250N1050 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.01 | Election of Directors: Pamela L. Carter | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.02 | Election of Directors: Marcel R. Coutu | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.03 | Election of Directors: Susan M. Cunningham | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.04 | Election of Directors: Gregory L. Ebel | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.05 | Election of Directors: J. Herb England | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.06 | Election of Directors: Charles W. Fischer | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.07 | Election of Directors: V. Maureen Kempston Darkes | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.08 | Election of Directors: Teresa S. Madden | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.09 | Election of Directors: Al Monaco | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.10 | Election of Directors: Michael E.J. Phelps | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.11 | Election of Directors: Dan C. Tutcher | Management | Abstain | Against | |||||||||||||||||||||||||||||
1.12 | Election of Directors: Catherine L. Williams | Management | Abstain | Against | |||||||||||||||||||||||||||||
2. | Appoint the auditors: Appoint PricewaterhouseCoopers LLP as auditors at remuneration to be fixed by the Board of Directors. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approve the Enbridge Inc. 2019 Long Term Incentive Plan and ratify the grants of stock options thereunder. | Management | For | For | |||||||||||||||||||||||||||||
4. | Advisory vote to approve compensation of Named Executive Officers. | Management | For | For | |||||||||||||||||||||||||||||
INTER PIPELINE LTD | |||||||||||||||||||||||||||||||||
Security | 45833V109 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | IPPLF | Meeting Date | 09-May-2019 | ||||||||||||||||||||||||||||||
ISIN | CA45833V1094 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.1 | ELECTION OF DIRECTORS RICHARD SHAW | Management | For | For | |||||||||||||||||||||||||||||
1.2 | ELECTION OF DIRECTORS: CHRISTIAN BAYLE | Management | For | For | |||||||||||||||||||||||||||||
1.3 | ELECTION OF DIRECTORS: PETER CELLA | Management | For | For | |||||||||||||||||||||||||||||
1.4 | ELECTION OF DIRECTORS: JULIE DILL | Management | For | For | |||||||||||||||||||||||||||||
1.5 | ELECTION OF DIRECTORS: DUANE KEINICK | Management | For | For | |||||||||||||||||||||||||||||
1.6 | ELECTION OF DIRECTORS: ARTHUR KORPACH | Management | For | For | |||||||||||||||||||||||||||||
1.7 | ELECTION OF DIRECTORS: ALISON TAYLOR LOVE | Management | For | For | |||||||||||||||||||||||||||||
1.8 | ELECTION OF DIRECTORS: MARGARET MCKENZIE | Management | For | For | |||||||||||||||||||||||||||||
1.9 | ELECTION OF DIRECTORS: WILLIAM ROBERTSON | Management | For | For | |||||||||||||||||||||||||||||
1.10 | ELECTION OF DIRECTORS: BRANT SANGSTER | Management | For | For | |||||||||||||||||||||||||||||
2 | THE AUDIT COMMITTEE AND THE BOARD PROPOSE THAT ERNST & YOUNG LLP (EY) BE APPOINTED AS AUDITORS TO SERVE UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS. THE AUDIT COMMITTEE WILL RECOMMEND EY'S COMPENSATION TO THE BOARD FOR ITS REVIEW AND APPROVAL | Management | For | For | |||||||||||||||||||||||||||||
3 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS OF IPL, THAT THE SHAREHOLDERS OF IPL ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN IPL'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2019 ANNUAL MEETING OF SHAREHOLDERS | Management | For | For | |||||||||||||||||||||||||||||
THE WILLIAMS COMPANIES, INC. | |||||||||||||||||||||||||||||||||
Security | 969457100 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | WMB | Meeting Date | 09-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US9694571004 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.01 | Election of Directors: Alan S. Armstrong | Management | For | For | |||||||||||||||||||||||||||||
1.02 | Election of Directors: Stephen W. Bergstrom | Management | For | For | |||||||||||||||||||||||||||||
1.03 | Election of Directors: Nancy K. Buese | Management | For | For | |||||||||||||||||||||||||||||
1.04 | Election of Directors: Stephen I. Chazen | Management | For | For | |||||||||||||||||||||||||||||
1.05 | Election of Directors: Charles I. Cogut | Management | For | For | |||||||||||||||||||||||||||||
1.06 | Election of Directors: Kathleen B. Cooper | Management | For | For | |||||||||||||||||||||||||||||
1.07 | Election of Directors: Michael A. Creel | Management | For | For | |||||||||||||||||||||||||||||
1.08 | Election of Directors: Vicki L. Fuller | Management | For | For | |||||||||||||||||||||||||||||
1.09 | Election of Directors: Peter A. Ragauss | Management | For | For | |||||||||||||||||||||||||||||
1.10 | Election of Directors: Scott D. Sheffield | Management | For | For | |||||||||||||||||||||||||||||
1.11 | Election of Directors: Murray D. Smith | Management | For | For | |||||||||||||||||||||||||||||
1.12 | Election of Directors: William H. Spence | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of Ernst & Young LLP as auditors for 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval, by nonbinding advisory vote, of the Company's executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
GASLOG PARTNERS LP | |||||||||||||||||||||||||||||||||
Security | Y2687W108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | GLOP | Meeting Date | 10-May-2019 | ||||||||||||||||||||||||||||||
ISIN | MHY2687W1084 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | To elect Robert B. Allardice III as class I Director to serve for three-year term until the 2022 annual meeting or until his successor has been elected or appointed. | Management | For | For | |||||||||||||||||||||||||||||
2. | To ratify the appointment of Deloitte LLP as our independent auditors for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
RANGE RESOURCES CORPORATION | |||||||||||||||||||||||||||||||||
Security | 75281A109 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | RRC | Meeting Date | 15-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US75281A1097 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1a. | Election of Directors: Brenda A. Cline | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Directors: Anthony V. Dub | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Directors: James M. Funk | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Directors: Steve D. Gray | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Directors: Christopher A. Helms | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Directors: Greg G. Maxwell | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Directors: Steffen E. Palko | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Directors: Jeffrey L. Ventura | Management | For | For | |||||||||||||||||||||||||||||
2. | A non-binding proposal to approve executive compensation philosophy ("Say-on-Pay"). | Management | For | For | |||||||||||||||||||||||||||||
3. | To consider and vote on a proposal to adopt the Company's 2019 Equity-Based Compensation Plan. | Management | For | For | |||||||||||||||||||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm as of and for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
PLAINS GP HOLDINGS, L.P. | |||||||||||||||||||||||||||||||||
Security | 72651A207 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | PAGP | Meeting Date | 15-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US72651A2078 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | The election of two Class II directors to serve on the Board until 2022 annual meeting. | Management | For | For | |||||||||||||||||||||||||||||
Victor Burk | |||||||||||||||||||||||||||||||||
Gary R. Petersen | |||||||||||||||||||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | The approval, on a non-binding advisory basis, of our named executive officer compensation. | Management | For | For | |||||||||||||||||||||||||||||
SEMGROUP CORPORATION | |||||||||||||||||||||||||||||||||
Security | 81663A105 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | SEMG | Meeting Date | 15-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US81663A1051 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Election of Directors: | Management | For | For | |||||||||||||||||||||||||||||
01 | Ronald A. Ballschmiede | ||||||||||||||||||||||||||||||||
02 | Sarah M. Barpoulis | ||||||||||||||||||||||||||||||||
03 | Carlin G. Conner | ||||||||||||||||||||||||||||||||
04 | Karl F. Kurz | ||||||||||||||||||||||||||||||||
05 | James H. Lytal | ||||||||||||||||||||||||||||||||
06 | William J. McAdam | ||||||||||||||||||||||||||||||||
07 | Thomas R. McDaniel | ||||||||||||||||||||||||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of the company's named executive officers. | Management | For | For | |||||||||||||||||||||||||||||
3. | Ratification of Grant Thornton LLP as independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||||||||||||
4. | To approve the SemGroup Corporation Equity Incentive Plan, as Amended and Restated, to increase the number of shares available for issuance under the plan by 3,600,000 shares and make certain other changes to the terms of the plan as described in Proposal 4 of the Proxy Statement. | Management | For | For | |||||||||||||||||||||||||||||
CONCHO RESOURCES INC | |||||||||||||||||||||||||||||||||
Security | 20605P101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | CXO | Meeting Date | 16-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US20605P1012 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1A | Election of Directors: Steven D. Gray | Management | For | For | |||||||||||||||||||||||||||||
1B | Election of Directors: Susan J. Helms | Management | For | For | |||||||||||||||||||||||||||||
1C | Election of Directors: Gary A. Merriman | Management | For | For | |||||||||||||||||||||||||||||
2. | To ratify the selection of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval of the Concho Resources Inc. 2019 Stock Incentive Plan. | Management | For | For | |||||||||||||||||||||||||||||
4. | Advisory vote to approve named executive officer compensation ("say-on-pay"). | Management | For | For | |||||||||||||||||||||||||||||
LAREDO PETROLEUM, INC. | |||||||||||||||||||||||||||||||||
Security | 516806106 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | LPI | Meeting Date | 16-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US5168061068 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Election of Directors: | Management | For | For | |||||||||||||||||||||||||||||
01) | Frances Powell Hawes | ||||||||||||||||||||||||||||||||
02) | Pamela S. Pierce | ||||||||||||||||||||||||||||||||
2. | Approval of an amendment to the Laredo Petroleum, Inc. Omnibus Equity Incentive Plan to, among other items, increase the number of shares of common stock issuable under the plan from 24,350,000 to 29,850,000. | Management | For | For | |||||||||||||||||||||||||||||
3. | The ratification of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019 | Management | For | For | |||||||||||||||||||||||||||||
4. | Advisory vote to approve the compensation of the named executive officers. | Management | For | For | |||||||||||||||||||||||||||||
CONTINENTAL RESOURCES, INC. | |||||||||||||||||||||||||||||||||
Security | 212015101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | CLR | Meeting Date | 16-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US2120151012 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Election of Directors: | Management | For | For | |||||||||||||||||||||||||||||
Harold G. Hamm | |||||||||||||||||||||||||||||||||
John T. McNabb, II | |||||||||||||||||||||||||||||||||
2. | Ratification of selection of Grant Thornton LLP as independent registered public accounting firm. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approve, by a non-binding vote, the compensation of the named executive officers. | Management | For | For | |||||||||||||||||||||||||||||
4. | Publish long-term assessment of impact of measures to limit global temperature rise to two degrees Celsius. | Shareholder | Against | For | |||||||||||||||||||||||||||||
WPX ENERGY, INC. | |||||||||||||||||||||||||||||||||
Security | 98212B103 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | WPX | Meeting Date | 16-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US98212B1035 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.01 | Election of Directors: John A Carrig | Management | For | For | |||||||||||||||||||||||||||||
1.02 | Election of Directors: Robert K Herdman | Management | For | For | |||||||||||||||||||||||||||||
1.03 | Election of Directors: Kelt Kindick | Management | For | For | |||||||||||||||||||||||||||||
1.04 | Election of Directors: Karl F. Kurz | Management | For | For | |||||||||||||||||||||||||||||
1.05 | Election of Directors: Henry E. Lentz | Management | For | For | |||||||||||||||||||||||||||||
1.06 | Election of Directors: Kimberly S. Lubel | Management | For | For | |||||||||||||||||||||||||||||
1.07 | Election of Directors: Richard E. Muncrief | Management | For | For | |||||||||||||||||||||||||||||
1.08 | Election of Directors: Valerie M. Williams | Management | For | For | |||||||||||||||||||||||||||||
1.09 | Election of Directors: David F. Work | Management | For | For | |||||||||||||||||||||||||||||
2. | Say on Pay - An advisory vote on the approval of executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
3. | Say When on Pay - An advisory vote on the approval of the frequency of stockholder votes on executive compensation. | Management | 1 Year | For | |||||||||||||||||||||||||||||
4. | Proposal to ratify the appointment of Ernst & Young LLP as the independent public accounting firm for the Company for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
PIONEER NATURAL RESOURCES COMPANY | |||||||||||||||||||||||||||||||||
Security | 723787107 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | PXD | Meeting Date | 16-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US7237871071 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.01 | Election of Directors: Edison C. Buchanan | Management | For | For | |||||||||||||||||||||||||||||
1.02 | Election of Directors: Andrew F. Cates | Management | For | For | |||||||||||||||||||||||||||||
1.03 | Election of Directors: Phillip A. Gobe | Management | For | For | |||||||||||||||||||||||||||||
1.04 | Election of Directors: Larry R. Grillot | Management | For | For | |||||||||||||||||||||||||||||
1.05 | Election of Directors: Stacy P. Methvin | Management | For | For | |||||||||||||||||||||||||||||
1.06 | Election of Directors: Royce W. Mitchell | Management | For | For | |||||||||||||||||||||||||||||
1.07 | Election of Directors: Frank A. Risch | Management | For | For | |||||||||||||||||||||||||||||
1.08 | Election of Directors: Scott D. Sheffield | Management | For | For | |||||||||||||||||||||||||||||
1.09 | Election of Directors: Mona K. Sutphen | Management | For | For | |||||||||||||||||||||||||||||
1.10 | Election of Directors: J. Kenneth Thompson | Management | For | For | |||||||||||||||||||||||||||||
1.11 | Election of Directors: Phoebe A. Wood | Management | For | For | |||||||||||||||||||||||||||||
1.12 | Election of Directors: Michael D. Wortley | Management | For | For | |||||||||||||||||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 | Management | For | For | |||||||||||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||||||||||||||||||||||
CARRIZO OIL & GAS, INC. | |||||||||||||||||||||||||||||||||
Security | 144577103 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | CRZO | Meeting Date | 16-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US1445771033 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.1 | Election of Directors: S.P. Johnson IV | Management | For | For | |||||||||||||||||||||||||||||
1.2 | Election of Directors: Steven A. Webster | Management | For | For | |||||||||||||||||||||||||||||
1.3 | Election of Directors: F. Gardner Parker | Management | For | For | |||||||||||||||||||||||||||||
1.4 | Election of Directors: Frances Aldrich Sevilla-Sacasa | Management | For | For | |||||||||||||||||||||||||||||
1.5 | Election of Directors: Thomas L. Carter, Jr. | Management | For | For | |||||||||||||||||||||||||||||
1.6 | Election of Directors: Robert F. Fulton | Management | For | For | |||||||||||||||||||||||||||||
1.7 | Election of Directors: Roger A. Ramsey | Management | For | For | |||||||||||||||||||||||||||||
1.8 | Election of Directors: Frank A. Wojtek | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve an amendment and restatement of the 2017 Incentive Plan of Carrizo Oil & Gas, Inc. to increase the shares authorized for issuance and make other changes | Management | For | For | |||||||||||||||||||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019 | Management | For | For | |||||||||||||||||||||||||||||
ONEOK, INC. | |||||||||||||||||||||||||||||||||
Security | 682680103 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | OKE | Meeting Date | 22-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US6826801036 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.01 | Election of directors: Brian L. Derksen | Management | For | For | |||||||||||||||||||||||||||||
1.02 | Election of directors: Julie H. Edwards | Management | For | For | |||||||||||||||||||||||||||||
1.03 | Election of directors: John W. Gibson | Management | For | For | |||||||||||||||||||||||||||||
1.04 | Election of directors: Mark W. Helderman | Management | For | For | |||||||||||||||||||||||||||||
1.05 | Election of directors: Randall J. Larson | Management | For | For | |||||||||||||||||||||||||||||
1.06 | Election of directors: Steven J. Malcolm | Management | For | For | |||||||||||||||||||||||||||||
1.07 | Election of directors: Jim W. Mogg | Management | For | For | |||||||||||||||||||||||||||||
1.08 | Election of directors: Pattye L. Moore | Management | For | For | |||||||||||||||||||||||||||||
1.09 | Election of directors: Gary D. Parker | Management | For | For | |||||||||||||||||||||||||||||
1.10 | Election of directors: Eduardo A. Rodriguez | Management | For | For | |||||||||||||||||||||||||||||
1.11 | Election of directors: Terry K. Spencer | Management | For | For | |||||||||||||||||||||||||||||
2 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
PARSLEY ENERGY, INC. | |||||||||||||||||||||||||||||||||
Security | 701877102 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | PE | Meeting Date | 24-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US7018771029 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1A | Election of Directors: William Browning | Management | For | For | |||||||||||||||||||||||||||||
1B | Election of Directors: David H. Smith | Management | For | For | |||||||||||||||||||||||||||||
1C | Election of Directors: Jerry Windlinger | Management | For | For | |||||||||||||||||||||||||||||
2 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3 | To approve, on a non-binding advisory basis, the Company's named executive officer compensation for the fiscal year ended December 31, 2018. | Management | For | For | |||||||||||||||||||||||||||||
PDC ENERGY, INC. | |||||||||||||||||||||||||||||||||
Security | 69327R101 | Meeting Type | Contested-Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | PDCE | Meeting Date | 29-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US69327R1014 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Election of Directors: | Management | For | For | |||||||||||||||||||||||||||||
(01) | Barton R. Brookman | ||||||||||||||||||||||||||||||||
(02) | Mark E. Ellis | ||||||||||||||||||||||||||||||||
(03) | Larry F. Mazza | ||||||||||||||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers ("Say-on-Pay"). | Management | For | For | |||||||||||||||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
TARGA RESOURCES CORP. | |||||||||||||||||||||||||||||||||
Security | 87612G101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TRGP | Meeting Date | 30-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US87612G1013 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.01 | Election of Directors: Waters S. Davis, IV | Management | For | For | |||||||||||||||||||||||||||||
1.02 | Election of Directors: Rene R. Joyce | Management | For | For | |||||||||||||||||||||||||||||
1.03 | Election of Directors: Chris Tong | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers, as disclosed in the proxy statement pursuant to the compensation disclosure rules of the SEC. | Management | For | For | |||||||||||||||||||||||||||||
PEMBINA PIPELINE CORP | |||||||||||||||||||||||||||||||||
Security | 706327103 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | PBA | Meeting Date | 31-May-2019 | ||||||||||||||||||||||||||||||
ISIN | CA7063271034 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1.1 | ELECTION OF DIRECTORS: ANNE-MARIE N. AINSWORTH | Management | For | For | |||||||||||||||||||||||||||||
1.2 | ELECTION OF DIRECTORS: MICHAEL H. DILGER | Management | For | For | |||||||||||||||||||||||||||||
1.3 | ELECTION OF DIRECTORS: RANDALL J. FINDLAY | Management | For | For | |||||||||||||||||||||||||||||
1.4 | ELECTION OF DIRECTORS: MAUREEN E. HOWE | Management | For | For | |||||||||||||||||||||||||||||
1.5 | ELECTION OF DIRECTORS: GORDON J. KERR | Management | For | For | |||||||||||||||||||||||||||||
1.6 | ELECTION OF DIRECTORS: DAVID M.B. LEGRESLEY | Management | For | For | |||||||||||||||||||||||||||||
1.7 | ELECTION OF DIRECTORS: ROBERT B. MICHALESKI | Management | For | For | |||||||||||||||||||||||||||||
1.8 | ELECTION OF DIRECTORS: LESLIE A. O'DONOGHUE | Management | For | For | |||||||||||||||||||||||||||||
1.9 | ELECTION OF DIRECTORS: BRUCE D. RUBIN | Management | For | For | |||||||||||||||||||||||||||||
1.10 | ELECTION OF DIRECTORS: JEFFREY T. SMITH | Management | For | For | |||||||||||||||||||||||||||||
1.11 | ELECTION OF DIRECTORS: HENRY W. SYKES | Management | For | For | |||||||||||||||||||||||||||||
2 | TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING FINANCIAL YEAR AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
3 | TO VOTE ON THE CONTINUATION OF THE CORPORATION'S SHAREHOLDER RIGHTS PLAN, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | For | For | |||||||||||||||||||||||||||||
4 | TO VOTE ON THE AMENDMENT TO THE CORPORATION'S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED CLASS A PREFERRED SHARES, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | For | For | |||||||||||||||||||||||||||||
5 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Management | For | For | |||||||||||||||||||||||||||||
BUCKEYE PARTNERS, L.P. | |||||||||||||||||||||||||||||||||
Security | 118230101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | BPL | Meeting Date | 04-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US1182301010 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Election of Directors: | Management | For | For | |||||||||||||||||||||||||||||
Oliver G. Richard, III | |||||||||||||||||||||||||||||||||
Clark C. Smith | |||||||||||||||||||||||||||||||||
Frank S. Sowinski | |||||||||||||||||||||||||||||||||
2. | The ratification of the selection of Deloitte & Touche LLP as Buckeye Partners, L.P.'s independent registered public accountants for 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | The approval, in an advisory vote, of the compensation of Buckeye's named executive officers as described in our proxy statement pursuant to Item 402 of Regulation S-K. | Management | For | For | |||||||||||||||||||||||||||||
DIAMONDBACK ENERGY, INC. | |||||||||||||||||||||||||||||||||
Security | 25278X109 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | FANG | Meeting Date | 06-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US25278X1090 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1A | Election of Directors: Steven E. West | Management | For | For | |||||||||||||||||||||||||||||
1B | Election of Directors: Travis D. Stice | Management | For | For | |||||||||||||||||||||||||||||
1C | Election of Directors: Michael L. Hollis | Management | For | For | |||||||||||||||||||||||||||||
1D | Election of Directors: Michael P. Cross | Management | For | For | |||||||||||||||||||||||||||||
1E | Election of Directors: David L. Houston | Management | For | For | |||||||||||||||||||||||||||||
1F | Election of Directors: Mark L. Plaumann | Management | For | For | |||||||||||||||||||||||||||||
1G | Election of Directors: Melanie M. Trent | Management | For | For | |||||||||||||||||||||||||||||
2. | Proposal to approve the Company's 2019 Amended and Restated Equity Incentive Plan | Management | For | For | |||||||||||||||||||||||||||||
3. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers | Management | For | For | |||||||||||||||||||||||||||||
4. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2019 | Management | For | For | |||||||||||||||||||||||||||||
EQUITRANS MIDSTREAM CORPORATION | |||||||||||||||||||||||||||||||||
Security | 294600101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | ETRN | Meeting Date | 11-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US2946001011 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Election of Directors: | Management | For | For | |||||||||||||||||||||||||||||
Vicky A. Bailey | |||||||||||||||||||||||||||||||||
Kenneth M. Burke | |||||||||||||||||||||||||||||||||
Margaret K. Dorman | |||||||||||||||||||||||||||||||||
Thomas F. Karam | |||||||||||||||||||||||||||||||||
David L. Porges | |||||||||||||||||||||||||||||||||
Norman J. Szydlowski | |||||||||||||||||||||||||||||||||
Robert F. Vagt | |||||||||||||||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers for 2018. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |||||||||||||||||||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||||||||||||
ANTERO RESOURCES CORPORATION | |||||||||||||||||||||||||||||||||
Security | 03674X106 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | AR | Meeting Date | 19-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US03674X1063 | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||||||||
1. | Election of Directors: | Management | For | For | |||||||||||||||||||||||||||||
01 | Robert J. Clark | ||||||||||||||||||||||||||||||||
02 | Benjamin A. Hardesty | ||||||||||||||||||||||||||||||||
2. | To ratify the appointment of KPMG LLP as Antero Resources Corporation's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TORTOISE PIPELINE & ENERGY FUND, INC. | |||
Date: August 29, 2019 | By: | /s/ P. Bradley Adams P. Bradley Adams Chief Executive Officer, Principal Financial Officer and Treasurer |