UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22626
SALIENT MIDSTREAM & MLP FUND
(Exact name of registrant as specified in charter)
4265 San Felipe, 8th Floor
Houston, TX 77027
(Address of principal executive offices) (Zip code)
Gregory A. Reid, Principal Executive Officer Salient Midstream & MLP fund 4265 San Felipe, 8th Floor Houston, TX 77027 (Name and address of agent for service) | With a Copy To: George J. Zornada K&L Gates LLP State Street Financial Center One Lincoln St. Boston, MA 02111-2950 (617) 261-3231 |
Registrant’s Telephone Number, including Area Code: (713) 993-4001
Date of fiscal year end: November 30
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1 – Proxy Voting Record.
Salient Midstream & MLP Fund
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by Issuer or Security Holder | Voted | Vote Cast | For or Against Management | ||||||||
| ANDEAVOR LOGISTICS LP | ANDX | 03350F106 | 29-Jul-2019 | Approval of the merger of MPLX MAX LLC, a Delaware limited liability company and a wholly owned subsidiary of MPLX, with and into ANDX, with ANDX continuing as the surviving entity (the “Merger”), and adoption and approval of the Agreement and Plan of Merger, dated as of May 7, 2019, as such agreement may be amended from time to time, by and among ANDX, Tesoro Logistics GP, LLC, MPLX, MPLX GP LLC, and MPLX MAX LLC, and the transactions contemplated thereby. | Management | Yes | F | F | ||||||||
| ANDEAVOR LOGISTICS LP | ANDX | 03350F106 | 29-Jul-2019 | Approval, on an advisory (non-binding) basis, of the compensation that may be paid or become payable to ANDX’s named executive officers in connection with the Merger. | Management | Yes | F | F | ||||||||
| ANDEAVOR LOGISTICS LP | ANDX | 03350F106 | 29-Jul-2019 | Approval of the merger of MPLX MAX LLC, a Delaware limited liability company and a wholly owned subsidiary of MPLX, with and into ANDX, with ANDX continuing as the surviving entity (the “Merger”), and adoption and approval of the Agreement and Plan of Merger, dated as of May 7, 2019, as such agreement may be amended from time to time, by and among ANDX, Tesoro Logistics GP, LLC, MPLX, MPLX GP LLC, and MPLX MAX LLC, and the transactions contemplated thereby. | Management | Yes | F | F | ||||||||
| ANDEAVOR LOGISTICS LP | ANDX | 03350F106 | 29-Jul-2019 | Approval, on an advisory (non-binding) basis, of the compensation that may be paid or become payable to ANDX’s named executive officers in connection with the Merger. | Management | Yes | F | F | ||||||||
| GOLAR LNG PARTNERS LP | GMLP | Y2745C102 | 27-Sep-2019 | To elect Alf Thorkildsen as a Class I Director of the Partnership whose term will expire at the 2022 Annual Meeting of Limited Partners. | Management | Yes | F | F | ||||||||
| GOLAR LNG PARTNERS LP | GMLP | Y2745C102 | 27-Sep-2019 | To elect Alf Thorkildsen as a Class I Director of the Partnership whose term will expire at the 2022 Annual Meeting of Limited Partners. | Management | Yes | F | F | ||||||||
| SEMGROUP CORPORATION | SEMG | 81663A105 | 04-Dec-2019 | To approve any adjournment of the special meeting, if necessary, to solicit additional proxies in favor of the merger proposal. | Management | Yes | F | F | ||||||||
| SEMGROUP CORPORATION | SEMG | 81663A105 | 04-Dec-2019 | To approve and adopt the Agreement and Plan of Merger dated as of September 15, 2019 (the “merger agreement”), by and among SemGroup Corporation (the “Company”), Energy Transfer LP (“Energy Transfer”) and Nautilus Merger Sub LLC (“Merger Sub”), pursuant to which, among other things, Merger Sub will be merged with and into the Company (the “merger”), with the Company surviving the merger as a direct wholly owned subsidiary of Energy Transfer (the “merger proposal”). | Management | Yes | F | F | ||||||||
| SEMGROUP CORPORATION | SEMG | 81663A105 | 04-Dec-2019 | To approve, on an advisory (non-binding) basis, the specified compensation that may be received by the Company’s named executive officers in connection with the merger. | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 23-Apr-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 23-Apr-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 23-Apr-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 23-Apr-2020 | Ratification of Appointment of Independent Registered Public Accounting Firm for 2020. | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 23-Apr-2020 | Advisory Resolution to Approve Executive Compensation. | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Ratification of Ernst & Young LLP as auditors for 2020. | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Approval of the Amendment to The Williams Companies, Inc. 2007 Employee Stock Purchase Plan. | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: Alan S. Armstrong | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: Stephen W. Bergstrom | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: Nancy K. Buese | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: Stephen I. Chazen | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: Charles I. Cogut | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: Michael A. Creel | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: Vicki L. Fuller | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: Peter A. Ragauss | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: Scott D. Sheffield | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: Murray D. Smith | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Election of Director: William H. Spence | Management | Yes | F | F | ||||||||
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by Issuer or Security Holder | Voted | Vote Cast | For or Against Management | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Approval of the Amendment to The Williams Companies, Inc. 2007 Incentive Plan. | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 28-Apr-2020 | Approval, by nonbinding advisory vote, of the Company’s executive compensation. | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | RESOLUTION TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 01-May-2020 | RESOLUTION TO ACCEPT TC ENERGY’S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | APPOINT THE AUDITORS APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF ENBRIDGE AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | AMEND, RECONFIRM AND APPROVE THE SHAREHOLDER RIGHTS PLAN OF ENBRIDGE | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | RATIFY, CONFIRM AND APPROVE THE AMENDMENTS TO GENERAL BY-LAW NO. 1 OF ENBRIDGE | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by Issuer or Security Holder | Voted | Vote Cast | For or Against Management | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | ADVISORY VOTE TO APPROVE ENBRIDGE’S APPROACH TO EXECUTIVE COMPENSATION | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | APPOINT THE AUDITORS APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF ENBRIDGE AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | AMEND, RECONFIRM AND APPROVE THE SHAREHOLDER RIGHTS PLAN OF ENBRIDGE | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | RATIFY, CONFIRM AND APPROVE THE AMENDMENTS TO GENERAL BY-LAW NO. 1 OF ENBRIDGE | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2020 | ADVISORY VOTE TO APPROVE ENBRIDGE’S APPROACH TO EXECUTIVE COMPENSATION | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | To appoint KPMG LLP, Chartered Professional Accountants, as the auditors of the Corporation for the ensuing financial year at a remuneration to be fixed by the Board of Directors. | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | Approve an amendment to existing by-laws. | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | Approve the adoption of the advance notice by-law. | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 08-May-2020 | To accept the approach to executive compensation as disclosed in the accompanying management proxy circular. | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020 | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Richard D. Kinder | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Steven J. Kean | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Kimberly A. Dang | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Ted A. Gardner | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Anthony W. Hall, Jr. | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Gary L. Hultquist | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Ronald L. Kuehn, Jr. | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Deborah A. Macdonald | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Michael C. Morgan | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Arthur C. Reichstetter | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Fayez Sarofim | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: C. Park Shaper | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: William A. Smith | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Joel V. Staff | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Robert F. Vagt | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Perry M. Waughtal | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | Yes | N | A | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020 | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Richard D. Kinder | Management | Yes | F | F | ||||||||
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by Issuer or Security Holder | Voted | Vote Cast | For or Against Management | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Steven J. Kean | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Kimberly A. Dang | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Ted A. Gardner | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Anthony W. Hall, Jr. | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Gary L. Hultquist | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Ronald L. Kuehn, Jr. | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Deborah A. Macdonald | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Michael C. Morgan | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Arthur C. Reichstetter | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Fayez Sarofim | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: C. Park Shaper | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: William A. Smith | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Joel V. Staff | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Robert F. Vagt | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Election of Director: Perry M. Waughtal | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | Yes | N | A | ||||||||
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by Issuer or Security Holder | Voted | Vote Cast | For or Against Management | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 14-May-2020 | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2020. | Management | Yes | F | F | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 14-May-2020 | Election of Director: Amanda Brock | Management | Yes | F | F | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 14-May-2020 | Election of Director: Norman H. Brown, Jr. | Management | Yes | F | F | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 14-May-2020 | Election of Director: Christopher Frost | Management | Yes | F | F | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 14-May-2020 | Election of Director: Maria Jelescu-Dreyfus | Management | Yes | F | F | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 14-May-2020 | Election of Director: Ronald Kirk | Management | Yes | F | F | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 14-May-2020 | Election of Director: H.E. (Jack) Lentz | Management | Yes | F | F | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 14-May-2020 | Election of Director: Ouma Sananikone | Management | Yes | F | F | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | MIC | 55608B105 | 14-May-2020 | The approval, on an advisory basis, of executive compensation. | Management | Yes | N | A | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 19-May-2020 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2020. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 19-May-2020 | Election of Director: Charles R. Crisp | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 19-May-2020 | Election of Director: Laura C. Fulton | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 19-May-2020 | Election of Director: James W. Whalen | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 19-May-2020 | Approval, on an advisory basis, of the compensation of the Company’s named executive officers, as disclosed in the proxy statement pursuant to the compensation disclosure rules of the SEC. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 19-May-2020 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2020. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 19-May-2020 | Election of Director: Charles R. Crisp | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 19-May-2020 | Election of Director: Laura C. Fulton | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 19-May-2020 | Election of Director: James W. Whalen | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 19-May-2020 | Approval, on an advisory basis, of the compensation of the Company’s named executive officers, as disclosed in the proxy statement pursuant to the compensation disclosure rules of the SEC. | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2020. | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Brian L. Derksen | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Julie H. Edwards | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: John W. Gibson | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Mark W. Helderman | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Randall J. Larson | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Steven J. Malcolm | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Jim W. Mogg | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Pattye L. Moore | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Gary D. Parker | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Eduardo A. Rodriguez | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Terry K. Spencer | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | An advisory vote to approve ONEOK, Inc.’s executive compensation. | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2020. | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Brian L. Derksen | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Julie H. Edwards | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: John W. Gibson | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Mark W. Helderman | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Randall J. Larson | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Steven J. Malcolm | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Jim W. Mogg | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Pattye L. Moore | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Gary D. Parker | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Eduardo A. Rodriguez | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | Election of Director: Terry K. Spencer | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 20-May-2020 | An advisory vote to approve ONEOK, Inc.’s executive compensation. | Management | Yes | F | F | ||||||||
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by Issuer or Security Holder | Voted | Vote Cast | For or Against Management | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 20-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 20-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 20-May-2020 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 20-May-2020 | The approval, on a non-binding advisory basis, of our named executive officer compensation. | Management | Yes | N | A | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 20-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 20-May-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 20-May-2020 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 20-May-2020 | The approval, on a non-binding advisory basis, of our named executive officer compensation. | Management | Yes | N | A | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | A proposal entitled “Political Contributions Disclosure” to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Yes | N | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2020 | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders | Shareholder | Yes | F | A | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Sherry S. Barrat | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: James L. Camaren | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Kenneth B. Dunn | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Naren K. Gursahaney | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Kirk S. Hachigian | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Toni Jennings | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Amy B. Lane | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: David L. Porges | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: James L. Robo | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Rudy E. Schupp | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: John L. Skolds | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: William H. Swanson | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Darryl L. Wilson | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | A proposal entitled “Political Contributions Disclosure” to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Yes | N | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2020 | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders | Shareholder | Yes | F | A | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Sherry S. Barrat | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: James L. Camaren | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Kenneth B. Dunn | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Naren K. Gursahaney | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Kirk S. Hachigian | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Toni Jennings | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Amy B. Lane | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: David L. Porges | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: James L. Robo | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Rudy E. Schupp | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: John L. Skolds | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: William H. Swanson | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Election of Director: Darryl L. Wilson | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement | Management | Yes | F | F | ||||||||
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by Issuer or Security Holder | Voted | Vote Cast | For or Against Management | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 15-Jun-2020 | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the stock issuance proposal. | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 15-Jun-2020 | To approve (i) issuance of shares of common stock, no par value (common stock), of Equitrans Midstream Corporation (Company) in connection with the merger (Merger) contemplated by the Agreement and Plan of Merger, by and among Company, EQM Midstream Partners, LP (EQM), and the other parties thereto (Merger Agreement) and (ii) issuance of shares of preferred stock, no par value, which will be convertible into shares of common stock, in connection with the Merger and the other transactions contemplated thereby (the stock issuance proposal). | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 15-Jun-2020 | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the stock issuance proposal. | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 15-Jun-2020 | To approve (i) issuance of shares of common stock, no par value (common stock), of Equitrans Midstream Corporation (Company) in connection with the merger (Merger) contemplated by the Agreement and Plan of Merger, by and among Company, EQM Midstream Partners, LP (EQM), and the other parties thereto (Merger Agreement) and (ii) issuance of shares of preferred stock, no par value, which will be convertible into shares of common stock, in connection with the Merger and the other transactions contemplated thereby (the stock issuance proposal). | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | To ratify the appointment of KPMG LLP as Antero Midstream Corporation’s independent registered public accounting firm for the year ending December 31, 2020. | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of Antero Midstream Corporation’s named executive officers. | Management | Yes | 1 | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | To approve, on an advisory basis, the compensation of Antero Midstream Corporation’s named executive officers. | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | DIRECTOR | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | To ratify the appointment of KPMG LLP as Antero Midstream Corporation’s independent registered public accounting firm for the year ending December 31, 2020. | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of Antero Midstream Corporation’s named executive officers. | Management | Yes | 1 | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 17-Jun-2020 | To approve, on an advisory basis, the compensation of Antero Midstream Corporation’s named executive officers. | Management | Yes | F | F | ||||||||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Salient Midstream & MLP Fund | |
| By: | /s/ Gregory A. Reid | |
Gregory A. Reid | ||
Principal Executive Officer | ||
Date: | August 20, 2020 | |
