UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22626
SALIENT MIDSTREAM & MLP FUND
(Exact name of registrant as specified in charter)
4265 San Felipe, 8th Floor
Houston, TX 77027
(Address of principal executive offices) (Zip code)
Gregory A. Reid, Principal Executive Officer Salient Midstream & MLP fund 4265 San Felipe, 8th Floor Houston, TX 77027 (Name and address of agent for service) | With a Copy To: George J. Zornada K&L Gates LLP State Street Financial Center One Lincoln St. Boston, MA 02111-2950 (617) 261-3231 |
Registrant’s Telephone Number, including Area Code: (713) 993-4001
Date of fiscal year end: November 30
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1 – Proxy Voting Record.
Salient Midstream & MLP Fund
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by issuer or Security Holder | Voted | Vote Cast | With or Against Management | ||||||||
| NEXTERA ENERGY PARTNERS, LP | NEP | 65341B106 | 20-Apr-2021 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners’ independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY PARTNERS, LP | NEP | 65341B106 | 20-Apr-2021 | Election of Director: Susan D. Austin | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY PARTNERS, LP | NEP | 65341B106 | 20-Apr-2021 | Election of Director: Robert J. Byrne | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY PARTNERS, LP | NEP | 65341B106 | 20-Apr-2021 | Election of Director: Peter H. Kind | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY PARTNERS, LP | NEP | 65341B106 | 20-Apr-2021 | Election of Director: James L. Robo | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY PARTNERS, LP | NEP | 65341B106 | 20-Apr-2021 | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners’ named executive officers as disclosed in the proxy statement. | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 22-Apr-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 22-Apr-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 22-Apr-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 22-Apr-2021 | Ratification of Appointment of Independent Registered Public Accounting Firm for 2021. | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 22-Apr-2021 | Amendment of Long-Term Incentive Plan. | Management | Yes | F | F | ||||||||
| MAGELLAN MIDSTREAM PARTNERS,L.P. | MMP | 559080106 | 22-Apr-2021 | Advisory Resolution to Approve Executive Compensation. | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Ratification of Ernst & Young LLP as independent auditors for 2021. | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Alan S. Armstrong | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Stephen W. Bergstrom | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Nancy K. Buese | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Stephen I. Chazen | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Charles I. Cogut | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Michael A. Creel | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Stacey H. Doré | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Vicki L. Fuller | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Peter A. Ragauss | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Rose M. Robeson | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Scott D. Sheffield | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Murray D. Smith | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: William H. Spence | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Approval, by nonbinding advisory vote, of the Company’s executive compensation. | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Approval of Amendments to the Company’s Articles of Incorporation and Bylaws to remove the supermajority voting requirements. | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Vicky A. Bailey | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Sarah M. Barpoulis | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Kenneth M. Burke | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Patricia K. Collawn | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Margaret K. Dorman | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Thomas F. Karam | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: D. Mark Leland | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Norman J. Szydlowski | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Robert F. Vagt | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Approval, on an advisory basis, of the compensation of the Company’s named executive officers for 2020 (Say-on-Pay). | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Ratification of Ernst & Young LLP as independent auditors for 2021. | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Alan S. Armstrong | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Stephen W. Bergstrom | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Nancy K. Buese | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Stephen I. Chazen | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Charles I. Cogut | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Michael A. Creel | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Stacey H. Doré | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Vicki L. Fuller | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Peter A. Ragauss | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Rose M. Robeson | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Scott D. Sheffield | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: Murray D. Smith | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Election of Director: William H. Spence | Management | Yes | F | F | ||||||||
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Approval, by nonbinding advisory vote, of the Company’s executive compensation. | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Approval of Amendments to the Company’s Articles of Incorporation and Bylaws to remove the supermajority voting requirements. | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Vicky A. Bailey | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Sarah M. Barpoulis | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Kenneth M. Burke | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Patricia K. Collawn | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Margaret K. Dorman | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Thomas F. Karam | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: D. Mark Leland | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Norman J. Szydlowski | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Election of Director to serve until the next annual meeting of shareholders: Robert F. Vagt | Management | Yes | F | F | ||||||||
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 27-Apr-2021 | Approval, on an advisory basis, of the compensation of the Company’s named executive officers for 2020 (Say-on-Pay). | Management | Yes | F | F | ||||||||
| NUSTAR ENERGY L.P. | NS | 67058H102 | 29-Apr-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| NUSTAR ENERGY L.P. | NS | 67058H102 | 29-Apr-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| NUSTAR ENERGY L.P. | NS | 67058H102 | 29-Apr-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| NUSTAR ENERGY L.P. | NS | 67058H102 | 29-Apr-2021 | To ratify the appointment of KPMG LLP as NuStar Energy L.P.’s independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| NUSTAR ENERGY L.P. | NS | 67058H102 | 29-Apr-2021 | To approve the Amended and Restated NuStar Energy L.P. 2019 Long-Term Incentive Plan. | Management | Yes | F | F | ||||||||
| NUSTAR ENERGY L.P. | NS | 67058H102 | 29-Apr-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| NUSTAR ENERGY L.P. | NS | 67058H102 | 29-Apr-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| NUSTAR ENERGY L.P. | NS | 67058H102 | 29-Apr-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| NUSTAR ENERGY L.P. | NS | 67058H102 | 29-Apr-2021 | To ratify the appointment of KPMG LLP as NuStar Energy L.P.’s independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| NUSTAR ENERGY L.P. | NS | 67058H102 | 29-Apr-2021 | To approve the Amended and Restated NuStar Energy L.P. 2019 Long-Term Incentive Plan. | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | ELECTION OF DIRECTOR: JAMES M. ESTEY | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | ELECTION OF DIRECTOR: DOUGLAS P. BLOOM | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | ELECTION OF DIRECTOR: JAMES J. CLEARY | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | ELECTION OF DIRECTOR: JUDY E. COTTE | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | ELECTION OF DIRECTOR: JOHN L. FESTIVAL | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | ELECTION OF DIRECTOR: MARSHALL L. MCRAE | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | ELECTION OF DIRECTOR: MARGARET C. MONTANA | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | ELECTION OF DIRECTOR: MARY ELLEN PETERS | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | ELECTION OF DIRECTOR: STEVEN R. SPAULDING | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | TO PASS A RESOLUTION APPOINTING PRICEWATERHOUSECOOPERS LLP AS OUR AUDITORS, TO SERVE AS OUR AUDITORS UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS AN ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | TO CONSIDER AND, IF THOUGHT ADVISABLE, APPROVE, BY WAY OF ORDINARY RESOLUTION CONFIRMING, AMENDMENTS TO BY-LAW NO. 1 OF THE CORPORATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | TO CONSIDER AND, IF THOUGHT ADVISABLE, APPROVE, BY WAY OF SPECIAL RESOLUTION, AN AMENDMENT TO THE ARTICLES OF THE CORPORATION TO LIMIT THE NUMBER OF PREFERRED SHARES THAT MAY BE ISSUED BY THE CORPORATION TO A MAXIMUM OF 20% OF THE ISSUED AND OUTSTANDING COMMON SHARES OF THE CORPORATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | Yes | F | F | ||||||||
| GIBSON ENERGY INC | GEI | 374825206 | 04-May-2021 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS 3 TO 5 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND 2. THANK YOU | Non-Voting | Yes | M | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | To re-appoint Ernst & Young LLP and Ernst & Young S.L. as auditors of the Company to hold office until December 31, 2022. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Disapplication of pre-emptive rights. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Disapplication of pre-emptive rights. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Authorization to issue shares. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Redemption of the share premium account. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Re-election of Santiago Seage as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of Michael Woollcombe as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of Michael Forsayeth as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of William Aziz as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of Brenda Eprile as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of Debora Del Favero as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of Arun Banskota as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of George Trisic as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | To approve the directors’ remuneration report, excluding the directors’ remuneration policy, for the year ended 31 December 2020. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | To approve the directors’ remuneration policy. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | To authorize the Company’s audit committee to determine the remuneration of the auditors. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | To receive the accounts and reports of the directors and the auditors for the year ended 31 December 2020. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | To re-appoint Ernst & Young LLP and Ernst & Young S.L. as auditors of the Company to hold office until December 31, 2022. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Disapplication of pre-emptive rights. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Disapplication of pre-emptive rights. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Authorization to issue shares. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Redemption of the share premium account. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Re-election of Santiago Seage as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of Michael Woollcombe as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of Michael Forsayeth as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of William Aziz as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of Brenda Eprile as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of Debora Del Favero as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of Arun Banskota as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | Election of George Trisic as director of the Company. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | To approve the directors’ remuneration report, excluding the directors’ remuneration policy, for the year ended 31 December 2020. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | To approve the directors’ remuneration policy. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | To authorize the Company’s audit committee to determine the remuneration of the auditors. | Management | Yes | F | F | ||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | AY | G0751N103 | 04-May-2021 | To receive the accounts and reports of the directors and the auditors for the year ended 31 December 2020. | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | Advisory vote on executive compensation Accept Enbridge’s approach to executive compensation, as disclosed in the Management Information Circular | Management | Yes | F | F | ||||||||
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by issuer or Security Holder | Voted | Vote Cast | With or Against Management | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENBRIDGE INC. | ENB | 29250N105 | 05-May-2021 | Advisory vote on executive compensation Accept Enbridge’s approach to executive compensation, as disclosed in the Management Information Circular | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: RANDALL J. FINDLAY (CHAIR) | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: ANNE-MARIE N. AINSWORTH | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: CYNTHIA CARROLL | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: MICHAEL H. DILGER | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: ROBERT G. GWIN | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: MAUREEN E. HOWE | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: GORDON J. KERR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: DAVID M.B. LEGRESLEY | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: LESLIE A. O’DONOGHUE | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: BRUCE D. RUBIN | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | ELECTION OF DIRECTOR: HENRY W. SYKES | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING FINANCIAL YEAR AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORP | PBA | 706327103 | 07-May-2021 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | Yes | M | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditors and authorize the directors to fix their remuneration. | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | Resolution to approve amendments to TC Energy’s By-law Number 1, as described in the Management information circular. | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | Resolution to accept TC Energy’s approach to executive compensation, as described in the Management information circular. | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | To appoint KPMG LLP, Chartered Professional Accountants, as the auditors of the Corporation for the ensuing financial year at a remuneration to be fixed by the Board of Directors. | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | To accept the approach to executive compensation as disclosed in the accompanying management proxy circular. | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditors and authorize the directors to fix their remuneration. | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | Resolution to approve amendments to TC Energy’s By-law Number 1, as described in the Management information circular. | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TC ENERGY CORPORATION | TRP | 87807B107 | 07-May-2021 | Resolution to accept TC Energy’s approach to executive compensation, as described in the Management information circular. | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | To appoint KPMG LLP, Chartered Professional Accountants, as the auditors of the Corporation for the ensuing financial year at a remuneration to be fixed by the Board of Directors. | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 07-May-2021 | To accept the approach to executive compensation as disclosed in the accompanying management proxy circular. | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | ELECTION OF DIRECTOR: JIM BERTRAM | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | ELECTION OF DIRECTOR: DOUG HAUGHEY | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | ELECTION OF DIRECTOR: MICHAEL NORRIS | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | ELECTION OF DIRECTOR: CHARLENE RIPLEY | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | ELECTION OF DIRECTOR: JANET WOODRUFF | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | ELECTION OF DIRECTOR: BLAIR GOERTZEN | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | ELECTION OF DIRECTOR: GIANNA MANES | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | ELECTION OF DIRECTOR: THOMAS O’CONNOR | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | ELECTION OF DIRECTOR: DEAN SETOGUCHI | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | TO APPOINT DELOITTE LLP AS AUDITORS OF KEYERA FOR A TERM EXPIRING AT THE CLOSE OF THE NEXT ANNUAL MEETING OF SHAREHOLDERS | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | ON THE ADVISORY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN THE CIRCULAR, WITH RESPECT TO KEYERA’S APPROACH TO EXECUTIVE COMPENSATION AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR UNDER THE HEADINGS “BUSINESS OF THE MEETING” AND “COMPENSATION DISCUSSION AND ANALYSIS”, WHICH ADVISORY RESOLUTION SHALL NOT DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS | Management | Yes | F | F | ||||||||
| KEYERA CORP | KEY | 493271100 | 11-May-2021 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND 2. THANK YOU | Non-Voting | Yes | M | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | To approve, on an advisory basis, the frequency of stockholders’ advisory votes on the compensation of our named executive officers. | Management | Yes | 1 | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Steven J. Kean | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: C. Park Shaper | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: William A. Smith | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Joel V. Staff | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Management | Yes | F | F | ||||||||
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Yes | F | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | To approve, on an advisory basis, the frequency of stockholders’ advisory votes on the compensation of our named executive officers. | Management | Yes | 1 | F | ||||||||
| BLOOM ENERGY CORPORATION | BE | 093712107 | 12-May-2021 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: G. Andrea Botta | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Jack A. Fusco | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Vicky A. Bailey | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Nuno Brandolini | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: David B. Kilpatrick | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Sean T. Klimczak | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Andrew Langham | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Donald F. Robillard, Jr | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Neal A. Shear | Management | Yes | F | F | ||||||||
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by issuer or Security Holder | Voted | Vote Cast | With or Against Management | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Andrew J. Teno | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Approve, on an advisory and non-binding basis, the compensation of the Company’s named executive officers for 2020. | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: G. Andrea Botta | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Jack A. Fusco | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Vicky A. Bailey | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Nuno Brandolini | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: David B. Kilpatrick | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Sean T. Klimczak | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Andrew Langham | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Donald F. Robillard, Jr | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Neal A. Shear | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Election of Director: Andrew J. Teno | Management | Yes | F | F | ||||||||
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 13-May-2021 | Approve, on an advisory and non-binding basis, the compensation of the Company’s named executive officers for 2020. | Management | Yes | F | F | ||||||||
| TPI COMPOSITES, INC. | TPIC | 87266J104 | 18-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TPI COMPOSITES, INC. | TPIC | 87266J104 | 18-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TPI COMPOSITES, INC. | TPIC | 87266J104 | 18-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TPI COMPOSITES, INC. | TPIC | 87266J104 | 18-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| TPI COMPOSITES, INC. | TPIC | 87266J104 | 18-May-2021 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| TPI COMPOSITES, INC. | TPIC | 87266J104 | 18-May-2021 | To consider and act upon a non-binding advisory vote on the compensation of our named executive officers. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Common Stock from 200,000,000 to 300,000,000. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To approve the Enphase Energy, Inc. 2021 Equity Incentive Plan. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To approve, on advisory basis, the compensation of the Company’s named executive officers, as disclosed in this proxy statement. | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 19-May-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 19-May-2021 | The approval of the Plains All American 2021 Long-Term Incentive Plan. | Management | Yes | F | F | ||||||||
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 19-May-2021 | The approval, on a non-binding advisory basis, of our named executive officer compensation. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Common Stock from 200,000,000 to 300,000,000. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To approve the Enphase Energy, Inc. 2021 Equity Incentive Plan. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To approve, on advisory basis, the compensation of the Company’s named executive officers, as disclosed in this proxy statement. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Common Stock from 200,000,000 to 300,000,000. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To approve the Enphase Energy, Inc. 2021 Equity Incentive Plan. | Management | Yes | F | F | ||||||||
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 19-May-2021 | To approve, on advisory basis, the compensation of the Company’s named executive officers, as disclosed in this proxy statement. | Management | Yes | F | F | ||||||||
| SUNNOVA ENERGY INTERNATIONAL INC | NOVA | 86745K104 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| SUNNOVA ENERGY INTERNATIONAL INC | NOVA | 86745K104 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| SUNNOVA ENERGY INTERNATIONAL INC | NOVA | 86745K104 | 19-May-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| SUNNOVA ENERGY INTERNATIONAL INC | NOVA | 86745K104 | 19-May-2021 | To ratify the selection of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the fiscal year 2021. | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders. | Shareholder | Yes | F | N | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Sherry S. Barrat | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: James L. Camaren | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Kenneth B. Dunn | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Naren K. Gursahaney | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Kirk S. Hachigian | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Amy B. Lane | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: David L. Porges | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: James L. Robo | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Rudy E. Schupp | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: John L. Skolds | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Lynn M. Utter | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Darryl L. Wilson | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement. | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2021. | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders. | Shareholder | Yes | F | N | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Sherry S. Barrat | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: James L. Camaren | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Kenneth B. Dunn | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Naren K. Gursahaney | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Kirk S. Hachigian | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Amy B. Lane | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: David L. Porges | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: James L. Robo | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Rudy E. Schupp | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: John L. Skolds | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Lynn M. Utter | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Darryl L. Wilson | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | Yes | F | F | ||||||||
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2021. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of shares of common stock authorized for issuance to 450,000,000 shares. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | Election of Class II Director to serve until the 2024 annual meeting: Beth A. Bowman | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | Election of Class II Director to serve until the 2024 annual meeting: Lindsey M. Cooksen | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | Election of Class II Director to serve until the 2024 annual meeting: Robert B. Evans | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | Election of Class II Director to serve until the 2024 annual meeting: Joe Bob Perkins | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | Election of Class II Director to serve until the 2024 annual meeting: Ershel C. Redd Jr. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | To approve, on an advisory basis, the compensation of the Company’s named executive officers for the fiscal year ended December 31, 2020. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2021. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of shares of common stock authorized for issuance to 450,000,000 shares. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | Election of Class II Director to serve until the 2024 annual meeting: Beth A. Bowman | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | Election of Class II Director to serve until the 2024 annual meeting: Lindsey M. Cooksen | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | Election of Class II Director to serve until the 2024 annual meeting: Robert B. Evans | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | Election of Class II Director to serve until the 2024 annual meeting: Joe Bob Perkins | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | Election of Class II Director to serve until the 2024 annual meeting: Ershel C. Redd Jr. | Management | Yes | F | F | ||||||||
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 25-May-2021 | To approve, on an advisory basis, the compensation of the Company’s named executive officers for the fiscal year ended December 31, 2020. | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Brian L. Derksen | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Julie H. Edwards | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: John W. Gibson | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Mark W. Helderman | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Randall J. Larson | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Steven J. Malcolm | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Jim W. Mogg | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Pattye L. Moore | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Eduardo A. Rodriguez | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Gerald B. Smith | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Terry K. Spencer | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | An advisory vote to approve ONEOK, Inc.’s executive compensation. | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Brian L. Derksen | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Julie H. Edwards | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: John W. Gibson | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Mark W. Helderman | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Randall J. Larson | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Steven J. Malcolm | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Jim W. Mogg | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Pattye L. Moore | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Eduardo A. Rodriguez | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Gerald B. Smith | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Election of Director: Terry K. Spencer | Management | Yes | F | F | ||||||||
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | An advisory vote to approve ONEOK, Inc.’s executive compensation. | Management | Yes | F | F | ||||||||
| SOLAREDGE TECHNOLOGIES, INC. | SEDG | 83417M104 | 01-Jun-2021 | Ratification of appointment of EY as independent registered public accounting firm for the year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| SOLAREDGE TECHNOLOGIES, INC. | SEDG | 83417M104 | 01-Jun-2021 | Election of Director: Nadav Zafrir | Management | Yes | F | F | ||||||||
| SOLAREDGE TECHNOLOGIES, INC. | SEDG | 83417M104 | 01-Jun-2021 | Election of Director: Avery More | Management | Yes | F | F | ||||||||
| SOLAREDGE TECHNOLOGIES, INC. | SEDG | 83417M104 | 01-Jun-2021 | Election of Director: Zvi Lando | Management | Yes | F | F | ||||||||
| SOLAREDGE TECHNOLOGIES, INC. | SEDG | 83417M104 | 01-Jun-2021 | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the “Say-on-Pay Proposal”). | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ALTUS MIDSTREAM COMPANY | ALTM | 02215L209 | 03-Jun-2021 | Ratification of Ernst & Young LLP as the Company’s Independent Auditor. | Management | Yes | F | F | ||||||||
| SUNRUN INC. | RUN | 86771W105 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
Company | Ticker | CUSIP | Meeting Date | A brief identification of the matter voted on | Proposed by issuer or Security Holder | Voted | Vote Cast | With or Against Management | ||||||||
| SUNRUN INC. | RUN | 86771W105 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| SUNRUN INC. | RUN | 86771W105 | 03-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| SUNRUN INC. | RUN | 86771W105 | 03-Jun-2021 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| SUNRUN INC. | RUN | 86771W105 | 03-Jun-2021 | Stockholder proposal relating to a public report on the use of mandatory arbitration. | Shareholder | Yes | F | N | ||||||||
| SUNRUN INC. | RUN | 86771W105 | 03-Jun-2021 | The advisory proposal of the compensation of our named executive officers (“Say-on-Pay”). | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 16-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 16-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 16-Jun-2021 | DIRECTOR | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 16-Jun-2021 | To ratify the appointment of KPMG LLP as Antero Midstream Corporation’s independent registered public accounting firm for the year ending December 31, 2021. | Management | Yes | F | F | ||||||||
| ANTERO MIDSTREAM CORPORATION | AM | 03676B102 | 16-Jun-2021 | To approve, on an advisory basis, the compensation of Antero Midstream Corporation’s named executive officers. | Management | Yes | F | F | ||||||||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Salient Midstream & MLP Fund | |
| By: | /s/ Gregory A. Reid | |
Gregory A. Reid | ||
Principal Executive Officer | ||
Date: | August 20, 2021 | |
