UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-22641 |
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Franklin Alternative Strategies Funds |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 5/31 |
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Date of reporting period: 6/30/14 |
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Item 1. Proxy Voting Records. |
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Franklin K2 Alternative Strategies Fund-Master
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ABB LTD. | ||||
Ticker: ABBN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share from Capital Contribution Reserves | Management | For | For |
5 | Approve CHF 154.5 Million Pool of Conditional Capital to Fund Equity Compensation to Employees | Management | For | For |
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
7.1 | Elect Roger Agnelli as Director | Management | For | For |
7.2 | Elect Matti Alahuhta as Director | Management | For | For |
7.3 | Elect Louis Hughes as Director | Management | For | For |
7.4 | Elect Michel de Rosen as Director | Management | For | For |
7.5 | Elect Michael Treschow as Director | Management | For | For |
7.6 | Elect Jacob Wallenberg as Director | Management | For | For |
7.7 | Elect Ying Yeh as Director | Management | For | For |
7.8 | Elect Hubertus von Grunberg as Director and Board Chairman | Management | For | For |
8.1 | Appoint Michel de Rosen as Member of the Compensation Committee | Management | For | For |
8.2 | Appoint Michael Treschow as Member of the Compensation Committee | Management | For | For |
8.3 | Appoint Ying Yeh as Member of the Compensation Committee | Management | For | For |
9 | Designate Hans Zehnder as Independent Proxy | Management | For | For |
10 | Ratify Ernst and Young AG as Auditors | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | For |
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ABBVIE INC | ||||
Ticker: ABBV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Alpern | Management | For | For |
1.2 | Elect Edward M. Liddy | Management | For | For |
1.3 | Elect Frederick H. Waddell | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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ACADIA REALTY TRUST | ||||
Ticker: AKR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kenneth F. Bernstein | Management | For | For |
1b | Elect Director Douglas Crocker II | Management | For | For |
1c | Elect Director Lorrence T. Kellar | Management | For | For |
1d | Elect Director Wendy Luscombe | Management | For | For |
1e | Elect Director William T. Spitz | Management | For | For |
1f | Elect Director Lee S. Wielansky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ACCELERON PHARMA INC | ||||
Ticker: XLRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jean M. George | Management | For | Withhold |
1.2 | Elect George Golumbeski | Management | For | For |
1.3 | Elect Edwin M. Kania, Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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ACCURIDE CORPORATION | ||||
Ticker: ACW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robin J. Adams | Management | For | For |
1.2 | Elect Director Keith E. Busse | Management | For | For |
1.3 | Elect Director Richard F. Dauch | Management | For | For |
1.4 | Elect Director Robert E. Davis | Management | For | For |
1.5 | Elect Director Lewis M. Kling | Management | For | For |
1.6 | Elect Director John W. Risner | Management | For | For |
1.7 | Elect Director James R. Rulseh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ACTAVIS PLC | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Against |
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ACTAVIS PLC | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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ACTAVIS, INC. | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
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ACTIVISION BLIZZARD INC | ||||
Ticker: ATVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert J. Corti | Management | For | For |
2 | Elect Brian G. Kelly | Management | For | For |
3 | Elect Robert A. Kotick | Management | For | For |
4 | Elect Barry Meyer | Management | For | For |
5 | Elect Robert J. Morgado | Management | For | For |
6 | Elect Peter Nolan | Management | For | For |
7 | Elect Richard Sarnoff | Management | For | For |
8 | Elect Elaine P. Wynn | Management | For | For |
9 | 2014 Incentive Plan | Management | For | For |
10 | Amendment of Provisions Related to Company's Relationship with Vivendi, S.A. | Management | For | For |
11 | Reduction of Supermajority Vote Requirements for Amending Certain Articles | Management | For | For |
12 | Amendment of Provisions Related to the Abilities of the Board and Shareholders to Amend Bylaws | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
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ADOBE SYSTEMS INC. | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy L. Banse | Management | For | For |
2 | Elect Kelly J. Barlow | Management | For | For |
3 | Elect Edward W. Barnholt | Management | For | For |
4 | Elect Robert K. Burgess | Management | For | For |
5 | Elect Frank A. Calderoni | Management | For | For |
6 | Elect Michael R. Cannon | Management | For | For |
7 | Elect James E. Daley | Management | For | For |
8 | Elect Laura B. Desmond | Management | For | For |
9 | Elect Charles M. Geschke | Management | For | For |
10 | Elect Shantanu Narayen | Management | For | For |
11 | Elect Daniel Rosensweig | Management | For | For |
12 | Elect Robert Sedgewick | Management | For | For |
13 | Elect John E. Warnock | Management | For | For |
14 | Amendment to the 2003 Equity Incentive Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
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ADOBE SYSTEMS INCORPORATED | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Kelly J. Barlow | Management | For | For |
1c | Elect Director Edward W. Barnholt | Management | For | For |
1d | Elect Director Robert K. Burgess | Management | For | For |
1e | Elect Director Frank A. Calderoni | Management | For | For |
1f | Elect Director Michael R. Cannon | Management | For | For |
1g | Elect Director James E. Daley | Management | For | For |
1h | Elect Director Laura B. Desmond | Management | For | For |
1i | Elect Director Charles M. Geschke | Management | For | For |
1j | Elect Director Shantanu Narayen | Management | For | For |
1k | Elect Director Daniel L. Rosensweig | Management | For | For |
1l | Elect Director Robert Sedgewick | Management | For | For |
1m | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: FERNANDO AGUIRRE | Management | For | For |
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For |
1C. | ELECTION OF DIRECTOR: FRANK M. CLARK | Management | For | For |
1D. | ELECTION OF DIRECTOR: BETSY Z. COHEN | Management | For | For |
1E. | ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. | Management | For | For |
1F. | ELECTION OF DIRECTOR: ROGER N. FARAH | Management | For | For |
1G. | ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN | Management | For | For |
1H. | ELECTION OF DIRECTOR: JEFFREY E. GARTEN | Management | For | For |
1I. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For |
1J. | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | Management | For | For |
1K. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | For |
1L. | ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE | Management | For | For |
2. | APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
3. | TO APPROVE AMENDMENTS TO AETNA'S ARTICLES OF INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS | Management | For | For |
4. | TO APPROVE AN AMENDMENT TO AETNA'S ARTICLES OF INCORPORATION TO PROVIDE HOLDERS OF AT LEAST 25% OF THE VOTING POWER OF ALL OUTSTANDING SHARES THE RIGHT TO CALL A SPECIAL MEETING OF SHAREHOLDERS | Management | For | For |
5. | APPROVAL OF THE PROPOSED AMENDMENT TO THE AMENDED AETNA INC. 2010 STOCK INCENTIVE PLAN | Management | For | For |
6. | APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS | Management | For | For |
7A. | SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR | Shareholder | Against | Against |
7B. | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS - BOARD OVERSIGHT | Shareholder | Against | Against |
7C. | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTION DISCLOSURE | Shareholder | Against | Against |
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AGIOS PHARMACEUTICALS INC | ||||
Ticker: AGIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lewis C. Cantley | Management | For | For |
1.2 | Elect Perry Karsen | Management | For | For |
1.3 | Elect Paul J. Clancy | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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AIR PRODUCTS AND CHEMICALS, INC. | ||||
Ticker: APD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Chadwick C. Deaton | Management | For | For |
1b | Elect Director Edward L. Monser | Management | For | For |
1c | Elect Director Matthew H. Paull | Management | For | For |
1d | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
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AKAMAI TECHNOLOGIES INC | ||||
Ticker: AKAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Monte Ford | Management | For | For |
2 | Elect Frederic V. Salerno | Management | For | For |
3 | Elect Steven Scopellite | Management | For | For |
4 | Elect Bernardus Verwaayen | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | For | For |
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AKZO NOBEL NV | ||||
Ticker: AKZA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3a | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
3b | Adopt Financial Statements | Management | For | For |
3c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3d | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | For | For |
4a | Approve Discharge of Management Board | Management | For | For |
4b | Approve Discharge of Supervisory Board | Management | For | For |
5a | Elect B.E. Grote to Supervisory Board | Management | For | For |
5b | Reelect A. Burgmans to Supervisory Board | Management | For | For |
5c | Reelect L.R. Hughes to Supervisory Board | Management | For | For |
5d | Approve Remuneration of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
7b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7b | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Other Business (Non-Voting) and Closing | Management | None | None |
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ALEXANDRIA REAL ESTATE EQUITIES, INC. | ||||
Ticker: ARE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Richard B. Jennings | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director Maria C. Freire | Management | For | For |
1.5 | Elect Director Steven R. Hash | Management | For | For |
1.6 | Elect Director Richard H. Klein | Management | For | For |
1.7 | Elect Director James H. Richardson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
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ALEXION PHARMACEUTICALS INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leonard Bell | Management | For | For |
2 | Elect Max Link | Management | For | For |
3 | Elect William R. Keller | Management | For | For |
4 | Elect John T. Mollen | Management | For | For |
5 | Elect R. Douglas Norby | Management | For | For |
6 | Elect Alvin S. Parven | Management | For | Against |
7 | Elect Andreas Rummelt | Management | For | For |
8 | Elect Ann M. Veneman | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Shareholder Proposal Regarding Poison Pills | Shareholder | Against | For |
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ALEXION PHARMACEUTICALS INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leonard Bell | Management | For | For |
2 | Elect Max Link | Management | For | For |
3 | Elect William R. Keller | Management | For | For |
4 | Elect John T. Mollen | Management | For | For |
5 | Elect R. Douglas Norby | Management | For | For |
6 | Elect Alvin S. Parven | Management | For | For |
7 | Elect Andreas Rummelt | Management | For | For |
8 | Elect Ann M. Veneman | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Shareholder Proposal Regarding Poison Pills | Shareholder | Against | For |
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ALLERGAN INC. | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David E.I. Pyott | Management | For | For |
2 | Elect Michael R. Gallagher | Management | For | Against |
3 | Elect Deborah Dunsire | Management | For | For |
4 | Elect Trevor M. Jones | Management | For | For |
5 | Elect Louis J. Lavigne, Jr. | Management | For | For |
6 | Elect Peter J. McDonnell | Management | For | For |
7 | Elect Timothy D. Proctor | Management | For | For |
8 | Elect Russell T. Ray | Management | For | For |
9 | Elect Henri A. Termeer | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Management | For | For |
13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
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ALLERGAN INC. | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David E.I. Pyott | Management | For | For |
2 | Elect Michael R. Gallagher | Management | For | For |
3 | Elect Deborah Dunsire | Management | For | For |
4 | Elect Trevor M. Jones | Management | For | For |
5 | Elect Louis J. Lavigne, Jr. | Management | For | For |
6 | Elect Peter J. McDonnell | Management | For | For |
7 | Elect Timothy D. Proctor | Management | For | For |
8 | Elect Russell T. Ray | Management | For | For |
9 | Elect Henri A. Termeer | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Management | For | For |
13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
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ALLIANCE DATA SYSTEM | ||||
Ticker: ADS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bruce K. Anderson | Management | For | For |
2 | Elect Roger H. Ballou | Management | For | For |
3 | Elect Lawrence M. Benveniste | Management | For | For |
4 | Elect D. Keith Cobb | Management | For | For |
5 | Elect E. Linn Draper, Jr. | Management | For | For |
6 | Elect Kenneth R. Jensen | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
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ALLISON TRANSMISSION HOLDINGS, INC. | ||||
Ticker: ALSN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian A. Bernasek | Management | For | For |
1.2 | Elect Director Kosty Gilis | Management | For | For |
1.3 | Elect Director Francis Raborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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ALLSCRIPTS HEALTHCARE SOLUTIONS INC | ||||
Ticker: MDRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stuart L. Bascomb | Management | For | For |
2 | Elect Paul M. Black | Management | For | For |
3 | Elect Dennis H. Chookaszian | Management | For | For |
4 | Elect Robert J. Cindrich | Management | For | For |
5 | Elect Michael A. Klayko | Management | For | For |
6 | Elect Anita V. Pramoda | Management | For | For |
7 | Elect David D. Stevens | Management | For | For |
8 | Elect Ralph H. Thurman | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Amendment to the Incentive Plan | Management | For | For |
11 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
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ALLSCRIPTS HEALTHCARE SOLUTIONS, INC | ||||
Ticker: MDRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: STUART L. BASCOMB | Management | For | For |
1.2 | ELECTION OF DIRECTOR: PAUL M. BLACK | Management | For | For |
1.3 | ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN | Management | For | For |
1.4 | ELECTION OF DIRECTOR: ROBERT J. CINDRICH | Management | For | For |
1.5 | ELECTION OF DIRECTOR: MICHAEL A. KLAYKO | Management | For | For |
1.6 | ELECTION OF DIRECTOR: ANITA V. PRAMODA | Management | For | For |
1.7 | ELECTION OF DIRECTOR: DAVID D. STEVENS | Management | For | For |
1.8 | ELECTION OF DIRECTOR: RALPH H. THURMAN | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. INCENTIVE PLAN. | Management | For | For |
4 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
5 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
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ALTERA CORP. | ||||
Ticker: ALTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John P. Daane | Management | For | For |
2 | Elect T. Michael Nevens | Management | For | For |
3 | Elect A. Blaine Bowman | Management | For | For |
4 | Elect Elisha W. Finney | Management | For | For |
5 | Elect Kevin McGarity | Management | For | For |
6 | Elect Krish A. Prabhu | Management | For | For |
7 | Elect Shane V. Robison | Management | For | For |
8 | Elect John Shoemaker | Management | For | For |
9 | Elect Thomas H. Waechter | Management | For | For |
10 | Amendment to the the 2005 Equity Incentive Plan | Management | For | For |
11 | Amendment to the 1987 Employee Stock Purchase Plan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
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ALTISOURCE ASSET MANAGEMENT CORPORATION | ||||
Ticker: AAMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ashish Pandey | Management | For | For |
1.3 | Elect Director Paul T. Bossidy | Management | For | For |
1.4 | Elect Director Dale Kurland | Management | For | For |
1.5 | Elect Director Nathaniel Redleaf | Management | For | For |
1.6 | Elect Director Robert C. Schweitzer | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
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ALTISOURCE PORTFOLIO SOLUTIONS S.A. | ||||
Ticker: ASPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | PROPOSAL TO APPROVE A SHARE REPURCHASE PROGRAM WHEREBY ALTISOURCE PORTFOLIO SOLUTIONS S.A. MAY REPURCHASE OUTSTANDING SHARES OF ITS COMMON STOCK WITHIN CERTAIN LIMITS. | Management | For | For |
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ALTISOURCE PORTFOLIO SOLUTIONS S.A. | ||||
Ticker: ASPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: WILLIAM C. ERBEY | Management | For | For |
1.2 | ELECTION OF DIRECTOR: WILLIAM B. SHEPRO | Management | For | For |
1.3 | ELECTION OF DIRECTOR: W. MICHAEL LINN | Management | For | For |
1.4 | ELECTION OF DIRECTOR: ROLAND MULLER-INEICHEN | Management | For | For |
1.5 | ELECTION OF DIRECTOR: TIMO VATTO | Management | For | For |
2. | PROPOSAL TO APPROVE THE APPOINTMENT BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP TO BE OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 AND DELOITTE AUDIT S.A R.L. TO BE OUR CER | Management | For | For |
3. | PROPOSAL TO APPROVE ANNUAL ACCOUNTS PREPARED IN ACCORDANCE WITH LUXEMBOURG GAAP FOR YEAR ENDED DECEMBER 31, 2013 (THE LUXEMBOURG ANNUAL ACCOUNTS) AND CONSOLIDATED FINANCIAL STATEMENTS PREPARED IN ACCORDANCE WITH US GAAP INCLUDING A FOOTNOTE RECONCILIATION | Management | For | For |
4. | PROPOSAL TO RECEIVE AND APPROVE THE DIRECTORS' REPORTS FOR THE LUXEMBOURG STATUTORY ACCOUNTS | Management | For | For |
5. | PROPOSAL TO ALLOCATE THE RESULTS IN THE LUXEMBOURG ANNUAL ACCOUNTS | Management | For | For |
6. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF ALTISOURCE'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For |
7. | PROPOSAL TO APPROVE THE COMPENSATION FOR THE CHAIRPERSON OF OUR COMPLIANCE COMMITTEE | Management | For | For |
8. | PROPOSAL TO DISCHARGE EACH OF THE CURRENT AND PAST DIRECTORS OF ALTISOURCE PORTFOLIO SOLUTIONS S.A. FOR THE PERFORMANCE OF THEIR MANDATE DURING THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For |
| ||||
ALTISOURCE RESIDENTIAL CORPORATION | ||||
Ticker: RESI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: WILLIAM C. ERBEY | Management | For | For |
1.2 | ELECTION OF DIRECTOR: MICHAEL A. ERUZIONE | Management | For | For |
1.3 | ELECTION OF DIRECTOR: ROBERT J. FITZPATRICK | Management | For | For |
1.4 | ELECTION OF DIRECTOR: JAMES H. MULLEN, JR. | Management | For | For |
1.5 | ELECTION OF DIRECTOR: DAVID B. REINER | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
| ||||
ALTISOURCE RESIDENTIAL CORPORATION | ||||
Ticker: RESI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Michael A. Eruzione | Management | For | For |
1.3 | Elect Director Robert J. Fitzpatrick | Management | For | For |
1.4 | Elect Director James H. Mullen, Jr. | Management | For | For |
1.5 | Elect Director David B. Reiner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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ALTRIA GROUP, INC. | ||||
Ticker: MO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | Against |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director Thomas W. Jones | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
AMAZON.COM INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Bezos | Management | For | For |
1 | Elect Jeffrey P. Bezos | Management | For | For |
2 | Elect Tom A. Alberg | Management | For | For |
2 | Elect Tom A. Alberg | Management | For | For |
3 | Elect John Seely Brown | Management | For | For |
3 | Elect John Seely Brown | Management | For | For |
4 | Elect William B. Gordon | Management | For | For |
4 | Elect William B. Gordon | Management | For | For |
5 | Elect Jamie S. Gorelick | Management | For | For |
5 | Elect Jamie S. Gorelick | Management | For | For |
6 | Elect Alain Moni? | Management | For | For |
6 | Elect Alain Moni? | Management | For | For |
7 | Elect Jonathan Rubinstein | Management | For | For |
7 | Elect Jonathan Rubinstein | Management | For | For |
8 | Elect Thomas O. Ryder | Management | For | For |
8 | Elect Thomas O. Ryder | Management | For | For |
9 | Elect Patricia Q. Stonesifer | Management | For | For |
9 | Elect Patricia Q. Stonesifer | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
| ||||
AMBAC FINANCIAL GROUP, INC. | ||||
Ticker: AMBC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diana N. Adams | Management | For | For |
1.2 | Elect Director Eugene M. Bullis | Management | For | For |
1.3 | Elect Director Victor Mandel | Management | For | For |
1.4 | Elect Director Jeffrey S. Stein | Management | For | For |
1.5 | Elect Director Nader Tavakoli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
AMBAC FINANCIAL GROUP, INC. | ||||
Ticker: AMBC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diana N. Adams | Management | For | For |
1.2 | Elect Director Eugene M. Bullis | Management | For | For |
1.3 | Elect Director Victor Mandel | Management | For | For |
1.4 | Elect Director Jeffrey S. Stein | Management | For | For |
1.5 | Elect Director Nader Tavakoli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AMC ENTERTAINMENT HOLDINGS, INC. | ||||
Ticker: AMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | MR. ANTHONY J. SAICH | Management | For | For |
1.2 | MR. JIAN WANG | Management | For | For |
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For |
4. | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
| ||||
AMERICAN AIRLINES GROUP INC. | ||||
Ticker: AAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Albaugh | Management | For | For |
1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Michael J. Embler | Management | For | For |
1e | Elect Director Matthew J. Hart | Management | For | For |
1f | Elect Director Alberto Ibarguen | Management | For | For |
1g | Elect Director Richard C. Kraemer | Management | For | For |
1h | Elect Director Denise M. O'Leary | Management | For | For |
1i | Elect Director W. Douglas Parker | Management | For | For |
1j | Elect Director Ray M. Robinson | Management | For | For |
1k | Elect Director Richard P. Schifter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AMERICAN AIRLINES GROUP, INC. | ||||
Ticker: AAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: JAMES F. ALBAUGH | Management | For | For |
1B. | ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN | Management | For | For |
1C. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For |
1D. | ELECTION OF DIRECTOR: MICHAEL J. EMBLER | Management | For | For |
1E. | ELECTION OF DIRECTOR: MATTHEW J. HART | Management | For | For |
1F. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | For |
1G. | ELECTION OF DIRECTOR: RICHARD C. KRAEMER | Management | For | For |
1H. | ELECTION OF DIRECTOR: DENISE M. O'LEARY | Management | For | For |
1I. | ELECTION OF DIRECTOR: W. DOUGLAS PARKER | Management | For | For |
1J. | ELECTION OF DIRECTOR: RAY M. ROBINSON | Management | For | For |
1K. | ELECTION OF DIRECTOR: RICHARD P. SCHIFTER | Management | For | For |
2. | A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
3. | A PROPOSAL TO CONSIDER AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF AMERICAN AIRLINES GROUP INC.'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For |
| ||||
AMERICAN EXPRESS CO. | ||||
Ticker: AXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charlene Barshefsky | Management | For | For |
2 | Elect Ursula M. Burns | Management | For | For |
3 | Elect Kenneth I. Chenault | Management | For | For |
4 | Elect Peter Chernin | Management | For | For |
5 | Elect Anne Lauvergeon | Management | For | For |
6 | Elect Theodore J. Leonsis | Management | For | For |
7 | Elect Richard C. Levin | Management | For | For |
8 | Elect Richard A. McGinn | Management | For | For |
9 | Elect Samuel J. Palmisano | Management | For | For |
10 | Elect Steven S. Reinemund | Management | For | For |
11 | Elect Daniel L. Vasella | Management | For | For |
12 | Elect Robert D. Walter | Management | For | For |
13 | Elect Ronald A. Williams | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Privacy and Data Security | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| ||||
AMERICAN INTERNATIONAL GROUP, INC. | ||||
Ticker: AIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE | Management | For | For |
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For |
1C. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For |
1D. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For |
1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For |
1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For |
1G. | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Management | For | For |
1H. | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | For | For |
1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For |
1J. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For |
1K. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For |
1L. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | For | For |
1M. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For |
1N. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For |
2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
3. | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG'S RESTATED CERTIFICATE OF INCORPORATION TO CONTINUE TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES. | Management | For | For |
4. | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. | Management | For | For |
5. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
| ||||
AMERICAN REALTY CAPITAL PROPERTIES, INC. | ||||
Ticker: ARCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas S. Schorsch | Management | For | Withhold |
1.2 | Elect Director Edward M. Weil, Jr. | Management | For | Withhold |
1.3 | Elect Director William M. Kahane | Management | For | Withhold |
1.4 | Elect Director Leslie D. Michelson | Management | For | Withhold |
1.5 | Elect Director Edward G. Rendell | Management | For | Withhold |
1.6 | Elect Director Scott J. Bowman | Management | For | Withhold |
1.7 | Elect Director William G. Stanley | Management | For | For |
1.8 | Elect Director Thomas A. Andruskevich | Management | For | For |
1.9 | Elect Director Scott P. Sealy, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
AMERICAN SHIPPING COMPANY ASA | ||||
Ticker: AMSC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Approve Notice of Meeting and Agenda | Management | For | For |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
3 | Presentation of Business Activities | Management | None | None |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
6 | DiscussCompany's Corporate Governance Statement | Management | None | None |
7 | Approve Remuneration of Directors in the Amount of NOK 450,000 for Chairman, and NOK 350,000 for Other Directors | Management | For | For |
8 | Approve Remuneration of Auditors | Management | For | For |
9 | Reelect Peter Ditlef Knudsen and Lars Solbakken as Directors | Management | For | For |
10 | Amend Articles Re: Nomination Committee | Management | For | For |
11 | Elect Kjetil Kristiansen (Chairperson) and Cathrine Rodseter as Members of Nominating Committee | Management | For | For |
12 | Approve Instructions for Nominating Committee | Management | For | For |
13 | Authorize the Board to Pay Dividends | Management | For | For |
14 | Approve Equity Plan Financing | Management | For | Against |
15 | Approve Creation of NOK 60.6 Million Pool of Capital without Preemptive Rights | Management | For | Against |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AMR CORPORATION | ||||
Ticker: AAMRQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | None | For |
2 | Mark FOR if you answer: Yes, I am an American Citizen. Mark AGAINST if you answer: No, I am NOT an American Citizen | Management | None | For |
| ||||
ANACOR PHARMACEUTICALS INC | ||||
Ticker: ANAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anders D. Hove | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
ANHEUSER-BUSCH INBEV SA | ||||
Ticker: ABI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | For |
B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | For |
C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
C5 | Approve Discharge of Directors | Management | For | For |
C6 | Approve Discharge of Auditors | Management | For | For |
C7a | Reelect Kees Storm as Independent Director | Management | For | For |
C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
C7c | Reelect Alexandre Van Damme as Director | Management | For | For |
C7d | Reelect Gregoire de Spoelberch as Director | Management | For | For |
C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | For |
C7f | Reelect Marcel Herrmann Telles as Director | Management | For | For |
C7g | Elect Paulo Lemann as Director | Management | For | For |
C7h | Elect Alexandre Behring as Director | Management | For | For |
C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | For |
C7k | Elect Valentin Diez Morodo as Director | Management | For | For |
C8a | Approve Remuneration Report | Management | For | For |
C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ||||
ANHEUSER-BUSCH INBEV SA | ||||
Ticker: ABI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | Against |
B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | Against |
C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
C5 | Approve Discharge of Directors | Management | For | For |
C6 | Approve Discharge of Auditors | Management | For | For |
C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
C7g | Elect Paulo Lemann as Director | Management | For | Against |
C7h | Elect Alexandre Behring as Director | Management | For | Against |
C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | Against |
C7k | Elect Valentin Diez Morodo as Director | Management | For | Against |
C8a | Approve Remuneration Report | Management | For | Against |
C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | Against |
D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ||||
AOZORA BANK, LTD. | ||||
Ticker: 8304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fukuda, Makoto | Management | For | For |
1.2 | Elect Director Baba, Shinsuke | Management | For | For |
1.3 | Elect Director Tanabe, Masaki | Management | For | For |
1.4 | Elect Director Takeda, Shunsuke | Management | For | For |
1.5 | Elect Director Mizuta, Hiroyuki | Management | For | For |
1.6 | Elect Director Murakami, Ippei | Management | For | For |
1.7 | Elect Director Ito, Tomonori | Management | For | For |
1.8 | Elect Director Saito, Takeo | Management | For | For |
2 | Appoint Statutory Auditor Fujihira, Shinichi | Management | For | For |
3 | Appoint Alternate Statutory Auditor Nagase, Tomiaki | Management | For | For |
4 | Approve Retirement Bonus Payment for Directors | Management | For | For |
5 | Approve Special Payments for Full-Time Directors in Connection with Abolition of Retirement Bonus System | Management | For | For |
6 | Approve Special Payments for Outside Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | Management | For | For |
7 | Approve Deep Discount Stock Option Plan | Management | For | For |
| ||||
ARATANA THERAPEUTICS INC | ||||
Ticker: PETX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Laura A. Brege | Management | For | For |
1.2 | Elect Robert R. Gerber | Management | For | For |
1.3 | Elect Wendy L. Yarno | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
ARMSTRONG WORLD INDUSTRIES, INC. | ||||
Ticker: AWI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director Matthew J. Espe | Management | For | For |
1.3 | Elect Director James J. Gaffney | Management | For | For |
1.4 | Elect Director Tao Huang | Management | For | For |
1.5 | Elect Director Michael F. Johnston | Management | For | For |
1.6 | Elect Director Jeffrey Liaw | Management | For | For |
1.7 | Elect Director Larry S. McWilliams | Management | For | For |
1.8 | Elect Director James C. Melville | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ASHFORD HOSPITALITY PRIME INC. | ||||
Ticker: AHP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Monty J. Bennett | Management | For | For |
1.2 | Elect Director Stefani D. Carter | Management | For | For |
1.3 | Elect Director Douglas A. Kessler | Management | For | For |
1.4 | Elect Director Curtis B. McWilliams | Management | For | For |
1.5 | Elect Director W. Michael Murphy | Management | For | For |
1.6 | Elect Director Matthew D. Rinaldi | Management | For | For |
1.7 | Elect Director Andrew L. Strong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles to Remove Antitakeover Provisions | Shareholder | Against | For |
| ||||
ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Authority to Set Auditor's Fees | Management | For | For |
5 | Elect Leif Johansson | Management | For | For |
6 | Elect Pascal Soriot | Management | For | For |
7 | Elect Marc Dunoyer | Management | For | For |
8 | Elect Genevi?ve B. Berger | Management | For | For |
9 | Elect D. Bruce Burlington | Management | For | For |
10 | Elect Ann Cairns | Management | For | For |
11 | Elect Graham Chipchase | Management | For | For |
12 | Elect Jean-Philippe Courtois | Management | For | Against |
13 | Elect Rudy H.P. Markham | Management | For | For |
14 | Elect Nancy Rothwell | Management | For | For |
15 | Elect Shriti Vadera | Management | For | For |
16 | Elect John S. Varley | Management | For | For |
17 | Elect Marcus Wallenberg | Management | For | For |
18 | Remuneration Report (Advisory) | Management | For | For |
19 | Remuneration Policy (Binding) | Management | For | For |
20 | Authorisation of Political Donations | Management | For | For |
21 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
22 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
23 | Authority to Repurchase Shares | Management | For | For |
24 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
25 | Performance Share Plan | Management | For | For |
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AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Reuben V. Anderson | Management | For | For |
1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director James P. Kelly | Management | For | For |
1.6 | Elect Director Jon C. Madonna | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director John B. McCoy | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director Matthew K. Rose | Management | For | For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
| ||||
ATHABASCA OIL CORPORATION | ||||
Ticker: ATH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Tom Buchanan | Management | For | For |
2.2 | Elect Director Gary Dundas | Management | For | For |
2.3 | Elect Director Ronald J. Eckhardt | Management | For | For |
2.4 | Elect Director Marshall McRae | Management | For | For |
2.5 | Elect Director Peter Sametz | Management | For | For |
2.6 | Elect Director Sveinung Svarte | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Approve Performance Award Plan | Management | For | Against |
5 | Adopt By-Law No. 1 | Management | For | Against |
6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: CARL BASS | Management | For | For |
1B. | ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE | Management | For | For |
1C. | ELECTION OF DIRECTOR: J. HALLAM DAWSON | Management | For | For |
1D. | ELECTION OF DIRECTOR: THOMAS GEORGENS | Management | For | For |
1E. | ELECTION OF DIRECTOR: PER-KRISTIAN HALVORSEN | Management | For | For |
1F. | ELECTION OF DIRECTOR: MARY T. MCDOWELL | Management | For | For |
1G. | ELECTION OF DIRECTOR: LORRIE M. NORRINGTON | Management | For | For |
1H. | ELECTION OF DIRECTOR: BETSY RAFAEL | Management | For | For |
1I. | ELECTION OF DIRECTOR: STACY J. SMITH | Management | For | For |
1J. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For |
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS AUTODESK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For |
3 | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
4 | APPROVE THE AUTODESK, INC. EXECUTIVE INCENTIVE PLAN, AS AMENDED, PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For |
| ||||
AVAGO TECHNOLOGIES LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director John T. Dickson | Management | For | For |
1c | Elect Director James V. Diller | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Bruno Guilmart | Management | For | For |
1f | Elect Director Kenneth Y. Hao | Management | For | For |
1g | Elect Director Justine F. Lien | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
6 | Approve Repurchase of up to 10 Percent of Issued Capital | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Approve or Amend Severance Agreements/Change-in-Control Agreements with Hock E. Tan | Management | For | For |
| ||||
AVALONBAY COMMUNITIES, INC. | ||||
Ticker: AVB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: GLYN F. AEPPEL | Management | For | For |
1.2 | ELECTION OF DIRECTOR: ALAN B. BUCKELEW | Management | For | For |
1.3 | ELECTION OF DIRECTOR: BRUCE A. CHOATE | Management | For | For |
1.4 | ELECTION OF DIRECTOR: JOHN J. HEALY, JR. | Management | For | For |
1.5 | ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON | Management | For | For |
1.6 | ELECTION OF DIRECTOR: LANCE R. PRIMIS | Management | For | For |
1.7 | ELECTION OF DIRECTOR: PETER S. RUMMELL | Management | For | For |
1.8 | ELECTION OF DIRECTOR: H. JAY SARLES | Management | For | For |
1.9 | ELECTION OF DIRECTOR: W. EDWARD WALTER | Management | For | For |
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
3. | TO ADOPT A RESOLUTION APPROVING, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES | Management | For | For |
4. | TO APPROVE PERFORMANCE GOALS UNDER THE AVALONBAY COMMUNITIES, INC. 2009 STOCK OPTION AND INCENTIVE PLAN. | Management | For | For |
5. | TO ADOPT A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, THAT THE BOARD OF DIRECTORS ADOPT A POLICY ADDRESSING THE SEPARATION OF THE ROLES OF CEO AND CHAIRMAN. | Shareholder | Against | Against |
| ||||
AVALONBAY COMMUNITIES, INC. | ||||
Ticker: AVB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Alan B. Buckelew | Management | For | For |
1.3 | Elect Director Bruce A. Choate | Management | For | For |
1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
1.5 | Elect Director Timothy J. Naughton | Management | For | For |
1.6 | Elect Director Lance R. Primis | Management | For | For |
1.7 | Elect Director Peter S. Rummell | Management | For | For |
1.8 | Elect Director H. Jay Sarles | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
BALL CORP. | ||||
Ticker: BLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John A. Hayes | Management | For | For |
1.2 | Elect George M. Smart | Management | For | For |
1.3 | Elect Theodore M. Solso | Management | For | For |
1.4 | Elect Stuart A. Taylor II | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | Against |
| ||||
BANCA POPOLARE DI MILANO SCARL | ||||
Ticker: PMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
2 | Approve Remuneration Report | Management | For | Did Not Vote |
3 | Elect Supervisory Board Member | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
1 | Amend Company Bylaws | Management | For | Did Not Vote |
| ||||
BANCO POPOLARE SCARL | ||||
Ticker: BP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Creation of EUR 1.5 Billion Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
2 | Approve Share Consolidation | Management | For | Did Not Vote |
| ||||
BANCO POPOLARE SCARL | ||||
Ticker: BP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Slate Submitted by Management and 4,773 Shareholders | Management | For | Did Not Vote |
1.2 | Slate Submitted by Associazione Banca Viva | Shareholder | None | Did Not Vote |
2.1 | Slate Submitted by 4,774 Shareholders | Shareholder | None | Did Not Vote |
2.2 | Slate Submitted by Fondazione Cariverona and Fondazione Cassa di Risparmio di Carpi | Shareholder | None | Did Not Vote |
3 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
5 | Approve Remuneration Report | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
7 | Approve Internal Auditors' Remuneration | Management | For | Did Not Vote |
1 | Approve Merger with Credito Bergamasco SpA | Management | For | Did Not Vote |
2 | Approve Accounting Transfers | Management | For | Did Not Vote |
| ||||
BANKRATE INC | ||||
Ticker: RATE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter C. Morse | Management | For | For |
2 | Elect Christian Stahl | Management | For | For |
3 | Elect Mitch Truwit | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
BAYER AG | ||||
Ticker: BAYN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
4a | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | For |
4b | Elect Ernst-Ludwig Winnacker to the Supervisory Board | Management | For | For |
5 | Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
6 | Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8b | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
9a | Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH | Management | For | For |
9b | Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH | Management | For | For |
9c | Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH | Management | For | For |
9d | Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH | Management | For | For |
9e | Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH | Management | For | For |
9f | Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH | Management | For | For |
9g | Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH | Management | For | For |
9h | Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH | Management | For | For |
10 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | For |
| ||||
BBA AVIATION PLC | ||||
Ticker: BBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Sir Nigel Rudd as Director | Management | For | For |
4 | Elect Wayne Edmunds as Director | Management | For | For |
5 | Re-elect Mark Hoad as Director | Management | For | For |
6 | Re-elect Susan Kilsby as Director | Management | For | For |
7 | Re-elect Nick Land as Director | Management | For | For |
8 | Re-elect Simon Pryce as Director | Management | For | For |
9 | Re-elect Peter Ratcliffe as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Approve Remuneration Policy | Management | For | For |
14 | Approve Savings Related Share Option Scheme | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
BEAM INC. | ||||
Ticker: BEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
BEIERSDORF AG | ||||
Ticker: BEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify Ernst & Young as Auditors for Fiscal 2014 | Management | For | For |
6a | Elect Michael Herz to the Supervisory Board | Management | For | For |
6b | Elect Thomas Holzgreve to the Supervisory Board | Management | For | For |
6c | Elect Christine Martel to the Supervisory Board | Management | For | For |
6d | Elect Isabelle Parize to the Supervisory Board | Management | For | For |
6e | Elect Reinhard Poellath to the Supervisory Board | Management | For | For |
6f | Elect Poul Weihrauch to the Supervisory Board | Management | For | For |
6g | Elect Beatrice Dreyfus as Alternate Supervisory Board Member | Management | For | For |
7 | Approve Affiliation Agreements with Subsidiaries | Management | For | For |
| ||||
BERRY PETROLEUM COMPANY | ||||
Ticker: BRY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
BIOGEN IDEC INC | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Caroline Dorsa | Management | For | For |
2 | Elect Stelios Papadopoulos | Management | For | For |
3 | Elect George A. Scangos | Management | For | For |
4 | Elect Lynn Schenk | Management | For | For |
5 | Elect Alexander J. Denner | Management | For | For |
6 | Elect Nancy L. Leaming | Management | For | For |
7 | Elect Richard C. Mulligan | Management | For | For |
8 | Elect Robert W. Pangia | Management | For | For |
9 | Elect Brian S. Posner | Management | For | For |
10 | Elect Eric K. Rowinsky | Management | For | For |
11 | Elect Stephen A. Sherwin | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
BIOGEN IDEC INC | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Caroline Dorsa | Management | For | For |
2 | Elect Stelios Papadopoulos | Management | For | For |
3 | Elect George A. Scangos | Management | For | For |
4 | Elect Lynn Schenk | Management | For | For |
5 | Elect Alexander J. Denner | Management | For | For |
6 | Elect Nancy L. Leaming | Management | For | For |
7 | Elect Richard C. Mulligan | Management | For | For |
8 | Elect Robert W. Pangia | Management | For | For |
9 | Elect Brian S. Posner | Management | For | For |
10 | Elect Eric K. Rowinsky | Management | For | For |
11 | Elect Stephen A. Sherwin | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jean-Jacques Bienaim? | Management | For | For |
1.1 | Elect Dennis J. Slamon | Management | For | For |
1.2 | Elect Michael Grey | Management | For | For |
1.3 | Elect Elaine J. Heron | Management | For | For |
1.4 | Elect Pierre Lapalme | Management | For | For |
1.5 | Elect V. Bryan Lawlis | Management | For | For |
1.6 | Elect Richard A. Meier | Management | For | For |
1.7 | Elect Alan J. Lewis | Management | For | Withhold |
1.8 | Elect William D. Young | Management | For | For |
1.9 | Elect Kenneth M. Bate | Management | For | Withhold |
2 | Amendment to the 2006 Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Ratification of Auditor | Management | For | For |
| ||||
BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jean-Jacques Bienaim? | Management | For | For |
1.2 | Elect Michael Grey | Management | For | For |
1.3 | Elect Elaine J. Heron | Management | For | For |
1.4 | Elect Pierre Lapalme | Management | For | For |
1.5 | Elect V. Bryan Lawlis | Management | For | For |
1.6 | Elect Richard A. Meier | Management | For | For |
1.7 | Elect Alan J. Lewis | Management | For | For |
1.8 | Elect William D. Young | Management | For | For |
1.9 | Elect Kenneth M. Bate | Management | For | For |
1.10 | Elect Dennis J. Slamon | Management | For | For |
2 | Amendment to the 2006 Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
BRISTOL-MYERS SQUIBB CO. | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Lewis B. Campbell | Management | For | For |
3 | Elect James M. Cornelius | Management | For | For |
4 | Elect Laurie H. Glimcher | Management | For | For |
5 | Elect Michael Grobstein | Management | For | For |
6 | Elect Alan J. Lacy | Management | For | For |
7 | Elect Thomas J. Lynch | Management | For | For |
8 | Elect Dinesh Paliwal | Management | For | For |
9 | Elect Vicki L. Sato | Management | For | For |
10 | Elect Gerald L. Storch | Management | For | For |
11 | Elect Togo D. West, Jr. | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| ||||
BRISTOL-MYERS SQUIBB CO. | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lamberto Andreotti | Management | For | For |
| ||||
BRITISH AMERICAN TOBACCO PLC | ||||
Ticker: BATS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Re-elect Richard Burrows as Director | Management | For | Withhold |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Ben Stevens as Director | Management | For | For |
15 | Re-elect Richard Tubb as Director | Management | For | For |
16 | Elect Savio Kwan as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
| ||||
BRIXMOR PROPERTY GROUP INC. | ||||
Ticker: BRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Carroll | Management | For | Withhold |
1.2 | Elect Director John G. Schreiber | Management | For | Withhold |
1.3 | Elect Director A.J. Agarwal | Management | For | Withhold |
1.4 | Elect Director Michael Berman | Management | For | For |
1.5 | Elect Director Anthony W. Deering | Management | For | For |
1.6 | Elect Director Jonathan D. Gray | Management | For | Withhold |
1.7 | Elect Director Nadeem Meghji | Management | For | Withhold |
1.8 | Elect Director William D. Rahm | Management | For | For |
1.9 | Elect Director William J. Stein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
BROADCOM CORP. | ||||
Ticker: BRCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Nancy H. Handel | Management | For | For |
1.3 | Elect Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Maria Klawe | Management | For | For |
1.5 | Elect John E. Major | Management | For | For |
1.6 | Elect Scott A. McGregor | Management | For | For |
1.7 | Elect William T. Morrow | Management | For | For |
1.8 | Elect Henry Samueli | Management | For | For |
1.9 | Elect Robert E. Switz | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
| ||||
BURGER KING WORLDWIDE, INC. | ||||
Ticker: BKW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexandre Behring | Management | For | For |
1.2 | Elect Director Martin E. Franklin | Management | For | For |
1.3 | Elect Director Paul J. Fribourg | Management | For | For |
1.4 | Elect Director Bernardo Hees | Management | For | For |
1.5 | Elect Director Alan C. Parker | Management | For | For |
1.6 | Elect Director Carlos Alberto R. Sicupira | Management | For | For |
1.7 | Elect Director Roberto Moses Thompson Motta | Management | For | For |
1.8 | Elect Director Alexandre Van Damme | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
CABELA'S INCORPORATED | ||||
Ticker: CAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
1.2 | Elect Director James W. Cabela | Management | For | For |
1.3 | Elect Director John H. Edmondson | Management | For | For |
1.4 | Elect Director John Gottschalk | Management | For | For |
1.5 | Elect Director Dennis Highby | Management | For | For |
1.6 | Elect Director Reuben Mark | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Thomas L. Millner | Management | For | For |
1.9 | Elect Director Donna M. Milrod | Management | For | For |
1.10 | Elect Director Beth M. Pritchard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CADENCE DESIGN SYSTEMS, INC. | ||||
Ticker: CDNS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan L. Bostrom | Management | For | For |
2 | Elect James D. Plummer | Management | For | For |
3 | Elect Alberto Sangiovanni-Vincentelli | Management | For | For |
4 | Elect George M. Scalise | Management | For | For |
5 | Elect John B. Shoven | Management | For | For |
6 | Elect Roger S. Siboni | Management | For | For |
7 | Elect Young K. Sohn | Management | For | For |
8 | Elect Lip-Bu Tan | Management | For | For |
9 | Omnibus Incentive Plan | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
| ||||
CAESARS ENTERTAINMENT CORPORATION | ||||
Ticker: CZR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelvin Davis | Management | For | For |
1.2 | Elect Director Eric Press | Management | For | For |
1.3 | Elect Director David Sambur | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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CANON INC. | ||||
Ticker: 7751 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
2 | Amend Articles to Indemnify Directors | Management | For | For |
3.1 | Elect Director Mitarai, Fujio | Management | For | Against |
3.2 | Elect Director Tanaka, Toshizo | Management | For | Against |
3.3 | Elect Director Ikoma, Toshiaki | Management | For | For |
3.4 | Elect Director Adachi, Yoroku | Management | For | For |
3.5 | Elect Director Mitsuhashi, Yasuo | Management | For | For |
3.6 | Elect Director Matsumoto, Shigeyuki | Management | For | For |
3.7 | Elect Director Homma, Toshio | Management | For | For |
3.8 | Elect Director Ozawa, Hideki | Management | For | For |
3.9 | Elect Director Maeda, Masaya | Management | For | For |
3.10 | Elect Director Tani, Yasuhiro | Management | For | For |
3.11 | Elect Director Nagasawa, Kenichi | Management | For | For |
3.12 | Elect Director Otsuka, Naoji | Management | For | For |
3.13 | Elect Director Yamada, Masanori | Management | For | For |
3.14 | Elect Director Wakiya, Aitake | Management | For | For |
3.15 | Elect Director Ono, Kazuto | Management | For | For |
3.16 | Elect Director Kimura, Akiyoshi | Management | For | For |
3.17 | Elect Director Osanai, Eiji | Management | For | For |
3.18 | Elect Director Saida, Kunitaro | Management | For | For |
3.19 | Elect Director Kato, Haruhiko | Management | For | For |
4.1 | Appoint Statutory Auditor Araki, Makoto | Management | For | For |
4.2 | Appoint Statutory Auditor Yoshida, Osami | Management | For | For |
4.3 | Appoint Statutory Auditor Kitamura, Kuniyoshi | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
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CARDTRONICS INC | ||||
Ticker: CATM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jorge M. Diaz | Management | For | For |
1.2 | Elect G. Patrick Phillips | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Adoption of Majority Vote for Election of Directors | Management | For | For |
5 | Amendment to the 2007 Stock Incentive Plan | Management | For | For |
6 | Amendment to the 2007 Stock Incentive Plan | Management | For | For |
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CBRE GROUP, INC. | ||||
Ticker: CBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Brandon B. Boze | Management | For | For |
1.3 | Elect Director Curtis F. Feeny | Management | For | For |
1.4 | Elect Director Bradford M. Freeman | Management | For | For |
1.5 | Elect Director Michael Kantor | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director Robert E. Sulentic | Management | For | For |
1.8 | Elect Director Laura D. Tyson | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CECON ASA | ||||
Ticker: CECON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Summons | Management | For | For |
2 | Approve Agenda | Management | For | For |
3 | Elect Minutes Keepers | Management | For | For |
4 | Approve Amendments to Bond Agreement | Management | For | For |
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CECON ASA | ||||
Ticker: CECON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Summons | Management | For | For |
2 | Approve Agenda | Management | For | For |
3 | Elect Minutes Keepers | Management | For | For |
4 | Approve Amendments to Bond Agreement | Management | For | For |
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CELGENE CORP. | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Hugin | Management | For | For |
1.2 | Elect Richard W. Barker | Management | For | For |
1.3 | Elect Michael D. Casey | Management | For | For |
1.4 | Elect Carrie S. Cox | Management | For | For |
1.5 | Elect Rodman L. Drake | Management | For | For |
1.6 | Elect Michael A. Friedman | Management | For | For |
1.7 | Elect Gilla Kaplan | Management | For | For |
1.8 | Elect James J. Loughlin | Management | For | For |
1.9 | Elect Ernest Mario | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Increase of Authorized Common Stock | Management | For | For |
4 | Amendment to the 2008 Stock Incentive Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| ||||
CELGENE CORP. | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Hugin | Management | For | For |
1.2 | Elect Richard W. Barker | Management | For | For |
1.3 | Elect Michael D. Casey | Management | For | For |
1.4 | Elect Carrie S. Cox | Management | For | For |
1.5 | Elect Rodman L. Drake | Management | For | For |
1.6 | Elect Michael A. Friedman | Management | For | For |
1.7 | Elect Gilla Kaplan | Management | For | For |
1.8 | Elect James J. Loughlin | Management | For | For |
1.9 | Elect Ernest Mario | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Increase of Authorized Common Stock | Management | For | For |
4 | Amendment to the 2008 Stock Incentive Plan | Management | For | Against |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| ||||
CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: ROBERT J. HUGIN | Management | For | For |
1.2 | ELECTION OF DIRECTOR: R.W. BARKER, D. PHIL. | Management | For | For |
1.3 | ELECTION OF DIRECTOR: MICHAEL D. CASEY | Management | For | For |
1.4 | ELECTION OF DIRECTOR: CARRIE S. COX | Management | For | For |
1.5 | ELECTION OF DIRECTOR: RODMAN L. DRAKE | Management | For | For |
1.6 | ELECTION OF DIRECTOR: M.A. FRIEDMAN, M.D. | Management | For | For |
1.7 | ELECTION OF DIRECTOR: GILLA KAPLAN, PH.D. | Management | For | For |
1.8 | ELECTION OF DIRECTOR: JAMES J. LOUGHLIN | Management | For | For |
1.9 | ELECTION OF DIRECTOR: ERNEST MARIO, PH.D. | Management | For | For |
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
3. | AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK AND TO EFFECT A STOCK SPLIT. | Management | For | For |
4. | APPROVAL OF AN AMENDMENT OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Management | For | For |
5. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
6. | STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | Against |
| ||||
CELLDEX THERAPEUTICS INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Larry Ellberger | Management | For | For |
1.2 | Elect Anthony Marucci | Management | For | For |
1.3 | Elect Herbert Conrad | Management | For | For |
1.4 | Elect George O. Elston | Management | For | For |
1.5 | Elect Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Timothy M. Shannon | Management | For | For |
1.7 | Elect Karen L. Shoos | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
CENGAGE LEARNING ACQUISITIONS, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Accept The Plan | Management | None | For |
2 | Opt Out Release | Management | None | Against |
| ||||
CENGAGE LEARNING ACQUISITIONS, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Accept The Plan | Management | None | For |
2 | Opt Out Release | Management | None | Against |
| ||||
CENGAGE LEARNING ACQUISITIONS, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Accept The Plan | Management | None | For |
2 | Opt Out Release | Management | None | Abstain |
| ||||
CENGAGE LEARNING ACQUISITIONS, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Accept The Plan | Management | None | For |
2 | Opt Out Release | Management | None | Abstain |
| ||||
CENTENE CORP. | ||||
Ticker: CNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael F. Neidorff | Management | For | For |
1.2 | Elect Richard A. Gephardt | Management | For | For |
1.3 | Elect John R. Roberts | Management | For | For |
2 | Repeal of Classified Board | Management | For | For |
3 | Increase of Authorized Common Stock | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Amendment to the 2012 Stock Incentive Plan | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
| ||||
CHEMTURA CORPORATION | ||||
Ticker: CHMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
1.3 | Elect Director Anna C. Catalano | Management | For | For |
1.4 | Elect Director James W. Crownover | Management | For | For |
1.5 | Elect Director Robert A. Dover | Management | For | For |
1.6 | Elect Director Jonathan F. Foster | Management | For | For |
1.7 | Elect Director Craig A. Rogerson | Management | For | For |
1.8 | Elect Director John K. Wulff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
CHICAGO BRIDGE & IRON COMPANY N.V. | ||||
Ticker: CBI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2016: JAMES H. MILLER. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE WESTLEY S. STOCKTON) | Management | For | For |
2A. | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2017: JAMES R. BOLCH.(PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LUCIANO REYES) | Management | For | For |
2B. | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2017: LARRY D. MCVAY. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE STEPHEN H. DIMLICH, JR.) | Management | For | For |
2C. | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2017: MARSHA C. WILLIAMS. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE TRAVIS L. STRICKER) | Management | For | For |
3. | ELECTION OF THE MEMBER OF THE MANAGEMENT BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2018: CHICAGO BRIDGE & IRON COMPANY B.V.. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LEALAND FINANCE CO | Management | For | For |
4. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For |
5. | TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE, TO DISCUSS OUR ANNUAL REPORT OF THE MANAGEMENT BOARD FOR THE YEAR ENDED DECEMBER 31, 2013 AND TO ADOPT OUR DUTCH STA | Management | For | For |
6. | TO APPROVE THE FINAL DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2013, IN AN AMOUNT OF $.20 PER SHARE, WHICH HAS PREVIOUSLY BEEN PAID OUT TO SHAREHOLDERS IN THE FORM OF INTERIM DIVIDENDS | Management | For | For |
7. | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For |
8. | TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For |
9. | TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For |
10. | TO APPROVE THE CHICAGO BRIDGE & IRON 2008 LONG-TERM INCENTIVE PLAN | Management | For | For |
11. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL OCTOBER 30, 2015 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS | Management | For | For |
12. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE | Management | For | For |
13. | TO APPROVE THE COMPENSATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For |
| ||||
CHIMERIX INC | ||||
Ticker: CMRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect M. Michelle Berrey | Management | For | For |
1.2 | Elect Rodman L. Drake | Management | For | For |
1.3 | Elect Lisa Ricciardi | Management | For | For |
2 | Amendment to the 2013 Equity Incentive Plan | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
| ||||
CIGNA CORP. | ||||
Ticker: CI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eric J. Foss | Management | For | For |
2 | Elect Roman Martinez IV | Management | For | For |
3 | Elect William D. Zollars | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
CITRIX SYSTEMS, INC. | ||||
Ticker: CTXS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert D. Daleo | Management | For | For |
1 | Elect Robert D. Daleo | Management | For | For |
2 | Elect Murray J. Demo | Management | For | For |
2 | Elect Murray J. Demo | Management | For | For |
3 | Elect Asiff S. Hirji | Management | For | For |
3 | Elect Asiff S. Hirji | Management | For | For |
4 | 2014 Equity Incentive Plan | Management | For | For |
4 | 2014 Equity Incentive Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
COCA-COLA EAST JAPAN CO LTD | ||||
Ticker: 2580 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2 | Amend Articles To Change Location of Head Office | Management | For | For |
3.1 | Elect Director Calin Dragan | Management | For | For |
3.2 | Elect Director Michael Coombs | Management | For | For |
3.3 | Elect Director Dan Nistor | Management | For | For |
3.4 | Elect Director Akachi, Fumio | Management | For | For |
3.5 | Elect Director Kawamoto, Naruhiko | Management | For | For |
3.6 | Elect Director Ito, Masaki | Management | For | For |
3.7 | Elect Director Irial Finan | Management | For | For |
3.8 | Elect Director Daniel Sayre | Management | For | For |
3.9 | Elect Director Inagaki, Haruhiko | Management | For | For |
3.10 | Elect Director Takanashi, Keiji | Management | For | For |
3.11 | Elect Director Yoshioka, Hiroshi | Management | For | For |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Deep Discount Stock Option Plan | Management | For | For |
| ||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||
Ticker: CTSH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael Patsalos-Fox | Management | For | For |
2 | Elect Robert E. Weissman | Management | For | For |
3 | Amendment to the 2009 Incentive Compensation Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
COLGATE-PALMOLIVE COMPANY | ||||
Ticker: CL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nikesh Arora | Management | For | For |
1b | Elect Director John T. Cahill | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Helene D. Gayle | Management | For | For |
1e | Elect Director Ellen M. Hancock | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Richard J. Kogan | Management | For | For |
1h | Elect Director Delano E. Lewis | Management | For | For |
1i | Elect Director J. Pedro Reinhard | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | For |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Edward D. Breen | Management | For | For |
1.4 | Elect Director Joseph J. Collins | Management | For | For |
1.5 | Elect Director J. Michael Cook | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Ralph J. Roberts | Management | For | For |
1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| ||||
COMMERZBANK AG | ||||
Ticker: CBK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividend Omission | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors for the First Quarter of Fiscal 2015 | Management | For | For |
7.1 | Elect Stefan Lippe to the Supervisory Board | Management | For | For |
7.2 | Elect Nicholas Teller to the Supervisory Board | Management | For | For |
7.3 | Elect Solms Wittig as Alternate Supervisory Board Member | Management | For | For |
8 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
9 | Amend Affiliation Agreements with Subsidiary Atlas Vermoegensverwaltungs GmbH | Management | For | For |
| ||||
COMMUNITY HEALTH SYSTEMS, INC. | ||||
Ticker: CYH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: W. LARRY CASH | Management | For | For |
1.2 | ELECTION OF DIRECTOR: JOHN A. CLERICO | Management | For | For |
1.3 | ELECTION OF DIRECTOR: JAMES S. ELY III | Management | For | For |
1.4 | ELECTION OF DIRECTOR: JOHN A. FRY | Management | For | For |
1.5 | ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS | Management | For | For |
1.6 | ELECTION OF DIRECTOR: JULIA B. NORTH | Management | For | For |
1.7 | ELECTION OF DIRECTOR: WAYNE T. SMITH | Management | For | For |
1.8 | ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR. | Management | For | For |
2. | PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
3. | PROPOSAL TO APPROVE THE COMMUNITY HEALTH SYSTEMS, INC. 2004 EMPLOYEE PERFORMANCE INCENTIVE PLAN AS AMENDED AND RESTATED FEBRUARY 26, 2014. | Management | For | For |
4. | PROPOSAL TO APPROVE THE COMMUNITY HEALTH SYSTEMS, INC. 2009 STOCK OPTION & AWARD PLAN, AS AMENDED & RESTATED MARCH 19, 2014. | Management | For | For |
5. | PROPOSAL TO APPROVE AN AMENDMENT OF THE AMENDED AND RESTATED BY-LAWS OF COMMUNITY HEALTH SYSTEMS, INC. | Management | For | For |
6. | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
| ||||
COMPASS GROUP | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adoption of New Articles (Return of Cash and Share Consolidation) | Management | For | For |
2 | Return of Cash and Share Consolidation | Management | For | For |
3 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
4 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
5 | Authority to Repurchase Shares | Management | For | For |
| ||||
COMVERSE INC | ||||
Ticker: CNSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan D. Bowick | Management | For | For |
2 | Elect James Budge | Management | For | For |
3 | Elect Matthew A. Drapkin | Management | For | For |
4 | Elect Doron Inbar | Management | For | For |
5 | Elect Neil Montefiore | Management | For | For |
6 | Elect Henry R. Nothhaft | Management | For | For |
7 | Elect Philippe Tartavull | Management | For | For |
8 | Elect Mark C. Terrell | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
| ||||
CONATUS PHARMACEUTICALS INC | ||||
Ticker: CNAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Preston S. Klassen | Management | For | For |
1.2 | Elect Shahzad Malik | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
CONSTELLIUM N.V. | ||||
Ticker: CSTM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | 2013 ANNUAL REPORT IN THE ENGLISH LANGUAGE (AGENDA ITEM 2 (I)) | Management | For | For |
2. | ACCELERATION OF VESTING UNDER THE MANAGEMENT EQUITY PLAN (AGENDA ITEM 4 (II)) | Management | For | For |
3. | REMUNERATION OF NON-EXECUTIVE MEMBERS (AGENDA ITEM 4 (III)) | Management | For | For |
4. | SHARE INCREASE UNDER THE 2013 EQUITY INCENTIVE PLAN (AGENDA ITEM 4 (IV)) | Management | For | For |
5. | ADOPTION OF THE 2013 ANNUAL ACCOUNTS (AGENDA ITEM 5) | Management | For | For |
6. | RELEASE FROM LIABILITY EXECUTIVE BOARD MEMBER (AGENDA ITEM 7) | Management | For | For |
7. | RELEASE FROM LIABILITY NON-EXECUTIVE BOARD MEMBERS (AGENDA ITEM 8) | Management | For | For |
8. | AUTHORIZATION TO THE BOARD TO ALLOW THE COMPANY TO ACQUIRE ITS OWN SHARES (AGENDA ITEM 9) | Management | For | For |
9A. | ELECTION OF DIRECTOR: PHILIPPE GUILLEMOT (AGENDA ITEM 10 (I)) | Management | For | For |
9B. | ELECTION OF DIRECTOR: WERNER P. PASCHKE (AGENDA ITEM 10 (II)) | Management | For | For |
9C. | ELECTION OF DIRECTOR: MICHIEL BRANDJES (AGENDA ITEM 10 (III)) | Management | For | For |
9D. | ELECTION OF DIRECTOR: LORI A. WALKER (AGENDA ITEM 10 (IV)) | Management | For | For |
9E. | ELECTION OF DIRECTOR: PETER F. HARTMAN (AGENDA ITEM 10 (V)) | Management | For | For |
9F. | ELECTION OF DIRECTOR: JOHN ORMEROD (AGENDA ITEM 10 (VI)) | Management | For | For |
10. | APPOINTMENT OF PRICEWATERHOUSECOOPERS (AGENDA ITEM 11) | Management | For | For |
11. | CANCELLATION OF PREFERENCE SHARES (AGENDA ITEM 12) | Management | For | For |
12. | DELETION OF PREFERENCE SHARES FROM THE ARTICLES OF ASSOCIATION (AGENDA ITEM 13 (I)) | Management | For | For |
13. | ADDITION OF CASTING VOTE FOR CHAIRMAN OF THE BOARD IN THE ARTICLES OF ASSOCIATION (AGENDA ITEM 13 (II)) | Management | For | For |
14. | AUTHORIZATION TO THE BOARD TO MAKE DISTRIBUTIONS FROM ANY COMPANY RESERVE (AGENDA ITEM 13 (III)) | Management | For | For |
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CORRECTIONS CORPORATION OF AMERICA | ||||
Ticker: CXW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Ferguson | Management | For | For |
1b | Elect Director Damon T. Hininger | Management | For | For |
1c | Elect Director Donna M. Alvarado | Management | For | For |
1d | Elect Director John D. Correnti | Management | For | For |
1e | Elect Director Robert J. Dennis | Management | For | For |
1f | Elect Director C. Michael Jacobi | Management | For | For |
1g | Elect Director Anne L. Mariucci | Management | For | For |
1h | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1i | Elect Director Charles L. Overby | Management | For | For |
1j | Elect Director John R. Prann, Jr. | Management | For | For |
1k | Elect Director Joseph V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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COSTAMARE INC. | ||||
Ticker: CMRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Konstantinos Konstantakopoulos as Director | Management | For | For |
1b | Elect Charlotte Stratos Director | Management | For | For |
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
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COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael R. Klein | Management | For | For |
2 | Elect Andrew C. Florance | Management | For | For |
3 | Elect David Bonderman | Management | For | For |
4 | Elect Michael J. Glosserman | Management | For | For |
5 | Elect Warren H. Haber | Management | For | For |
6 | Elect John W. Hill | Management | For | For |
7 | Elect Christopher J. Nassetta | Management | For | For |
8 | Elect David J. Steinberg | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
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CREDIT SAISON CO. LTD. | ||||
Ticker: 8253 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Rinno, Hiroshi | Management | For | For |
2.2 | Elect Director Maekawa, Teruyuki | Management | For | For |
2.3 | Elect Director Takahashi, Naoki | Management | For | For |
2.4 | Elect Director Kaneko, Haruhisa | Management | For | For |
2.5 | Elect Director Yamamoto, Hiroshi | Management | For | For |
2.6 | Elect Director Yamashita, Masahiro | Management | For | For |
2.7 | Elect Director Kakusho, Junji | Management | For | For |
2.8 | Elect Director Hirase, Kazuhiro | Management | For | For |
2.9 | Elect Director Shimizu, Sadamu | Management | For | For |
2.10 | Elect Director Matsuda, Akihiro | Management | For | For |
2.11 | Elect Director Aoyama, Teruhisa | Management | For | For |
2.12 | Elect Director Yamamoto, Yoshihisa | Management | For | For |
2.13 | Elect Director Okamoto, Tatsunari | Management | For | For |
2.14 | Elect Director Mizuno, Katsumi | Management | For | For |
2.15 | Elect Director Takeda, Masako | Management | For | For |
2.16 | Elect Director Ueno, Yasuhisa | Management | For | For |
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CROWN CASTLE INTERNATIONAL CORP. | ||||
Ticker: CCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Dale N. Hatfield | Management | For | For |
1c | Elect Director Lee W. Hogan | Management | For | For |
1d | Elect Director Robert F. McKenzie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CROWN HOLDINGS, INC. | ||||
Ticker: CCK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jenne K. Britell | Management | For | For |
1.1 | Elect Jim L. Turner | Management | For | For |
1.11 | Elect William S. Urkiel | Management | For | For |
1.2 | Elect John W. Conway | Management | For | For |
1.3 | Elect Arnold W. Donald | Management | For | For |
1.4 | Elect William G. Little | Management | For | For |
1.5 | Elect Hans J. L?liger | Management | For | For |
1.6 | Elect James H. Miller | Management | For | For |
1.7 | Elect Josef M. M? | Management | For | For |
1.8 | Elect Thomas A. Ralph | Management | For | For |
1.9 | Elect Caesar F. Sweitzer | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | Shareholder | Against | Against |
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CST BRANDS, INC. | ||||
Ticker: CST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Burton | Management | For | For |
1.2 | Elect Director Stephen A. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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CUMMINS INC. | ||||
Ticker: CMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1) | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | Management | For | For |
2) | ELECTION OF DIRECTOR: WILLIAM I. MILLER | Management | For | For |
3) | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For |
4) | ELECTION OF DIRECTOR: GEORGIA R. NELSON | Management | For | For |
5) | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | Management | For | For |
6) | ELECTION OF DIRECTOR: ROBERT J. BERNHARD | Management | For | For |
7) | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG DIAZ | Management | For | For |
8) | ELECTION OF DIRECTOR: STEPHEN B. DOBBS | Management | For | For |
9) | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For |
10) | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2014. | Management | For | For |
11) | SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL VOTING. | Shareholder | Against | Against |
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CVS CAREMARK CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown, II | Management | For | For |
1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Anne M. Finucane | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CYTOKINETICS INC | ||||
Ticker: CYTK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect L. Patrick Gage | Management | For | For |
1.2 | Elect Wendell Wierenga | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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DANSKE BANK A/S | ||||
Ticker: DANSKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of DKK 2.00 Per Share | Management | For | For |
4a | Reelect Ole Andersen as Director | Management | For | For |
4b | Reelect Urban Backstrom as Director | Management | For | For |
4c | Reelect Lars Forberg as Director | Management | For | For |
4d | Reelect Jorn Jensen as Director | Management | For | For |
4e | Reelect Carol Sergeant as Director | Management | For | For |
4f | Reelect Jim Snabe as Director | Management | For | For |
4g | Reelect Tront Westlie as Director | Management | For | For |
4h | Elect Rolv Ryssdal as New Director | Management | For | For |
5 | Ratify KPMG as Auditors | Management | For | For |
6a | Approve Publication of Annual Report in English | Management | For | For |
6b | Amend Articles Re: Approve Norwegian and Swedish as Spoken Languages at General Meeting | Management | For | For |
6c | Amend Articles Re: Registration by Name in Article 4.4 | Management | For | For |
6d | Amend Articles Re: Board's Entitlement of Ballot to be Held | Management | For | For |
6e | Amend Articles Re: Proxy Requirement in Article 12 | Management | For | For |
6f | Adopt Danske Invest A/S as Secondary Name | Management | For | For |
7 | Authorize Share Repurchase Program | Management | For | For |
8 | Approve Remuneration of Directors in the Amount of DKK 1.42 Million for Chairman, DKK 708,750 for Vice Chairman, and 472,500 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
9 | Amend Company's Remuneration Policy | Management | For | For |
10a | Require Inclusion of Certain Financial information to Meeting Notice | Shareholder | Against | Against |
10b | Require Annual Reports to be Available in Danish | Shareholder | Against | Against |
10c | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
10d | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
11 | Establish Institution to Work on Integration of Copenhagen and Landskrona | Shareholder | Against | Against |
12a | Require Bank to Always State the Most Recent Quoted Price on a Regulated Market | Shareholder | Against | Against |
12b | Require Bank to Never Set Trading Price of Its Share | Shareholder | Against | Against |
12c | Limit Bank's Ability to Charge General Fees in Certain Cases | Shareholder | Against | Against |
12d | Require Customer Transactions to be Executed at Lowest Price | Shareholder | Against | Against |
12e | Amend Articles Re: Include Norwegian and Swedish as Corporate Language | Shareholder | Against | Against |
12f | Amend Articles Re: Allow Norwegian and Swedish to be Spoken at Annual General Meeting | Shareholder | Against | Against |
12g | Require Immediate Cash Payment of Hybrid Core Capital Raised in May 2009 | Shareholder | Against | Against |
12h | Amend Articles Re: Prohibit Board of Directors from Rejecting or Placing Shareholder Proposals Under Other Items | Shareholder | Against | Against |
12i | Amend Articles Re: Prohibit Board from Rejecting Request for Voting by Ballot | Shareholder | Against | Against |
13a | Require Danske Bank to Refrain from using Tax Havens | Shareholder | Against | Against |
13b | Request Danske Bank to take Position in Principle on Bank Secrecy | Shareholder | Against | Against |
14 | Remove Ole Andersen from the Board of Directors | Shareholder | Against | Against |
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DANSKE BANK A/S | ||||
Ticker: DANSKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 2.00 Per Share | Management | For | Did Not Vote |
4a | Reelect Ole Andersen as Director | Management | For | Did Not Vote |
4b | Reelect Urban Backstrom as Director | Management | For | Did Not Vote |
4c | Reelect Lars Forberg as Director | Management | For | Did Not Vote |
4d | Reelect Jorn Jensen as Director | Management | For | Did Not Vote |
4e | Reelect Carol Sergeant as Director | Management | For | Did Not Vote |
4f | Reelect Jim Snabe as Director | Management | For | Did Not Vote |
4g | Reelect Tront Westlie as Director | Management | For | Did Not Vote |
4h | Elect Rolv Ryssdal as New Director | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
6a | Approve Publication of Annual Report in English | Management | For | Did Not Vote |
6b | Amend Articles Re: Approve Norwegian and Swedish as Spoken Languages at General Meeting | Management | For | Did Not Vote |
6c | Amend Articles Re: Registration by Name in Article 4.4 | Management | For | Did Not Vote |
6d | Amend Articles Re: Board's Entitlement of Ballot to be Held | Management | For | Did Not Vote |
6e | Amend Articles Re: Proxy Requirement in Article 12 | Management | For | Did Not Vote |
6f | Adopt Danske Invest A/S as Secondary Name | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
8 | Approve Remuneration of Directors in the Amount of DKK 1.42 Million for Chairman, DKK 708,750 for Vice Chairman, and 472,500 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
9 | Amend Company's Remuneration Policy | Management | For | Did Not Vote |
10a | Require Inclusion of Certain Financial information to Meeting Notice | Shareholder | Against | Did Not Vote |
10b | Require Annual Reports to be Available in Danish | Shareholder | Against | Did Not Vote |
10c | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Did Not Vote |
10d | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Did Not Vote |
11 | Establish Institution to Work on Integration of Copenhagen and Landskrona | Shareholder | Against | Did Not Vote |
12a | Require Bank to Always State the Most Recent Quoted Price on a Regulated Market | Shareholder | Against | Did Not Vote |
12b | Require Bank to Never Set Trading Price of Its Share | Shareholder | Against | Did Not Vote |
12c | Limit Bank's Ability to Charge General Fees in Certain Cases | Shareholder | Against | Did Not Vote |
12d | Require Customer Transactions to be Executed at Lowest Price | Shareholder | Against | Did Not Vote |
12e | Amend Articles Re: Include Norwegian and Swedish as Corporate Language | Shareholder | Against | Did Not Vote |
12f | Amend Articles Re: Allow Norwegian and Swedish to be Spoken at Annual General Meeting | Shareholder | Against | Did Not Vote |
12g | Require Immediate Cash Payment of Hybrid Core Capital Raised in May 2009 | Shareholder | Against | Did Not Vote |
12h | Amend Articles Re: Prohibit Board of Directors from Rejecting or Placing Shareholder Proposals Under Other Items | Shareholder | Against | Did Not Vote |
12i | Amend Articles Re: Prohibit Board from Rejecting Request for Voting by Ballot | Shareholder | Against | Did Not Vote |
13a | Require Danske Bank to Refrain from using Tax Havens | Shareholder | Against | Did Not Vote |
13b | Request Danske Bank to take Position in Principle on Bank Secrecy | Shareholder | Against | Did Not Vote |
14 | Remove Ole Andersen from the Board of Directors | Shareholder | Against | Did Not Vote |
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DAVITA HEALTHCARE PARTNERS, INC. | ||||
Ticker: DVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: PAMELA M. ARWAY | Management | For | For |
1B. | ELECTION OF DIRECTOR: CHARLES G. BERG | Management | For | For |
1C. | ELECTION OF DIRECTOR: CAROL ANTHONY DAVIDSON | Management | For | For |
1D. | ELECTION OF DIRECTOR: PAUL J. DIAZ | Management | For | For |
1E. | ELECTION OF DIRECTOR: PETER T. GRAUER | Management | For | For |
1F. | ELECTION OF DIRECTOR: ROBERT J. MARGOLIS | Management | For | For |
1G. | ELECTION OF DIRECTOR: JOHN M. NEHRA | Management | For | For |
1H. | ELECTION OF DIRECTOR: WILLIAM L. ROPER | Management | For | For |
1I. | ELECTION OF DIRECTOR: KENT J. THIRY | Management | For | For |
1J. | ELECTION OF DIRECTOR: ROGER J. VALINE | Management | For | For |
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For |
3. | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
4. | TO ADOPT AND APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2011 INCENTIVE AWARD PLAN. | Management | For | For |
5. | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING REGARDING THE BOARD CHAIRMANSHIP. | Shareholder | Against | Against |
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DEERE & COMPANY | ||||
Ticker: DE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director Joachim Milberg | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Thomas H. Patrick | Management | For | For |
1k | Elect Director Sherry M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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DELTA AIR LINES, INC. | ||||
Ticker: DAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | For | For |
1B. | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | For | For |
1C. | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Management | For | For |
1D. | ELECTION OF DIRECTOR: JOHN S. BRINZO | Management | For | For |
1E. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For |
1F. | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | For | For |
1G. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | For |
1H. | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | For | For |
1I. | ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN | Management | For | For |
1J. | ELECTION OF DIRECTOR: DAVID R. GOODE | Management | For | For |
1K. | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | For | For |
1L. | ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS | Management | For | For |
1M. | ELECTION OF DIRECTOR: KENNETH C. ROGERS | Management | For | For |
1N. | ELECTION OF DIRECTOR: KENNETH B. WOODROW | Management | For | For |
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
4. | TO APPROVE AN INCREASE IN THE MAXIMUM NUMBER OF DIRECTORS. | Management | For | For |
5. | A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS ADOPT A STOCK RETENTION POLICY FOR SENIOR EXECUTIVES. | Shareholder | Against | Against |
| ||||
DELTA AIR LINES, INC. | ||||
Ticker: DAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | For | For |
1B. | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | For | For |
1C. | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Management | For | For |
1D. | ELECTION OF DIRECTOR: JOHN S. BRINZO | Management | For | For |
1E. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For |
1F. | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | For | For |
1G. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | For |
1H. | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | For | For |
1I. | ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN | Management | For | For |
1J. | ELECTION OF DIRECTOR: DAVID R. GOODE | Management | For | For |
1K. | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | For | For |
1L. | ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS | Management | For | For |
1M. | ELECTION OF DIRECTOR: KENNETH C. ROGERS | Management | For | For |
1N. | ELECTION OF DIRECTOR: KENNETH B. WOODROW | Management | For | For |
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
4. | TO APPROVE AN INCREASE IN THE MAXIMUM NUMBER OF DIRECTORS. | Management | For | For |
5. | A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS ADOPT A STOCK RETENTION POLICY FOR SENIOR EXECUTIVES. | Shareholder | Against | Against |
| ||||
DEMANDWARE INC | ||||
Ticker: DWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Charles F. Kane | Management | For | For |
1.2 | Elect Stephan Schambach | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
DERMA SCIENCES INC. | ||||
Ticker: DSCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward J. Quilty | Management | For | For |
1.2 | Elect Srini Conjeevaram | Management | For | For |
1.3 | Elect Stephen T. Wills | Management | For | For |
1.4 | Elect C. Richard Stafford | Management | For | For |
1.5 | Elect Robert G. Moussa | Management | For | For |
1.6 | Elect Bruce F. Wesson | Management | For | For |
1.7 | Elect Brett D. Hewlett | Management | For | For |
1.8 | Elect Amy Paul | Management | For | For |
2 | Increase of Authorized Common Stock | Management | For | For |
3 | Amendment to the 2012 Equity Incentive Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Ratification of Auditor | Management | For | For |
6 | Transaction of Other Business | Management | For | Against |
| ||||
DEUTSCHE LUFTHANSA AG, KOELN | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2. | Approve allocation of income and dividends of EUR 0.45 per share | Management | For | For |
3. | Approval of Executive Board's acts for the 2013 financial year | Management | For | For |
4. | Approval of Supervisory Board s acts for the 2013 financial year | Management | For | For |
5. | Approve creation of EUR 29 pool of conditional capital to guarantee option conversion rights | Management | For | For |
6. | Approve spin-off and acquisition agreement with Miles & More International GmbH | Management | For | For |
7. | Approve affiliation agreements with Miles & More International GmbH | Management | For | For |
8. | Ratify PricewaterhouseCoopers AG as auditors for fiscal 2014 | Management | For | For |
9. | Elect Monika Ribar to the supervisory board | Management | For | For |
| ||||
DHT HOLDINGS, INC. | ||||
Ticker: DHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Einar Michael Steimler as Director | Management | For | For |
1.2 | Elect Robert N. Cowen as Director | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Deloitte AS as Auditors | Management | For | For |
| ||||
DIRECTV | ||||
Ticker: DTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Neil R. Austrian | Management | For | For |
2 | Elect Ralph F. Boyd, Jr. | Management | For | For |
3 | Elect Abelardo E. Bru | Management | For | For |
4 | Elect David B. Dillon | Management | For | For |
5 | Elect Samuel A. DiPiazza, Jr. | Management | For | For |
6 | Elect Dixon R. Doll | Management | For | For |
7 | Elect Charles R. Lee | Management | For | For |
8 | Elect Peter A. Lund | Management | For | For |
9 | Elect Nancy S. Newcomb | Management | For | For |
10 | Elect Lorrie M. Norrington | Management | For | For |
11 | Elect Anthony J. Vinciquerra | Management | For | For |
12 | Elect Michael D. White | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| ||||
DOLLAR GENERAL CORPORATION | ||||
Ticker: DG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Michael M. Calbert | Management | For | For |
1c | Elect Director Sandra B. Cochran | Management | For | For |
1d | Elect Director Richard W. Dreiling | Management | For | For |
1e | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1f | Elect Director William C. Rhodes, III | Management | For | For |
1g | Elect Director David B. Rickard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
DOMINO'S PIZZA, INC. | ||||
Ticker: DPZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Balson | Management | For | For |
1.2 | Elect Director Vernon 'Bud' O. Hamilton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
DORIAN LPG LTD. | ||||
Ticker: DORIAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
| ||||
DORIAN LPG LTD. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Nigel D. Widdowson as Director | Management | For | For |
1.2 | Elect Thomas J. Coleman as Director | Management | For | For |
1.3 | Elect Eric Fabrikant as Director | Management | For | For |
2 | Ratify Deloitte Hadjipavlou Sofianos and Cambanis S.A. as Auditors | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | None |
| ||||
EAST JAPAN RAILWAY CO. | ||||
Ticker: 9020 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2.1 | Elect Director Seino, Satoshi | Management | For | For |
2.2 | Elect Director Ogata, Masaki | Management | For | For |
2.3 | Elect Director Tomita, Tetsuro | Management | For | For |
2.4 | Elect Director Fukasawa, Yuuji | Management | For | For |
2.5 | Elect Director Yagishita, Naomichi | Management | For | For |
2.6 | Elect Director Morimoto, Yuuji | Management | For | For |
2.7 | Elect Director Haraguchi, Tsukasa | Management | For | For |
2.8 | Elect Director Kawanobe, Osamu | Management | For | For |
2.9 | Elect Director Ichinose, Toshiro | Management | For | For |
2.10 | Elect Director Sawamoto, Takashi | Management | For | For |
2.11 | Elect Director Nakai, Masahiko | Management | For | For |
2.12 | Elect Director Umehara, Yasuyoshi | Management | For | For |
2.13 | Elect Director Takahashi, Makoto | Management | For | For |
2.14 | Elect Director Fukuda, Yasushi | Management | For | For |
2.15 | Elect Director Nishiyama, Takao | Management | For | For |
2.16 | Elect Director Eto, Takashi | Management | For | For |
2.17 | Elect Director Sasaki, Takeshi | Management | For | For |
2.18 | Elect Director Hamaguchi, Tomokazu | Management | For | For |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
4 | Amend Articles to Allow Shareholder Meeting Resolutions on Business Plans Related to Tohoku Earthquake Reconstruction | Shareholder | Against | For |
5 | Create Damaged Railroad Reconstruction Committee | Shareholder | Against | For |
6 | Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings | Shareholder | Against | For |
7 | Create Compliance Committee | Shareholder | Against | For |
8 | Amend Articles to Require Disclosure of Top Five Individual Director Compensation in Proxy Materials | Shareholder | Against | For |
9 | Amend Articles to Require At Least Three Outsiders on Board of Directors | Shareholder | Against | For |
10.1 | Remove Chairman Satoshi Seino from the Board of Directors | Shareholder | Against | For |
10.2 | Remove Vice Chairman Masaki Ogata from the Board of Directors | Shareholder | Against | For |
10.3 | Remove Representative Director and President Tetsuro Tomita from the Board of Directors | Shareholder | Against | For |
10.4 | Remove Representative Director and Vice President Yuuji Fukasawa from the Board of Directors | Shareholder | Against | For |
10.5 | Remove Executive Director Yuuji Morimoto from the Board of Directors | Shareholder | Against | For |
11 | Reduce Director and Statutory Auditor Compensation by 20 Percent | Shareholder | Against | For |
12 | Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines | Shareholder | Against | For |
| ||||
EASTMAN CHEMICAL COMPANY | ||||
Ticker: EMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Management | For | For |
1B. | ELECTION OF DIRECTOR: GARY E. ANDERSON | Management | For | For |
1C. | ELECTION OF DIRECTOR: BRETT D. BEGEMANN | Management | For | For |
1D. | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | For | For |
1E. | ELECTION OF DIRECTOR: MARK J. COSTA | Management | For | For |
1F. | ELECTION OF DIRECTOR: STEPHEN R. DEMERITT | Management | For | For |
1G. | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | For | For |
1H. | ELECTION OF DIRECTOR: JULIE F. HOLDER | Management | For | For |
1I. | ELECTION OF DIRECTOR: RENEE J. HORNBAKER | Management | For | For |
1J. | ELECTION OF DIRECTOR: LEWIS M. KLING | Management | For | For |
1K. | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | For | For |
1L. | ELECTION OF DIRECTOR: JAMES P. ROGERS | Management | For | For |
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN PROXY STATEMENT | Management | For | For |
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Management | For | For |
| ||||
EBAY INC. | ||||
Ticker: EBAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Fred D. Anderson | Management | For | For |
1.2 | Elect Edward W. Barnholt | Management | For | For |
1.3 | Elect Scott D. Cook | Management | For | For |
1.4 | Elect John J. Donahoe | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Amendment to 2008 Equity Incentive Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding PayPal Spin-Off | Shareholder | Against | Abstain |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For |
1B. | ELECTION OF DIRECTOR: BARBARA J. BECK | Management | For | For |
1C. | ELECTION OF DIRECTOR: LESLIE S. BILLER | Management | For | For |
1D. | ELECTION OF DIRECTOR: CARL M. CASALE | Management | For | For |
1E. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For |
1F. | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Management | For | For |
1G. | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | For |
1H. | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For |
1I. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For |
1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For |
1K. | ELECTION OF DIRECTOR: ROBERT L. LUMPKINS | Management | For | For |
1L. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For |
1M. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For |
1N. | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | For |
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
3. | RE-APPROVE THE ECOLAB INC. MANAGEMENT PERFORMANCE INCENTIVE PLAN, AS AMENDED. | Management | For | For |
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | For |
5. | STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIR. | Shareholder | Against | Against |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Election Of Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Election Of Director Barbara J. Beck | Management | For | For |
1.3 | Election Of Director Leslie S. Biller | Management | For | For |
1.4 | Election Of Director Carl M. Casale | Management | For | For |
1.5 | Election Of Director Stephen I. Chazen | Management | For | For |
1.6 | Election Of Director Jerry A. Grundhofer | Management | For | For |
1.7 | Election Of Director Arthur J. Higgins | Management | For | For |
1.8 | Election Of Director Joel W. Johnson | Management | For | For |
1.9 | Election Of Director Michael Larson | Management | For | For |
1.10 | Election Of Director Jerry W. Levin | Management | For | For |
1.11 | Election Of Director Robert L. Lumpkins | Management | For | For |
1.12 | Election Of Director Victoria J. Reich | Management | For | For |
1.13 | Election Of Director Suzanne M. Vautrinot | Management | For | For |
1.14 | Election Of Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
EDENRED | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | |
2 | Non-Voting Meeting Note | Management | None | |
3 | Non-Voting Meeting Note | Management | None | |
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Management | For | For |
5 | Consolidated Accounts and Reports | Management | For | For |
6 | Allocation of Profits/Dividends | Management | For | For |
7 | Scrip Dividend | Management | For | For |
8 | Remuneration of Jacques Stern, CEO and Chairman | Management | For | For |
9 | Ratification of the Co-option of Jean-Romain Lhomme | Management | For | For |
10 | Elect Jean-Romain Lhomme | Management | For | For |
11 | Elect Gabriele Galateri di Genola | Management | For | For |
12 | Elect Ma?lle Gavet | Management | For | For |
13 | Elect Jacques Stern | Management | For | For |
14 | Severance Agreement of Jacques Stern, CEO and chairman | Management | For | For |
15 | Unemployment Insurance of Jacques Stern, CEO and Chairman | Management | For | For |
16 | Death/Disability and Health Insurance Benefits of Jacques Stern, CEO and Chairman | Management | For | For |
17 | Supplementary Retirement Benefits of Jacques Stern, CEO and Chairman | Management | For | For |
18 | Authority to Repurchase Shares | Management | For | For |
19 | Authority to Cancel Shares and Reduce Share Capital | Management | For | For |
20 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
21 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
22 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Management | For | For |
23 | Greenshoe | Management | For | For |
24 | Increase in Authorized Capital in consideration for contributions in kind | Management | For | For |
25 | Increase in Authorized Capital through capitalizations | Management | For | For |
26 | Employee Stock Purchase Plan | Management | For | For |
27 | Authorization of Legal Formalities | Management | For | For |
| ||||
EDISON MISSION ENERGY | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Accept The Plan | Management | None | For |
2 | Opt Out Release | Management | None | For |
| ||||
EDISON MISSION ENERGY | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Accept The Plan | Management | None | For |
2 | Opt Out Release | Management | None | For |
| ||||
EDISON MISSION ENERGY | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Accept The Plan | Management | None | For |
2 | Opt Out Release | Management | None | For |
| ||||
EDISON MISSION ENERGY | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Accept The Plan | Management | None | For |
2 | Opt Out Release | Management | None | For |
| ||||
EDISON MISSION ENERGY | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Accept The Plan | Management | None | For |
2 | Opt Out Release | Management | None | For |
| ||||
ELAN CORPORATION PLC | ||||
Ticker: DRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Cancellation of Elan Shares Pursuant to the Scheme | Management | For | For |
3 | Approve Issuance of Shares to New Perrigo Pursuant to the Scheme | Management | For | For |
4 | Amend Memorandum and Articles of Association | Management | For | For |
5 | Approve Creation of Distributable Reserves of New Perrigo Pursuant to the Scheme | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
| ||||
ELAN CORPORATION PLC | ||||
Ticker: DRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
| ||||
ELBIT IMAGING LTD. | ||||
Ticker: EMIT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alon Bachar as Director Until the End of the Next Annual General Meeting | Management | For | Did Not Vote |
1.2 | Elect Eliezer Avraham Brender as Director Until the End of the Next Annual General Meeting | Management | For | Did Not Vote |
1.3 | Elect Ron Hadassi as Director Until the End of the Next Annual General Meeting | Management | For | Did Not Vote |
1.4 | Elect Shlomo Kelsi as Director Until the End of the Next Annual General Meeting | Management | For | Did Not Vote |
1.5 | Elect Yoav Kfir as Director Until the End of the Next Annual General Meeting | Management | For | Did Not Vote |
1.6 | Elect Boaz Lifschitz as Director Until the End of the Next Annual General Meeting | Management | For | Did Not Vote |
1.7 | Elect Nadav Livni as Director Until the End of the Next Annual General Meeting | Management | For | Did Not Vote |
1.8 | Elect Shlomo Nass as Director Until the End of the Next Annual General Meeting | Management | For | Did Not Vote |
| ||||
ELECTRIC POWER DEVELOPMENT CO. (J-POWER) | ||||
Ticker: 9513 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
2.1 | Elect Director Maeda, Yasuo | Management | For | For |
2.2 | Elect Director Kitamura, Masayoshi | Management | For | For |
2.3 | Elect Director Sakanashi, Yoshihiko | Management | For | For |
2.4 | Elect Director Hino, Minoru | Management | For | For |
2.5 | Elect Director Watanabe, Toshifumi | Management | For | For |
2.6 | Elect Director Mizunuma, Seigo | Management | For | For |
2.7 | Elect Director Takemata, Kuniharu | Management | For | For |
2.8 | Elect Director Nagashima, Junji | Management | For | For |
2.9 | Elect Director Murayama, Hitoshi | Management | For | For |
2.10 | Elect Director Uchiyama, Masato | Management | For | For |
2.11 | Elect Director Fukuda, Naori | Management | For | For |
2.12 | Elect Director Kajitani, Go | Management | For | For |
2.13 | Elect Director Fujii, Mariko | Management | For | For |
3 | Appoint Statutory Auditor Fujioka, Hiroshi | Management | For | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director Karen N. Horn | Management | For | Against |
1c | Elect Director William G. Kaelin, Jr. | Management | For | For |
1d | Elect Director John C. Lechleiter | Management | For | For |
1e | Elect Director Marschall S. Runge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EMC CORPORATION | ||||
Ticker: EMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director William D. Green | Management | For | For |
1g | Elect Director Edmund F. Kelly | Management | For | For |
1h | Elect Director Jami Miscik | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| ||||
ENCANA CORPORATION | ||||
Ticker: ECA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Dea | Management | For | For |
1.2 | Elect Director Claire S. Farley | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Suzanne P. Nimocks | Management | For | For |
1.5 | Elect Director Jane L. Peverett | Management | For | For |
1.6 | Elect Director Brian G. Shaw | Management | For | For |
1.7 | Elect Director Douglas J. Suttles | Management | For | For |
1.8 | Elect Director Bruce G. Waterman | Management | For | For |
1.9 | Elect Director Clayton H. Woitas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Advance Notice Policy | Management | For | For |
| ||||
ENERGY XXI (BERMUDA) LIMITED | ||||
Ticker: EXXI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | APPROVAL OF THE ISSUANCE OF SHARES OF EXXI COMMON STOCK TO EPL STOCKHOLDERS IN CONNECTION WITH THE MERGER. | Management | For | For |
2. | ELECTION OF CLASS II DIRECTOR: SCOTT A. GRIFFITHS | Management | For | For |
| ||||
ENERNOC, INC. | ||||
Ticker: ENOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Baum | Management | For | For |
1.2 | Elect Director Arthur Coviello | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
EPAM SYSTEMS INC | ||||
Ticker: EPAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ronald P. Vargo | Management | For | For |
1.1 | Elect Ronald P. Vargo | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
EQUIFAX, INC. | ||||
Ticker: EFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James E. Copeland, Jr. | Management | For | For |
1 | Elect James E. Copeland, Jr. | Management | For | For |
2 | Elect Robert D. Daleo | Management | For | For |
2 | Elect Robert D. Daleo | Management | For | For |
3 | Elect Walter W. Driver, Jr. | Management | For | For |
3 | Elect Walter W. Driver, Jr. | Management | For | For |
4 | Elect Mark L. Feidler | Management | For | For |
4 | Elect Mark L. Feidler | Management | For | For |
5 | Elect L. Phillip Humann | Management | For | For |
5 | Elect L. Phillip Humann | Management | For | For |
6 | Elect Robert D. Marcus | Management | For | For |
6 | Elect Robert D. Marcus | Management | For | For |
7 | Elect Siri S. Marshall | Management | For | For |
7 | Elect Siri S. Marshall | Management | For | For |
8 | Elect John A. McKinley | Management | For | For |
8 | Elect John A. McKinley | Management | For | For |
9 | Elect Richard F. Smith | Management | For | For |
9 | Elect Richard F. Smith | Management | For | For |
10 | Elect Mark B. Templeton | Management | For | For |
10 | Elect Mark B. Templeton | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
EQUITY LIFESTYLE PROPERTIES, INC. | ||||
Ticker: ELS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Calian | Management | For | For |
1.2 | Elect Director David Contis | Management | For | For |
1.3 | Elect Director Thomas Dobrowski | Management | For | For |
1.4 | Elect Director Thomas Heneghan | Management | For | For |
1.5 | Elect Director Marguerite Nader | Management | For | For |
1.6 | Elect Director Sheli Rosenberg | Management | For | For |
1.7 | Elect Director Howard Walker | Management | For | For |
1.8 | Elect Director Gary Waterman | Management | For | For |
1.9 | Elect Director William Young | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Stock Award Plan Grants | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Political Contributions and Lobbying Communications | Shareholder | Against | For |
| ||||
EUROCASTLE INVESTMENT LIMITED | ||||
Ticker: ECT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Peter Smith as a Director | Management | For | For |
2 | Elect Jason Sherwill as Director | Management | For | For |
3 | Approve BDO LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
4 | Adopt New Articles of Incorporation | Management | For | For |
| ||||
EVERTEC INC | ||||
Ticker: EVTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Frank D'Angelo | Management | For | For |
2 | Elect Peter Harrington | Management | For | For |
3 | Elect Jorge Junquera | Management | For | For |
4 | Elect Teresita Loubriel | Management | For | For |
5 | Elect Nestor O. Rivera | Management | For | For |
6 | Elect Alan H. Schumacher | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
| ||||
EXCEL TRUST, INC. | ||||
Ticker: EXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary B. Sabin | Management | For | For |
1.2 | Elect Director Spencer G. Plumb | Management | For | For |
1.3 | Elect Director Mark T. Burton | Management | For | For |
1.4 | Elect Director Bruce G. Blakley | Management | For | For |
1.5 | Elect Director Burland B. East, III | Management | For | For |
1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
1.7 | Elect Director Warren R. Staley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
EXLSERVICE HLDGS INC | ||||
Ticker: EXLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect David B. Kelso | Management | For | For |
1.2 | Elect Clyde W. Ostler | Management | For | For |
1.3 | Elect Som Mittal | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Approval of the material terms of the 2006 Omnibus Award Plan for Section 162(m) | Management | For | For |
| ||||
EXPEDIA INC. | ||||
Ticker: EXPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect A. George Battle | Management | For | For |
1.1 | Elect Jos? Antonio Taz?n Garcia | Management | For | For |
1.2 | Elect Pamela L. Coe | Management | For | For |
1.3 | Elect Barry Diller | Management | For | For |
1.4 | Elect Jonathan L. Dolgen | Management | For | For |
1.5 | Elect Craig A. Jacobson | Management | For | For |
1.6 | Elect Victor A. Kaufman | Management | For | For |
1.7 | Elect Peter M. Kern | Management | For | For |
1.8 | Elect Dara Khosrowshahi | Management | For | For |
1.9 | Elect John C. Malone | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Larry R. Faulkner | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Henrietta H. Fore | Management | For | For |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
1.8 | Elect Director William W. George | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Rex W. Tillerson | Management | For | For |
1.12 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
| ||||
FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
1.4 | Elect Director Steven R. Loranger | Management | For | For |
1.5 | Elect Director Gary W. Loveman | Management | For | For |
1.6 | Elect Director R. Brad Martin | Management | For | For |
1.7 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director Frederick W. Smith | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director Paul S. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Limit Accelerated Vesting of Awards | Shareholder | Against | For |
8 | Adopt Policy Prohibiting Hedging and Pledging Transactions | Shareholder | Against | For |
9 | Report on Political Contributions | Shareholder | Against | For |
10 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Against |
11 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ||||
FLUIDIGM CORPORATION | ||||
Ticker: FLDM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Patrick S. Jones | Management | For | For |
1.2 | Elect Evan Jones | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
FOREST LABORATORIES, INC. | ||||
Ticker: FRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| ||||
FORRESTER RESEARCH INC. | ||||
Ticker: FORR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect George F. Colony | Management | For | For |
1.2 | Elect Michael H. Welles | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
FOSTER WHEELER AG | ||||
Ticker: FWLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.2 | Elect Director Steven J. Demetriou | Management | For | For |
1.3 | Elect Director Edward G. Galante | Management | For | For |
1.4 | Elect Director John M. Malcolm | Management | For | For |
1.5 | Elect Director J. Kent Masters | Management | For | For |
1.6 | Elect Director Stephanie S. Newby | Management | For | For |
1.7 | Elect Director Henri Philippe Reichstul | Management | For | For |
1.8 | Elect Director Maureen B. Tart-Bezer | Management | For | For |
2 | Elect Steven J. Demetriou as Board Chairman | Management | For | For |
3.1 | Elect Clayton C. Daley, Jr. to Compensation and Executive Development Committee | Management | For | For |
3.2 | Elect Edward G. Galante to Compensation and Executive Development Committee | Management | For | For |
3.3 | Elect Henri Philippe Reichstul to Compensation and Executive Development Committee | Management | For | For |
3.4 | Elect Maureen B. Tart-Bezer to Compensation and Executive Development Committee | Management | For | For |
4 | Ratify PricewaterhouseCoopers AG, Zurich, Switzerland as Auditors | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Designate Sandro Tobler as Independent Proxy | Management | For | For |
8 | Accept Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Dividends of CHF .40 per Share | Management | For | For |
10 | Approve Discharge of Board and Senior Management | Management | For | For |
11 | By Marking the Box to the Right, I Instruct the Independent Proxy to Vote FOR or AGAINST the Voting Recommendations of the Board of Directors in Case of New or Amended Proposals, or to ABSTAIN from such New or Amended Proposals or New Agenda Items | Management | For | Against |
| ||||
FRANK'S INTERNATIONAL N.V. | ||||
Ticker: FI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: DONALD KEITH MOSING | Management | For | For |
1.2 | ELECTION OF DIRECTOR: KIRKLAND D. MOSING | Management | For | For |
1.3 | ELECTION OF DIRECTOR: STEVEN B. MOSING | Management | For | For |
1.4 | ELECTION OF DIRECTOR: SHELDON R. ERIKSON | Management | For | For |
1.5 | ELECTION OF DIRECTOR: MICHAEL C. KEARNEY | Management | For | For |
1.6 | ELECTION OF DIRECTOR: GARY P. LUQUETTE | Management | For | For |
2. | TO ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 AND AUTHORIZE THE PREPARATION OF THE COMPANY'S DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL REPORT IN THE ENGLISH LANGUAGE. | Management | For | For |
3. | TO DISCHARGE THE SOLE MEMBER OF THE COMPANY'S MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE FISCAL YEAR ENDED DECEMBER 31, 2013. | Management | For | For |
4. | TO DISCHARGE THE MEMBERS OF THE COMPANY'S SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE FISCAL YEAR ENDED DECEMBER 31, 2013. | Management | For | For |
5. | TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR WHO WILL AUDIT THE STATUTORY ANNUAL ACCOUNTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
6. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INTERNATIONAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
7. | TO APPROVE THE REMUNERATION POLICY FOR THE MANAGEMENT BOARD AS PROPOSED BY THE SUPERVISORY BOARD. | Management | For | For |
8. | TO APPROVE THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD. | Management | For | For |
9. | TO APPROVE AND RATIFY THE INTERIM DIVIDENDS ON THE COMMON SHARES DECLARED IN RESPECT OF THE FOURTH QUARTER OF 2013 AND THE FIRST QUARTER OF 2014. | Management | For | For |
10A | TO APPROVE AND RESOLVE CERTAIN AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 4 | Management | For | For |
10B | TO APPROVE AND RESOLVE CERTAIN AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 32 | Management | For | For |
10C | TO APPROVE AND RESOLVE CERTAIN AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 35 | Management | For | For |
10D | TO APPROVE AND RESOLVE CERTAIN AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 40 AND 41 | Management | For | For |
10E | TO APPROVE AND RESOLVE CERTAIN AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION: ARTICLE 44 | Management | For | For |
| ||||
FREESCALE SEMICONDUCTOR LTD | ||||
Ticker: FSL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Krishnan Balasubramanian | Management | For | For |
1.1 | Elect Gregory L. Summe | Management | For | For |
1.11 | Elect Claudius E. Watts IV | Management | For | For |
1.2 | Elect Chinh E. Chu | Management | For | For |
1.3 | Elect Daniel J. Heneghan | Management | For | For |
1.4 | Elect Thomas H. Lister | Management | For | For |
1.5 | Elect Gregg A. Lowe | Management | For | For |
1.6 | Elect Joanne M. Maguire | Management | For | For |
1.7 | Elect John W. Marren | Management | For | For |
1.8 | Elect James A. Quella | Management | For | For |
1.9 | Elect Peter Smitham | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to 2011 Omnibus Incentive Plan | Management | For | For |
5 | Amendment to the Employee Share Purchase Plan | Management | For | For |
| ||||
FUJI MEDIA HOLDINGS, INC. | ||||
Ticker: 4676 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 18 | Management | For | For |
2.1 | Elect Director Hieda, Hisashi | Management | For | For |
2.2 | Elect Director Toyoda, Ko | Management | For | For |
2.3 | Elect Director Ota, Hideaki | Management | For | For |
2.4 | Elect Director Kano, Shuuji | Management | For | For |
2.5 | Elect Director Wagai, Takashi | Management | For | For |
2.6 | Elect Director Kanemitsu, Osamu | Management | For | For |
2.7 | Elect Director Kameyama, Chihiro | Management | For | For |
2.8 | Elect Director Endo, Ryuunosuke | Management | For | For |
2.9 | Elect Director Ota, Toru | Management | For | For |
2.10 | Elect Director Matsuoka, Isao | Management | For | For |
2.11 | Elect Director Miki, Akihiro | Management | For | For |
2.12 | Elect Director Ishiguro, Taizan | Management | For | For |
2.13 | Elect Director Yokota, Masafumi | Management | For | For |
2.14 | Elect Director Terasaki, Kazuo | Management | For | For |
2.15 | Elect Director Kiyohara, Takehiko | Management | For | For |
2.16 | Elect Director Inaki, Koji | Management | For | For |
3 | Appoint Statutory Auditor Minami, Nobuya | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
5 | Amend Articles to Set Appropriate Price when Taking Subsidiaries Private | Shareholder | Against | For |
6 | Amend Articles to Emphasize Discussion with Labor Unions | Shareholder | Against | For |
7 | Amend Articles to Treat Foreign Countries Equally and Fairly in Performing the Broadcasting Business | Shareholder | Against | For |
8 | Amend Articles to Discuss with and Gain Agreement from Employees in the Newspaper Business when Making Decisions on Sale of Newspaper Business | Shareholder | Against | For |
9 | Amend Articles to Prohibit Directors or Employees from Using Defamatory Terms Such as "Vulture" to Characterize Foreign Shareholders | Shareholder | Against | For |
10 | Amend Articles to Set Mandatory Retirement Age for Directors and Statutory Auditors at 75 | Shareholder | Against | For |
11 | Amend Articles to Refrain from Negative Campaigns against Individuals in Official Positions | Shareholder | Against | For |
12 | Amend Articles to Increase Shareholder Special Benefit Plan | Shareholder | Against | For |
13 | Amend Articles to Require Company to Hold AGM on a Day Other Than Peak Meeting Date | Shareholder | Against | For |
14.1 | Appoint Shareholder Director Nominee Hamada, Masaharu | Shareholder | Against | For |
14.2 | Appoint Shareholder Director Nominee Yamaguchi, Mitsutaka | Shareholder | Against | For |
| ||||
FURIEX PHARMACEUTICALS, INC | ||||
Ticker: FURX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: JUNE S. ALMENOFF MD PHD | Management | For | For |
1.2 | ELECTION OF DIRECTOR: PETER B. CORR, PH.D. | Management | For | For |
1.3 | ELECTION OF DIRECTOR: STEPHEN R. DAVIS | Management | For | For |
1.4 | ELECTION OF DIRECTOR: WENDY L. DIXON, PH.D. | Management | For | For |
1.5 | ELECTION OF DIRECTOR: F.N. ESHELMAN, PHARM.D. | Management | For | For |
1.6 | ELECTION OF DIRECTOR: STEPHEN W. KALDOR, PHD | Management | For | For |
2. | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
3. | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For |
| ||||
GARTNER, INC. | ||||
Ticker: IT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael J. Bingle | Management | For | For |
2 | Elect Richard J. Bressler | Management | For | For |
3 | Elect Raul E. Cesan | Management | For | For |
4 | Elect Karen E. Dykstra | Management | For | For |
5 | Elect Anne Sutherland Fuchs | Management | For | For |
6 | Elect William O. Grabe | Management | For | For |
7 | Elect Eugene A. Hall | Management | For | For |
8 | Elect Stephen G. Pagliuca | Management | For | For |
9 | Elect James C. Smith | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | 2014 Long-Term Incentive Plan | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director James E. Rohr | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | For |
21 | Stock Retention/Holding Period | Shareholder | Against | For |
22 | Require More Director Nominations Than Open Seats | Shareholder | Against | For |
23 | Provide Right to Act by Written Consent | Shareholder | Against | For |
24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | For |
25 | Seek Sale of Company | Shareholder | Against | For |
| ||||
GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Erroll B. Davis, Jr. | Management | For | Against |
1d | Elect Director Stephen J. Girsky | Management | For | Against |
1e | Elect Director E. Neville Isdell | Management | For | Against |
1f | Elect Director Kathryn V. Marinello | Management | For | Against |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | Against |
1i | Elect Director Patricia F. Russo | Management | For | Against |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1d | Elect Director Stephen J. Girsky | Management | For | For |
1e | Elect Director E. Neville Isdell | Management | For | For |
1f | Elect Director Kathryn V. Marinello | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
GENMARK DIAGNOSTICS INC | ||||
Ticker: GNMK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Daryl J. Faulkner | Management | For | For |
1.2 | Elect James Fox | Management | For | For |
2 | Amendment to the 2010 Equity Incentive Plan | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
GENPACT LTD | ||||
Ticker: G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect N.V. Tyagarajan | Management | For | For |
1.1 | Elect Hanspeter Spek | Management | For | For |
1.11 | Elect Mark Verdi | Management | For | For |
1.2 | Elect Robert G. Scott | Management | For | For |
1.3 | Elect Amit Chandra | Management | For | For |
1.4 | Elect Laura Conigliaro | Management | For | For |
1.5 | Elect David Humphrey | Management | For | For |
1.6 | Elect Jagdish Khattar | Management | For | For |
1.7 | Elect James C. Madden | Management | For | For |
1.8 | Elect Alex Mandl | Management | For | For |
1.9 | Elect Mark Nunnelly | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John F. Cogan | Management | For | For |
2 | Elect Etienne F. Davignon | Management | For | For |
3 | Elect Carla A. Hills | Management | For | For |
4 | Elect Kevin E. Lofton | Management | For | For |
5 | Elect John W. Madigan | Management | For | For |
6 | Elect John C. Martin | Management | For | For |
7 | Elect Nicholas G. Moore | Management | For | For |
8 | Elect Richard J. Whitley | Management | For | For |
9 | Elect Gayle E. Wilson | Management | For | For |
10 | Elect Per Wold-Olsen | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Adoption of Exclusive Forum Provision | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | Shareholder | Against | Against |
| ||||
GLAXOSMITHKLINE PLC | ||||
Ticker: GSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Sir Christopher Gent as Director | Management | For | Against |
5 | Re-elect Sir Andrew Witty as Director | Management | For | For |
6 | Re-elect Sir Roy Anderson as Director | Management | For | For |
7 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
8 | Re-elect Stacey Cartwright as Director | Management | For | For |
9 | Re-elect Simon Dingemans as Director | Management | For | Against |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
15 | Re-elect Tom de Swaan as Director | Management | For | For |
16 | Re-elect Jing Ulrich as Director | Management | For | For |
17 | Re-elect Hans Wijers as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
| ||||
GLOBALSTAR, INC. | ||||
Ticker: GSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. R. Kneuer | Management | For | For |
1.2 | Elect Director James F. Lynch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GOOGLE INC | ||||
Ticker: GOOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Larry Page | Management | For | For |
1.1 | Elect Shirley M. Tilghman | Management | For | For |
1.2 | Elect Sergey Brin | Management | For | Withhold |
1.3 | Elect Eric E. Schmidt | Management | For | For |
1.4 | Elect L. John Doerr | Management | For | For |
1.5 | Elect Diane B. Greene | Management | For | For |
1.6 | Elect John L. Hennessy | Management | For | For |
1.7 | Elect Ann Mather | Management | For | For |
1.8 | Elect Paul S. Otellini | Management | For | For |
1.9 | Elect K. Ram Shriram | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Tax Policy Principles | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| ||||
GOOGLE INC. | ||||
Ticker: GOOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: LARRY PAGE | Management | For | For |
1.2 | ELECTION OF DIRECTOR: SERGEY BRIN | Management | For | For |
1.3 | ELECTION OF DIRECTOR: ERIC E. SCHMIDT | Management | For | For |
1.4 | ELECTION OF DIRECTOR: L. JOHN DOERR | Management | For | For |
1.5 | ELECTION OF DIRECTOR: DIANE B. GREENE | Management | For | For |
1.6 | ELECTION OF DIRECTOR: JOHN L. HENNESSY | Management | For | For |
1.7 | ELECTION OF DIRECTOR: ANN MATHER | Management | For | For |
1.8 | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Management | For | For |
1.9 | ELECTION OF DIRECTOR: K. RAM SHRIRAM | Management | For | For |
1.10 | ELECTION OF DIRECTOR: SHIRLEY M. TILGHMAN | Management | For | For |
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
3. | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | For | For |
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against |
5. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against |
6. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against |
7. | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against |
8. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against |
| ||||
GOOGLE INC. | ||||
Ticker: GOOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
GRAND CANYON EDUCATION, INC. | ||||
Ticker: LOPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: BRENT D. RICHARDSON | Management | For | For |
1.2 | ELECTION OF DIRECTOR: BRIAN E. MUELLER | Management | For | For |
1.3 | ELECTION OF DIRECTOR: DAVID J. JOHNSON | Management | For | For |
1.4 | ELECTION OF DIRECTOR: JACK A. HENRY | Management | For | For |
1.5 | ELECTION OF DIRECTOR: BRADLEY A. CASPER | Management | For | For |
1.6 | ELECTION OF DIRECTOR: KEVIN F. WARREN | Management | For | For |
1.7 | ELECTION OF DIRECTOR: SARA R. DIAL | Management | For | For |
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
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GRAND CITY PROPERTIES SA | ||||
Ticker: GYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's Report | Management | None | None |
2 | Receive Auditor's Report | Management | None | None |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Consolidated Financial Statements | Management | For | For |
5 | Confirm Allocation of Income Re: Period from Dec. 16, 2011- Dec. 31, 2012 | Management | For | For |
6 | Approve Allocation of Income Re: FY 2013 | Management | For | For |
7 | Approve Co-optation of Refael Zamir to the Board of Directors | Management | For | For |
8 | Approve Discharge of Directors | Management | For | For |
9 | Reelect Simone Runge-Brandner, Daniel Malkin and Refael Zamiras Directors | Management | For | For |
10 | Renew Appointment of KPMG as Auditor | Management | For | For |
11 | Authorize Issuance of 1 Million Shares through Incorporation of Profits or Reserves into Capital Re: Share Option Agreement | Management | For | For |
| ||||
GRAPHIC PACKAGING HOLDING CO | ||||
Ticker: GPK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect G. Andrea Botta | Management | For | For |
1.2 | Elect Jeffrey H. Coors | Management | For | For |
1.3 | Elect David W. Scheible | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | 2014 Omnibus Stock and Incentive compensation plan | Management | For | For |
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GROUPE EUROTUNNEL SA | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | |
2 | Non-Voting Meeting Note | Management | None | |
3 | Non-Voting Meeting Note | Management | None | |
4 | Accounts and Reports | Management | For | For |
5 | Allocation of Profits/Dividends | Management | For | For |
6 | Consolidated Accounts and Reports | Management | For | For |
7 | Related Party Transactions | Management | For | For |
8 | Authority to Repurchase Shares | Management | For | For |
9 | Elect Jacques Gounon | Management | For | For |
10 | Elect Philippe Camu | Management | For | For |
11 | Elect Patricia Hewitt | Management | For | For |
12 | Elect Robert Rochefort | Management | For | For |
13 | Elect Philippe Vasseur | Management | For | For |
14 | Elect Tim Yeo | Management | For | For |
15 | Remuneration of Jacques Gounon, Managing Director | Management | For | For |
16 | Authority to Issue Restricted Shares | Management | For | For |
17 | Authority to Issue Performance Shares | Management | For | For |
18 | Authority to Issue Restricted Preference Shares | Management | For | For |
19 | Authority to Increase Capital Under Employee Savings Plan | Management | For | For |
20 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
21 | Authority to Change Corporate Form | Management | For | For |
22 | Amendments Regarding Company Name | Management | For | For |
23 | Amendments Regarding Company Form | Management | For | For |
24 | Authorization of Legal Formalities | Management | For | For |
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GRUPO TELEVISA S.A.B. | ||||
Ticker: TLEVISACPO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect or Ratify Directors Representing Series L Shareholders | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
1 | Elect or Ratify Directors Representing Series D Shareholders | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
1 | Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees | Management | For | For |
2 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Set Aggregate Nominal Amount for Share Repurchase and Receive Report on Board's Decision on Share Repurchase, Sale of Treasury Shares, and Share Plan | Management | For | For |
5 | Elect or Ratify Members of Board, Secretary and Other Officers | Management | For | For |
6 | Elect or Ratify Members of Executive Committee | Management | For | For |
7 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | Management | For | For |
8 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretary | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ||||
GT ADVANCED TECHNOLOGIES INC | ||||
Ticker: GTAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John Michal Conaway | Management | For | For |
1.2 | Elect Kathleen A. Cote | Management | For | For |
1.3 | Elect Ernest L. Godshalk | Management | For | For |
1.4 | Elect Thomas Gutierrez | Management | For | For |
1.5 | Elect Matthew E. Massengill | Management | For | For |
1.6 | Elect Robert E. Switz | Management | For | For |
1.7 | Elect Noel G. Watson | Management | For | For |
1.8 | Elect Thomas Wroe, Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
HARLEY-DAVIDSON, INC. | ||||
Ticker: HOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: BARRY K. ALLEN | Management | For | For |
1.2 | ELECTION OF DIRECTOR: R. JOHN ANDERSON | Management | For | For |
1.3 | ELECTION OF DIRECTOR: RICHARD I. BEATTIE | Management | For | For |
1.4 | ELECTION OF DIRECTOR: MICHAEL J. CAVE | Management | For | For |
1.5 | ELECTION OF DIRECTOR: GEORGE H. CONRADES | Management | For | For |
1.6 | ELECTION OF DIRECTOR: DONALD A. JAMES | Management | For | For |
1.7 | ELECTION OF DIRECTOR: SARA L. LEVINSON | Management | For | For |
1.8 | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | Management | For | For |
1.9 | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | For | For |
1.10 | ELECTION OF DIRECTOR: JAMES A. NORLING | Management | For | For |
1.11 | ELECTION OF DIRECTOR: KEITH E. WANDELL | Management | For | For |
1.12 | ELECTION OF DIRECTOR: JOCHEN ZEITZ | Management | For | For |
2. | APPROVAL OF THE HARLEY-DAVIDSON, INC. 2014 INCENTIVE STOCK PLAN. | Management | For | For |
3. | APPROVAL, BY ADVISORY VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
4. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS. | Management | For | For |
5. | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING. | Shareholder | Against | Against |
| ||||
HCA HOLDINGS, INC. | ||||
Ticker: HCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard M. Bracken | Management | For | For |
1.1 | Elect Michael W. Michelson | Management | For | For |
1.11 | Elect Stephen G. Pagliuca | Management | For | For |
1.12 | Elect Wayne J. Riley | Management | For | For |
1.13 | Elect John W. Rowe | Management | For | For |
1.2 | Elect R. Milton Johnson | Management | For | For |
1.3 | Elect Robert J. Dennis | Management | For | For |
1.4 | Elect Nancy-Ann DeParle | Management | For | For |
1.5 | Elect Thomas F. Frist III | Management | For | For |
1.6 | Elect William R. Frist | Management | For | For |
1.7 | Elect Ann H. Lamont | Management | For | For |
1.8 | Elect Jay O. Light | Management | For | For |
1.9 | Elect Geoffrey G. Meyers | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
HCA HOLDINGS, INC. | ||||
Ticker: HCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard M. Bracken | Management | For | For |
1.2 | Elect R. Milton Johnson | Management | For | For |
1.3 | Elect Robert J. Dennis | Management | For | For |
1.4 | Elect Nancy-Ann DeParle | Management | For | For |
1.5 | Elect Thomas F. Frist III | Management | For | For |
1.6 | Elect William R. Frist | Management | For | For |
1.7 | Elect Ann H. Lamont | Management | For | For |
1.8 | Elect Jay O. Light | Management | For | For |
1.9 | Elect Geoffrey G. Meyers | Management | For | For |
1.10 | Elect Michael W. Michelson | Management | For | For |
1.11 | Elect Stephen G. Pagliuca | Management | For | For |
1.12 | Elect Wayne J. Riley | Management | For | For |
1.13 | Elect John W. Rowe | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
HD SUPPLY HOLDINGS, INC. | ||||
Ticker: HDS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian A. Bernasek | Management | For | For |
1.2 | Elect Director Stephen M. Zide | Management | For | For |
1.3 | Elect Director John W. Alden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| ||||
HEALTH MANAGEMENT ASSOCIATES, INC. | ||||
Ticker: HMA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
HEARTLAND PAYMENT SYSTEMS INC | ||||
Ticker: HPY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert O. Carr | Management | For | For |
1.1 | Elect Robert O. Carr | Management | For | For |
1.2 | Elect Maureen Breakiron-Evans | Management | For | For |
1.2 | Elect Maureen Breakiron-Evans | Management | For | For |
1.3 | Elect Mitchell L. Hollin | Management | For | For |
1.3 | Elect Mitchell L. Hollin | Management | For | For |
1.4 | Elect Robert H. Niehaus | Management | For | For |
1.4 | Elect Robert H. Niehaus | Management | For | For |
1.5 | Elect Marc J. Ostro | Management | For | For |
1.5 | Elect Marc J. Ostro | Management | For | For |
1.6 | Elect Jonathan J. Palmer | Management | For | For |
1.6 | Elect Jonathan J. Palmer | Management | For | For |
1.7 | Elect Richard W. Vague | Management | For | For |
1.7 | Elect Richard W. Vague | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
HELMERICH & PAYNE, INC. | ||||
Ticker: HP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: HANS HELMERICH | Management | For | For |
1B. | ELECTION OF DIRECTOR: JOHN W. LINDSAY | Management | For | For |
1C. | ELECTION OF DIRECTOR: PAULA MARSHALL | Management | For | For |
1D. | ELECTION OF DIRECTOR: RANDY A. FOUTCH | Management | For | For |
1E. | ELECTION OF DIRECTOR: JOHN D. ZEGLIS | Management | For | For |
1F. | ELECTION OF DIRECTOR: WILLIAM L. | Management | For | For |
1G. | ELECTION OF DIRECTOR: THOMAS A. | Management | For | For |
2. | RATIFICATION OF ERNST & YOUNG LLP AS | Management | For | For |
3. | ADVISORY VOTE ON EXECUTIVE | Management | For | For |
| ||||
HERMES INTERNATIONAL | ||||
Ticker: RMS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
6 | Reelect Eric de Seynes as Supervisory Board Member | Management | For | Against |
7 | Reelect Renaud Mommeja as Supervisory Board Member | Management | For | Against |
8 | Elect Monique Cohen as Supervisory Board Member | Management | For | For |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
10 | Approve Severance Payment Agreement with Axel Dumas | Management | For | Against |
11 | Advisory Vote on Compensation of Axel Dumas, Chairman of the Management Board | Management | For | Against |
12 | Advisory Vote on Compensation of Emile Hermes SARL | Management | For | Against |
13 | Advisory Vote on Compensation of Patrick Thomas, Chairman of the Management Board up to Jan. 31, 2014 | Management | For | Against |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
17 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
18 | Amend Article 18.1 of Bylaws Re: Appointment of Employee Representatives to Supervisory Board | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
HERTZ GLOBAL HOLDINGS, INC. | ||||
Ticker: HTZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Durham | Management | For | For |
1.2 | Elect Director Mark P. Frissora | Management | For | For |
1.3 | Elect Director Henry C. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
HESS CORPORATION | ||||
Ticker: HES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: T.J. CHECKI | Management | For | For |
1.2 | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | For | For |
1.3 | ELECTION OF DIRECTOR: J.H. MULLIN | Management | For | For |
1.4 | ELECTION OF DIRECTOR: J.H. QUIGLEY | Management | For | For |
1.5 | ELECTION OF DIRECTOR: R.N. WILSON | Management | For | For |
2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
4A. | ELIMINATION OF 80% SUPERMAJORITY VOTING REQUIREMENT IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS. | Management | For | For |
4B. | ELIMINATION OF TWO-THIRDS SUPERMAJORITY VOTING REQUIREMENT IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For |
5. | ELIMINATION OF PROVISIONS IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION CONCERNING $3.50 CUMULATIVE CONVERTIBLE PREFERRED STOCK. | Management | For | For |
6. | STOCKHOLDER PROPOSAL RECOMMENDING A REPORT REGARDING CARBON ASSET RISK. | Shareholder | Against | Against |
| ||||
HIMAX TECHNOLOGIES INC. | ||||
Ticker: HIMX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Adopt Audited Financial Reports of the Company for the Fiscal Year Ended December 31, 2012 | Management | For | For |
2 | Other Business (Voting) | Management | For | For |
| ||||
HOLCIM LTD. | ||||
Ticker: HOLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Approve Allocation of Income | Management | For | For |
3.2 | Approve Dividends of CHF 1.30 per Share from Capital Contribution Reserves | Management | For | For |
4.1.1 | Reelect Wolfgang Reitzle as Director | Management | For | For |
4.1.2 | Elect Wolfgang Reitzle as Board Chairman | Management | For | For |
4.1.3 | Reelect Beat Hess as Director | Management | For | For |
4.1.4 | Reelect Alexander Gut as Director | Management | For | For |
4.1.5 | Reelect Adrian Loader as Director | Management | For | For |
4.1.6 | Reelect Thomas Schmidheiny as Director | Management | For | For |
4.1.7 | Reelect Hanne Breinbjerg Sorensen as Director | Management | For | For |
4.1.8 | Reelect Dieter Spaelti as Director | Management | For | For |
4.1.9 | Reelect Anne Wade as Director | Management | For | For |
4.2.1 | Elect Juerg Oleas as Director | Management | For | For |
4.3.1 | Appoint Adrian Loader as Member of the Compensation Committee | Management | For | For |
4.3.2 | Appoint Wolfgang Reitzle as Member of the Compensation Committee | Management | For | For |
4.3.3 | Appoint Thomas Schmidheiny as Member of the Compensation Committee | Management | For | For |
4.3.4 | Appoint Hanne Breinbjerg Sorensen as Member of the Compensation Committee | Management | For | For |
4.4 | Ratify Ernst & Young Ltd as Auditors | Management | For | For |
4.5 | Designate Thomas Ris as Independent Proxy | Management | For | For |
| ||||
HOMEAWAY INC | ||||
Ticker: AWAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jeffrey D. Brody | Management | For | For |
1.1 | Elect Jeffrey D. Brody | Management | For | For |
1.2 | Elect Christopher P. Marshall | Management | For | For |
1.2 | Elect Christopher P. Marshall | Management | For | For |
1.3 | Elect Kevin Krone | Management | For | For |
1.3 | Elect Kevin Krone | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
HSBC HOLDINGS PLC | ||||
Ticker: HSBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Variable Pay Cap | Management | For | For |
5(a) | Elect Kathleen Casey as Director | Management | For | For |
5(b) | Elect Sir Jonathan Evans as Director | Management | For | For |
5(c) | Elect Marc Moses as Director | Management | For | For |
5(d) | Elect Jonathan Symonds as Director | Management | For | For |
5(e) | Re-elect Safra Catz as Director | Management | For | For |
5(f) | Re-elect Laura Cha as Director | Management | For | For |
5(g) | Re-elect Marvin Cheung as Director | Management | For | For |
5(h) | Re-elect Joachim Faber as Director | Management | For | For |
5(i) | Re-elect Rona Fairhead as Director | Management | For | For |
5(j) | Re-elect Renato Fassbind as Director | Management | For | For |
5(k) | Re-elect Douglas Flint as Director | Management | For | For |
5(l) | Re-elect Stuart Gulliver as Director | Management | For | For |
5(m) | Re-elect Sam Laidlaw as Director | Management | For | For |
5(n) | Re-elect John Lipsky as Director | Management | For | For |
5(o) | Re-elect Rachel Lomax as Director | Management | For | For |
5(p) | Re-elect Iain Mackay as Director | Management | For | Withhold |
5(q) | Re-elect Sir Simon Robertson as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
7 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Directors to Allot Any Repurchased Shares | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
| ||||
HURON CONSULTING GROUP INC | ||||
Ticker: HURN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H. Eugene Lockhart | Management | For | For |
1.2 | Elect George E. Massaro | Management | For | For |
2 | Amendment to the 2012 Omnibus Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
IAC INTERACTIVECORP | ||||
Ticker: IACI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edgar Bronfman, Jr. | Management | For | For |
1.1 | Elect Edgar Bronfman, Jr. | Management | For | For |
1.1 | Elect Alan G. Spoon | Management | For | For |
1.1 | Elect Alan G. Spoon | Management | For | For |
1.11 | Elect Alexander von Furstenberg | Management | For | For |
1.11 | Elect Alexander von Furstenberg | Management | For | For |
1.12 | Elect Richard F. Zannino | Management | For | For |
1.12 | Elect Richard F. Zannino | Management | For | For |
1.2 | Elect Chelsea Clinton | Management | For | For |
1.2 | Elect Chelsea Clinton | Management | For | For |
1.3 | Elect Sonali De Rycker | Management | For | For |
1.3 | Elect Sonali De Rycker | Management | For | For |
1.4 | Elect Barry Diller | Management | For | For |
1.4 | Elect Barry Diller | Management | For | For |
1.5 | Elect Michael D. Eisner | Management | For | For |
1.5 | Elect Michael D. Eisner | Management | For | For |
1.6 | Elect Victor A. Kaufman | Management | For | For |
1.6 | Elect Victor A. Kaufman | Management | For | For |
1.7 | Elect Donald R. Keough | Management | For | For |
1.7 | Elect Donald R. Keough | Management | For | For |
1.8 | Elect Bryan Lourd | Management | For | For |
1.8 | Elect Bryan Lourd | Management | For | For |
1.9 | Elect David Rosenblatt | Management | For | For |
1.9 | Elect David Rosenblatt | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
IAC/INTERACTIVECORP | ||||
Ticker: IACI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
1.2 | Elect Director Chelsea Clinton | Management | For | For |
1.3 | Elect Director Sonali De Rycker | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Michael D. Eisner | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Bryan Lourd | Management | For | For |
1.9 | Elect Director David Rosenblatt | Management | For | For |
1.10 | Elect Director Alan G. Spoon | Management | For | For |
1.11 | Elect Director Alexander von Furstenberg | Management | For | For |
1.12 | Elect Director Richard F. Zannino | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IIDA GROUP HOLDINGS CO., LTD. | ||||
Ticker: 3291 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
2 | Appoint Alternate Statutory Auditor Arai, Isamu | Management | For | For |
3 | Set Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| ||||
ILLUMINA INC | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Daniel M. Bradbury | Management | For | For |
1.2 | Elect Robert S. Epstein | Management | For | For |
1.3 | Elect Roy A. Whitfield | Management | For | For |
1.4 | Elect Francis deSouza | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Approval of Exclusive Forum Provision Applicable to Derivative Lawsuits | Management | For | For |
| ||||
IMAX CORP | ||||
Ticker: IMAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Neil S. Braun | Management | For | For |
1.1 | Elect Bradley J. Wechsler | Management | For | For |
1.2 | Elect Eric Demirian | Management | For | For |
1.3 | Elect Richard L. Gelfond | Management | For | For |
1.4 | GARTH M. GIRVAN | Management | For | For |
1.5 | DAVID W. LEEBRON | Management | For | For |
1.6 | Elect Michael Lynee | Management | For | For |
1.7 | Elect Michael MacMillan | Management | For | For |
1.8 | Elect I. Martin Pompadur | Management | For | For |
1.9 | Elect Marc A. Utay | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advance Notice Policy | Management | For | For |
| ||||
IMPAX LABORATORIES, INC. | ||||
Ticker: IPXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: LESLIE Z. BENET, PH.D. | Management | For | For |
1.2 | ELECTION OF DIRECTOR: ROBERT L. BURR | Management | For | For |
1.3 | ELECTION OF DIRECTOR: ALLEN CHAO, PH.D. | Management | For | For |
1.4 | ELECTION OF DIRECTOR: NIGEL TEN FLEMING, PHD | Management | For | For |
1.5 | ELECTION OF DIRECTOR: LARRY HSU, PH.D. | Management | For | For |
1.6 | ELECTION OF DIRECTOR: MICHAEL MARKBREITER | Management | For | For |
1.7 | ELECTION OF DIRECTOR: MARY K. PENDERGAST, JD | Management | For | For |
1.8 | ELECTION OF DIRECTOR: PETER R. TERRERI | Management | For | For |
2. | TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
| ||||
INCYTE CORP. | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard De Schutter | Management | For | For |
1.2 | Elect Barry Ariko | Management | For | For |
1.3 | Elect Julian C. Baker | Management | For | For |
1.4 | Elect Paul A. Brooke | Management | For | For |
1.5 | Elect Wendy L. Dixon | Management | For | For |
1.6 | Elect Paul A. Friedman | Management | For | For |
1.7 | Elect Herv? Hoppenot | Management | For | For |
2 | Amendment to the 2010 Stock Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
INCYTE CORP. | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard De Schutter | Management | For | For |
1.2 | Elect Barry Ariko | Management | For | For |
1.3 | Elect Julian C. Baker | Management | For | For |
1.4 | Elect Paul A. Brooke | Management | For | For |
1.5 | Elect Wendy L. Dixon | Management | For | For |
1.6 | Elect Paul A. Friedman | Management | For | For |
1.7 | Elect Herv? Hoppenot | Management | For | For |
2 | Amendment to the 2010 Stock Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
ING GROEP NV | ||||
Ticker: INGA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Announcements | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Discuss Remuneration Report | Management | None | None |
2d | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
2e | Adopt Financial Statements | Management | For | For |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4a | Discussion on Company's Corporate Governance Structure | Management | None | None |
4b | Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share | Management | For | For |
4c | Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders | Management | For | For |
4d | Amend Articles Re: Representation of the Board | Management | For | For |
5 | Receive Announcements on Sustainability | Management | None | None |
6a | Approve Discharge of Management Board | Management | For | For |
6b | Approve Discharge of Supervisory Board | Management | For | For |
7 | Elect Eric Boyer de la Giroday to Supervisory Board | Management | For | For |
8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
8b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
9a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | For |
10 | Other Business (Non-Voting) and Closing | Management | None | None |
| ||||
INNATE PHARMA | ||||
Ticker: IPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | |
2 | Non-Voting Meeting Note | Management | None | |
3 | Non-Voting Meeting Note | Management | None | |
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Management | For | For |
5 | Consolidated Accounts and Reports | Management | For | For |
6 | Ratification of Management and Supervisory Board Acts | Management | For | For |
7 | Allocation of Losses | Management | For | For |
8 | Related Party Transactions | Management | For | For |
9 | Appointment of Auditor | Management | For | For |
10 | Appointment of Alternate Auditor | Management | For | For |
11 | Elect Bpifrance Participations as Censor | Management | For | For |
12 | Supervisory Board Members' Fees | Management | For | For |
13 | Remuneration of Herv? Brailly, Executive Chairman | Management | For | Against |
14 | Remuneration of Catherine Moukheibir | Management | For | Against |
15 | Authority to Repurchase Shares | Management | For | For |
16 | Authority to Issue Shares Through Private Placement | Management | For | For |
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares or Convertible Securities Through Private Placement | Management | For | For |
20 | Authority to Set Offering Price of Shares | Management | For | For |
21 | Greenshoe | Management | For | For |
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Management | For | Against |
| ||||
INNATE PHARMA | ||||
Ticker: IPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
23 | Authority to Increase Capital in Case of Exchange Offer | Management | For | Against |
24 | Authority to Issue Restricted Shares | Management | For | Against |
25 | Authority to Grant Warrants | Management | For | For |
26 | Authority to Grant Warrants to Employees and Corporate Officers | Management | For | For |
27 | Authority to Increase Capital Under Employee Savings Plan | Management | For | Against |
28 | Global Ceiling on Increases in Capital | Management | For | For |
29 | Authority to Reduce Share Capital | Management | For | For |
30 | Authorization of Legal Formalities | Management | For | For |
| ||||
INOVIO PHARMACEUTICALS INC | ||||
Ticker: INO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Avtar Dhillon | Management | For | For |
1.2 | Elect J. Joseph Kim | Management | For | For |
1.3 | Elect Simon X. Benito | Management | For | For |
1.4 | Elect Morton Collins | Management | For | For |
1.5 | Elect Adel A.F. Mahmoud | Management | For | For |
1.6 | Elect Angel Cabrera | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Reverse Stock Split | Management | For | For |
4 | Amendement to the 2007 Omnibus Incentive Plan | Management | For | Against |
5 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
INPEX CORPORATION | ||||
Ticker: 1605 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Management | For | For |
2.1 | Elect Director Kuroda, Naoki | Management | For | For |
2.2 | Elect Director Sugioka, Masatoshi | Management | For | For |
2.3 | Elect Director Kitamura, Toshiaki | Management | For | For |
2.4 | Elect Director Yui, Seiji | Management | For | For |
2.5 | Elect Director Sano, Masaharu | Management | For | For |
2.6 | Elect Director Sugaya, Shunichiro | Management | For | For |
2.7 | Elect Director Murayama, Masahiro | Management | For | For |
2.8 | Elect Director Ito, Seiya | Management | For | For |
2.9 | Elect Director Tanaka, Wataru | Management | For | For |
2.10 | Elect Director Ikeda, Takahiko | Management | For | For |
2.11 | Elect Director Kurasawa, Yoshikazu | Management | For | For |
2.12 | Elect Director Wakasugi, Kazuo | Management | For | For |
2.13 | Elect Director Kagawa, Yoshiyuki | Management | For | For |
2.14 | Elect Director Kato, Seiji | Management | For | For |
2.15 | Elect Director Tonoike, Rentaro | Management | For | For |
2.16 | Elect Director Okada, Yasuhiko | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| ||||
INTERMUNE, INC. | ||||
Ticker: ITMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: JAMES I. HEALY M.D. PHD | Management | For | For |
1.2 | ELECTION OF DIRECTOR: LOUIS DRAPEAU | Management | For | For |
1.3 | ELECTION OF DIRECTOR: FRANK VERWIEL, M.D. | Management | For | For |
2 | TO RATIFY THE SELECTION, BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
3 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
| ||||
INTERXION HOLDING NV | ||||
Ticker: INXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Frank Esser as Non-Executive Director | Management | For | For |
3b | Elect Mark Heraghty as Non-Executive Director | Management | For | For |
4 | Approve Remuneration of Non-Executive Board Members Re: Share Awards With Value of EUR 40,000 and Increase Audit Committee Membership Compensation | Management | For | For |
5 | Approve Award of 17,995 Performance Shares to Executive Director | Management | For | Against |
6 | Ratify KPMG as Auditors | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
| ||||
IRISH CONTINENTAL GROUP PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Elect John B. McGuckian | Management | For | For |
4 | Elect Eamonn Rothwell | Management | For | For |
5 | Elect Garry O'Dea | Management | For | For |
6 | Elect Tony Kelly | Management | For | For |
7 | Elect Catherine Duffy | Management | For | For |
8 | Elect Brian O' Kelly | Management | For | For |
9 | Elect John Sheehan | Management | For | For |
10 | Authority to Set Auditor's Fees | Management | For | For |
11 | Remuneration Report (Advisory) | Management | For | For |
12 | Authority to Redeem and Cancel Redeemable Shares | Management | For | For |
13 | Amendments to Articles (Redeemable Shares) | Management | For | For |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
16 | Non-Voting Agenda Item | Management | None | |
17 | Non-Voting Agenda Item | Management | None | |
18 | Authority to Repurchase Shares | Management | For | For |
19 | Non-Voting Agenda Item | Management | None | |
20 | Non-Voting Agenda Item | Management | None | |
21 | Non-Voting Agenda Item | Management | None | |
22 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Management | For | For |
23 | Non-Voting Agenda Item | Management | None | |
24 | Non-Voting Agenda Item | Management | None | |
25 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
26 | Renew Restricted Share Plan | Management | For | For |
| ||||
IRISH CONTINENTAL GROUP PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Share Unit Subdivision | Management | For | For |
| ||||
IRISH CONTINENTAL GROUP PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
| ||||
ISIS PHARMACEUTICALS, INC. | ||||
Ticker: ISIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Spencer R. Berthelsen | Management | For | For |
2 | Elect B. Lynne Parshall | Management | For | For |
3 | Elect Joseph H. Wender | Management | For | For |
4 | Advisory vote on Breaux B. Castleman | Management | For | For |
5 | Advisory vote on Joseph Loscalzo | Management | For | For |
6 | Increase of Authorized Common Stock | Management | For | For |
7 | Amendment to the Non-Employee Directors' Stock Option Plan | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
| ||||
JAPAN DISPLAY INC. | ||||
Ticker: 6740 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Otsuka, Shuichi | Management | For | For |
1.2 | Elect Director Aruga, Shuji | Management | For | For |
1.3 | Elect Director Taniyama, Koichiro | Management | For | For |
1.4 | Elect Director Kobayashi, Yoshimitsu | Management | For | For |
1.5 | Elect Director Shirai, Katsuhiko | Management | For | For |
1.6 | Elect Director Kanno, Hiroshi | Management | For | For |
2 | Appoint Statutory Auditor Sato, Yukihiro | Management | For | For |
3 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| ||||
JARDINE STRATEGIC HOLDINGS LTD. | ||||
Ticker: J37 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Transfer of Listing Segment from Premium to Standard on the London Stock Exchange | Management | For | For |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Sue Coleman | Management | For | For |
1b | Elect Director James G. Cullen | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | Against |
1h | Elect Director Leo F. Mullin | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | Against |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
JUNIPER NETWORKS INC | ||||
Ticker: JNPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Pradeep Sindhu | Management | For | For |
2 | Elect Robert M. Calderoni | Management | For | For |
3 | Elect Mary B. Cranston | Management | For | For |
4 | Elect J. Michael Lawrie | Management | For | For |
5 | Elect David L. Schlotterbeck | Management | For | For |
6 | Elect Shaygan Kheradpir | Management | For | For |
7 | Elect Kevin DeNuccio | Management | For | For |
8 | Elect Gary J. Daichendt | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
KABEL DEUTSCHLAND HOLDING AG | ||||
Ticker: KD8 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Affiliation Agreement Between Vodafone Vierte Verwaltungs AG and Kabel Deutschland Holding AG | Management | For | For |
| ||||
KAO CORP. | ||||
Ticker: 4452 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 32 | Management | For | For |
2.1 | Elect Director Sawada, Michitaka | Management | For | For |
2.2 | Elect Director Yoshida, Katsuhiko | Management | For | For |
2.3 | Elect Director Takeuchi, Toshiaki | Management | For | For |
2.4 | Elect Director Kadonaga, Sonosuke | Management | For | For |
2.5 | Elect Director Nagashima, Toru | Management | For | For |
2.6 | Elect Director Oku, Masayuki | Management | For | For |
3 | Appoint Statutory Auditor Waseda, Yumiko | Management | For | For |
| ||||
KAPSTONE PAPER AND PACKAGING CORPORATION | ||||
Ticker: KS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John M. Chapman | Management | For | For |
1.2 | Elect Ronald J. Gidwitz | Management | For | For |
1.3 | Elect Matthew Kaplan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | 2014 Incentive Plan | Management | For | For |
| ||||
KONINKLIJKE KPN NV | ||||
Ticker: KPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Decrease Nominal Value per Share from EUR 0.24 to EUR 0.04 | Management | For | For |
3 | Authorize Repurchase of All Outstanding Preference Shares B and Cancellation of Preference Shares B | Management | For | For |
4 | Close Meeting | Management | None | None |
| ||||
KONINKLIJKE KPN NV | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Agenda Item | Management | None | |
2 | Non-Voting Agenda Item | Management | None | |
3 | Non-Voting Agenda Item | Management | None | |
4 | Accounts and Reports | Management | For | For |
5 | Non-Voting Agenda Item | Management | None | |
6 | Ratification of Management Board Acts | Management | For | For |
7 | Ratification of Supervisory Board Acts | Management | For | For |
8 | Appointment of Auditor (2014) | Management | For | For |
9 | Appointment of Auditor (2015) | Management | For | For |
10 | Non-Voting Agenda Item | Management | None | |
11 | Elect C Zuiderwijk to the Supervisory Board | Management | For | For |
12 | Elect Duco Sickinghe to the Supervisory Board | Management | For | For |
13 | Non-Voting Agenda Item | Management | None | |
14 | Non-Voting Agenda Item | Management | None | |
15 | Amendment to Remuneration Policy | Management | For | For |
16 | Authority to Repurchase Shares | Management | For | For |
17 | Cancellation of Shares | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Supression of Preemptive Rights | Management | For | For |
20 | Non-Voting Agenda Item | Management | None | |
21 | Non-Voting Meeting Note | Management | None |
| ||||
KONINKLIJKE KPN NV | ||||
Ticker: KPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Ratify PricewaterhouseCoopers as Auditors for Fiscal Year 2014 | Management | For | For |
9 | Ratify Ernst & Young as Auditors for Fiscal Year 2015 | Management | For | For |
10 | Opportunity to Make Recommendations | Management | None | None |
11 | Elect C. Zuiderwijk to Supervisory Board | Management | For | For |
12 | Elect D.W. Sickinghe to Supervisory Board | Management | For | For |
13 | Composition of Supervisory Board in 2015 | Management | None | None |
14 | Announce Intention to Reappoint E. Blok to Management Board | Management | None | None |
15 | Amend Long-Term Incentive Plan | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Cancellation of Repurchased Shares | Management | For | For |
18 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
19 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 18 | Management | For | For |
20 | Close Meeting | Management | None | None |
| ||||
KUKA AG | ||||
Ticker: KU2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
3a | Approve Discharge of Management Board Member Till Reuter for Fiscal 2013 | Management | For | For |
3b | Approve Discharge of Management Board Member Peter Mohnen for Fiscal 2013 | Management | For | For |
4a | Approve Discharge of Supervisory Board Member Bernd Minning for Fiscal 2013 | Management | For | For |
4b | Approve Discharge of Supervisory Board Member Michael Leppek for Fiscal 2013 | Management | For | For |
4c | Approve Discharge of Supervisory Board Member Dirk Abel for Fiscal 2013 | Management | For | For |
4d | Approve Discharge of Supervisory Board Member Walter Bickel for Fiscal 2013 | Management | For | For |
4e | Approve Discharge of Supervisory Board Member Wilfried Eberhardt for Fiscal 2013 | Management | For | For |
4f | Approve Discharge of Supervisory Board Member Uwe Ganzer for Fiscal 2013 | Management | For | For |
4g | Approve Discharge of Supervisory Board Member Siegfried Greulich for Fiscal 2013 | Management | For | For |
4h | Approve Discharge of Supervisory Board Member Thomas Kalkbrenner for Fiscal 2013 | Management | For | For |
4i | Approve Discharge of Supervisory Board Member Armin Kolb for Fiscal 2013 | Management | For | For |
4j | Approve Discharge of Supervisory Board Member Thomas Knabel for Fiscal 2013 | Management | For | For |
4k | Approve Discharge of Supervisory Board Member Carola Leitmeir for Fiscal 2013 | Management | For | For |
4l | Approve Discharge of Supervisory Board Member Uwe Loos for Fiscal 2013 | Management | For | For |
4m | Approve Discharge of Supervisory Board Member Michael Proeller for Fiscal 2013 | Management | For | For |
4n | Approve Discharge of Supervisory Board Member Fritz Seifert for Fiscal 2013 | Management | For | For |
4o | Approve Discharge of Supervisory Board Member Guy Wyser-Pratte for Fiscal 2013 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6a | Approve Partial Cancellation of Authorization to Issue Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights and Connected Conditional Capital Pool | Management | For | For |
6b | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million; Approve Creation of EUR 33.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
7 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
| ||||
KYTHERA BIOPHARMACEUTICALS INC | ||||
Ticker: KYTH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect F. Michael Ball | Management | For | For |
1.2 | Elect Nathaniel David | Management | For | For |
1.3 | Elect Robert T. Nelsen | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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KYTHERA BIOPHARMACEUTICALS INC | ||||
Ticker: KYTH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect F. Michael Ball | Management | For | For |
1.2 | Elect Nathaniel David | Management | For | For |
1.3 | Elect Robert T. Nelsen | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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LAS VEGAS SANDS CORP. | ||||
Ticker: LVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: CHARLES D. FORMAN | Management | For | For |
1.2 | ELECTION OF DIRECTOR: GEORGE JAMIESON | Management | For | For |
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2014 | Management | For | For |
3. | TO APPROVE THE EXTENSION OF THE TERM OF THE LAS VEGAS SANDS CORP. 2004 EQUITY AWARD PLAN | Management | For | For |
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For |
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LAZARD LTD | ||||
Ticker: LAZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth M. Jacobs as Director | Management | For | For |
1.2 | Elect Philip A. Laskawy as Director | Management | For | For |
1.3 | Elect Michael J. Turner as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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LENDER PROCESSING SERVICES, INC. | ||||
Ticker: LPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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LENNAR CORPORATION | ||||
Ticker: LEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: IRVING BOLOTIN | Management | For | For |
1.2 | ELECTION OF DIRECTOR: STEVEN L. GERARD | Management | For | For |
1.3 | ELECTION OF DIRECTOR: THERON I. "TIG" GILLIAM | Management | For | For |
1.4 | ELECTION OF DIRECTOR: SHERRILL W. HUDSON | Management | For | For |
1.5 | ELECTION OF DIRECTOR: R. KIRK LANDON | Management | For | For |
1.6 | ELECTION OF DIRECTOR: SIDNEY LAPIDUS | Management | For | For |
1.7 | ELECTION OF DIRECTOR: STUART A. MILLER | Management | For | For |
1.8 | ELECTION OF DIRECTOR: TERI P. MCCLURE | Management | For | For |
1.9 | ELECTION OF DIRECTOR: JEFFREY SONNENFELD | Management | For | For |
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. | Management | For | For |
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
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LENNAR CORPORATION | ||||
Ticker: LEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: IRVING BOLOTIN | Management | For | For |
1.2 | ELECTION OF DIRECTOR: STEVEN L. GERARD | Management | For | For |
1.3 | ELECTION OF DIRECTOR: THERON I. "TIG" GILLIAM | Management | For | For |
1.4 | ELECTION OF DIRECTOR: SHERRILL W. HUDSON | Management | For | For |
1.5 | ELECTION OF DIRECTOR: R. KIRK LANDON | Management | For | For |
1.6 | ELECTION OF DIRECTOR: SIDNEY LAPIDUS | Management | For | For |
1.7 | ELECTION OF DIRECTOR: STUART A. MILLER | Management | For | For |
1.8 | ELECTION OF DIRECTOR: TERI P. MCCLURE | Management | For | For |
1.9 | ELECTION OF DIRECTOR: JEFFREY SONNENFELD | Management | For | For |
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. | Management | For | For |
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
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LEOPALACE21 CORP. | ||||
Ticker: 8848 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miyama, Eisei | Management | For | For |
1.2 | Elect Director Miyama, Tadahiro | Management | For | For |
1.3 | Elect Director Sekiya, Yuzuru | Management | For | For |
1.4 | Elect Director Tajiri, Kazuto | Management | For | For |
1.5 | Elect Director Miike, Yoshikazu | Management | For | For |
1.6 | Elect Director Kimura, Ko | Management | For | For |
1.7 | Elect Director Harada, Hiroyuki | Management | For | For |
1.8 | Elect Director Taya, Tetsuji | Management | For | For |
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LIBERTY GLOBAL PLC | ||||
Ticker: LBTYA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
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LIBERTY GLOBAL PLC | ||||
Ticker: LBTYK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Miranda Curtis | Management | For | For |
2 | Elect Director John W. Dick | Management | For | For |
3 | Elect Director J.C. Sparkman | Management | For | For |
4 | Elect Director J. David Wargo | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
8 | Approve Remuneration Report | Management | For | For |
9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
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LIBERTY GLOBAL PLC. | ||||
Ticker: LBTYA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO ELECT MIRANDA CURTIS AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For |
2. | TO ELECT JOHN W. DICK AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For |
3. | TO ELECT J.C. SPARKMAN AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For |
4. | TO ELECT J. DAVID WARGO AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For |
5. | TO APPROVE THE DIRECTORS' COMPENSATION POLICY CONTAINED IN APPENDIX A OF LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO UNITED KINGDOM (U.K.) COMPANIES) TO BE EFFECTIVE A | Management | For | For |
6. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EX | Management | For | For |
7. | THE OPTION OF ONCE EVERY ONE YEAR, TWO YEARS, OR THREE YEARS THAT RECEIVES A MAJORITY OF THE AFFIRMATIVE VOTES CAST FOR THIS RESOLUTION WILL BE DETERMINED TO BE THE FREQUENCY FOR THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DIS | Management | For | For |
8. | TO APPROVE, ON AN ADVISORY BASIS, THE ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2013, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPAN | Management | For | For |
9. | TO RATIFY THE APPOINTMENT OF KPMG LLP (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
10. | TO APPOINT KPMG LLP (U.K.) AS LIBERTY GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL). | Management | For | For |
11. | TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION. | Management | For | For |
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LPL FINANCIAL HOLDINGS INC | ||||
Ticker: LPLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard W. Boyce | Management | For | For |
2 | Elect John J. Brennan | Management | For | For |
3 | Elect Mark S. Casady | Management | For | For |
4 | Elect Anne M. Mulcahy | Management | For | For |
5 | Elect James S. Putnam | Management | For | For |
6 | Elect James S. Riepe | Management | For | For |
7 | Elect Richard P. Schifter | Management | For | For |
8 | Repeal of Classified Board | Management | For | For |
9 | Amendment to Certificate Permitting the Removal of Directors | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
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M.D.C. HOLDINGS, INC. | ||||
Ticker: MDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David D. Mandarich | Management | For | For |
1.2 | Elect Director Paris G. Reece, III | Management | For | For |
1.3 | Elect Director David Siegel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
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MACY'S INC. | ||||
Ticker: M | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For |
1B. | ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY | Management | For | For |
1C. | ELECTION OF DIRECTOR: MEYER FELDBERG | Management | For | For |
1D. | ELECTION OF DIRECTOR: SARA LEVINSON | Management | For | For |
1E. | ELECTION OF DIRECTOR: TERRY J. LUDGREN | Management | For | For |
1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For |
1G. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For |
1H. | ELECTION OF DIRECTOR: PAUL C. VARGA | Management | For | For |
1I. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For |
1J. | ELECTION OF DIRECTOR: MARNA C.WHITTINGTON | Management | For | For |
2. | THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For |
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
4. | APPROVAL OF MACY'S AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For |
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MACY'S, INC. | ||||
Ticker: M | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Deirdre P. Connelly | Management | For | For |
1c | Elect Director Meyer Feldberg | Management | For | For |
1d | Elect Director Sara Levinson | Management | For | For |
1e | Elect Director Terry J. Lundgren | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Joyce M. Roche | Management | For | For |
1h | Elect Director Paul C. Varga | Management | For | For |
1i | Elect Director Craig E. Weatherup | Management | For | For |
1j | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
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MANPOWERGROUP | ||||
Ticker: MAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cari M. Dominguez | Management | For | For |
2 | Elect Roberto G. Mendoza | Management | For | For |
3 | Elect Jonas Prising | Management | For | For |
4 | Elect Elizabeth Sartain | Management | For | For |
5 | Elect Edward J. Zore | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Amendment to 2011 Equity Incentive Plan | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
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MARATHON PETROLEUM CORPORATION | ||||
Ticker: MPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: STEVEN A. DAVIS | Management | For | For |
1.2 | ELECTION OF DIRECTOR: GARY R. HEMINGER | Management | For | For |
1.3 | ELECTION OF DIRECTOR: JOHN W. SNOW | Management | For | For |
1.4 | ELECTION OF DIRECTOR: JOHN P. SURMA | Management | For | For |
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2014 | Management | For | For |
3. | ADVISORY APPROVAL OF THE COMPANY'S 2014 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
4. | SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF QUANTITATIVE GREENHOUSE GAS EMISSION REDUCTION GOALS AND ASSOCIATED REPORTS. | Shareholder | Against | Against |
5. | SHAREHOLDER PROPOSAL SEEKING A REPORT ON CORPORATE LOBBYING EXPENDITURES, POLICIES AND PROCEDURES. | Shareholder | Against | Against |
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MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For |
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For |
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For |
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For |
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For |
1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For |
1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For |
1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For |
1I. | ELECTION OF DIRECTOR: MARC OLIVIE | Management | For | For |
1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For |
1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For |
1L. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For |
1M. | ELECTION OF DIRECTOR: EDWARD SUNING TIAN | Management | For | For |
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For |
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
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MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | For |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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MEDA AB | ||||
Ticker: MEDA A | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Allow Questions | Management | None | None |
10a | Accept Financial Statements and Statutory Reports | Management | For | For |
10b | Approve Allocation of Income and Dividends of SEK 2.50 Per Share | Management | For | For |
10c | Approve Discharge of Board and President | Management | For | For |
11 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | For |
12 | Approve Remuneration of Directors in the Amount of SEK 800,000 for Chairman, and SEK 375,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
13 | Reelect Peter Claesson, Peter von Ehrenheim, Marianne Hamilton, Tuve Johannesson, Karen Sorensen, and Lars Westerberg as Directors; Elect Martin Svalstedt and Guido Oelkers as New Directors; Ratify PricewaterhouseCoopers AB as Auditors | Management | For | For |
14 | Elect Martin Svalstedt as Chairman | Management | For | For |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
17 | Approve Issuance of up to 30.2 Million Shares without Preemptive Rights | Management | For | For |
18 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
19 | Approve Restricted Stock Plan | Management | For | For |
20 | Other Business | Management | None | None |
21 | Close Meeting | Management | None | None |
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MEDIA TEK INC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | |
2 | Non-Voting Agenda Item | Management | None | |
3 | Non-Voting Agenda Item | Management | None | |
4 | Non-Voting Agenda Item | Management | None | |
5 | Non-Voting Agenda Item | Management | None | |
6 | Accounts and Reports | Management | For | For |
7 | Allocation of Profits/Dividends | Management | For | For |
8 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Management | For | For |
9 | Amendments to Procedural Rules: Capital Loans | Management | For | For |
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MEDICINES CO | ||||
Ticker: MDCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Hugin | Management | For | For |
1.2 | Elect Clive A. Meanwell | Management | For | For |
1.3 | Elect Elizabeth H.S. Wyatt | Management | For | For |
2 | Amendment to the 2013 Stock Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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MEDICINES CO | ||||
Ticker: MDCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Hugin | Management | For | For |
1.2 | Elect Clive A. Meanwell | Management | For | For |
1.3 | Elect Elizabeth H.S. Wyatt | Management | For | For |
2 | Amendment to the 2013 Stock Incentive Plan | Management | For | Against |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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MERCK & CO INC | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leslie A. Brun | Management | For | For |
2 | Elect Thomas R. Cech | Management | For | For |
3 | Elect Kenneth C. Frazier | Management | For | For |
4 | Elect Thomas H. Glocer | Management | For | For |
5 | Elect William B. Harrison, Jr. | Management | For | For |
6 | Elect C. Robert Kidder | Management | For | For |
7 | Elect Rochelle B. Lazarus | Management | For | For |
8 | Elect Carlos E. Represas | Management | For | For |
9 | Elect Patricia F. Russo | Management | For | For |
10 | Elect Craig B. Thompson | Management | For | For |
11 | Elect Wendell P. Weeks | Management | For | For |
12 | Elect Peter C. Wendell | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
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MERITAGE HOMES CORPORATION | ||||
Ticker: MTH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Hilton | Management | For | For |
1.2 | Elect Director Raymond Oppel | Management | For | For |
1.3 | Elect Director Richard T. Burke, Sr. | Management | For | For |
1.4 | Elect Director Dana C. Bradford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
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MERRIMACK PHARMACEUTICALS INC | ||||
Ticker: MACK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Mulroy | Management | For | For |
1.2 | Elect Gary L. Crocker | Management | For | For |
1.3 | Elect James van B. Dresser | Management | For | For |
1.4 | Elect Gordon J. Fehr | Management | For | For |
1.5 | Elect John Mendelsohn, M.D. | Management | For | For |
1.6 | Elect Sarah E. Nash | Management | For | For |
1.7 | Elect Michael E. Porter, Ph.D. | Management | For | For |
1.8 | Elect James H. Quigley | Management | For | For |
1.9 | Elect Anthony J. Sinskey, Sc.D. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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MITSUBISHI MOTORS CORP. | ||||
Ticker: 7211 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2 | Amend Articles To Remove Provisions on Preferred Shares to Reflect Cancellation - Allow Chairman of the Company to Preside over Shareholder Meetings | Management | For | For |
3.1 | Elect Director Masuko, Osamu | Management | For | For |
3.2 | Elect Director Aikawa, Tetsuro | Management | For | For |
3.3 | Elect Director Harunari, Hiroshi | Management | For | For |
3.4 | Elect Director Nakao, Ryuugo | Management | For | For |
3.5 | Elect Director Uesugi, Gayuu | Management | For | For |
3.6 | Elect Director Aoto, Shuuichi | Management | For | For |
3.7 | Elect Director Hattori, Toshihiko | Management | For | For |
3.8 | Elect Director Izumisawa, Seiji | Management | For | For |
3.9 | Elect Director Sasaki, Mikio | Management | For | For |
3.10 | Elect Director Sakamoto, Harumi | Management | For | For |
3.11 | Elect Director Tabata, Yutaka | Management | For | For |
3.12 | Elect Director Ando, Takeshi | Management | For | For |
3.13 | Elect Director Miyanaga, Shunichi | Management | For | For |
3.14 | Elect Director Niinami, Takeshi | Management | For | For |
4.1 | Appoint Statutory Auditor Nagayasu, Katsunori | Management | For | For |
4.2 | Appoint Statutory Auditor Iwanami, Toshimitsu | Management | For | For |
5 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | For |
6 | Approve Retirement Bonus Payment for Statutory Auditors | Management | For | For |
7 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
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MOHAWK INDUSTRIES, INC. | ||||
Ticker: MHK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: MR. ILL | Management | For | For |
1.2 | ELECTION OF DIRECTOR: MR. LORBERBAUM | Management | For | For |
1.3 | ELECTION OF DIRECTOR: DR. SMITH BOGART | Management | For | For |
2. | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF STOCKHOLDERS | Management | For | For |
| ||||
MOHAWK INDUSTRIES, INC. | ||||
Ticker: MHK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Ill | Management | For | For |
1.2 | Elect Director Jeffrey S. Lorberbaum | Management | For | For |
1.3 | Elect Director Karen A. Smith Bogart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jorge A. Bermudez | Management | For | For |
1.2 | Elect Director Kathryn M. Hill | Management | For | For |
1.3 | Elect Director Leslie F. Seidman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MSCI INC | ||||
Ticker: MSCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Henry A. Fernandez | Management | For | For |
2 | Elect Robert G. Ashe | Management | For | For |
3 | Elect Benjamin F. duPont | Management | For | For |
4 | Elect Alice W. Handy | Management | For | For |
5 | Elect Catherine R. Kinney | Management | For | For |
6 | Elect Linda H. Riefler | Management | For | For |
7 | Elect George W. Siguler | Management | For | For |
8 | Elect Patrick Tierney | Management | For | For |
9 | Elect Rodolphe M. Vallee | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
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MYLAN INC. | ||||
Ticker: MYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heather Bresch | Management | For | For |
1.2 | Elect Director Wendy Cameron | Management | For | For |
1.3 | Elect Director Robert J. Cindrich | Management | For | For |
1.4 | Elect Director Robert J. Coury | Management | For | For |
1.5 | Elect Director JoEllen Lyons Dillon | Management | For | For |
1.6 | Elect Director Neil Dimick | Management | For | For |
1.7 | Elect Director Melina Higgins | Management | For | For |
1.8 | Elect Director Douglas J. Leech | Management | For | For |
1.9 | Elect Director Rajiv Malik | Management | For | For |
1.10 | Elect Director Joseph C. Maroon | Management | For | For |
1.11 | Elect Director Mark W. Parrish | Management | For | For |
1.12 | Elect Director Rodney L. Piatt | Management | For | For |
1.13 | Elect Director Randall L. 'Pete' Vanderveen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
NEC NETWORKS & SYSTEM INTEGRATION CORP. | ||||
Ticker: 1973 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Amend Business Lines | Management | For | For |
2.1 | Elect Director Wada, Masao | Management | For | For |
2.2 | Elect Director Hara, Takahiko | Management | For | For |
2.3 | Elect Director Sato, Yoichi | Management | For | For |
2.4 | Elect Director Minami, Shogo | Management | For | For |
2.5 | Elect Director Kodama, Yoshifumi | Management | For | For |
2.6 | Elect Director Matsui, Takayuki | Management | For | For |
2.7 | Elect Director Arano, Tetsujiro | Management | For | For |
2.8 | Elect Director Ichige, Yumiko | Management | For | For |
2.9 | Elect Director Ushijima, Yushi | Management | For | For |
2.10 | Elect Director Kisaki, Masamitsu | Management | For | For |
3 | Appoint Statutory Auditor Kikuchi, Yuji | Management | For | For |
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NETFLIX INC | ||||
Ticker: NFLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Reed Hastings | Management | For | For |
1.2 | Elect Jay C. Hoag | Management | For | For |
1.3 | Elect A. George Battle | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Performance Bonus Plan | Management | For | For |
5 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Poison Pills | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Voting Disclosure | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| ||||
NIPPON PAINT CO. LTD. | ||||
Ticker: 4612 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
2 | Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary | Management | For | For |
3 | Amend Articles to Indemnify Directors and Statutory Auditors - Amend Business Lines - Change Company Name | Management | For | For |
4.1 | Elect Director Sakai, Kenji | Management | For | For |
4.2 | Elect Director Ueno, Hiroaki | Management | For | For |
4.3 | Elect Director Nishijima, Kanji | Management | For | For |
4.4 | Elect Director Nakamura, Hideo | Management | For | For |
4.5 | Elect Director Miwa, Hiroshi | Management | For | For |
4.6 | Elect Director Minami, Manabu | Management | For | For |
4.7 | Elect Director Tado, Tetsushi | Management | For | For |
4.8 | Elect Director Goh Hup Jin | Management | For | For |
4.9 | Elect Director Ohara, Masatoshi | Management | For | For |
5.1 | Appoint Statutory Auditor Kanakura, Akihiro | Management | For | For |
5.2 | Appoint Statutory Auditor Takahashi, Tsukasa | Management | For | For |
5.3 | Appoint Statutory Auditor Matsumoto, Takeru | Management | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| ||||
NKSJ HOLDINGS, INC. | ||||
Ticker: 8630 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2 | Amend Articles To Change Company Name | Management | For | For |
3.1 | Elect Director Futamiya, Masaya | Management | For | For |
3.2 | Elect Director Sakurada, Kengo | Management | For | For |
3.3 | Elect Director Tsuji, Shinji | Management | For | For |
3.4 | Elect Director Takemoto, Shoichiro | Management | For | For |
3.5 | Elect Director Nishizawa, Keiji | Management | For | For |
3.6 | Elect Director Ehara, Shigeru | Management | For | For |
3.7 | Elect Director Kumanomido, Atsushi | Management | For | For |
3.8 | Elect Director Isogai, Takaya | Management | For | For |
3.9 | Elect Director Nohara, Sawako | Management | For | For |
3.10 | Elect Director Endo, Isao | Management | For | For |
3.11 | Elect Director Murata, Tamami | Management | For | For |
3.12 | Elect Director Scott Trevor Davis | Management | For | For |
4.1 | Appoint Statutory Auditor Takata, Toshiyuki | Management | For | For |
4.2 | Appoint Statutory Auditor Yanagida, Naoki | Management | For | For |
| ||||
NORDSTROM, INC. | ||||
Ticker: JWN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Phyllis J. Campbell | Management | For | For |
1b | Elect Director Michelle M. Ebanks | Management | For | For |
1c | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1d | Elect Director Robert G. Miller | Management | For | For |
1e | Elect Director Blake W. Nordstrom | Management | For | For |
1f | Elect Director Erik B. Nordstrom | Management | For | For |
1g | Elect Director Peter E. Nordstrom | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Brad D. Smith | Management | For | For |
1j | Elect Director B. Kevin Turner | Management | For | For |
1k | Elect Director Robert D. Walter | Management | For | For |
1l | Elect Director Alison A. Winter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NORWEGIAN CRUISE LINE HOLDINGS LTD. | ||||
Ticker: NCLH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tan Sri Lim Kok Thay | Management | For | For |
1b | Elect Director David M. Abrams | Management | For | For |
1c | Elect Director John Chidsey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
NVR, INC. | ||||
Ticker: NVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: C.E. ANDREWS | Management | For | For |
1B. | ELECTION OF DIRECTOR: ROBERT C. BUTLER | Management | For | For |
1C. | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | Management | For | For |
1D. | ELECTION OF DIRECTOR: THOMAS D. ECKERT | Management | For | For |
1E. | ELECTION OF DIRECTOR: ALFRED E. FESTA | Management | For | For |
1F. | ELECTION OF DIRECTOR: ED GRIER | Management | For | For |
1G. | ELECTION OF DIRECTOR: MANUEL H. JOHNSON | Management | For | For |
1H. | ELECTION OF DIRECTOR: MEL MARTINEZ | Management | For | For |
1I. | ELECTION OF DIRECTOR: WILLIAM A. MORAN | Management | For | For |
1J. | ELECTION OF DIRECTOR: DAVID A. PREISER | Management | For | For |
1K. | ELECTION OF DIRECTOR: W. GRADY ROSIER | Management | For | For |
1L. | ELECTION OF DIRECTOR: DWIGHT C. SCHAR | Management | For | For |
1M. | ELECTION OF DIRECTOR: PAUL W. WHETSELL | Management | For | For |
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For |
4. | ADOPTION OF THE NVR, INC. 2014 EQUITY INCENTIVE PLAN. | Management | For | For |
| ||||
NVR, INC. | ||||
Ticker: NVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. E. Andrews | Management | For | For |
1.2 | Elect Director Robert C. Butler | Management | For | For |
1.3 | Elect Director Timothy M. Donahue | Management | For | For |
1.4 | Elect Director Thomas D. Eckert | Management | For | For |
1.5 | Elect Director Alfred E. Festa | Management | For | For |
1.6 | Elect Director Ed Grier | Management | For | For |
1.7 | Elect Director Manuel H. Johnson | Management | For | For |
1.8 | Elect Director Mel Martinez | Management | For | For |
1.9 | Elect Director William A. Moran | Management | For | For |
1.10 | Elect Director David A. Preiser | Management | For | For |
1.11 | Elect Director W. Grady Rosier | Management | For | For |
1.12 | Elect Director Dwight C. Schar | Management | For | For |
1.13 | Elect Director Paul W. Whetsell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eric Meurice | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Ratification of Board Acts | Management | For | For |
3 | Elect Richard L. Clemmer | Management | For | For |
4 | Elect Peter L. Bonfield | Management | For | For |
5 | Elect Johannes P. Huth | Management | For | For |
6 | Elect Kenneth Goldman | Management | For | For |
7 | Elect Marion Helmes | Management | For | For |
8 | Elect Josef Kaeser | Management | For | For |
9 | Elect Ian Loring | Management | For | For |
10 | Elect Eric Meurice | Management | For | For |
11 | Elect Julie Southern | Management | For | For |
12 | Elect Rick Lih-Shyng Tsai | Management | For | For |
13 | Authority to Repurchase Shares | Management | For | For |
14 | Cancellation of Shares | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
4 | Authorize Repurchase of Shares | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
| ||||
NXSTAGE MEDICAL, INC. | ||||
Ticker: NXTM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: JEFFREY H. BURBANK | Management | For | For |
1.2 | ELECTION OF DIRECTOR: ROBERT G. FUNARI | Management | For | For |
1.3 | ELECTION OF DIRECTOR: DANIEL A. GIANNINI | Management | For | For |
1.4 | ELECTION OF DIRECTOR: EARL R. LEWIS | Management | For | For |
1.5 | ELECTION OF DIRECTOR: JEAN K. MIXER | Management | For | For |
1.6 | ELECTION OF DIRECTOR: CRAIG W. MOORE | Management | For | For |
1.7 | ELECTION OF DIRECTOR: REID S. PERPER | Management | For | For |
1.8 | ELECTION OF DIRECTOR: BARRY M. STRAUBE | Management | For | For |
1.9 | ELECTION OF DIRECTOR: JAY W. SHREINER | Management | For | For |
2. | ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | For | For |
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For |
4. | APPROVAL OF BY-LAW AMENDMENT TO ADOPT MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For |
5. | APPROVAL OF 2014 OMNIBUS INCENTIVE PLAN AND SECTION 162(M) MATERIAL TERMS FOR PAYMENT. | Management | For | For |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For |
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For |
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For |
1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For |
1E. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For |
1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For |
1G. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For |
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For |
1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | For | For |
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For |
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For |
2. | ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION FOR EDWARD P.DJEREJIAN, AN INDEPENDENT DIRECTOR. | Management | For | For |
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For |
4. | ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Management | For | For |
5. | SEPARATION OF THE ROLES OF THE CHAIRMAN OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER. | Management | For | For |
6. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For |
7. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | Against |
8. | REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS. | Shareholder | Against | Against |
9. | QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS. | Shareholder | Against | Against |
10. | FUGITIVE METHANE EMISSIONS AND FLARING REPORT. | Shareholder | Against | Against |
| ||||
OCWEN FINANCIAL CORPORATION | ||||
Ticker: OCN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: WILLIAM C. ERBEY | Management | For | For |
1.2 | ELECTION OF DIRECTOR: RONALD M. FARIS | Management | For | For |
1.3 | ELECTION OF DIRECTOR: RONALD J. KORN | Management | For | For |
1.4 | ELECTION OF DIRECTOR: WILLIAM H. LACY | Management | For | For |
1.5 | ELECTION OF DIRECTOR: WILBUR L. ROSS, JR. | Management | For | For |
1.6 | ELECTION OF DIRECTOR: ROBERT A. SALCETTI | Management | For | For |
1.7 | ELECTION OF DIRECTOR: BARRY N. WISH | Management | For | For |
2. | RE-APPROVAL OF OUR 1998 ANNUAL INCENTIVE PLAN | Management | For | For |
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OCWEN FINANCIAL CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For |
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT | Management | For | For |
| ||||
OLYMPUS CORP. | ||||
Ticker: 7733 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Accounting Transfers | Management | For | For |
2.1 | Elect Director Kimoto, Yasuyuki | Management | For | For |
2.2 | Elect Director Sasa, Hiroyuki | Management | For | For |
2.3 | Elect Director Fujizuka, Hideaki | Management | For | For |
2.4 | Elect Director Takeuchi, Yasuo | Management | For | For |
2.5 | Elect Director Hayashi, Shigeo | Management | For | For |
2.6 | Elect Director Goto, Takuya | Management | For | For |
2.7 | Elect Director Hiruta, Shiro | Management | For | For |
2.8 | Elect Director Fujita, Sumitaka | Management | For | For |
2.9 | Elect Director Nishikawa, Motoyoshi | Management | For | For |
2.10 | Elect Director Imai, Hikari | Management | For | For |
2.11 | Elect Director Fujii, Kiyotaka | Management | For | For |
2.12 | Elect Director Unotoro, Keiko | Management | For | For |
2.13 | Elect Director Kato, Masaru | Management | For | For |
3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | For |
| ||||
OPHTHOTECH CORP | ||||
Ticker: OPHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: NICHOLAS GALAKATOS, PHD | Management | For | For |
1.2 | ELECTION OF DIRECTOR: MICHAEL ROSS, PH.D. | Management | For | For |
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OPHTHOTECH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For |
| ||||
OSISKO MINING CORPORATION | ||||
Ticker: OSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Agnico Eagle Mines Limited and Yamana Gold Inc. | Management | For | For |
2 | Approve Out-of-the-Money Consideration Resolution | Management | For | Against |
3 | Approve Stock Option Plan | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Approve Stock Consolidation | Management | For | For |
6.1 | Elect Director Victor H. Bradley | Management | For | For |
6.2 | Elect Director John F. Burzynski | Management | For | For |
6.3 | Elect Director Marcel Cote | Management | For | For |
6.4 | Elect Director Michele Darling | Management | For | For |
6.5 | Elect Director Joanne Ferstman | Management | For | For |
6.6 | Elect Director Staph Leavenworth Bakali | Management | For | For |
6.7 | Elect Director William A. MacKinnon | Management | For | For |
6.8 | Elect Director Charles E. Page | Management | For | For |
6.9 | Elect Director Sean Roosen | Management | For | For |
6.10 | Elect Director Gary A. Sugar | Management | For | For |
6.11 | Elect Director Serge Vezina | Management | For | For |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Re-approve Employee Share Purchase Plan | Management | For | For |
9 | Re-approve Stock Option Plan | Management | For | For |
10 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
OVASCIENCE INC | ||||
Ticker: OVAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard Aldrich | Management | For | For |
1.2 | Elect Stephen Kraus | Management | For | For |
1.3 | Elect Mary Fisher | Management | For | For |
2 | Approval of Material Terms under the 2012 Stock Incentive Plan | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
PACIRA PHARMACEUTICALS INC | ||||
Ticker: PCRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Yvonne Greenstreet | Management | For | For |
1.2 | Elect Gary Pace | Management | For | For |
1.3 | Elect David M. Stack | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 2011 Stock Incentive Plan | Management | For | For |
5 | 2014 Employee Stock Purchase Plan | Management | For | For |
| ||||
PACIRA PHARMACEUTICALS INC | ||||
Ticker: PCRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Yvonne Greenstreet | Management | For | For |
1.2 | Elect Gary Pace | Management | For | For |
1.3 | Elect David M. Stack | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 2011 Stock Incentive Plan | Management | For | For |
5 | 2014 Employee Stock Purchase Plan | Management | For | For |
| ||||
PANAHOME CORP. | ||||
Ticker: 1924 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fujii, Yasuteru | Management | For | For |
1.2 | Elect Director Hatakeyama, Makoto | Management | For | For |
1.3 | Elect Director Nakata, Mitsuhiko | Management | For | For |
1.4 | Elect Director Yamada, Tomiharu | Management | For | For |
1.5 | Elect Director Hongo, Atsushi | Management | For | For |
1.6 | Elect Director Kitagawa, Kazuo | Management | For | For |
1.7 | Elect Director Hamatani, Hideyo | Management | For | For |
1.8 | Elect Director Matsushita, Ryuji | Management | For | For |
1.9 | Elect Director Watabe, Shinichi | Management | For | For |
2.1 | Appoint Statutory Auditor Arita, Katsuhiko | Management | For | For |
2.2 | Appoint Statutory Auditor Matsuda, Shigemitsu | Management | For | For |
| ||||
PANDORA MEDIA INC | ||||
Ticker: P | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter Chernin | Management | For | For |
1.2 | Elect Brian P. McAndrews | Management | For | For |
1.3 | Elect Tim Westergren | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | 2014 Employee Stock Purchase Plan | Management | For | For |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
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PHILIP MORRIS INTERNATIONAL INC. | ||||
Ticker: PM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Jennifer Li | Management | For | For |
1.5 | Elect Director Sergio Marchionne | Management | For | For |
1.6 | Elect Director Kalpana Morparia | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Robert B. Polet | Management | For | For |
1.9 | Elect Director Carlos Slim Helu | Management | For | For |
1.10 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | For |
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PHILIP MORRIS INTERNATIONAL INC. | ||||
Ticker: PM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Jennifer Li | Management | For | For |
1.5 | Elect Director Sergio Marchionne | Management | For | For |
1.6 | Elect Director Kalpana Morparia | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Robert B. Polet | Management | For | For |
1.9 | Elect Director Carlos Slim Helu | Management | For | For |
1.10 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Against |
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PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | Management | For | For |
1.2 | ELECTION OF DIRECTOR: STACY P. METHVIN | Management | For | For |
1.3 | ELECTION OF DIRECTOR: CHARLES E. RAMSEY, JR. | Management | For | For |
1.4 | ELECTION OF DIRECTOR: FRANK A. RISCH | Management | For | For |
1.5 | ELECTION OF DIRECTOR: EDISON C. BUCHANAN | Management | For | For |
1.6 | ELECTION OF DIRECTOR: LARRY R. GRILLOT | Management | For | For |
1.7 | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | Management | For | For |
1.8 | ELECTION OF DIRECTOR: JIM A. WATSON | Management | For | For |
2 | RATIFICATION OF SELECTION OF INDEPENDENT EGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
3 | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION | Management | For | For |
4 | REAPPROVAL OF THE SECTION 162(M) MATERIAL TERMS UNDER THE 2006 LONG- TERM INCENTIVE PLAN | Management | For | For |
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POST PROPERTIES, INC. | ||||
Ticker: PPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
1.2 | Elect Director David P. Stockert | Management | For | For |
1.3 | Elect Director Herschel M. Bloom | Management | For | For |
1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
1.5 | Elect Director Russell R. French | Management | For | For |
1.6 | Elect Director Toni Jennings | Management | For | For |
1.7 | Elect Director Ronald de Waal | Management | For | For |
1.8 | Elect Director Donald C. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
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PROTHENA CORPORATION PLC | ||||
Ticker: PRTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dale B. Schenk | Management | For | For |
2 | Elect Dr. Dennis J. Selkoe | Management | For | For |
3 | Elect Richard T. Collier | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Amendment to the 2012 Long-Term Incentive Plan | Management | For | Against |
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PUMA BIOTECHNOLOGY INC | ||||
Ticker: PBYI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alan H. Auerbach | Management | For | For |
1.2 | Elect Thomas R. Malley | Management | For | For |
1.3 | Elect Jay M. Moyes | Management | For | For |
1.4 | Elect Troy E. Wilson | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2011 Incentive Award Plan | Management | For | For |
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QIWI PLC | ||||
Ticker: QIWI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | TNA |
2 | Accounts and Reports | Management | For | TNA |
3 | Allocation of Dividends | Management | For | TNA |
4 | Allocation of Dividends | Management | For | TNA |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | TNA |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | TNA |
7 | Elect Andrey Romanenko | Management | For | TNA |
8 | Elect Igor Mikhaylov | Management | For | TNA |
9 | Elect Andrei Muravyev | Management | For | TNA |
10 | Elect Matthew Hammond | Management | For | TNA |
11 | Elect Boris Kim | Management | For | TNA |
12 | Elect Andrey Shemetov | Management | For | TNA |
13 | Elect Sergey Solonin | Management | For | TNA |
14 | Elect Alexey Rasskazov | Management | For | TNA |
15 | Elect Nilesh Lakhani | Management | For | TNA |
16 | Elect Denis Yarotskiy | Management | For | TNA |
17 | Elect Dickson Chu | Management | For | TNA |
18 | Elect Osama Bedier | Management | For | TNA |
19 | Elect Ron Khalifa | Management | For | TNA |
20 | Elect Sergey Vibornov | Management | For | TNA |
21 | Elect Marcus Rhodes | Management | For | TNA |
22 | Elect Dmitry Pleskonos | Management | For | TNA |
23 | Elect Alexey Savatygin | Management | For | TNA |
24 | Approval of Directors' Remuneration | Management | For | TNA |
25 | Approval of Directors' Remuneration | Management | For | TNA |
26 | Amendments to the Articles of Association | Management | For | TNA |
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QUALYS INC | ||||
Ticker: QLYS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Donald R. Dixon | Management | For | For |
1.2 | Elect General Peter Pace | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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QUINTILES TRANSNATIONAL HOLDINGS INC. | ||||
Ticker: Q | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Denis B. Gillings | Management | For | For |
1.2 | Elect Jonathan J. Coslet | Management | For | For |
1.3 | Elect Michael J. Evanisko | Management | For | For |
1.4 | Elect Christopher R. Gordon | Management | For | For |
1.5 | Elect Richard Relyea | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Employee Stock Purchase Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
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QUINTILES TRANSNATIONAL HOLDINGS INC. | ||||
Ticker: Q | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Denis B. Gillings | Management | For | For |
1.2 | Elect Jonathan J. Coslet | Management | For | For |
1.3 | Elect Michael J. Evanisko | Management | For | For |
1.4 | Elect Christopher R. Gordon | Management | For | For |
1.5 | Elect Richard Relyea | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
4 | Employee Stock Purchase Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
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RADIAN GROUP INC. | ||||
Ticker: RDN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Herbert Wender | Management | For | For |
1b | Elect Director David C. Carney | Management | For | For |
1c | Elect Director Howard B. Culang | Management | For | For |
1d | Elect Director Lisa W. Hess | Management | For | For |
1e | Elect Director Stephen T. Hopkins | Management | For | For |
1f | Elect Director Sanford A. Ibrahim | Management | For | For |
1g | Elect Director Brian D. Montgomery | Management | For | For |
1h | Elect Director Gaetano Muzio | Management | For | For |
1i | Elect Director Jan Nicholson | Management | For | For |
1j | Elect Director Gregory V. Serio | Management | For | For |
1k | Elect Director Noel J. Spiegel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
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REALOGY HOLDINGS CORP. | ||||
Ticker: RLGY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jessica M. Bibliowicz | Management | For | For |
1.2 | Elect Director Fiona P. Dias | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Certificate of Incorpoation to Eliminate Provisions Related to Apollo | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
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RHOEN-KLINIKUM AG | ||||
Ticker: RHK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
3 | Authorize up to EUR 177.4 Million Reduction in Share Capital by Canncelling Shares to be Repurchased; Authorize Repurchase of Shares Corresponding to EUR 177.4 Million for the Purpose of Cancellation | Management | For | For |
4 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
5.1 | Approve Discharge of Management Board Member Martin Siebert for Fiscal 2013 | Management | For | For |
5.2 | Approve Discharge of Management Board Member Jens-Peter Neumann for Fiscal 2013 | Management | For | For |
5.3 | Approve Discharge of Management Board Member Volker Feldkamp for Fiscal 2013 | Management | For | For |
5.4 | Approve Discharge of Management Board Member Martin Menger for Fiscal 2013 | Management | For | For |
6.1 | Approve Discharge of Eugen Muench for Fiscal 2013 | Management | For | For |
6.2 | Approve Discharge of Joachim Lueddecke for Fiscal 2013 | Management | For | For |
6.3 | Approve Discharge of Wolfgang Muendel for Fiscal 2013 | Management | For | For |
6.4 | Approve Discharge of Peter Berghoefer for Fiscal 2013 | Management | For | For |
6.5 | Approve Discharge of Bettina Boettcher for Fiscal 2013 | Management | For | For |
6.6 | Approve Discharge of Sylvia Buehler for Fiscal 2013 | Management | For | For |
6.7 | Approve Discharge of Helmut Buehner for Fiscal 2013 | Management | For | For |
6.8 | Approve Discharge of Gerhard Ehninger for Fiscal 2013 | Management | For | For |
6.9 | Approve Discharge of Stefan Haertel for Fiscal 2013 | Management | For | For |
6.10 | Approve Discharge of Reinhard Hartl for Fiscal 2013 | Management | For | For |
6.11 | Approve Discharge of Caspar von Hauenschild for Fiscal 2013 | Management | For | For |
6.12 | Approve Discharge of Stephan Holzinger for Fiscal 2013 | Management | For | For |
6.13 | Approve Discharge of Detlef Klimpe for Fiscal 2013 | Management | For | For |
6.14 | Approve Discharge of Heinz Korte for Fiscal 2013 | Management | For | For |
6.15 | Approve Discharge of Karl W. Lauterbach for Fiscal 2013 | Management | For | For |
6.16 | Approve Discharge of Michael Mendel for Fiscal 2013 | Management | For | For |
6.17 | Approve Discharge of Ruediger Merz for Fiscal 2013 | Management | For | For |
6.18 | Approve Discharge of Brigitte Mohn for Fiscal 2013 | Management | For | For |
6.19 | Approve Discharge of Annett Mueller for Fiscal 2013 | Management | For | For |
6.20 | Approve Discharge of Werner Prange for Fiscal 2013 | Management | For | For |
6.21 | Approve Discharge of Jan Schmitt for Fiscal 2013 | Management | For | For |
6.22 | Approve Discharge of Georg Schulze-Ziehaus for Fiscal 2013 | Management | For | For |
6.23 | Approve Discharge of Katrin Vernau for Fiscal 2013 | Management | For | For |
7.1 | Elect Stephan Holzinger to the Supervisory Board | Management | For | For |
7.2 | Elect Katrin Vernau to the Supervisory Board | Management | For | For |
7.3 | Elect Reinhard Hartl to the Supervisory Board | Management | For | For |
7.4 | Elect Ludwig Georg Braun to the Supervisory Board | Management | For | For |
8 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | For |
9 | Approve Increase in Size of Board to 20 Members | Management | For | For |
10 | Approve Remuneration of Supervisory Board | Management | For | For |
11 | Approve Variable Remuneration of Supervisory Board up to the Amount of EUR 150 million | Management | For | For |
12 | Cancel the Resolution of the 2013 AGM Re: Article Amendment to Remove 90 Percent Supermajority Requirement for Certain Material Decisions (Voting Item) | Management | For | For |
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RHOEN-KLINIKUM AG | ||||
Ticker: RHK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
3 | Authorize up to EUR 177.4 Million Reduction in Share Capital by Canncelling Shares to be Repurchased; Authorize Repurchase of Shares Corresponding to EUR 177.4 Million for the Purpose of Cancellation | Management | For | For |
4 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
5.1 | Approve Discharge of Management Board Member Martin Siebert for Fiscal 2013 | Management | For | For |
5.2 | Approve Discharge of Management Board Member Jens-Peter Neumann for Fiscal 2013 | Management | For | For |
5.3 | Approve Discharge of Management Board Member Volker Feldkamp for Fiscal 2013 | Management | For | For |
5.4 | Approve Discharge of Management Board Member Martin Menger for Fiscal 2013 | Management | For | For |
6.1 | Approve Discharge of Eugen Muench for Fiscal 2013 | Management | For | For |
6.2 | Approve Discharge of Joachim Lueddecke for Fiscal 2013 | Management | For | For |
6.3 | Approve Discharge of Wolfgang Muendel for Fiscal 2013 | Management | For | For |
6.4 | Approve Discharge of Peter Berghoefer for Fiscal 2013 | Management | For | For |
6.5 | Approve Discharge of Bettina Boettcher for Fiscal 2013 | Management | For | For |
6.6 | Approve Discharge of Sylvia Buehler for Fiscal 2013 | Management | For | For |
6.7 | Approve Discharge of Helmut Buehner for Fiscal 2013 | Management | For | For |
6.8 | Approve Discharge of Gerhard Ehninger for Fiscal 2013 | Management | For | For |
6.9 | Approve Discharge of Stefan Haertel for Fiscal 2013 | Management | For | For |
6.10 | Approve Discharge of Reinhard Hartl for Fiscal 2013 | Management | For | For |
6.11 | Approve Discharge of Caspar von Hauenschild for Fiscal 2013 | Management | For | For |
6.12 | Approve Discharge of Stephan Holzinger for Fiscal 2013 | Management | For | For |
6.13 | Approve Discharge of Detlef Klimpe for Fiscal 2013 | Management | For | For |
6.14 | Approve Discharge of Heinz Korte for Fiscal 2013 | Management | For | For |
6.15 | Approve Discharge of Karl W. Lauterbach for Fiscal 2013 | Management | For | For |
6.16 | Approve Discharge of Michael Mendel for Fiscal 2013 | Management | For | For |
6.17 | Approve Discharge of Ruediger Merz for Fiscal 2013 | Management | For | For |
6.18 | Approve Discharge of Brigitte Mohn for Fiscal 2013 | Management | For | For |
6.19 | Approve Discharge of Annett Mueller for Fiscal 2013 | Management | For | For |
6.20 | Approve Discharge of Werner Prange for Fiscal 2013 | Management | For | For |
6.21 | Approve Discharge of Jan Schmitt for Fiscal 2013 | Management | For | For |
6.22 | Approve Discharge of Georg Schulze-Ziehaus for Fiscal 2013 | Management | For | For |
6.23 | Approve Discharge of Katrin Vernau for Fiscal 2013 | Management | For | For |
7.1 | Elect Stephan Holzinger to the Supervisory Board | Management | For | For |
7.2 | Elect Katrin Vernau to the Supervisory Board | Management | For | For |
7.3 | Elect Reinhard Hartl to the Supervisory Board | Management | For | For |
7.4 | Elect Ludwig Georg Braun to the Supervisory Board | Management | For | Against |
8 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | For |
9 | Approve Increase in Size of Board to 20 Members | Management | For | For |
10 | Approve Remuneration of Supervisory Board | Management | For | For |
11 | Approve Variable Remuneration of Supervisory Board up to the Amount of EUR 150 million | Management | For | For |
12 | Cancel the Resolution of the 2013 AGM Re: Article Amendment to Remove 90 Percent Supermajority Requirement for Certain Material Decisions (Voting Item) | Management | For | Against |
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RITE AID CORPORATION | ||||
Ticker: RAD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: JOHN T. STANDLEY | Management | For | For |
1B. | ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. | Management | For | For |
1C. | ELECTION OF DIRECTOR: BRUCE G. BODAKEN | Management | For | For |
1D. | ELECTION OF DIRECTOR: DAVID R. JESSICK | Management | For | For |
1E. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For |
1F. | ELECTION OF DIRECTOR: MYRTLE S. POTTER | Management | For | For |
1G. | ELECTION OF DIRECTOR: MICHAEL N. REGAN | Management | For | For |
1H. | ELECTION OF DIRECTOR: MARCY SYMS | Management | For | For |
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | For | For |
4. | APPROVE THE ADOPTION OF THE RITE AID CORPORATION 2014 OMNIBUS EQUITY INCENTIVE PLAN. | Management | For | For |
5. | CONSIDER A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | Against |
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ROBERT HALF INTERNATIONAL INC. | ||||
Ticker: RHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Barbara J. Novogradac | Management | For | For |
1.4 | Elect Robert J. Pace | Management | For | For |
1.5 | Elect Fredrick A. Richman | Management | For | For |
1.6 | Elect M. Keith Waddell | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the Stock Incentive Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
ROCKWOOD HOLDINGS, INC. | ||||
Ticker: ROC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Doug Maine | Management | For | Against |
1.2 | Elect Director Alejandro Wolff | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
SANGAMO BIOSCIENCES INC | ||||
Ticker: SGMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward O. Lanphier II | Management | For | For |
1.2 | Elect Paul B. Cleveland | Management | For | For |
1.3 | Elect Stephen G. Dilly | Management | For | For |
1.4 | Elect John W. Larson | Management | For | For |
1.5 | Elect Steven J. Mento | Management | For | For |
1.6 | Elect Saira Ramasastry | Management | For | For |
1.7 | Elect William R. Ringo | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Increase the Number of Authorized Shares of Common Stock | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
SANOFI | ||||
Ticker: SAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.80 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Christopher Viehbacher as Director | Management | For | For |
6 | Reelect Robert Castaigne as Director | Management | For | Against |
7 | Reelect Christian Mulliez as Director | Management | For | Against |
8 | Elect Patrick Kron as Director | Management | For | For |
9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
10 | Advisory Vote on Compensation of Christopher Viehbacher, CEO | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
SANRIO CO. LTD. | ||||
Ticker: 8136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tsuji, Shintaro | Management | For | For |
1.2 | Elect Director Emori, Susumu | Management | For | For |
1.3 | Elect Director Fukushima, Kazuyoshi | Management | For | For |
1.4 | Elect Director Hatoyama, Rehito | Management | For | For |
1.5 | Elect Director Nakaya, Takahide | Management | For | For |
1.6 | Elect Director Miyauchi, Saburo | Management | For | For |
1.7 | Elect Director Sakiyama, Yuuko | Management | For | For |
1.8 | Elect Director Furuhashi, Yoshio | Management | For | For |
1.9 | Elect Director Nomura, Kosho | Management | For | For |
1.10 | Elect Director Shimomura, Yoichiro | Management | For | For |
1.11 | Elect Director Kishimura, Jiro | Management | For | For |
1.12 | Elect Director Kitamura, Norio | Management | For | For |
1.13 | Elect Director Shimaguchi, Mitsuaki | Management | For | For |
1.14 | Elect Director Hayakawa, Yoshiharu | Management | For | For |
1.15 | Elect Director Satomi, Haruki | Management | For | For |
2 | Approve Retirement Bonus Payment for Directors | Management | For | For |
| ||||
SAPIENT CORP. | ||||
Ticker: SAPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James M. Benson | Management | For | For |
1 | Elect James M. Benson | Management | For | For |
2 | Elect Jerry A. Greenberg | Management | For | For |
2 | Elect Jerry A. Greenberg | Management | For | For |
3 | Elect Alan J. Herrick | Management | For | For |
3 | Elect Alan J. Herrick | Management | For | For |
4 | Elect Silvia Lagnado | Management | For | For |
4 | Elect Silvia Lagnado | Management | For | For |
5 | Elect J. Stuart Moore | Management | For | For |
5 | Elect J. Stuart Moore | Management | For | For |
6 | Elect Robert L. Rosen | Management | For | Against |
6 | Elect Robert L. Rosen | Management | For | Against |
7 | Elect Eva M. Sage-Gavin | Management | For | For |
7 | Elect Eva M. Sage-Gavin | Management | For | For |
8 | Elect Ashok Shah | Management | For | For |
8 | Elect Ashok Shah | Management | For | For |
9 | Elect Vijay Singal | Management | For | Against |
9 | Elect Vijay Singal | Management | For | Against |
10 | Elect Curtis R. Welling | Management | For | For |
10 | Elect Curtis R. Welling | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
SAWAI PHARMACEUTICAL CO., LTD. | ||||
Ticker: 4555 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2.1 | Elect Director Sawai, Hiroyuki | Management | For | For |
2.2 | Elect Director Sawai, Mitsuo | Management | For | For |
2.3 | Elect Director Iwasa, Takashi | Management | For | For |
2.4 | Elect Director Toya, Harumasa | Management | For | For |
2.5 | Elect Director Kimura, Keiichi | Management | For | For |
2.6 | Elect Director Kodama, Minoru | Management | For | For |
2.7 | Elect Director Sawai, Kenzo | Management | For | For |
2.8 | Elect Director Tokuyama, Shinichi | Management | For | For |
2.9 | Elect Director Sugao, Hidefumi | Management | For | For |
| ||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For |
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For |
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For |
1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES | Management | For | For |
1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For |
1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For |
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For |
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For |
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For |
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For |
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For |
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For |
3. | TO APPROVE THE COMPANY'S 2013 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For |
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| ||||
SCORPIO BULKERS INC | ||||
Ticker: SALT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emanuele A. Lauro | Management | For | For |
1.2 | Elect Director Roberto Giorgi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
SEGA SAMMY HOLDINGS INC. | ||||
Ticker: 6460 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Amend Business Lines | Management | For | For |
2.1 | Elect Director Satomi, Hajime | Management | For | For |
2.2 | Elect Director Tsurumi, Naoya | Management | For | For |
2.3 | Elect Director Sugano, Akira | Management | For | For |
2.4 | Elect Director Satomi, Haruki | Management | For | For |
2.5 | Elect Director Aoki, Shigeru | Management | For | For |
2.6 | Elect Director Okamura, Hideki | Management | For | For |
2.7 | Elect Director Oguchi, Hisao | Management | For | For |
2.8 | Elect Director Iwanaga, Yuji | Management | For | For |
2.9 | Elect Director Natsuno, Takeshi | Management | For | For |
3 | Appoint Statutory Auditor Sakaue, Yukito | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| ||||
SHARP CORP. | ||||
Ticker: 6753 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Takahashi, Kozo | Management | For | For |
1.2 | Elect Director Mizushima, Shigeaki | Management | For | For |
1.3 | Elect Director Onishi, Tetsuo | Management | For | For |
1.4 | Elect Director Hoshi, Norikazu | Management | For | For |
1.5 | Elect Director Hashimoto, Yoshihiro | Management | For | For |
1.6 | Elect Director Ito, Yumiko | Management | For | For |
1.7 | Elect Director Kato, Makoto | Management | For | For |
1.8 | Elect Director Nakayama, Fujikazu | Management | For | For |
1.9 | Elect Director Hashimoto, Akihiro | Management | For | For |
1.10 | Elect Director Oyagi, Shigeo | Management | For | For |
1.11 | Elect Director Kitada, Mikinao | Management | For | For |
2 | Appoint Statutory Auditor Nishio, Yuujiro | Management | For | For |
3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| ||||
SIEMENS AG | ||||
Ticker: SIE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | For |
7 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | For |
8 | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
10 | Approve Cancellation of Capital Authorization | Management | For | For |
11 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | For |
| ||||
SILICON LABORATORIES INC | ||||
Ticker: SLAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Navdeep S. Sooch | Management | For | For |
1.2 | Elect Laurence G. Walker | Management | For | For |
1.3 | Elect William P. Wood | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 2009 Stock Incentive Plan | Management | For | For |
5 | Approve the Material Terms of the 2009 Stock Incentive Plan | Management | For | For |
6 | Amendment to the 2009 Employee Stock Purchase Plan | Management | For | For |
| ||||
SINGAPORE LAND LTD. | ||||
Ticker: S30 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare First and Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Elect Alvin Yeo Khirn Hai as Director | Management | For | Against |
5a | Elect Wee Cho Yaw as Director | Management | For | Against |
5b | Elect John Gokongwei, Jr. as Director | Management | For | Against |
5c | Elect Yang Soo Suan as Director | Management | For | For |
5d | Elect Hwang Soo Jin as Director | Management | For | For |
5e | Elect Roberto R. Romulo as Director | Management | For | For |
5f | Elect James L. Go as Director | Management | For | Against |
5g | Elect Gwee Lian Kheng as Director | Management | For | Against |
6 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
8 | Other Business | Management | For | Against |
| ||||
SINOPHARM GROUP CO., LTD. | ||||
Ticker: 01099 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wang Fucheng as Director and Approve Director's Remuneration | Management | For | For |
2 | Elect Li Dongjiu as Director and Approve Director's Remuneration | Management | For | For |
| ||||
SOFTBANK CORP. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Elect Yoshimitsu Gotoh | Management | For | For |
4 | Elect Kazuhiko Fujiwara | Management | For | For |
5 | Elect Shigenobu Nagamori | Management | For | For |
| ||||
SOFTBANK CORP. | ||||
Ticker: 9984 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Goto, Yoshimitsu | Management | For | For |
2.2 | Elect Director Fujihara, Kazuhiko | Management | For | For |
2.3 | Elect Director Nagamori, Shigenobu | Management | For | For |
| ||||
SONGA OFFSHORE SE | ||||
Ticker: SONG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Frederik Mohn as Chairman of the Meeting | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Remuneration of External Auditors | Management | For | For |
5 | Approve Director Remuneration | Management | For | For |
6 | Approve Remuneration of Remuneration Committee Members | Management | For | For |
7 | Approve Resignation of Jon Syvertsen from Nomination Committee | Management | For | For |
8 | Approve Appointment of Johan Mikkelsen as Member of Nomination Committee | Management | For | For |
9 | Approve Remuneration of Nomination Committee Members | Management | For | For |
| ||||
SONY CORPORATION | ||||
Ticker: 6758 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hirai, Kazuo | Management | For | For |
1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
1.3 | Elect Director Anraku, Kanemitsu | Management | For | For |
1.4 | Elect Director Nagayama, Osamu | Management | For | For |
1.5 | Elect Director Nimura, Takaaki | Management | For | For |
1.6 | Elect Director Harada, Eiko | Management | For | For |
1.7 | Elect Director Ito, Joichi | Management | For | For |
1.8 | Elect Director Tim Schaaff | Management | For | For |
1.9 | Elect Director Matsunaga, Kazuo | Management | For | For |
1.10 | Elect Director Miyata, Koichi | Management | For | For |
1.11 | Elect Director John V.Roos | Management | For | For |
1.12 | Elect Director Sakurai, Eriko | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
| ||||
SONY CORPORATION | ||||
Ticker: 6758 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hirai, Kazuo | Management | For | For |
1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
1.3 | Elect Director Anraku, Kanemitsu | Management | For | For |
1.4 | Elect Director Nagayama, Osamu | Management | For | For |
1.5 | Elect Director Nimura, Takaaki | Management | For | For |
1.6 | Elect Director Harada, Eiko | Management | For | For |
1.7 | Elect Director Ito, Joichi | Management | For | For |
1.8 | Elect Director Tim Schaaff | Management | For | For |
1.9 | Elect Director Matsunaga, Kazuo | Management | For | For |
1.10 | Elect Director Miyata, Koichi | Management | For | For |
1.11 | Elect Director John V.Roos | Management | For | For |
1.12 | Elect Director Sakurai, Eriko | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
| ||||
SONY FINANCIAL HOLDINGS INC. | ||||
Ticker: 8729 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Ihara, Katsumi | Management | For | For |
2.2 | Elect Director Watanabe, Hirotoshi | Management | For | For |
2.3 | Elect Director Ito, Yutaka | Management | For | For |
2.4 | Elect Director Shimaoka, Masamitsu | Management | For | For |
2.5 | Elect Director Ishii, Shigeru | Management | For | For |
2.6 | Elect Director Niwa, Atsuo | Management | For | For |
2.7 | Elect Director Nagasaka, Takemi | Management | For | For |
2.8 | Elect Director Yamamoto, Isao | Management | For | For |
2.9 | Elect Director Kuniya, Shiro | Management | For | For |
3 | Appoint Alternate Statutory Auditor Inoue, Toraki | Management | For | For |
| ||||
SPIRIT REALTY CAPITAL, INC. | ||||
Ticker: SRC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Charlton | Management | For | For |
1.2 | Elect Director Todd A. Dunn | Management | For | For |
1.3 | Elect Director David J. Gilbert | Management | For | For |
1.4 | Elect Director Richard I. Gilchrist | Management | For | For |
1.5 | Elect Director Diane M. Morefield | Management | For | For |
1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Director Thomas D. Senkbeil | Management | For | For |
1.9 | Elect Director Nicholas P. Shepherd | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. | ||||
Ticker: HOT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frits van Paasschen | Management | For | For |
1b | Elect Director Bruce W. Duncan | Management | For | For |
1c | Elect Director Adam M. Aron | Management | For | For |
1d | Elect Director Charlene Barshefsky | Management | For | For |
1e | Elect Director Thomas E. Clarke | Management | For | For |
1f | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1g | Elect Director Lizanne Galbreath | Management | For | For |
1h | Elect Director Eric Hippeau | Management | For | For |
1i | Elect Director Aylwin B. Lewis | Management | For | For |
1j | Elect Director Stephen R. Quazzo | Management | For | For |
1k | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
STATOIL ASA | ||||
Ticker: STL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Elect Chairman of Meeting | Management | For | For |
4 | Approve Notice of Meeting and Agenda | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share | Management | For | For |
7 | Withdraw Company from Tar Sands Activities in Canada | Shareholder | Against | Against |
8 | Withdraw Company from Ice-Laden Activities in the Arctic | Shareholder | Against | Against |
9 | Approve Company's Corporate Governance Statement | Management | For | For |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
11 | Approve Remuneration of Auditors | Management | For | For |
12a | Reelect Olaug Svarva as Member of Corporate Assembly | Management | For | For |
12b | Reelect Idar Kreutzer as Member of Corporate Assembly | Management | For | For |
12c | Reelect Karin Aslaksen as Member of Corporate Assembly | Management | For | For |
12d | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | For |
12e | Reelect Steinar Olsen as Member of Corporate Assembly | Management | For | For |
12f | Reelect Ingvald Strommen as Member of Corporate Assembly | Management | For | For |
12g | Reelect Rune Bjerke as Member of Corporate Assembly | Management | For | For |
12h | Reelect Siri Kalvig as Member of Corporate Assembly | Management | For | For |
12i | Reelect Barbro Haetta as Member of Corporate Assembly | Management | For | For |
12j | Elect Terje Venold as Member of Corporate Assembly | Management | For | For |
12k | Elect Tone Lunde Bakker as Member of Corporate Assembly | Management | For | For |
12l | Elect Linda Litlekalsoy Aase as Member of Corporate Assembly | Management | For | For |
12m | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | Management | For | For |
12n | Reelect Bassim Haj as Deputy Member of Corporate Assembly | Management | For | For |
12o | Elect Nina Kivijervi as Deputy Member of Corporate Assembly | Management | For | For |
12p | Elect Birgitte Vartdal as Deputy Members of Corporate Assembly | Management | For | For |
13 | Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members | Management | For | For |
14a | Reelect Olaug Svarva as Member and Chairman of Nominating Committee | Management | For | For |
14b | Reelect Tom Rathe as Member of Nominating Committee | Management | For | For |
14c | Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy | Management | For | For |
14d | Elect Tone Bakker as New Member of Nominating Committee | Management | For | For |
15 | Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members | Management | For | For |
16 | Approve Quaterly Dividend Payment | Management | For | For |
17 | Approve Equity Plan Financing | Management | For | For |
18 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
19 | Terminate Engagement in Angola and Azerbaijan | Shareholder | Against | Against |
| ||||
STEALTHGAS INC. | ||||
Ticker: GASS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael G. Jolliffe as Director | Management | For | For |
1.2 | Elect John Kostoyannis as Director | Management | For | For |
2 | Ratify Deloitte Hadjipavlou, Sofianos & Cambanis S.A. as Auditors | Management | For | For |
| ||||
STHREE | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Remuneration Report (Advisory) | Management | For | For |
4 | Remuneration Policy (Binding) | Management | For | For |
5 | Elect Clay Brendish | Management | For | For |
6 | Elect Gary Elden | Management | For | For |
7 | Elect Alex Smith | Management | For | For |
8 | Elect Justin Hughes | Management | For | For |
9 | Elect Steve Quinn | Management | For | For |
10 | Elect Alicja Lesniak | Management | For | For |
11 | Elect Tony Ward | Management | For | For |
12 | Elect Nadhim Zahawi | Management | For | For |
13 | Appointment of Auditor | Management | For | For |
14 | Authority to Set Auditor's Fees | Management | For | For |
15 | Authorisation of Political Donations | Management | For | For |
16 | Authority to Offer Minority Interest in Subsidiaries to Employees | Management | For | For |
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
20 | Authority to Repurchase Shares | Management | For | For |
21 | Non-Voting Meeting Note | Management | None |
| ||||
SUNEDISON, INC. | ||||
Ticker: SUNE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Blackmore | Management | For | For |
1b | Elect Director Ahmad R. Chatila | Management | For | For |
1c | Elect Director Marshall Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Stock Option Exchange Relating to Spin Off of SunEdison Semiconductor Ltd | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Approve Issuance of Common Stock Upon Conversion of Convertible Notes and Exercise of Related Warrants | Management | For | For |
7 | Provide Right to Call Special Meeting | Management | For | For |
| ||||
SUNNY OPTICAL TECHNOLOGY (GROUP) CO., LTD. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | |
2 | Non-Voting Meeting Note | Management | None | |
3 | Accounts and Reports | Management | For | For |
4 | Allocation of Profits/Dividends | Management | For | For |
5 | Elect WANG Wenjie | Management | For | For |
6 | Elect YE Liaoning | Management | For | For |
7 | Elect ZHANG Yuqing | Management | For | For |
8 | Directors' Fees | Management | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
11 | Authority to Repurchase Shares | Management | For | For |
12 | Authority to Issue Repurchase Shares | Management | For | Against |
| ||||
SUNSTONE HOTEL INVESTORS, INC. | ||||
Ticker: SHO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John V. Arabia | Management | For | For |
1.2 | Elect Director Andrew Batinovich | Management | For | For |
1.3 | Elect Director Z. Jamie Behar | Management | For | For |
1.4 | Elect Director Kenneth E. Cruse | Management | For | For |
1.5 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
1.6 | Elect Director Keith M. Locker | Management | For | For |
1.7 | Elect Director Douglas M. Pasquale | Management | For | For |
1.8 | Elect Director Keith P. Russell | Management | For | For |
1.9 | Elect Director Lewis N. Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
SYNTA PHARMACEUTICALS INC. | ||||
Ticker: SNTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Donald W. Kufe | Management | For | For |
1.2 | Elect William S. Reardon | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
T-MOBILE US, INC. | ||||
Ticker: TMUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | For |
1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
1.3 | Elect Director Srikant M. Datar | Management | For | For |
1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
1.5 | Elect Director Timotheus Hottges | Management | For | For |
1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
1.7 | Elect Director Raphael Kubler | Management | For | For |
1.8 | Elect Director Thorsten Langheim | Management | For | For |
1.9 | Elect Director John J. Legere | Management | For | For |
1.10 | Elect Director Teresa A. Taylor | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| ||||
TADANO LTD. | ||||
Ticker: 6395 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Tadano, Koichi | Management | For | For |
2.2 | Elect Director Suzuki, Tadashi | Management | For | For |
2.3 | Elect Director Okuyama, Tamaki | Management | For | For |
2.4 | Elect Director Nishi, Yoichiro | Management | For | For |
2.5 | Elect Director Ito, Nobuhiko | Management | For | For |
2.6 | Elect Director Yoshida, Yasuyuki | Management | For | For |
3.1 | Appoint Statutory Auditor Kodama, Yoshihito | Management | For | For |
3.2 | Appoint Statutory Auditor Inokawa, Kazushi | Management | For | For |
4 | Appoint Alternate Statutory Auditor Nabeshima, Akihito | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | For |
| ||||
TARGACEPT INC | ||||
Ticker: TRGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Julia R. Brown | Management | For | Withhold |
1.2 | Elect Stephen A. Hill | Management | For | For |
1.3 | Elect John P. Richard | Management | For | Withhold |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
TARGET CORPORATION | ||||
Ticker: TGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: ROXANNE S. AUSTIN | Management | For | For |
1B. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For |
1C. | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For |
1D. | ELECTION OF DIRECTOR: HENRIQUE DE CASTRO | Management | For | For |
1E. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For |
1F. | ELECTION OF DIRECTOR: MARY E. MINNICK | Management | For | For |
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For |
1H. | ELECTION OF DIRECTOR: DERICA W. RICE | Management | For | For |
1I. | ELECTION OF DIRECTOR: KENNETH L. SALAZAR | Management | For | For |
1J. | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For |
2. | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
3. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Management | For | For |
4. | SHAREHOLDER PROPOSAL TO ELIMINATE PERQUISITES. | Shareholder | Against | Against |
5. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR AN INDEPENDENT CHAIRMAN. | Shareholder | Against | Against |
6. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY PROHIBITING DISCRIMINATION "AGAINST" OR "FOR" PERSONS. | Shareholder | Against | Against |
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TAUBMAN CENTERS, INC. | ||||
Ticker: TCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Taubman | Management | For | For |
1.2 | Elect Director Lisa A. Payne | Management | For | For |
1.3 | Elect Director William U. Parfet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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TELEFONICA CZECH REPUBLIC AS | ||||
Ticker: BAATELEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Approve Meeting Procedures | Management | For | For |
2.2 | Elect Meeting Officials | Management | For | For |
3 | Recall Lubomir Vinduska, Antonin Botlik, and Jiri Trupl from Supervisory Board | Shareholder | None | Against |
4 | Elect Martin Stefunko, Ladislav Bartonicek, and Vladimir Mlynar as New Supervisory Board Members | Shareholder | None | Against |
5 | Approve Agreements with New Supervisory Board Members | Shareholder | None | Against |
6 | Elect Members of Audit Committee | Shareholder | None | Against |
7 | Approve Agreements with New Members of Audit Committee | Shareholder | None | Against |
8 | Amend Articles of Association | Shareholder | None | Against |
9 | Close Meeting | Management | None | None |
| ||||
TELEFONICA CZECH REPUBLIC AS | ||||
Ticker: BAATELEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Approve Meeting Procedures | Management | For | For |
2.2 | Elect Meeting Chairman and Other Meeting Officials | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Close Meeting | Management | None | None |
| ||||
TELEFONICA CZECH REPUBLIC AS | ||||
Ticker: BAATELEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Approve Meeting Procedures | Management | For | For |
2.2 | Elect Meeting Chairman and Other Meeting Officials | Management | For | For |
3 | Receive Management Board Report on Company's Operations and State of Its Assets in Fiscal 2013 | Management | None | None |
4 | Receive Statutory Report | Management | None | None |
5.1 | Approve Financial Statements | Management | For | For |
5.2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Allocation of Income | Management | For | For |
7 | Ratify KPMG Ceska Republika Audit as Auditor | Management | For | For |
8 | Close Meeting | Management | None | None |
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TEMP HOLDINGS CO., LTD. | ||||
Ticker: 2181 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2.1 | Elect Director Shinohara, Yoshiko | Management | For | For |
2.2 | Elect Director Hibino, Mikihiko | Management | For | For |
2.3 | Elect Director Mizuta, Masamichi | Management | For | For |
2.4 | Elect Director Takahashi, Hirotoshi | Management | For | For |
2.5 | Elect Director Saburi, Toshio | Management | For | For |
2.6 | Elect Director Wada, Takao | Management | For | For |
2.7 | Elect Director Carl T. Camden | Management | For | For |
| ||||
TENNECO INC. | ||||
Ticker: TEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: THOMAS C. FREYMAN | Management | For | For |
1.2 | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | For | For |
1.3 | ELECTION OF DIRECTOR: HARI N. NAIR | Management | For | For |
1.4 | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | For | For |
1.5 | ELECTION OF DIRECTOR: DAVID B. PRICE, JR. | Management | For | For |
1.6 | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | For | For |
1.7 | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | For | For |
1.8 | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | For |
2 | APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For |
3 | APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. | Management | For | For |
| ||||
TERADATA CORPORATION | ||||
Ticker: TDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: NANCY E. COOPER | Management | For | For |
1B. | ELECTION OF DIRECTOR: DAVID E. KEPLER | Management | For | For |
1C. | ELECTION OF DIRECTOR: WILLIAM S. STAVROPOULOS | Management | For | For |
2. | AN ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
3. | APPROVAL OF AN AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE DECLASSIFICATION OF OUR BOARD OF DIRECTORS. | Management | For | For |
4. | APPROVAL OF THE RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Ronald Kirk | Management | For | For |
1f | Elect Director Pamela H. Patsley | Management | For | For |
1g | Elect Director Robert E. Sanchez | Management | For | For |
1h | Elect Director Wayne R. Sanders | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Richard K. Templeton | Management | For | For |
1k | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
THE COCA-COLA COMPANY | ||||
Ticker: KO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Ana Botin | Management | For | For |
1.4 | Elect Director Howard G. Buffett | Management | For | For |
1.5 | Elect Director Richard M. Daley | Management | For | For |
1.6 | Elect Director Barry Diller | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Evan G. Greenberg | Management | For | For |
1.9 | Elect Director Alexis M. Herman | Management | For | For |
1.10 | Elect Director Muhtar Kent | Management | For | For |
1.11 | Elect Director Robert A. Kotick | Management | For | For |
1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James D. Robinson, III | Management | For | For |
1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
THE DOW CHEMICAL COMPANY | ||||
Ticker: DOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arnold A. Allemang | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Jacqueline K. Barton | Management | For | For |
1d | Elect Director James A. Bell | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Paul Polman | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Ruth G. Shaw | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Karen L. Katen | Management | For | For |
1k | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | For |
| ||||
THE MANITOWOC COMPANY, INC. | ||||
Ticker: MTW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald M. Condon | Management | For | For |
1.2 | Elect Director Keith D. Nosbusch | Management | For | For |
1.3 | Elect Director Glen E. Tellock | Management | For | For |
1.4 | Elect Director Robert G. Bohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE MEN'S WEARHOUSE, INC. | ||||
Ticker: MW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Edwab | Management | For | For |
1.2 | Elect Director Douglas S. Ewert | Management | For | For |
1.3 | Elect Director Rinaldo S. Brutoco | Management | For | For |
1.4 | Elect Director Sheldon I. Stein | Management | For | For |
1.5 | Elect Director William B. Sechrest | Management | For | For |
1.6 | Elect Director Grace Nichols | Management | For | For |
1.7 | Elect Director Allen I. Questrom | Management | For | For |
1.8 | Elect Director B. Michael Becker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
THE PRICELINE GROUP INC. | ||||
Ticker: PCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: TIMOTHY M. ARMSTRONG | Management | For | For |
1.2 | ELECTION OF DIRECTOR: HOWARD W. BARKER, JR. | Management | For | For |
1.3 | ELECTION OF DIRECTOR: JEFFERY H. BOYD | Management | For | For |
1.4 | ELECTION OF DIRECTOR: JAN L. DOCTER | Management | For | For |
1.5 | ELECTION OF DIRECTOR: JEFFREY E. EPSTEIN | Management | For | For |
1.6 | ELECTION OF DIRECTOR: JAMES M. GUYETTE | Management | For | For |
1.7 | ELECTION OF DIRECTOR: DARREN R. HUSTON | Management | For | For |
1.8 | ELECTION OF DIRECTOR: NANCY B. PERETSMAN | Management | For | For |
1.9 | ELECTION OF DIRECTOR: THOMAS E. ROTHMAN | Management | For | For |
1.10 | ELECTION OF DIRECTOR: CRAIG W. RYDIN | Management | For | For |
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
3. | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For |
4. | TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | Against |
| ||||
THE PROCTER & GAMBLE COMPANY | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE SHERWIN-WILLIAMS COMPANY | ||||
Ticker: SHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Christopher M. Connor | Management | For | For |
1.3 | Elect Director David F. Hodnik | Management | For | For |
1.4 | Elect Director Thomas G. Kadien | Management | For | For |
1.5 | Elect Director Richard J. Kramer | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director Christine A. Poon | Management | For | For |
1.8 | Elect Director Richard K. Smucker | Management | For | For |
1.9 | Elect Director John M. Stropki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
THE TIMKEN COMPANY | ||||
Ticker: TKR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip R. Cox | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Richard G. Kyle | Management | For | For |
1.4 | Elect Director John A. Luke, Jr. | Management | For | For |
1.5 | Elect Director Christopher L. Mapes | Management | For | For |
1.6 | Elect Director Joseph W. Ralston | Management | For | For |
1.7 | Elect Director John P. Reilly | Management | For | For |
1.8 | Elect Director Frank C. Sullivan | Management | For | For |
1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
1.10 | Elect Director Ward J. Timken, Jr. | Management | For | For |
1.11 | Elect Director Jacqueline F. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
THE TORO COMPANY | ||||
Ticker: TTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.2 | Elect Director Katherine J. Harless | Management | For | For |
1.3 | Elect Director Michael J. Hoffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Fred H. Langhammer | Management | For | For |
1f | Elect Director Aylwin B. Lewis | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Sheryl K. Sandberg | Management | For | For |
1j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| ||||
THE WHITEWAVE FOODS COMPANY | ||||
Ticker: WWAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: GREGG L. ENGLES | Management | For | For |
1.2 | ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. | Management | For | For |
2. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE CONVERSION OF OUR CLASS B COMMON STOCK INTO CLASS A COMMON STOCK. | Management | For | For |
3. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE COMPLETION OF OUR SEPARATION FROM DEAN FOODS COMPANY. | Management | For | For |
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For |
| ||||
TIFFANY & CO. | ||||
Ticker: TIF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Kowalski | Management | For | For |
1b | Elect Director Rose Marie Bravo | Management | For | For |
1c | Elect Director Gary E. Costley | Management | For | For |
1d | Elect Director Frederic P. Cumenal | Management | For | For |
1e | Elect Director Lawrence K. Fish | Management | For | For |
1f | Elect Director Abby F. Kohnstamm | Management | For | For |
1g | Elect Director Charles K. Marquis | Management | For | For |
1h | Elect Director Peter W. May | Management | For | For |
1i | Elect Director William A. Shutzer | Management | For | For |
1j | Elect Director Robert S. Singer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
TIM PARTICIPACOES S.A. | ||||
Ticker: TIMP3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Company's Management | Management | For | Against |
1 | Approve Stock Option Plan | Management | For | Against |
2 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A., and Tim Celular S.A. and Intelig Telecomunicacoes Ltda. | Management | For | For |
| ||||
TIME WARNER CABLE INC | ||||
Ticker: TWC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carole Black | Management | For | For |
2 | Elect Glenn A. Britt | Management | For | For |
3 | Elect Thomas H. Castro | Management | For | For |
4 | Elect David C. Chang | Management | For | For |
5 | Elect James E. Copeland, Jr. | Management | For | For |
6 | Elect Peter R. Haje | Management | For | For |
7 | Elect Donna A. James | Management | For | For |
8 | Elect Don Logan | Management | For | For |
9 | Elect Robert D. Marcus | Management | For | For |
10 | Elect N.J. Nicholas, Jr. | Management | For | For |
11 | Elect Wayne H. Pace | Management | For | For |
12 | Elect Edward D. Shirley | Management | For | For |
13 | Elect John E. Sununu | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| ||||
TIME WARNER INC. | ||||
Ticker: TWX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director Fred Hassan | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Paul D. Wachter | Management | For | For |
1.12 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
TL ACQUISITIONS INC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Proposal to Direct the Trustee to Continue to Serve as a Memberof the Committee | Management | None | Did Not Vote |
| ||||
TOKYU FUDOSAN HOLDINGS CORPORATION | ||||
Ticker: 3289 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4.5 | Management | For | For |
2.1 | Elect Director Ueki, Masatake | Management | For | For |
2.2 | Elect Director Kanazashi, Kiyoshi | Management | For | For |
2.3 | Elect Director Nakajima, Yoshihiro | Management | For | For |
2.4 | Elect Director Okamoto, Ushio | Management | For | For |
2.5 | Elect Director Saegusa, Toshiyuki | Management | For | For |
2.6 | Elect Director Okuma, Yuuji | Management | For | For |
2.7 | Elect Director Nomoto, Hirofumi | Management | For | For |
2.8 | Elect Director Iki, Koichi | Management | For | For |
2.9 | Elect Director Sakaki, Shinji | Management | For | For |
3.1 | Appoint Statutory Auditor Nakajima, Kazuto | Management | For | For |
3.2 | Appoint Statutory Auditor Imamura, Toshio | Management | For | For |
4 | Set Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| ||||
TOYOTA MOTOR CORP. | ||||
Ticker: 7203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2.1 | Elect Director Uchiyamada, Takeshi | Management | For | Against |
2.2 | Elect Director Toyoda, Akio | Management | For | Against |
2.3 | Elect Director Ozawa, Satoshi | Management | For | Against |
2.4 | Elect Director Kodaira, Nobuyori | Management | For | Against |
2.5 | Elect Director Kato, Mitsuhisa | Management | For | Against |
2.6 | Elect Director Maekawa, Masamoto | Management | For | Against |
2.7 | Elect Director Ihara, Yasumori | Management | For | Against |
2.8 | Elect Director Sudo, Seiichi | Management | For | Against |
2.9 | Elect Director Saga, Koei | Management | For | Against |
2.10 | Elect Director Fukuichi, Tokuo | Management | For | Against |
2.11 | Elect Director Terashi, Shigeki | Management | For | Against |
2.12 | Elect Director Ishii, Yoshimasa | Management | For | Against |
2.13 | Elect Director Uno, Ikuo | Management | For | Against |
2.14 | Elect Director Kato, Haruhiko | Management | For | Against |
2.15 | Elect Director Mark T. Hogan | Management | For | Against |
3.1 | Appoint Statutory Auditor Nakatsugawa, Masaki | Management | For | Against |
3.2 | Appoint Statutory Auditor Kitayama, Teisuke | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Sakai, Ryuuji | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Approve Disposal of Treasury Shares for a Private Placement | Management | For | For |
| ||||
TRIPADVISOR INC. | ||||
Ticker: TRIP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gregory B. Maffei | Management | For | For |
1.1 | Elect Gregory B. Maffei | Management | For | For |
1.2 | Elect Stephen Kaufer | Management | For | For |
1.2 | Elect Stephen Kaufer | Management | For | For |
1.3 | Elect Jonathan F. Miller | Management | For | For |
1.3 | Elect Jonathan F. Miller | Management | For | For |
1.4 | Elect Dipchand Nishar | Management | For | For |
1.4 | Elect Dipchand Nishar | Management | For | For |
1.5 | Elect Jeremy Philips | Management | For | For |
1.5 | Elect Jeremy Philips | Management | For | For |
1.6 | Elect Spencer M. Rascoff | Management | For | For |
1.6 | Elect Spencer M. Rascoff | Management | For | For |
1.7 | Elect Christopher W. Shean | Management | For | For |
1.7 | Elect Christopher W. Shean | Management | For | For |
1.8 | Elect Sukhinder Singh Cassidy | Management | For | For |
1.8 | Elect Sukhinder Singh Cassidy | Management | For | For |
1.9 | Elect Robert S. Wiesenthal | Management | For | For |
1.9 | Elect Robert S. Wiesenthal | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
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TRONOX LIMITED | ||||
Ticker: TROX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Casey | Management | For | For |
1.2 | Elect Director Andrew P. Hines | Management | For | For |
1.3 | Elect Director Wayne A. Hinman | Management | For | Withhold |
1.4 | Elect Director Peter Johnston | Management | For | Withhold |
1.5 | Elect Director Ilan Kaufthal | Management | For | Withhold |
1.6 | Elect Director Jeffry N. Quinn | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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TRW AUTOMOTIVE HOLDINGS CORP. | ||||
Ticker: TRW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | Withhold |
1.2 | Elect Director Michael R. Gambrell | Management | For | For |
1.3 | Elect Director David W. Meline | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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TSAKOS ENERGY NAVIGATION LIMITED | ||||
Ticker: TNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard L. Paniguian as Director | Management | For | For |
1.2 | Elect Efthimios E. Mitropoulos as Director | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Bylaws | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Appoint Ernst & Young (Hellas), Athens, Greece as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
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TURQUOISE HILL RESOURCES LTD. | ||||
Ticker: TRQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rowena Albones | Management | For | For |
1.2 | Elect Director Jill Gardiner | Management | For | For |
1.3 | Elect Director R. Peter Gillin | Management | For | For |
1.4 | Elect Director David Klingner | Management | For | For |
1.5 | Elect Director Kay Priestly | Management | For | For |
1.6 | Elect Director Russel C. Robertson | Management | For | For |
1.7 | Elect Director Jeffery D. Tygesen | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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TW TELECOM INC. | ||||
Ticker: TWTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory J. Attorri | Management | For | For |
1.2 | Elect Director Irene M. Esteves | Management | For | For |
1.3 | Elect Director Spencer B. Hays | Management | For | For |
1.4 | Elect Director Larissa L. Herda | Management | For | For |
1.5 | Elect Director Kevin W. Mooney | Management | For | For |
1.6 | Elect Director Kirby G. Pickle | Management | For | For |
1.7 | Elect Director Roscoe C. Young, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
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TYCO INTERNATIONAL LTD. | ||||
Ticker: TYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3a | Elect Director Edward D. Breen | Management | For | For |
3b | Elect Director Herman E. Bulls | Management | For | For |
3c | Elect Director Michael E. Daniels | Management | For | For |
3d | Elect Director Frank M. Drendel | Management | For | For |
3e | Elect Director Brian Duperreault | Management | For | For |
3f | Elect Director Rajiv L. Gupta | Management | For | For |
3g | Elect Director George R. Oliver | Management | For | For |
3h | Elect Director Brendan R. O'Neill | Management | For | For |
3i | Elect Director Jurgen Tinggren | Management | For | For |
3j | Elect Director Sandra S. Wijnberg | Management | For | For |
3k | Elect Director R. David Yost | Management | For | For |
4 | Elect Board Chairman Edward D. Breen | Management | For | For |
5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Ordinary Cash Dividend | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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U.S. BANCORP | ||||
Ticker: USB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
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UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For |
1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For |
1C. | ELECTION OF DIRECTOR: D.B. DILLON | Management | For | For |
1D. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For |
1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For |
1F. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For |
1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For |
1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For |
1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For |
1J. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For |
1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For |
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | Management | For | For |
4. | AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. | Management | For | For |
5. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | Against |
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UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director David B. Dillon | Management | For | For |
1.4 | Elect Director Judith Richards Hope | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
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UNITED PARCEL SERVICE, INC. | ||||
Ticker: UPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Michael J. Burns | Management | For | For |
1d | Elect Director D. Scott Davis | Management | For | For |
1e | Elect Director Stuart E. Eizenstat | Management | For | For |
1f | Elect Director Michael L. Eskew | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Candace Kendle | Management | For | For |
1i | Elect Director Ann M. Livermore | Management | For | For |
1j | Elect Director Rudy H.P. Markham | Management | For | For |
1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1l | Elect Director Carol B. Tome | Management | For | For |
1m | Elect Director Kevin M. Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
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UNITEDHEALTH GROUP INC | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Edson Bueno | Management | For | For |
3 | Elect Richard T. Burke | Management | For | For |
4 | Elect Robert J. Darretta | Management | For | For |
5 | Elect Stephen J. Hemsley | Management | For | For |
6 | Elect Michele J. Hooper | Management | For | For |
7 | Elect Rodger A. Lawson | Management | For | For |
8 | Elect Douglas W. Leatherdale | Management | For | For |
9 | Elect Glenn M. Renwick | Management | For | For |
10 | Elect Kenneth I. Shine | Management | For | For |
11 | Elect Gail R. Wilensky | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
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UNIVERSAL HEALTH SERVICES, INC. | ||||
Ticker: UHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lawrence S. Gibbs | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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UNIVERSAL HEALTH SERVICES, INC. | ||||
Ticker: UHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lawrence S. Gibbs | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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VANDA PHARMACEUTICALS INC. | ||||
Ticker: VNDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: RICHARD W. DUGAN | Management | For | For |
1.2 | ELECTION OF DIRECTOR: VINCENT J. MILANO | Management | For | For |
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
3 | TO APPROVE ON AN ADVISORY BASIS THE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
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VANTIV INC | ||||
Ticker: VNTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John Maldonado | Management | For | For |
1.1 | Elect John Maldonado | Management | For | For |
1.2 | Elect Christopher Pike | Management | For | For |
1.2 | Elect Christopher Pike | Management | For | For |
1.3 | Elect Daniel T. Poston | Management | For | For |
1.3 | Elect Daniel T. Poston | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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VERIFONE SYSTEMS INC | ||||
Ticker: PAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert W. Alspaugh | Management | For | For |
2 | Elect Paul Galant | Management | For | For |
3 | Elect Alex W. Hart | Management | For | For |
4 | Elect Robert B. Henske | Management | For | For |
5 | Elect Wenda Harris Millard | Management | For | For |
6 | Elect Eitan Raff | Management | For | For |
7 | Elect Jonathan I. Schwartz | Management | For | For |
8 | Elect Jane Thompson | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | Against |
10 | Ratification of Auditor | Management | For | For |
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VERINT SYSTEMS, INC. | ||||
Ticker: VRNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dan Bodner | Management | For | For |
1.2 | Elect Victor A. DeMarines | Management | For | For |
1.3 | Elect John Egan | Management | For | For |
1.4 | Elect Larry Myers | Management | For | For |
1.5 | Elect Richard Nottenburg | Management | For | For |
1.6 | Elect Howard Safir | Management | For | For |
1.7 | Elect Earl Shanks | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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VERISIGN INC. | ||||
Ticker: VRSN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect D. James Bidzos | Management | For | For |
2 | Elect William L. Chenevich | Management | For | For |
3 | Elect Kathleen A. Cote | Management | For | For |
4 | Elect Roger H. Moore | Management | For | For |
5 | Elect John D. Roach | Management | For | For |
6 | Elect Louis A. Simpson | Management | For | For |
7 | Elect Timothy Tomlinson | Management | For | For |
8 | Restoration of Right to Call a Special Meeting | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
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VERISK ANALYTICS INC | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank J. Coyne | Management | For | For |
1.2 | Elect Christopher M. Foskett | Management | For | For |
1.3 | Elect David B. Wright | Management | For | For |
1.4 | Elect Thomas F. Motamed | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Coyne | Management | For | For |
1.2 | Elect Director Christopher M. Foskett | Management | For | For |
1.3 | Elect Director David B. Wright | Management | For | For |
1.4 | Elect Director Thomas F. Motamed | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Richard L. Carrion | Management | For | For |
1.3 | Elect Director Melanie L. Healey | Management | For | For |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Report on Net Neutrality | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| ||||
VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Richard L. Carrion | Management | For | For |
1.3 | Elect Director Melanie L. Healey | Management | For | For |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Report on Net Neutrality | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| ||||
VERSO PAPER CORP. | ||||
Ticker: VRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Ducey | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director David B. Sambur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
VERTEX PHARMACEUTICALS, INC. | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Margaret G. McGlynn | Management | For | For |
1.2 | Elect Wayne J. Riley | Management | For | For |
1.3 | Elect William D. Young | Management | For | For |
2 | Amendment to the 2013 Stock and Option Plan | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
VERTEX PHARMACEUTICALS, INC. | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Margaret G. McGlynn | Management | For | For |
1.2 | Elect Wayne J. Riley | Management | For | For |
1.3 | Elect William D. Young | Management | For | For |
2 | Amendment to the 2013 Stock and Option Plan | Management | For | For |
3 | Ratification of Auditor | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
VMWARE INC. | ||||
Ticker: VMW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Pamela J. Craig | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Elect Omid Kordestani as Director | Management | For | For |
10 | Re-elect Nick Land as Director | Management | For | For |
11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
12 | Re-elect Luc Vandevelde as Director | Management | For | For |
13 | Re-elect Anthony Watson as Director | Management | For | For |
14 | Re-elect Philip Yea as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ||||
VOLVO AB | ||||
Ticker: VOLV B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive Board and Board Committee Reports | Management | None | None |
8 | Receive Financial Statements and Statutory Reports | Management | None | None |
9 | Accept Financial Statements and Statutory Reports | Management | For | For |
10 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | For |
11 | Approve Discharge of Board and President | Management | For | For |
12 | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | For |
13 | Approve Remuneration of Directors in the Amount of SEK 3.25 Million for Chairman and SEK 950,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
14 | Approve Remuneration of Auditors | Management | For | For |
15 | Reelect Jean-Baptiste Duzan, Hanne de Mora, Anders Nyren, Olof Persson, Carl-Henric Svanberg (Chairman), and Lars Westerberg as Directors; Elect Matti Alahuhta, James Griffith, and Kathryn Marinello as New Directors | Management | For | For |
16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
17 | Elect Carl-Olof By, Lars Forberg, Yngve Slyngstad, Hakan Sandberg, and Carl-Henric Svanberg (Chairman of the Board) as Members of Nominating Committee | Management | For | For |
18 | Amend Instructions for the Nomination Committee | Management | For | For |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
20a | Approve 2014-2016 Share Matching Plan | Management | For | For |
20b | Approve Financing of 2014-2016 Share Matching Plan | Management | For | For |
| ||||
W. P. CAREY INC. | ||||
Ticker: WPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Trevor P. Bond | Management | For | For |
1.2 | Elect Director Nathaniel S. Coolidge | Management | For | For |
1.3 | Elect Director Mark J. DeCesaris | Management | For | For |
1.4 | Elect Director Eberhard Faber, IV | Management | For | For |
1.5 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.6 | Elect Director Axel K.A. Hansing | Management | For | For |
1.7 | Elect Director Jean Hoysradt | Management | For | For |
1.8 | Elect Director Richard C. Marston | Management | For | For |
1.9 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
1.10 | Elect Director Charles E. Parente | Management | For | For |
1.11 | Elect Director Mary M. VanDeWeghe | Management | For | For |
1.12 | Elect Director Nick J.M. van Ommen | Management | For | For |
1.13 | Elect Director Karsten von Koller | Management | For | For |
1.14 | Elect Director Reginald Winssinger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
| ||||
WAGEWORKS INC | ||||
Ticker: WAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John W. Larson | Management | For | For |
1.2 | Elect Mariann Byerwalter | Management | For | For |
1.3 | Elect Edward C. Nafus | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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WAL-MART STORES, INC. | ||||
Ticker: WMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | Against |
1b | Elect Director James I. Cash, Jr. | Management | For | Against |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Douglas N. Daft | Management | For | For |
1f | Elect Director Michael T. Duke | Management | For | Against |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Marissa A. Mayer | Management | For | For |
1i | Elect Director C. Douglas McMillon | Management | For | Against |
1j | Elect Director Gregory B. Penner | Management | For | Against |
1k | Elect Director Steven S Reinemund | Management | For | For |
1l | Elect Director Jim C. Walton | Management | For | Against |
1m | Elect Director S. Robson Walton | Management | For | Against |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
WAL-MART STORES, INC. | ||||
Ticker: WMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Douglas N. Daft | Management | For | For |
1f | Elect Director Michael T. Duke | Management | For | Against |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Marissa A. Mayer | Management | For | For |
1i | Elect Director C. Douglas McMillon | Management | For | For |
1j | Elect Director Gregory B. Penner | Management | For | For |
1k | Elect Director Steven S Reinemund | Management | For | For |
1l | Elect Director Jim C. Walton | Management | For | For |
1m | Elect Director S. Robson Walton | Management | For | Against |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
WALGREEN CO. | ||||
Ticker: WAG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | Did Not Vote |
1b | Elect Director David J. Brailer | Management | For | Did Not Vote |
1c | Elect Director Steven A. Davis | Management | For | Did Not Vote |
1d | Elect Director William C. Foote | Management | For | Did Not Vote |
1e | Elect Director Mark P. Frissora | Management | For | Did Not Vote |
1f | Elect Director Ginger L. Graham | Management | For | Did Not Vote |
1g | Elect Director Alan G. McNally | Management | For | Did Not Vote |
1h | Elect Director Dominic P. Murphy | Management | For | Did Not Vote |
1i | Elect Director Stefano Pessina | Management | For | Did Not Vote |
1j | Elect Director Nancy M. Schlichting | Management | For | Did Not Vote |
1k | Elect Director Alejandro Silva | Management | For | Did Not Vote |
1l | Elect Director James A. Skinner | Management | For | Did Not Vote |
1m | Elect Director Gregory D. Wasson | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Ratify Auditors | Management | For | Did Not Vote |
4 | Stock Retention/Holding Period | Shareholder | Against | Did Not Vote |
5 | Adopt Proxy Access Right | Shareholder | Against | Did Not Vote |
| ||||
WARTSILA OYJ | ||||
Ticker: WRT1V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 1.05 Per Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Approve Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Vice Chair, and EUR 60,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work | Management | For | For |
11 | Fix Number of Directors at Nine | Management | For | For |
12 | Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh (Vice Chairman), Sune Carlsson, Alexander Ehrnrooth, Paul Ehrnrooth, Gunilla Nordstrom, Mikael Lilius (Chairman), and Markus Rauramo as Directors; Elect Risto Murto as New Director New Director | Management | For | For |
13 | Approve Remuneration of Auditors | Management | For | For |
14 | Ratify KPMG as Auditors | Management | For | For |
15a | Authorize Share Repurchase of up to 19 Million Issued Shares | Management | For | For |
15b | Authorize Reissuance of up to 19 Million Repurchased Shares | Management | For | For |
16 | Close Meeting | Management | None | None |
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WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | For |
| ||||
WEST CORPORATION | ||||
Ticker: WSTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas B. Barker | Management | For | For |
2 | Elect Anthony J. DiNovi | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
6 | Approval of Performance Measures for 2013 Long-Term Incentive Plan | Management | For | For |
7 | Amendment to Executive Incentive Compensation Plan | Management | For | For |
| ||||
WEX INC | ||||
Ticker: WEX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael E. Dubyak | Management | For | For |
2 | Elect Eric Duprat | Management | For | For |
3 | Elect Ronald T. Maheu | Management | For | For |
4 | Elect Rowland T. Moriarty | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
| ||||
WHITEWAVE FOODS COMPANY | ||||
Ticker: WWAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
WING HANG BANK LTD | ||||
Ticker: 00302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Cheng Hon Kwan as Director | Management | For | For |
3b | Elect Tse Hau Yin Aloysius as Director | Management | For | For |
4 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
5 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
WISDOMTREE TRUST | ||||
Ticker: DTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David G. Chrencik | Management | For | For |
1.2 | Elect Director Joel H. Goldberg | Management | For | For |
1.3 | Elect Director Melinda A. Raso Kirstein | Management | For | For |
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WOWOW INC. | ||||
Ticker: 4839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
2.1 | Elect Director Wazaki, Nobuya | Management | For | For |
2.2 | Elect Director Hashimoto, Hajime | Management | For | For |
2.3 | Elect Director Sato, Kazuhito | Management | For | For |
2.4 | Elect Director Yamazaki, Ichiro | Management | For | For |
2.5 | Elect Director Sakata, Nobutsune | Management | For | For |
2.6 | Elect Director Makino, Tsutomu | Management | For | For |
2.7 | Elect Director Otaka, Nobuyuki | Management | For | For |
2.8 | Elect Director Iijima, Kazunobu | Management | For | For |
2.9 | Elect Director Maruyama, Kimio | Management | For | For |
2.10 | Elect Director Yamamoto, Toshihiro | Management | For | For |
2.11 | Elect Director Fujita, Tetsuya | Management | For | For |
2.12 | Elect Director Kanno, Hiroshi | Management | For | For |
3 | Appoint Statutory Auditor Yamanouchi, Fumihiro | Management | For | For |
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WUXI PHARMATECH INC | ||||
Ticker: WX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ge Li | Management | For | For |
2 | Elect Stewart Hen | Management | For | For |
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WYNDHAM WORLDWIDE CORPORATION | ||||
Ticker: WYN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Buckman | Management | For | For |
1.2 | Elect Director George Herrera | Management | For | For |
1.3 | Elect Director Brian Mulroney | Management | For | For |
1.4 | Elect Director Michael H. Wargotz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
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XENOPORT INC | ||||
Ticker: XNPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | RONALD W. BARRETT, PH.D | Management | For | For |
1.1 | KEVIN J. CAMERON | Management | For | TNA |
1.1 | RONALD W. BARRETT, PH.D | Management | For | For |
1.2 | JERYL L. HILLEMAN | Management | For | For |
1.2 | RAEL MAZANSKY, M.D. | Management | For | TNA |
1.2 | JERYL L. HILLEMAN | Management | For | For |
1.3 | WENDELL WIERENGA, PH.D. | Management | For | For |
1.3 | CHARLES A. ROWLAND, JR. | Management | For | TNA |
1.3 | WENDELL WIERENGA, PH.D. | Management | For | For |
2 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS XENOPORT S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | |
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | TNA | |
2 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS XENOPORT S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | |
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF XENOPORT S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | |
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | TNA | |
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF XENOPORT S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | |
4 | TO APPROVE THE XENOPORT, INC. 2014 EQUITY INCENTIVE PLAN. | Management | For | |
4 | TO APPROVE THE XENOPORT, INC. 2014 EQUITY INCENTIVE PLAN. | Management | TNA | |
4 | TO APPROVE THE XENOPORT, INC. 2014 EQUITY INCENTIVE PLAN. | Management | For | |
5 | STOCKHOLDER PROPOSAL TO AMEND XENOPORT S BYLAWS TO PROVIDE FOR THE REPEAL OF ANY PROVISION OF XENOPORT S BYLAWS NOT IN EFFECT ON AUGUST 11, 2005, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | Against | |
5 | TO ADOPT A RESOLUTION THAT WOULD REPEAL ANY PROVISION OF THE BYLAWS OF THE COMPANY (THE BYLAWS ) IN EFFECT AT THE TIME OF THE ANNUAL MEETING THAT WAS NOT INCLUDED IN THE BYLAWS PUBLICLY FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 11, 2005 | Management | TNA | |
5 | STOCKHOLDER PROPOSAL TO AMEND XENOPORT S BYLAWS TO PROVIDE FOR THE REPEAL OF ANY PROVISION OF XENOPORT S BYLAWS NOT IN EFFECT ON AUGUST 11, 2005, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | Against | |
6 | STOCKHOLDER PROPOSAL TO AMEND SECTION 24 OF ARTICLE IV OF XENOPORT S BYLAWS TO PROVIDE THAT THE COMPENSATION OF AN INCUMBENT DIRECTOR NOT UP FOR ELECTION AT AN ANNUAL MEETING OF STOCKHOLDERS BE LIMITED TO $35,000 PER YEAR UNLESS SUCH DIRECTOR S PERFORMANC | Management | Against | |
6 | TO AMEND THE BYLAWS TO REQUIRE THAT PROPOSALS WITH RESPECT TO THE PERFORMANCE OF EACH INCUMBENT DIRECTOR NOT UP FOR ELECTION AT THE ANNUAL MEETING OF THE COMPANY BE SUBMITTED FOR A STOCKHOLDER VOTE AT SUCH ANNUAL MEETING AND THAT ANY INCUMBENT DIRECTOR WI | Management | TNA | |
6 | STOCKHOLDER PROPOSAL TO AMEND SECTION 24 OF ARTICLE IV OF XENOPORT S BYLAWS TO PROVIDE THAT THE COMPENSATION OF AN INCUMBENT DIRECTOR NOT UP FOR ELECTION AT AN ANNUAL MEETING OF STOCKHOLDERS BE LIMITED TO $35,000 PER YEAR UNLESS SUCH DIRECTOR S PERFORMANC | Management | Against | |
7 | STOCKHOLDER PROPOSAL TO AMEND SUBSECTION (A) OF SECTION 28 OF ARTICLE V OF XENOPORT S BYLAWS TO DISQUALIFY FROM SERVING AS AN OFFICER OF XENOPORT ANY DIRECTOR OR ANY NOMINEE FOR DIRECTOR WHO RECEIVES A VOTE OF THE HOLDERS OF LESS THAN A MAJORITY OF THE OU | Management | Against | |
7 | TO AMEND THE BYLAWS TO REQUIRE THAT ANY DIRECTOR NOMINEE WHO FAILS TO RECEIVE AT ANY ANNUAL MEETING OF THE COMPANY S STOCKHOLDERS VOTES FOR HIS OR HER ELECTION REPRESENTING AT LEAST A MAJORITY OF OUTSTANDING SHARES OF THE COMPANY ENTITLED TO VOTE WILL I | Management | TNA | |
7 | STOCKHOLDER PROPOSAL TO AMEND SUBSECTION (A) OF SECTION 28 OF ARTICLE V OF XENOPORT S BYLAWS TO DISQUALIFY FROM SERVING AS AN OFFICER OF XENOPORT ANY DIRECTOR OR ANY NOMINEE FOR DIRECTOR WHO RECEIVES A VOTE OF THE HOLDERS OF LESS THAN A MAJORITY OF THE OU | Management | Against | |
8 | STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO TAKE ALL AVAILABLE STEPS TO AMEND XENOPORT S CERTIFICATE OF INCORPORATION AND ITS BYLAWS TO ELIMINATE ANY SUPERMAJORITY STOCKHOLDER APPROVAL VOTE REQUIREMENTS IN RESPECT OF AMENDMENTS TO XENOPORT S | Management | For | |
8 | TO ADOPT A RESOLUTION REQUESTING THE BOARD TO TAKE ALL AVAILABLE STEPS TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY AND BYLAWS TO ELIMINATE ANY SUPERMAJORITY STOCKHOLDER APPROVAL VOTE REQUIREMENTS TO AMEND THE BYLAWS. | Management | TNA | |
8 | STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO TAKE ALL AVAILABLE STEPS TO AMEND XENOPORT S CERTIFICATE OF INCORPORATION AND ITS BYLAWS TO ELIMINATE ANY SUPERMAJORITY STOCKHOLDER APPROVAL VOTE REQUIREMENTS IN RESPECT OF AMENDMENTS TO XENOPORT S | Management | For | |
9 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF PAUL L. BERNS AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
9 | WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF PAUL L. BERNS AS A DIRECTOR OF THE COMPANY SINCE THE COMPANY S 2013 ANNUAL MEETING OF STOCKHOLDERS (THE 2013 ANNUAL MEETING ). | Management | TNA | |
9 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF PAUL L. BERNS AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
10 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF DENNIS M. FENTON AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
10 | WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF DENNIS M. FENTON AS A DIRECTOR OF THE COMPANY SINCE THE 2013 ANNUAL MEETING. | Management | TNA | |
10 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF DENNIS M. FENTON AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
11 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF JOHN G. FREUND AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
11 | WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF JOHN G. FREUND AS A DIRECTOR OF THE COMPANY SINCE THE 2013 ANNUAL MEETING. | Management | TNA | |
11 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF JOHN G. FREUND AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
12 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF CATHERINE J. FRIEDMAN AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
12 | WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF CATHERINE J. FRIEDMAN AS A DIRECTOR OF THE COMPANY SINCE THE 2013 ANNUAL MEETING. | Management | TNA | |
12 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF CATHERINE J. FRIEDMAN AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
13 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF ERNEST MARIO AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
13 | WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF ERNEST MARIO AS A DIRECTOR OF THE COMPANY SINCE THE 2013 ANNUAL MEETING. | Management | TNA | |
13 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF ERNEST MARIO AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
14 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF WILLIAM J. RIEFLIN AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For | |
14 | WITH RESPECT TO A RESOLUTION APPROVING THE PERFORMANCE OF WILLIAM J. RIEFLIN AS A DIRECTOR OF THE COMPANY SINCE THE 2013 ANNUAL MEETING. | Management | TNA | |
14 | STOCKHOLDER PROPOSAL TO APPROVE OF THE PERFORMANCE OF WILLIAM J. RIEFLIN AS A DIRECTOR OF XENOPORT SINCE THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Management | For |
| ||||
XYLEM INC. | ||||
Ticker: XYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: STEN E. JAKOBSSON | Management | For | For |
1B. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For |
1C. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | For |
1D. | ELECTION OF DIRECTOR: JEROME A. PERIBERE | Management | For | For |
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
3. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
4. | THE APPROVAL OF THE PERFORMANCE- BASED PROVISIONS OF THE 2011 OMNIBUS INCENTIVE PLAN. | Management | For | For |
5. | THE APPROVAL OF THE PERFORMANCE- BASED PROVISIONS OF THE XYLEM ANNUAL INCENTIVE PLAN FOR EXECUTIVE OFFICERS. | Management | For | For |
6. | PROPOSED AMENDMENT TO OUR ARTICLES OF INCORPORATION TO ALLOW SHAREOWNERS TO CALL A SPECIAL MEETING. | Management | For | For |
7. | TO VOTE ON A SHAREOWNER PROPOSAL TITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK". | Shareholder | Against | Against |
| ||||
YELP INC | ||||
Ticker: YELP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Diane Irvine | Management | For | For |
1.2 | Elect Max Levchin | Management | For | For |
1.3 | Elect Mariam Naficy | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
YRC WORLDWIDE INC. | ||||
Ticker: YRCW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
| ||||
YRC WORLDWIDE INC. | ||||
Ticker: YRCW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond J. Bromark | Management | For | For |
1.2 | Elect Director Matthew A. Doheny | Management | For | For |
1.3 | Elect Director Robert L. Friedman | Management | For | For |
1.4 | Elect Director James E. Hoffman | Management | For | For |
1.5 | Elect Director Michael J. Kneeland | Management | For | For |
1.6 | Elect Director James L. Welch | Management | For | For |
1.7 | Elect Director James F. Winestock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
ZIGGO NV | ||||
Ticker: ZIGGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5a | Receive Explanation on Dividend Policy | Management | None | None |
5b | Approve Allocation of Income and Dividends of EUR 0.95 per Share | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Announce Intention to Appoint Hendrik de Groot to Executive Board | Management | None | None |
9 | Ratify Ernst and Young as Auditors | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
11b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 11a | Management | For | For |
12 | Other Business (Non-Voting) | Management | None | None |
13 | Close Meeting | Management | None | None |
| ||||
ZILLOW INC. | ||||
Ticker: Z | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect J. William Gurley | Management | For | For |
1.2 | Elect Jay C. Hoag | Management | For | For |
1.3 | Elect Gregory B. Maffei | Management | For | Withhold |
Franklin Pelagos Commodities Strategy Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Pelagos Managed Futures Fund
The Fund liquidated effective March 27, 2014
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Alternative Strategies Funds
By (Signature and Title)* /s/ LAURA F. FERGERSON___
Laura F. Fergerson,
Chief Executive Officer –
Finance and Administration
Date August 25, 2014
* Print the name and title of each signing officer under his or her signature.