UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 24, 2015
Roundy’s, Inc.
(Exact name of Registrant as specified in its charter)
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| Delaware | | 001-35422 | | 27-2337996 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
875 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
(Address of Principal executive offices, including Zip Code)
(414) 231-5000
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Effective May 24, 2015, Kurt R. Kappeler, age 37, was appointed Senior Vice President, Chief Accounting Officer of Roundy’s, Inc. (“Roundy’s” or the “Company”). Mr. Kappeler has served as Roundy’s Vice President, Controller since 2013. Mr. Kappeler joined Roundy’s in 2006 as Manager of Financial Reporting, was promoted to Manager of Accounting in 2009 and to Director of Accounting in 2010. Prior to joining Roundy’s, Mr. Kappeler worked at Actuant Corporation as a Senior Internal Auditor, and at PricewaterhouseCoopers LLP, as a Senior Associate.
There are no family relationships between Mr. Kappeler and any director, executive officer, or person nominated or chosen by the Company to become a director or executive officer. There is no arrangement or understanding between Mr. Kappeler and any other person pursuant to which Mr. Kappeler was appointed as Senior Vice President, Chief Accounting Officer of the Company. Mr. Kappeler has no direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.
Mr. Kappeler has not entered into any material plan, contract, arrangement or amendment in connection with his appointment as Senior Vice President, Chief Accounting Officer.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | ROUNDY’S, INC. |
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| | | | /s/ EDWARD G. KITZ |
| Date: May 26, 2015 | | | | Name: | | Edward G. Kitz |
| | | | Title: | | Group Vice President — Legal, Risk & Treasury and Corporate Secretary |
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