--------------------------
James P. Ash, Esq.
Date of fiscal year end: March 31, June 30, September 30, October 31 & December 31
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD: (see attached table)
Appended hereto as Exhibits A through UU is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2013 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(f) Whether the matter was proposed by the issuer or by a security holder;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
1 | Metals USA Holdings Corp. | MUSA | 59132A104 | 10-Apr-13 | 1 | Approve Merger Agreement | Management | Yes | For | For |
2 | Metals USA Holdings Corp. | MUSA | 59132A104 | 10-Apr-13 | 1 | Approve Merger Agreement | Management | Yes | For | For |
3 | Metals USA Holdings Corp. | MUSA | 59132A104 | 10-Apr-13 | 2 | Advisory Vote on Golden Parachutes | Management | Yes | For | For |
4 | Metals USA Holdings Corp. | MUSA | 59132A104 | 10-Apr-13 | 2 | Advisory Vote on Golden Parachutes | Management | Yes | For | For |
5 | Metals USA Holdings Corp. | MUSA | 59132A104 | 10-Apr-13 | 3 | Adjourn Meeting | Management | Yes | For | For |
6 | Metals USA Holdings Corp. | MUSA | 59132A104 | 10-Apr-13 | 3 | Adjourn Meeting | Management | Yes | For | For |
7 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1a | Elect Director Gregory H. Boyce | Management | Yes | For | For |
8 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1a | Elect Director Gregory H. Boyce | Management | Yes | For | For |
9 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1b | Elect Director Pierre Brondeau | Management | Yes | For | For |
10 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1b | Elect Director Pierre Brondeau | Management | Yes | For | For |
11 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1c | Elect Director Clarence P. Cazalot, Jr. | Management | Yes | Against | For |
12 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1c | Elect Director Clarence P. Cazalot, Jr. | Management | Yes | Against | For |
13 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1d | Elect Director Linda Z. Cook | Management | Yes | For | For |
14 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1d | Elect Director Linda Z. Cook | Management | Yes | For | For |
15 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1e | Elect Director Shirley Ann Jackson | Management | Yes | Against | For |
16 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1e | Elect Director Shirley Ann Jackson | Management | Yes | Against | For |
17 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1f | Elect Director Philip Lader | Management | Yes | Against | For |
18 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1f | Elect Director Philip Lader | Management | Yes | Against | For |
19 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1g | Elect Director Michael E. J. Phelps | Management | Yes | For | For |
20 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1g | Elect Director Michael E. J. Phelps | Management | Yes | For | For |
21 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1h | Elect Director Dennis H. Reilley | Management | Yes | Against | For |
22 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 1h | Elect Director Dennis H. Reilley | Management | Yes | Against | For |
23 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 2 | Ratify Auditors | Management | Yes | Against | For |
24 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 2 | Ratify Auditors | Management | Yes | Against | For |
25 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
26 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
27 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 4 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against |
28 | Marathon Oil Corporation | MRO | 565849106 | 24-Apr-13 | 4 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against |
29 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 1.1 | Elect Director Joseph H. Bryant | Management | Yes | Withhold | For |
30 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 1.1 | Elect Director Joseph H. Bryant | Management | Yes | Withhold | For |
31 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 1.2 | Elect Director N. John Lancaster | Management | Yes | Withhold | For |
32 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 1.2 | Elect Director N. John Lancaster | Management | Yes | Withhold | For |
33 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 1.3 | Elect Director Jon A. Marshall | Management | Yes | For | For |
34 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 1.3 | Elect Director Jon A. Marshall | Management | Yes | For | For |
35 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 1.4 | Elect Director Kenneth A. Pontarelli | Management | Yes | Withhold | For |
36 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 1.4 | Elect Director Kenneth A. Pontarelli | Management | Yes | Withhold | For |
37 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 2 | Ratify Auditors | Management | Yes | For | For |
38 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 2 | Ratify Auditors | Management | Yes | For | For |
39 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 3 | Amend Omnibus Stock Plan | Management | Yes | Against | For |
40 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 3 | Amend Omnibus Stock Plan | Management | Yes | Against | For |
41 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | For |
42 | Cobalt International Energy, Inc. | CIE | 19075F106 | 25-Apr-13 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | For |
43 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.1 | Elect Director Bruce Aitken | Management | Yes | For | For |
44 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.1 | Elect Director Bruce Aitken | Management | Yes | For | For |
45 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.2 | Elect Director Howard Balloch | Management | Yes | For | For |
46 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.2 | Elect Director Howard Balloch | Management | Yes | For | For |
47 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.3 | Elect Director Phillip Cook | Management | Yes | For | For |
48 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.3 | Elect Director Phillip Cook | Management | Yes | For | For |
49 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.4 | Elect Director John Floren | Management | Yes | For | For |
50 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.4 | Elect Director John Floren | Management | Yes | For | For |
51 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.5 | Elect Director Thomas Hamilton | Management | Yes | For | For |
52 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.5 | Elect Director Thomas Hamilton | Management | Yes | For | For |
53 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.6 | Elect Director Robert Kostelnik | Management | Yes | For | For |
54 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.6 | Elect Director Robert Kostelnik | Management | Yes | For | For |
55 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.7 | Elect Director Douglas Mahaffy | Management | Yes | For | For |
56 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.7 | Elect Director Douglas Mahaffy | Management | Yes | For | For |
57 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.8 | Elect Director A. Terence Poole | Management | Yes | For | For |
58 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.8 | Elect Director A. Terence Poole | Management | Yes | For | For |
59 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.9 | Elect Director John Reid | Management | Yes | For | For |
60 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.9 | Elect Director John Reid | Management | Yes | For | For |
61 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.10 | Elect Director Janice Rennie | Management | Yes | For | For |
62 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.10 | Elect Director Janice Rennie | Management | Yes | For | For |
63 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.11 | Elect Director Monica Sloan | Management | Yes | For | For |
64 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 1.11 | Elect Director Monica Sloan | Management | Yes | For | For |
65 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
66 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
67 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 3 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
68 | Methanex Corporation | MX | 59151K108 | 25-Apr-13 | 3 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
69 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 1.1 | Elect Director Peter Marrone | Management | Yes | Withhold | For |
70 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 1.2 | Elect Director Patrick J. Mars | Management | Yes | For | For |
71 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 1.3 | Elect Director John Begeman | Management | Yes | For | For |
72 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 1.4 | Elect Director Alexander Davidson | Management | Yes | Withhold | For |
73 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 1.5 | Elect Director Richard Graff | Management | Yes | For | For |
74 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 1.6 | Elect Director Nigel Lees | Management | Yes | For | For |
75 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 1.7 | Elect Director Juvenal Mesquita Filho | Management | Yes | For | For |
76 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 1.8 | Elect Director Carl Renzoni | Management | Yes | For | For |
77 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 1.9 | Elect Director Antenor F. Silva, Jr. | Management | Yes | For | For |
78 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 1.10 | Elect Director Dino Titaro | Management | Yes | For | For |
79 | Yamana Gold Inc. | YRI | 98462Y100 | 01-May-13 | 2 | Ratify Deloitte LLP as Auditors | Management | Yes | For | For |
80 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.1 | Elect Director Gary E. Anderson | Management | Yes | Against | For |
81 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.1 | Elect Director Gary E. Anderson | Management | Yes | Against | For |
82 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.2 | Elect Director Brett D. Begemann | Management | Yes | Against | For |
83 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.2 | Elect Director Brett D. Begemann | Management | Yes | Against | For |
84 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.3 | Elect Director Stephen R. Demeritt | Management | Yes | Against | For |
85 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.3 | Elect Director Stephen R. Demeritt | Management | Yes | Against | For |
86 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.4 | Elect Director Robert M. Hernandez | Management | Yes | Against | For |
87 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.4 | Elect Director Robert M. Hernandez | Management | Yes | Against | For |
88 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.5 | Elect Director Julie F. Holder | Management | Yes | Against | For |
89 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.5 | Elect Director Julie F. Holder | Management | Yes | Against | For |
90 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.6 | Elect Director Renee J. Hornbaker | Management | Yes | Against | For |
91 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.6 | Elect Director Renee J. Hornbaker | Management | Yes | Against | For |
92 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.7 | Elect Director Lewis M. Kling | Management | Yes | Against | For |
93 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.7 | Elect Director Lewis M. Kling | Management | Yes | Against | For |
94 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.8 | Elect Director David W. Raisbeck | Management | Yes | Against | For |
95 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 1.8 | Elect Director David W. Raisbeck | Management | Yes | Against | For |
96 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
97 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
98 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 3 | Ratify Auditors | Management | Yes | Against | For |
99 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 3 | Ratify Auditors | Management | Yes | Against | For |
100 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 4 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against |
101 | Eastman Chemical Company | EMN | 277432100 | 02-May-13 | 4 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against |
102 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1a | Elect Director Joseph A. Carrabba | Management | Yes | Against | For |
103 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1a | Elect Director Joseph A. Carrabba | Management | Yes | Against | For |
104 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1b | Elect Director Susan M. Cunningham | Management | Yes | For | For |
105 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1b | Elect Director Susan M. Cunningham | Management | Yes | For | For |
106 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1c | Elect Director Barry J. Eldridge | Management | Yes | For | For |
107 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1c | Elect Director Barry J. Eldridge | Management | Yes | For | For |
108 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1d | Elect Director Andres R. Gluski | Management | Yes | For | For |
109 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1d | Elect Director Andres R. Gluski | Management | Yes | For | For |
110 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1e | Elect Director Susan M. Green | Management | Yes | For | For |
111 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1e | Elect Director Susan M. Green | Management | Yes | For | For |
112 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1f | Elect Director Janice K. Henry | Management | Yes | For | For |
113 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1f | Elect Director Janice K. Henry | Management | Yes | For | For |
114 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1g | Elect Director James F. Kirsch | Management | Yes | For | For |
115 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1g | Elect Director James F. Kirsch | Management | Yes | For | For |
116 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1h | Elect Director Francis R. McAllister | Management | Yes | Against | For |
117 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1h | Elect Director Francis R. McAllister | Management | Yes | Against | For |
118 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1i | Elect Director Richard K. Riederer | Management | Yes | Against | For |
119 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1i | Elect Director Richard K. Riederer | Management | Yes | Against | For |
120 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1j | Elect Director Timothy W. Sullivan | Management | Yes | For | For |
121 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 1j | Elect Director Timothy W. Sullivan | Management | Yes | For | For |
122 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | Yes | For | For |
123 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | Yes | For | For |
124 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 3 | Eliminate Cumulative Voting | Management | Yes | For | For |
125 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 3 | Eliminate Cumulative Voting | Management | Yes | For | For |
126 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | Yes | For | For |
127 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | Yes | For | For |
128 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
129 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
130 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 6 | Ratify Auditors | Management | Yes | Against | For |
131 | Cliffs Natural Resources Inc. | CLF | 18683K101 | 07-May-13 | 6 | Ratify Auditors | Management | Yes | Against | For |
132 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 1.1 | Elect Director Ruby R. Chandy | Management | Yes | For | For |
133 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 1.1 | Elect Director Ruby R. Chandy | Management | Yes | For | For |
134 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 1.2 | Elect Director Charles D. Klein | Management | Yes | Withhold | For |
135 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 1.2 | Elect Director Charles D. Klein | Management | Yes | Withhold | For |
136 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 1.3 | Elect Director Steven W. Kohlhagen | Management | Yes | For | For |
137 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 1.3 | Elect Director Steven W. Kohlhagen | Management | Yes | For | For |
138 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 2 | Increase Authorized Common Stock | Management | Yes | Against | For |
139 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 2 | Increase Authorized Common Stock | Management | Yes | Against | For |
140 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
141 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
142 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 4 | Ratify Auditors | Management | Yes | Against | For |
143 | AMETEK, Inc. | AME | 031100100 | 08-May-13 | 4 | Ratify Auditors | Management | Yes | Against | For |
144 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.1 | Elect John A. Brough as Director | Management | Yes | For | For |
145 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.2 | Elect John K. Carrington as Director | Management | Yes | For | For |
146 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.3 | Elect John M.H. Huxley as Director | Management | Yes | For | For |
147 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.4 | Elect Kenneth C. Irving as Director | Management | Yes | For | For |
148 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.5 | Elect John A. Keyes as Director | Management | Yes | For | For |
149 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.6 | Elect John A. Macken as Director | Management | Yes | For | For |
150 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.7 | Elect Catherine McLeod-Seltzer as Director | Management | Yes | For | For |
151 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.8 | Elect John E. Oliver as Director | Management | Yes | For | For |
152 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.9 | Elect Una M. Power as Director | Management | Yes | For | For |
153 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.10 | Elect Terence C.W. Reid as Director | Management | Yes | For | For |
154 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.11 | Elect J. Paul Rollinson as Director | Management | Yes | For | For |
155 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 1.12 | Elect Ruth G. Woods as Director | Management | Yes | For | For |
156 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
157 | Kinross Gold Corporation | K | 496902404 | 08-May-13 | 3 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
158 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.1 | Elect Director J. Krenicki | Management | Yes | Do Not Vote | For |
159 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.1 | Elect Director J. Krenicki | Management | Yes | Do Not Vote | For |
160 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.2 | Elect Director K. Meyers | Management | Yes | Do Not Vote | For |
161 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.2 | Elect Director K. Meyers | Management | Yes | Do Not Vote | For |
162 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.3 | Elect Director Fredric G. Reynolds | Management | Yes | Do Not Vote | For |
163 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.3 | Elect Director Fredric G. Reynolds | Management | Yes | Do Not Vote | For |
164 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.4 | Elect Director William G. Schrader | Management | Yes | Do Not Vote | For |
165 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.4 | Elect Director William G. Schrader | Management | Yes | Do Not Vote | For |
166 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.5 | Director Mark Williams | Management | Yes | Do Not Vote | For |
167 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.5 | Director Mark Williams | Management | Yes | Do Not Vote | For |
168 | Hess Corporation | HES | 42809H107 | 16-May-13 | 2 | Ratify Auditors | Management | Yes | Do Not Vote | For |
169 | Hess Corporation | HES | 42809H107 | 16-May-13 | 2 | Ratify Auditors | Management | Yes | Do Not Vote | For |
170 | Hess Corporation | HES | 42809H107 | 16-May-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Do Not Vote | For |
171 | Hess Corporation | HES | 42809H107 | 16-May-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Do Not Vote | For |
172 | Hess Corporation | HES | 42809H107 | 16-May-13 | 4 | Declassify the Board of Directors | Management | Yes | Do Not Vote | For |
173 | Hess Corporation | HES | 42809H107 | 16-May-13 | 4 | Declassify the Board of Directors | Management | Yes | Do Not Vote | For |
174 | Hess Corporation | HES | 42809H107 | 16-May-13 | 5 | Require Independent Board Chairman | Share Holder | Yes | Do Not Vote | Against |
175 | Hess Corporation | HES | 42809H107 | 16-May-13 | 5 | Require Independent Board Chairman | Share Holder | Yes | Do Not Vote | Against |
176 | Hess Corporation | HES | 42809H107 | 16-May-13 | 6 | Reduce Supermajority Vote Requirement | Share Holder | Yes | Do Not Vote | Against |
177 | Hess Corporation | HES | 42809H107 | 16-May-13 | 6 | Reduce Supermajority Vote Requirement | Share Holder | Yes | Do Not Vote | Against |
178 | Hess Corporation | HES | 42809H107 | 16-May-13 | 7 | Report on Political Contributions | Share Holder | Yes | Do Not Vote | Against |
179 | Hess Corporation | HES | 42809H107 | 16-May-13 | 7 | Report on Political Contributions | Share Holder | Yes | Do Not Vote | Against |
180 | Hess Corporation | HES | 42809H107 | 16-May-13 | 8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Share Holder | Yes | Do Not Vote | Against |
181 | Hess Corporation | HES | 42809H107 | 16-May-13 | 8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Share Holder | Yes | Do Not Vote | Against |
182 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.1 | Elect Director Rodney F. Chase | Share Holder | Yes | For | For |
183 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.1 | Elect Director Rodney F. Chase | Share Holder | Yes | For | For |
184 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.2 | Elect Director Harvey Golub | Share Holder | Yes | For | For |
185 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.2 | Elect Director Harvey Golub | Share Holder | Yes | For | For |
186 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.3 | Elect Director Karl F. Kurz | Share Holder | Yes | For | For |
187 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.3 | Elect Director Karl F. Kurz | Share Holder | Yes | For | For |
188 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.4 | Elect Director David McManus | Share Holder | Yes | For | For |
189 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.4 | Elect Director David McManus | Share Holder | Yes | For | For |
190 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.5 | Elect Director Marshall D. Smith | Share Holder | Yes | For | For |
191 | Hess Corporation | HES | 42809H107 | 16-May-13 | 1.5 | Elect Director Marshall D. Smith | Share Holder | Yes | For | For |
192 | Hess Corporation | HES | 42809H107 | 16-May-13 | 2 | Ratify Auditors | Management | Yes | Against | For |
193 | Hess Corporation | HES | 42809H107 | 16-May-13 | 2 | Ratify Auditors | Management | Yes | Against | For |
194 | Hess Corporation | HES | 42809H107 | 16-May-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
195 | Hess Corporation | HES | 42809H107 | 16-May-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
196 | Hess Corporation | HES | 42809H107 | 16-May-13 | 4 | Declassify the Board of Directors | Management | Yes | For | For |
197 | Hess Corporation | HES | 42809H107 | 16-May-13 | 4 | Declassify the Board of Directors | Management | Yes | For | For |
198 | Hess Corporation | HES | 42809H107 | 16-May-13 | 5 | Require Independent Board Chairman | Share Holder | Yes | For | For |
199 | Hess Corporation | HES | 42809H107 | 16-May-13 | 5 | Require Independent Board Chairman | Share Holder | Yes | For | For |
200 | Hess Corporation | HES | 42809H107 | 16-May-13 | 6 | Reduce Supermajority Vote Requirement | Share Holder | Yes | For | For |
201 | Hess Corporation | HES | 42809H107 | 16-May-13 | 6 | Reduce Supermajority Vote Requirement | Share Holder | Yes | For | For |
202 | Hess Corporation | HES | 42809H107 | 16-May-13 | 7 | Report on Political Contributions | Share Holder | Yes | For | For |
203 | Hess Corporation | HES | 42809H107 | 16-May-13 | 7 | Report on Political Contributions | Share Holder | Yes | For | For |
204 | Hess Corporation | HES | 42809H107 | 16-May-13 | 8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Share Holder | Yes | For | For |
205 | Hess Corporation | HES | 42809H107 | 16-May-13 | 8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Share Holder | Yes | For | For |
206 | Rosetta Resources Inc. | ROSE | 777779307 | 16-May-13 | 1.1 | Elect Director Richard W. Beckler | Management | Yes | For | For |
207 | Rosetta Resources Inc. | ROSE | 777779307 | 16-May-13 | 1.2 | Elect Director James E. Craddock | Management | Yes | Against | For |
208 | Rosetta Resources Inc. | ROSE | 777779307 | 16-May-13 | 1.3 | Elect Director Matthew D. Fitzgerald | Management | Yes | For | For |
209 | Rosetta Resources Inc. | ROSE | 777779307 | 16-May-13 | 1.4 | Elect Director Philip L. Frederickson | Management | Yes | For | For |
210 | Rosetta Resources Inc. | ROSE | 777779307 | 16-May-13 | 1.5 | Elect Director D. Henry Houston | Management | Yes | For | For |
211 | Rosetta Resources Inc. | ROSE | 777779307 | 16-May-13 | 1.6 | Elect Director Carin S. Knickel | Management | Yes | For | For |
212 | Rosetta Resources Inc. | ROSE | 777779307 | 16-May-13 | 1.7 | Elect Director Donald D. Patteson, Jr. | Management | Yes | For | For |
213 | Rosetta Resources Inc. | ROSE | 777779307 | 16-May-13 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | For |
214 | Rosetta Resources Inc. | ROSE | 777779307 | 16-May-13 | 3 | Approve Omnibus Stock Plan | Management | Yes | Against | For |
215 | Rosetta Resources Inc. | ROSE | 777779307 | 16-May-13 | 4 | Ratify Auditors | Management | Yes | For | For |
216 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 1.1 | Elect Director Thomas D. O'Malley | Management | Yes | Against | For |
217 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 1.2 | Elect Director Spencer Abraham | Management | Yes | For | For |
218 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 1.3 | Elect Director Jefferson F. Allen | Management | Yes | For | For |
219 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 1.4 | Elect Director Martin J. Brand | Management | Yes | Against | For |
220 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 1.5 | Elect Director Timothy H. Day | Management | Yes | Against | For |
221 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 1.6 | Elect Director David I. Foley | Management | Yes | Against | For |
222 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 1.7 | Elect Director Dennis M. Houston | Management | Yes | For | For |
223 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 1.8 | Elect Director Edward F. Kosnik | Management | Yes | For | For |
224 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 1.9 | Elect Director Neil A. Wizel | Management | Yes | Against | For |
225 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 2 | Ratify Auditors | Management | Yes | For | For |
226 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | For |
227 | PBF Energy Inc. | PBF | 69318G106 | 21-May-13 | 4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Three Years |
228 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.1 | Elect Director Ronald A. Ballschmiede | Management | Yes | For | For |
229 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.1 | Elect Director Ronald A. Ballschmiede | Management | Yes | For | For |
230 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.2 | Elect Director Sarah M. Barpoulis | Management | Yes | For | For |
231 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.2 | Elect Director Sarah M. Barpoulis | Management | Yes | For | For |
232 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.3 | Elect Director John F. Chlebowski | Management | Yes | For | For |
233 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.3 | Elect Director John F. Chlebowski | Management | Yes | For | For |
234 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.4 | Elect Director Karl F. Kurz | Management | Yes | For | For |
235 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.4 | Elect Director Karl F. Kurz | Management | Yes | For | For |
236 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.5 | Elect Director James H. Lytal | Management | Yes | For | For |
237 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.5 | Elect Director James H. Lytal | Management | Yes | For | For |
238 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.6 | Elect Director Thomas R. McDaniel | Management | Yes | For | For |
239 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.6 | Elect Director Thomas R. McDaniel | Management | Yes | For | For |
240 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.7 | Elect Director Norman J. Szydlowski | Management | Yes | For | For |
241 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 1.7 | Elect Director Norman J. Szydlowski | Management | Yes | For | For |
242 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
243 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
244 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 3 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
245 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 3 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
246 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 4 | Ratify Auditors | Management | Yes | For | For |
247 | SemGroup Corporation | SEMG | 81663A105 | 22-May-13 | 4 | Ratify Auditors | Management | Yes | For | For |
248 | Concho Resources Inc. | CXO | 20605P101 | 06-Jun-13 | 1.1 | Elect Director Gary A. Merriman | Management | Yes | For | For |
249 | Concho Resources Inc. | CXO | 20605P101 | 06-Jun-13 | 1.1 | Elect Director Gary A. Merriman | Management | Yes | For | For |
250 | Concho Resources Inc. | CXO | 20605P101 | 06-Jun-13 | 1.2 | Elect Director Ray M. Poage | Management | Yes | For | For |
251 | Concho Resources Inc. | CXO | 20605P101 | 06-Jun-13 | 1.2 | Elect Director Ray M. Poage | Management | Yes | For | For |
252 | Concho Resources Inc. | CXO | 20605P101 | 06-Jun-13 | 1.3 | Elect Director A. Wellford Tabor | Management | Yes | For | For |
253 | Concho Resources Inc. | CXO | 20605P101 | 06-Jun-13 | 1.3 | Elect Director A. Wellford Tabor | Management | Yes | For | For |
254 | Concho Resources Inc. | CXO | 20605P101 | 06-Jun-13 | 2 | Ratify Auditors | Management | Yes | Against | For |
255 | Concho Resources Inc. | CXO | 20605P101 | 06-Jun-13 | 2 | Ratify Auditors | Management | Yes | Against | For |
256 | Concho Resources Inc. | CXO | 20605P101 | 06-Jun-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
257 | Concho Resources Inc. | CXO | 20605P101 | 06-Jun-13 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
258 | Gulfport Energy Corporation | GPOR | 402635304 | 13-Jun-13 | 1.1 | Elect Director Donald L. Dillingham | Management | Yes | For | For |
259 | Gulfport Energy Corporation | GPOR | 402635304 | 13-Jun-13 | 1.2 | Elect Director Craig Groeschel | Management | Yes | For | For |
260 | Gulfport Energy Corporation | GPOR | 402635304 | 13-Jun-13 | 1.3 | Elect Director David L. Houston | Management | Yes | Withhold | For |
261 | Gulfport Energy Corporation | GPOR | 402635304 | 13-Jun-13 | 1.4 | Elect Director James D. Palm | Management | Yes | Withhold | For |
262 | Gulfport Energy Corporation | GPOR | 402635304 | 13-Jun-13 | 1.5 | Elect Director Scott E. Streller | Management | Yes | For | For |
263 | Gulfport Energy Corporation | GPOR | 402635304 | 13-Jun-13 | 2 | Increase Authorized Common Stock | Management | Yes | Against | For |
264 | Gulfport Energy Corporation | GPOR | 402635304 | 13-Jun-13 | 3 | Amend Omnibus Stock Plan | Management | Yes | Against | For |
265 | Gulfport Energy Corporation | GPOR | 402635304 | 13-Jun-13 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | For |
266 | Gulfport Energy Corporation | GPOR | 402635304 | 13-Jun-13 | 5 | Ratify Auditors | Management | Yes | Against | For |
267 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 1 | Fix Number of Directors at Seven | Management | Yes | For | For |
268 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 1 | Fix Number of Directors at Seven | Management | Yes | For | For |
269 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.1 | Elect Director Timothy C. Baker | Management | Yes | For | For |
270 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.1 | Elect Director Timothy C. Baker | Management | Yes | For | For |
271 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.2 | Elect Director Gilmour Clausen | Management | Yes | For | For |
272 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.2 | Elect Director Gilmour Clausen | Management | Yes | For | For |
273 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.3 | Elect Director W. Durand (Randy) Eppler | Management | Yes | For | For |
274 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.3 | Elect Director W. Durand (Randy) Eppler | Management | Yes | For | For |
275 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.4 | Elect Director Christopher M.H. Jennings | Management | Yes | For | For |
276 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.4 | Elect Director Christopher M.H. Jennings | Management | Yes | For | For |
277 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.5 | Elect Director Robert P. Pirooz | Management | Yes | For | For |
278 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.5 | Elect Director Robert P. Pirooz | Management | Yes | For | For |
279 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.6 | Elect Director Robert P. Wares | Management | Yes | For | For |
280 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.6 | Elect Director Robert P. Wares | Management | Yes | For | For |
281 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.7 | Elect Director Richard W. Warke | Management | Yes | Withhold | For |
282 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 2.7 | Elect Director Richard W. Warke | Management | Yes | Withhold | For |
283 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
284 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
285 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 4 | Approve Advance Notice Policy | Management | Yes | For | For |
286 | Augusta Resource Corporation | AZC | 050912203 | 20-Jun-13 | 4 | Approve Advance Notice Policy | Management | Yes | For | For |
| | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
CONCUR TECHNOLOGIES, INC. |
Security | | 206708109 | | | | | Meeting Type | Annual |
Ticker Symbol | | CNQR | | | | | Meeting Date | 13-Mar-2013 | |
ISIN | | US2067081099 | | | | | Agenda | 933730536 - Management |
Record Date | | 18-Jan-2013 | | | | | Holding Recon Date | 18-Jan-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 12-Mar-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | GORDON EUBANKS | | | For | For | | |
2. | Amend Stock Compensation Plan | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
4. | 14A Executive Compensation | | Management | For | For | | |
HEICO CORPORATION |
Security | | 422806109 | | | | | Meeting Type | Annual |
Ticker Symbol | | HEI | | | | | Meeting Date | 22-Mar-2013 | |
ISIN | | US4228061093 | | | | | Agenda | 933736413 - Management |
Record Date | | 18-Jan-2013 | | | | | Holding Recon Date | 18-Jan-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 21-Mar-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | ADOLFO HENRIQUES | | | For | For | | |
| | 2 | SAMUEL L. HIGGINBOTTOM | | | For | For | | |
| | 3 | MARK H. HILDEBRANDT | | | For | For | | |
| | 4 | WOLFGANG MAYRHUBER | | | For | For | | |
| | 5 | ERIC A. MENDELSON | | | For | For | | |
| | 6 | LAURANS A. MENDELSON | | | For | For | | |
| | 7 | VICTOR H. MENDELSON | | | For | For | | |
| | 8 | DR. ALAN SCHRIESHEIM | | | For | For | | |
| | 9 | FRANK J. SCHWITTER | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
IHS INC. |
Security | | 451734107 | | | | | Meeting Type | Annual |
Ticker Symbol | | IHS | | | | | Meeting Date | 10-Apr-2013 | |
ISIN | | US4517341073 | | | | | Agenda | 933736766 - Management |
Record Date | | 14-Feb-2013 | | | | | Holding Recon Date | 14-Feb-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 09-Apr-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1.1 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.2 | Election of Directors (Majority Voting) | | Management | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
WAGEWORKS, INC. |
Security | | 930427109 | | | | | Meeting Type | Annual |
Ticker Symbol | | WAGE | | | | | Meeting Date | 16-Apr-2013 | |
ISIN | | US9304271094 | | | | | Agenda | 933742377 - Management |
Record Date | | 26-Feb-2013 | | | | | Holding Recon Date | 26-Feb-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 15-Apr-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | RICHARD M. BERKELEY | | | For | For | | |
| | 2 | JEROME D. GRAMAGLIA | | | For | For | | |
2. | Amend Stock Compensation Plan | | Management | For | For | | |
3. | Approve Cash/Stock Bonus Plan | | Management | For | For | | |
4. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
FIRSTSERVICE CORPORATION |
Security | | 33761N109 | | | | | Meeting Type | Annual |
Ticker Symbol | | FSRV | | | | | Meeting Date | 17-Apr-2013 | |
ISIN | | CA33761N1096 | | | | | Agenda | 933753976 - Management |
Record Date | | 15-Mar-2013 | | | | | Holding Recon Date | 15-Mar-2013 | |
City / | Country | | | / | Canada | | Vote Deadline Date | 12-Apr-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
01 | Ratify Appointment of Independent Auditors | | Management | For | For | | |
02 | Election of Directors | | Management | | | | | | | |
| | 1 | DAVID R. BEATTY | | | For | For | | |
| | 2 | BRENDAN CALDER | | | For | For | | |
| | 3 | PETER F. COHEN | | | For | For | | |
| | 4 | BERNARD I. GHERT | | | For | For | | |
| | 5 | MICHAEL D. HARRIS | | | For | For | | |
| | 6 | JAY S. HENNICK | | | For | For | | |
| | 7 | STEVEN S. ROGERS | | | For | For | | |
SIGNATURE BANK |
Security | | 82669G104 | | | | | Meeting Type | Annual |
Ticker Symbol | | SBNY | | | | | Meeting Date | 24-Apr-2013 | |
ISIN | | US82669G1040 | | | | | Agenda | 933744472 - Management |
Record Date | | 26-Feb-2013 | | | | | Holding Recon Date | 26-Feb-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 23-Apr-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | JUDITH HUNTINGTON | | | For | For | | |
| | 2 | MICHAEL PAPPAGALLO | | | For | For | | |
| | 3 | JOHN TAMBERLANE | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | Approve Stock Compensation Plan | | Management | For | For | | |
4. | 14A Executive Compensation | | Management | For | For | | |
GRACO INC. |
Security | | 384109104 | | | | | Meeting Type | Annual |
Ticker Symbol | | GGG | | | | | Meeting Date | 26-Apr-2013 | |
ISIN | | US3841091040 | | | | | Agenda | 933744787 - Management |
Record Date | | 25-Feb-2013 | | | | | Holding Recon Date | 25-Feb-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | ERIC P. ETCHART | | | For | For | | |
| | 2 | J. KEVIN GILLIGAN | | | For | For | | |
| | 3 | WILLIAM G. VAN DYKE | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
4. | Adopt Majority Vote for Directors | | Management | For | For | | |
GREENLIGHT CAPITAL RE, LTD. |
Security | | G4095J109 | | | | | Meeting Type | Annual |
Ticker Symbol | | GLRE | | | | | Meeting Date | 30-Apr-2013 | |
ISIN | | KYG4095J1094 | | | | | Agenda | 933746553 - Management |
Record Date | | 08-Mar-2013 | | | | | Holding Recon Date | 08-Mar-2013 | |
City / | Country | | | / | Cayman Islands | | Vote Deadline Date | 29-Apr-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1A) | Election of Directors (Majority Voting) | | Management | For | For | | |
1B) | Election of Directors (Majority Voting) | | Management | For | For | | |
1C) | Election of Directors (Majority Voting) | | Management | For | For | | |
1D) | Election of Directors (Majority Voting) | | Management | For | For | | |
1E) | Election of Directors (Majority Voting) | | Management | For | For | | |
1F) | Election of Directors (Majority Voting) | | Management | For | For | | |
1G) | Election of Directors (Majority Voting) | | Management | For | For | | |
1H) | Election of Directors (Majority Voting) | | Management | For | For | | |
2A) | Election of Directors (Majority Voting) | | Management | For | For | | |
2B) | Election of Directors (Majority Voting) | | Management | For | For | | |
2C) | Election of Directors (Majority Voting) | | Management | For | For | | |
2D) | Election of Directors (Majority Voting) | | Management | For | For | | |
2E) | Election of Directors (Majority Voting) | | Management | For | For | | |
2F) | Election of Directors (Majority Voting) | | Management | For | For | | |
2G) | Election of Directors (Majority Voting) | | Management | For | For | | |
2H) | Election of Directors (Majority Voting) | | Management | For | For | | |
3A) | Election of Directors (Majority Voting) | | Management | For | For | | |
3B) | Election of Directors (Majority Voting) | | Management | For | For | | |
3C) | Election of Directors (Majority Voting) | | Management | For | For | | |
3D) | Election of Directors (Majority Voting) | | Management | For | For | | |
3E) | Election of Directors (Majority Voting) | | Management | For | For | | |
3F) | Election of Directors (Majority Voting) | | Management | For | For | | |
4) | Ratify Appointment of Independent Auditors | | Management | For | For | | |
5) | Ratify Appointment of Independent Auditors | | Management | For | For | | |
6) | Ratify Appointment of Independent Auditors | | Management | For | For | | |
7) | 14A Executive Compensation | | Management | For | For | | |
UNDER ARMOUR, INC. |
Security | | 904311107 | | | | | Meeting Type | Annual |
Ticker Symbol | | UA | | | | | Meeting Date | 30-Apr-2013 | |
ISIN | | US9043111072 | | | | | Agenda | 933748862 - Management |
Record Date | | 28-Feb-2013 | | | | | Holding Recon Date | 28-Feb-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 29-Apr-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | KEVIN A. PLANK | | | For | For | | |
| | 2 | BYRON K. ADAMS, JR. | | | For | For | | |
| | 3 | DOUGLAS E. COLTHARP | | | For | For | | |
| | 4 | ANTHONY W. DEERING | | | For | For | | |
| | 5 | A.B. KRONGARD | | | For | For | | |
| | 6 | WILLIAM R. MCDERMOTT | | | For | For | | |
| | 7 | ERIC T. OLSON | | | For | For | | |
| | 8 | BRENDA PIPER | | | For | For | | |
| | 9 | HARVEY L. SANDERS | | | For | For | | |
| | 10 | THOMAS J. SIPPEL | | | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
4. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
HURON CONSULTING GROUP INC. |
Security | | 447462102 | | | | | Meeting Type | Annual |
Ticker Symbol | | HURN | | | | | Meeting Date | 03-May-2013 | |
ISIN | | US4474621020 | | | | | Agenda | 933758825 - Management |
Record Date | | 04-Mar-2013 | | | | | Holding Recon Date | 04-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 02-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | JAMES D. EDWARDS | | | For | For | | |
| | 2 | JOHN MCCARTNEY | | | For | For | | |
| | 3 | JAMES H. ROTH | | | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
LKQ CORPORATION |
Security | | 501889208 | | | | | Meeting Type | Annual |
Ticker Symbol | | LKQ | | | | | Meeting Date | 06-May-2013 | |
ISIN | | US5018892084 | | | | | Agenda | 933752621 - Management |
Record Date | | 07-Mar-2013 | | | | | Holding Recon Date | 07-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 03-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | A. CLINTON ALLEN | | | For | For | | |
| | 2 | KEVIN F. FLYNN | | | For | For | | |
| | 3 | RONALD G. FOSTER | | | For | For | | |
| | 4 | JOSEPH M. HOLSTEN | | | For | For | | |
| | 5 | BLYTHE J. MCGARVIE | | | For | For | | |
| | 6 | PAUL M. MEISTER | | | For | For | | |
| | 7 | JOHN F. O'BRIEN | | | For | For | | |
| | 8 | GUHAN SUBRAMANIAN | | | For | For | | |
| | 9 | ROBERT L. WAGMAN | | | For | For | | |
| | 10 | WILLIAM M. WEBSTER, IV | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | Approve Stock Compensation Plan | | Management | For | For | | |
4. | Authorize Common Stock Increase | | Management | For | For | | |
5. | 14A Executive Compensation | | Management | For | For | | |
NIC INC. |
Security | | 62914B100 | | | | | Meeting Type | Annual |
Ticker Symbol | | EGOV | | | | | Meeting Date | 07-May-2013 | |
ISIN | | US62914B1008 | | | | | Agenda | 933764878 - Management |
Record Date | | 08-Mar-2013 | | | | | Holding Recon Date | 08-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | HARRY H. HERINGTON | | | For | For | | |
| | 2 | ART N. BURTSCHER | | | For | For | | |
| | 3 | DANIEL J. EVANS | | | For | For | | |
| | 4 | KAREN S. EVANS | | | For | For | | |
| | 5 | ROSS C. HARTLEY | | | For | For | | |
| | 6 | C. BRAD HENRY | | | For | For | | |
| | 7 | ALEXANDER C. KEMPER | | | For | For | | |
| | 8 | WILLIAM M. LYONS | | | For | For | | |
| | 9 | PETE WILSON | | | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
DECKERS OUTDOOR CORPORATION |
Security | | 243537107 | | | | | Meeting Type | Annual |
Ticker Symbol | | DECK | | | | | Meeting Date | 08-May-2013 | |
ISIN | | US2435371073 | | | | | Agenda | 933758546 - Management |
Record Date | | 12-Mar-2013 | | | | | Holding Recon Date | 12-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 07-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | ANGEL R. MARTINEZ | | | For | For | | |
| | 2 | REX A. LICKLIDER | | | For | For | | |
| | 3 | JOHN M. GIBBONS | | | For | For | | |
| | 4 | JOHN G. PERENCHIO | | | For | For | | |
| | 5 | MAUREEN CONNERS | | | For | For | | |
| | 6 | KARYN O. BARSA | | | For | For | | |
| | 7 | MICHAEL F. DEVINE, III | | | For | For | | |
| | 8 | JAMES QUINN | | | For | For | | |
| | 9 | LAURI SHANAHAN | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
STANTEC INC. |
Security | | 85472N109 | | | | | Meeting Type | Annual |
Ticker Symbol | | STN | | | | | Meeting Date | 09-May-2013 | |
ISIN | | CA85472N1096 | | | | | Agenda | 933763749 - Management |
Record Date | | 14-Mar-2013 | | | | | Holding Recon Date | 14-Mar-2013 | |
City / | Country | | | / | Canada | | Vote Deadline Date | 06-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
01 | Election of Directors | | Management | | | | | | | |
| | 1 | DOUGLAS K. AMMERMAN | | | For | For | | |
| | 2 | DAVID L. EMERSON, PC | | | For | For | | |
| | 3 | DELORES M. ETTER | | | For | For | | |
| | 4 | ANTHONY P. FRANCESCHINI | | | For | For | | |
| | 5 | ROBERT J. GOMES | | | For | For | | |
| | 6 | SUSAN E. HARTMAN | | | For | For | | |
| | 7 | ARAM H. KEITH | | | For | For | | |
| | 8 | DONALD J. LOWRY | | | For | For | | |
| | 9 | IVOR M. RUSTE | | | For | For | | |
02 | Ratify Appointment of Independent Auditors | | Management | For | For | | |
03 | 14A Executive Compensation | | Management | For | For | | |
THE MIDDLEBY CORPORATION |
Security | | 596278101 | | | | | Meeting Type | Annual |
Ticker Symbol | | MIDD | | | | | Meeting Date | 14-May-2013 | |
ISIN | | US5962781010 | | | | | Agenda | 933767785 - Management |
Record Date | | 20-Mar-2013 | | | | | Holding Recon Date | 20-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 13-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | SELIM A. BASSOUL | | | For | For | | |
| | 2 | ROBERT B. LAMB | | | For | For | | |
| | 3 | JOHN R. MILLER III | | | For | For | | |
| | 4 | GORDON O'BRIEN | | | For | For | | |
| | 5 | PHILIP G. PUTNAM | | | For | For | | |
| | 6 | SABIN C. STREETER | | | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Approve Director Liability Insurance | | Management | For | For | | |
4. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
NATIONAL INSTRUMENTS CORPORATION |
Security | | 636518102 | | | | | Meeting Type | Annual |
Ticker Symbol | | NATI | | | | | Meeting Date | 14-May-2013 | |
ISIN | | US6365181022 | | | | | Agenda | 933768701 - Management |
Record Date | | 15-Mar-2013 | | | | | Holding Recon Date | 15-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 13-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | JAMES J. TRUCHARD | | | For | For | | |
| | 2 | JOHN M. BERRA | | | For | For | | |
2. | Authorize Common Stock Increase | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
BIOMARIN PHARMACEUTICAL INC. |
Security | | 09061G101 | | | | | Meeting Type | Annual |
Ticker Symbol | | BMRN | | | | | Meeting Date | 15-May-2013 | |
ISIN | | US09061G1013 | | | | | Agenda | 933765046 - Management |
Record Date | | 18-Mar-2013 | | | | | Holding Recon Date | 18-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 14-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1 | Election of Directors | | Management | | | | | | | |
| | 1 | JEAN-JACQUES BIENAIME | | | For | For | | |
| | 2 | MICHAEL GREY | | | For | For | | |
| | 3 | ELAINE J. HERON | | | For | For | | |
| | 4 | PIERRE LAPALME | | | For | For | | |
| | 5 | V. BRYAN LAWLIS | | | For | For | | |
| | 6 | RICHARD A. MEIER | | | For | For | | |
| | 7 | ALAN J. LEWIS | | | For | For | | |
| | 8 | WILLIAM D. YOUNG | | | For | For | | |
| | 9 | KENNETH M. BATE | | | For | For | | |
2 | Amend Stock Compensation Plan | | Management | For | For | | |
3 | 14A Executive Compensation | | Management | For | For | | |
4 | Ratify Appointment of Independent Auditors | | Management | For | For | | |
SPS COMMERCE INC. |
Security | | 78463M107 | | | | | Meeting Type | Annual |
Ticker Symbol | | SPSC | | | | | Meeting Date | 15-May-2013 | |
ISIN | | US78463M1071 | | | | | Agenda | 933772558 - Management |
Record Date | | 20-Mar-2013 | | | | | Holding Recon Date | 20-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 14-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1 | Election of Directors | | Management | | | | | | | |
| | 1 | ARCHIE C. BLACK | | | For | For | | |
| | 2 | BRADLEY A. CLEVELAND | | | For | For | | |
| | 3 | MICHAEL B. GORMAN | | | For | For | | |
| | 4 | MARTIN J. LEESTMA | | | For | For | | |
| | 5 | PHILIP E. SORAN | | | For | For | | |
| | 6 | GEORGE H. SPENCER III | | | For | For | | |
| | 7 | SVEN A. WEHRWEIN | | | For | For | | |
2 | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3 | 14A Executive Compensation | | Management | For | For | | |
4 | 14A Executive Compensation Vote Frequency | | Management | 1 Year | For | | |
HITTITE MICROWAVE CORP |
Security | | 43365Y104 | | | | | Meeting Type | Annual |
Ticker Symbol | | HITT | | | | | Meeting Date | 15-May-2013 | |
ISIN | | US43365Y1047 | | | | | Agenda | 933791813 - Management |
Record Date | | 27-Mar-2013 | | | | | Holding Recon Date | 27-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 14-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | ERNEST L. GODSHALK | | | For | For | | |
| | 2 | RICK D. HESS | | | For | For | | |
| | 3 | ADRIENNE M. MARKHAM | | | For | For | | |
| | 4 | BRIAN P. MCALOON | | | For | For | | |
| | 5 | COSMO S. TRAPANI | | | For | For | | |
| | 6 | FRANKLIN WEIGOLD | | | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
CORE LABORATORIES N.V. |
Security | | N22717107 | | | | | Meeting Type | Annual |
Ticker Symbol | | CLB | | | | | Meeting Date | 16-May-2013 | |
ISIN | | NL0000200384 | | | | | Agenda | 933756566 - Management |
Record Date | | 18-Mar-2013 | | | | | Holding Recon Date | 18-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 15-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1A | Election of Directors (Majority Voting) | | Management | For | For | | |
1B | Election of Directors (Majority Voting) | | Management | For | For | | |
1C | Election of Directors (Majority Voting) | | Management | For | For | | |
02 | Ratify Appointment of Independent Auditors | | Management | For | For | | |
03 | 14A Executive Compensation | | Management | For | For | | |
04 | Receive Consolidated Financial Statements | | Management | For | For | | |
05 | Miscellaneous Corporate Actions | | Management | For | For | | |
06 | Stock Repurchase Plan | | Management | For | For | | |
07 | Stock Issuance | | Management | For | For | | |
08 | Eliminate Pre-Emptive Rights | | Management | For | For | | |
DRIL-QUIP, INC. |
Security | | 262037104 | | | | | Meeting Type | Annual |
Ticker Symbol | | DRQ | | | | | Meeting Date | 16-May-2013 | |
ISIN | | US2620371045 | | | | | Agenda | 933783068 - Management |
Record Date | | 25-Mar-2013 | | | | | Holding Recon Date | 25-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 15-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1.1 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.2 | Election of Directors (Majority Voting) | | Management | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
CORE LABORATORIES N.V. |
Security | | N22717107 | | | | | Meeting Type | Annual |
Ticker Symbol | | CLB | | | | | Meeting Date | 16-May-2013 | |
ISIN | | NL0000200384 | | | | | Agenda | 933803113 - Management |
Record Date | | 18-Apr-2013 | | | | | Holding Recon Date | 18-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 15-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1A. | Election of Directors (Majority Voting) | | Management | For | For | | |
1B. | Election of Directors (Majority Voting) | | Management | For | For | | |
1C. | Election of Directors (Majority Voting) | | Management | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
4. | Miscellaneous Corporate Governance | | Management | For | For | | |
5. | Miscellaneous Corporate Governance | | Management | For | For | | |
6. | Miscellaneous Corporate Governance | | Management | For | For | | |
7. | Miscellaneous Corporate Governance | | Management | For | For | | |
8. | Miscellaneous Corporate Governance | | Management | For | For | | |
FORUM ENERGY TECHNOLOGIES, INC. |
Security | | 34984V100 | | | | | Meeting Type | Annual |
Ticker Symbol | | FET | | | | | Meeting Date | 17-May-2013 | |
ISIN | | US34984V1008 | | | | | Agenda | 933774071 - Management |
Record Date | | 25-Mar-2013 | | | | | Holding Recon Date | 25-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 16-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1 | Election of Directors | | Management | | | | | | | |
| | 1 | C. CHRISTOPHER GAUT | | | For | For | | |
| | 2 | DAVID C. BALDWIN | | | For | For | | |
| | 3 | FRANKLIN MYERS | | | For | For | | |
2 | 14A Executive Compensation | | Management | For | For | | |
3 | 14A Executive Compensation Vote Frequency | | Management | 1 Year | For | | |
4 | Adopt Employee Stock Purchase Plan | | Management | For | For | | |
5 | Ratify Appointment of Independent Auditors | | Management | For | For | | |
THE ULTIMATE SOFTWARE GROUP, INC. |
Security | | 90385D107 | | | | | Meeting Type | Annual |
Ticker Symbol | | ULTI | | | | | Meeting Date | 20-May-2013 | |
ISIN | | US90385D1072 | | | | | Agenda | 933777508 - Management |
Record Date | | 25-Mar-2013 | | | | | Holding Recon Date | 25-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 17-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1A. | Election of Directors (Majority Voting) | | Management | For | For | | |
1B. | Election of Directors (Majority Voting) | | Management | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
VIRTUS INVESTMENT PARTNERS, INC. |
Security | | 92828Q109 | | | | | Meeting Type | Annual |
Ticker Symbol | | VRTS | | | | | Meeting Date | 21-May-2013 | |
ISIN | | US92828Q1094 | | | | | Agenda | 933777623 - Management |
Record Date | | 27-Mar-2013 | | | | | Holding Recon Date | 27-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 20-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1 | Election of Directors | | Management | | | | | | | |
| | 1 | JAMES R. BAIO | | | For | For | | |
| | 2 | SUSAN S. FLEMING | | | For | For | | |
| | 3 | RUSSEL C. ROBERTSON | | | For | For | | |
2 | Ratify Appointment of Independent Auditors | | Management | For | For | | |
SHUTTERFLY, INC. |
Security | | 82568P304 | | | | | Meeting Type | Annual |
Ticker Symbol | | SFLY | | | | | Meeting Date | 21-May-2013 | |
ISIN | | US82568P3047 | | | | | Agenda | 933782321 - Management |
Record Date | | 22-Mar-2013 | | | | | Holding Recon Date | 22-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 20-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1A. | Election of Directors (Majority Voting) | | Management | For | For | | |
1B. | Election of Directors (Majority Voting) | | Management | For | For | | |
1C. | Election of Directors (Majority Voting) | | Management | For | For | | |
2. | Amend Stock Compensation Plan | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
4. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
ANSYS, INC. |
Security | | 03662Q105 | | | | | Meeting Type | Annual |
Ticker Symbol | | ANSS | | | | | Meeting Date | 22-May-2013 | |
ISIN | | US03662Q1058 | | | | | Agenda | 933782206 - Management |
Record Date | | 25-Mar-2013 | | | | | Holding Recon Date | 25-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 21-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1.1 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.2 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.3 | Election of Directors (Majority Voting) | | Management | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
FARO TECHNOLOGIES, INC. |
Security | | 311642102 | | | | | Meeting Type | Annual |
Ticker Symbol | | FARO | | | | | Meeting Date | 23-May-2013 | |
ISIN | | US3116421021 | | | | | Agenda | 933785288 - Management |
Record Date | | 04-Apr-2013 | | | | | Holding Recon Date | 04-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 22-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | JOHN CALDWELL | | | For | For | | |
| | 2 | JOHN DONOFRIO | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
LANDSTAR SYSTEM, INC. |
Security | | 515098101 | | | | | Meeting Type | Annual |
Ticker Symbol | | LSTR | | | | | Meeting Date | 23-May-2013 | |
ISIN | | US5150981018 | | | | | Agenda | 933789515 - Management |
Record Date | | 28-Mar-2013 | | | | | Holding Recon Date | 28-Mar-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 22-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | HOMAIRA AKBARI | | | For | For | | |
| | 2 | DIANA M. MURPHY | | | For | For | | |
| | 3 | LARRY J. THOELE | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
4. | Approve Stock Compensation Plan | | Management | For | For | | |
H&E EQUIPMENT SERVICES, INC. |
Security | | 404030108 | | | | | Meeting Type | Annual |
Ticker Symbol | | HEES | | | | | Meeting Date | 29-May-2013 | |
ISIN | | US4040301081 | | | | | Agenda | 933792029 - Management |
Record Date | | 02-Apr-2013 | | | | | Holding Recon Date | 02-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 28-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | GARY W. BAGLEY | | | For | For | | |
| | 2 | JOHN M. ENGQUIST | | | For | For | | |
| | 3 | PAUL N. ARNOLD | | | For | For | | |
| | 4 | BRUCE C. BRUCKMANN | | | For | For | | |
| | 5 | PATRICK L. EDSELL | | | For | For | | |
| | 6 | THOMAS J. GALLIGAN III | | | For | For | | |
| | 7 | LAWRENCE C. KARLSON | | | For | For | | |
| | 8 | JOHN T. SAWYER | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
PORTFOLIO RECOVERY ASSOCIATES, INC. |
Security | | 73640Q105 | | | | | Meeting Type | Annual |
Ticker Symbol | | PRAA | | | | | Meeting Date | 30-May-2013 | |
ISIN | | US73640Q1058 | | | | | Agenda | 933791902 - Management |
Record Date | | 04-Apr-2013 | | | | | Holding Recon Date | 04-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 29-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | JOHN H. FAIN | | | For | For | | |
| | 2 | DAVID N. ROBERTS | | | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
4. | Approve Stock Compensation Plan | | Management | For | For | | |
5. | Approve Stock Compensation Plan | | Management | For | For | | |
SERVICESOURCE INTERNATIONAL INC. |
Security | | 81763U100 | | | | | Meeting Type | Annual |
Ticker Symbol | | SREV | | | | | Meeting Date | 30-May-2013 | |
ISIN | | US81763U1007 | | | | | Agenda | 933812124 - Management |
Record Date | | 02-Apr-2013 | | | | | Holding Recon Date | 02-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 29-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | JAMES C. MADDEN | | | For | For | | |
| | 2 | THOMAS F. MENDOZA | | | For | For | | |
| | 3 | RICHARD J. CAMPIONE | | | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
ZILLOW, INC. |
Security | | 98954A107 | | | | | Meeting Type | Annual |
Ticker Symbol | | Z | | | | | Meeting Date | 31-May-2013 | |
ISIN | | US98954A1079 | | | | | Agenda | 933789224 - Management |
Record Date | | 02-Apr-2013 | | | | | Holding Recon Date | 02-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 30-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | RICHARD N. BARTON | | | For | For | | |
| | 2 | LLOYD D. FRINK | | | For | For | | |
2. | Amend Stock Compensation Plan | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
REALPAGE, INC. |
Security | | 75606N109 | | | | | Meeting Type | Annual |
Ticker Symbol | | RP | | | | | Meeting Date | 31-May-2013 | |
ISIN | | US75606N1090 | | | | | Agenda | 933804115 - Management |
Record Date | | 01-Apr-2013 | | | | | Holding Recon Date | 01-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 30-May-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | STEPHEN T. WINN | | | For | For | | |
| | 2 | JASON A. WRIGHT | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
IPG PHOTONICS CORPORATION |
Security | | 44980X109 | | | | | Meeting Type | Annual |
Ticker Symbol | | IPGP | | | | | Meeting Date | 04-Jun-2013 | |
ISIN | | US44980X1090 | | | | | Agenda | 933800321 - Management |
Record Date | | 10-Apr-2013 | | | | | Holding Recon Date | 10-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 03-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | V.P. GAPONTSEV, PH.D. | | | For | For | | |
| | 2 | EUGENE SCHERBAKOV, PH.D | | | For | For | | |
| | 3 | IGOR SAMARTSEV | | | For | For | | |
| | 4 | ROBERT A. BLAIR | | | For | For | | |
| | 5 | MICHAEL C. CHILD | | | For | For | | |
| | 6 | WILLIAM F. KRUPKE, PH.D | | | For | For | | |
| | 7 | HENRY E. GAUTHIER | | | For | For | | |
| | 8 | WILLIAM S. HURLEY | | | For | For | | |
| | 9 | JOHN R. PEELER | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
THE FRESH MARKET, INC. |
Security | | 35804H106 | | | | | Meeting Type | Annual |
Ticker Symbol | | TFM | | | | | Meeting Date | 04-Jun-2013 | |
ISIN | | US35804H1068 | | | | | Agenda | 933802135 - Management |
Record Date | | 12-Apr-2013 | | | | | Holding Recon Date | 12-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 03-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | RAY BERRY | | | For | For | | |
| | 2 | JEFFREY NAYLOR | | | For | For | | |
| | 3 | JANE THOMPSON | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
BJ'S RESTAURANTS, INC. |
Security | | 09180C106 | | | | | Meeting Type | Annual |
Ticker Symbol | | BJRI | | | | | Meeting Date | 04-Jun-2013 | |
ISIN | | US09180C1062 | | | | | Agenda | 933815500 - Management |
Record Date | | 18-Apr-2013 | | | | | Holding Recon Date | 18-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 03-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | GERALD W. DEITCHLE | | | For | For | | |
| | 2 | JAMES A. DAL POZZO | | | For | For | | |
| | 3 | J. ROGER KING | | | For | For | | |
| | 4 | LARRY D. BOUTS | | | For | For | | |
| | 5 | JOHN F. GRUNDHOFER | | | For | For | | |
| | 6 | PETER A. BASSI | | | For | For | | |
| | 7 | WILLIAM L. HYDE, JR. | | | For | For | | |
| | 8 | LEA ANNE S. OTTINGER | | | For | For | | |
| | 9 | HENRY GOMEZ | | | For | For | | |
| | 10 | GREGORY A. TROJAN | | | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
POLYCOM, INC. |
Security | | 73172K104 | | | | | Meeting Type | Annual |
Ticker Symbol | | PLCM | | | | | Meeting Date | 05-Jun-2013 | |
ISIN | | US73172K1043 | | | | | Agenda | 933803959 - Management |
Record Date | | 10-Apr-2013 | | | | | Holding Recon Date | 10-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 04-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1.1 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.2 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.3 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.4 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.5 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.6 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.7 | Election of Directors (Majority Voting) | | Management | For | For | | |
2. | Amend Stock Compensation Plan | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
4. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
RUE21, INC. |
Security | | 781295100 | | | | | Meeting Type | Annual |
Ticker Symbol | | RUE | | | | | Meeting Date | 07-Jun-2013 | |
ISIN | | US7812951009 | | | | | Agenda | 933805458 - Management |
Record Date | | 09-Apr-2013 | | | | | Holding Recon Date | 09-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 06-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | ROBERT N. FISCH | | | For | For | | |
| | 2 | ARNOLD S. BARRON | | | For | For | | |
| | 3 | BRUCE L. HARTMAN | | | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Amend Stock Compensation Plan | | Management | For | For | | |
4. | Approve Cash/Stock Bonus Plan | | Management | For | For | | |
5. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
PUMA BIOTECHNOLOGY, INC. |
Security | | 74587V107 | | | | | Meeting Type | Annual |
Ticker Symbol | | PBYI | | | | | Meeting Date | 11-Jun-2013 | |
ISIN | | US74587V1070 | | | | | Agenda | 933810118 - Management |
Record Date | | 15-Apr-2013 | | | | | Holding Recon Date | 15-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 10-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1 | Election of Directors | | Management | | | | | | | |
| | 1 | ALAN H. AUERBACH | | | For | For | | |
| | 2 | THOMAS R. MALLEY | | | For | For | | |
| | 3 | JAY M. MOYES | | | For | For | | |
2 | Ratify Appointment of Independent Auditors | | Management | For | For | | |
AFFILIATED MANAGERS GROUP, INC. |
Security | | 008252108 | | | | | Meeting Type | Annual |
Ticker Symbol | | AMG | | | | | Meeting Date | 11-Jun-2013 | |
ISIN | | US0082521081 | | | | | Agenda | 933810536 - Management |
Record Date | | 19-Apr-2013 | | | | | Holding Recon Date | 19-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 10-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1A. | Election of Directors (Majority Voting) | | Management | For | For | | |
1B. | Election of Directors (Majority Voting) | | Management | For | For | | |
1C. | Election of Directors (Majority Voting) | | Management | For | For | | |
1D. | Election of Directors (Majority Voting) | | Management | For | For | | |
1E. | Election of Directors (Majority Voting) | | Management | For | For | | |
1F. | Election of Directors (Majority Voting) | | Management | For | For | | |
1G. | Election of Directors (Majority Voting) | | Management | For | For | | |
1H. | Election of Directors (Majority Voting) | | Management | For | For | | |
1I. | Election of Directors (Majority Voting) | | Management | For | For | | |
2. | Approve Stock Compensation Plan | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
4. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
BLACK DIAMOND INC |
Security | | 09202G101 | | | | | Meeting Type | Annual |
Ticker Symbol | | BDE | | | | | Meeting Date | 11-Jun-2013 | |
ISIN | | US09202G1013 | | | | | Agenda | 933815726 - Management |
Record Date | | 22-Apr-2013 | | | | | Holding Recon Date | 22-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 10-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | WARREN B. KANDERS | | | For | For | | |
| | 2 | ROBERT R. SCHILLER | | | For | For | | |
| | 3 | PETER R. METCALF | | | For | For | | |
| | 4 | DONALD L. HOUSE | | | For | For | | |
| | 5 | NICHOLAS SOKOLOW | | | For | For | | |
| | 6 | MICHAEL A. HENNING | | | For | For | | |
| | 7 | PHILIP N. DUFF | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
FXCM INC |
Security | | 302693106 | | | | | Meeting Type | Annual |
Ticker Symbol | | FXCM | | | | | Meeting Date | 12-Jun-2013 | |
ISIN | | US3026931069 | | | | | Agenda | 933809242 - Management |
Record Date | | 16-Apr-2013 | | | | | Holding Recon Date | 16-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 11-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | WILLIAM AHDOUT | | | For | For | | |
| | 2 | JAMES BROWN | | | For | For | | |
| | 3 | ROBIN DAVIS | | | For | For | | |
| | 4 | PERRY FISH | | | For | For | | |
| | 5 | KENNETH GROSSMAN | | | For | For | | |
| | 6 | ARTHUR GRUEN | | | For | For | | |
| | 7 | ERIC LEGOFF | | | For | For | | |
| | 8 | DROR (DREW) NIV | | | For | For | | |
| | 9 | DAVID SAKHAI | | | For | For | | |
| | 10 | RYAN SILVERMAN | | | For | For | | |
| | 11 | EDUARD YUSUPOV | | | For | For | | |
2. | Amend Stock Compensation Plan | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
4. | 14A Executive Compensation | | Management | For | For | | |
STAMPS.COM INC. |
Security | | 852857200 | | | | | Meeting Type | Annual |
Ticker Symbol | | STMP | | | | | Meeting Date | 12-Jun-2013 | |
ISIN | | US8528572006 | | | | | Agenda | 933819471 - Management |
Record Date | | 18-Apr-2013 | | | | | Holding Recon Date | 18-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 11-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | MOHAN ANANDA | | | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
INTERDIGITAL, INC. |
Security | | 45867G101 | | | | | Meeting Type | Annual |
Ticker Symbol | | IDCC | | | | | Meeting Date | 13-Jun-2013 | |
ISIN | | US45867G1013 | | | | | Agenda | 933807147 - Management |
Record Date | | 16-Apr-2013 | | | | | Holding Recon Date | 16-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 12-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1A. | Election of Directors (Majority Voting) | | Management | For | For | | |
1B. | Election of Directors (Majority Voting) | | Management | For | For | | |
1C. | Election of Directors (Majority Voting) | | Management | For | For | | |
1D. | Election of Directors (Majority Voting) | | Management | For | For | | |
1E. | Election of Directors (Majority Voting) | | Management | For | For | | |
1F. | Election of Directors (Majority Voting) | | Management | For | For | | |
1G. | Election of Directors (Majority Voting) | | Management | For | For | | |
1H. | Election of Directors (Majority Voting) | | Management | For | For | | |
2. | 14A Executive Compensation | | Management | For | For | | |
3. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
ECHO GLOBAL LOGISTICS, INC. |
Security | | 27875T101 | | | | | Meeting Type | Annual |
Ticker Symbol | | ECHO | | | | | Meeting Date | 14-Jun-2013 | |
ISIN | | US27875T1016 | | | | | Agenda | 933799732 - Management |
Record Date | | 15-Apr-2013 | | | | | Holding Recon Date | 15-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 13-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | SAMUEL K. SKINNER | | | For | For | | |
| | 2 | DOUGLAS R. WAGGONER | | | For | For | | |
| | 3 | JOHN R. WALTER | | | For | For | | |
| | 4 | JOHN F. SANDNER | | | For | For | | |
| | 5 | BRADLEY A. KEYWELL | | | For | For | | |
| | 6 | MATTHEW FERGUSON | | | For | For | | |
| | 7 | DAVID HABIGER | | | For | For | | |
| | 8 | NELDA J. CONNORS | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | Approve Stock Compensation Plan | | Management | For | For | | |
WASTE CONNECTIONS, INC. |
Security | | 941053100 | | | | | Meeting Type | Annual |
Ticker Symbol | | WCN | | | | | Meeting Date | 14-Jun-2013 | |
ISIN | | US9410531001 | | | | | Agenda | 933809797 - Management |
Record Date | | 19-Apr-2013 | | | | | Holding Recon Date | 19-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 13-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1.1 | Election of Directors (Majority Voting) | | Management | For | For | | |
1.2 | Election of Directors (Majority Voting) | | Management | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
4. | Adopt Supermajority Requirements | | Management | For | For | | |
INNERWORKINGS, INC. |
Security | | 45773Y105 | | | | | Meeting Type | Annual |
Ticker Symbol | | INWK | | | | | Meeting Date | 20-Jun-2013 | |
ISIN | | US45773Y1055 | | | | | Agenda | 933816956 - Management |
Record Date | | 22-Apr-2013 | | | | | Holding Recon Date | 22-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 19-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | ERIC D. BELCHER | | | For | For | | |
| | 2 | JACK M. GREENBERG | | | For | For | | |
| | 3 | LINDA S. WOLF | | | For | For | | |
| | 4 | CHARLES K. BOBRINSKOY | | | For | For | | |
| | 5 | J. PATRICK GALLAGHER JR | | | For | For | | |
| | 6 | DAVID FISHER | | | For | For | | |
| | 7 | JULIE M. HOWARD | | | For | For | | |
2. | Ratify Appointment of Independent Auditors | | Management | For | For | | |
VERIFONE SYSTEMS, INC. |
Security | | 92342Y109 | | | | | Meeting Type | Annual |
Ticker Symbol | | PAY | | | | | Meeting Date | 20-Jun-2013 | |
ISIN | | US92342Y1091 | | | | | Agenda | 933817491 - Management |
Record Date | | 26-Apr-2013 | | | | | Holding Recon Date | 26-Apr-2013 | |
City / | Country | | | / | United States | | Vote Deadline Date | 19-Jun-2013 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | | Type | Vote | For/Against Management | | |
1. | Election of Directors | | Management | | | | | | | |
| | 1 | ROBERT W. ALSPAUGH | | | For | For | | |
| | 2 | DR. LESLIE G. DENEND | | | For | For | | |
| | 3 | ALEX W. HART | | | For | For | | |
| | 4 | ROBERT B. HENSKE | | | For | For | | |
| | 5 | RICHARD A. MCGINN | | | For | For | | |
| | 6 | WENDA HARRIS MILLARD | | | For | For | | |
| | 7 | EITAN RAFF | | | For | For | | |
| | 8 | JEFFREY E. STIEFLER | | | For | For | | |
2. | Amend Stock Compensation Plan | | Management | For | For | | |
3. | 14A Executive Compensation | | Management | For | For | | |
| | | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 1A | ELECTION OF DIRECTOR: JOHN D. HAYES | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 1B | ELECTION OF DIRECTOR: SUSAN M. JAMES | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 1C | ELECTION OF DIRECTOR: MAX R. LEVCHIN | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 1D | ELECTION OF DIRECTOR: PETER LIGUORI | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 1E | ELECTION OF DIRECTOR: DANIEL S. LOEB | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 1F | ELECTION OF DIRECTOR: MARISSA A. MAYER | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 1G | ELECTION OF DIRECTOR: THOMAS J. MCINERNEY | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 1H | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 1I | ELECTION OF DIRECTOR: HARRY J. WILSON | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 1J | ELECTION OF DIRECTOR: MICHAEL J. WOLF | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 3 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | FOR | FOR |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 4 | SHAREHOLDER PROPOSAL REGARDING SOCIAL RESPONSIBILITY REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | S | Y | AGAINST | AGAINST |
| YAHOO! INC. | YHOO | 984332106 | | 25-Jun-2013 | 5 | SHAREHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE AND ACCOUNTABILITY, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | S | Y | AGAINST | AGAINST |
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| RESTORATION HARDWARE HOLDINGS INC. | RH | 761283100 | | 27-Jun-2013 | 1 | DIRECTOR 1) ERI CHAYA 2) MARK DEMILIO | M | Y | FOR | FOR |
| RESTORATION HARDWARE HOLDINGS INC. | RH | 761283100 | | 27-Jun-2013 | 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | M | Y | FOR | FOR |
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| MELCO CROWN ENTERTAINMENT LTD | MPEL | 585464100 | | 21-Jun-2013 | | THAT (A) THE RULES OF THE PROPOSED SHARE INCENTIVE PLAN OF MELCO CROWN (PHILIPPINES) RESORTS CORPORATION ("MCP SHARE INCENTIVE PLAN"), (B) THE GRANT OF OPTIONS AND ISSUE OF SHARES IN MELCO CROWN (PHILIPPINES) RESORTS CORPORATION BE AND ARE HEREBY APPROVED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | N | ABSTAIN | |
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| AEROPOSTALE, INC. | ARO | 007865108 | | 20-Jun-2013 | 1 | DIRECTOR 1) RONALD R. BEEGLE 2) ROBERT B. CHAVEZ 3) MICHAEL J. CUNNINGHAM 4) EVELYN DILSAVER 5) JANET E. GROVE 6) JOHN N. HAUGH 7) KARIN HIRTLER-GARVEY 8) JOHN D. HOWARD 9) THOMAS P. JOHNSON 10) ARTHUR RUBINFELD 11) DAVID B. VERMYLEN | M | Y | FOR | FOR |
| AEROPOSTALE, INC. | ARO | 007865108 | | 20-Jun-2013 | 2 | TO APPROVE ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. | M | Y | FOR | FOR |
| AEROPOSTALE, INC. | ARO | 007865108 | | 20-Jun-2013 | 3 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2014. | M | Y | FOR | FOR |
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| ABERCROMBIE & FITCH CO. | ANF | 002896207 | | 20-Jun-2013 | 1A | ELECTION OF DIRECTOR: JAMES B. BACHMANN | M | Y | FOR | FOR |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | | 20-Jun-2013 | 1B | ELECTION OF DIRECTOR: MICHAEL E. GREENLEES | M | Y | FOR | FOR |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | | 20-Jun-2013 | 1C | ELECTION OF DIRECTOR: KEVIN S. HUVANE | M | Y | FOR | FOR |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | | 20-Jun-2013 | 1D | ELECTION OF DIRECTOR: MICHAEL S. JEFFRIES | M | Y | FOR | FOR |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | | 20-Jun-2013 | 1E | ELECTION OF DIRECTOR: JOHN W. KESSLER | M | Y | FOR | FOR |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | | 20-Jun-2013 | 1F | ELECTION OF DIRECTOR: CRAIG R. STAPLETON | M | Y | FOR | FOR |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | | 20-Jun-2013 | 2 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | M | Y | FOR | FOR |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | | 20-Jun-2013 | 3 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2014. | M | Y | FOR | FOR |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | | 20-Jun-2013 | 4 | STOCKHOLDER PROPOSAL ON A POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE OF CONTROL, IF STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL MEETING. | S | Y | AGAINST | AGAINST |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | | 20-Jun-2013 | 5 | STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A "SPECIFIC PERFORMANCE POLICY", IF STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL MEETING. | S | Y | AGAINST | AGAINST |
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| CROCS, INC. | CROX | 227046109 | | 12-Jun-2013 | 1 | DIRECTOR 1) RAYMOND D. CROGHAN 2) PETER A. JACOBI 3) DOREEN A. WRIGHT | M | Y | FOR | FOR |
| CROCS, INC. | CROX | 227046109 | | 12-Jun-2013 | 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 | M | Y | FOR | FOR |
| CROCS, INC. | CROX | 227046109 | | 12-Jun-2013 | 3 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | FOR | FOR |
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| STARZ | STRZA | 85571Q102 | | 06-Jun-2013 | 1 | DIRECTOR 1) GREGORY B. MAFFEI 2) IRVING L. AZOFF 3) SUSAN M. LYNE | M | Y | FOR | FOR |
| STARZ | STRZA | 85571Q102 | | 06-Jun-2013 | 2 | THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | FOR | FOR |
| STARZ | STRZA | 85571Q102 | | 06-Jun-2013 | 3 | THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | M | Y | FOR | FOR |
| STARZ | STRZA | 85571Q102 | | 06-Jun-2013 | 4 | A PROPOSAL TO AMEND AND RESTATE THE CURRENT CHARTER TO RECAPITALIZE THE COMPANY BY DELETING THE PROVISIONS RELATING TO OUR COMPANY'S CAPITAL AND STARZ TRACKING STOCK GROUPS. | M | Y | FOR | FOR |
| STARZ | STRZA | 85571Q102 | | 06-Jun-2013 | 5 | A PROPOSAL TO AMEND AND RESTATE THE CURRENT CHARTER TO RECAPITALIZE OUR COMPANY BY CREATING A NEW CLASS OF OUR COMPANY'S COMMON STOCK, WHICH IS DIVIDED INTO THREE SERIES. | M | Y | FOR | FOR |
| STARZ | STRZA | 85571Q102 | | 06-Jun-2013 | 6 | A PROPOSAL TO AMEND AND RESTATE THE CURRENT CHARTER TO RECLASSIFY EACH SHARE OF EACH SERIES OF OUR COMPANY'S EXISTING LIBERTY CAPITAL COMMON STOCK INTO ONE SHARE OF THE CORRESPONDING SERIES OF OUR COMPANY'S COMMON STOCK. | M | Y | FOR | FOR |
| STARZ | STRZA | 85571Q102 | | 06-Jun-2013 | 7 | A PROPOSAL TO AMEND AND RESTATE THE CURRENT CHARTER TO MAKE CERTAIN CONFORMING CHANGES AS A RESULT OF THE CHARTER PROPOSALS. | M | Y | FOR | FOR |
| STARZ | STRZA | 85571Q102 | | 06-Jun-2013 | 8 | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | M | Y | FOR | FOR |
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| CATERPILLAR INC. | CAT | 149123101 | | 12-Jun-2013 | 1 | DIRECTOR 1) DAVID L. CALHOUN 2) DANIEL M. DICKINSON 3) JUAN GALLARDO 4) DAVID R. GOODE 5) JESSE J. GREENE, JR. 6) JON HUNTSMAN, JR. 7) PETER A. MAGOWAN 8) DENNIS A. MUILENBURG 9) DOUGLAS R. OBERHELMAN 10) WILLIAM A. OSBORN 11) CHARLES D. POWELL 12) EDWARD B. RUST, JR. 13) SUSAN C. SCHWAB 14) JOSHUA I. SMITH 15) MILES D. WHITE | M | Y | FOR | FOR |
| CATERPILLAR INC. | CAT | 149123101 | | 12-Jun-2013 | 2 | RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | M | Y | FOR | FOR |
| CATERPILLAR INC. | CAT | 149123101 | | 12-Jun-2013 | 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | FOR | FOR |
| CATERPILLAR INC. | CAT | 149123101 | | 12-Jun-2013 | 4 | STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD. | S | Y | AGAINST | AGAINST |
| CATERPILLAR INC. | CAT | 149123101 | | 12-Jun-2013 | 5 | STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT. | S | Y | AGAINST | AGAINST |
| CATERPILLAR INC. | CAT | 149123101 | | 12-Jun-2013 | 6 | STOCKHOLDER PROPOSAL - EXECUTIVE STOCK RETENTION. | S | Y | AGAINST | AGAINST |
| CATERPILLAR INC. | CAT | 149123101 | | 12-Jun-2013 | 7 | STOCKHOLDER PROPOSAL - SUSTAINABILITY MEASURE IN EXECUTIVE COMPENSATION. | S | Y | AGAINST | AGAINST |
| CATERPILLAR INC. | CAT | 149123101 | | 12-Jun-2013 | 8 | STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL CORPORATE STANDARDS. | S | Y | AGAINST | AGAINST |
| CATERPILLAR INC. | CAT | 149123101 | | 12-Jun-2013 | 9 | STOCKHOLDER PROPOSAL - SALES TO SUDAN. | S | Y | AGAINST | AGAINST |
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| GOOGLE INC. | GOOG | 38259P508 | | 06-Jun-2013 | 1 | DIRECTOR 1) LARRY PAGE 2) SERGEY BRIN 3) ERIC E. SCHMIDT 4) L. JOHN DOERR 5) DIANE B. GREENE 6) JOHN L. HENNESSY 7) ANN MATHER 8) PAUL S. OTELLINI 9) K. RAM SHRIRAM 10) SHIRLEY M. TILGHMAN | M | Y | FOR | FOR |
| GOOGLE INC. | GOOG | 38259P508 | | 06-Jun-2013 | 2 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | M | Y | FOR | FOR |
| GOOGLE INC. | GOOG | 38259P508 | | 06-Jun-2013 | 3 | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING. | S | Y | AGAINST | AGAINST |
| GOOGLE INC. | GOOG | 38259P508 | | 06-Jun-2013 | 4 | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | S | Y | AGAINST | AGAINST |
| GOOGLE INC. | GOOG | 38259P508 | | 06-Jun-2013 | 5 | A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING. | S | Y | AGAINST | AGAINST |
| GOOGLE INC. | GOOG | 38259P508 | | 06-Jun-2013 | 6 | A STOCKHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING. | S | Y | AGAINST | AGAINST |
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| OPENTABLE, INC. | OPEN | 68372A104 | | 05-Jun-2013 | 1 | DIRECTOR 1) THOMAS H. LAYTON 2) MATTHEW ROBERTS | M | Y | FOR | FOR |
| OPENTABLE, INC. | OPEN | 68372A104 | | 05-Jun-2013 | 2 | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | M | Y | FOR | FOR |
| OPENTABLE, INC. | OPEN | 68372A104 | | 05-Jun-2013 | 3 | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | FOR | FOR |
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| TESLA MOTORS, INC. | TSLA | 88160R101 | | 04-Jun-2013 | 1 | DIRECTOR 1) BRAD BUSS 2) IRA EHRENPREIS | M | Y | FOR | FOR |
| TESLA MOTORS, INC. | TSLA | 88160R101 | | 04-Jun-2013 | 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TESLA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | M | Y | FOR | FOR |
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| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1A | ELECTION OF DIRECTOR: GEORGE S. BARRETT | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1B | ELECTION OF DIRECTOR: TODD M. BLUEDORN | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1C | ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1D | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1E | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1F | ELECTION OF DIRECTOR: CHARLES E. GOLDEN | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1G | ELECTION OF DIRECTOR: LINDA A. HILL | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1H | ELECTION OF DIRECTOR: ARTHUR E. JOHNSON | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1I | ELECTION OF DIRECTOR: NED C. LAUTENBACH | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1J | ELECTION OF DIRECTOR: DEBORAH . MCCOY | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1K | ELECTION OF DIRECTOR: GREGORY R. PAGE | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 1L | ELECTION OF DIRECTOR: GERALD B. SMITH | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 2 | APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2013 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 3 | APPROVING THE SENIOR EXECUTIVE INCENTIVE COMPENSATION PLAN. | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 4 | APPROVING THE EXECUTIVE STATEGIC PLAN. | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 5 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 6 | AUTHORIZING THE COMPANY AND OR ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. | M | Y | FOR | FOR |
| EATON CORP. | EAT | G29183103 | Annual | 4/24/2013 | 7 | AUTHORIZING THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY SHARES | M | Y | FOR | FOR |
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| WOLVERINE WORLD WIDE | WWW | 978097103 | Annual | 4/18/2013 | 1 | DIRECTOR 1) JEFF M. BOROMISA 2) DAVID T. KOLLAT 3) TIMOTHY J. O'DONOVAN | M | Y | FOR | FOR |
| WOLVERINE WORLD WIDE | WWW | 978097103 | Annual | 4/18/2013 | 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 | M | Y | FOR | FOR |
| WOLVERINE WORLD WIDE | WWW | 978097103 | Annual | 4/18/2013 | 3 | AN ADVISORY RESOLUTION APPROVING COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS | M | Y | FOR | FOR |
| WOLVERINE WORLD WIDE | WWW | 978097103 | Annual | 4/18/2013 | 4 | PROPOSAL TO APPROVE THE STOCK INCENTIVE PLAN OF 2013 | M | Y | FOR | FOR |
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| POLARIS INDUSTRIES INC. | PII | 731068102 | Annual | 4/25/2013 | 1 | DIRECTOR 1) BRIAN C. CORNELL 2) BERND F. KESSLER 3) SCOTT W. WINE | M | Y | FOR | FOR |
| POLARIS INDUSTRIES INC. | PII | 731068102 | Annual | 4/25/2013 | 2 | RATIFICATION OF THE SELECTIO OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | M | Y | FOR | FOR |
| POLARIS INDUSTRIES INC. | PII | 731068102 | Annual | 4/25/2013 | 3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | M | Y | FOR | FOR |
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| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 1A | ELECTION OF DIRECTOR: EVELYN S. DILSAVER | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 1B | ELECTION OF DIRECTOR: FRANK DOYLE | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 1C | ELECTION OF DIRECTOR: JOHN A. HEIL | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 1D | ELECTION OF DIRECTOR: PETER K. HOFFMAN | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 1E | ELECTION OF DIRECTOR: SIR PAUL JUDGE | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 1F | ELECTION OF DIRECTOR: NANCY F. KOEHN | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 1G | ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 1H | ELECTION OF DIRECTOR: P. ANDREWS MCLANE | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 1I | ELECTION OF DIRECTOR: MARK SARVARY | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 1J | ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 3 | APPROVE THE ADOPTION OF THE 2013 EQUITY PLAN. | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 4 | APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY'S NAME TO TEMPUR SEALY INTERNATIONAL, INC. | M | Y | FOR | FOR |
| TEMPUR-PEDIC INTERNATIONAL, INC. | TPX | 88023U101 | Annual | 5/22/2013 | 5 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | M | Y | FOR | FOR |
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| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | Annual | 5/17/2013 | 1 | DIRECTORS, 1) AL BALDOCCHI, 2) NEIL FLANZRAICH, 3) DARLENE FRIEDMAN | M | Y | FOR | FOR |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | Annual | 5/17/2013 | 2 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT | M | Y | FOR | FOR |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | Annual | 5/17/2013 | 3 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | M | Y | FOR | FOR |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | Annual | 5/17/2013 | 4 | A PROPOSAL TO APPROVE THE CHIPOTLE MEXICAN GRILL, INC. 2014 CASH INCENTIVE PLAN. | M | Y | FOR | FOR |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | Annual | 5/17/2013 | 5 | A PROPOSAL TO AMEND OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS AND PROVIDE FOR ANNUAL ELECTIONS OF ALL DIRECTORS. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE "AGAINST" THE FOLLOWING PROPOSAL. | M | Y | FOR | FOR |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | | 5/17/2013 | 6 | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO RESTRICT CERTAIN TERMS OF EQUITY COMPENSATION AWARDS. | S | Y | AGAINST | AGAINST |
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| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 1A | ELECTION OF DIRECTOR: BERNARD W. ARONSON | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 1B | ELECTION OF DIRECTOR: LAWRENCE S. BENJAMIN | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 1C | ELECTION OF DIRECTOR: RAUL J. FERNANDEZ | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 1D | ELECTION OF DIRECTOR: KENNETH B. GILMAN | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 1E | ELECTION OF DIRECTOR: NANCY J. KARCH | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 1F | ELECTION OF DIRECTOR: KENNETH P. KOPELMAN | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 1G | ELECTION OF DIRECTOR: KAY KOPLOVITZ | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 1H | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 1I | ELECTION OF DIRECTOR: WILLIAM L. MCCOMB | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 1J | ELECTION OF DIRECTOR: DOREEN A. TOBEN | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 2 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXEC | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 3 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 4 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | FOR | FOR |
| FIFTH & PACIFIC COMPANIES, INC. | FNP | 316645100 | Annual | 5/14/2013 | 5 | PROPOSAL TO ALLOW STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | M | Y | FOR | FOR |
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| URBAN OUTFITTERS, INC. | URBN | 917047102 | Annual | 5/28/2013 | 1 | DIRECTOR 1) SCOTT A. BELAIR 2) ROBERT H. STROUSE 3) MARGARET HAYNE | M | Y | FOR | FOR |
| URBAN OUTFITTERS, INC. | URBN | 917047102 | Annual | 5/28/2013 | 2 | RE-APPROVAL OF THE PERFORMANCE GOALS INCLUDED IN THE URBAN OUTFITTERS 2008 STOCK INCENTIVE PLAN. | M | Y | FOR | FOR |
| URBAN OUTFITTERS, INC. | URBN | 917047102 | Annual | 5/28/2013 | 3 | APPROVAL OF THE AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION. | M | Y | FOR | FOR |
| URBAN OUTFITTERS, INC. | URBN | 917047102 | Annual | 5/28/2013 | 4 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. THE BOARD OF DIRECTORS RECOMMENDS A VOTE "AGAINST" PROPOSALS 5 AND 6 | M | Y | FOR | FOR |
| URBAN OUTFITTERS, INC. | URBN | 917047102 | Annual | 5/28/2013 | 5 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | S | Y | AGAINST | AGAINST |
| URBAN OUTFITTERS, INC. | URBN | 917047102 | Annual | 5/28/2013 | 6 | SHAREHOLDER PROPOSAL REGARDING BOARD NOMINEE REQUIREMENTS. | S | Y | AGAINST | AGAINST |
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| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 1 | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 2 | ELECTION OF DIRECTOR: WILLIAM I. MILLER | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 3 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 4 | ELECTION OF DIRECTOR: GEORGIA R. NELSON | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 5 | ELECTION OF DIRECTOR: CARL WARE | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 6 | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 7 | ELECTION OF DIRECTOR: ROBERT J. BERNHARD | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 8 | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG DIAZ | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 9 | ELECTION OF DIRECTOR: STEPHEN B. DOBBS | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 10 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 11 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2013. | M | Y | FOR | FOR |
| CUMMINS INC. | CMI | 231021106 | Annual | 5/14/2013 | 12 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | S | Y | AGAINST | AGAINST |
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Registrant: NORTHERN LIGHTS FUND TRUST III - Marathon Value Portfolio | | | Item 1, Exhibit 9 | |
Investment Company Act file number: 811-22655 | | | | | | | | |
Reporting Period: July 1, 2012 through June 30, 2013 | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
1 | Advance Auto Parts, Inc. | AAP | 00751Y106 | Annual | 5/22/2013 | 1.01 | Director - John F. Bergstrom | M | Y | For | For |
2 | | | | | | 1.02 | Director - John C. Brouillard | M | Y | For | For |
3 | | | | | | 1.03 | Director - Fiona P. Dias | M | Y | For | For |
4 | | | | | | 1.04 | Director - Darren R. Jackson | M | Y | For | For |
5 | | | | | | 1.05 | Director - William S. Oglesby | M | Y | For | For |
6 | | | | | | 1.06 | Director - J. Paul Raines | M | Y | For | For |
7 | | | | | | 1.07 | Director - Gilbert T. Ray | M | Y | For | For |
8 | | | | | | 1.08 | Director - Carlos A. Saladrigas | M | Y | For | For |
9 | | | | | | 1.09 | Director - Jimmie L. Wade | M | Y | For | For |
10 | | | | | | 2 | Approve executive compensation | M | Y | For | For |
11 | | | | | | 3 | Approve amendment to eliminate supermajority requirements | M | Y | For | For |
12 | | | | | | 4 | Approve amendment to permit stockholders to call special meeting | M | Y | For | For |
13 | | | | | | 5 | Ratify appointment of DeLoitte & Touche | M | Y | For | For |
14 | Alleghany Corporation | Y | 017175100 | Annual | 4/26/2013 | 1A | Director - Stephen P. Bradley | M | Y | For | For |
15 | | | | | | 1B | Director - Karen Brenner | M | Y | For | For |
16 | | | | | | 1C | Director - Thomas S. Johnson | M | Y | For | For |
17 | | | | | | 1D | Director - James F. Will | M | Y | For | For |
18 | | | | | | 2 | Ratify appt. of Ernst & Young | M | Y | For | For |
19 | | | | | | 3 | Approve executive compensation | M | Y | For | For |
20 | Allied Nevada Gold Corp | ANV | 019344100 | Annual | 5/2/2013 | 1.01 | Director - Robert M. Buchan | M | Y | For | For |
21 | | | | | | 1.02 | Director - Scott A. Caldwell | M | Y | Against | For |
22 | | | | | | 1.03 | Director - John W. Ivany | M | Y | For | For |
23 | | | | | | 1.04 | Director - Cameron A. Mingay | M | Y | For | For |
24 | | | | | | 1.05 | Director - Terry M Palmer | M | Y | For | For |
25 | | | | | | 1.06 | Director - Carl A. Pescio | M | Y | For | For |
26 | | | | | | 1.07 | Director - A. Murray Sinclair | M | Y | For | For |
27 | | | | | | 1.08 | Director - Robert G. Wardell | M | Y | For | For |
28 | | | | | | 2 | Approve executive compensation | M | Y | Against | For |
29 | | | | | | 3 | Ratify EKS&H LLLP | M | Y | For | For |
30 | Anadarko Petroleum Corp | APC | 032511107 | Annual | 5/14/2013 | 1A | Director Kevin P. Chilton | M | Y | For | For |
31 | | | | | | 1B | Director Luke R. Corbett | M | Y | For | For |
32 | | | | | | 1C | Director H. Paulett Eberhart | M | Y | For | For |
33 | | | | | | 1D | Director Peter J. Fluor | M | Y | For | For |
34 | | | | | | 1E | Director Richard L. George | M | Y | For | For |
35 | | | | | | 1F | Director Preston M Genen III | M | Y | For | For |
36 | | | | | | 1G | Director Charles W. Goodyear | M | Y | For | For |
37 | | | | | | 1H | Director John R. Gordon | M | Y | For | For |
38 | | | | | | 1I | Director Eric D. Mullins | M | Y | For | For |
39 | | | | | | 1J | Director Paula Rosput Reynolds | M | Y | For | For |
40 | | | | | | 1K | Director R. A. Walker | M | Y | For | For |
41 | | | | | | 2 | Ratify appt. of KPMG | M | Y | For | For |
42 | | | | | | 3 | Approve executive compensation | M | Y | For | For |
43 | | | | | | 4 | Report on political contributions | S | Y | For | Against |
44 | Aon Plc | AON | G0408V102 | Annual | 5/17/2013 | 1A | Director - Lester B Knight | M | Y | For | For |
45 | | | | | | 1B | Director - Gregory C Case | M | Y | For | For |
46 | | | | | | 1C | Director - Fulvio Conti | M | Y | For | For |
47 | | | | | | 1D | Director - Cheryl A Francis | M | Y | For | For |
48 | | | | | | 1E | Director - Edgar D Jannotta | M | Y | For | For |
49 | | | | | | 1F | Director - J Michael Losh | M | Y | For | For |
50 | | | | | | 1G | Director - Robert S Morrison | M | Y | For | For |
51 | | | | | | 1H | Director - Richard B Myers | M | Y | For | For |
52 | | | | | | 1I | Director - Richard C Notebaert | M | Y | Against | For |
53 | | | | | | 1J | Director - Gloria Santona | M | Y | For | For |
54 | | | | | | 1K | Director - Carolyn Y Woo | M | Y | For | For |
55 | | | | | | 2 | Receive annual report and accounts | M | Y | For | For |
56 | | | | | | 3 | Ratify appt. of Ernst & Young | M | Y | For | For |
57 | | | | | | 4 | Reappt. Ernst & Young as independent registered public accounting firm | M | Y | For | For |
58 | | | | | | 5 | Reappt. Ernst & Young as U.K. statutory auditor | M | Y | For | For |
59 | | | | | | 6 | Approve executive compensation | M | Y | For | For |
60 | | | | | | 7 | Approve directors' remuneration | M | Y | For | For |
61 | | | | | | 8 | Approve global share purchase plan | M | Y | For | For |
62 | Archer-Daniels-Midland Company | ADM | 039483102 | Annual | 5/2/2013 | 1A | Director - A. L. Boeckmann | M | Y | For | For |
63 | | | | | | 1B | Director - G. W. Buckley | M | Y | For | For |
64 | | | | | | 1C | Director - M. H. Carter | M | Y | For | For |
65 | | | | | | 1D | Director - T. K. Crews | M | Y | For | For |
66 | | | | | | 1E | Director - P. Dufour | M | Y | For | For |
67 | | | | | | 1F | Director - D. E. Felsinger | M | Y | For | For |
68 | | | | | | 1G | Director - A. Maciel | M | Y | For | For |
69 | | | | | | 1H | Director - P. J. Moore | M | Y | For | For |
70 | | | | | | 1I | Director - T. F. O'Neill | M | Y | For | For |
71 | | | | | | 1J | Director - D. Shih | M | Y | For | For |
72 | | | | | | 1K | Director - K. R. Westbrook | M | Y | For | For |
73 | | | | | | 1L | Director - P. A. Woertz | M | Y | For | For |
74 | | | | | | 2 | Ratify appt. of Ernst & Young | M | Y | For | For |
75 | | | | | | 3 | Approve executive compensation | M | Y | For | For |
76 | Autoliv Inc | ALV | 052800109 | Annual | 5/7/2013 | 1.01 | Director - Robert W. Alspaugh | M | Y | For | For |
77 | | | | | | 1.02 | Director - Bo I. Andersson | M | Y | For | For |
78 | | | | | | 1.03 | Director - Wolfgang Ziebart | M | Y | For | For |
79 | | | | | | 2 | Approve executive compensation | M | Y | For | For |
80 | | | | | | 3 | Ratify appt. of Ernst & Young | M | Y | For | For |
81 | Bed Bath & Beyond Inc | BBBY | 075896100 | Annual | 6/28/2013 | 1A | Director - Warren Eisenberg | M | Y | For | For |
82 | | | | | | 1B | Director - Leonard Feinstein | M | Y | For | For |
83 | | | | | | 1C | Director - Steven H Tamares | M | Y | For | For |
84 | | | | | | 1D | Director - Dean S Adler | M | Y | For | For |
85 | | | | | | 1E | Director - Stanley F Barshay | M | Y | For | For |
86 | | | | | | 1F | Director - Klaus Eppler | M | Y | For | For |
87 | | | | | | 1G | Director -Patrick R Gaston | M | Y | For | For |
88 | | | | | | 1H | Director - Jordan Heller | M | Y | For | For |
89 | | | | | | 1I | Director -Victoria A Morrison | M | Y | For | For |
90 | | | | | | 2 | Ratify KPMG LLP auditors | M | Y | For | For |
91 | | | | | | 3 | Approve 2012 officer compensation | M | Y | For | For |
92 | Berkshire Hathaway Inc | BRKB | 084670702 | Annual | 5/4/2013 | 1 | Directors | M | Y | For | For |
93 | | | | | | 2 | Proposal regarding greenhouse gas and emissions | S | Y | Against | Against |
94 | Bristol-Myers Squibb Company | BMY | 110122108 | Annual | 5/7/2013 | 1A | Director - L Andreotti | M | Y | For | For |
95 | | | | | | 1B | Director - L B Campbell | M | Y | For | For |
96 | | | | | | 1C | Director - J M Cornelius | M | Y | For | For |
97 | | | | | | 1D | Director - L H Glimcher MD | M | Y | For | For |
98 | | | | | | 1E | Director - M Grobstein | M | Y | For | For |
99 | | | | | | 1F | Director - A J Lacy | M | Y | For | For |
100 | | | | | | 1G | Director - V L Sato PhD | M | Y | For | For |
101 | | | | | | 1H | Director - E Sigal MD PhD | M | Y | For | For |
102 | | | | | | 1I | Director - G L Storch | M | Y | For | For |
103 | | | | | | 1J | Director - T D West Jr | M | Y | For | For |
104 | | | | | | 2 | Ratify appointment independent auditor | M | Y | For | For |
105 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
106 | CDI Corp | CDI | 125071100 | Annual | 5/21/2013 | 1 | Directors | M | Y | For | For |
107 | | | | | | 2 | Approve executive compensation | M | Y | For | For |
108 | | | | | | 3 | Ratify appt. of KPMG | M | Y | For | For |
109 | Colgate-Palmolive Co | CL | 194162103 | Annual | 5/10/2013 | 1A | Director - Nikesh Arora | M | Y | For | For |
110 | | | | | | 1B | Director - John T Cahill | M | Y | For | For |
111 | | | | | | 1C | Director - Ian Cook | M | Y | For | For |
112 | | | | | | 1D | Director - Helene D Gayle | M | Y | For | For |
113 | | | | | | 1E | Director - Ellen M Hancock | M | Y | For | For |
114 | | | | | | 1F | Director - Joseph Jimenez | M | Y | For | For |
115 | | | | | | 1G | Director - Richard J Kogan | M | Y | For | For |
116 | | | | | | 1H | Director - Delano E Lewis | M | Y | For | For |
117 | | | | | | 1I | Director - J Pedro Reinhard | M | Y | For | For |
118 | | | | | | 1J | Director - Stephen I Sadove | M | Y | For | For |
119 | | | | | | 2 | Ratify Price Waterhouse Coopers LLP auditors | M | Y | For | For |
120 | | | | | | 3 | Advisory vote on executive compensation | M | Y | For | For |
121 | | | | | | 4 | Approve 2013 incentive compensation plan | M | Y | For | For |
122 | | | | | | 5 | Proposal on executive stock retention requirement. | S | Y | For | Against |
123 | Colony Financial Inc | CLNY | 19624R106 | Annual | 5/6/2013 | 1 | Directors | M | Y | Against | For |
124 | | | | | | 2 | Advisory vote on executive compensation | M | Y | Against | For |
125 | | | | | | 3 | Ratify Ernst & Young LLP auditors | M | Y | For | For |
126 | ConocoPhillips | COP | 20825C104 | Annual | 5/14/2013 | 1A | Director - Richard L Armitage | M | Y | For | For |
127 | | | | | | 1B | Director - Richard H Auchinleck | M | Y | For | For |
128 | | | | | | 1C | Director - James F Copeland Jr | M | Y | For | For |
129 | | | | | | 1D | Director - Jody L. Freeman | M | Y | For | For |
130 | | | | | | 1E | Director - Gay Huey Evans | M | Y | For | For |
131 | | | | | | 1F | Director - Ryan M Lance | M | Y | For | For |
132 | | | | | | 1G | Director - Mohd H Marican | M | Y | For | For |
133 | | | | | | 1H | Director - Robert A Niblock | M | Y | For | For |
134 | | | | | | 1I | Director - Haroald J Norvik | M | Y | For | For |
135 | | | | | | 1J | Director - William E Wade Jr | M | Y | For | For |
136 | | | | | | 2 | Ratify appt. of Ernst & Young | M | Y | For | For |
137 | | | | | | 3 | Approve executive compensation | M | Y | For | For |
138 | | | | | | 4 | Report on grassroots lobbying | S | Y | For | Against |
139 | | | | | | 5 | Greenhouse gas reduction | S | Y | Abstain | Against |
140 | | | | | | 6 | Gender identity non-discrimination | S | Y | Against | Against |
141 | Credit Suisse | CS | 225401108 | Annual | 4/26/2013 | 1.1 | Presentation of reports | M | Y | For | For |
142 | | | | | | 1.2 | Vote on remuneration report | M | Y | For | For |
143 | | | | | | 1.3 | Approval of reports | M | Y | For | For |
144 | | | | | | 2.0 | Discharge of acts of Boards | M | Y | For | For |
145 | | | | | | 3.1 | Resolution on appropriation of retained earnings | M | Y | For | For |
146 | | | | | | 3.2 | Resolution on distribution from capital contributions | M | Y | For | For |
147 | | | | | | 4.1 | Authorized capital | M | Y | For | For |
148 | | | | | | 4.2 | Conditional capital | M | Y | For | For |
149 | | | | | | 5.0 | Other amendments to Articles | M | Y | For | For |
150 | | | | | | 6.1.1 | Director - Noreen Doyle | M | Y | For | For |
151 | | | | | | 6.1.2 | Director Jassim Bin Hamad J. J. Al Thani | M | Y | For | For |
152 | | | | | | 6.1.3 | Director - Kai S. Nargolwala | M | Y | For | For |
153 | | | | | | 6.2 | Independent auditors | M | Y | For | For |
154 | | | | | | 6.3 | Special Auditors | M | Y | For | For |
155 | Devon Energy Corp | DVN | 25179M103 | Annual | 6/5/2013 | 1 | Directors | M | Y | For | For |
156 | | | | | | 2 | Approve executive compensation | M | Y | For | For |
157 | | | | | | 3 | Ratify appt. of independent auditors | M | Y | For | For |
158 | | | | | | 4 | Disclose lobbying policies and practices | S | Y | For | Against |
159 | | | | | | 5 | Majority vote standard for director elections | S | Y | For | Against |
160 | | | | | | 6 | Right to act by written consent | S | Y | For | Against |
161 | EMC Corporation | EMC | 268648102 | Annual | 5/1/2013 | 1A | Director Michael W. Brown | M | Y | For | For |
162 | | | | | | 1B | Director Randolph L. Cowen | M | Y | For | For |
163 | | | | | | 1C | Director Gail Deegan | M | Y | For | For |
164 | | | | | | 1D | Director James S. DiStasio | M | Y | For | For |
165 | | | | | | 1E | Director John R. Egan | M | Y | For | For |
166 | | | | | | 1F | Director Edmund F. Kelly | M | Y | For | For |
167 | | | | | | 1G | Director Jami Miscik | M | Y | For | For |
168 | | | | | | 1H | Director Windle B. Priem | M | Y | For | For |
169 | | | | | | 1I | Director Paul Sagan | M | Y | For | For |
170 | | | | | | 1J | Director David N. Strohm | M | Y | For | For |
171 | | | | | | 1K | Director Joseph M. Tucci | M | Y | For | For |
172 | | | | | | 2 | Ratify appt. of PriceWaterhouseCoopers LLP | M | Y | For | For |
173 | | | | | | 3 | Approve executive compensation | M | Y | For | For |
174 | | | | | | 4 | Approve 2003 Stock Plan | M | Y | For | For |
175 | | | | | | 5 | Approve Stock Repurchase Plan | M | Y | For | For |
176 | | | | | | 6 | Approve amendments to articles | M | Y | For | For |
177 | | | | | | 7 | Proposal related to political contributions | S | Y | Abstain | Against |
178 | Eastgroup Properties Inc | EGP | 277276101 | Annual | 5/29/2013 | 1 | Directors | M | Y | For | For |
179 | | | | | | 2 | Ratify appt. of KPMG | M | Y | For | For |
180 | | | | | | 3 | Approve executive compensation | M | Y | For | For |
181 | | | | | | 4 | Ratify equity incentive plan | M | Y | For | For |
182 | Eaton Corporation | ETN | 278058102 | Annual | 4/24/2013 | 1A | Director George S. Barrett | M | Y | For | For |
183 | | | | | | 1B | Director Todd M. Bluedorn | M | Y | For | For |
184 | | | | | | 1C | Director Christopher M Connor | M | Y | For | For |
185 | | | | | | 1D | Director Michael J. Critelli | M | Y | For | For |
186 | | | | | | 1E | Director Alexander M. Cutler | M | Y | For | For |
187 | | | | | | 1F | Director Charles E. Golden | M | Y | For | For |
188 | | | | | | 1G | Director Linda A. Hill | M | Y | For | For |
189 | | | | | | 1H | Director Arthur E. Johnson | M | Y | For | For |
190 | | | | | | 1I | Director Ned C. Lautenbach | M | Y | For | For |
191 | | | | | | 1J | Director Deborah L. McCoy | M | Y | For | For |
192 | | | | | | 1K | Director Gregory R. Page | M | Y | For | For |
193 | | | | | | 1L | Director Gerald B. Smith | M | Y | For | For |
194 | | | | | | 2 | Ratify appt. of Ernst & Young | M | Y | For | For |
195 | | | | | | 3 | Approve Senior Executive Incentive Compensation Plan | M | Y | For | For |
196 | | | | | | 4 | Approve Executive Strategic Incentive Plan | M | Y | For | For |
197 | | | | | | 5 | Approve executive compensation | M | Y | For | For |
198 | | | | | | 6 | Authorize overseas market purchases | M | Y | For | For |
199 | | | | | | 7 | Authorize price range for share reissuance | M | Y | For | For |
200 | Equifax Inc | EFX | 294429105 | Annual | 5/2/2013 | 1A | Director - James E Copeland Jr | M | Y | For | For |
201 | | | | | | 1B | Director - Robert D Daleo | M | Y | For | For |
202 | | | | | | 1C | Director - Walter W Driver Jr | M | Y | For | For |
203 | | | | | | 1D | Director - Mark L Felder | M | Y | For | For |
204 | | | | | | 1E | Director - L Phillip Humann | M | Y | Against | For |
205 | | | | | | 1F | Director - Siri S Marshall | M | Y | For | For |
206 | | | | | | 1G | Director - John A McKinley | M | Y | For | For |
207 | | | | | | 1H | Director - Richard F Smith | M | Y | For | For |
208 | | | | | | 1I | Director - Mark B Templeton | M | Y | For | For |
209 | | | | | | 2 | Ratify Ernst & Young auditors | M | Y | For | For |
210 | | | | | | 3 | Approve Incentive Plan | M | Y | For | For |
211 | | | | | | 4 | Approve performance goals | M | Y | For | For |
212 | | | | | | 5 | Approve executive compensation | M | Y | For | For |
213 | Exxon Mobil Corp | XOM | 30231G102 | Annual | 5/29/2013 | 1 | Directors | M | Y | For | For |
214 | | | | | | 2 | Ratify Independent Auditors | M | Y | For | For |
215 | | | | | | 3 | Approve executive compensation | M | Y | For | For |
216 | | | | | | 4 | Independent chairman | S | Y | Against | Against |
217 | | | | | | 5 | Majority vote for Directors | S | Y | Against | Against |
218 | | | | | | 6 | Limit Directorships | S | Y | For | Against |
219 | | | | | | 7 | Report on Lobbying | S | Y | Against | Against |
220 | | | | | | 8 | Political Contributions policy | S | Y | Against | Against |
221 | | | | | | 9 | Amend EEO policy | S | Y | Against | Against |
222 | | | | | | 10 | Report on natural gas production | S | Y | Against | Against |
223 | | | | | | 11 | Greenhouse gas reduction | S | Y | Against | Against |
224 | General Electric Company | GE | 369604103 | Annual | 4/24/2013 | A1 | Director - W Geoffrey Beattie | M | Y | For | For |
225 | | | | | | A2 | Director - John J. Brennan | M | Y | For | For |
226 | | | | | | A3 | Director - James I Cash Jr | M | Y | For | For |
227 | | | | | | A4 | Director - Francisco D'Souza | M | Y | For | For |
228 | | | | | | A5 | Director - Marijn E. Dekkers | M | Y | For | For |
229 | | | | | | A6 | Director - Ann M. Fudge | M | Y | For | For |
230 | | | | | | A7 | Director - Susan Hockfield | M | Y | For | For |
231 | | | | | | A8 | Director - Jeffrey R Immelt | M | Y | For | For |
232 | | | | | | A9 | Director - Andrea Jung | M | Y | For | For |
233 | | | | | | A10 | Director - Robert W Lane | M | Y | For | For |
234 | | | | | | A11 | Director - Ralph S Larsen | M | Y | For | For |
235 | | | | | | A12 | Director - Rochelle B Lazarus | M | Y | For | For |
236 | | | | | | A13 | Director - James J Mulva | M | Y | For | For |
237 | | | | | | A14 | Director - Mary L. Schapiro | M | Y | Against | For |
238 | | | | | | A15 | Director - Robert J Swieringa | M | Y | For | For |
239 | | | | | | A16 | Director - James S Tisch | M | Y | For | For |
240 | | | | | | A17 | Director - Douglas A Warner III | M | Y | For | For |
241 | | | | | | B1 | Approve executive compensation | M | Y | For | For |
242 | | | | | | B2 | Ratify Independent Auditors | M | Y | For | For |
243 | | | | | | C1 | Cease all stockoptions and bonuses | S | Y | Against | Against |
244 | | | | | | C2 | Director Term Limits | S | Y | For | Against |
245 | | | | | | C3 | Independent chairman | S | Y | For | Against |
246 | | | | | | C4 | Right to act by written consent | S | Y | For | Against |
247 | | | | | | C5 | Executives to retain significant stock | S | Y | For | Against |
248 | | | | | | C6 | Multiple candidate elections | S | Y | For | Against |
249 | GlaxoSmithKline PLC | GSK | 37733W105 | Annual | 5/1/2013 | 1 | Adopt directors' report | M | Y | For | For |
250 | | | | | | 2 | Approve remuneration report | M | Y | For | For |
251 | | | | | | 3 | Director - Lynn Elsenhans | M | Y | For | For |
252 | | | | | | 4 | Director - Jing Ulrich | M | Y | For | For |
253 | | | | | | 5 | Director - Hans Wijers | M | Y | For | For |
254 | | | | | | 6 | Director - Sir Christopher Gent | M | Y | For | For |
255 | | | | | | 7 | Director - Andrew Witty | M | Y | For | For |
256 | | | | | | 8 | Director - Sir Roy Anderson | M | Y | For | For |
257 | | | | | | 9 | Director - Dr Stephanie Burns | M | Y | For | For |
258 | | | | | | 10 | Director - Stacey Cartwright | M | Y | For | For |
259 | | | | | | 11 | Director - Simon Dingemans | M | Y | For | For |
260 | | | | | | 12 | Director - Judy Lewent | M | Y | For | For |
261 | | | | | | 13 | Director - Sir Deryck Maughan | M | Y | For | For |
262 | | | | | | 14 | Director - Dr Daniel Podolsky | M | Y | For | For |
263 | | | | | | 15 | Director - Dr Moncef Slaoui | M | Y | For | For |
264 | | | | | | 16 | Director - Tom de Swaan | M | Y | For | For |
265 | | | | | | 17 | Director - Sir Robert Wilson | M | Y | For | For |
266 | | | | | | 18 | Reappoint auditors | M | Y | For | For |
267 | | | | | | 19 | Determine remuneration of auditors | M | Y | For | For |
268 | | | | | | 20 | Political donations | M | Y | For | For |
269 | | | | | | 21 | Allotment of shares | M | Y | For | For |
270 | | | | | | 22 | Dis-apply pre-emption rights | M | Y | For | For |
271 | | | | | | 23 | Purchase own shares | M | Y | For | For |
272 | | | | | | 24 | Exempt name of senior statutory auditor | M | Y | For | For |
273 | | | | | | 25 | Authorize reduced notice of general meeting | M | Y | For | For |
274 | Google, Inc | GOOG | 38259P508 | Annual | 6/6/2013 | 1 | Directors | M | Y | For | For |
275 | | | | | | 2 | Ratify appt. of Ernst & Young | M | Y | For | For |
276 | | | | | | 3 | Lead Batteries proposal | S | Y | Against | Against |
277 | | | | | | 4 | Equal shareholder voting | S | Y | Against | Against |
278 | | | | | | 5 | Executive stock retention | S | Y | Against | Against |
279 | | | | | | 6 | Succession planning proposal | S | Y | Against | Against |
280 | Graco Inc | GGG | 384109104 | Annual | 4/26/2013 | 1 | Directors | M | Y | For | For |
281 | | | | | | 2 | Ratify appt. of Deloitte & Touche | M | Y | For | For |
282 | | | | | | 3 | Approve executive compensation | M | Y | For | For |
283 | | | | | | 4 | Adopt majority voting | M | Y | For | For |
284 | Illinois Tool Works Inc | ITW | 452308109 | Annual | 5/3/2013 | 1A | Director - Daniel J Brutto | M | Y | For | For |
285 | | | | | | 1B | Director - Susan Crown | M | Y | For | For |
286 | | | | | | 1C | Director - Don H Davis Jr | M | Y | For | For |
287 | | | | | | 1D | Director - James W Griffith | M | Y | For | For |
288 | | | | | | 1E | Director - Robert C McCormack | M | Y | For | For |
289 | | | | | | 1F | Director - Robert S Morrison | M | Y | For | For |
290 | | | | | | 1G | Director - E. Scott Santi | M | Y | For | For |
291 | | | | | | 1H | Director - James A Skinner | M | Y | For | For |
292 | | | | | | 1I | Director - David B Smith Jr | M | Y | For | For |
293 | | | | | | 1J | Director - Pamela B Strobel | M | Y | For | For |
294 | | | | | | 1K | Director - Kevin M Warren | M | Y | For | For |
295 | | | | | | 1L | Director - Anre D Williams | M | Y | For | For |
296 | | | | | | 2 | Ratify Deloitte & Touche LLP auditiors | M | Y | For | For |
297 | | | | | | 3 | Advisory vote on executive compensation | M | Y | For | For |
298 | | | | | | 4 | Adopt majority voting | M | Y | For | For |
299 | Intel Corporation | INTC | 458140100 | Annual | 5/16/2013 | 1A | Director - Charlene Barshefsky | M | Y | For | For |
300 | | | | | | 1B | Director - Andy D Bryant | M | Y | For | For |
301 | | | | | | 1C | Director - Susan L Decker | M | Y | For | For |
302 | | | | | | 1D | Director - John J Donahoe | M | Y | For | For |
303 | | | | | | 1E | Director - Reed E Hundt | M | Y | For | For |
304 | | | | | | 1F | Director - James D Plummer | M | Y | For | For |
305 | | | | | | 1G | Director - David S Pottruck | M | Y | For | For |
306 | | | | | | 1H | Director - Frank D Yeary | M | Y | For | For |
307 | | | | | | 1I | Director - David B Yoffie | M | Y | For | For |
308 | | | | | | 2 | Ratify Ernst & Young LLP auditors | M | Y | For | For |
309 | | | | | | 3 | Advisory vote on executive compensation | M | Y | For | For |
310 | | | | | | 4 | Extend 2006 Equity Incentive Plan | M | Y | For | For |
311 | | | | | | 5 | Executives to retain significant stock | S | Y | Against | Against |
312 | International Business Machines Corporation | IBM | 459200101 | Annual | 4/30/2013 | 1A | Director - A J P Belda | M | Y | For | For |
313 | | | | | | 1B | Director - W R Brody | M | Y | For | For |
314 | | | | | | 1C | Director - K I Chenault | M | Y | For | For |
315 | | | | | | 1D | Director - M L Eskew | M | Y | For | For |
316 | | | | | | 1E | Director - D N Farr | M | Y | For | For |
317 | | | | | | 1F | Director - S A Jackson | M | Y | For | For |
318 | | | | | | 1G | Director - A N Liveris | M | Y | For | For |
319 | | | | | | 1H | Director - W J McNerney Jr | M | Y | For | For |
320 | | | | | | 1I | Director - J W Owens | M | Y | For | For |
321 | | | | | | 1J | Director - V M Rometty | M | Y | For | For |
322 | | | | | | 1K | Director - J E Spero | M | Y | For | For |
323 | | | | | | 1L | Director - S Taurel | M | Y | For | For |
324 | | | | | | 1M | Director - L H Zambrano | M | Y | For | For |
325 | | | | | | 2 | Ratify independent auditor | M | Y | For | For |
326 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
327 | | | | | | 4 | Disclose lobbying policies and practices | S | Y | Against | Against |
328 | | | | | | 5 | Right to act by written consent | S | Y | Against | Against |
329 | | | | | | 6 | Independent chairman | S | Y | Against | Against |
330 | | | | | | 7 | Executives to retain significant stock | S | Y | Against | Against |
331 | Kimberly-Clark Corp | KMB | 494368103 | Annual | 5/2/2013 | 1A | Director - John R Alm | M | Y | For | For |
332 | | | | | | 1B | Director - John F Bergstrom | M | Y | For | For |
333 | | | | | | 1C | Director - Abelardo E Bru | M | Y | For | For |
334 | | | | | | 1D | Director - Robert W Decherd | M | Y | For | For |
335 | | | | | | 1E | Director - Thomas J Falk | M | Y | For | For |
336 | | | | | | 1F | Director - Fabian T Garcia | M | Y | For | For |
337 | | | | | | 1G | Director - Mae C Jemison MD | M | Y | For | For |
338 | | | | | | 1H | Director - James M Jenness | M | Y | For | For |
339 | | | | | | 1I | Director - Nancy J Karch | M | Y | For | For |
340 | | | | | | 1J | Director - Ian C Read | M | Y | For | For |
341 | | | | | | 1K | Director - Linda Johnson Rice | M | Y | For | For |
342 | | | | | | 1L | Director - Marc J Shapiro | M | Y | For | For |
343 | | | | | | 2 | Ratify auditors | M | Y | For | For |
344 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
345 | Leggett & Platt Inc | LEG | 524660107 | Annual | 5/9/2013 | 1A | Director - Robert E Brunner | M | Y | For | For |
346 | | | | | | 1B | Director - Ralph W Clark | M | Y | For | For |
347 | | | | | | 1C | Director - Robert G. Culp, III | M | Y | For | For |
348 | | | | | | 1D | Director - R Ted Enloe III | M | Y | For | For |
349 | | | | | | 1E | Director - Richard T Fisher | M | Y | For | For |
350 | | | | | | 1F | Director - Matthew C Flanigan | M | Y | For | For |
351 | | | | | | 1G | Director - Karl G Glassman | M | Y | For | For |
352 | | | | | | 1H | Director - David S Haffner | M | Y | For | For |
353 | | | | | | 1I | Director - Joseph W McClanathan | M | Y | For | For |
354 | | | | | | 1J | Director - Judy C Odom | M | Y | For | For |
355 | | | | | | 1K | Director - Phoebe A Wood | M | Y | For | For |
356 | | | | | | 2 | Ratify Price Waterhouse Coopers LLP auditors | M | Y | For | For |
357 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
358 | | | | | | 4 | Sexual orientation & gender identity non-discrim policy | M | Y | For | For |
359 | Life Technologies Corporation | LIFE | 53217V109 | Annual | 4/24/2013 | 1.1 | Director - George F. Adam, Jr. | M | Y | For | For |
360 | | | | | | 1.2 | Director - Raymond V. Dittamore | M | Y | For | For |
361 | | | | | | 1.3 | Director -Donald W. Grimm | M | Y | For | For |
362 | | | | | | 1.4 | Director - Craig J. Mundie | M | Y | For | For |
363 | | | | | | 1.5 | Director - Ora H. Pescovitz, M.D. | M | Y | For | For |
364 | | | | | | 1.6 | Director - Per A. Peterson, Ph.D. | M | Y | For | For |
365 | | | | | | 2 | Ratify appt. of Ernst & Young | M | Y | For | For |
366 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
367 | | | | | | 4 | Approve equity incentive plan | M | Y | For | For |
368 | Lincoln Electric Holdings Inc | LECO | 533900106 | Annual | 4/25/2013 | 1 | Directors | M | Y | For | For |
369 | | | | | | 2 | Ratify appt. of Ernst & Young | M | Y | For | For |
370 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
371 | Lowe's Companies Inc | LOW | 548661107 | Annual | 5/31/2013 | 1 | Directors | M | Y | For | For |
372 | | | | | | 2 | Ratify appt. of Deloitte & Touche | M | Y | For | For |
373 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
374 | | | | | | 4 | Executive stock retention | M | Y | For | For |
375 | McDonald's Corporation | MCD | 580135101 | Annual | 5/23/2013 | 1A | Director - Walter E. Massey | M | Y | For | For |
376 | | | | | | 1B | Director - John W. Rogers, Jr. | M | Y | For | For |
377 | | | | | | 1C | Director - Roger W. Stone | M | Y | For | For |
378 | | | | | | 1D | Director - Miles D. White | M | Y | For | For |
379 | | | | | | 2 | Advisory vote executive compensation | M | Y | For | For |
380 | | | | | | 3 | Ratify appt. of Ernst & Young | M | Y | For | For |
381 | | | | | | 4 | Annual report on executive compensation | S | Y | Against | Against |
382 | | | | | | 5 | Executive stock retention | S | Y | Against | Against |
383 | | | | | | 6 | Human rights report | S | Y | Against | Against |
384 | | | | | | 7 | Nutrition report | S | Y | Against | Against |
385 | National Western Life Insurance Co | NWLI | 638522102 | Annual | 6/28/2013 | 1 | Directors | M | Y | For | For |
386 | | | | | | 2 | Ratify appt. of KPMG | M | Y | For | For |
387 | | | | | | 3 | Executive officer bonus plan | M | Y | For | For |
388 | Noble Corporation | NE | H5833N103 | Annual | 4/26/2013 | 1 | Directors | M | Y | For | For |
389 | | | | | | 2 | Approval of reports | M | Y | For | For |
390 | | | | | | 3 | Approve dividend payment | M | Y | For | For |
391 | | | | | | 4 | Ratify appt. of PriceWaterhouseCoopers LLP | M | Y | For | For |
392 | | | | | | 5 | Approve discharge of directors and officers | M | Y | For | For |
393 | | | | | | 6 | Advisory vote executive compensation | M | Y | For | For |
394 | | | | | | 7 | Approve extension of authority to issue share capital | M | Y | For | For |
395 | PPG Industries Inc | PPG | 693506107 | Annual | 4/18/2013 | 1 | Directors | M | Y | For | For |
396 | | | | | | 2 | Advisory vote executive compensation | M | Y | For | For |
397 | | | | | | 3 | Annual election of directors | M | Y | For | For |
398 | | | | | | 4 | Ratify appt. of PriceWaterhouseCoopers LLP | M | Y | For | For |
399 | | | | | | 5 | Adopt simple majority vote | S | Y | For | Against |
400 | Pepsico Inc | PEP | 713448108 | Annual | 5/1/2013 | 1A | Director - S L Brown | M | Y | For | For |
401 | | | | | | 1B | Director - G. W. Buckley | M | Y | For | For |
402 | | | | | | 1C | Director - I M Cook | M | Y | For | For |
403 | | | | | | 1D | Director - D Dublon | M | Y | For | For |
404 | | | | | | 1E | Director - V J Dzau | M | Y | For | For |
405 | | | | | | 1F | Director - R L Hunt | M | Y | For | For |
406 | | | | | | 1G | Director - A Ibarguen | M | Y | For | For |
407 | | | | | | 1H | Director - I K Nooyi | M | Y | For | For |
408 | | | | | | 1I | Director - S P Rockefeller | M | Y | For | For |
409 | | | | | | 1J | Director - J J Schiro | M | Y | For | For |
410 | | | | | | 1K | Director - L G Trotter | M | Y | For | For |
411 | | | | | | 1L | Director - D Vasella | M | Y | For | For |
412 | | | | | | 1M | Director - A Weisser | M | Y | For | For |
413 | | | | | | 2 | Ratify KPMG LLP auditors | M | Y | For | For |
414 | | | | | | 3 | Advisory vote on executive compensation | M | Y | For | For |
415 | Pfizer Inc | PFE | 717081103 | Annual | 4/25/2013 | 1A | Director - Dennis A Ausiello | M | Y | For | For |
416 | | | | | | 1B | Director - M Anthony Burns | M | Y | For | For |
417 | | | | | | 1C | Director - W Don Cornwell | M | Y | For | For |
418 | | | | | | 1D | Director - Frances D Fergusson | M | Y | For | For |
419 | | | | | | 1E | Director - William H Gray III | M | Y | For | For |
420 | | | | | | 1F | Director - Helen H Hobbs | M | Y | For | For |
421 | | | | | | 1G | Director - Constance J Horner | M | Y | For | For |
422 | | | | | | 1H | Director - James M Kilts | M | Y | For | For |
423 | | | | | | 1I | Director - Geroge A Lorch | M | Y | For | For |
424 | | | | | | 1J | Director - Suzanne Nora Johnson | M | Y | For | For |
425 | | | | | | 1K | Director - Ian C Read | M | Y | For | For |
426 | | | | | | 1L | Director - Stephen W Sanger | M | Y | For | For |
427 | | | | | | 1M | Director - Marc Tessier-Lavigne | M | Y | For | For |
428 | | | | | | 2 | Ratify KPMG LLP auditors | M | Y | For | For |
429 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
430 | | | | | | 4 | Executive equity retention | M | Y | For | For |
431 | | | | | | 5 | Action by written consent | M | Y | For | For |
432 | Phillips 66 | PSX | 718546104 | Annual | 5/8/2013 | 1a | Director Greg C. Garland | M | Y | For | For |
433 | | | | | | 1b | Director John E. Lowe | M | Y | For | For |
434 | | | | | | 2 | Ratify appt. of Ernst & Young | M | Y | For | For |
435 | | | | | | 3 | Adopt Omnibus Stock and Performance Incentive Plan | M | Y | For | For |
436 | | | | | | 4 | Advisory vote executive compensation | M | Y | For | For |
437 | | | | | | 5 | Advisory vote on frequency of stockholder votes on executive compensation | M | Y | 1YR | For |
438 | Plum Creek Timber Company Inc | PCL | 729251108 | Annual | 5/7/2013 | 1A | Director - Rick R Holley | M | Y | For | For |
439 | | | | | | 1B | Director - Robin Josephs | M | Y | For | For |
440 | | | | | | 1C | Director - John G McDonald | M | Y | For | For |
441 | | | | | | 1D | Director - Robert B McLeod | M | Y | For | For |
442 | | | | | | 1E | Director - John F Morgan Sr | M | Y | For | For |
443 | | | | | | 1F | Director - Marc F Racicot | M | Y | For | For |
444 | | | | | | 1G | Director - Lawrence A Selzer | M | Y | For | For |
445 | | | | | | 1H | Director - Stephen C Tobias | M | Y | For | For |
446 | | | | | | 1I | Director - Martin A White | M | Y | For | For |
447 | | | | | | 2 | Advisory vote executive compensation | M | Y | For | For |
448 | | | | | | 3 | Ratify Ernst & Young auditors | M | Y | For | For |
449 | Qiagen | QGEN | N72482107 | Annual | 6/26/2013 | 1 | Adopt annual accounts | M | Y | For | For |
450 | | | | | | 2 | Discharge directors from duties | M | Y | For | For |
451 | | | | | | 3 | Discharge supervisory directors from duties | M | Y | For | For |
452 | | | | | | 4a | Director - Prof. Dr. Detlev H. Riesner | M | Y | Against | For |
453 | | | | | | 4b | Director - Dr. Werner Brandt | M | Y | Against | For |
454 | | | | | | 4c | Director - Dr. Metin Colpan | M | Y | Against | For |
455 | | | | | | 4d | Director - Prof. Dr., Manfred Karobath | M | Y | Against | For |
456 | | | | | | 4e | Director - Ms Elizabeth E. Tallett | M | Y | Against | For |
457 | | | | | | 4f | Director - Stephane Bancel | M | Y | Against | For |
458 | | | | | | 4g | Director - Lawrence A. Rosen | M | Y | Against | For |
459 | | | | | | 5a | Director Peer Schatz | M | Y | Against | For |
460 | | | | | | 5b | Director - Roland Sackers | M | Y | Against | For |
461 | | | | | | 6 | Ratify appt. of Ernst & Young | M | Y | For | For |
462 | | | | | | 7a | Authorize issue common shares | M | Y | Against | For |
463 | | | | | | 7b | Authorize exclusion of preemptive rights for issuing shares | M | Y | Against | For |
464 | | | | | | 8 | Authorize board to acquire shares | M | Y | For | For |
465 | RPC Inc | RES | 749660106 | Annual | 4/23/2013 | 1 | Directors | M | Y | For | For |
466 | | | | | | 2 | Ratify appt. of Grant Thornton LLP | M | Y | For | For |
467 | Raven Industries Inc | RAVN | 754212108 | Annual | 5/23/2013 | 1 | Directors | M | Y | For | For |
468 | | | | | | 2 | Advisory vote executive compensation | M | Y | For | For |
469 | | | | | | 3 | Ratify appt. of PriceWaterhouseCoopers LLP | M | Y | For | For |
470 | Resolute Forest Products Inc | EFP | 003687209 | Annual | 5/16/2013 | 1.01 | Director - Michel P. Desbiens | M | Y | For | For |
471 | | | | | | 1.02 | Director - Jennifer C. Dolan | M | Y | For | For |
472 | | | | | | 1.03 | Director - Richard D Falconer | M | Y | For | For |
473 | | | | | | 1.04 | Director - Richard Garneau | M | Y | For | For |
474 | | | | | | 1.05 | Director - Jeffrey A Hearn | M | Y | For | For |
475 | | | | | | 1.06 | Director - Bradley P Martin | M | Y | For | For |
476 | | | | | | 1.07 | Director - Alain Rheaume | M | Y | For | For |
477 | | | | | | 1.08 | Director - Michael Rousseau | M | Y | For | For |
478 | | | | | | 1.09 | Director - David H Wilkins | M | Y | For | For |
479 | | | | | | 2 | Ratify Price Waterhouse Coopers LLP auditors | M | Y | For | For |
480 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
481 | St. Jude Medical Inc | STJ | 790849103 | Annual | 5/2/2013 | 1a | Director - Stuart M. Essig | M | Y | For | For |
482 | | | | | | 1b | Director - Barbara B. Hill | M | Y | For | For |
483 | | | | | | 1c | Director - Michael A. Rocca | M | Y | For | For |
484 | | | | | | 2 | Approve amendments to articles | M | Y | For | For |
485 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
486 | | | | | | 4 | Ratify appt. of Ernst & Young | M | Y | For | For |
487 | Seacoast Banking Corporation of Florida | SBCF | 811707306 | Annual | 5/23/2013 | 1 | Directors | M | Y | Against | For |
488 | | | | | | 2 | Approve Incentive Plan | M | Y | Against | For |
489 | | | | | | 3 | Ratify appt. of independent auditors | M | Y | For | For |
490 | | | | | | 4 | Reverse stock split extension | M | Y | For | For |
491 | | | | | | 5 | Advisory vote executive compensation | M | Y | For | For |
492 | | | | | | 6 | Frequency of future votes on executive compensation | M | Y | 1YR | For |
493 | Staples Inc | SPLS | 855030102 | Annual | 6/3/2013 | 1A | Director - Basil L Anderson | M | Y | Against | For |
494 | | | | | | 1B | Director - Arthur M Blank | M | Y | Against | For |
495 | | | | | | 1C | Director - Drew G Faust | M | Y | Against | For |
496 | | | | | | 1D | Director - Justin King | M | Y | Against | For |
497 | | | | | | 1E | Director - Carol Meyrowitz | M | Y | Against | For |
498 | | | | | | 1F | Director - Rowland T Moriarty | M | Y | Against | For |
499 | | | | | | 1G | Director - Robert C Nakasone | M | Y | Against | For |
500 | | | | | | 1H | Director - Ronald L Sargent | M | Y | Against | For |
501 | | | | | | 1I | Director - Elizabeth A Smith | M | Y | Against | For |
502 | | | | | | 1J | Director - Robert E Sulentic | M | Y | Against | For |
503 | | | | | | 1K | Director - Raul Vazquez | M | Y | Against | For |
504 | | | | | | 1L | Director - Vijay Vishwanath | M | Y | Against | For |
505 | | | | | | 1M | Director - Paul F Walsh | M | Y | Against | For |
506 | | | | | | 2 | Advisory vote executive compensation | M | Y | Against | For |
507 | | | | | | 3 | Ratify appt. of Ernst & Young | M | Y | For | For |
508 | | | | | | 4 | Provide proxy access for holders of 1% | M | Y | For | Against |
509 | | | | | | 5 | Require independent board chairman | M | Y | For | Against |
510 | Stryker Corporation | SYK | 863667101 | Annual | 4/30/2013 | 1A | Director - Howard E. Cox, Jr. | M | Y | For | For |
511 | | | | | | 1B | Director - Srikant M. Datar, Ph.D | M | Y | For | For |
512 | | | | | | 1C | Director - Roch Doliveux, DVM | M | Y | For | For |
513 | | | | | | 1D | Director - Louise L. Francesconi | M | Y | For | For |
514 | | | | | | 1E | Director - Allan C. Golston | M | Y | For | For |
515 | | | | | | 1F | Director - Howard L. Lance | M | Y | For | For |
516 | | | | | | 1G | Director - Kevn A. Lobo | M | Y | For | For |
517 | | | | | | 1H | Director - William U. Parfet | M | Y | For | For |
518 | | | | | | 1I | Director - Ronda E. Stryker | M | Y | For | For |
519 | | | | | | 2 | Ratify appt. of Ernst & Young | M | Y | For | For |
520 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
521 | SunTrust Banks Inc | STI | 867914103 | Annual | 4/23/2013 | 1A | Director Robert M Beall, II | M | Y | For | For |
522 | | | | | | 1B | Director Alston D. Correll | M | Y | For | For |
523 | | | | | | 1C | Director Jeffrey C. Crowe | M | Y | For | For |
524 | | | | | | 1D | Director David H. Hughes | M | Y | For | For |
525 | | | | | | 1E | Director M Douglas Ivester | M | Y | For | For |
526 | | | | | | 1F | Director Kyle Precht Legg | M | Y | For | For |
527 | | | | | | 1G | Director William A. Linnenbringer | M | Y | For | For |
528 | | | | | | 1H | Director Donna S. Morea | M | Y | For | For |
529 | | | | | | 1I | Director David M. Ratcliffe | M | Y | For | For |
530 | | | | | | 1J | Director William H. Rogers, Jr. | M | Y | For | For |
531 | | | | | | 1K | Director Frank W. Scruggs | M | Y | For | For |
532 | | | | | | 1L | Director Thomas R. Watjen | M | Y | For | For |
533 | | | | | | 1M | Director Dr. Phail Wynn, Jr. | M | Y | For | For |
534 | | | | | | 2 | Advisory vote executive compensation | M | Y | For | For |
535 | | | | | | 3 | Ratify appt. of Ernst & Young | M | Y | For | For |
536 | 3M Company | MMM | 88579Y101 | Annual | 5/14/2013 | 1A | Director - Linda G Alvarado | M | Y | For | For |
537 | | | | | | 1B | Director - Vance D Coffman | M | Y | For | For |
538 | | | | | | 1C | Director - Michael L Eskew | M | Y | For | For |
539 | | | | | | 1D | Director - James Farrell | M | Y | For | For |
540 | | | | | | 1E | Director - Herbert L Henkel | M | Y | For | For |
541 | | | | | | 1F | Director - Muhtar Kent | M | Y | For | For |
542 | | | | | | 1G | Director - Edward M Liddy | M | Y | For | For |
543 | | | | | | 1H | Director - Robert S Morrison | M | Y | For | For |
544 | | | | | | 1I | Director - Aulana L Peters | M | Y | For | For |
545 | | | | | | 1J | Director - Inge G Thulin | M | Y | For | For |
546 | | | | | | 1K | Director - Robert J Ulrich | M | Y | For | For |
547 | | | | | | 2 | Ratify Price Waterhouse Coopers LLP auditors | M | Y | For | For |
548 | | | | | | 3 | Advisory approval of executive compensation | M | Y | For | For |
549 | | | | | | 4 | Action by written consent | M | Y | For | Against |
550 | | | | | | 5 | Prohibit political spending from corporate treasury funds | M | Y | For | Against |
551 | Tiffany & Co | TIF | 886547108 | Annual | 5/16/2013 | 1A | Director - Michael J Kowalski | M | Y | For | For |
552 | | | | | | 1B | Director - Rose Marie Bravo | M | Y | For | For |
553 | | | | | | 1C | Director - Gary E Costley | M | Y | For | For |
554 | | | | | | 1D | Director - Lawrence K Fish | M | Y | For | For |
555 | | | | | | 1E | Director - Abby F Kohnstamm | M | Y | For | For |
556 | | | | | | 1F | Director - Charles K Marquis | M | Y | For | For |
557 | | | | | | 1G | Director - Peter W May | M | Y | Against | For |
558 | | | | | | 1H | Director - William A Shutzer | M | Y | For | For |
559 | | | | | | 1I | Director - Robert S Singer | M | Y | Against | For |
560 | | | | | | 2 | Ratify Price Waterhouse Coopers LLP auditors | M | Y | For | For |
561 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
562 | Total System Services Inc. | TSS | 891906109 | Annual | 4/30/2013 | 1A | Director - James H Blanchard | M | Y | For | For |
563 | | | | | | 1B | Director - Richard Y Bradley | M | Y | For | For |
564 | | | | | | 1C | Director - Kriss Cloninger III | M | Y | For | For |
565 | | | | | | 1D | Director - Walter W Driver Jr | M | Y | For | For |
566 | | | | | | 1E | Director - Gardiner W Gerrard Jr | M | Y | For | For |
567 | | | | | | 1F | Director - Sidney E Harris | M | Y | For | For |
568 | | | | | | 1G | Director - Mason H Lampton | M | Y | For | For |
569 | | | | | | 1H | Director - H Lynn Page | M | Y | For | For |
570 | | | | | | 1I | Director - Phillip W Tomlinson | M | Y | For | For |
571 | | | | | | 1J | Director - John T Turner | M | Y | For | For |
572 | | | | | | 1K | Director - Richard W Ussery | M | Y | For | For |
573 | | | | | | 1L | Director - M Troy Woods | M | Y | For | For |
574 | | | | | | 1M | Director - James D Yancey | M | Y | For | For |
575 | | | | | | 2 | Ratify KPMG LLP auditors | M | Y | For | For |
576 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
577 | U.S. Bancorp | USB | 902973304 | Annual | 4/16/2013 | 1A | Director - Douglas M Baker Jr | M | Y | For | For |
578 | | | | | | 1B | Director - Y Marc Belton | M | Y | For | For |
579 | | | | | | 1C | Director - Victoria Buyniski Gluckman | M | Y | For | For |
580 | | | | | | 1D | Director - Arthur D Collins Jr | M | Y | For | For |
581 | | | | | | 1E | Director - Richard K Davis | M | Y | For | For |
582 | | | | | | 1F | Director - Roland A Hernandez | M | Y | For | For |
583 | | | | | | 1G | Director - Doreen Woo Ho | M | Y | For | For |
584 | | | | | | 1H | Director - Joel W Johnson | M | Y | For | For |
585 | | | | | | 1I | Director - Olivia F Kirtley | M | Y | For | For |
586 | | | | | | 1J | Director - Jerry W Levin | M | Y | For | For |
587 | | | | | | 1K | Director - David B O'Maley | M | Y | For | For |
588 | | | | | | 1L | Director - O'dell M Owens MD MPH | M | Y | For | For |
589 | | | | | | 1M | Director - Craig D Schnuck | M | Y | For | For |
590 | | | | | | 1N | Director - Patrick T Stokes | M | Y | For | For |
591 | | | | | | 2 | Ratify Ernst & Young LLP auditors | M | Y | For | For |
592 | | | | | | 3 | Advisory vote executive compensation | M | Y | For | For |
593 | | | | | | 4 | Require independent board chairman | M | Y | Against | For |
594 | United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/2/2013 | 1A | Director - F Duane Ackerman | M | Y | Against | For |
595 | | | | | | 1B | Director - Michael J Burns | M | Y | For | For |
596 | | | | | | 1C | Director - D Scott Davis | M | Y | Against | For |
597 | | | | | | 1D | Director - Stuart E Eizenstat | M | Y | For | For |
598 | | | | | | 1E | Director - Michael L Eskew | M | Y | For | For |
599 | | | | | | 1F | Director - William R Johnson | M | Y | For | For |
600 | | | | | | 1G | Director - Candace Kendle | M | Y | For | For |
601 | | | | | | 1H | Director - Ann M Livermore | M | Y | For | For |
602 | | | | | | 1I | Director - Rudy H P Markham | M | Y | For | For |
603 | | | | | | 1J | Director - Clark T Randt Jr | M | Y | For | For |
604 | | | | | | 1K | Director - Carol B Tome | M | Y | For | For |
605 | | | | | | 1L | Director - Kevin W. Warsh | M | Y | For | For |
606 | | | | | | 2 | Ratify Deloitte & Touche LLP auditors | M | Y | For | For |
607 | | | | | | 3 | Proposal on lobbying disclosure | S | Y | For | Against |
608 | | | | | | 4 | Proposal to reduce voting power of class A stock | S | Y | For | Against |
609 | Verisk Analytics Inc | VRSK | 92345Y106 | Annual | 5/15/2013 | 1 | Directors | M | Y | For | For |
610 | | | | | | 2 | Advisory vote executive compensation | M | Y | For | For |
611 | | | | | | 3 | Approve equity incentive plan | M | Y | For | For |
612 | | | | | | 4 | Approve annual incentive plan | M | Y | For | For |
613 | | | | | | 5 | Ratify appt. of Deloitte & Touche | M | Y | For | For |
614 | Weis Markets Inc | WMK | 948849104 | Annual | 4/25/2013 | 1 | Directors | M | Y | For | For |
615 | | | | | | 2 | Ratify appt. of Grant Thornton LLP | M | Y | For | For |
616 | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | Annual | 5/23/2013 | 1 | Directors | M | Y | For | For |
617 | | | | | | 10 | Advisory vote executive compensation | M | Y | For | For |
618 | | | | | | 11 | Approve long-term incentive plan | M | Y | For | For |
619 | | | | | | 12 | Ratify appt. of PriceWaterhouseCoopers LLP | M | Y | For | For |
620 | Zebra Technologies Corporation | ZBRA | 989207105 | Annual | 5/16/2013 | 1 | Directors | M | Y | For | For |
621 | | | | | | 2 | Advisory vote executive compensation | M | Y | For | For |
622 | | | | | | 3 | Ratify appt. of Ernst & Young | M | Y | For | For |
623 | ADT Corporation | ADT | 00101J106 | Annual | 3/14/2013 | | Directors | M | Y | For | For |
624 | | | | | | | Ratify appointment of DeLoitte & Touche | M | Y | For | For |
625 | | | | | | | Advisory vote on approval executive compensation | M | Y | For | For |
626 | | | | | | | Frequency non-binding vote executive compensation | M | Y | 1 Yr | For |
627 | Becton Dickinson and Company | BDX | 075887109 | Annual | 1/29/2013 | | Director - Basil L Anderson | M | Y | For | For |
628 | | | | | | | Director - Henry P Becton Jr | M | Y | For | For |
629 | | | | | | | Director - Catherine M Burzik | M | Y | For | For |
630 | | | | | | | Director - Edward F DeGraan | M | Y | For | For |
631 | | | | | | | Director - Vincent A Forlenza | M | Y | For | For |
632 | | | | | | | Director - Claire M Fraser | M | Y | For | For |
633 | | | | | | | Director - Christopher Jones | M | Y | For | For |
634 | | | | | | | Director - Marshall O Larsen | M | Y | For | For |
635 | | | | | | | Director - Adel A F Mahmoud | M | Y | For | For |
636 | | | | | | | Director - Gary A Mecklenburg | M | Y | For | For |
637 | | | | | | | Director - James F Orr | M | Y | For | For |
638 | | | | | | | Director - Willard J Overlock Jr | M | Y | For | For |
639 | | | | | | | Director - Rebecca W Rimel | M | Y | For | For |
640 | | | | | | | Director - Bertram L Scott | M | Y | For | For |
641 | | | | | | | Director - Alfred Sommer | M | Y | For | For |
642 | | | | | | | Ratify independent public accountant | M | Y | For | For |
643 | | | | | | | Advisory vote on approval executive compensation | M | Y | For | For |
644 | | | | | | | Amend company's restated certificate of incorporation | M | Y | For | For |
645 | | | | | | | Amend 2004 Emp & dir equity-based comp plan | M | Y | For | For |
646 | Corning Inc | GLW | 219350105 | Annual | 4/25/2013 | | Director - John Seely Brown | M | Y | For | For |
647 | | | | | | | Director - Stephanie A Burns | M | Y | For | For |
648 | | | | | | | Director - John A Canning Jr | M | Y | For | For |
649 | | | | | | | Director - Richard T Clark | M | Y | For | For |
650 | | | | | | | Director - Robert F Cummings | M | Y | For | For |
651 | | | | | | | Director - James B Flaws | M | Y | For | For |
652 | | | | | | | Director - Kurt M Landgraf | M | Y | For | For |
653 | | | | | | | Director - Kevin J Martin | M | Y | For | For |
654 | | | | | | | Director - Deborah D Rieman | M | Y | For | For |
655 | | | | | | | Director - Hansel E Tookes II | M | Y | For | For |
656 | | | | | | | Director - Wendell P Weeks | M | Y | For | For |
657 | | | | | | | Director - Mark S Wrighton | M | Y | For | For |
658 | | | | | | | Advisory vote on approval executive compensation | M | Y | For | For |
659 | | | | | | | Ratify appt. of PricewaterhouseCoopers | M | Y | For | For |
660 | Costco Wholesale Corp | COST | 22160K105 | Annual | 1/24/2013 | | Directors | M | Y | For | For |
661 | | | | | | | Ratify independent public accountant | M | Y | For | For |
662 | | | | | | | Advisory vote on approval executive compensation | M | Y | For | For |
663 | | | | | | | Eliminate classified Board | S | Y | Against | For |
664 | Walt Disney Company | DIS | 254687106 | Annual | 3/6/2013 | | Director - Susan E Arnold | M | Y | For | For |
665 | | | | | | | Director - John S Chen | M | Y | For | For |
666 | | | | | | | Director - Judith L Estrin | M | Y | For | For |
667 | | | | | | | Director - Robert A Iger | M | Y | For | For |
668 | | | | | | | Director - Fred H Langhammer | M | Y | For | For |
669 | | | | | | | Director - Aylwin B Lewis | M | Y | For | For |
670 | | | | | | | Director - Monica C Lozano | M | Y | For | For |
671 | | | | | | | Director - Robert W Matschullat | M | Y | For | For |
672 | | | | | | | Director - Sheryl K Sandberg | M | Y | For | For |
673 | | | | | | | Director - Orin C Smith | M | Y | For | For |
674 | | | | | | | Ratify appt. of PricewaterhouseCoopers | M | Y | For | For |
675 | | | | | | | Approve 2002 executive performance plan | M | Y | For | For |
676 | | | | | | | Advisory vote on approval executive compensation | M | Y | For | For |
677 | | | | | | | Shareholder proposal relating to proxy access | S | Y | For | Against |
678 | | | | | | | Shareholder prop future separation chairman & CEO | S | Y | For | Against |
679 | Emerson Electric Co | EMR | 291011104 | Annual | 2/5/2013 | | Directors | M | Y | For | For |
680 | | | | | | | Approve executive compensation | M | Y | For | For |
681 | | | | | | | Ratify KPMG LLP auditors | M | Y | For | For |
682 | | | | | | | Approve declassification of board | M | Y | For | For |
683 | | | | | | | Approve issuance sustainability report | S | Y | For | Against |
684 | Family Dollar Stores Inc | FDO | 307000109 | Annual | 1/17/2013 | | Directors | M | Y | For | For |
685 | | | | | | | Executive Compensation | M | Y | For | For |
686 | | | | | | | Approve employee stock purchase plan | M | Y | For | For |
687 | | | | | | | Ratify PriceWaterHouseCoopers LLP auditors | M | Y | For | For |
688 | | | | | | | Amend comopany business partner code of conduct | S | Y | For | Against |
689 | Genuine Parts Company | GPC | 372460105 | Annual | 4/22/2013 | | Directors | M | Y | W/H 01 | W/H 01 |
690 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
691 | | | | | | | Ratify appt. of Ernst & Young | M | Y | For | For |
692 | Novartis AG | NVS | 66987V109 | Annual | 2/22/2013 | | Approve annual report & financial statement Y/E 2012 | M | Y | For | For |
693 | | | | | | | Discharge board from liability | M | Y | For | For |
694 | | | | | | | Appropriate earnings and declare dividend | M | Y | For | For |
695 | | | | | | | Advisory vote compensation system | M | Y | For | For |
696 | | | | | | | Director - Verena A Briner 3-yr term | M | Y | For | For |
697 | | | | | | | Director - Joerg Reinhart PhD 3-yr term | M | Y | For | For |
698 | | | | | | | Director - Charles L Sawyers MD 3-yr term | M | Y | For | For |
699 | | | | | | | Director - William T Winters 3-yr term | M | Y | For | For |
700 | | | | | | | Appointment of auditor | M | Y | For | For |
701 | | | | | | | Additional proposals | M | Y | For | For |
702 | SK Telecom Co Ltd | SKM | 78440P108 | Annual | 3/22/2013 | | Approve financial statements | M | Y | For | For |
703 | | | | | | | Approve amendments of articles | M | Y | For | For |
704 | | | | | | | Election of executive director Cho Daesik | M | Y | Against | Against |
705 | | | | | | | Election independent non-exec director Oh Daeshick | M | Y | Against | Against |
706 | | | | | | | Election member audit committee Oh Daeshick | M | Y | Against | Against |
707 | | | | | | | Approve ceiling director remuneration KRW 12 B | M | Y | For | For |
708 | TE Connectivity Ltd | TEL | H84989104 | Annual | 3/16/2013 | | Director - Pierre R Brondeau | M | Y | For | For |
709 | | | | | | | Director - Juergen W Gromer | M | Y | For | For |
710 | | | | | | | Director - William A Jeffrey | M | Y | For | For |
711 | | | | | | | Director - Thomas J Lynch | M | Y | For | For |
712 | | | | | | | Director - Yong Nam | M | Y | For | For |
713 | | | | | | | Director - Daniel J Phelan | M | Y | For | For |
714 | | | | | | | Director - Frederic M Poses | M | Y | For | For |
715 | | | | | | | Director - Lawrence S Smith | M | Y | For | For |
716 | | | | | | | Director - Paula A Sneed | M | Y | For | For |
717 | | | | | | | Director - David P Steiner | M | Y | For | For |
718 | | | | | | | Director - John C Van Scoter | M | Y | For | For |
719 | | | | | | | Approve 2012 annual rpt, consol and stat fin'l stmts | M | Y | For | For |
720 | | | | | | | Approve statutory fin'l stmts for y/e 06/28/2012 | M | Y | For | For |
721 | | | | | | | Approve consolidated fin'l stmts for y/e 06/28/2012 | M | Y | For | For |
722 | | | | | | | Release bdmembers & exec officers for y/e 09/28/12 | M | Y | For | For |
723 | | | | | | | Elect Deloitte Touche independent acctg firm for 2013 | M | Y | For | For |
724 | | | | | | | Elect Deloitte Touche registered acctg firm for 2013 | M | Y | For | For |
725 | | | | | | | Elect PriceWaterhouseCoopers spcl auditor 2013 | M | Y | For | For |
726 | | | | | | | Advisory vote executive compensation | M | Y | For | For |
727 | | | | | | | Approve dividend pymt 3rd qtr 2013 thru 2nd qtr 2014 | M | Y | For | For |
728 | | | | | | | Approve renewal auth capital & related amendments | M | Y | For | For |
729 | | | | | | | Approve reductions shr cap acq under repo porgram | M | Y | For | For |
730 | | | | | | | Approve adjournments or postponments ann gen mtg | M | Y | For | For |
731 | Texas Instruments | TXN | 882508104 | Annual | 4/18/2013 | | Director - R W Babb Jr | M | Y | For | For |
732 | | | | | | | Director - M A Blinn | M | Y | For | For |
733 | | | | | | | Director - D A Carp | M | Y | For | For |
734 | | | | | | | Director - C S Cox | M | Y | For | For |
735 | | | | | | | Director - P H Patsley | M | Y | For | For |
736 | | | | | | | Director - R E Sanchez | M | Y | For | For |
737 | | | | | | | Director - W R Sanders | M | Y | For | For |
738 | | | | | | | Director - R J Simmons | M | Y | For | For |
739 | | | | | | | Director - R K Templeton | M | Y | For | For |
740 | | | | | | | Director - C T Whitman | M | Y | For | For |
741 | | | | | | | Advisory approval executive compensation | M | Y | For | For |
742 | | | | | | | Ratify appt. of Ernst & Young | M | Y | For | For |
743 | Tyco International Ltd | TYC | H89128104 | Annual | 3/6/2013 | | Election of Directors | M | Y | For | For |
744 | | | | | | | Approve ann rpt/consol fin'l stmt parent co fiscal 2012 | M | Y | For | For |
745 | | | | | | | Discharge directors from liability | M | Y | For | For |
746 | | | | | | | Elect Deloitte Touche stat auditors and acctg firm | M | Y | For | For |
747 | | | | | | | Ratify Deloitte Touche independent acctg firm US | M | Y | For | For |
748 | | | | | | | Elect PriceWaterhouseCoopers special auditors | M | Y | For | For |
749 | | | | | | | Approve allocation of FY12 results | M | Y | For | For |
750 | | | | | | | Approve ord cash div out of cap contrib reserve | M | Y | For | For |
751 | | | | | | | Non-binding advisory vote exec compensation | M | Y | For | For |
752 | | | | | | | Amend articles to renew shr cap avail new issuance | M | Y | For | For |
753 | | | | | | | Approve reduction registered share capital | M | Y | For | For |
754 | Valspar Corporation | VAL | 920355104 | Annual | 2/21/2013 | | Directors | M | Y | For | For |
755 | | | | | | | Advisory vote executive compensation | M | Y | For | For |
756 | | | | | | | Ratify appointment of public accounting firm | M | Y | For | For |
757 | Archer-Daniel-Midland Co | ADM | 039483102 | Annual | 11/1/2012 | | Director - A L Boeckmann | M | Y | For | For |
758 | | | | | | | Director - G W Buckley | M | Y | For | For |
759 | | | | | | | Director - M H Carter | M | Y | Against | Against |
760 | | | | | | | Director - T Crews | M | Y | Against | Against |
761 | | | | | | | Director - P Dufour | M | Y | Against | Against |
762 | | | | | | | Director - D E Felsinger | M | Y | Against | Against |
763 | | | | | | | Director - A Maciel | M | Y | Against | Against |
764 | | | | | | | Director - P J Moore | M | Y | Against | Against |
765 | | | | | | | Director - T F O'Neill | M | Y | Against | Against |
766 | | | | | | | Director - D Shih | M | Y | For | For |
767 | | | | | | | Director - K R Westbrook | M | Y | Against | Against |
768 | | | | | | | Director - P A Woertz | M | Y | Against | Against |
769 | | | | | | | Ratify Ernst & Young LLP auditors | M | Y | For | For |
770 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
771 | | | | | | | Proposal re special shareholder meeting | S | Y | Against | For |
772 | Automatic Data Processing Inc | ADP | 053015103 | Annual | 11/13/2012 | | Directors | M | Y | For | For |
773 | | | | | | | Ratify Deloitte & Touché LLP auditors | M | Y | For | For |
774 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
775 | Avnet Inc | AVT | 053807103 | Annual | 11/2/2012 | | Directors | M | Y | For | For |
776 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
777 | | | | | | | Approve executive incentive plan | M | Y | For | For |
778 | | | | | | | Ratify KPMG LLP auditors | M | Y | For | For |
779 | BOFI Holding Inc | BOFI | 05566U108 | Annual | 11/8/2012 | | Directors | M | Y | For | For |
780 | | | | | | | Ratify Crowe Horwath LLP auditors | M | Y | For | For |
781 | Campbell Soup Co | CPB | 134429109 | Annual | 11/14/2012 | | Directors | M | Y | For | For |
782 | | | | | | | Ratify independent registered public accounting firm | M | Y | For | For |
783 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
784 | Cardinal Health Inc | CAH | 14149Y108 | Annual | 11/2/2012 | | Director - Colleen F Arnold | M | Y | For | For |
785 | | | | | | | Director - George S Barrett | M | Y | For | For |
786 | | | | | | | Director - Glenn A Britt | M | Y | For | For |
787 | | | | | | | Director - Carrie S Cox | M | Y | For | For |
788 | | | | | | | Director - Calvin Darden | M | Y | For | For |
789 | | | | | | | Director - Bruce L Downey | M | Y | For | For |
790 | | | | | | | Director - John F Finn | M | Y | For | For |
791 | | | | | | | Director - Clayton M Jones | M | Y | For | For |
792 | | | | | | | Director - Gregory B Kenny | M | Y | For | For |
793 | | | | | | | Director - David P King | M | Y | For | For |
794 | | | | | | | Director - Richard C Notebaert | M | Y | For | For |
795 | | | | | | | Director - Jean G Spaulding MD | M | Y | For | For |
796 | | | | | | | Ratify Ernst & Young LLP auditors | M | Y | For | For |
797 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
798 | | | | | | | SH - Proposal re executives retaining significant stock | S | Y | For | Against |
799 | Cisco Systems Inc | CSCO | 17275R102 | Annual | 11/15/2012 | | Director - Carol A Bartz | M | Y | For | For |
800 | | | | | | | Director - Marc Benioff | M | Y | For | For |
801 | | | | | | | Director - M Michele Burns | M | Y | For | For |
802 | | | | | | | Director - Michael D Capellas | M | Y | For | For |
803 | | | | | | | Director - Larry R Carter | M | Y | For | For |
804 | | | | | | | Director - John T Chambers | M | Y | For | For |
805 | | | | | | | Director - Brian L Halla | M | Y | For | For |
806 | | | | | | | Director - Dr John L Hennessy | M | Y | For | For |
807 | | | | | | | Director - Dr Kristina M Johnson | M | Y | For | For |
808 | | | | | | | Director - Richard M Kovacevich | M | Y | For | For |
809 | | | | | | | Director - Roderick C McGeary | M | Y | For | For |
810 | | | | | | | Director - Arun Sarin | M | Y | For | For |
811 | | | | | | | Director - Steven M West | M | Y | For | For |
812 | | | | | | | Approve amndmnt and restatement of Exec Incntve Pln | M | Y | For | For |
813 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
814 | | | | | | | Ratify PriceWaterhouseCoopers LLP auditors | M | Y | For | For |
815 | | | | | | | Change Bd policy to require independent Bd chairman | S | Y | Against | For |
816 | | | | | | | Mgmt to report on conflict minerals in supply chain | S | Y | Against | For |
817 | Eaton Corporation | ETN | 278058102 | Annual | 10/26/2012 | | Adopting transaction agreement and approving merger | M | Y | For | For |
818 | | | | | | | Approving reduction of capital of New Eaton | M | Y | For | For |
819 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
820 | | | | | | | Allow special mtgs at another time or place if needed | M | Y | For | For |
821 | Family Dollar Stores Inc | FDO | 307000109 | Annual | 1/17/2013 | | Directors | M | Y | For | For |
822 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
823 | | | | | | | Approve employee stock purchase plan | M | Y | For | For |
824 | | | | | | | Ratify PriceWaterhouseCoopers LLP auditors | M | Y | For | For |
825 | | | | | | | Urge Bd to amend business partner code of conduct | S | Y | For | Against |
826 | Linear Techonology Corp | LLTC | 535678106 | Annual | 11/7/2012 | | Directors | M | Y | For | For |
827 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
828 | | | | | | | Ratify Ernst & Young LLP auditors | M | Y | For | For |
829 | Microsoft Corp | MSFT | 594918104 | Annual | 11/28/2012 | | Director - Steven A Ballmer | M | Y | For | For |
830 | | | | | | | Director - Dina Dublon | M | Y | For | For |
831 | | | | | | | Director - William H Gates III | M | Y | For | For |
832 | | | | | | | Director - Maria M Klawe | M | Y | For | For |
833 | | | | | | | Director - Stephen J Luczo | M | Y | For | For |
834 | | | | | | | Director - David F Marquardt | M | Y | For | For |
835 | | | | | | | Director - Charles H Noski | M | Y | For | For |
836 | | | | | | | Director - Helmut Panke | M | Y | For | For |
837 | | | | | | | Director - John W Thompson | M | Y | For | For |
838 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
839 | | | | | | | Approval of employee stock purchase plan | M | Y | For | For |
840 | | | | | | | Ratify Deloitte & Touché LLP auditors | M | Y | For | For |
841 | | | | | | | Adopt cumulative voting | S | Y | Against | For |
842 | Northeast Bancorp | NBN | 663904209 | Annual | 11/28/2012 | | Directors | M | Y | For | For |
843 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
844 | | | | | | | Ratify Ernst & Young LLP auditors | M | Y | For | For |
845 | | | | | | | Amend Articles of Incorporation re increase in shares | M | Y | For | For |
846 | | | | | | | Amend and restate 2010 Stock Option and Incntve Plan | M | Y | For | For |
847 | | | | | | | Adjourn mtg if addl proxies needed for amending AOI | M | Y | For | For |
848 | Sasol Limited | SSL | 803866300 | Annual | 11/30/2012 | | Director - C Beggs | M | Y | For | For |
849 | | | | | | | Director - DE Constable | M | Y | For | For |
850 | | | | | | | Director - HG Dijkgraaf | M | Y | For | For |
851 | | | | | | | Director - MSV Gantsho | M | Y | For | For |
852 | | | | | | | Director - IN Mkhize | M | Y | For | For |
853 | | | | | | | Director - JE Schrempp | M | Y | For | For |
854 | | | | | | | Director - ZM Mkhize | M | Y | For | For |
855 | | | | | | | Director - PJ Robertson | M | Y | For | For |
856 | | | | | | | Director - S Westwell | M | Y | For | For |
857 | | | | | | | Ratify KPMG LLP auditors | M | Y | For | For |
858 | | | | | | | Audit committee - C Beggs | M | Y | For | For |
859 | | | | | | | Audit committee - M S V Gantsho | M | Y | For | For |
860 | | | | | | | Audit committee - H G Dijkgrsaaf | M | Y | For | For |
861 | | | | | | | Audit committee - M J N Njeke | M | Y | For | For |
862 | | | | | | | Audit committee - S Westwell | M | Y | For | For |
863 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
864 | | | | | | | Approve compensation non-executive directors | M | Y | For | For |
865 | | | | | | | Auth Bd to approve finc'l help to subsidiaries | M | Y | For | For |
866 | | | | | | | Approve adoption of new memo of incorporation | M | Y | For | For |
867 | | | | | | | Auth Bd to acquire company stock | M | Y | For | For |
868 | | | | | | | Auth Bd to acquire co stock from director or officer | M | Y | For | For |
869 | Coca-Cola Company | KO | 191216100 | Annual | 7/10/2012 | | Authorize increase of commons stk to effect stk split | M | Y | For | For |
870 | Dell Inc | DELL | 24702R101 | Annual | 7/13/2012 | | Director - James W Breyer | M | Y | For | For |
871 | | | | | | | Director - Donald J Carty | M | Y | Against | Against |
872 | | | | | | | Director - Janet F Clark | M | Y | Against | Against |
873 | | | | | | | Director - Laura Conigliaro | M | Y | Against | Against |
874 | | | | | | | Director - Michael S Dell | M | Y | For | For |
875 | | | | | | | Director - Kenneth M Duberstein | M | Y | Against | Against |
876 | | | | | | | Director - William H Gray III | M | Y | Against | Against |
877 | | | | | | | Director - Gerard J Kleisterlee | M | Y | Against | Against |
878 | | | | | | | Director - Klaus S Luft | M | Y | Against | Against |
879 | | | | | | | Director - Alex J Mandl | M | Y | Against | Against |
880 | | | | | | | Director - Shantanu Narayen | M | Y | For | For |
881 | | | | | | | Director - H Ross Perot Jr | M | Y | For | For |
882 | | | | | | | Ratify PriceWaterhouseCoopers LLP auditors | M | Y | For | For |
883 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
884 | | | | | | | Approve 2012 long-term incnetive plan | M | Y | For | For |
885 | Gen-Probe Inc | GPRO | 36866T103 | Annual | 7/31/2012 | | Adopt merger of Gne-Probe, Hologic, Gold Acquisition | M | Y | For | For |
886 | | | | | | | Adj mtg to solicit addl proxies if needed | M | Y | For | For |
887 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
888 | Global Payments Inc | GPN | 37940X102 | Annual | 9/19/2012 | | Directors | M | Y | For | For |
889 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
890 | | | | | | | Approve restated articles of incorporation | M | Y | For | For |
891 | | | | | | | Ratify Deloitte & Touché LLP auditors | M | Y | For | For |
892 | John Wiley & Sons | JWA | 968223206 | Annual | 9/20/2012 | | Directors | M | Y | For | For |
893 | | | | | | | Ratify KPMG LLP auditors | M | Y | For | For |
894 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
895 | Proctor & Gamble Company | PG | 742718109 | Annual | 10/9/2012 | | Director - Angela F Braly | M | Y | For | For |
896 | | | | | | | Director - Kenneth I Chenault | M | Y | For | For |
897 | | | | | | | Director - Scott D Cook | M | Y | For | For |
898 | | | | | | | Director - Susan Desmond-Hellmann | M | Y | For | For |
899 | | | | | | | Director - Robert A McDonald | M | Y | For | For |
900 | | | | | | | Director - W James McNerney Jr | M | Y | For | For |
901 | | | | | | | Director - Johnathan A Rodgers | M | Y | For | For |
902 | | | | | | | Director - Margaret C Whitman | M | Y | For | For |
903 | | | | | | | Director - Mary Agnes Wilderotter | M | Y | For | For |
904 | | | | | | | Director - Patricia A Woertz | M | Y | Against | Against |
905 | | | | | | | Director - Ernesto Zedillo | M | Y | Against | Against |
906 | | | | | | | Ratify independent registered auditor | M | Y | For | For |
907 | | | | | | | Advisory vote on executive compensation | M | Y | For | For |
908 | | | | | | | Say on political contributions | S | Y | For | Against |
909 | | | | | | | Producer responsibility for packaging | S | Y | Abstain | Abstain |
910 | | | | | | | Adopt simple majority vote | S | Y | For | Against |
911 | TE Connectivity LTD | TEL | H84989104 | Annual | 7/25/2012 | | Approve reallocation legal reserves | M | Y | For | For |
912 | | | | | | | Approve adjournment or postponments extra gen mtg | M | Y | For | For |
913 | Teva Pharmaceutical Industries | TEVA | 881624209 | Annual | 8/13/2012 | | Declare & distribute cash dividend for 2011 | M | Y | For | For |
914 | | | | | | | Director - Dr Phillip Frost | M | Y | Against | Against |
915 | | | | | | | Director - Mr Roger Abravanel | M | Y | Against | Against |
916 | | | | | | | Director - Prof Richard A Lerner | M | Y | Against | Against |
917 | | | | | | | Director - Ms Galia Maor | M | Y | Against | Against |
918 | | | | | | | Director - Mr. Erez Vigodman | M | Y | Against | Against |
919 | | | | | | | Approve directors compensation | M | Y | Against | Against |
920 | | | | | | | Approve reimb & remuneration Dr Phillip Frost | M | Y | Against | Against |
921 | | | | | | | Approve reimb & remuneration Prof Moshe Many | M | Y | Against | Against |
922 | | | | | | | Approve amend's articles of association | M | Y | For | For |
923 | | | | | | | Approve indemnification & release agreements BD | M | Y | Against | Against |
924 | | | | | | | Ratify PriceWaterhouseCoopers auditors | M | Y | For | For |
925 | Tyci International LTD | TYC | H89128104 | Annual | 9/14/2012 | | Directors | M | Y | For | For |
926 | | | | | | | Approve dist shrs com ADT stk for spcl div in kind | M | Y | For | For |
927 | | | | | | | Approve dist shrs com TYC stk for spcl div in kind | M | Y | For | For |
928 | | | | | | | Approve cash dividend out of surplus | M | Y | For | For |
929 | | | | | | | Approve 2012 stock and incentive plan | M | Y | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
By (Signature and Title)* /s/ Andrew B. Rogers
Andrew B. Rogers, President
* Print the name and title of each signing officer under his or her signature.