UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 22710
Bluerock Total Income+ Real Estate Fund
(Exact name of registrant as specified in charter)
1345 Avenue of the Americas, 32nd Floor,
New York, NY 10105
(Address of principal executive offices) (Zip code)
1-844-819-8287
(Registrant’s telephone number, including area code)
Bluerock Fund Advisor, LLC
1345 Avenue of the Americas, 32nd Floor,
New York, New York 10105
(Name and address of agent for service)
Date of fiscal year end: September 30
Date of reporting period: July 1, 2021 - June 30, 2022
Item 1 – Proxy Voting Record.
Registrant: Bluerock Total Income+ Real Estate Fund | Item 1, Exhibit 1 |
Investment Company Act file number: 811-22710
Reporting Period: July 1, 2021 through June 30, 2022
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
1 | RREEF America REIT II | N/A | N/A | 7/22/2021 | Election of Directors; Approve amendments to Corporation's Articles of Incorporation; Approve amendment to offering memorandum; | MGMT | Y | FOR (1) AGAINST (2,3,4) | FOR (1) AGAINST (2,3,4) |
2 | VICI Properties Inc. | VICI | 925652109 | 10/29/2021 | Issue shares in connection with merger; adjourn meeting | MGMT | Y | FOR | FOR |
3 | Apartment Income REIT Corp. | AIRC | 03750L109 | 12/7/2021 | Election of directors; Ratify Deloitte & Touche LLP as auditors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency | MGMT | Y | FOR (1-3) ONE YEAR (4) | FOR |
4 | Morgan Stanley Prime Property Fund, LLC | N/A | N/A | 3/9/2022 | Election of Directors | MGMT | Y | FOR | FOR |
5 | Prologis, Inc. | PLD | 74340W103 | 5/4/2022 | Election of directors; Advisory vote to ratify named executive officers' compensation; Ratify KPMG LLP as auditors | MGMT | Y | FOR | FOR |
6 | Agree Realty Corporation | ADC | 008492100 | 5/5/2022 | Election of directors; Ratify Grant Thornton LLP as auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR (1-2); AGAINST (3) | FOR (1-2); AGAINST (3) |
7 | InvenTrust Properties Corp. | IVT | 46124J201 | 5/6/2021 | Election of Directors; Ratify auditor KPMG LLP; Approve amendment requiring shareholder approval to amend certain bylaws | MGMT | Y | FOR | FOR |
8 | Simon Property Group, Inc. | SPG | 828806109 | 5/11/2022 | Election of directors; Advisory vote to ratify named executive officers' compensation; Ratify Ernst & Young LLP as auditors | MGMT | Y | FOR | FOR |
9 | Ryman Hospitality Properties, Inc. | RHP | 78377T107 | 5/12/2022 | Election of directors; Advisory vote to ratify named executive officers' compensation; Ratify Ernst & Young LLP as auditors | MGMT | Y | FOR | FOR |
10 | SBA Communications Corporation | SBAC | 78410G104 | 5/12/2022 | Election of directors; Ratify Ernst & Young LLP as auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
11 | Essential Properties Realty Trust, Inc. | EPRT | 29670E107 | 5/16/2022 | Election of directors; Advisory vote to ratify named executive officers' compensation; Ratify Grant Thornton LLP as auditors | MGMT | Y | FOR | FOR |
12 | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/17/2022 | Election of directors; Advisory vote to ratify named executive officers' compensation; Ratify Ernst & Young LLP as auditors | MGMT | Y | FOR | FOR |
13 | Realty Income Corporation | O | 756109104 | 5/17/2022 | Election of directors; Ratify KPMG LLP as auditors; Advisory vote to ratify named executive officers' compensation; Increase authorized common stock | MGMT | Y | FOR | FOR |
14 | Sun Communities, Inc. | SUI | 866674104 | 5/17/2022 | Election of directors; Advisory vote to ratify named executive officers' compensation; Ratify Grant Thornton LLP as auditors; Amend omnibus stock plan | MGMT | Y | FOR | FOR |
15 | Independence Realty Trust, Inc. | IRT | 45378A106 | 5/18/2022 | Election of directors; Ratify KPMG LLP as auditors; Advisory vote to ratify named executive officers' compensation; Amend omnibus stock plan | MGMT | Y | FOR | FOR |
16 | RREEF Core Plus Industrial Fund L.P. | N/A | N/A | 6/4/2021 | Election of Directors | MGMT | Y | FOR | FOR |
17 | AvalonBay Communities, Inc | AVB | 053484101 | 5/19/2022 | Election of directors; Advisory vote to ratify named executive officers' compensation; Ratify Ernst & Young LLP as auditors | MGMT | Y | FOR | FOR |
18 | Crown Castle International Corp. | CCI | 22822V101 | 5/19/2022 | Election of directors; Ratify PricewaterhouseCoopers as auditors; Amend omnibus stock plan; Increase authorized common stock; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
19 | Lamar Advertising Company | LAMR | 512816109 | 5/19/2022 | Election of directors; Ratify KPMG LLP as auditors | MGMT | Y | FOR | FOR |
20 | NetSTREIT Corp. | NTST | 64119V303 | 5/19/2022 | Election of directors; Ratify KPMG LLP as auditors; Advisory vote to ratify named executive officers' compensation; Advisory vote on pay frequency | MGMT | Y | FOR (1-3) ONE YEAR (4) | FOR |
21 | Welltower Inc. | WELL | 95040Q104 | 5/23/2022 | Election of directors; Amend certificate of incorporation of Welltower OP Inc. to remove Welltower Inc. shareholder approval for the amendments of Welltower OP Inc. certificate of incorporation and other extraordinary transactions; Ratify Ernst & Young LLP as auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
22 | Equinix, Inc. | EQIX | 29444U700 | 5/25/2022 | Election of directors; Advisory vote to ratify named executive officers' compensation; Ratify PricewaterhouseCoopers LLP as auditors; Reduce ownership threshold for shareholders to call special meeting | MGMT (1-3) SH (4) | Y | FOR | FOR (1-3) AGAINST (4) |
23 | Extra Space Storage Inc. | EXR | 30225T102 | 5/25/2022 | Election of directors; Ratify Ernst & Young LLP as auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
24 | EastGroup Properties, Inc. | EGP | 277276101 | 5/26/2022 | Election of directors; Ratify KPMG LLP as auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
25 | Life Storage, Inc. | LSI | 53223X107 | 5/26/2022 | Election of directors; Ratify Ernst & Young LLP as auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
26 | Medical Properties Trust, Inc. | MPW | 58463J304 | 5/26/2022 | Election of directors; Ratify PricewaterhouseCoopers as auditors; Advisory vote to ratify named executive officers' compensation; Amend omnibus stock plan | MGMT | Y | FOR | FOR |
27 | Digital Realty Trust, Inc. | DLR | 253868103 | 6/3/2022 | Election of directors; Ratify KPMG LLP as auditors; Advisory vote to ratify named executive officers' compensation; Report on risks associated with use of concealment clauses | MGMT (1-3) SH (4) | Y | FOR (1b,1d,1f,1g,1j,1k,2,3,4) AGAINST (1a,1c,1e,1h,1i) | FOR (1b,1d,1f,1g,1j,1k,2,3) AGAINST (1a,1c,1e,1h,1i,4) |
28 | Omega Healthcare Investors, Inc. | OHI | 681936100 | 6/3/2022 | Election of directors; Ratify Ernst & Young LLP as auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
29 | OUTFRONT Media Inc. | OUT | 69007J106 | 6/7/2022 | Election of directors; Ratify PricewaterhouseCoopers as auditors; Advisory vote to ratify named executive officers' compensation; Amend omnibus stock plan | MGMT | Y | FOR (1a,1b,1d,1e,1f,2,3) AGAINST (1c,1g,1h) | FOR (1a,1b,1d,1e,1f,2,3) AGAINST (1c,1g,1h) |
30 | IQHQ, Inc. | N/A | 44988Q106 | 6/10/2022 | Approval of Merger and other transactions contemplated by the Merger Agreement | MGM | Y | FOR | FOR |
31 | Highlands REIT | N/A | N/A | 6/10/2022 | Election of Directors; Approve executive compensation; Advisory vote on pay frequency; Ratify auditor Grant Thornton | MGMT | Y | WITHHOLD (1); AGAINST (2) FOR (3-one year,4) | AGAINST (1,2); FOR (3,4) |
CONTENT KEY: | |
A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) |
B. | Ticker - e.g., MSFT |
C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) |
D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY |
E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. |
F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) |
G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. |
H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors |
I. | Management Recommendation - FOR or AGAINST |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Bluerock Total Income+ Real Estate Fund | |||
By: | /s/ Jordan Ruddy | ||
Jordan Ruddy | |||
President | |||
Date: | August 23, 2022 |