UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 22710
Bluerock Total Income+ Real Estate Fund
(Exact name of registrant as specified in charter)
1345 Avenue of the Americas, 32nd Floor,
New York, NY 10105
(Address of principal executive offices) (Zip code)
1-844-819-8287
(Registrant’s telephone number, including area code)
Bluerock Fund Advisor, LLC
1345 Avenue of the Americas, 32nd Floor,
New York, New York 10105
(Name and address of agent for service)
Date of fiscal year end: September 30
Date of reporting period: July 1, 2022 - June 30, 2023
Item 1 – Proxy Voting Record.
Registrant: Bluerock Total Income+ Real Estate Fund | Item 1, Exhibit 1 |
Investment Company Act file number: 811-22710
Reporting Period: July 1, 2022 through June 30, 2023
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
1 | Prologis, Inc. | PLD | 74340W103 | 9/28/2022 | Issue shares in connection with merger | MGMT | Y | FOR | FOR |
2 | Apartment Income REIT Corp. | AIRC | 03750L109 | 12/7/2022 | Election of directors; Ratify Deloitte & Touche LLP as Auditors; Advisory vote to ratify named executive officers' compensation; Amend Omnibus Stock Plan | MGMT | Y | FOR | FOR |
3 | Morgan Stanley Prime Property Fund, LLC | N/A | N/A | 2/20/2023 | Election of directors | MGMT | Y | FOR | FOR |
4 | Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 4/25/2023 | Election of directors; Ratify Ernst & Young, LLP as Auditors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency | MGMT | Y | FOR (1.1,1.2,1.3,1.5,1.6,1.7,1.8,1.9,1.10),(2),(3), (4) one-year; WITHHOLD (1.4) | FOR (1.1,1.2,1.3,1.5,1.6,1.7,1.8,1.9,1.10),(2),(3), (4) one-year; WITHHOLD (1.4) |
5 | Kimco Realty Corporation | KIM | 49446R109 | 4/25/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify PricewaterhouseCoopers LLP as Auditors; | MGMT | Y | FOR; ONE YEAR (3) | FOR; ONE YEAR (3) |
6 | Healthpeak Properties, Inc. | PEAK | 42250P103 | 4/27/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Approve Omnibus Stock Plan, Ratify Deloitte & Touche LLP as Auditors; | MGMT | Y | FOR; ONE YEAR (3) | FOR; ONE YEAR (3) |
7 | VICI Properties Inc. | VICI | 925652109 | 4/27/2023 | Election of directors; Ratify Deloitte & Touche LLP as Auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
8 | Public Storage | PSA | 74460D109 | 5/2/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify Ernst & Young LLP as Auditors; Report on GHG Emissions Reduction | MGMT (1-4) SH (5) | Y | FOR (1a,1b,1d,1e,1f,1g,1h,1i,1j,1k,1l), (2),(3) one-year,(4),(5) AGAINST (1c, 1m) | FOR (1a,1b,1d,1e,1f,1g,1h,1i,1j,1k,1l), (2),(3) one-year,(4),(5) AGAINST (1c, 1m) |
9 | Spirit Realty Capital, Inc. | SRC | 84860W300 | 5/3/2023 | Election of directors; Ratify Ernst & Young LLP as Auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
10 | Prologis, Inc. | PLD | 74340W103 | 5/4/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify KPMG LLP as Auditors | MGMT | Y | FOR (1), (3) one year, (4); AGAINST (2) | FOR (1), (3) one year, (4); AGAINST (2) |
11 | Simon Property Group, Inc. | SPG | 828806109 | 5/4/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Ratify Ernst & Young LLP as Auditors; Advisory vote on say on pay frequency | MGMT | Y | FOR (1a,1b,1c,1e,1f,1g,1h,1i,1j), (3), (4) one year; AGAINST (1d), (2) | FOR (1a,1b,1c,1e,1f,1g,1h,1i,1j), (3), (4) one year; AGAINST (1d), (2) |
12 | American Homes 4 Rent | AMH | 02665T306 | 5/9/2023 | Election of directors; Ratify Ernst & Young LLP as Auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
13 | Iron Mountain Incorporated | IRM | 46284V101 | 5/9/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency | MGMT | Y | FOR; (3) one year period | FOR; (3) one year period |
14 | Kite Realty Group Trust | KRG | 49803T300 | 5/10/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify KPMG LLP as Auditors | MGMT | Y | FOR (1a,1b,1c,1d,1e,1f,1h,1i,1j,1k,1l,1m), (2), (3) - one year, (4); AGAINST(1g) | FOR (1a,1b,1c,1d,1e,1f,1h,1i,1j,1k,1l,1m), (2), (3) - one year, (4); AGAINST(1g) |
15 | Agree Realty Corporation | ADC | 008492100 | 5/11/2023 | Election of directors; Ratify Grant Thornton LLP as Auditors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency | MGMT | Y | FOR; (4) one year period | FOR; (4) one year period |
16 | Ryman Hospitality Properties, Inc. | RHP | 78377T107 | 5/11/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify Ernst & Young LLP as Auditors | MGMT | Y | FOR (1a,1b,1c,1d,1e,1f,1g,1i,1j), (2), (3) one-year, (4); AGAINST(1h) | FOR (1a,1b,1c,1d,1e,1f,1g,1i,1j), (2), (3) one-year, (4); AGAINST(1h) |
17 | Essential Properties Realty Trust, Inc. | EPRT | 29670E107 | 5/15/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Approve Omnibus Stock Plan; Ratify Grant Thornton LLP as Auditors | MGMT | Y | FOR (1),4); AGAINST(2,3) | FOR (1),4); AGAINST(2,3) |
18 | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 5/16/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify Ernst & Young LLP as Auditors | MGMT | Y | FOR (1a,1b,1d,1f), (2), (3) one-year, (4); AGAINST (1c, 1e, 1g) | FOR (1a,1b,1d,1f), (2), (3) one-year, (4); AGAINST (1c, 1e, 1g) |
19 | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/16/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify Ernst & Young LLP as Auditors; Approve Omnibus Stock Plan | MGMT | Y | FOR; (3) one year period | FOR; (3) one year period |
20 | Ventas Inc. | VTR | 92276F100 | 5/16/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify KPMG LLP as Auditors | MGMT | Y | FOR (1a,1b,1c,1d,1e,1f,1h,1i,1j,1k), (2), (3) one-year, (4); AGAINST (1g) | FOR (1a,1b,1c,1d,1e,1f,1h,1i,1j,1k), (2), (3) one-year, (4); AGAINST (1g) |
21 | Life Storage, Inc. | LSI | 53223X107 | 5/18/2023 | Election of directors; Ratify Ernst & Young LLP as Auditors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency | MGMT | Y | FOR; (4) one year period | FOR; (4) one year period |
22 | Welltower Inc. | WELL | 95040Q104 | 5/23/2023 | Election of directors; Ratify Ernst & Young LLP as Auditors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency | MGMT | Y | FOR (1), (2), (4); AGAINST(3) | FOR (1), (2), (4); AGAINST(3) |
23 | AvalonBay Communities, Inc. | AVB | 053484101 | 5/24/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify Ernst & Young LLP as Auditors | MGMT | Y | FOR; (3) one year period | FOR; (3) one year period |
24 | Extra Space Storage Inc. | EXR | 30225T102 | 5/24/2023 | Election of directors; Ratify Ernst & Young LLP as Auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
25 | EastGroup Properties, Inc. | EGP | 277276101 | 5/25/2023 | Election of directors; Ratify KPMG LLP as Auditors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Approve Omnibus Stock Plan | MGMT | Y | FOR; (4) one year period | FOR; (4) one year period |
26 | Equinix, Inc. | EQIX | 29444U700 | 5/25/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify PricewaterhouseCoopers LLP as Auditors; Submit Severance Agreement | MGMT (1-4) SH (5) | Y | FOR (1), (2), (3), (4); AGAINST(5) | FOR (1), (2), (3), (4); AGAINST(5) |
27 | RREEF Core Plus Industrial Fund L.P. | N/A | N/A | 6/2/2023 | Election of directors | MGMT | Y | FOR | FOR |
28 | Rexford Industrial Realty, Inc. | REXR | 76169C100 | 6/5/2023 | Election of directors; Ratify Ernst & Young LLP as Auditors; Advisory vote to ratify named executive officers' compensation | MGMT | Y | FOR | FOR |
29 | Highlands REIT | N/A | N/A | 6/8/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency; Ratify Grant Thorton LLP as Auditors | MGMT | Y | WITHHOLD (1); AGAINST (2) ABSTAIN (3) FOR (4) | WITHHOLD (1); AGAINST (2) ABSTAIN (3) FOR (4) |
30 | Sabra Health Care REIT, Inc. | SBRA | 78573L106 | 6/14/2023 | Election of directors; Ratify PricewaterhouseCoopers LLP as Auditors; Advisory vote to ratify named executive officers' compensation; Advisory vote on say on pay frequency | MGMT | Y | FOR; (4) one year period | FOR; (4) one year period |
31 | W. P. Carey Inc. | WPC | 92936U109 | 6/15/2023 | Election of directors; Advisory vote to ratify named executive officers' compensation; Ratify PricewaterhouseCoopers LLP as Auditors | MGMT | Y | FOR | FOR |
CONTENT KEY: | |
A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) |
B. | Ticker - e.g., MSFT |
C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) |
D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY |
E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. |
F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) |
G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. |
H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors |
I. | Management Recommendation - FOR or AGAINST |
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SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Bluerock Total Income+ Real Estate Fund | |||
By: | /s/ Jordan Ruddy | ||
Jordan Ruddy | |||
President | |||
Date: | August 24, 2023 |
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