UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number -- 811- 22756
ADIVSORS PREFERRED TRUST
(Exact name of registrant as specified in charter)
1445 Research Boulevard, Suite 530
Rockville, MD 20850
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, DE 19801
(Name and address of agent for service)
Registrant’s telephone number, including area code: (240) 223 1998
Date of fiscal year end June 30, and September 30, December 31
Date of reporting period: July 1, 2019 – June 30, 2020
Spectrum Advisors Preferred Fund
The Spectrum Advisors Preferred Fund did not vote any proxies during the annual period ended June 30, 2020.
Spectrum Low Volatility Fund
The Spectrum Low Volatility Fund did not vote any proxies during the annual period ended June 30, 2020.
Quantified Market Leaders Fund
The Quantified Market Leaders Fund did not vote any proxies during the annual period ended June 30, 2020.
Quantified Evolution Plus Fund
The Quantified Evolution Plus Fund did not vote any proxies from Quantified Pattern Recognition Fund from September 30, 2019 (commencement of operations) through June 30, 2020.
Quantified Pattern Recognition Fund
The Quantified Pattern Recognition Fund did not vote any proxies from August 30, 2019 (commencement of operations) through June 30, 2020.
Quantified Tactical Fixed Income Fund
The Quantified Tactical Fixed Income Fund did not vote any proxies from September 13, 2019 (commencement of operations) through June 30, 2020.
Kensington Managed Income Fund
The Kensington Managed Income Fund did not vote any proxies during the reporting period.
Hundredfold Select Alternative Fund
The Hundredfold Select Alternative Fund did not vote any proxies during the reporting period.
ITEM 1. PROXY VOTING RECORD:
Item 1, contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2018 with respect to which the Registrant was entitled to vote:
| (a) | The name of the issuer of the portfolio security; |
| (b) | The exchange ticker symbol of the portfolio security; |
| (c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
| (d) | The shareholder meeting date; |
| (e) | A brief identification of the matter voted on; |
| (f) | Whether the matter was proposed by the issuer or by a security holder; |
| (g) | Whether the Registrant cast its vote on the matter; |
| (h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
| (i) | Whether the Registrant cast its vote for or against management. |
| Registrant: Advisors Preferred Trust | Gold Bullion Strategy Fund | Item 1, Exhibit A | ||||||
| Investment Company Act file number: 811-22756 | ||||||||
| Reporting Period: | July 1, 2019 through June 30, 2020 | |||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
| Invesco Bulletshares 2022 | BSCM | 46138J882 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | Y | For | For |
| Invesco Bulletshares 2019 Corp BD | BSCJ | 46138J304 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | Y | For | For |
| Invesco Ultra Short Duration ETF | GSY | 46090A887 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | Y | For | For |
| Invesco Bulletshares 2021 Corp BD ETF | BSCL | 46138J700 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | Y | For | For |
| Invesco Bulletshares 2020 Corp BD ETF | BSCK | 46138J502 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | Y | For | For |
| Registrant: | Advisors Preferred Trust -Gold Bullion Strategy Portfolio | Item 1, Exhibit A | ||||||
| Investment Company Act file number: 811-22756 | ||||||||
| Reporting Period: | July 1, 2019 through June 30, 2020 | |||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Invesco Bulletshares 2022 | BSCM | 46138J882 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | Y | For | For |
| Invesco Bulletshares 2019 Corp BD | BSCJ | 46138J304 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | Y | For | For |
| Invesco Ultra Short Duration ETF | GSY | 46090A887 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | Y | For | For |
| Invesco Bulletshares 2021 Corp BD ETF | BSCL | 46138J700 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | Y | For | For |
| Invesco Bulletshares 2020 Corp BD ETF | BSCK | 46138J502 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | Y | For | For |
| Registrant: Advisors Preferred Trust | OnTrack Core Fund | Item 1, Exhibit A | ||||||
| Investment Company Act file number: 811-22756 | ||||||||
| Reporting Period: | July 1, 2019 through June 30, 2020 | |||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| The Coca-Cola Company | KO | 191216100 | Annual Meeting April 22, 2020 | Election of Director 1.A. Herbert A. Allen; 1.B. Marc Bolland; 1.C. Ana Botin; 1.D. Christopher C. Davis; 1.E. Barry Diller; 1.F. Helene D. Gayle; 1.G. Alexis M. Herman; 1.H. Robert A. Kotick; 1.I. Maria Elena Lagomasino; 1.J. James Quincey; 1. K. Caroline J. Tsay; 1.L. David B. Weinberg | Mgmt. | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual Meeting April 22, 2020 | 2. Advisory vote to approve executive compensation | Mgmt. | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual Meeting April 22, 2020 | 3. Ratifiation of the apoitment of Enst & Young LLP as independent auditors | Mgmt. | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual Meeting April 22, 2020 | 4. Shareowner proposal on sugar and public health | Shareholder | Y | Against | Against |
| Aflac Incoporation | AFL | 1055102 | Annual Meeting May 4, 2020 | Election of Director: 1.A. Daniel P. Amos; 1.B. W. Paul Bowers; !.C. Toshihiko Fakuzawa; 1.D. Thomas J. Kenny; 1.E. Georgette D. Kiser; 1.F. Karole F. Lloyd; 1.G. Nobuchika Mori; 1.H. Joseph L. Moskowitz; 1.I. Barbara K. Rimer, DRPH; 1.J. Katherine T. Rohrer; 1.K. Melvin T. Stith | Mgmt. | Y | For | For |
| Aflac Incoporation | AFL | 1055102 | Annual Meeting May 4, 2020 | 2. To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the compsentation discussion and analysis and accompanying tables and narratives in the Notice of 2020 Annual Meeting of Shareholders and Proxy Statement". | Mgmt. | Y | For | For |
| Aflac Incoporation | AFL | 1055102 | Annual Meeting May 4, 2020 | 3. To consider and act upon the ratification of the appointment of KPMG LLP as independent registerd public accounting firm of the Company for the year ending Decmeber 31, 2020. | Mgmt. | Y | For | For |
| Moody's Corporation | MCO | 615369105 | Annual Meeting April 21, 2020 | Election of Director 1.A. Basil L. Anderson; 1.B. Jorge A. Bermudez; 1.C. Therese Esperdy; 1.D. Vincent A. Forlenza; 1.E. Kathryn M. Hill; 1.F. Raymond W. McDaniel, Jr; 1.G. Henry A. McKinnell, Jr, PHD; 1.H. Leslie F. Seidman; 1.I. Bruce Van Saun | Mgmt. | Y | For | For |
| Moody's Corporation | MCO | 615369105 | Annual Meeting April 21, 2020 | 2. A. Amendent to the certificate of incorporation to remove supermajority voting standards for stockholder approfal of future amendment to the certifcate of incorporation and bylaws. | Mgmt. | Y | For | for |
| Moody's Corporation | MCO | 615369105 | Annual Meeting April 21, 2020 | 2.B. Amendment to the certificate of incorporation to remove supermajority voting standard to remove directors. | Mgmt, | Y | For | for |
| Moody's Corporation | MCO | 615369105 | Annual Meeting April 21, 2020 | 2.C. Ratification of the apoimtment of KPMG LLP as independent registerd public accounting firm of the Company for 2020. | Mgmt. | Y | For | For |
| Moody's Corporation | MCO | 615369105 | Annual Meeting April 21, 2020 | Advisory resolution approving executive compensation. | Mgmt. | Y | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | Annual Meeting April 23, 2020 | Election of Director 1.A. Daniel F. Akerson; 1.B. Daivd B. Burritt; 1.C. Bruce A. Carlson; 1.D. Joseph F. Dunford Jr; 1.E. James O. Ellis, Jr; 1.F. Thomas J. Falk; 1.G. Ilene S. Gordon; 1.H. Marillyn A. Hewson; 1.I. Vicki A. Hollub; 1.J. Jeh C. Johnson; 1.K. Debra L. Reed-Klages; 1.L. James D. Taiclet, Jr. | Mgmt. | Y | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | Annual Meeting April 23, 2020 | 2. Ratification of Appointment of Ernst & Young LLP as independent auditors for 2020. | Mgmt. | Y | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | Annual Meeting April 23, 2020 | 3. Advisory vote to approve the compensation of our named executive officers (Say-on-Pay). | Mgmt. | Y | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | Annual Meeting April 23, 2020 | Management Proposal to Approve the Lockheed Martin Corporation 2020 incentive performance award plan. | Mgmt | Y | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | Annual Meeting April 23, 2020 | Stockholder proposal to adopt stocholder action by written consent. | stockholder | Y | For | For |
| Registrant: | Advisors Preferred Trust -Quantified All Cap Fund | Item 1, Exhibit A | ||||||
| Investment Company Act file number: 811-22756 | ||||||||
| Reporting Period: | From 7-1-2019 to Jan 31, 2020 (Liquidation Date) | |||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | e Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) FOR/Against Management |
| Lyondellbasell Industries NV | LYB | N53745100 | Special Meeting9/11/2019 | Authorization to conduct share repurchases | Mgmt. | Y | For | For |
| Lyondellbasell Industries NV | LYB | N53745100 | Special Meeting9/11/2019 | Cancellation of sharese | Mgmt | Y | For | For |
| Micron Technology, Inc. | MIJ | 595112103 | Annual Meeting January 16, 2020 | Election of Directors 1.1 Robert L. Bailey; 1.2 Richard M. Beyer; 1.3 Steven J. Gomo; 1.4 Mary Pat McCarthy; 1.5 Sanja Mehrotra; 1.6 Robert E. Switz; 1.7 MaryAnn Wright | Mgmt | Y | For | For |
| Micron Technology, Inc. | MIJ | 595112103 | Annual Meeting January 16, 2020 | 2. To approve a non-binding resolution to approve the compensation of our named executive officers as described in the proxy statement | Mgmt | Y | For | For |
| Micron Technology, Inc. | MIJ | 595112103 | Annual Meeting January 16, 2020 | 3. Toi ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending September 3, 2020. | Mgmt | Y | For | For |
| Tyson Foods Inc. | TSN | 902494103 | Annual Meeting February 6, 2020 | Election of Director 1.A. John Tyson; 1.B. Gaurdie E. Banister Jr; 1.C. Dean Banks; 1.D. Mike Beebe; 1.E. Mikel A. Durham; 1.F. Jonathan D. Mariner; 1.G. Kevin M. McNamara; 1.H. Cheryl S. Miller 1.I. Jeffrey K. Schomburger; 1.J. Robert Thurber; 1.K. Barbara A. Tyson; 1.L. Noel White | Mgmt | Y | For | For |
| Tyson Foods Inc. | TSN | 902494103 | Annual Meeting February 6, 2020 | 2. To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 3, 2020. | Mgmt | Y | For | For |
| Tyson Foods Inc. | TSN | 902494103 | Annual Meeting February 6, 2020 | 3. To approve on a non-binding advisory basis the compensation of the company's named executive officers | Mgmt. | Y | For | For |
| Tyson Foods Inc. | TSN | 902494103 | Annual Meeting February 6, 2020 | 4. Shareholder proposal to request a report regarding the company's efforts to eliminate deforrestation from its supply chains | Shareholder | Y | Against | Against |
| Tyson Foods Inc. | TSN | 902494103 | Annual Meeting February 6, 2020 | 5. Sbhareholder report to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. | Shareholder | Y | Against | Against |
| Tyson Foods Inc. | TSN | 902494103 | Annual Meeting February 6, 2020 | 6. Shareholder porosal to rquire the preparation of a report on the company's due diligence process assessing and mitigating human rights impacts. | Shareholder | Y | Against | Against |
| Tyson Foods Inc. | TSN | 902494103 | Annual Meeting February 6, 2020 | 7. Shareholder proposal to request the adoption of a policy requiring senior executive officers to retain a percentage of shares received through equity compensation programs | Shareholder | Y | Against | Against |
| Sanmina Corporation | SANM | 801056102 | Annual Meeting March 9, 2020 | Election of Director 1. A. Eugene A. Delaney; 1.B. John P. Goldsberry; 1.C. Rita S. Lane; 1.D. Joseph Gl. Licata, Jr.; 1. E. Hartmut Liebel; 1.F. Krish Prabhu; 1.G. Mario M. Rosati 1.H. Jure Sola; 1.I. Jackie M. Ward; | Board | Y | For | For |
| Sanmina Corporation | SANM | 801056102 | Annual Meeting March 9, 2020 | 2. Proposal to ratify the appointment of Pricewaterhousecoopers LLP as the independent registered public accountains for its fiscal year ending October 3, 2020 | Mgmt. | Y | For | For |
| Sanmina Corporation | SANM | 801056102 | Annual Meeting March 9, 2020 | 3. Proposal to approve the reservation of an additional 1,600,000 shares of common stock for issuance under the 2019 Equity Incentive Polan of Sanmina Corporation. | Mgmt | Y | For | For |
| Sanmina Corporation | SANM | 801056102 | Annual Meeting March 9, 2020 | 4. Proposal to approve, on an advisory (non-binding) basis, the compensation fo Sanmina Corporation's named executive officers, as disclosed in the proxy statement for the 2020 annual meeting of stockholders pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, the compensation tables and the other related disclosure. | Mgmt. | Y | For | For |
| Synnex Corporation | SNX | 87162W100 | Annual Meeting March 17, 2020 | 1. Director: Kevin Murai; Dwight Steffensen; Dennis Polk; Fred Breidenbach; Laurie Simon Hodrick; Hau Lee; Matthew Miau; Gregory Quesnel; Ann Vezina; Thomas Wurster; Duane Zitzner; Andrea Zulberti | Mgmt. | Y | For | For |
| Synnex Corporation | SNX | 87162W100 | Annual Meeting March 17, 2020 | 2. An advisory vote to approve our Executive Compensation | Mgmt. | Y | For | For |
| Synnex Corporation | SNX | 87162W100 | Annual Meeting March 17, 2020 | 3. Approval of 2020 Stock Incentive Plan | Mgmt | Y | For | For |
| Synnex Corporation | SNX | 87162W100 | Annual Meeting March 17, 2020 | 4. Ratification of the appoinment of KPMG LLP as our independ auditors for 2020. | Mgmt. | Y | For | For |
| Deckers Outdoor Corporation | DECK | 243537107 | Annual Meeting September 13, 2019 | 1. Director: John M. Gibbons; Nelson C. Chan; Cynthia L. Davis,; Michael F. Devine III; Dave Powers; James Quinn; Lauri M. Shanahan; Brian A. Spaly; Bonita C. Stewart | Mgmt. | Y | For | For |
| Deckers Outdoor Corporation | DECK | 243537107 | Annual Meeting September 13, 2019 | 2. To ratify the selection of KPMG LLP as our independent registered public accounting firm for fiscal year 2020. | Mgmt. | Y | For | For |
| Deckers Outdoor Corporation | DECK | 243537107 | Annual Meeting September 13, 2019 | 3. To approve, on a non-binding advisory basis, the compensation of our named exeuctive officers, as disclosed in the compensation discussion and analyhsis sectiom of the proxy statement | Mgmt. | Y | For | For |
| China Eastern Airlines Corporation | CEA | 16937R104 | Special Meeting August 29, 2019 | 1. Special resolution: "THAT to consider and approve the extension of the validity period of the resolutions of sharehodlers meetings relating to the non-public issuance of A shares and H shares. | Mgmt. | Y | For | For |
| China Eastern Airlines Corporation | CEA | 16937R104 | Special Meeting August 29, 2019 | 2. Special resolution: "THAT to consider and approve the extnesion fo the authorization granted to the Board and its uahotized persons to proceed with the relevant matters in respect of the nonpublic issuance of A shares and nonpublic issuance of H shares in their absolute discretion | Mgmt | Y | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | Annual Meeting January 22, 2020 | 1. Director Susan L. Decker; Richard A. Galanti; Sally Jewell; Charles T. Munger. | Mgmt | Y | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | Annual Meeting January 22, 2020 | 2. Ratification of selection fo independent auditors | Mgmt | Y | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | Annual Meeting January 22, 2020 | 3. Approval, on an advisory basis, of executive compensation. | Mgmt | Y | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | Annual Meeting January 22, 2020 | Approval to amend articles of incorporation to permit removal of directors withou cause. | Mgmt | Y | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | Annual Meeting January 22, 2020 | 4. Shareholder proposal regarding a director skills matrix and dislcosure of director ideological perspectives. | Shareholder | Y | Against | Against |
| INTL FCSTONE INC | INTL | 46116V105 | Annual Meeting February 26, 2020 | 1. Director Scott J. Branch; Diane L. Cooper; John Fowler; Steven Kass; Bruce W. Krehbiel; Sean M. O'Connor; Eric Parthemore; John Radziwell | Mgmt. | Y | For | For |
| INTL FCSTONE INC | INTL | 46116V105 | Annual Meeting February 26, 2020 | 2. To ratify the appointment of KPMG LLP as the company's indepencent registered public accounting firm for he 2020 fiscal year. | Mgmt. | Y | For | For |
| INTL FCSTONE INC | INTL | 46116V105 | Annual Meeting February 26, 2020 | To approve,the advisory (non-binding) resolution relating to executive compensation. | Mgmt. | Y | For | For |
| Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | Annual Meeting March 19, 2020 | 1. Director Christopher Anzalone; Marianne De Backer; Mauro Ferrari; Douglas Given; Michael S. Perry; William Waddill. | Mgmt. | Y | For | For |
| Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | Annual Meeting March 19, 2020 | 2. To approve, in an advisory, nonbinding vote, the cmopensation paid to the company's named exeutive officers, as disclosed pursuant to Item 402 of Regulation SK, including the compensation tables and narrative discussion. | Mgmt. | Y | For | For |
| Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | Annual Meeting March 19, 2020 | 3. to approve an amendment to the company's amended and restated bylaws to implement a majority vote standard in unconstested elections of directors. | Mgmt. | Y | For | For |
| Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | Annual Meeting March 19, 2020 | 4. To ratify the selection of Rose, Snyder and Jacobs LLP as independent auditors of the Company for the fiscal year ending September 30, 2020. | Mgmt. | Y | For | For |
| Moody's Corporation | MCO | 615369105 | Annual Meeting April 21, 2020 | Election of Director 1.A. Basil L. Anderson; 1.B. Jorge A. Bermudez; 1.C. Therese Esperdy; 1.D. Vincent A. Forlenza; 1.E. Kathryn M. Hill; 1.F. Raymond W. McDaniel, Jr; 1.G. Henry A. McKinnell, Jr, PHD; 1.H. Leslie F. Seidman; 1.I. Bruce Van Saun | Mgmt. | Y | For | For |
| Moody's Corporation | MCO | 615369105 | Annual Meeting April 21, 2020 | 2. A. Amendent to the certificate of incorporation to remove supermajority voting standards for stockholder approfal of future amendment to the certifcate of incorporation and bylaws. | Mgmt. | Y | For | for |
| Moody's Corporation | MCO | 615369105 | Annual Meeting April 21, 2020 | 2.B. Amendment to the certificate of incorporation to remove supermajority voting standard to remove directors. | Mgmt. | Y | For | for |
| Moody's Corporation | MCO | 615369105 | Annual Meeting April 21, 2020 | 2.C. Ratification of the apoimtment of KPMG LLP as independent registerd public accounting firm of the Company for 2020. | Mgmt. | Y | For | For |
| Moody's Corporation | MCO | 615369105 | Annual Meeting April 21, 2020 | Advisory resolution approving executive compensation. | Mgmt. | Y | For | For |
| Registrant: | Advisors Preferred Trust -Quantified Alternative Fund | Item 1, Exhibit A | ||||||
| Investment Company Act file number: 811-22756 | ||||||||
| Reporting Period: | July 1, 2019 through June 30, 2020 | |||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Invesco Wilderhill Clean Energy ETF | PBW | 46137V134 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco Solar ETF | TAN | 46138G706 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco Aerospace & Defense ETF | PPA | 46137V100 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco S&P EQ Wgt Cons Discr ETF | RCD | 46137V381 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco Dynamic Software ETF | PSJ | 46137V639 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco Buyback Achievers ETF | PKW | 46137V308 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco S&P Eq Wgt Tech ETF | RYT | 46137V282 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco Gbl Listed Private Equity ETF | PSP | 46137V589 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco S&P Equity Wgt Indstrls ETF | RGI | 46137V324 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco Dynamic Media ETF | PBS | 46137V696 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco Water Resources ETF | PHO | 46137V142 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco Cleantech ETF | PZD | 46137V407 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Registrant: | Advisors Preferred Trust -Quantified Managed Income Fund | Item 1, Exhibit A | ||||||
| Investment Company Act file number: 811-22756 | ||||||||
| Reporting Period: | July 1, 2019 through June 30, 2020 | |||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
| Pepsico, Inc. | PEP | 713448108 | Annual Meeting March 2, 2020 | Election of directors: 1.A. Shona Brown; 1.B.Cesar Cook; 1.C. Ian Cooke; 1.D. Dina Dublon; 1.E. Richard W. Fisher; 1.F. Michelle Gass; 1.G. Ramon L. Laugarta; 1.H. David C. Page; 1.I. Robert C. Pohlad; I.J. Daniel Vasella; 1.K. Darren Walker; 1.L. Alberto Weisser | mgmt. | Y | For | For |
| Pepsico, Inc. | PEP | 713448108 | Annual Meeting March 2, 2020 | 2. Ratification of the appoitment of KPMG LLP as the Company's independent registered public acounting firm for fiscal year 2020 | mgmt. | Y | For | For |
| Pepsico, Inc. | PEP | 713448108 | Annual Meeting March 2, 2020 | 3. Advisory approval of the Company's executive compensation | mgmt. | Y | For | For |
| Pepsico, Inc. | PEP | 713448108 | Annual Meeting March 2, 2020 | 4. Reduce ownership threshold to call special shareholding meetings | Shareholder | Y | Against | Against |
| Pepsico, Inc. | PEP | 713448108 | Annual Meeting March 2, 2020 | 5. Report on sugar and public health | Shareholder | Y | Against | Against |
| Verizon Communications | VZ | 92343V104 | Annual Meeting March 28, 2020 | Election of Directors: 1a. Shellye L. Archambeau; 1b. Mark T. Bertolini; 1c. Vittorio Colao; 1d. Melanie L. Healey; 1e. Clarence Otis, Jr; 1f. Daniel H. Schulman; 1g. Rodney E. Slater; 1h. Hans E. Vestberg; 1i. Gregory G. Weaver; | mgmt. | Y | For | For |
| Verizon Communications | VZ | 92343V104 | Annual Meeting March 28, 2020 | 2. Advisiory vote to approve executive compensation | mgmt. | Y | For | For |
| Verizon Communications | VZ | 92343V104 | Annual Meeting March 28, 2020 | 3. Ratification of the apointment of independent registered public accounting firm | mgmt. | Y | For | For |
| Verizon Communications | VZ | 92343V104 | Annual Meeting March 28, 2020 | 4. Non Qualified savings plan earnings | mgmt. | mgmt | Against | Against |
| Verizon Communications | VZ | 92343V104 | Annual Meeting March 28, 2020 | 5. Special Shareholder Meetings | Shareholder | Y | Against | Against |
| Verizon Communications | VZ | 92343V104 | Annual Meeting March 28, 2020 | 6. Lobbying activities report | Shareholder | Y | Against | Against |
| Verizon Communications | VZ | 92343V104 | Annual Meeting March 28, 2020 | 7; User Privacy Metric | Shareholder | Y | Against | Against |
| Verizon Communications | VZ | 92343V104 | Annual Meeting March 28, 2020 | 8. Amend severence policy | Shareholder | Y | Against | Against |
| Johnson & Johnson | JNJ | 478160104 | Annual Meeting 4/23/2020 | Election of Director: 1A. Mary C. Beckerle; 1B. D. Scott Davis; 1C. Ian L. Davis; 1D. Jennifer A. Doudna; 1E. Alex Gorsky; 1F. Marillyn A. Hewson; 1G. Hubert Joly; 1I. Mark B. McClellan; 1I. Anne M. Mulcahy; 1J. Charles Prince; 1K. A. Eugene Washington; 1L. Mark A. Weinberger; 1M. Ronald A. Williams; | mgmt. | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | Annual Meeting 4/23/2020 | 2. Advisory Vote to approved Named Executive Officer Compensation | mgmt. | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | Annual Meeting 4/23/2020 | 3. Ratification of appointment of PricewaterhouseCoopers LLP as the independent registerd putlic accounting firm for 2020. | Board | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | Annual Meeting 4/23/2020 | 4. Amendment to the restated certificate of incorporation to permit removal of directors without cause. | Board | Y | For | For |
| Johnson & Johnson | JNJ | 478160104 | Annual Meeting 4/23/2020 | 5. Independent Board Chair | Shareholder | Y | Against | Against |
| Johnson & Johnson | JNJ | 478160104 | Annual Meeting 4/23/2020 | 6. Report on governance of opioid related risks | Shareholder | Y | Against | Against |
| Apollo Commercial Real Estate Financial | ARI | 03762U105 | Annual Meeting June 2, 2020 | 1. Director Mark C. Biderman; Brenna Haysom; Robert A Kasdin; Katherine G. Newman; Eric L. Press; Scott S. Prince; Stuard A. Rotherstein; Michael E. Salvati | Mgmg | Y | For | For |
| Apollo Commercial Real Estate Financial | ARI | 03762U105 | Annual Meeting June 2, 2020 | 2. Ratification of the apointment of Deloitte & Touche LLP as Apollo Commercial Real Estate Financial Inc.'s independent registerd public accounting firm for the 2020 fiscal year. | mgmt. | Y | For | For |
| Apollo Commercial Real Estate Financial | ARI | 03762U105 | Annual Meeting June 2, 2020 | 3. Approval on an advisory basis of the compensation of Apollo Commercial Real Estate Finance Inc.'s named executive officers, as more fully described in the 2020 proxy statement. | mgmt. | Y | For | For |
| Invesco Fdamental High Yld Corp BD ETF | PHB | 46138E719 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | mgmt. | Y | For | For |
| Invesco Emrg Mkts Sovereign Debt ETF | PCY | 46138E784 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Mgmt. | Y | For | For |
| Waste Management Inc | WM | 94106L109 | Annual Meeting May 12, 2020 | Election of Director 1.A. Frank M. Clark, Jr; 1.B. James C. Fish Jr; 1.C. Andres R. Gluski; 1.D. Victoria M. Holt; 1.E. Kathleen M. Mazzarelle; 1.F. William B. Plummer; 1.G. John C. Pope; 1.H. Thomas H. Weidemeyer; | mgmt. | Y | For | For |
| Waste Management Inc | WM | 94106L109 | Annual Meeting May 12, 2020 | 2. Ratification of the apointment of Ernst & Young LLP as the indpendent registered public accounting firm for 2020. | mgmt. | Y | For | For |
| Waste Management Inc | WM | 94106L109 | Annual Meeting May 12, 2020 | 3. Non-binding, advisory proposal to approve our executive compensation. | Mgmt. | Y | For | For |
| Waste Management Inc | WM | 94106L109 | Annual Meeting May 12, 2020 | 4. Proposal to amend and restate our Employee Stock Purchase Plan to increase the number of shares authorized for issuance. | Board | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual Meeting April 22, 2020 | Election of Director 1.A. Herbert A. Allen; 1.B. Marc Bolland; 1.C. Ana Botin; 1.D. Christopher C. Davis; 1.E. Barry Diller; 1.F. Helene D. Gayle; 1.G. Alexis M. Herman; 1.H. Robert A. Kotick; 1.I. Maria Elena Lagomasino; 1.J. James Quincey; 1. K. Caroline J. Tsay; 1.L. David B. Weinberg | Mgmt. | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual Meeting April 22, 2020 | 2. Advisory vote to approve executive compensation | Mgmt. | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual Meeting April 22, 2020 | 3. Ratifiation of the apoitment of Enst & Young LLP as independent auditors | Mgmt. | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual Meeting April 22, 2020 | 4. Shareowner proposal on sugar and public health | Shareholder | Y | Against | Against |
| Registrant: | Advisors Preferred Trust | Quantified Common Ground Fund | Item 1, Exhibit A | |||||
| Investment Company Act file number: 811-22756 | ||||||||
| Reporting Period: | December 27, 2019 (commencement of operations) through June 30, 2020 | |||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Waste Management Inc | WM | 94106L109 | Annual Meeting May 12, 2020 | Election of Director 1.A. Frank M. Clark, Jr; 1.B. James C. Fish Jr; 1.C. Andres R. Gluski; 1.D. Victoria M. Holt; 1.E. Kathleen M. Mazzarelle; 1.F. William B. Plummer; 1.G. John C. Pope; 1.H. Thomas H. Weidemeyer; | mgmt. | Y | For | For |
| Waste Management Inc | WM | 94106L109 | Annual Meeting May 12, 2020 | 2. Ratification of the apointment of Ernst & Young LLP as the indpendent registered public accounting firm for 2020. | mgmt. | Y | For | For |
| Waste Management Inc | WM | 94106L109 | Annual Meeting May 12, 2020 | 3. Non-binding, advisory proposal to approve our executive compensation. | mgmt. | Y | For | For |
| Waste Management Inc | WM | 94106L109 | Annual Meeting May 12, 2020 | 4. Proposal to amend and restate our Employee Stock Purchase Plan to increase the number of shares authorized for issuance. | mgmt. | Y | For | For |
| Registrant: Adivsers Preferred Trust | Quantified STF Fund | Item 1, Exhibit A | |||||||
| Investment Company Act file number: 811-22756 | |||||||||
| Reporting Period: | July 1, 2019 through June 30, 2020 | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
| Invesco Bulletshares 2019 Corp BD | BSCJ | 46138J304 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | mgmt. | Y | For | For |
| Invesco Ultra Short Duration ETF | GSY | 46090A887 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | mgmt. | Y | For | For |
| Invesco Bulletshares 2021 Corp BD ETF | BSCL | 46138J700 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | mgmt. | Y | For | For |
| Invesco Bulletshares 2020 Corp BD ETF | BSCK | 46138J502 | Special April 19, 2019 | 1. Director Ronm R. Bagge; Todd J. Barre; Kevin M. Carome; E. P. Giambastiani, Jr.; Victoria J. Herget; Marc M. Kole; Yung Bong Lim; Joanne Pace; Gary R. Wicker; Donald H. Wilson | Board | mgmt. | Y | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Advisors Preferred Trust
By (Signature and Title) /s/ Catherine Ayers-Rigsby
Catherine Ayers-Rigsby, President
Date: August 20, 2020