UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING
RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number -- 811- 22756
ADIVSORS PREFERRED TRUST
(Exact name of registrant as specified in charter)
1445 Research Boulevard, Suite 530
Rockville, MD 20850
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, DE 19801
(Name and address of agent for service)
Registrant’s telephone number, including area code: (240) 223 1998
Date of fiscal years end June 30, and September 30, December 31
Date of Reporting Period: July 1, 2020 – June 30, 2021
OnTrack Core Fund did not vote any proxies during the Reporting Period.
The Gold Bullion Strategy Portfolio did not vote any proxies during the Reporting Period.
The Gold Bullion Strategy Portfolio did not vote any proxies during the Reporting Period
Spectrum Advisors Preferred Fund did not vote any proxies during the Reporting Period
Spectrum Low Volatility Fund did not vote any proxies during the Reporting Period.
Spectrum Unconstrained Fund did not vote any proxies during the period April 16, 2021 (commencement of operations) through June 30, 2021
Hundredfold Select Alternative Fund See reporting schedule.
Quantified Managed Income Fund See reporting schedule.
Quantified Market Leaders Fund did not vote any proxies during the Reporting Period
Quantified Alternative Investment Fund did not vote any proxies during the Reporting Period
Quantified STF Fund did not vote any proxies during the Reporting Period.
Quantified Tactical Fixed Fund did not vote any proxies during the Reporting Period.
Quantified Evolution Plus Fund did not vote any proxies during the Reporting Period.
Quantified Pattern Recognition Fund did not vote any proxies during the Reporting Period.
Quantified Common Ground Fund did not vote any proxies during the Reporting Period.
Quantified Tactical Sectors Fund did not vote any proxies during the period March 4, 2021 (commencement of operations) through June 30, 2021.
Quantified Rising Dividend Tactical Fund did not vote any proxies during the period April 14, 2021 (commencement of operations) through June 30, 2021.
Quantified Government Income Tactical Fund did not vote any proxies during the period April 15, 2021 (commencement of operations) through June 30, 2021
Kensington Managed Income Fund did not vote any proxies during the Reporting Period ended June 30, 2021.
Kensington Dynamic Growth Fund did not vote any proxies during the period October 23, 2020 (commencement of operations) through June 31, 2021.
BCM Decathlon Conservate Fund had no operations during the Reporting Period
BCM Decathlon Moderate Fund did not vote any proxies from April 12, 2021 (commencement of operations), through period ended June 30, 2021.
BCM Decathlon Growth Fund had no operations during the Reporting Period
ITEM 1. PROXY VOTING RECORD:
Item 1, contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2018 with respect to which the Registrant was entitled to vote:
| (a) | The name of the issuer of the portfolio security; |
| (b) | The exchange ticker symbol of the portfolio security; |
| (c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
| (d) | The shareholder meeting date; |
| (e) | A brief identification of the matter voted on; |
| (f) | Whether the matter was proposed by the issuer or by a security holder; |
| (g) | Whether the Registrant cast its vote on the matter; |
| (h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
| (i) | Whether the Registrant cast its vote for or against management. |
| Registrant: Advisers Preferred Trust | Hundredfold Select Alternative Fud | Item 1 | ||||||
| Investment Company Act file number: 811-22756 | ||||||||
| Reporting Period: July 1, 2020 to June 30, 2021 | ||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date/Type | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Microstrategy Incorporated | MSTR | 594972408 | Annual Meeting 5/26/2021 | 1. Election of Dirctor: Michael J. Saylor; Stephen X. Graham; Jarrod M. Pattern; Leslie J. Rechan; Carol J. Rickertsen | Mgmt | Y | For | For |
| Microstrategy Incorporated | MSTR | 594972408 | Annual Meeting 5/26/2021 | 2. Approve Amendment No. 5 to the MicroStrategy incorporated 2013 Stock Incentive Plan to increase the number of shares of Class A commn stock authorized for issuance under such plan from 2,300,000 to 2, 750,000. | Mgmt | Y | For | For |
| Microstrategy Incorporated | MSTR | 594972408 | Annual Meeting 5/26/2021 | 3. Approve the Microstrategy incorporated 2021 Employee Stock Purchase Plan | Mgmt | Y | For | For |
| Microstrategy Incorporated | MSTR | 594972408 | Annual Meeting 5/26/2021 | 4. Ratify the selection of KPMG LLLP as Microstrategy Incorporated's independent public accounting firm for the fiscal yaer ending December 31, 2021. | Mgmt | Y | For | For |
| Registrant: Advisors Preferred Trust | Quantified Managed Income Fund | |||||||
| Investment Company Act file number: 811-22756 | ||||||||
| Reporting Period: July 1, 2019 to June 30, 2020 | ||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date/Type | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| General Mills, Inc. | GIS | 370334104 | Annual Meeting 9/22/2020 | Election of Directors 1A. R. Kerry Clark; 1B. David M. Cordani; 1C. Roger W. Ferguson Jr.; 1D. Jeffrey Harmening; 1E. Maria G. Henry; 1F. Jo Ann Jenkins; 1G. Elizabeth C. Lempres; 1H. Diane L. Neal; 1I. Steve Odland; 1J. Maria A. Sastre; 1K. Eric D. Sprunk; 1L. Jorge A. Uribe; | Mgmt. | Y | For | For |
| General Mills, Inc. | GIS | 370334104 | Annual Meeting 9/22/2020 | 2 Advisory Vote on Executive Compensation | Mgmt. | Y | For | For |
| General Mills, Inc. | GIS | 370334104 | Annual Meeting 9/22/2020 | 3 To Ratify Appointment of the Independent Registered Public Accounting Firm | Mgmt. | Y | For | For |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 1.a. Election of Director to serve a three year term: K. Kalker PHD | Mgmt. | Y | For | For |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 1.b. Election of Director to serve a three yeasr term: J. E. Fryrwald | Mgmt. | Y | For | For |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 1.c. Election of Director to serve a three year term: J. Jackson | Mgmt. | Y | For | For |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 1.d. Election of Director to serve a three year term: G. Sulzerberger | Mgmt. | Y | For | For |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 1.e. Election of Director to serve a three year term: JP Tai | Mgmt. | Y | For | For |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 2. Approval, on an advisory basis, of the compensation paid to the company';s named executive officers. | Mgmt. | Y | For | For |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 3. Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2021. | Mgmt. | Y | For | For |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 4. Approval of amendments to the company's articles of incorporation to eliminate the classified board structure. | Mgmt. | Y | For | For |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 5. Approval of amendments to the company's articles of incorporation to eliminate supermajority voting provisions. | Board | Y | For | For |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 6. Shareholder proposal to disclose direct and indirect lobbying activities and expenditures. | Shareholder | Y | Against | Against |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 7. Shareholder proposal to amend bylaws to require an independent board chair. | Shareholder | Y | Against | Against |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 8; Shareholder proposal to implement a bonus deferral policy. | Shareholder | Y | Against | Against |
| Eli Lilly and Company | LLY | 532457108 | Annual Meeting 5/3/2021 | 9. Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct. | Shareholder | Y | Against | Against |
| Werner Enterprises, Inc. | WERN | 950755108 | Annual Meeting 5/11/2021 | 1. Vote Board of Directors: Election of Director: Scott C. Arves; Election of Director V. Mansharamani PHD; Election of Director Alexi A. Wellman; Election of Director Carmen A. Tapio; Electio of Director Derek J. Leathers | Mgmt. | Y | For | For |
| Werner Enterprises, Inc. | WERN | 950755108 | Annual Meeting 5/11/2021 | 2. To approve the advisory resolution on executive compensation; | Mgmt. | Y | For | For |
| Werner Enterprises, Inc. | WERN | 950755108 | Annual Meeting 5/11/2021 | Mgmt. | Y | For | For | |
| Werner Enterprises, Inc. | WERN | 950755108 | Annual Meeting 5/11/2021 | 3. To ratify the appointment of KPMG LLP as the independent registered public accounting firm of Werner Enterprises, Inc. for the year ending December 31, 2021. | Mgmt. | Y | For | For |
| Pfizer, Inc. | PFE | 717081103 | Annual Meeting 4/22/2021 | 1.A. Election of Director: Ronald E. Blaylock; !.B. Election of Director: Albert Bourla; 1.C. Election of Director: Susan Desmond-Hellmann; 1.D. Election of Director: Joseph J. Echevarria; 1.E. Election of Director: Scott Gottlieb; 1.F. Election of Director: Helen H. Hobbs; 1.G. Election of Director: Susan Hockfield; 1.H. Election of Director: Dan R. Littman; 1.I. Election of Director: Shantanu Narayen; 1.J. Election of Director: Suzanne Nora Johnson; 1.K. Election of Director: James Quincey; 1.L. Election of Director: James C. Smith: | Mgmt. | Y | For | For |
| Pfizer, Inc. | PFE | 717081103 | Annual Meeting 4/22/2021 | 2. Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Mgmt. | Y | For | For |
| Pfizer, Inc. | PFE | 717081103 | Annual Meeting 4/22/2021 | 3. 2021 Advisory approval of executive compensation | Mgmt. | Y | For | For |
| Pfizer, Inc. | PFE | 717081103 | Annual Meeting 4/22/2021 | 4. Shareholder proposal regarding independent chair policy. | Shareholder | Y | Against | Against |
| Pfizer, Inc. | PFE | 717081103 | Annual Meeting 4/22/2021 | Shareholder proposal regarding political spending report. | Shareholder | Y | Against | Against |
| Pfizer, Inc. | PFE | 717081103 | Annual Meeting 4/22/2021 | Shareholde4r proposal regarding access to Covid-19 products. | Shareholder | Y | Against | Against |
| Progressive | PGR | 743315103 | Annual Meeting 05/07/2021 | Election of Director 1.A. Philip Bleser; 1.B. Stuart B. Burgdoerfer; 1.C. Pamela J. Craig. 1.D. Charles A. Davis; 1.E. Roger N. Farah; 1.F. Lawton W. Fitt; 1.G. Susan Patricia Griffith; 1.H. Devin C. Johnson; 1.I. Jeffrey D. Kelley; 1.J. Barbara R. Snyder; 1.K. Jan E. Tighe; 1.L. Kahina Van Dyke. | Mgmt. | Y | For | For |
| Progressive | PGR | 743315103 | Annual Meeting 05/07/2021 | 2. Cast an advisory vote to approve our executive compensation program. | Mgmt. | Y | For | For |
| Progressive | PGR | 743315103 | Annual Meeting 05/07/2021 | 3. Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt. | Y | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | Annual Meeting 05/19/2021 | Election of Director: 1.A. Kathy J. Warden; 1.B. David P. Abney; 1.C. Marianne C. Brown; 1.D. Donald E. Felsinger; 1.E. Ann M. Fudge; 1.F. William H. Hernandez; 1.G. Madeleine A. Kleiner; 1.H. Karl J. Krapek; 1.I. Gary Roughead; 1.J. Thomas M. Schoewe; 1.K. James S. Turley; 1.L. Mark A. Welsh III | Mgmt. | Y | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | Annual Meeting 05/19/2021 | 2. Proposal to approve, on an advisory basis, the compensation of the company's named executive officers. | Mgmt. | Y | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | Annual Meeting 05/19/2021 | 3. Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent auditor for fiscal year ending December 31, 2021. | Mgmt. | Y | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | Annual Meeting 05/19/2021 | 4. Shareholder proposal that the company assess and report o potential human rights impacts that could result from governments use of company's products and services, including in conflict-affected areas. | Shareholder | Y | Against | Against |
| Northrop Grumman Corporation | NOC | 666807102 | Annual Meeting 05/19/2021 | 5. Shareholder proposal to move to a 10% ownership threshold for shareholders to request action by written consent. | Shareholder | Y | Against | Against |
| Merck | MRK | 589334105 | Annual Meeting 05/25/2021 | Election of Director: 1.A. Leslie A. Brun; 1.B. Mary Ellen Coe; 1.C. Pamela J. Craig; 1.D. Kenneth C. Frazier; 1.E. Thomas H. Glocer; 1.F. Risa J. Lavizzo-Mourey; 1.G. Stephen L. Mayo; 1.H. Paul B. Rothman; 1.I. Patricia F. Russo; 1.J. Christine E. Seldman; 1.K. Inge G. Thulin; 1.L. Kathy J. Warden; 1.M. Peter C. Wendell; | Mgmt. | Y | For | For |
| Merck | MRK | 589334105 | Annual Meeting 05/25/2021 | 2. Non-binding advisory vote to approve the compensation of our named executive officers. | Mgmt. | Y | For | For |
| Merck | MRK | 589334105 | Annual Meeting 05/25/2021 | 3. Ratification of the appointment of the company's independent registered public accounting firm for 2021 | Mgmt. | Y | For | For |
| Merck | MRK | 589334105 | Annual Meeting 05/25/2021 | 4. Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | Y | Against | Against |
| Merck | MRK | 589334105 | Annual Meeting 05/25/2021 | Shareholder proposal regarding access to Covid-19 products. | Shareholder | Y | Against | Against |
| Citrix Systems, Inc. | CTXS | 177376100 | Annual Meeting 06/04/2021 | Election of Director: 1.A. Robert M. Calderoni; 1.B. Nanci E. Caldwell; 1.C. Murray J. Demo; 1.D. Ajei S. Gopal; 1.E. David J. Henshall; 1.F. Thomas E. Hogan; 1.G. Moira A. Kilcoyne; 1.H. Robert E. Knowling Jr.; 1.I. Peter J. Sacripanti; 1J. J. Donald Sherman | Mgmt. | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | Annual Meeting 06/04/2021 | 2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Mgmt. | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | Annual Meeting 06/04/2021 | 3. Advisory vote to approve the compensation of the company's named executive officers. | Mgmt. | Y | For | For |
| Citrix Systems, Inc. | CTXS | 177376100 | Annual Meeting 06/04/2021 | 4. Shareholder proposal regarding simple majority voting provisions. | Shareholder | Y | Against | Against |
| CH Robinson | CHRW | 12541W209 | Annual Meeting 05/06/2021 | Election of Director 1.A. Scott P. Anderson; 1.B. Robert C. Biesterfield, Jr; 1.C. Kermit R. Crawford; 1.D.Wayne M.Fortun; 1.E. Timothy C. Gokey; 1.F. Mary J. Steele Guilfoile; 1.G. Jodee A. Koziak; 1.H. Brian P. Short; 1.I. James B. Stake; 1.J. Paula C. Tolliver; | Mgmt. | Y | For | For |
| CH Robinson | CHRW | 12541W209 | Annual Meeting 05/06/2021 | 2. To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt. | Y | For | For |
| CH Robinson | CHRW | 12541W209 | Annual Meeting 05/06/2021 | 3. Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt. | Y | For | For |
| Amgen | AMGN | 31162100 | Annual Meeting 05/18/2021 | Election of Directors for a term of office expiring at the 2022 annual meeting 1.A. Dr. Wanda M Austin; 1.B. Mr. Robert A. Bradway; 1.C. Dr. Brian J. Druker; 1.D. Mr. Robert A. Eckert; 1.E. Mr. Greg C. Garland; 1.F. Mr. Cjharles M. Holley, Jr; 1.G. Dr. Tyler Jacks; 1.H. Ms Ellen J. Kullman; 1.I. Ms Amy E. Miles; 1.J. Dr. Ronald D. Sugar; 1.K. Dr. R. Sanders Williams | Mgmt. | Y | For | For |
| Amgen | AMGN | 31162100 | Annual Meeting 05/18/2021 | 2. Advisory vote to approve our executive compensation. | Mgmt. | Y | For | For |
| Amgen | AMGN | 31162100 | Annual Meeting 05/18/2021 | 3. To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt. | Y | For | For |
| 3M | MMM | 88579Y101 | Annual Meeting 05/11/2021 | Elect the member to the board of directors for a term of one year: 1.A. Thomas "Tony" K. Brown; 1.B. Pamela J. Craig; 1.C. David B. Dillon; 1.D. Michael L. Eskew 1.E. James R. Fitterling; 1.F. Herb L. Henkel; 1.G. Amy E. Hood; 1.H. Muhtar Kent; 1. I. Damisa F. Moyo; 1.J. Gregory R. Page; 1.K. Michael F. Roman; 1.L. Patricia A.Woertz; | Mgmt. | Y | For | For |
| 3M | MMM | 88579Y101 | Annual Meeting 05/11/2021 | 2. To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Mgmt. | Y | For | For |
| 3M | MMM | 88579Y101 | Annual Meeting 05/11/2021 | 3. Advisory approval of executive compensation | Mgmt. | Y | For | For |
| 3M | MMM | 88579Y101 | Annual Meeting 05/11/2021 | 4. To approve the amendment and restatement of 3M Company 2016 Long-Term incentive plan. | Mgmt. | Y | For | For |
| 3M | MMM | 88579Y101 | Annual Meeting 05/11/2021 | 5. Shareholder proposal on setting target amounts for CEO compensation. | Shareholder | Y | Against | Against |
| 3M | MMM | 88579Y101 | Annual Meeting 05/11/2021 | 6. Shareholder proposal on transitioning the Company to a public benefit corporation. | Shareholder | Y | Against | Against |
| Coresite Realty | COR | 21870Q105 | Annual Meeting 05/19/2021 | 1. Vote Board of Directors: Robert G. Stuckey; Paul E. Szurek; Jean A. Bua; Kelly C. Chambliss; Patricia L. Higgins; Michael R. Koehler; Michael H. Millegan; David A. Wilson | Mgmt. | Y | For | For |
| Coresite Realty | COR | 21870Q105 | Annual Meeting 05/19/2021 | 2. Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year ending December 31, 2021. | Mgmt. | Y | For | For |
| Coresite Realty | COR | 21870Q105 | Annual Meeting 05/19/2021 | 3. The Advisory vote to approve the compensation of our named executive officers/ | Mgmt. | Y | For | For |
| Dollar General Corporation | DG | 256677105 | Annual Meeting 05/262021 | Election of Director 1.A. Warren F. Bryant; 1.B. Michael M. Calbert; 1.C. Patricia D. Fili-Krushel; 1.D. Timothy I. McGuire; 1.E. William C. Rhodes; 1.F. Debra A. Sandler; 1.G. Ralph e. Santana; 1.H. Todd J. Vasos; | Mgmt. | Y | For | For |
| Dollar General Corporation | DG | 256677105 | Annual Meeting 05/262021 | 2. To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | Mgmt. | Y | For | For |
| Dollar General Corporation | DG | 256677105 | Annual Meeting 05/262021 | 3. To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2021. | Mgmt. | Y | For | For |
| Dollar General Corporation | DG | 256677105 | Annual Meeting 05/262021 | 4. To approve Dollar General Corporation 20212 Stock Incentive Plan | Mgmt. | Y | For | For |
| Dollar General Corporation | DG | 256677105 | Annual Meeting 05/262021 | 5. To approve an amendment to the amended and restated charter of Dollar General Corporation to allow shareholder's holding 25% or more of our common stock to request special meetings of shareholders. | Mgmt. | Y | For | For |
| Dollar General Corporation | DG | 256677105 | Annual Meeting 05/262021 | To vote on a shareholder proposal regarding shareholders' ability to call special meetings of shareholders. | Mgmt. | Y | For | For |
| Kellogg Company | K | 48783694108 | Annual Meeting 04/30/2021 | Election of Director Term Expires 2024 1.A. Carter Cast; 1.B. Zack Gund; 1.C. Don Knauss; 1.D. Mike Schlotman; | Mgmt. | Y | For | For |
| Kellogg Company | K | 48783694108 | Annual Meeting 04/30/2021 | 2. Advisory resolution to approve executive compensation. | Mgmt. | Y | For | For |
| Kellogg Company | K | 48783694108 | Annual Meeting 04/30/2021 | 3. Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for the fiscal year 2021. | Mgmt. | Y | For | For |
| Kellogg Company | K | 48783694108 | Annual Meeting 04/30/2021 | 4. Management proposal to reduce supermajority vote requirements. | Mgmt. | Y | For | For |
| Kellogg Company | K | 48783694108 | Annual Meeting 04/30/2021 | 5. Shareowner proposal, of properly presented at the meeting, to adopt shareowner right to call a special meeting. | Shareholder | Y | Against | Against |
| New Market Corporation | NEU | 651587107 | Annual Meeting 04/22/2021 | Election of director 1.1. Phyllis L. Cothran; 1.2. Mark M. Gambill; 1.3. Bruce C. Gottwald; 1.4. Thomas E. Gottwald; 1.5. Patrick D. Hanley; 1.6. H. Hiter Harris, III; 1.7. James E. Rogers | Mgmt. | Y | For | For |
| New Market Corporation | NEU | 651587107 | Annual Meeting 04/22/2021 | 2. Ratification of the appointment of PricewaterhouseCoopers LLP as the independent remirrored public accounting firm for the Corporation for the fiscal year ending December 31, 2021. | Mgmt. | Y | For | For |
| New Market Corporation | NEU | 651587107 | Annual Meeting 04/22/2021 | 3. Approval, on an advisory basis, of the compensation of the named executive officers of New Market Corporation. | Mgmt. | Y | For | For |
| Broadridge Financial Solutions, Inc. | BR | 11133T103 | Annual Meeting 11/19/2020 | Election of Director to serve until the 2021 Annual Meeting of Stockholders 1.A. Leslie A. Brun; 1.B. Pamela L. Carter; 1.C. Richard J. Daly; 1.D. Robert N. Duelks; 1.E. Timothy C. Gokey; 1.F. Brett A. Keller; 1. G. Brett A. Keller; 1.H. Thomas J. Perna; 1.I. Alan J. Weber; 1.J. Amit K. Zavery. | Mgmt. | Y | For | For |
| Broadridge Financial Solutions, Inc. | BR | 11133T103 | Annual Meeting 11/19/2020 | 2. Advisory vote to approve compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Mgmt. | Y | For | For |
| Broadridge Financial Solutions, Inc. | BR | 11133T103 | Annual Meeting 11/19/2020 | To ratify the appointment of Deloitte and Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2021. | Mgmt. | Y | For | For |
| Broadridge Financial Solutions, Inc. | BR | 11133T103 | Annual Meeting 11/19/2020 | Stockholder proposal on Political Contributions. | Shareholder | |||
| John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | Annual Meeting 10/28/2020 | Election of Directors: Governor Jim Edgar; Pamela Forbes Lieberman; Ellen C. Taaffe | Mgmt. | Y | For | For |
| John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | Annual Meeting 10/28/2020 | Ratification of the Audit Committee's appointment of PricewaterhouseCoopers LLP as our independent Registered Public Accounting Firm for the 2021 fiscal year. | Mgmt. | Y | For | For |
| John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | Annual Meeting 10/28/2020 | Advisory vote to approve executive compensation. | Mgmt. | Y | For | For |
| United Parcel Service | UPS | 911312106 | Annual Meeting May 13, 2021 | Election of Director until the 2022 Annual Meeting: 1.A. Carol B. Tome; 1.B. Rodney C. Adkins; 1.C. Eva C. Boratto; 1.D. Michael J. Burns; 1.E. Wayne M. Hewett; 1.F. Angela Hwang; 1.G. Kate E. Johnson; 1.H. William R. Johnson; 1.I. Ann M. Livermore; 1.J. Franck J. Moison; 1.K. Christiana Smith Shi; 1.L. Russell Stokes; 1.M. Kevin Warsh | Mgmt. | Y | For | For |
| United Parcel Service | UPS | 911312106 | Annual Meeting May 13, 2021 | 2. To approve, on an advisory basis, a resolution on UPS executive compensation. | Mgmt. | Y | For | For |
| United Parcel Service | UPS | 911312106 | Annual Meeting May 13, 2021 | 3. To approve the 2021 UPS Omnibus Incentive Compensation Plan | Mgmt. | Y | For | For |
| United Parcel Service | UPS | 911312106 | Annual Meeting May 13, 2021 | 4. To ratify the appointment of Deloitte & Touche LLP as UPS' independent registered public accounting firm for the year ending December 31, 2021. | Mgmt. | Y | For | For |
| United Parcel Service | UPS | 911312106 | Annual Meeting May 13, 2021 | 5. To prepare an annual report on UPS's lobbying activities | Shareholder | |||
| United Parcel Service | UPS | 911312106 | Annual Meeting May 13, 2021 | 6. To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | Y | Against | Against |
| United Parcel Service | UPS | 911312106 | Annual Meeting May 13, 2021 | 7. To prepare a report on reducing UPS's total contribution to climate change. | Shareholder | Y | Against | Against |
| United Parcel Service | UPS | 911312106 | Annual Meeting May 13, 2021 | 8. To transition UPS to a public benefit corporation. | Shareholder | Y | Against | Against |
| United Parcel Service | UPS | 911312106 | Annual Meeting May 13, 2021 | 9. To prepare a report assessing UPS's diversity and inclusion efforts. | Shareholder | Y | Against | Against |
| Clorox | CLX | 189054109 | Annual Meeting November 18, 2020 | 1A. Election of Director: Amy Banse ; 1B. Election of Director: Richard H. Carmona Board Recommendation: 1C. Election of Director: Benno Dorer; 1D. Election of Director: Spencer C. Fleischer; 1E. Election of Director: Esther Lee; 1F. Election of Director: A.D. David Mackay; 1F. Election of Director: A.D. David Mackay; 1G. Election of Director: Paul Parker; 1H. Election of Director: Linda Rendle; 1I. Election of Director: Matthew J. Shattock; 1J. Election of Director: Kathryn Tesija; 1K. Election of Director: Pamela Thomas-Graham; 1L. Election of Director: 1M. Election of Director: Christopher J. Williams Russell Weiner; | Mgmt. | Y | For | For |
| Clorox | CLX | 189054109 | Annual Meeting November 18, 2020 | 2. Advisory Vote to Approve Executive Compensation. | Mgmt. | Y | For | For |
| Clorox | CLX | 189054109 | Annual Meeting November 18, 2020 | 3. Ratification of the Selection of Ernst & Young LLP as the Clorox Company's Independent Registered Public Accounting Firm. | Mgmt. | Y | For | For |
| Clorox | CLX | 189054109 | Annual Meeting November 18, 2020 | 4. Approval of the Amended and Restated Certificate of Incorporation to Eliminate Supermajority Voting Provision. | Mgmt. | Y | For | For |
SIGNATURE PAGE FOLLOWS
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant): | Advisors Preferred Trust | ||
| By (Signature and Title) | /s/ Catherine Ayers-Rigsby | ||
| Catherine Ayers-Rigsby, President | |||
| Date: | August 26, 2021 |