UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-22789 |
AIP Series Trust-AIP Dynamic Alternative Strategies Fund |
(Exact name of registrant as specified in charter) |
100 Front Street, Suite 400, West Conshohocken, PA | 19428 |
(Address of principal executive offices) | | (Zip code) |
Joseph Benedetti, Esq.
Managing Director
Alternative Investment Partners
100 Front Street
Suite 400
West Conshohocken, PA 19428 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | 800-548-7786 | |
Date of fiscal year end: | 3/31 | |
Date of reporting period: | 7/1/13 – 6/30/14 | |
FORM N-PX
ICA File Number: 811-22789
Registrant Name: AIP Series Trust
Reporting Period: 07/01/2013 - 06/30/2014
AIP DYNAMIC ALT STRAT FUND
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8X8, INC. Meeting Date: JUL 25, 2013 Record Date: JUN 12, 2013 Meeting Type: ANNUAL |
Ticker: EGHT Security ID: 282914100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Guy L. Hecker, Jr. | Management | For | For |
1.2 | Elect Director Bryan R. Martin | Management | For | For |
1.3 | Elect Director Mansour Salame | Management | For | For |
1.4 | Elect Director Eric Salzman | Management | For | For |
1.5 | Elect Director Vikram Verma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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ACTUANT CORPORATION Meeting Date: JAN 14, 2014 Record Date: NOV 15, 2013 Meeting Type: ANNUAL |
Ticker: ATU Security ID: 00508X203
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Thomas J. Fischer | Management | For | For |
1.4 | Elect Director Mark E. Goldstein | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter, Jr. | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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AGL RESOURCES INC. Meeting Date: APR 29, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL |
Ticker: GAS Security ID: 001204106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.3 | Elect Director Norman R. Bobins | Management | For | For |
1.4 | Elect Director Charles R. Crisp | Management | For | For |
1.5 | Elect Director Brenda J. Gaines | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Wyck A. Knox, Jr. | Management | For | For |
1.8 | Elect Director Dennis M. Love | Management | For | For |
1.9 | Elect Director Dean R. O'Hare | Management | For | For |
1.10 | Elect Director Armando J. Olivera | Management | For | For |
1.11 | Elect Director John E. Rau | Management | For | For |
1.12 | Elect Director James A. Rubright | Management | For | For |
1.13 | Elect Director John W. Somerhalder, II | Management | For | For |
1.14 | Elect Director Bettina M. Whyte | Management | For | For |
1.15 | Elect Director Henry C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
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AKAMAI TECHNOLOGIES, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL |
Ticker: AKAM Security ID: 00971T101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Monte Ford | Management | For | For |
1.2 | Elect Director Frederic Salerno | Management | For | Against |
1.3 | Elect Director Steven Scopellite | Management | For | For |
1.4 | Elect Director Bernardus Verwaayen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | None | For |
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AMAZON.COM, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
Ticker: AMZN Security ID: 023135106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
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AMERICAN CAPITAL, LTD. Meeting Date: APR 25, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL |
Ticker: ACAS Security ID: 02503Y103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Mary C. Baskin | Management | For | For |
1.2 | Elect Director Neil M. Hahl | Management | For | For |
1.3 | Elect Director Philip R. Harper | Management | For | For |
1.4 | Elect Director Stan Lundine | Management | For | For |
1.5 | Elect Director Susan K. Nestegard | Management | For | For |
1.6 | Elect Director Kenneth D. Peterson, Jr. | Management | For | For |
1.7 | Elect Director Alvin N. Puryear | Management | For | For |
1.8 | Elect Director Malon Wilkus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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AMERICAN STATES WATER COMPANY Meeting Date: MAY 20, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL |
Ticker: AWR Security ID: 029899101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director John R. Fielder | Management | For | For |
1.2 | Elect Director James F. McNulty | Management | For | For |
1.3 | Elect Director Janice F. Wilkins | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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AMERICAN TOWER CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL |
Ticker: AMT Security ID: 03027X100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AMERICAN WATER WORKS COMPANY, INC. Meeting Date: MAY 09, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
Ticker: AWK Security ID: 030420103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Julie A. Dobson | Management | For | For |
1b | Elect Director Paul J. Evanson | Management | For | For |
1c | Elect Director Martha Clark Goss | Management | For | For |
1d | Elect Director Richard R. Grigg | Management | For | For |
1e | Elect Director Julia L. Johnson | Management | For | For |
1f | Elect Director George MacKenzie | Management | For | For |
1g | Elect Director William J. Marrazzo | Management | For | For |
1h | Elect Director Susan N. Story | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL |
Ticker: APC Security ID: 032511107
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Charles W. Goodyear | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Eric D. Mullins | Management | For | For |
1i | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Report on Financial Risks of Climate Change | Shareholder | Against | For |
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APOLLO INVESTMENT CORPORATION Meeting Date: AUG 06, 2013 Record Date: JUN 12, 2013 Meeting Type: ANNUAL |
Ticker: AINV Security ID: 03761U106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Elliot Stein, Jr. | Management | For | For |
1.2 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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APOLLO INVESTMENT CORPORATION Meeting Date: AUG 06, 2013 Record Date: JUN 12, 2013 Meeting Type: SPECIAL |
Ticker: AINV Security ID: 03761U106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
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APPLE INC. Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL |
Ticker: AAPL Security ID: 037833100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
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AQUA AMERICA, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL |
Ticker: WTR Security ID: 03836W103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Nicholas DeBenedictis | Management | For | For |
1.2 | Elect Director Michael L. Browne | Management | For | For |
1.3 | Elect Director Richard H. Glanton | Management | For | For |
1.4 | Elect Director Lon R. Greenberg | Management | For | For |
1.5 | Elect Director William P. Hankowsky | Management | For | For |
1.6 | Elect Director Wendell F. Holland | Management | For | For |
1.7 | Elect Director Ellen T. Ruff | Management | For | For |
1.8 | Elect Director Andrew J. Sordoni, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Policy on Human Right to Water | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
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ARES CAPITAL CORPORATION Meeting Date: JUN 02, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL |
Ticker: ARCC Security ID: 04010L103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Michael J. Arougheti | Management | For | For |
1.2 | Elect Director Ann Torre Bates | Management | For | For |
1.3 | Elect Director Steven B. McKeever | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
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ARUBA NETWORKS, INC. Meeting Date: DEC 05, 2013 Record Date: OCT 15, 2013 Meeting Type: ANNUAL |
Ticker: ARUN Security ID: 043176106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Willem P. Roelandts | Management | For | For |
1.7 | Elect Director Juergen Rottler | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ATMOS ENERGY CORPORATION Meeting Date: FEB 05, 2014 Record Date: DEC 10, 2013 Meeting Type: ANNUAL |
Ticker: ATO Security ID: 049560105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Robert W. Best | Management | For | For |
1b | Elect Director Kim R. Cocklin | Management | For | For |
1c | Elect Director Richard W. Douglas | Management | For | For |
1d | Elect Director Ruben E. Esquivel | Management | For | For |
1e | Elect Director Richard K. Gordon | Management | For | For |
1f | Elect Director Robert C. Grable | Management | For | For |
1g | Elect Director Thomas C. Meredith | Management | For | For |
1h | Elect Director Nancy K. Quinn | Management | For | For |
1i | Elect Director Richard A. Sampson | Management | For | For |
1j | Elect Director Stephen R. Springer | Management | For | For |
1k | Elect Director Richard Ware, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AUTONATION, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL |
Ticker: AN Security ID: 05329W102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Mike Jackson | Management | For | For |
1.2 | Elect Director Robert J. Brown | Management | For | For |
1.3 | Elect Director Rick L. Burdick | Management | For | For |
1.4 | Elect Director David B. Edelson | Management | For | For |
1.5 | Elect Director Robert R. Grusky | Management | For | For |
1.6 | Elect Director Michael Larson | Management | For | For |
1.7 | Elect Director Michael E. Maroone | Management | For | For |
1.8 | Elect Director Carlos A. Migoya | Management | For | For |
1.9 | Elect Director G. Mike Mikan | Management | For | For |
1.10 | Elect Director Alison H. Rosenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
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BANKFINANCIAL CORPORATION Meeting Date: JUN 24, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL |
Ticker: BFIN Security ID: 06643P104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director F. Morgan Gasior | Management | For | For |
1.2 | Elect Director John W. Palmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BLACKROCK KELSO CAPITAL CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL |
Ticker: BKCC Security ID: 092533108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director John R. Baron | Management | For | For |
1.2 | Elect Director Jerrold B. Harris | Management | For | For |
1.3 | Elect Director Michael B. Lazar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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BLACKROCK KELSO CAPITAL CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: SPECIAL |
Ticker: BKCC Security ID: 092533108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
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CALIFORNIA WATER SERVICE GROUP Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL |
Ticker: CWT Security ID: 130788102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Terry P. Bayer | Management | For | For |
1.2 | Elect Director Edwin A. Guiles | Management | For | For |
1.3 | Elect Director Bonnie G. Hill | Management | For | For |
1.4 | Elect Director Martin A. Kropelnicki | Management | For | For |
1.5 | Elect Director Thomas M. Krummel | Management | For | For |
1.6 | Elect Director Richard P. Magnuson | Management | For | For |
1.7 | Elect Director Linda R. Meier | Management | For | For |
1.8 | Elect Director Peter C. Nelson | Management | For | For |
1.9 | Elect Director Lester A. Snow | Management | For | For |
1.10 | Elect Director George A. Vera | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
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CARTER'S, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL |
Ticker: CRI Security ID: 146229109
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Amy Woods Brinkley | Management | For | For |
1b | Elect Director Michael D. Casey | Management | For | For |
1c | Elect Director A. Bruce Cleverly | Management | For | For |
1d | Elect Director Jevin S. Eagle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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CENTERPOINT ENERGY, INC. Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL |
Ticker: CNP Security ID: 15189T107
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director Scott J. McLean | Management | For | For |
1e | Elect Director Scott M. Prochazka | Management | For | For |
1f | Elect Director Susan O. Rheney | Management | For | For |
1g | Elect Director Phillip R. Smith | Management | For | For |
1h | Elect Director R. A. Walker | Management | For | For |
1i | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CHARTER COMMUNICATIONS, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL |
Ticker: CHTR Security ID: 16117M305
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director W. Lance Conn | Management | For | For |
1.2 | Elect Director Michael P. Huseby | Management | For | For |
1.3 | Elect Director Craig A. Jacobson | Management | For | For |
1.4 | Elect Director Gregory B. Maffei | Management | For | For |
1.5 | Elect Director John C. Malone | Management | For | For |
1.6 | Elect Director John D. Markley, Jr. | Management | For | For |
1.7 | Elect Director David C. Merritt | Management | For | For |
1.8 | Elect Director Balan Nair | Management | For | For |
1.9 | Elect Director Thomas M. Rutledge | Management | For | For |
1.10 | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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COMPASS DIVERSIFIED HOLDINGS Meeting Date: MAY 29, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL |
Ticker: CODI Security ID: 20451Q104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director James J. Bottiglieri | Management | For | For |
1.2 | Elect Director Gordon M. Burns | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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CONSOLIDATED EDISON, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL |
Ticker: ED Security ID: 209115104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Kevin Burke | Management | For | For |
1b | Elect Director Vincent A. Calarco | Management | For | For |
1c | Elect Director George Campbell, Jr. | Management | For | For |
1d | Elect Director Michael J. Del Giudice | Management | For | For |
1e | Elect Director Ellen V. Futter | Management | For | Against |
1f | Elect Director John F. Hennessy, III | Management | For | For |
1g | Elect Director John F. Killian | Management | For | For |
1h | Elect Director John McAvoy | Management | For | For |
1i | Elect Director Armando J. Olivera | Management | For | For |
1j | Elect Director Sally H. Pinero | Management | For | For |
1k | Elect Director Michael W. Ranger | Management | For | For |
1l | Elect Director L. Frederick Sutherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 30, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
Ticker: CCI Security ID: 228227104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Dale N. Hatfield | Management | For | For |
1c | Elect Director Lee W. Hogan | Management | For | For |
1d | Elect Director Robert F. McKenzie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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EBAY INC. Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL |
Ticker: EBAY Security ID: 278642103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Fred D. Anderson | Management | For | For |
1.2 | Elect Director Edward W. Barnholt | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director John J. Donahoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
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ENBRIDGE INC. Meeting Date: MAY 07, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL/SPECIAL |
Ticker: ENB Security ID: 29250N105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director David A. Arledge | Management | For | For |
1.2 | Elect Director James J. Blanchard | Management | For | For |
1.3 | Elect Director J. Lorne Braithwaite | Management | For | For |
1.4 | Elect Director J. Herb England | Management | For | For |
1.5 | Elect Director Charles W. Fischer | Management | For | For |
1.6 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.7 | Elect Director David A. Leslie | Management | For | For |
1.8 | Elect Director Al Monaco | Management | For | For |
1.9 | Elect Director George K. Petty | Management | For | For |
1.10 | Elect Director Charles E. Shultz | Management | For | For |
1.11 | Elect Director Dan C. Tutcher | Management | For | For |
1.12 | Elect Director Catherine L. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
---|
ENDO INTERNATIONAL PLC Meeting Date: JUN 10, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL |
Ticker: ENDP Security ID: G30401106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Roger H. Kimmel | Management | For | For |
1b | Elect Director Rajiv De Silva | Management | For | For |
1c | Elect Director John J. Delucca | Management | For | For |
1d | Elect Director Arthur J. Higgins | Management | For | For |
1e | Elect Director Nancy J. Hutson | Management | For | For |
1f | Elect Director Michael Hyatt | Management | For | For |
1g | Elect Director William P. Montague | Management | For | For |
1h | Elect Director Jill D. Smith | Management | For | For |
1i | Elect Director William F. Spengler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
|
---|
ENTERPRISE FINANCIAL SERVICES CORP Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL |
Ticker: EFSC Security ID: 293712105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Peter F. Benoist | Management | For | For |
1.2 | Elect Director James J. Murphy, Jr. | Management | For | For |
1.3 | Elect Director Michael A. DeCola | Management | For | For |
1.4 | Elect Director William H. Downey | Management | For | For |
1.5 | Elect Director John S. Eulich | Management | For | For |
1.6 | Elect Director Robert E. Guest, Jr. | Management | For | For |
1.7 | Elect Director James M. Havel | Management | For | For |
1.8 | Elect Director Judith S. Heeter | Management | For | For |
1.9 | Elect Director Birch M. Mullins | Management | For | For |
1.10 | Elect Director Brenda D. Newberry | Management | For | For |
1.11 | Elect Director Sandra A. Van Trease | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Eliminate Cumulative Voting | Management | For | For |
|
---|
EQUINIX, INC. Meeting Date: JUN 04, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL |
Ticker: EQIX Security ID: 29444U502
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Gary Hromadko | Management | For | For |
1.3 | Elect Director Scott Kriens | Management | For | For |
1.4 | Elect Director William Luby | Management | For | For |
1.5 | Elect Director Irving Lyons, III | Management | For | For |
1.6 | Elect Director Christopher Paisley | Management | For | For |
1.7 | Elect Director Stephen Smith | Management | For | For |
1.8 | Elect Director Peter Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Securities Transfer Restrictions | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
|
---|
FACEBOOK, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL |
Ticker: FB Security ID: 30303M102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Marc L. Andreessen | Management | For | Withhold |
1.2 | Elect Director Erskine B. Bowles | Management | For | Withhold |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
7 | Report on Sustainability | Shareholder | Against | For |
|
---|
FIFTH STREET FINANCE CORP. Meeting Date: MAR 13, 2014 Record Date: JAN 14, 2014 Meeting Type: ANNUAL |
Ticker: FSC Security ID: 31678A103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1a | Elect Director Ivelin M. Dimitrov | Management | For | For |
1.1b | Elect Director Brian S. Dunn | Management | For | For |
1.1c | Elect Director Byron J. Haney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
|
---|
FIRST MERCHANTS CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL |
Ticker: FRME Security ID: 320817109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Roderick English | Management | For | For |
1.2 | Elect Director Gary J. Lehman | Management | For | For |
1.3 | Elect Director Jean L. Wojtowicz | Management | For | For |
1.4 | Elect Director F. Howard Halderman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
|
---|
GENERAL MOTORS COMPANY Meeting Date: JUN 10, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL |
Ticker: GM Security ID: 37045V100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Erroll B. Davis, Jr. | Management | For | Against |
1d | Elect Director Stephen J. Girsky | Management | For | For |
1e | Elect Director E. Neville Isdell | Management | For | For |
1f | Elect Director Kathryn V. Marinello | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
|
---|
GLADSTONE CAPITAL CORPORATION Meeting Date: FEB 13, 2014 Record Date: DEC 09, 2013 Meeting Type: ANNUAL |
Ticker: GLAD Security ID: 376535100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Michela A. English | Management | For | For |
1b | Elect Director Anthony W. Parker | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value | Management | For | For |
|
---|
GLADSTONE INVESTMENT CORPORATION Meeting Date: AUG 08, 2013 Record Date: JUN 10, 2013 Meeting Type: ANNUAL |
Ticker: GAIN Security ID: 376546107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Paul W. Adelgren | Management | For | For |
1.2 | Elect Director David Gladstone | Management | For | For |
1.3 | Elect Director John H. Outland | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
|
---|
GLU MOBILE INC. Meeting Date: JUN 05, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL |
Ticker: GLUU Security ID: 379890106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Hany M. Nada | Management | For | For |
1.2 | Elect Director Benjamin T. Smith, IV | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
|
---|
GOOGLE INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
Ticker: GOOG Security ID: 38259P508
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | For |
|
---|
H&R BLOCK, INC. Meeting Date: SEP 12, 2013 Record Date: JUL 12, 2013 Meeting Type: ANNUAL |
Ticker: HRB Security ID: 093671105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Paul J. Brown | Management | For | For |
1b | Elect Director William C. Cobb | Management | For | For |
1c | Elect Director Marvin R. Ellison | Management | For | For |
1d | Elect Director Robert A. Gerard | Management | For | For |
1e | Elect Director David Baker Lewis | Management | For | For |
1f | Elect Director Victoria J. Reich | Management | For | For |
1g | Elect Director Bruce C. Rohde | Management | For | For |
1h | Elect Director Tom D. Seip | Management | For | For |
1i | Elect Director Christianna Wood | Management | For | For |
1j | Elect Director James F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Articles | Management | For | For |
5 | Amend Articles | Management | For | For |
6 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
|
---|
HARRIS & HARRIS GROUP, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL |
Ticker: TINY Security ID: 413833104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director W. Dillaway Ayres, Jr. | Management | For | For |
1.2 | Elect Director Phillip A. Bauman | Management | For | For |
1.3 | Elect Director Stacy R. Brandom | Management | For | For |
1.4 | Elect Director Douglas W. Jamison | Management | For | For |
1.5 | Elect Director Lucio L. Lanza | Management | For | For |
1.6 | Elect Director Charles E. Ramsey | Management | For | For |
1.7 | Elect Director Richard P. Shanley | Management | For | For |
1.8 | Elect Director Bruce W. Shewmaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
HEALTHSTREAM, INC. Meeting Date: MAY 29, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL |
Ticker: HSTM Security ID: 42222N103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Jeffrey L. Mclaren | Management | For | Withhold |
1.2 | Elect Director Linda Rebrovick | Management | For | For |
1.3 | Elect Director Michael Shmerling | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
HERTZ GLOBAL HOLDINGS, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL |
Ticker: HTZ Security ID: 42805T105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Michael J. Durham | Management | For | For |
1.2 | Elect Director Mark P. Frissora | Management | For | For |
1.3 | Elect Director Henry C. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
|
---|
HORIZON BANCORP Meeting Date: MAY 08, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL |
Ticker: HBNC Security ID: 440407104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Craig M. Dwight | Management | For | For |
1.2 | Elect Director James B. Dworkin | Management | For | For |
1.3 | Elect Director Daniel F. Hopp | Management | For | For |
1.4 | Elect Director Steven W. Reed | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
|
---|
ICG GROUP, INC. Meeting Date: JUN 13, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL |
Ticker: ICGE Security ID: 44928D108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Walter W. Buckley, III | Management | For | For |
1b | Elect Director Michael J. Hagan | Management | For | For |
1c | Elect Director Philip J. Ringo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Company Name | Management | For | For |
|
---|
INCONTACT, INC. Meeting Date: JUN 11, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL |
Ticker: SAAS Security ID: 45336E109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Theodore Stern | Management | For | For |
1.2 | Elect Director Paul Jarman | Management | For | For |
1.3 | Elect Director Steve Barnett | Management | For | For |
1.4 | Elect Director Mark J. Emkjer | Management | For | For |
1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
1.6 | Elect Director Paul F. Koeppe | Management | For | For |
1.7 | Elect Director Hamid Akhavan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
|
---|
INFORMATICA CORPORATION Meeting Date: MAY 23, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
Ticker: INFA Security ID: 45666Q102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Mark A. Bertelsen | Management | For | For |
1.2 | Elect Director Hilarie Koplow-McAdams | Management | For | For |
1.3 | Elect Director A. Brooke Seawell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
INTERXION HOLDING NV Meeting Date: JUN 30, 2014 Record Date: JUN 02, 2014 Meeting Type: ANNUAL |
Ticker: INXN Security ID: N47279109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Frank Esser as Non-Executive Director | Management | For | For |
3b | Elect Mark Heraghty as Non-Executive Director | Management | For | For |
4 | Approve Remuneration of Non-Executive Board Members Re: Share Awards With Value of EUR 40,000 and Increase Audit Committee Membership Compensation | Management | For | For |
5 | Approve Award of 17,995 Performance Shares to Executive Director | Management | For | For |
6 | Ratify KPMG as Auditors | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
|
---|
ITC HOLDINGS CORP. Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
Ticker: ITC Security ID: 465685105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Christopher H. Franklin | Management | For | Withhold |
1.2 | Elect Director Edward G. Jepsen | Management | For | Withhold |
1.3 | Elect Director William J. Museler | Management | For | Withhold |
1.4 | Elect Director Hazel R. O'Leary | Management | For | Withhold |
1.5 | Elect Director Thomas G. Stephens | Management | For | Withhold |
1.6 | Elect Director G. Bennett Stewart, III | Management | For | Withhold |
1.7 | Elect Director Lee C. Stewart | Management | For | Withhold |
1.8 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
|
---|
JPMORGAN CHASE & CO. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL |
Ticker: JPM Security ID: 46625H100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
|
---|
KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY Meeting Date: JUN 26, 2014 Record Date: MAY 07, 2014 Meeting Type: ANNUAL |
Ticker: KED Security ID: 48660Q102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Elect Director William R. Cordes | Management | For | For |
2 | Elect Director Barry R. Pearl | Management | For | For |
3 | Ratify Auditors | Management | For | For |
|
---|
KCAP FINANCIAL, INC. Meeting Date: MAY 05, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL |
Ticker: KCAP Security ID: 48668E101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Albert G. Pastino | Management | For | For |
1.2 | Elect Director C. Michael Jacobi | Management | For | For |
1.3 | Elect Director Jay R. Bloom | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
|
---|
KINDER MORGAN, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
Ticker: KMI Security ID: 49456B101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.4 | Elect Director Deborah A. Macdonald | Management | For | For |
1.5 | Elect Director Michael J. Miller | Management | For | For |
1.6 | Elect Director Michael C. Morgan | Management | For | For |
1.7 | Elect Director Fayez Sarofim | Management | For | For |
1.8 | Elect Director C. Park Shaper | Management | For | For |
1.9 | Elect Director Joel V. Staff | Management | For | For |
1.10 | Elect Director John M. Stokes | Management | For | For |
1.11 | Elect Director Robert F. Vagt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Financial Risks of Climate Change | Shareholder | Against | For |
4 | Report on Methane Emissions Management, Pipeline Maintenance and Reduction Targets | Shareholder | Against | For |
5 | Report on Sustainability | Shareholder | Against | For |
|
---|
LIBERTY GLOBAL PLC Meeting Date: JUN 26, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL |
Ticker: LBTYK Security ID: G5480U104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Elect Director Miranda Curtis | Management | For | Against |
2 | Elect Director John W. Dick | Management | For | For |
3 | Elect Director J.C. Sparkman | Management | For | For |
4 | Elect Director J. David Wargo | Management | For | For |
5 | Approve Remuneration Policy | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Approve Remuneration Report | Management | For | Against |
9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
|
---|
LIFE TECHNOLOGIES CORPORATION Meeting Date: AUG 21, 2013 Record Date: JUL 18, 2013 Meeting Type: SPECIAL |
Ticker: LIFE Security ID: 53217V109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
|
---|
LINKEDIN CORPORATION Meeting Date: JUN 10, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL |
Ticker: LNKD Security ID: 53578A108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Reid Hoffman | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | Withhold |
1.3 | Elect Director David Sze | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
|
---|
LYONDELLBASELL INDUSTRIES NV Meeting Date: APR 16, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL |
Ticker: LYB Security ID: N53745100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
|
---|
MAIN STREET CAPITAL CORPORATION Meeting Date: MAY 29, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL |
Ticker: MAIN Security ID: 56035L104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Michael Appling, Jr. | Management | For | For |
1.2 | Elect Director Joseph E. Canon | Management | For | For |
1.3 | Elect Director Arthur L. French | Management | For | For |
1.4 | Elect Director J. Kevin Griffin | Management | For | For |
1.5 | Elect Director John E. Jackson | Management | For | For |
1.6 | Elect Director Vincent D. Foster | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
MARCHEX, INC. Meeting Date: MAY 02, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL |
Ticker: MCHX Security ID: 56624R108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Russell C. Horowitz | Management | For | For |
1.2 | Elect Director Dennis Cline | Management | For | For |
1.3 | Elect Director Anne Devereux-Mills | Management | For | For |
1.4 | Elect Director Nicolas Hanauer | Management | For | For |
1.5 | Elect Director M. Wayne Wisehart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
|
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MASTERCARD INCORPORATED Meeting Date: JUN 03, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL |
Ticker: MA Security ID: 57636Q104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | For |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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MCG CAPITAL CORPORATION Meeting Date: MAY 28, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL |
Ticker: MCGC Security ID: 58047P107
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Keith Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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MELLANOX TECHNOLOGIES, LTD. Meeting Date: MAY 19, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL |
Ticker: MLNX Security ID: M51363113
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Eyal Waldman as Director | Management | For | For |
1.2 | Elect Irwin Federman as Director | Management | For | For |
1.3 | Elect Dov Baharav as Director | Management | For | For |
1.4 | Elect Glenda Dorchak as Director | Management | For | For |
1.5 | Elect Thomas Weatherford as Director | Management | For | For |
2 | Elect David Perlmutter as Director | Management | For | For |
3 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
4 | Approve Restricted Stock Units to Eyal Waldman | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Compensation of Irwin Federman | Management | For | For |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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METRO BANCORP, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
Ticker: METR Security ID: 59161R101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Gary L. Nalbandian | Management | For | For |
1.2 | Elect Director James R. Adair | Management | For | For |
1.3 | Elect Director John J. Cardello | Management | For | For |
1.4 | Elect Director Douglas S. Gelder | Management | For | For |
1.5 | Elect Director Alan R. Hassman | Management | For | For |
1.6 | Elect Director J. Rodney Messick | Management | For | For |
1.7 | Elect Director Howell C. Mette | Management | For | For |
1.8 | Elect Director Michael A. Serluco | Management | For | For |
1.9 | Elect Director Samir J. Srouji | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
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MVC CAPITAL, INC. Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL |
Ticker: MVC Security ID: 553829102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Emilio Dominianni | Management | For | For |
1.2 | Elect Director Phillip Goldstein | Management | For | For |
1.3 | Elect Director Gerald Hellerman | Management | For | For |
1.4 | Elect Director Warren Holtsberg | Management | For | For |
1.5 | Elect Director Robert Knapp | Management | For | For |
1.6 | Elect Director William Taylor | Management | For | For |
1.7 | Elect Director Michael Tokarz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
|
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NEW JERSEY RESOURCES CORPORATION Meeting Date: JAN 22, 2014 Record Date: NOV 25, 2013 Meeting Type: ANNUAL |
Ticker: NJR Security ID: 646025106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Jane M. Kenny | Management | For | For |
1.2 | Elect Director Sharon C. Taylor | Management | For | For |
1.3 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Certificate of Incorporation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
|
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NISOURCE INC. Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL |
Ticker: NI Security ID: 65473P105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Richard A. Abdoo | Management | For | For |
1.2 | Elect Director Aristides S. Candris | Management | For | For |
1.3 | Elect Director Sigmund L. Cornelius | Management | For | For |
1.4 | Elect Director Michael E. Jesanis | Management | For | For |
1.5 | Elect Director Marty R. Kittrell | Management | For | For |
1.6 | Elect Director W. Lee Nutter | Management | For | For |
1.7 | Elect Director Deborah S. Parker | Management | For | For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.9 | Elect Director Teresa A. Taylor | Management | For | For |
1.10 | Elect Director Richard L. Thompson | Management | For | For |
1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
|
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NORTHEAST UTILITIES Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL |
Ticker: NU Security ID: 664397106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director William C. Van Faasen | Management | For | For |
1.12 | Elect Director Frederica M. Williams | Management | For | For |
1.13 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
|
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NORTHWEST NATURAL GAS COMPANY Meeting Date: MAY 22, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL |
Ticker: NWN Security ID: 667655104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Martha L. 'Stormy' Byorum | Management | For | For |
1.2 | Elect Director John D. Carter | Management | For | For |
1.3 | Elect Director C. Scott Gibson | Management | For | For |
1.4 | Elect Director Gregg S. Kantor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
|
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NORTHWESTERN CORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL |
Ticker: NWE Security ID: 668074305
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Stephen P. Adik | Management | For | For |
1.2 | Elect Director Dorothy M. Bradley | Management | For | For |
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.4 | Elect Director Dana J. Dykhouse | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Denton Louis Peoples | Management | For | For |
1.8 | Elect Director Robert C. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
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ONEOK, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL |
Ticker: OKE Security ID: 682680103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director James C. Day | Management | For | For |
1.2 | Elect Director Julie H. Edwards | Management | For | For |
1.3 | Elect Director William L. Ford | Management | For | For |
1.4 | Elect Director John W. Gibson | Management | For | For |
1.5 | Elect Director Bert H. Mackie | Management | For | For |
1.6 | Elect Director Steven J. Malcolm | Management | For | For |
1.7 | Elect Director Jim W. Mogg | Management | For | For |
1.8 | Elect Director Pattye L. Moore | Management | For | For |
1.9 | Elect Director Gary D. Parker | Management | For | For |
1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
1.11 | Elect Director Terry K. Spencer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For |
|
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PANDORA MEDIA, INC. Meeting Date: JUN 04, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL |
Ticker: P Security ID: 698354107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Peter Chernin | Management | For | For |
1.2 | Elect Director Brian McAndrews | Management | For | For |
1.3 | Elect Director Tim Westergren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
|
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PEMBINA PIPELINE CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL/SPECIAL |
Ticker: PPL Security ID: 706327103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Grant D. Billing | Management | For | For |
1.2 | Elect Director Thomas W. Buchanan | Management | For | For |
1.3 | Elect Director Michael (Mick) H. Dilger | Management | For | For |
1.4 | Elect Director Randall J. Findlay | Management | For | For |
1.5 | Elect Director Lorne B. Gordon | Management | For | For |
1.6 | Elect Director David M.B. LeGresley | Management | For | For |
1.7 | Elect Director Robert B. Michaleski | Management | For | For |
1.8 | Elect Director Leslie A. O'Donoghue | Management | For | For |
1.9 | Elect Director Jeffrey T. Smith | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
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PENNANTPARK INVESTMENT CORPORATION Meeting Date: FEB 25, 2014 Record Date: DEC 09, 2013 Meeting Type: ANNUAL |
Ticker: PNNT Security ID: 708062104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Marshall Brozost | Management | For | For |
1.2 | Elect Director Samuel L. Katz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
|
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PENNANTPARK INVESTMENT CORPORATION Meeting Date: FEB 25, 2014 Record Date: DEC 09, 2013 Meeting Type: SPECIAL |
Ticker: PNNT Security ID: 708062104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
|
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PEPCO HOLDINGS, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
Ticker: POM Security ID: 713291102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Paul M. Barbas | Management | For | For |
1.2 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.3 | Elect Director H. Russell Frisby, Jr. | Management | For | For |
1.4 | Elect Director Terence C. Golden | Management | For | For |
1.5 | Elect Director Patrick T. Harker | Management | For | For |
1.6 | Elect Director Barbara J. Krumsiek | Management | For | For |
1.7 | Elect Director Lawrence C. Nussdorf | Management | For | For |
1.8 | Elect Director Patricia A. Oelrich | Management | For | For |
1.9 | Elect Director Joseph M. Rigby | Management | For | For |
1.10 | Elect Director Lester P. Silverman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
|
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PG&E CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL |
Ticker: PCG Security ID: 69331C108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
|
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PIEDMONT NATURAL GAS COMPANY, INC. Meeting Date: MAR 06, 2014 Record Date: JAN 02, 2014 Meeting Type: ANNUAL |
Ticker: PNY Security ID: 720186105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Malcolm E. Everett, III | Management | For | For |
1.2 | Elect Director Frank B. Holding, Jr. | Management | For | For |
1.3 | Elect Director Minor M. Shaw | Management | For | For |
1.4 | Elect Director Michael C. Tarwater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement in the Articles of Incorporation | Management | For | For |
5 | Reduce Supermajority Vote Requirement in the Bylaws | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
|
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PROSPECT CAPITAL CORPORATION Meeting Date: DEC 06, 2013 Record Date: SEP 10, 2013 Meeting Type: ANNUAL |
Ticker: PSEC Security ID: 74348T102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Eugene S. Stark | Management | For | For |
1.2 | Elect Director John F. Barry, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
|
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PVH CORP. Meeting Date: JUN 19, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL |
Ticker: PVH Security ID: 693656100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Brent Callinicos | Management | For | For |
1.3 | Elect Director Emanuel Chirico | Management | For | For |
1.4 | Elect Director Juan R. Figuereo | Management | For | For |
1.5 | Elect Director Joseph B. Fuller | Management | For | For |
1.6 | Elect Director Fred Gehring | Management | For | For |
1.7 | Elect Director Bruce Maggin | Management | For | For |
1.8 | Elect Director V. James Marino | Management | For | For |
1.9 | Elect Director Henry Nasella | Management | For | For |
1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
|
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RACKSPACE HOSTING, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL |
Ticker: RAX Security ID: 750086100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Lewis J. Moorman | Management | For | For |
1.2 | Elect Director Graham Weston | Management | For | For |
1.3 | Elect Director Ossa Fisher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
|
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REALD INC. Meeting Date: AUG 08, 2013 Record Date: JUN 18, 2013 Meeting Type: ANNUAL |
Ticker: RLD Security ID: 75604L105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Michael V. Lewis | Management | For | For |
1.2 | Elect Director P. Gordon Hodge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
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SAFEGUARD SCIENTIFICS, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
Ticker: SFE Security ID: 786449207
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Andrew E. Lietz | Management | For | For |
1.2 | Elect Director Stephen T. Zarrilli | Management | For | For |
1.3 | Elect Director Julie A. Dobson | Management | For | For |
1.4 | Elect Director Keith B. Jarrett | Management | For | For |
1.5 | Elect Director George MacKenzie | Management | For | For |
1.6 | Elect Director George D. McClelland | Management | For | For |
1.7 | Elect Director Jack L. Messman | Management | For | For |
1.8 | Elect Director John J. Roberts | Management | For | For |
1.9 | Elect Director Robert J. Rosenthal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
|
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SARATOGA INVESTMENT CORP. Meeting Date: SEP 26, 2013 Record Date: AUG 16, 2013 Meeting Type: ANNUAL |
Ticker: SAR Security ID: 80349A208
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Steven M. Looney | Management | For | For |
1.2 | Elect Director Charles S. Whitman III | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
|
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SBA COMMUNICATIONS CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL |
Ticker: SBAC Security ID: 78388J106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Steven E. Bernstein | Management | For | For |
1b | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
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SEMGROUP CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
Ticker: SEMG Security ID: 81663A105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Ronald A. Ballschmiede | Management | For | For |
1.2 | Elect Director Sarah M. Barpoulis | Management | For | For |
1.3 | Elect Director John F. Chlebowski | Management | For | For |
1.4 | Elect Director Carlin G. Conner | Management | For | For |
1.5 | Elect Director Karl F. Kurz | Management | For | For |
1.6 | Elect Director James H. Lytal | Management | For | For |
1.7 | Elect Director Thomas R. McDaniel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
|
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SEMPRA ENERGY Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL |
Ticker: SRE Security ID: 816851109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director Kathleen L. Brown | Management | For | For |
1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
1.5 | Elect Director William D. Jones | Management | For | For |
1.6 | Elect Director William G. Ouchi | Management | For | For |
1.7 | Elect Director Debra L. Reed | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director William P. Rutledge | Management | For | For |
1.10 | Elect Director Lynn Schenk | Management | For | For |
1.11 | Elect Director Jack T. Taylor | Management | For | For |
1.12 | Elect Director Luis M. Tellez | Management | For | For |
1.13 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
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SIRIUS XM HOLDINGS INC. Meeting Date: MAY 19, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
Ticker: SIRI Security ID: 82968B103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director Anthony J. Bates | Management | For | For |
1.3 | Elect Director George W. Bodenheimer | Management | For | For |
1.4 | Elect Director David J.A. Flowers | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director James P. Holden | Management | For | For |
1.7 | Elect Director Gregory B. Maffei | Management | For | Withhold |
1.8 | Elect Director Evan D. Malone | Management | For | For |
1.9 | Elect Director James E. Meyer | Management | For | For |
1.10 | Elect Director James F. Mooney | Management | For | For |
1.11 | Elect Director Carl E. Vogel | Management | For | For |
1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
1.13 | Elect Director David M. Zaslav | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
|
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SOLAR CAPITAL LTD. Meeting Date: MAY 06, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL |
Ticker: SLRC Security ID: 83413U100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Bruce Spohler | Management | For | For |
1.2 | Elect Director Steven Hochberg | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
|
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SOUTHWEST GAS CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL |
Ticker: SWX Security ID: 844895102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Robert L. Boughner | Management | For | For |
1.2 | Elect Director Jose A. Cardenas | Management | For | For |
1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
1.4 | Elect Director Stephen C. Comer | Management | For | For |
1.5 | Elect Director LeRoy C. Hanneman, Jr. | Management | For | For |
1.6 | Elect Director Michael O. Maffie | Management | For | For |
1.7 | Elect Director Anne L. Mariucci | Management | For | For |
1.8 | Elect Director Michael J. Melarkey | Management | For | For |
1.9 | Elect Director Jeffrey W. Shaw | Management | For | For |
1.10 | Elect Director A. Randall Thoman | Management | For | For |
1.11 | Elect Director Thomas A. Thomas | Management | For | For |
1.12 | Elect Director Terrence 'Terry' L. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
|
---|
SPECTRA ENERGY CORP Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL |
Ticker: SE Security ID: 847560109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Gregory L. Ebel | Management | For | For |
1b | Elect Director Austin A. Adams | Management | For | For |
1c | Elect Director Joseph Alvarado | Management | For | For |
1d | Elect Director Pamela L. Carter | Management | For | For |
1e | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1f | Elect Director F. Anthony Comper | Management | For | For |
1g | Elect Director Peter B. Hamilton | Management | For | For |
1h | Elect Director Michael McShane | Management | For | For |
1i | Elect Director Michael G. Morris | Management | For | For |
1j | Elect Director Michael E. J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Report on Methane Emissions | Shareholder | Against | For |
|
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TARGA RESOURCES CORP. Meeting Date: MAY 29, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL |
Ticker: TRGP Security ID: 87612G101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Charles R. Crisp | Management | For | For |
1.2 | Elect Director Laura C. Fulton | Management | For | For |
1.3 | Elect Director James W. Whalen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For |
|
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TENET HEALTHCARE CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL |
Ticker: THC Security ID: 88033G407
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director John Ellis 'Jeb' Bush | Management | For | For |
1b | Elect Director Trevor Fetter | Management | For | For |
1c | Elect Director Brenda J. Gaines | Management | For | Against |
1d | Elect Director Karen M. Garrison | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director J. Robert Kerrey | Management | For | For |
1g | Elect Director Richard R. Pettingill | Management | For | For |
1h | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1i | Elect Director James A. Unruh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
|
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THE LACLEDE GROUP, INC. Meeting Date: JAN 30, 2014 Record Date: NOV 21, 2013 Meeting Type: ANNUAL |
Ticker: LG Security ID: 505597104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
1.2 | Elect Director W. Stephen Maritz | Management | For | For |
1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
|
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THE PRICELINE GROUP INC. Meeting Date: JUN 05, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL |
Ticker: PCLN Security ID: 741503403
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Darren R. Huston | Management | For | For |
1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
1.9 | Elect Director Thomas E. Rothman | Management | For | For |
1.10 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
|
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THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 22, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL |
Ticker: WMB Security ID: 969457100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
1.4 | Elect Director John A. Hagg | Management | For | For |
1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.6 | Elect Director Ralph Izzo | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
1.9 | Elect Director Steven W. Nance | Management | For | For |
1.10 | Elect Director Murray D. Smith | Management | For | For |
1.11 | Elect Director Janice D. Stoney | Management | For | For |
1.12 | Elect Director Laura A. Sugg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
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TIME WARNER CABLE INC. Meeting Date: JUN 05, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL |
Ticker: TWC Security ID: 88732J207
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Glenn A. Britt | Management | For | For |
1c | Elect Director Thomas H. Castro | Management | For | For |
1d | Elect Director David C. Chang | Management | For | For |
1e | Elect Director James E. Copeland, Jr. | Management | For | For |
1f | Elect Director Peter R. Haje | Management | For | For |
1g | Elect Director Donna A. James | Management | For | For |
1h | Elect Director Don Logan | Management | For | For |
1i | Elect Director Robert D. Marcus | Management | For | For |
1j | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1k | Elect Director Wayne H. Pace | Management | For | For |
1l | Elect Director Edward D. Shirley | Management | For | For |
1m | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
|
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TRANSCANADA CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL |
Ticker: TRP Security ID: 89353D107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Kevin E. Benson | Management | For | For |
1.2 | Elect Director Derek H. Burney | Management | For | For |
1.3 | Elect Director Paule Gauthier | Management | For | For |
1.4 | Elect Director Russell K. Girling | Management | For | For |
1.5 | Elect Director S. Barry Jackson | Management | For | For |
1.6 | Elect Director Paula Rosput Reynolds | Management | For | For |
1.7 | Elect Director John Richels | Management | For | For |
1.8 | Elect Director Mary Pat Salomone | Management | For | For |
1.9 | Elect Director D. Michael G. Stewart | Management | For | For |
1.10 | Elect Director Siim A. Vanaselja | Management | For | For |
1.11 | Elect Director Richard E. Waugh | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
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TRIANGLE CAPITAL CORPORATION Meeting Date: MAY 07, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL |
Ticker: TCAP Security ID: 895848109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Garland S. Tucker, III | Management | For | For |
1.2 | Elect Director E. Ashton Poole | Management | For | For |
1.3 | Elect Director Brent P.W. Burgess | Management | For | For |
1.4 | Elect Director Steven C. Lilly | Management | For | For |
1.5 | Elect Director W. McComb Dunwoody | Management | For | For |
1.6 | Elect Director Mark M. Gambill | Management | For | For |
1.7 | Elect Director Benjamin S. Goldstein | Management | For | For |
1.8 | Elect Director Simon B. Rich, Jr. | Management | For | For |
1.9 | Elect Director Sherwood H. Smith, Jr. | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
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UIL HOLDINGS CORPORATION Meeting Date: MAY 13, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL |
Ticker: UIL Security ID: 902748102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Thelma R. Albright | Management | For | For |
1.2 | Elect Director Arnold L. Chase | Management | For | For |
1.3 | Elect Director Betsy Henley-Cohn | Management | For | For |
1.4 | Elect Director Suedeen G. Kelly | Management | For | For |
1.5 | Elect Director John L. Lahey | Management | For | For |
1.6 | Elect Director Daniel J. Miglio | Management | For | For |
1.7 | Elect Director William F. Murdy | Management | For | For |
1.8 | Elect Director William B. Plummer | Management | For | For |
1.9 | Elect Director Donald R. Shassian | Management | For | For |
1.10 | Elect Director James P. Torgerson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
|
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VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 20, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL |
Ticker: VRX Security ID: 91911K102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
|
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WGL HOLDINGS, INC. Meeting Date: MAR 06, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL |
Ticker: WGL Security ID: 92924F106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Michael D. Barnes | Management | For | For |
1.2 | Elect Director George P. Clancy, Jr. | Management | For | For |
1.3 | Elect Director James W. Dyke, Jr. | Management | For | For |
1.4 | Elect Director Melvyn J. Estrin | Management | For | For |
1.5 | Elect Director Nancy C. Floyd | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director James F. Lafond | Management | For | For |
1.8 | Elect Director Debra L. Lee | Management | For | For |
1.9 | Elect Director Terry D. McCallister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
|
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WORKDAY, INC. Meeting Date: JUN 03, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL |
Ticker: WDAY Security ID: 98138H101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Christa Davies | Management | For | For |
1.2 | Elect Director George J. Still, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | AIP Series Trust-AIP Dynamic Alternative Strategies Fund |
By (Signature and Title)*
| /s/ John H. Gernon |
| |
| John H. Gernon |
| |
| President and Principal Executive Officer |
* Print the name and title of each signing officer under his or her signature.