UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-22789 |
AIP Series Trust |
(Exact name of registrant as specified in charter) |
100 Front Street, Suite 400, West Conshohocken, PA | 19428 |
(Address of principal executive offices) | (Zip code) |
Matthew W. Crowe, Esq.
Managing Director
Alternative Investment Partners
100 Front Street
Suite 400
West Conshohocken, PA 19428 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | 800-548-7786 |
Date of fiscal year end: | 3/31 |
Date of reporting period: | 7/1/14 – 6/30/15 |
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22789 Reporting Period: 07/01/2014 - 06/30/2015 AIP Series Trust ============== AIP Series Trust - AIP Dynamic Alpha Capture Fund =============== ACTAVIS PLC Ticker: ACT Security ID: G0083B108 Meeting Date: JUN 05, 2015 Meeting Type: Annual Record Date: APR 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul M. Bisaro For For Management 1b Elect Director Nesli Basgoz For For Management 1c Elect Director James H. Bloem For For Management 1d Elect Director Christopher W. Bodine For For Management 1e Elect Director Christopher J. Coughlin For For Management 1f Elect Director Michael R. Gallagher For For Management 1g Elect Director Catherine M. Klema For For Management 1h Elect Director Peter J. McDonnell For For Management 1i Elect Director Patrick J. O'Sullivan For For Management 1j Elect Director Brenton L. Saunders For For Management 1k Elect Director Ronald R. Taylor For For Management 1l Elect Director Fred G. Weiss For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Change Company Name from Actavis plc For For Management to Allergan plc 5 Amend Omnibus Stock Plan For For Management 6 Report on Sustainability Against For Shareholder 7 Stock Retention/Holding Period Against Against Shareholder -------------------------------------------------------------------------------- AGRIUM INC. Ticker: AGU Security ID: 008916108 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: MAR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Everitt For For Management 1.2 Elect Director Russell K. Girling For For Management 1.3 Elect Director M. Marianne Harris For For Management 1.4 Elect Director Susan A. Henry For For Management 1.5 Elect Director Russell J. Horner For For Management 1.6 Elect Director John E. Lowe For For Management 1.7 Elect Director Charles (Chuck) V. Magro For For Management 1.8 Elect Director A. Anne McLellan For For Management 1.9 Elect Director Derek G. Pannell For For Management 1.10 Elect Director Mayo M. Schmidt For For Management 1.11 Elect Director Victor J. Zaleschuk For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Human Rights Risk Assessment Against Against Shareholder -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 22, 2015 Meeting Type: Annual Record Date: NOV 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Seifollah (Seifi) For For Management Ghasemi 1c Elect Director David H. Y. Ho For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLERGAN, INC. Ticker: AGN Security ID: 018490102 Meeting Date: MAR 10, 2015 Meeting Type: Special Record Date: JAN 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 14, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Baltimore For For Management 1.2 Elect Director Frank J. Biondi, Jr. For For Management 1.3 Elect Director Robert A. Bradway For For Management 1.4 Elect Director Francois de Carbonnel For For Management 1.5 Elect Director Vance D. Coffman For For Management 1.6 Elect Director Robert A. Eckert For For Management 1.7 Elect Director Greg C. Garland For For Management 1.8 Elect Director Rebecca M. Henderson For For Management 1.9 Elect Director Frank C. Herringer For For Management 1.10 Elect Director Tyler Jacks For For Management 1.11 Elect Director Judith C. Pelham For For Management 1.12 Elect Director Ronald D. Sugar For For Management 1.13 Elect Director R. Sanders Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: MAY 12, 2015 Meeting Type: Annual Record Date: MAR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1a Elect Director Anthony R. Chase For For Management 1.1b Elect Director Kevin P. Chilton For For Management 1.1c Elect Director H. Paulett Eberhart For For Management 1.1d Elect Director Peter J. Fluor For For Management 1.1e Elect Director Richard L. George For For Management 1.1f Elect Director Joseph W. Gorder For For Management 1.1g Elect Director John R. Gordon For For Management 1.1h Elect Director Mark C. McKinley For For Management 1.1i Elect Director Eric D. Mullins For For Management 1.1j Elect Director R. A. Walker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Proxy Access Right Against For Shareholder 5 Report on Plans to Address Stranded Against For Shareholder Carbon Asset Risks -------------------------------------------------------------------------------- ANCHOR BANCORP WISCONSIN INC. Ticker: ABCW Security ID: 03283P106 Meeting Date: APR 29, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris M. Bauer For For Management 1.2 Elect Director Richard A. Bergstrom For For Management 1.3 Elect Director Holly Cremer For For Management 1.4 Elect Director Bradley E. Cooper For For Management 1.5 Elect Director Martin S. Friedman For For Management 1.6 Elect Director David L. Omachinski For For Management 1.7 Elect Director Pat Richter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify McGladrey LLP as Auditors For For Management -------------------------------------------------------------------------------- AXIALL CORPORATION Ticker: AXLL Security ID: 05463D100 Meeting Date: MAY 19, 2015 Meeting Type: Annual Record Date: APR 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul D. Carrico For For Management 1.2 Elect Director T. Kevin DeNicola For For Management 1.3 Elect Director Patrick J. Fleming For For Management 1.4 Elect Director Robert M. Gervis For For Management 1.5 Elect Director Victoria F. Haynes For For Management 1.6 Elect Director Michael H. McGarry For For Management 1.7 Elect Director William L. Mansfield For For Management 1.8 Elect Director Mark L. Noetzel For For Management 1.9 Elect Director Robert Ripp For For Management 1.10 Elect Director David N. Weinstein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP Auditors For For Management -------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Ticker: BHI Security ID: 057224107 Meeting Date: MAY 14, 2015 Meeting Type: Annual Record Date: MAR 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry D. Brady For For Management 1b Elect Director Gregory D. Brenneman For For Management 1c Elect Director Clarence P. Cazalot, Jr. For For Management 1d Elect Director Martin S. Craighead For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Lynn L. Elsenhans For For Management 1g Elect Director Anthony G. Fernandes For For Management 1h Elect Director Claire W. Gargalli For For Management 1i Elect Director Pierre H. Jungels For For Management 1j Elect Director James A. Lash For For Management 1k Elect Director J. Larry Nichols For For Management 1l Elect Director James W. Stewart For For Management 1m Elect Director Charles L. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BANC OF CALIFORNIA, INC. Ticker: BANC Security ID: 05990K106 Meeting Date: MAY 15, 2015 Meeting Type: Annual Record Date: MAR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chad T. Brownstein For Withhold Management 1.2 Elect Director Jeffrey Karish For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: MAR 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For Against Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For Against Management 1e Elect Director Pierre J. P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Charles K. Gifford For For Management 1h Elect Director Linda P. Hudson For For Management 1i Elect Director Monica C. Lozano For Against Management 1j Elect Director Thomas J. May For Against Management 1k Elect Director Brian T. Moynihan For For Management 1l Elect Director Lionel L. Nowell, III For Against Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Report on Climate Change Financing Risk Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Provide Right to Act by Written Consent Against Against Shareholder 8 Establish Other Governance Board Against Against Shareholder Committee -------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. Ticker: BKD Security ID: 112463104 Meeting Date: JUN 30, 2015 Meeting Type: Annual Record Date: MAY 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey R. Leeds For For Management 1.2 Elect Director Mark J. Parrell For For Management 1.3 Elect Director Lee S. Wielansky For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANADIAN PACIFIC RAILWAY LIMITED Ticker: CP Security ID: 13645T100 Meeting Date: MAY 14, 2015 Meeting Type: Annual/Special Record Date: MAR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte LLP as Auditors For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3.1 Elect Director William A. Ackman For For Management 3.2 Elect Director John Baird For For Management 3.3 Elect Director Gary F. Colter For For Management 3.4 Elect Director Isabelle Courville For For Management 3.5 Elect Director Keith E. Creel For For Management 3.6 Elect Director E. Hunter Harrison For For Management 3.7 Elect Director Paul C. Hilal For For Management 3.8 Elect Director Krystyna T. Hoeg For For Management 3.9 Elect Director Rebecca MacDonald For For Management 3.10 Elect Director Anthony R. Melman For For Management 3.11 Elect Director Linda J. Morgan For For Management 3.12 Elect Director Andrew F. Reardon For For Management 3.13 Elect Director Stephen C. Tobias For For Management 4 Approve Advance Notice Policy For For Management 5 Allow Meetings to be held at Such For For Management Place Within Canada or the United States of America -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: APR 30, 2015 Meeting Type: Annual Record Date: MAR 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1a Elect Director Richard D. Fairbank For For Management 1.1b Elect Director Patrick W. Gross For For Management 1.1c Elect Director Ann Fritz Hackett For For Management 1.1d Elect Director Lewis Hay, III For For Management 1.1e Elect Director Benjamin P. Jenkins, III For For Management 1.1f Elect Director Pierre E. Leroy For For Management 1.1g Elect Director Peter E. Raskind For For Management 1.1h Elect Director Mayo A. Shattuck, III For For Management 1.1i Elect Director Bradford H. Warner For For Management 1.1j Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management 5 Amend Bylaws-- Call Special Meetings Against Against Shareholder -------------------------------------------------------------------------------- CARTER'S, INC. Ticker: CRI Security ID: 146229109 Meeting Date: MAY 07, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul Fulton For For Management 1b Elect Director Thomas E. Whiddon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CB FINANCIAL SERVICES, INC. Ticker: CBFV Security ID: 12479G101 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karl G. Baily For For Management 1.2 Elect Director Barron P. McCune, Jr. For For Management 1.3 Elect Director Ralph J. Sommers, Jr. For For Management 1.4 Elect Director John M. Swiatek For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Baker Tilly Virchow Krause LLP For For Management as Auditors -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 15, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robert C. Arzbaecher For For Management 2 Elect Director William Davisson For For Management 3 Elect Director Stephen A. Furbacher For For Management 4 Elect Director Stephen J. Hagge For For Management 5 Elect Director John D. Johnson For For Management 6 Elect Director Robert G. Kuhbach For For Management 7 Elect Director Edward A. Schmitt For For Management 8 Elect Director Theresa E. Wagler For For Management 9 Elect Director W. Anthony Will For For Management 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Ratify KPMG LLP as Auditors For For Management 12 Proxy Access Against For Shareholder 13 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16117M305 Meeting Date: MAR 17, 2015 Meeting Type: Special Record Date: JAN 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Mergers For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: JUN 11, 2015 Meeting Type: Annual Record Date: APR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charif Souki For For Management 1.2 Elect Director Vicky A. Bailey For Against Management 1.3 Elect Director G. Andrea Botta For Against Management 1.4 Elect Director Nuno Brandolini For For Management 1.5 Elect Director David I. Foley For For Management 1.6 Elect Director David B. Kilpatrick For For Management 1.7 Elect Director Donald F. Robillard, Jr. For For Management 1.8 Elect Director Neal A. Shear For For Management 1.9 Elect Director Heather R. Zichal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: FEB 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Duncan P. Hennes For For Management 1c Elect Director Peter B. Henry For For Management 1d Elect Director Franz B. Humer For For Management 1e Elect Director Michael E. O'Neill For For Management 1f Elect Director Gary M. Reiner For For Management 1g Elect Director Judith Rodin For For Management 1h Elect Director Anthony M. Santomero For For Management 1i Elect Director Joan E. Spero For For Management 1j Elect Director Diana L. Taylor For For Management 1k Elect Director William S. Thompson, Jr. For For Management 1l Elect Director James S. Turley For For Management 1m Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Proxy Access Right For For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Claw-back of Payments under Against Against Shareholder Restatements 8 Limits for Directors Involved with Against Against Shareholder Bankruptcy 9 Report on Certain Vesting Program Against Against Shareholder -------------------------------------------------------------------------------- DANAHER CORPORATION Ticker: DHR Security ID: 235851102 Meeting Date: MAY 07, 2015 Meeting Type: Annual Record Date: MAR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Ehrlich For For Management 1.2 Elect Director Linda Hefner Filler For For Management 1.3 Elect Director Thomas P. Joyce, Jr. For For Management 1.4 Elect Director Teri List-Stoll For For Management 1.5 Elect Director Walter G. Lohr, Jr. For For Management 1.6 Elect Director Mitchell P. Rales For For Management 1.7 Elect Director Steven M. Rales For For Management 1.8 Elect Director John T. Schwieters For For Management 1.9 Elect Director Alan G. Spoon For For Management 1.10 Elect Director Elias A. Zerhouni For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 25, 2015 Meeting Type: Annual Record Date: MAY 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Edward H. Bastian For For Management 1c Elect Director Francis S. Blake For For Management 1d Elect Director Roy J. Bostock For For Management 1e Elect Director John S. Brinzo For For Management 1f Elect Director Daniel A. Carp For For Management 1g Elect Director David G. DeWalt For For Management 1h Elect Director Thomas E. Donilon For For Management 1i Elect Director William H. Easter, III For For Management 1j Elect Director Mickey P. Foret For For Management 1k Elect Director Shirley C. Franklin For For Management 1l Elect Director David R. Goode For For Management 1m Elect Director George N. Mattson For For Management 1n Elect Director Douglas R. Ralph For For Management 1o Elect Director Sergio A.L. Rial For For Management 1p Elect Director Kenneth B. Woodrow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Share Retention Policy For Against Against Shareholder Senior Executives -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 27, 2015 Meeting Type: Annual Record Date: MAR 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Sandra B. Cochran For Against Management 1d Elect Director Richard W. Dreiling For For Management 1e Elect Director Patricia D. Fili-Krushel For For Management 1f Elect Director Paula A. Price For For Management 1g Elect Director William C. Rhodes, III For For Management 1h Elect Director David B. Rickard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 18, 2015 Meeting Type: Annual Record Date: APR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold S. Barron For For Management 1.2 Elect Director Macon F. Brock, Jr. For For Management 1.3 Elect Director Mary Anne Citrino For For Management 1.4 Elect Director H. Ray Compton For For Management 1.5 Elect Director Conrad M. Hall For For Management 1.6 Elect Director Lemuel E. Lewis For For Management 1.7 Elect Director J. Douglas Perry For For Management 1.8 Elect Director Bob Sasser For For Management 1.9 Elect Director Thomas A. Saunders, III For For Management 1.10 Elect Director Thomas E. Whiddon For For Management 1.11 Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ENTEGRA FINANCIAL CORP. Ticker: ENFC Security ID: 29363J108 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: APR 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald D. Beale For For Management 1.2 Elect Director Stan M. Jeffress For For Management 1.3 Elect Director Roger D. Plemens For For Management 1.4 Elect Director Louis E. Buck, Jr. For For Management 1.5 Elect Director Adam W. Burrell For For Management 1.6 Elect Director Beverly W. Mason For For Management 1.7 Elect Director Charles M. Edwards For For Management 1.8 Elect Director Jim M. Garner For For Management 1.9 Elect Director Fred H. Jones For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: JUN 11, 2015 Meeting Type: Annual Record Date: APR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc L. Andreessen For Withhold Management 1.2 Elect Director Erskine B. Bowles For Withhold Management 1.3 Elect Director Susan D. For For Management Desmond-Hellmann 1.4 Elect Director Reed Hastings For For Management 1.5 Elect Director Jan Koum For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Sustainability Against For Shareholder 6 Report on Human Rights Risk Assessment Against Against Shareholder Process -------------------------------------------------------------------------------- FIRST BANCORP. Ticker: FBP Security ID: 318672706 Meeting Date: MAY 26, 2015 Meeting Type: Annual Record Date: APR 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juan Acosta-Reboyras For For Management 1b Elect Director Aurelio Aleman-Bermudez For For Management 1c Elect Director Luz A. Crespo For For Management 1d Elect Director Robert T. Gormley For For Management 1e Elect Director Thomas M. Hagerty For For Management 1f Elect Director Michael P. Harmon For For Management 1g Elect Director Roberto R. Herencia For Against Management 1h Elect Director David I. Matson For For Management 1i Elect Director Jose Menendez-Cortada For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abdulaziz F. Al Khayyal For For Management 1.2 Elect Director Alan M. Bennett For For Management 1.3 Elect Director James R. Boyd For For Management 1.4 Elect Director Milton Carroll For For Management 1.5 Elect Director Nance K. Dicciani For For Management 1.6 Elect Director Murry S. Gerber For For Management 1.7 Elect Director Jose C. Grubisich For For Management 1.8 Elect Director David J. Lesar For For Management 1.9 Elect Director Robert A. Malone For For Management 1.10 Elect Director J. Landis Martin For For Management 1.11 Elect Director Jeffrey A. Miller For For Management 1.12 Elect Director Debra L. Reed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY Ticker: HPQ Security ID: 428236103 Meeting Date: MAR 18, 2015 Meeting Type: Annual Record Date: JAN 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc L. Andreessen For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Rajiv L. Gupta For For Management 1e Elect Director Klaus Kleinfeld For For Management 1f Elect Director Raymond J. Lane For For Management 1g Elect Director Ann M. Livermore For For Management 1h Elect Director Raymond E. Ozzie For For Management 1i Elect Director Gary M. Reiner For For Management 1j Elect Director Patricia F. Russo For For Management 1k Elect Director James A. Skinner For For Management 1l Elect Director Margaret C. Whitman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HOMESTREET, INC. Ticker: HMST Security ID: 43785V102 Meeting Date: MAY 28, 2015 Meeting Type: Annual Record Date: APR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott M. Boggs For For Management 1.2 Elect Director Timothy R. Chrisman For For Management 1.3 Elect Director Douglas I. Smith For For Management 1.4 Elect Director Mark K. Mason For For Management 1.5 Elect Director Donald R. Voss For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HSN, INC. Ticker: HSNI Security ID: 404303109 Meeting Date: MAY 19, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Costello For For Management 1.2 Elect Director James M. Follo For For Management 1.3 Elect Director Mindy Grossman For For Management 1.4 Elect Director Stephanie Kugelman For For Management 1.5 Elect Director Arthur C. Martinez For For Management 1.6 Elect Director Thomas J. Mclnerney For For Management 1.7 Elect Director John B. (Jay) Morse, Jr. For For Management 1.8 Elect Director Matthew E. Rubel For For Management 1.9 Elect Director Ann Sarnoff For For Management 1.10 Elect Director Courtnee Ulrich For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 27, 2015 Meeting Type: Annual Record Date: MAR 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A. Blaine Bowman For For Management 1b Elect Director Karin Eastham For For Management 1c Elect Director Jay T. Flatley For For Management 1d Elect Director Jeffrey T. Huber For For Management 1e Elect Director William H. Rastetter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker: ISBC Security ID: 46146L101 Meeting Date: JUN 09, 2015 Meeting Type: Annual Record Date: APR 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Cashill For For Management 1.2 Elect Director Kevin Cummings For For Management 1.3 Elect Director Brian D. Dittenhafer For For Management 1.4 Elect Director Michele N. Siekerka For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY GLOBAL PLC Ticker: LBTYK Security ID: G5480U120 Meeting Date: FEB 24, 2015 Meeting Type: Special Record Date: DEC 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For Against Management 2 Amend Articles of Association with For Against Management Respect to Voting on the Variation of Rights Attached to Classes of Shares -------------------------------------------------------------------------------- LIBERTY TRIPADVISOR HOLDINGS, INC. Ticker: LTRPA Security ID: 531465102 Meeting Date: JUN 02, 2015 Meeting Type: Annual Record Date: APR 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory B. Maffei For For Management 1.2 Elect Director John C. Malone For Withhold Management 1.3 Elect Director Michael J. Malone For For Management 1.4 Elect Director Chris Mueller For For Management 1.5 Elect Director Larry E. Romrell For For Management 1.6 Elect Director Albert E. Rosenthaler For For Management 1.7 Elect Director J. David Wargo For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 09, 2015 Meeting Type: Annual Record Date: APR 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Silvio Barzi For For Management 1d Elect Director David R. Carlucci For For Management 1e Elect Director Steven J. Freiberg For For Management 1f Elect Director Julius Genachowski For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Nancy J. Karch For For Management 1i Elect Director Marc Olivie For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Jackson P. Tai For For Management 1m Elect Director Edward Suning Tian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MEDALLION FINANCIAL CORP. Ticker: TAXI Security ID: 583928106 Meeting Date: JUN 05, 2015 Meeting Type: Annual Record Date: APR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley Kreitman For For Management 1.2 Elect Director Frederick A. Menowitz For For Management 1.3 Elect Director David L. Rudnick For For Management 2 Ratify WeiserMazars LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Restricted Stock Plan For For Management 5 Approve Non-Employee Director Stock For For Management Option Plan -------------------------------------------------------------------------------- MEMORIAL RESOURCE DEVELOPMENT CORP. Ticker: MRD Security ID: 58605Q109 Meeting Date: MAY 15, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tony R. Weber For For Management 1b Elect Director John A. Weinzierl For For Management 1c Elect Director Scott A. Gieselman For For Management 1d Elect Director Kenneth A. Hersh For For Management 1e Elect Director Robert A. Innamorati For For Management 1f Elect Director Carol Lee O'Neill For For Management 1g Elect Director Pat Wood, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- RACKSPACE HOSTING, INC. Ticker: RAX Security ID: 750086100 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: MAR 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred Reichheld For For Management 1.2 Elect Director Kevin Costello For For Management 1.3 Elect Director John Harper For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REGAL-BELOIT CORPORATION Ticker: RBC Security ID: 758750103 Meeting Date: APR 27, 2015 Meeting Type: Annual Record Date: MAR 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1a Elect Director Stephen M. Burt For For Management 1.1b Elect Director Anesa Chaibi For For Management 1.1c Elect Director Dean A. Foate For For Management 1.1d Elect Director Henry W. Knueppel For For Management 2 Declassify the Board of Directors For For Management 3 Change Company Name For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RESTAURANT BRANDS INTERNATIONAL INC. Ticker: QSR Security ID: 76131D103 Meeting Date: JUN 17, 2015 Meeting Type: Annual/Special Record Date: APR 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandre Behring For Withhold Management 1.2 Elect Director Marc Caira For For Management 1.3 Elect Director Martin E. Franklin For For Management 1.4 Elect Director Paul J. Fribourg For For Management 1.5 Elect Director John A. Lederer For For Management 1.6 Elect Director Thomas V. Milroy For For Management 1.7 Elect Director Alan C. Parker For For Management 1.8 Elect Director Daniel S. Schwartz For For Management 1.9 Elect Director Carlos Alberto Sicupira For For Management 1.10 Elect Director Roberto Moses Thompson For For Management Motta 1.11 Elect Director Alexandre Van Damme For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Omnibus Incentive Plan For For Management 6 Approve Reduction in Stated Capital For For Management -------------------------------------------------------------------------------- SPX CORPORATION Ticker: SPW Security ID: 784635104 Meeting Date: MAY 08, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Kearney For For Management 1.2 Elect Director Robert F. Hull, Jr. For For Management 1.3 Elect Director Anne K. Altman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Adjust Par Value of Common Stock For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 14, 2015 Meeting Type: Annual Record Date: FEB 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas M. Donofrio For For Management 1.2 Elect Director Joseph J. Echevarria For For Management 1.3 Elect Director Edward P. Garden For For Management 1.4 Elect Director Jeffrey A. Goldstein For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director John M. Hinshaw For For Management 1.7 Elect Director Edmund F. 'Ted' Kelly For For Management 1.8 Elect Director Richard J. Kogan For For Management 1.9 Elect Director John A. Luke, Jr. For For Management 1.10 Elect Director Mark A. Nordenberg For For Management 1.11 Elect Director Catherine A. Rein For For Management 1.12 Elect Director William C. Richardson For For Management 1.13 Elect Director Samuel C. Scott, III For For Management 1.14 Elect Director Wesley W. von Schack For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Joseph R. Cleveland For For Management 1.3 Elect Director Kathleen B. Cooper For For Management 1.4 Elect Director John A. Hagg For For Management 1.5 Elect Director Juanita H. Hinshaw For For Management 1.6 Elect Director Ralph Izzo For For Management 1.7 Elect Director Frank T. MacInnis For For Management 1.8 Elect Director Eric W. Mandelblatt For For Management 1.9 Elect Director Keith A. Meister For For Management 1.10 Elect Director Steven W. Nance For For Management 1.11 Elect Director Murray D. Smith For For Management 1.12 Elect Director Janice D. Stoney For For Management 1.13 Elect Director Laura A. Sugg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director William G. Parrett For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Scott M. Sperling For For Management 1k Elect Director Elaine S. Ullian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TIME WARNER INC. Ticker: TWX Security ID: 887317303 Meeting Date: JUN 19, 2015 Meeting Type: Annual Record Date: APR 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James L. Barksdale For For Management 1b Elect Director William P. Barr For For Management 1c Elect Director Jeffrey L. Bewkes For For Management 1d Elect Director Stephen F. Bollenbach For For Management 1e Elect Director Robert C. Clark For For Management 1f Elect Director Mathias Dopfner For For Management 1g Elect Director Jessica P. Einhorn For For Management 1h Elect Director Carlos M. Gutierrez For For Management 1i Elect Director Fred Hassan For For Management 1j Elect Director Kenneth J. Novack For For Management 1k Elect Director Paul D. Wachter For For Management 1l Elect Director Deborah C. Wright For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Board Oversight of Tobacco Use Against Against Shareholder Depicted in Products 6 Adopt Quantitative GHG Goals for Against For Shareholder Operations -------------------------------------------------------------------------------- TRANSDIGM GROUP INCORPORATED Ticker: TDG Security ID: 893641100 Meeting Date: MAR 05, 2015 Meeting Type: Annual Record Date: JAN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Dries For For Management 1.2 Elect Director W. Nicholas Howley For For Management 1.3 Elect Director Raymond Laubenthal For For Management 1.4 Elect Director Robert Small For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Ticker: VRX Security ID: 91911K102 Meeting Date: MAY 19, 2015 Meeting Type: Annual Record Date: MAR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald H. Farmer For For Management 1b Elect Director Colleen A. Goggins For For Management 1c Elect Director Robert A. Ingram For For Management 1d Elect Director Anders O. Lonner For For Management 1e Elect Director Theo Melas-Kyriazi For For Management 1f Elect Director J. Michael Pearson For For Management 1g Elect Director Robert N. Power For For Management 1h Elect Director Norma A. Provencio For For Management 1i Elect Director Howard B. Schiller For For Management 1j Elect Director Katharine B. Stevenson For For Management 1k Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: MAR 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Elaine L. Chao For For Management 1c Elect Director John S. Chen For For Management 1d Elect Director Lloyd H. Dean For For Management 1e Elect Director Elizabeth A. Duke For For Management 1f Elect Director Susan E. Engel For For Management 1g Elect Director Enrique Hernandez, Jr. For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director Cynthia H. Milligan For For Management 1j Elect Director Federico F. Pena For For Management 1k Elect Director James H. Quigley For For Management 1l Elect Director Judith M. Runstad For For Management 1m Elect Director Stephen W. Sanger For For Management 1n Elect Director John G. Stumpf For For Management 1o Elect Director Susan G. Swenson For For Management 1p Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- YAHOO! INC. Ticker: YHOO Security ID: 984332106 Meeting Date: JUN 24, 2015 Meeting Type: Annual Record Date: APR 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Filo For For Management 1.2 Elect Director Susan M. James For For Management 1.3 Elect Director Max R. Levchin For For Management 1.4 Elect Director Marissa A. Mayer For For Management 1.5 Elect Director Thomas J. McInerney For For Management 1.6 Elect Director Charles R. Schwab For For Management 1.7 Elect Director H. Lee Scott, Jr. For For Management 1.8 Elect Director Jane E. Shaw For For Management 1.9 Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Establish Board Committee on Human Against Against Shareholder Rights 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 01, 2015 Meeting Type: Annual Record Date: MAR 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sanjay Khosla For For Management 1.2 Elect Director Willie M. Reed For For Management 1.3 Elect Director William C. Steere, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management ========== AIP Series Trust - AIP Dynamic Alternative Strategies Fund ========== ACTAVIS PLC Ticker: ACT Security ID: G0083B108 Meeting Date: JUN 05, 2015 Meeting Type: Annual Record Date: APR 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul M. Bisaro For For Management 1b Elect Director Nesli Basgoz For For Management 1c Elect Director James H. Bloem For For Management 1d Elect Director Christopher W. Bodine For For Management 1e Elect Director Christopher J. Coughlin For For Management 1f Elect Director Michael R. Gallagher For For Management 1g Elect Director Catherine M. Klema For For Management 1h Elect Director Peter J. McDonnell For For Management 1i Elect Director Patrick J. O'Sullivan For For Management 1j Elect Director Brenton L. Saunders For For Management 1k Elect Director Ronald R. Taylor For For Management 1l Elect Director Fred G. Weiss For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Change Company Name from Actavis plc For For Management to Allergan plc 5 Amend Omnibus Stock Plan For For Management 6 Report on Sustainability Against For Shareholder 7 Stock Retention/Holding Period Against Against Shareholder -------------------------------------------------------------------------------- AGL RESOURCES INC. Ticker: GAS Security ID: 001204106 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: FEB 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sandra N. Bane For For Management 1b Elect Director Thomas D. Bell, Jr. For For Management 1c Elect Director Norman R. Bobins For For Management 1d Elect Director Charles R. Crisp For For Management 1e Elect Director Brenda J. Gaines For For Management 1f Elect Director Arthur E. Johnson For For Management 1g Elect Director Wyck A. Knox, Jr. For For Management 1h Elect Director Dennis M. Love For For Management 1i Elect Director Dean R. O'Hare For For Management 1j Elect Director Armando J. Olivera For For Management 1k Elect Director John E. Rau For For Management 1l Elect Director James A. Rubright For For Management 1m Elect Director John W. Somerhalder, II For For Management 1n Elect Director Bettina M. Whyte For For Management 1o Elect Director Henry C. Wolf For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Right to Call Special Meeting For For Management 5 Require Independent Board Chairman Against Against Shareholder 6 Adopt Quantitative GHG Goals for Against For Shareholder Products and Operations -------------------------------------------------------------------------------- AGRIUM INC. Ticker: AGU Security ID: 008916108 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: MAR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Everitt For For Management 1.2 Elect Director Russell K. Girling For For Management 1.3 Elect Director M. Marianne Harris For For Management 1.4 Elect Director Susan A. Henry For For Management 1.5 Elect Director Russell J. Horner For For Management 1.6 Elect Director John E. Lowe For For Management 1.7 Elect Director Charles (Chuck) V. Magro For For Management 1.8 Elect Director A. Anne McLellan For For Management 1.9 Elect Director Derek G. Pannell For For Management 1.10 Elect Director Mayo M. Schmidt For For Management 1.11 Elect Director Victor J. Zaleschuk For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Human Rights Risk Assessment Against Against Shareholder -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 22, 2015 Meeting Type: Annual Record Date: NOV 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Seifollah (Seifi) For For Management Ghasemi 1c Elect Director David H. Y. Ho For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLERGAN, INC. Ticker: AGN Security ID: 018490102 Meeting Date: MAR 10, 2015 Meeting Type: Special Record Date: JAN 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- AMERICAN CAPITAL, LTD. Ticker: ACAS Security ID: 02503Y103 Meeting Date: APR 24, 2015 Meeting Type: Annual Record Date: MAR 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary C. Baskin For For Management 1.2 Elect Director Neil M. Hahl For For Management 1.3 Elect Director Philip R. Harper For Against Management 1.4 Elect Director Stan Lundine For Against Management 1.5 Elect Director Kristen L. Manos For For Management 1.6 Elect Director Susan K. Nestegard For For Management 1.7 Elect Director Kenneth D. Peterson, Jr. For For Management 1.8 Elect Director Alvin N. Puryear For Against Management 1.9 Elect Director Malon Wilkus For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERICAN STATES WATER COMPANY Ticker: AWR Security ID: 029899101 Meeting Date: MAY 19, 2015 Meeting Type: Annual Record Date: MAR 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Anderson For For Management 1.2 Elect Director Sarah J. Anderson For For Management 1.3 Elect Director Anne M. Holloway For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond P. Dolan For For Management 1b Elect Director Carolyn F. Katz For For Management 1c Elect Director Gustavo Lara Cantu For For Management 1d Elect Director Craig Macnab For For Management 1e Elect Director JoAnn A. Reed For For Management 1f Elect Director Pamela D.A. Reeve For For Management 1g Elect Director David E. Sharbutt For For Management 1h Elect Director James D. Taiclet, Jr. For For Management 1i Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: JUN 01, 2015 Meeting Type: Annual Record Date: MAR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie A. Dobson For For Management 1b Elect Director Paul J. Evanson For For Management 1c Elect Director Martha Clark Goss For For Management 1d Elect Director Richard R. Grigg For For Management 1e Elect Director Julia L. Johnson For For Management 1f Elect Director Karl F. Kurz For For Management 1g Elect Director George MacKenzie For For Management 1h Elect Director William J. Marrazzo For For Management 1i Elect Director Susan N. Story For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 14, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Baltimore For For Management 1.2 Elect Director Frank J. Biondi, Jr. For For Management 1.3 Elect Director Robert A. Bradway For For Management 1.4 Elect Director Francois de Carbonnel For For Management 1.5 Elect Director Vance D. Coffman For For Management 1.6 Elect Director Robert A. Eckert For For Management 1.7 Elect Director Greg C. Garland For For Management 1.8 Elect Director Rebecca M. Henderson For For Management 1.9 Elect Director Frank C. Herringer For For Management 1.10 Elect Director Tyler Jacks For For Management 1.11 Elect Director Judith C. Pelham For For Management 1.12 Elect Director Ronald D. Sugar For For Management 1.13 Elect Director R. Sanders Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: MAY 12, 2015 Meeting Type: Annual Record Date: MAR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1a Elect Director Anthony R. Chase For For Management 1.1b Elect Director Kevin P. Chilton For For Management 1.1c Elect Director H. Paulett Eberhart For For Management 1.1d Elect Director Peter J. Fluor For For Management 1.1e Elect Director Richard L. George For For Management 1.1f Elect Director Joseph W. Gorder For For Management 1.1g Elect Director John R. Gordon For For Management 1.1h Elect Director Mark C. McKinley For For Management 1.1i Elect Director Eric D. Mullins For For Management 1.1j Elect Director R. A. Walker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Proxy Access Right Against For Shareholder 5 Report on Plans to Address Stranded Against For Shareholder Carbon Asset Risks -------------------------------------------------------------------------------- ANCHOR BANCORP WISCONSIN INC. Ticker: ABCW Security ID: 03283P106 Meeting Date: APR 29, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris M. Bauer For For Management 1.2 Elect Director Richard A. Bergstrom For For Management 1.3 Elect Director Holly Cremer For For Management 1.4 Elect Director Bradley E. Cooper For For Management 1.5 Elect Director Martin S. Friedman For For Management 1.6 Elect Director David L. Omachinski For For Management 1.7 Elect Director Pat Richter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify McGladrey LLP as Auditors For For Management -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U106 Meeting Date: AUG 05, 2014 Meeting Type: Annual Record Date: JUN 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeanette Loeb For For Management 1.2 Elect Director Frank C. Puleo For For Management 1.3 Elect Director Carl Spielvogel For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U106 Meeting Date: AUG 05, 2014 Meeting Type: Special Record Date: JUN 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- AQUA AMERICA, INC. Ticker: WTR Security ID: 03836W103 Meeting Date: MAY 08, 2015 Meeting Type: Annual Record Date: MAR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas DeBenedictis For For Management 1.2 Elect Director Michael L. Browne For For Management 1.3 Elect Director Richard H. Glanton For For Management 1.4 Elect Director Lon R. Greenberg For For Management 1.5 Elect Director William P. Hankowsky For For Management 1.6 Elect Director Wendell F. Holland For For Management 1.7 Elect Director Ellen T. Ruff For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy on Human Right to Water Against Against Shareholder 5 Submit SERP to Shareholder Vote Against For Shareholder -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker: ARCC Security ID: 04010L103 Meeting Date: APR 29, 2015 Meeting Type: Special Record Date: MAR 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker: ARCC Security ID: 04010L103 Meeting Date: APR 29, 2015 Meeting Type: Annual Record Date: MAR 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Bartlett For For Management 1.2 Elect Director Robert L. Rosen For For Management 1.3 Elect Director Bennett Rosenthal For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 04, 2015 Meeting Type: Annual Record Date: DEC 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Best For For Management 1b Elect Director Kim R. Cocklin For For Management 1c Elect Director Richard W. Douglas For For Management 1d Elect Director Ruben E. Esquivel For For Management 1e Elect Director Richard K. Gordon For For Management 1f Elect Director Robert C. Grable For For Management 1g Elect Director Thomas C. Meredith For For Management 1h Elect Director Nancy K. Quinn For For Management 1i Elect Director Richard A. Sampson For For Management 1j Elect Director Stephen R. Springer For For Management 1k Elect Director Richard Ware II For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXIALL CORPORATION Ticker: AXLL Security ID: 05463D100 Meeting Date: MAY 19, 2015 Meeting Type: Annual Record Date: APR 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul D. Carrico For For Management 1.2 Elect Director T. Kevin DeNicola For For Management 1.3 Elect Director Patrick J. Fleming For For Management 1.4 Elect Director Robert M. Gervis For For Management 1.5 Elect Director Victoria F. Haynes For For Management 1.6 Elect Director Michael H. McGarry For For Management 1.7 Elect Director William L. Mansfield For For Management 1.8 Elect Director Mark L. Noetzel For For Management 1.9 Elect Director Robert Ripp For For Management 1.10 Elect Director David N. Weinstein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP Auditors For For Management -------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Ticker: BHI Security ID: 057224107 Meeting Date: MAY 14, 2015 Meeting Type: Annual Record Date: MAR 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry D. Brady For For Management 1b Elect Director Gregory D. Brenneman For For Management 1c Elect Director Clarence P. Cazalot, Jr. For For Management 1d Elect Director Martin S. Craighead For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Lynn L. Elsenhans For For Management 1g Elect Director Anthony G. Fernandes For For Management 1h Elect Director Claire W. Gargalli For For Management 1i Elect Director Pierre H. Jungels For For Management 1j Elect Director James A. Lash For For Management 1k Elect Director J. Larry Nichols For For Management 1l Elect Director James W. Stewart For For Management 1m Elect Director Charles L. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BANC OF CALIFORNIA, INC. Ticker: BANC Security ID: 05990K106 Meeting Date: MAY 15, 2015 Meeting Type: Annual Record Date: MAR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chad T. Brownstein For Withhold Management 1.2 Elect Director Jeffrey Karish For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: MAR 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For Against Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For Against Management 1e Elect Director Pierre J. P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Charles K. Gifford For For Management 1h Elect Director Linda P. Hudson For For Management 1i Elect Director Monica C. Lozano For Against Management 1j Elect Director Thomas J. May For Against Management 1k Elect Director Brian T. Moynihan For For Management 1l Elect Director Lionel L. Nowell, III For Against Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Report on Climate Change Financing Risk Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Provide Right to Act by Written Consent Against Against Shareholder 8 Establish Other Governance Board Against Against Shareholder Committee -------------------------------------------------------------------------------- BLACKROCK CAPITAL INVESTMENT CORPORATION Ticker: BKCC Security ID: 092533108 Meeting Date: MAY 08, 2015 Meeting Type: Special Record Date: MAR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- BLACKROCK CAPITAL INVESTMENT CORPORATION Ticker: BKCC Security ID: 092533108 Meeting Date: MAY 08, 2015 Meeting Type: Annual Record Date: MAR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian D. Finn For For Management 1.2 Elect Director William E. Mayer For For Management 1.3 Elect Director Francois de Saint Phalle For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BLACKROCK KELSO CAPITAL CORPORATION Ticker: BKCC Security ID: 092533108 Meeting Date: FEB 18, 2015 Meeting Type: Special Record Date: DEC 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Advisory Agreement For For Management 2a Amend Investment Advisory Agreement For For Management 2b Amend Investment Advisory Agreement For For Management -------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. Ticker: BKD Security ID: 112463104 Meeting Date: JUN 30, 2015 Meeting Type: Annual Record Date: MAY 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey R. Leeds For For Management 1.2 Elect Director Mark J. Parrell For For Management 1.3 Elect Director Lee S. Wielansky For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP Ticker: CWT Security ID: 130788102 Meeting Date: MAY 27, 2015 Meeting Type: Annual Record Date: MAR 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terry P. Bayer For For Management 1b Elect Director Edwin A. Guiles For For Management 1c Elect Director Bonnie G. Hill For For Management 1d Elect Director Martin A. Kropelnicki For For Management 1e Elect Director Thomas M. Krummel For For Management 1f Elect Director Richard P. Magnuson For For Management 1g Elect Director Linda R. Meier For For Management 1h Elect Director Peter C. Nelson For For Management 1i Elect Director Lester A. Snow For For Management 1j Elect Director George A. Vera For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CANADIAN PACIFIC RAILWAY LIMITED Ticker: CP Security ID: 13645T100 Meeting Date: MAY 14, 2015 Meeting Type: Annual/Special Record Date: MAR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte LLP as Auditors For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3.1 Elect Director William A. Ackman For For Management 3.2 Elect Director John Baird For For Management 3.3 Elect Director Gary F. Colter For For Management 3.4 Elect Director Isabelle Courville For For Management 3.5 Elect Director Keith E. Creel For For Management 3.6 Elect Director E. Hunter Harrison For For Management 3.7 Elect Director Paul C. Hilal For For Management 3.8 Elect Director Krystyna T. Hoeg For For Management 3.9 Elect Director Rebecca MacDonald For For Management 3.10 Elect Director Anthony R. Melman For For Management 3.11 Elect Director Linda J. Morgan For For Management 3.12 Elect Director Andrew F. Reardon For For Management 3.13 Elect Director Stephen C. Tobias For For Management 4 Approve Advance Notice Policy For For Management 5 Allow Meetings to be held at Such For For Management Place Within Canada or the United States of America -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: APR 30, 2015 Meeting Type: Annual Record Date: MAR 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1a Elect Director Richard D. Fairbank For For Management 1.1b Elect Director Patrick W. Gross For For Management 1.1c Elect Director Ann Fritz Hackett For For Management 1.1d Elect Director Lewis Hay, III For For Management 1.1e Elect Director Benjamin P. Jenkins, III For For Management 1.1f Elect Director Pierre E. Leroy For For Management 1.1g Elect Director Peter E. Raskind For For Management 1.1h Elect Director Mayo A. Shattuck, III For For Management 1.1i Elect Director Bradford H. Warner For For Management 1.1j Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management 5 Amend Bylaws-- Call Special Meetings Against Against Shareholder -------------------------------------------------------------------------------- CARTER'S, INC. Ticker: CRI Security ID: 146229109 Meeting Date: MAY 07, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul Fulton For For Management 1b Elect Director Thomas E. Whiddon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CB FINANCIAL SERVICES, INC. Ticker: CBFV Security ID: 12479G101 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karl G. Baily For For Management 1.2 Elect Director Barron P. McCune, Jr. For For Management 1.3 Elect Director Ralph J. Sommers, Jr. For For Management 1.4 Elect Director John M. Swiatek For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Baker Tilly Virchow Krause LLP For For Management as Auditors -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 23, 2015 Meeting Type: Annual Record Date: FEB 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Milton Carroll For For Management 1b Elect Director Michael P. Johnson For For Management 1c Elect Director Janiece M. Longoria For For Management 1d Elect Director Scott J. McLean For For Management 1e Elect Director Theodore F. Pound For For Management 1f Elect Director Scott M. Prochazka For For Management 1g Elect Director Susan O. Rheney For For Management 1h Elect Director Phillip R. Smith For For Management 1i Elect Director Peter S. Wareing For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Executive Incentive Bonus Plan For For Management 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 15, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robert C. Arzbaecher For For Management 2 Elect Director William Davisson For For Management 3 Elect Director Stephen A. Furbacher For For Management 4 Elect Director Stephen J. Hagge For For Management 5 Elect Director John D. Johnson For For Management 6 Elect Director Robert G. Kuhbach For For Management 7 Elect Director Edward A. Schmitt For For Management 8 Elect Director Theresa E. Wagler For For Management 9 Elect Director W. Anthony Will For For Management 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Ratify KPMG LLP as Auditors For For Management 12 Proxy Access Against For Shareholder 13 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16117M305 Meeting Date: MAR 17, 2015 Meeting Type: Special Record Date: JAN 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Mergers For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: SEP 11, 2014 Meeting Type: Annual Record Date: JUL 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charif Souki For For Management 1.2 Elect Director Vicky A. Bailey For Against Management 1.3 Elect Director G. Andrea Botta For For Management 1.4 Elect Director Keith F. Carney For Against Management 1.5 Elect Director David I. Foley For For Management 1.6 Elect Director Randy A. Foutch For Against Management 1.7 Elect Director David B. Kilpatrick For Against Management 1.8 Elect Director Donald F. Robillard, Jr. For For Management 1.9 Elect Director Neal A. Shear For For Management 1.10 Elect Director Heather R. Zichal For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: JUN 11, 2015 Meeting Type: Annual Record Date: APR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charif Souki For For Management 1.2 Elect Director Vicky A. Bailey For Against Management 1.3 Elect Director G. Andrea Botta For Against Management 1.4 Elect Director Nuno Brandolini For For Management 1.5 Elect Director David I. Foley For For Management 1.6 Elect Director David B. Kilpatrick For For Management 1.7 Elect Director Donald F. Robillard, Jr. For For Management 1.8 Elect Director Neal A. Shear For For Management 1.9 Elect Director Heather R. Zichal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: FEB 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Duncan P. Hennes For For Management 1c Elect Director Peter B. Henry For For Management 1d Elect Director Franz B. Humer For For Management 1e Elect Director Michael E. O'Neill For For Management 1f Elect Director Gary M. Reiner For For Management 1g Elect Director Judith Rodin For For Management 1h Elect Director Anthony M. Santomero For For Management 1i Elect Director Joan E. Spero For For Management 1j Elect Director Diana L. Taylor For For Management 1k Elect Director William S. Thompson, Jr. For For Management 1l Elect Director James S. Turley For For Management 1m Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Proxy Access Right For For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Claw-back of Payments under Against Against Shareholder Restatements 8 Limits for Directors Involved with Against Against Shareholder Bankruptcy 9 Report on Certain Vesting Program Against Against Shareholder -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 18, 2015 Meeting Type: Annual Record Date: MAR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vincent A. Calarco For For Management 1b Elect Director George Campbell, Jr. For For Management 1c Elect Director Michael J. Del Giudice For For Management 1d Elect Director Ellen V. Futter For Against Management 1e Elect Director John F. Killian For For Management 1f Elect Director John McAvoy For For Management 1g Elect Director Armando J. Olivera For For Management 1h Elect Director Michael W. Ranger For For Management 1i Elect Director Linda S. Sanford For For Management 1j Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 228227104 Meeting Date: NOV 19, 2014 Meeting Type: Special Record Date: OCT 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For Did Not Vote Management 2 Adjourn Meeting For Did Not Vote Management -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 29, 2015 Meeting Type: Annual Record Date: MAR 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Cindy Christy For For Management 1c Elect Director Ari Q. Fitzgerald For For Management 1d Elect Director Robert E. Garrison, II For For Management 1e Elect Director Dale N. Hatfield For For Management 1f Elect Director Lee W. Hogan For For Management 1g Elect Director John P. Kelly For For Management 1h Elect Director Robert F. McKenzie For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DANAHER CORPORATION Ticker: DHR Security ID: 235851102 Meeting Date: MAY 07, 2015 Meeting Type: Annual Record Date: MAR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Ehrlich For For Management 1.2 Elect Director Linda Hefner Filler For For Management 1.3 Elect Director Thomas P. Joyce, Jr. For For Management 1.4 Elect Director Teri List-Stoll For For Management 1.5 Elect Director Walter G. Lohr, Jr. For For Management 1.6 Elect Director Mitchell P. Rales For For Management 1.7 Elect Director Steven M. Rales For For Management 1.8 Elect Director John T. Schwieters For For Management 1.9 Elect Director Alan G. Spoon For For Management 1.10 Elect Director Elias A. Zerhouni For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 25, 2015 Meeting Type: Annual Record Date: MAY 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Edward H. Bastian For For Management 1c Elect Director Francis S. Blake For For Management 1d Elect Director Roy J. Bostock For For Management 1e Elect Director John S. Brinzo For For Management 1f Elect Director Daniel A. Carp For For Management 1g Elect Director David G. DeWalt For For Management 1h Elect Director Thomas E. Donilon For For Management 1i Elect Director William H. Easter, III For For Management 1j Elect Director Mickey P. Foret For For Management 1k Elect Director Shirley C. Franklin For For Management 1l Elect Director David R. Goode For For Management 1m Elect Director George N. Mattson For For Management 1n Elect Director Douglas R. Ralph For For Management 1o Elect Director Sergio A.L. Rial For For Management 1p Elect Director Kenneth B. Woodrow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Share Retention Policy For Against Against Shareholder Senior Executives -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 27, 2015 Meeting Type: Annual Record Date: MAR 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Sandra B. Cochran For Against Management 1d Elect Director Richard W. Dreiling For For Management 1e Elect Director Patricia D. Fili-Krushel For For Management 1f Elect Director Paula A. Price For For Management 1g Elect Director William C. Rhodes, III For For Management 1h Elect Director David B. Rickard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 18, 2015 Meeting Type: Annual Record Date: APR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold S. Barron For For Management 1.2 Elect Director Macon F. Brock, Jr. For For Management 1.3 Elect Director Mary Anne Citrino For For Management 1.4 Elect Director H. Ray Compton For For Management 1.5 Elect Director Conrad M. Hall For For Management 1.6 Elect Director Lemuel E. Lewis For For Management 1.7 Elect Director J. Douglas Perry For For Management 1.8 Elect Director Bob Sasser For For Management 1.9 Elect Director Thomas A. Saunders, III For For Management 1.10 Elect Director Thomas E. Whiddon For For Management 1.11 Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 06, 2015 Meeting Type: Annual/Special Record Date: MAR 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David A. Arledge For For Management 2 Elect Director James J. Blanchard For For Management 3 Elect Director Marcel R. Coutu For For Management 4 Elect Director J. Herb England For For Management 5 Elect Director Charles W. Fischer For For Management 6 Elect Director V. Maureen Kempston For For Management Darkes 7 Elect Director Al Monaco For For Management 8 Elect Director George K. Petty For For Management 9 Elect Director Rebecca B. Roberts For For Management 10 Elect Director Dan C. Tutcher For For Management 11 Elect Director Catherine L. Williams For For Management 12 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 13 Approve Advance Notice Policy For For Management 14 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENTEGRA FINANCIAL CORP. Ticker: ENFC Security ID: 29363J108 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: APR 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald D. Beale For For Management 1.2 Elect Director Stan M. Jeffress For For Management 1.3 Elect Director Roger D. Plemens For For Management 1.4 Elect Director Louis E. Buck, Jr. For For Management 1.5 Elect Director Adam W. Burrell For For Management 1.6 Elect Director Beverly W. Mason For For Management 1.7 Elect Director Charles M. Edwards For For Management 1.8 Elect Director Jim M. Garner For For Management 1.9 Elect Director Fred H. Jones For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: APR 29, 2015 Meeting Type: Annual Record Date: MAR 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. Clarkeson For For Management 1.2 Elect Director Cotton M. Cleveland For For Management 1.3 Elect Director Sanford Cloud, Jr. For For Management 1.4 Elect Director James S. DiStasio For For Management 1.5 Elect Director Francis A. Doyle For For Management 1.6 Elect Director Charles K. Gifford For For Management 1.7 Elect Director Paul A. La Camera For For Management 1.8 Elect Director Kenneth R. Leibler For For Management 1.9 Elect Director Thomas J. May For For Management 1.10 Elect Director William C. Van Faasen For For Management 1.11 Elect Director Frederica M. Williams For For Management 1.12 Elect Director Dennis R. Wraase For For Management 2 Amend Declaration of Trust to Change For For Management the Name of the Company from Northeast Utilities to Eversource Energy 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: JUN 11, 2015 Meeting Type: Annual Record Date: APR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc L. Andreessen For Withhold Management 1.2 Elect Director Erskine B. Bowles For Withhold Management 1.3 Elect Director Susan D. For For Management Desmond-Hellmann 1.4 Elect Director Reed Hastings For For Management 1.5 Elect Director Jan Koum For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Sustainability Against For Shareholder 6 Report on Human Rights Risk Assessment Against Against Shareholder Process -------------------------------------------------------------------------------- FIFTH STREET FINANCE CORP. Ticker: FSC Security ID: 31678A103 Meeting Date: MAR 18, 2015 Meeting Type: Annual Record Date: JAN 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1a Elect Director Bernard D. Berman For For Management 1.1b Elect Director James Castro-Blanco For For Management 1.1c Elect Director Sandeep K. Khorana For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST BANCORP. Ticker: FBP Security ID: 318672706 Meeting Date: MAY 26, 2015 Meeting Type: Annual Record Date: APR 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juan Acosta-Reboyras For For Management 1b Elect Director Aurelio Aleman-Bermudez For For Management 1c Elect Director Luz A. Crespo For For Management 1d Elect Director Robert T. Gormley For For Management 1e Elect Director Thomas M. Hagerty For For Management 1f Elect Director Michael P. Harmon For For Management 1g Elect Director Roberto R. Herencia For Against Management 1h Elect Director David I. Matson For For Management 1i Elect Director Jose Menendez-Cortada For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GLADSTONE CAPITAL CORPORATION Ticker: GLAD Security ID: 376535100 Meeting Date: FEB 12, 2015 Meeting Type: Annual Record Date: DEC 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terry L. Brubaker For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- GLADSTONE INVESTMENT CORPORATION Ticker: GAIN Security ID: 376546107 Meeting Date: AUG 07, 2014 Meeting Type: Annual Record Date: JUN 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony W. Parker For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- H&R BLOCK, INC. Ticker: HRB Security ID: 093671105 Meeting Date: SEP 11, 2014 Meeting Type: Annual Record Date: JUL 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul J. Brown For For Management 1b Elect Director William C. Cobb For For Management 1c Elect Director Robert A. Gerard For For Management 1d Elect Director David Baker Lewis For For Management 1e Elect Director Victoria J. Reich For For Management 1f Elect Director Bruce C. Rohde For For Management 1g Elect Director Tom D. Seip For For Management 1h Elect Director Christianna Wood For For Management 1i Elect Director James F. Wright For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abdulaziz F. Al Khayyal For For Management 1.2 Elect Director Alan M. Bennett For For Management 1.3 Elect Director James R. Boyd For For Management 1.4 Elect Director Milton Carroll For For Management 1.5 Elect Director Nance K. Dicciani For For Management 1.6 Elect Director Murry S. Gerber For For Management 1.7 Elect Director Jose C. Grubisich For For Management 1.8 Elect Director David J. Lesar For For Management 1.9 Elect Director Robert A. Malone For For Management 1.10 Elect Director J. Landis Martin For For Management 1.11 Elect Director Jeffrey A. Miller For For Management 1.12 Elect Director Debra L. Reed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HERCULES TECHNOLOGY GROWTH CAPITAL, INC. Ticker: HTGC Security ID: 427096508 Meeting Date: JUL 08, 2014 Meeting Type: Annual Record Date: MAY 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robert P. Badavas For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY Ticker: HPQ Security ID: 428236103 Meeting Date: MAR 18, 2015 Meeting Type: Annual Record Date: JAN 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc L. Andreessen For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Rajiv L. Gupta For For Management 1e Elect Director Klaus Kleinfeld For For Management 1f Elect Director Raymond J. Lane For For Management 1g Elect Director Ann M. Livermore For For Management 1h Elect Director Raymond E. Ozzie For For Management 1i Elect Director Gary M. Reiner For For Management 1j Elect Director Patricia F. Russo For For Management 1k Elect Director James A. Skinner For For Management 1l Elect Director Margaret C. Whitman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- HOMESTREET, INC. Ticker: HMST Security ID: 43785V102 Meeting Date: MAY 28, 2015 Meeting Type: Annual Record Date: APR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott M. Boggs For For Management 1.2 Elect Director Timothy R. Chrisman For For Management 1.3 Elect Director Douglas I. Smith For For Management 1.4 Elect Director Mark K. Mason For For Management 1.5 Elect Director Donald R. Voss For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HSN, INC. Ticker: HSNI Security ID: 404303109 Meeting Date: MAY 19, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Costello For For Management 1.2 Elect Director James M. Follo For For Management 1.3 Elect Director Mindy Grossman For For Management 1.4 Elect Director Stephanie Kugelman For For Management 1.5 Elect Director Arthur C. Martinez For For Management 1.6 Elect Director Thomas J. Mclnerney For For Management 1.7 Elect Director John B. (Jay) Morse, Jr. For For Management 1.8 Elect Director Matthew E. Rubel For For Management 1.9 Elect Director Ann Sarnoff For For Management 1.10 Elect Director Courtnee Ulrich For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 27, 2015 Meeting Type: Annual Record Date: MAR 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A. Blaine Bowman For For Management 1b Elect Director Karin Eastham For For Management 1c Elect Director Jay T. Flatley For For Management 1d Elect Director Jeffrey T. Huber For For Management 1e Elect Director William H. Rastetter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INTER PIPELINE LTD. Ticker: IPL Security ID: 45833V109 Meeting Date: MAY 11, 2015 Meeting Type: Annual Record Date: MAR 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Richard Shaw For For Management 2.2 Elect Director David Fesyk For For Management 2.3 Elect Director Lorne Brown For For Management 2.4 Elect Director Duane Keinick For For Management 2.5 Elect Director Alison Taylor Love For For Management 2.6 Elect Director William Robertson For For Management 2.7 Elect Director Brant Sangster For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker: ISBC Security ID: 46146L101 Meeting Date: JUN 09, 2015 Meeting Type: Annual Record Date: APR 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Cashill For For Management 1.2 Elect Director Kevin Cummings For For Management 1.3 Elect Director Brian D. Dittenhafer For For Management 1.4 Elect Director Michele N. Siekerka For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ITC HOLDINGS CORP. Ticker: ITC Security ID: 465685105 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert Ernst For For Management 1.2 Elect Director Christopher H. Franklin For For Management 1.3 Elect Director Edward G. Jepsen For For Management 1.4 Elect Director David R. Lopez For For Management 1.5 Elect Director Hazel R. O'Leary For For Management 1.6 Elect Director Thomas G. Stephens For For Management 1.7 Elect Director G. Bennett Stewart, III For For Management 1.8 Elect Director Lee C. Stewart For For Management 1.9 Elect Director Joseph L. Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Approve Omnibus Stock Plan For For Management 6 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- KCAP FINANCIAL, INC. Ticker: KCAP Security ID: 48668E101 Meeting Date: JUL 08, 2014 Meeting Type: Special Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- KCAP FINANCIAL, INC. Ticker: KCAP Security ID: 48668E101 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: APR 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dayl W. Pearson For For Management 1.2 Elect Director Christopher Lacovara For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KINDER MORGAN MANAGEMENT LLC Ticker: KMR Security ID: 49455U100 Meeting Date: NOV 20, 2014 Meeting Type: Special Record Date: OCT 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve KMR Merger Agreement For For Management 2 Adjourn KMR Meeting For For Management 3 Approve KMP Merger Agreement For For Management 4 Adjourn KMP Meeting For For Management -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: NOV 20, 2014 Meeting Type: Special Record Date: OCT 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Issue Shares in Connection with Mergers For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 07, 2015 Meeting Type: Annual Record Date: MAR 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Ted A. Gardner For For Management 1.4 Elect Director Anthony W. Hall, Jr. For For Management 1.5 Elect Director Gary L. Hultquist For For Management 1.6 Elect Director Ronald L. Kuehn, Jr. For For Management 1.7 Elect Director Deborah A. MacDonald For For Management 1.8 Elect Director Michael J. Miller For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director Fayez Sarofim For For Management 1.12 Elect Director C. Park Shaper For For Management 1.13 Elect Director William A. Smith For For Management 1.14 Elect Director Joel V. Staff For For Management 1.15 Elect Director Robert F. Vagt For For Management 1.16 Elect Director Perry M. Waughtal For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Amend Charter to Eliminate For For Management Inapplicable Provisions 7 Report on Capital Expenditure Strategy Against For Shareholder with Respect to Climate Change Policy 8 Report on Methane Emissions Management Against For Shareholder and Reduction Targets 9 Report on Sustainability Against For Shareholder -------------------------------------------------------------------------------- LIBERTY GLOBAL PLC Ticker: LBTYK Security ID: G5480U120 Meeting Date: FEB 24, 2015 Meeting Type: Special Record Date: DEC 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For Against Management 2 Amend Articles of Association with For Against Management Respect to Voting on the Variation of Rights Attached to Classes of Shares -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: LMCA Security ID: 531229102 Meeting Date: AUG 04, 2014 Meeting Type: Annual Record Date: JUN 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Evan D. Malone For For Management 1.2 Elect Director David E. Rapley For For Management 1.3 Elect Director Larry E. Romrell For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- LIBERTY TRIPADVISOR HOLDINGS, INC. Ticker: LTRPA Security ID: 531465102 Meeting Date: JUN 02, 2015 Meeting Type: Annual Record Date: APR 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory B. Maffei For For Management 1.2 Elect Director John C. Malone For Withhold Management 1.3 Elect Director Michael J. Malone For For Management 1.4 Elect Director Chris Mueller For For Management 1.5 Elect Director Larry E. Romrell For For Management 1.6 Elect Director Albert E. Rosenthaler For For Management 1.7 Elect Director J. David Wargo For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAIN STREET CAPITAL CORPORATION Ticker: MAIN Security ID: 56035L104 Meeting Date: MAY 04, 2015 Meeting Type: Annual Record Date: MAR 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Appling, Jr. For For Management 1.2 Elect Director Joseph E. Canon For For Management 1.3 Elect Director Arthur L. French For For Management 1.4 Elect Director J. Kevin Griffin For For Management 1.5 Elect Director John E. Jackson For For Management 1.6 Elect Director Vincent D. Foster For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Non-Employee Director For For Management Restricted Stock Plan 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. Ticker: MRVL Security ID: G5876H105 Meeting Date: JUL 01, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sehat Sutardja For For Management 1b Elect Director Juergen Gromer For For Management 1c Elect Director John G. Kassakian For For Management 1d Elect Director Arturo Krueger For For Management 1e Elect Director Randhir Thakur For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 09, 2015 Meeting Type: Annual Record Date: APR 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Silvio Barzi For For Management 1d Elect Director David R. Carlucci For For Management 1e Elect Director Steven J. Freiberg For For Management 1f Elect Director Julius Genachowski For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Nancy J. Karch For For Management 1i Elect Director Marc Olivie For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Jackson P. Tai For For Management 1m Elect Director Edward Suning Tian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 30, 2014 Meeting Type: Annual Record Date: JUN 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andy D. Bryant For For Management 1b Elect Director Wayne A. Budd For For Management 1c Elect Director N. Anthony Coles For For Management 1d Elect Director John H. Hammergren For For Management 1e Elect Director Alton F. Irby, III For For Management 1f Elect Director M. Christine Jacobs For For Management 1g Elect Director Marie L. Knowles For For Management 1h Elect Director David M. Lawrence For For Management 1i Elect Director Edward A. Mueller For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Political Contributions Against For Shareholder 6 Pro-rata Vesting of Equity Awards Against Against Shareholder -------------------------------------------------------------------------------- MEDALLION FINANCIAL CORP. Ticker: TAXI Security ID: 583928106 Meeting Date: JUN 05, 2015 Meeting Type: Annual Record Date: APR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley Kreitman For For Management 1.2 Elect Director Frederick A. Menowitz For For Management 1.3 Elect Director David L. Rudnick For For Management 2 Ratify WeiserMazars LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Restricted Stock Plan For For Management 5 Approve Non-Employee Director Stock For For Management Option Plan -------------------------------------------------------------------------------- MEMORIAL RESOURCE DEVELOPMENT CORP. Ticker: MRD Security ID: 58605Q109 Meeting Date: MAY 15, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tony R. Weber For For Management 1b Elect Director John A. Weinzierl For For Management 1c Elect Director Scott A. Gieselman For For Management 1d Elect Director Kenneth A. Hersh For For Management 1e Elect Director Robert A. Innamorati For For Management 1f Elect Director Carol Lee O'Neill For For Management 1g Elect Director Pat Wood, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 03, 2014 Meeting Type: Annual Record Date: SEP 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates lll For For Management 1.2 Elect Director Maria M. Klawe For For Management 1.3 Elect Director Teri L. List-Stoll For For Management 1.4 Elect Director G. Mason Morfit For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Helmut Panke For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director John W. Stanton For For Management 1.10 Elect Director John W. Thompson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Proxy Access Against Against Shareholder -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION Ticker: NJR Security ID: 646025106 Meeting Date: JAN 21, 2015 Meeting Type: Annual Record Date: NOV 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald L. Correll For For Management 1.2 Elect Director M. William Howard, Jr. For For Management 1.3 Elect Director J. Terry Strange For For Management 1.4 Elect Director George R. Zoffinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- NEWTEK BUSINESS SERVICES CORP. Ticker: NEWT Security ID: 652526203 Meeting Date: JUN 24, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Downs For For Management 1.2 Elect Director Barry Sloane For For Management 2 Ratify McGladrey LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NGP CAPITAL RESOURCES COMPANY Ticker: NGPC Security ID: 62912R107 Meeting Date: SEP 29, 2014 Meeting Type: Annual Record Date: AUG 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Advisory Agreement For For Management between Oak Hill Advisors, L.P. and NGP Capital Resources Company 2 Elect Director Edward W. Blessing For For Management 3 Ratify Auditors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 12, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Richard A. Abdoo For For Management 2 Elect Director Aristides S. Candris For For Management 3 Elect Director Sigmund L. Cornelius For For Management 4 Elect Director Michael E. Jesanis For For Management 5 Elect Director Marty R. Kittrell For For Management 6 Elect Director W. Lee Nutter For For Management 7 Elect Director Deborah S. Parker For For Management 8 Elect Director Robert C. Skaggs, Jr. For For Management 9 Elect Director Teresa A.Taylor For For Management 10 Elect Director Richard L. Thompson For For Management 11 Elect Director Carolyn Y. Woo For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Ratify Deloitte & Touche LLP as For For Management Auditors 14 Provide Right to Call Special Meeting For For Management 15 Approve Decrease in Size of Board For For Management 16 Amend Omnibus Stock Plan For For Management 17 Amend Qualified Employee Stock For For Management Purchase Plan 18 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- NORTHSTAR REALTY FINANCE CORP. Ticker: NRF Security ID: 66704R704 Meeting Date: SEP 05, 2014 Meeting Type: Annual Record Date: AUG 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David T. Hamamoto For For Management 1.2 Elect Director Judith A. Hannaway For Withhold Management 1.3 Elect Director Wesley D. Minami For Withhold Management 1.4 Elect Director Louis J. Paglia For Withhold Management 1.5 Elect Director Charles W. Schoenherr For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- NORTHWEST NATURAL GAS COMPANY Ticker: NWN Security ID: 667655104 Meeting Date: MAY 28, 2015 Meeting Type: Annual Record Date: APR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Mark S. Dodson For For Management 1.3 Elect Director Gregg S. Kantor For For Management 1.4 Elect Director Malia H. Wasson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 23, 2015 Meeting Type: Annual Record Date: FEB 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Dorothy M. Bradley For For Management 1.3 Elect Director E. Linn Draper, Jr. For For Management 1.4 Elect Director Dana J. Dykhouse For For Management 1.5 Elect Director Jan R. Horsfall For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Denton Louis Peoples For For Management 1.8 Elect Director Robert C. Rowe For For Management 2 Ratify Deloitte & Touche LLP Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- ONE GAS, INC. Ticker: OGS Security ID: 68235P108 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Gibson For For Management 1.2 Elect Director Pattye L. Moore For For Management 1.3 Elect Director Douglas H. Yaeger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Day For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director William L. Ford For For Management 1.4 Elect Director John W. Gibson For For Management 1.5 Elect Director Steven J. Malcolm For For Management 1.6 Elect Director Jim W. Mogg For For Management 1.7 Elect Director Pattye L. Moore For For Management 1.8 Elect Director Gary D. Parker For For Management 1.9 Elect Director Eduardo A. Rodriguez For For Management 1.10 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Ticker: PANW Security ID: 697435105 Meeting Date: DEC 12, 2014 Meeting Type: Annual Record Date: OCT 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carl Eschenbach For For Management 1b Elect Director Daniel J. Warmenhoven For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEMBINA PIPELINE CORPORATION Ticker: PPL Security ID: 706327103 Meeting Date: MAY 08, 2015 Meeting Type: Annual Record Date: MAR 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Anne-Marie N. Ainsworth, Grant D. For For Management Billing, Michael (Mick) H. Dilger, Randall J. Findlay, Lorne B. Gordon, Gordon J. Kerr, David M.B. LeGresley, Robert B. Michaleski, Leslie A. O'Donoghue, and Jeffrey T. Smith as Directors 1.1 Elect Director Anne-Marie N. Ainsworth For For Management 1.2 Elect Director Grant D. Billing For For Management 1.3 Elect Director Michael (Mick) H. Dilger For For Management 1.4 Elect Director Randall J. Findlay For For Management 1.5 Elect Director Lorne B. Gordon For For Management 1.6 Elect Director Gordon J. Kerr For For Management 1.7 Elect Director David M.B. LeGresley For For Management 1.8 Elect Director Robert B. Michaleski For For Management 1.9 Elect Director Leslie A. O'Donoghue For For Management 1.10 Elect Director Jeffrey T. Smith For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan For For Management 4 Amend Stock Option Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION Ticker: PNNT Security ID: 708062104 Meeting Date: FEB 03, 2015 Meeting Type: Special Record Date: DEC 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION Ticker: PNNT Security ID: 708062104 Meeting Date: MAR 30, 2015 Meeting Type: Annual Record Date: DEC 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam K. Bernstein For For Management 1.2 Elect Director Jeffrey Flug For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- PEPCO HOLDINGS, INC. Ticker: POM Security ID: 713291102 Meeting Date: SEP 23, 2014 Meeting Type: Special Record Date: AUG 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PG&E CORPORATION Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 04, 2015 Meeting Type: Annual Record Date: MAR 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Chew For For Management 1.2 Elect Director Anthony F. Earley, Jr. For For Management 1.3 Elect Director Fred J. Fowler For For Management 1.4 Elect Director Maryellen C. Herringer For For Management 1.5 Elect Director Richard C. Kelly For For Management 1.6 Elect Director Roger H. Kimmel For For Management 1.7 Elect Director Richard A. Meserve For For Management 1.8 Elect Director Forrest E. Miller For For Management 1.9 Elect Director Rosendo G. Parra For For Management 1.10 Elect Director Barbara L. Rambo For For Management 1.11 Elect Director Anne Shen Smith For For Management 1.12 Elect Director Barry Lawson Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PIEDMONT NATURAL GAS COMPANY, INC. Ticker: PNY Security ID: 720186105 Meeting Date: MAR 05, 2015 Meeting Type: Annual Record Date: JAN 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. James Burton For For Management 1.2 Elect Director Jo Anne Sanford For For Management 1.3 Elect Director David E. Shi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROSPECT CAPITAL CORPORATION Ticker: PSEC Security ID: 74348T102 Meeting Date: DEC 05, 2014 Meeting Type: Annual Record Date: SEP 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Gremp For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- RACKSPACE HOSTING, INC. Ticker: RAX Security ID: 750086100 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: MAR 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred Reichheld For For Management 1.2 Elect Director Kevin Costello For For Management 1.3 Elect Director John Harper For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REGAL-BELOIT CORPORATION Ticker: RBC Security ID: 758750103 Meeting Date: APR 27, 2015 Meeting Type: Annual Record Date: MAR 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1a Elect Director Stephen M. Burt For For Management 1.1b Elect Director Anesa Chaibi For For Management 1.1c Elect Director Dean A. Foate For For Management 1.1d Elect Director Henry W. Knueppel For For Management 2 Declassify the Board of Directors For For Management 3 Change Company Name For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RESTAURANT BRANDS INTERNATIONAL INC. Ticker: QSR Security ID: 76131D103 Meeting Date: JUN 17, 2015 Meeting Type: Annual/Special Record Date: APR 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandre Behring For Withhold Management 1.2 Elect Director Marc Caira For For Management 1.3 Elect Director Martin E. Franklin For For Management 1.4 Elect Director Paul J. Fribourg For For Management 1.5 Elect Director John A. Lederer For For Management 1.6 Elect Director Thomas V. Milroy For For Management 1.7 Elect Director Alan C. Parker For For Management 1.8 Elect Director Daniel S. Schwartz For For Management 1.9 Elect Director Carlos Alberto Sicupira For For Management 1.10 Elect Director Roberto Moses Thompson For For Management Motta 1.11 Elect Director Alexandre Van Damme For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Omnibus Incentive Plan For For Management 6 Approve Reduction in Stated Capital For For Management -------------------------------------------------------------------------------- SARATOGA INVESTMENT CORP. Ticker: SAR Security ID: 80349A208 Meeting Date: SEP 30, 2014 Meeting Type: Annual Record Date: AUG 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Grisius For For Management 1.2 Elect Director G. Cabell Williams For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Ticker: SBAC Security ID: 78388J106 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian C. Carr For For Management 1b Elect Director Mary S. Chan For For Management 1c Elect Director George R. Krouse, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Proxy Access Right For Against Management 5 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 13, 2015 Meeting Type: Annual Record Date: MAR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director James G. Brocksmith, Jr. For For Management 1.3 Elect Director Kathleen L. Brown For For Management 1.4 Elect Director Pablo A. Ferrero For For Management 1.5 Elect Director William D. Jones For For Management 1.6 Elect Director William G. Ouchi For For Management 1.7 Elect Director Debra L. Reed For For Management 1.8 Elect Director William C. Rusnack For For Management 1.9 Elect Director William P. Rutledge For For Management 1.10 Elect Director Lynn Schenk For For Management 1.11 Elect Director Jack T. Taylor For For Management 1.12 Elect Director Luis M. Tellez For For Management 1.13 Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- SOLAR CAPITAL LTD. Ticker: SLRC Security ID: 83413U100 Meeting Date: JUN 11, 2015 Meeting Type: Annual Record Date: APR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Gross For For Management 1.2 Elect Director Leonard A. Potter For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION Ticker: SWX Security ID: 844895102 Meeting Date: MAY 07, 2015 Meeting Type: Annual Record Date: MAR 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Boughner For For Management 1.2 Elect Director Jose A. Cardenas For For Management 1.3 Elect Director Thomas E. Chestnut For For Management 1.4 Elect Director Stephen C. Comer For For Management 1.5 Elect Director LeRoy C. Hanneman, Jr. For For Management 1.6 Elect Director John P. Hester For For Management 1.7 Elect Director Anne L. Mariucci For For Management 1.8 Elect Director Michael J. Melarkey For For Management 1.9 Elect Director Jeffrey W. Shaw For For Management 1.10 Elect Director A. Randall Thoman For For Management 1.11 Elect Director Thomas A. Thomas For For Management 1.12 Elect Director Terrence 'Terry' L. For For Management Wright 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SPECTRA ENERGY CORP Ticker: SE Security ID: 847560109 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: MAR 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1a Elect Director Gregory L. Ebel For For Management 1.1b Elect Director F. Anthony Comper For For Management 1.1c Elect Director Austin A. Adams For For Management 1.1d Elect Director Joseph Alvarado For For Management 1.1e Elect Director Pamela L. Carter For For Management 1.1f Elect Director Clarence P. Cazalot, Jr. For For Management 1.1g Elect Director Peter B. Hamilton For For Management 1.1h Elect Director Miranda C. Hubbs For For Management 1.1i Elect Director Michael McShane For For Management 1.1j Elect Director Michael G. Morris For For Management 1.1k Elect Director Michael E.J. Phelps For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- SPX CORPORATION Ticker: SPW Security ID: 784635104 Meeting Date: MAY 08, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Kearney For For Management 1.2 Elect Director Robert F. Hull, Jr. For For Management 1.3 Elect Director Anne K. Altman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Adjust Par Value of Common Stock For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TCP CAPITAL CORP. Ticker: TCPC Security ID: 87238Q103 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric J. Draut For For Management 1.2 Elect Director Franklin R. Johnson For For Management 1.3 Elect Director Peter E. Schwab For For Management 1.4 Elect Director Howard M. Levkowitz For For Management 1.5 Elect Director Rajneesh Vig For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD. Ticker: TEVA Security ID: 881624209 Meeting Date: JUL 30, 2014 Meeting Type: Annual Record Date: JUN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Dan Propper as Director for a For For Management Three Year Term 1.2 Reelect Ory Slonim as Director for a For For Management Three Year Term 2.1 Reelect Joseph Nitzani as External For For Management Director and Approve Director's Remuneration 2.2 Elect Jean-Michel Halfon as External For For Management Director and Approve Director's Remuneration 3.1 Approve Annual Cash Bonus Objectives For For Management for CEO and President, for 2014 and Onwards 3.2 Approve Grant Annual Equity Awards to For For Management CEO and President, Starting 2015 4 Approve Purchase of D&O Liability For For Management Insurance Policie 5 Reappoint Kesselman & Kesselman as For For Management Auditors 6 Discuss Financial Statements and the None None Management Report of the Board for 2013 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 14, 2015 Meeting Type: Annual Record Date: FEB 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas M. Donofrio For For Management 1.2 Elect Director Joseph J. Echevarria For For Management 1.3 Elect Director Edward P. Garden For For Management 1.4 Elect Director Jeffrey A. Goldstein For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director John M. Hinshaw For For Management 1.7 Elect Director Edmund F. 'Ted' Kelly For For Management 1.8 Elect Director Richard J. Kogan For For Management 1.9 Elect Director John A. Luke, Jr. For For Management 1.10 Elect Director Mark A. Nordenberg For For Management 1.11 Elect Director Catherine A. Rein For For Management 1.12 Elect Director William C. Richardson For For Management 1.13 Elect Director Samuel C. Scott, III For For Management 1.14 Elect Director Wesley W. von Schack For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE LACLEDE GROUP, INC. Ticker: LG Security ID: 505597104 Meeting Date: JAN 29, 2015 Meeting Type: Annual Record Date: NOV 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Borer For For Management 1.2 Elect Director Maria V. Fogarty For For Management 1.3 Elect Director Anthony V. Leness For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Joseph R. Cleveland For For Management 1.3 Elect Director Kathleen B. Cooper For For Management 1.4 Elect Director John A. Hagg For For Management 1.5 Elect Director Juanita H. Hinshaw For For Management 1.6 Elect Director Ralph Izzo For For Management 1.7 Elect Director Frank T. MacInnis For For Management 1.8 Elect Director Eric W. Mandelblatt For For Management 1.9 Elect Director Keith A. Meister For For Management 1.10 Elect Director Steven W. Nance For For Management 1.11 Elect Director Murray D. Smith For For Management 1.12 Elect Director Janice D. Stoney For For Management 1.13 Elect Director Laura A. Sugg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director William G. Parrett For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Scott M. Sperling For For Management 1k Elect Director Elaine S. Ullian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THL CREDIT, INC. Ticker: TCRD Security ID: 872438106 Meeting Date: JUN 02, 2015 Meeting Type: Annual Record Date: APR 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David K. Downes For For Management 1.2 Elect Director Christopher J. Flynn For For Management 1.3 Elect Director Nancy Hawthorne For For Management 1.4 Elect Director Keith W. Hughes For For Management 1.5 Elect Director James K. Hunt. For For Management 1.6 Elect Director James D. Kern For For Management 1.7 Elect Director David P. Southwell For For Management 1.8 Elect Director Sam W. Tillinghast For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Approve Issuance of For For Management Warrants/Convertible Debentures -------------------------------------------------------------------------------- TIBCO SOFTWARE INC. Ticker: TIBX Security ID: 88632Q103 Meeting Date: DEC 03, 2014 Meeting Type: Special Record Date: OCT 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- TICC CAPITAL CORP. Ticker: TICC Security ID: 87244T109 Meeting Date: JUL 17, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles M. Royce For For Management 1.2 Elect Director Steven P. Novak For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- TICC CAPITAL CORP. Ticker: TICC Security ID: 87244T109 Meeting Date: JUN 10, 2015 Meeting Type: Annual Record Date: APR 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan H. Cohen For Withhold Management 1.2 Elect Director G. Peter O'Brien For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TIME WARNER INC. Ticker: TWX Security ID: 887317303 Meeting Date: JUN 19, 2015 Meeting Type: Annual Record Date: APR 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James L. Barksdale For For Management 1b Elect Director William P. Barr For For Management 1c Elect Director Jeffrey L. Bewkes For For Management 1d Elect Director Stephen F. Bollenbach For For Management 1e Elect Director Robert C. Clark For For Management 1f Elect Director Mathias Dopfner For For Management 1g Elect Director Jessica P. Einhorn For For Management 1h Elect Director Carlos M. Gutierrez For For Management 1i Elect Director Fred Hassan For For Management 1j Elect Director Kenneth J. Novack For For Management 1k Elect Director Paul D. Wachter For For Management 1l Elect Director Deborah C. Wright For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Board Oversight of Tobacco Use Against Against Shareholder Depicted in Products 6 Adopt Quantitative GHG Goals for Against For Shareholder Operations -------------------------------------------------------------------------------- TPG SPECIALTY LENDING, INC. Ticker: TSLX Security ID: 87265K102 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Higginbotham For For Management 1.2 Elect Director Ronald Tanemura For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TRANSCANADA CORPORATION Ticker: TRP Security ID: 89353D107 Meeting Date: MAY 01, 2015 Meeting Type: Annual/Special Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin E. Benson For For Management 1.2 Elect Director Derek H. Burney For For Management 1.3 Elect Director Paule Gauthier For For Management 1.4 Elect Director Russell K. Girling For For Management 1.5 Elect Director S. Barry Jackson For For Management 1.6 Elect Director Paula Rosput Reynolds For For Management 1.7 Elect Director John Richels For For Management 1.8 Elect Director Mary Pat Salomone For For Management 1.9 Elect Director D. Michael G. Stewart For For Management 1.10 Elect Director Siim A. Vanaselja For For Management 1.11 Elect Director Richard E. Waugh For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Establish Range for Board Size For For Management (Minimum of Eight to Maximum of Fifteen) 5 Amend By-Law Number 1 For For Management -------------------------------------------------------------------------------- TRANSDIGM GROUP INCORPORATED Ticker: TDG Security ID: 893641100 Meeting Date: MAR 05, 2015 Meeting Type: Annual Record Date: JAN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Dries For For Management 1.2 Elect Director W. Nicholas Howley For For Management 1.3 Elect Director Raymond Laubenthal For For Management 1.4 Elect Director Robert Small For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIANGLE CAPITAL CORPORATION Ticker: TCAP Security ID: 895848109 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: FEB 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Garland S. Tucker, III For For Management 1.2 Elect Director E. Ashton Poole For For Management 1.3 Elect Director Brent P.W. Burgess For For Management 1.4 Elect Director Steven C. Lilly For For Management 1.5 Elect Director W. McComb Dunwoody For For Management 1.6 Elect Director Mark M. Gambill For For Management 1.7 Elect Director Benjamin S. Goldstein For For Management 1.8 Elect Director Simon B. Rich, Jr. For For Management 1.9 Elect Director Sherwood H. Smith, Jr. For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- UIL HOLDINGS CORPORATION Ticker: UIL Security ID: 902748102 Meeting Date: MAY 12, 2015 Meeting Type: Annual Record Date: MAR 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thelma R. Albright For For Management 1.2 Elect Director Arnold L. Chase For For Management 1.3 Elect Director Betsy Henley-Cohn For For Management 1.4 Elect Director Suedeen G. Kelly For For Management 1.5 Elect Director John L. Lahey For For Management 1.6 Elect Director Daniel J. Miglio For For Management 1.7 Elect Director William F. Murdy For For Management 1.8 Elect Director William B. Plummer For For Management 1.9 Elect Director Donald R. Shassian For For Management 1.10 Elect Director James P. Torgerson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Ticker: VRX Security ID: 91911K102 Meeting Date: MAY 19, 2015 Meeting Type: Annual Record Date: MAR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald H. Farmer For For Management 1b Elect Director Colleen A. Goggins For For Management 1c Elect Director Robert A. Ingram For For Management 1d Elect Director Anders O. Lonner For For Management 1e Elect Director Theo Melas-Kyriazi For For Management 1f Elect Director J. Michael Pearson For For Management 1g Elect Director Robert N. Power For For Management 1h Elect Director Norma A. Provencio For For Management 1i Elect Director Howard B. Schiller For For Management 1j Elect Director Katharine B. Stevenson For For Management 1k Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: MAR 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Elaine L. Chao For For Management 1c Elect Director John S. Chen For For Management 1d Elect Director Lloyd H. Dean For For Management 1e Elect Director Elizabeth A. Duke For For Management 1f Elect Director Susan E. Engel For For Management 1g Elect Director Enrique Hernandez, Jr. For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director Cynthia H. Milligan For For Management 1j Elect Director Federico F. Pena For For Management 1k Elect Director James H. Quigley For For Management 1l Elect Director Judith M. Runstad For For Management 1m Elect Director Stephen W. Sanger For For Management 1n Elect Director John G. Stumpf For For Management 1o Elect Director Susan G. Swenson For For Management 1p Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- WGL HOLDINGS, INC. Ticker: WGL Security ID: 92924F106 Meeting Date: MAR 03, 2015 Meeting Type: Annual Record Date: JAN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Barnes For For Management 1.2 Elect Director George P. Clancy, Jr. For For Management 1.3 Elect Director James W. Dyke, Jr. For For Management 1.4 Elect Director Nancy C. Floyd For For Management 1.5 Elect Director Linda R. Gooden For For Management 1.6 Elect Director James F. Lafond For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Terry D. McCallister For For Management 1.9 Elect Director Dale S. Rosenthal For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- YAHOO! INC. Ticker: YHOO Security ID: 984332106 Meeting Date: JUN 24, 2015 Meeting Type: Annual Record Date: APR 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Filo For For Management 1.2 Elect Director Susan M. James For For Management 1.3 Elect Director Max R. Levchin For For Management 1.4 Elect Director Marissa A. Mayer For For Management 1.5 Elect Director Thomas J. McInerney For For Management 1.6 Elect Director Charles R. Schwab For For Management 1.7 Elect Director H. Lee Scott, Jr. For For Management 1.8 Elect Director Jane E. Shaw For For Management 1.9 Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Establish Board Committee on Human Against Against Shareholder Rights 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 01, 2015 Meeting Type: Annual Record Date: MAR 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sanjay Khosla For For Management 1.2 Elect Director Willie M. Reed For For Management 1.3 Elect Director William C. Steere, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | AIP Series Trust |
By (Signature and Title)* | |
/s/ John H. Gernon | |
John H. Gernon | |
President and Principal Executive Officer |
Date | August 28, 2015 |
* Print the name and title of each signing officer under his or her signature.