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Filing tables
Filing exhibits
- 10-K Annual report
- 2.6 First Amendement to Agreement and Plan of Merger Dated As of Jan 16, 2014 Ich
- 10.1 Third Amended and Restated LLC Agreement of RCS Dated As of February 11, 2014
- 10.2 Second Amended and Restated LLC Agreement of Rcsas Dated As of February 11, 2014
- 10.3 Second Amended and Restated LLC Agreement of Anst Dated As of February 11, 2014
- 10.6 First Amendment to Exvhange Agreement Dated As of February 11, 2014
- 10.10 Amended & Restated Services Agreement Dated As of Feb 11, 2014
- 10.12 Amended & Restated Multi-year Outperformance Agreement Dated As of Feb 11, 2014
- 10.17 Contribution and Exchange Agreement Dated As of February 11, 2014
- 10.18 LLC Agreement of RCS Capital Holdings Dated As of February 11, 2014
- 10.19 Commitment Letter Dated January 16, 2014
- 10.20 Luxor Capital Group Commitment Letter Dated January 16, 2014
- 10.21 Luxor Capital Group Restrictive Covenants Agreement Dated As of January 16, 2014
- 10.22 Equity Commitment and Indebtedness Repayment Agreement Dated As of Jan 16, 2014
- 21.1 Subsidiaries of the Registrant
- 23.1 Consent of Weisermazars LLP
- 31.1 Certification of the Principal Executive Officer of the Company
- 31.2 Certification of the Principal Financial Officer of the Company
- 32 Section 1350 Certifications
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Exhibit 32
SECTION 1350 CERTIFICATIONS
This Certificate is being delivered pursuant to the requirements of Section 1350 of Chapter 63 (Mail Fraud) of Title 18 (Crimes and Criminal Procedures) of the United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed for purposes of Section 18 of the Securities Act of 1934, as amended.
The undersigned, who are the Chief Executive Officer and Chief Financial Officer of RCS Capital Corporation (the “Company”), each hereby certify as follows:
The quarterly report on Form 10-K of the Company, which accompanies this Certificate, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and all information contained in this quarterly report fairly presents, in all material respects, the financial condition and results of operations of the Company.
Dated this 28th day of February, 2014 | /s/ WILLIAM M. KAHANE |
William M. Kahane | |
Chief Executive Officer and Director | |
(Principal Executive Officer) | |
Dated this 28th day of February, 2014 | /s/ BRIAN D. JONES |
Brian D. Jones | |
Chief Financial Officer and Assistant Secretary | |
(Principal Financial and Accounting Officer) |