Exhibit 21.1
RCS Capital Corporation
Significant Subsidiaries of the Registrant
The following are subsidiaries of RCS Capital Corporation as of December 31, 2014 and the states or jurisdictions in which they are organized. Indentation indicates the principal parent of each subsidiary.
Name | State or Jurisdiction of Organization of Entity |
RCS Capital Corporation | Delaware |
RCS Capital Holdings, LLC | Delaware |
Realty Capital Securities, LLC | Delaware |
RCS Advisory Services, LLC | Delaware |
American National Stock Transfer, LLC | Delaware |
Cetera Financial Holdings, Inc. | Delaware |
Cetera Financial Group, Inc | Delaware |
Cetera Investment Management LLC | Delaware |
Cetera Advisors LLC | Delaware |
Cetara Advisors Insurance Services LLC | Delaware |
Cetera Insurance Agency LLC | Delaware |
Cetera Advisor Networks LLC | Delaware |
Cetera Advisor Networks Insurance Services, Inc.. | Delaware |
Cetera Investment Services LLC | Delaware |
Cetera Financial Specialists Services LLC | Delaware |
Cetera Financial Specialists LLC | Delaware |
Cetera Investment Advisers LLC | Delaware |
Summit Financial Services Group, Inc. | Florida |
Summit Capital Group, Inc. | Florida |
SBS Financial Advisors, Inc. | Florida |
Summit Brokerage Services, Inc. | Florida |
Summit Financial Group, Inc. | Florida |
Summit Holding Group, Inc. | Florida |
SBS Insurance Agency of Florida, Inc. | Florida |
SBS of California Insurance Agency, Inc. | California |
SBSI Insurance Agency of Texas, Inc. | Texas |
Braves Acquisition, LLC | Georgia |
J.P. Turner & Company LLC | Georgia |
J.P. Turner & Company Capital Management LLC | Georgia |
First Allied Holdings Inc. | Delaware |
FAS Holdings, Inc. | Delaware |
First Allied Advisory Services, Inc. | Delaware |
First Allied Securities, Inc. | New York |
First Allied Asset Management, Inc. | Delaware |
First Allied Wealth Management, Inc. | Delaware |
FASI Insurance Services, Inc. | California |
First Allied Retirement Services, Inc. | California |
Associates in Excellence | California |
Legend Group Holdings LLC | Delaware |
Legend Advisory Corporation | New York |
Legend Equities Corporation | Delaware |
Advisory Services Corporation | Nevada |
The Legend Group, Inc. | Delaware |
LEC Insurance Agency Inc. | Texas |
FASI of TX, Inc. | Texas |
Investors Capital Holdings, LLC. | Delaware |
Investors Capital Corporation | Massachusetts |
Investors Capital Holdings Securities Corporation | Massachusetts |
Advisor Direct, Incorporated | Massachusetts |
Name | State or Jurisdiction of Organization of Entity |
ICC Insurance Agency, Inc. | Massachusetts |
Hatteras Funds LLC | Delaware |
Hatteras Capital Distributors LLC | North Carolina |
Strategic Capital Management Holdings, LLC | Delaware |
Strategic Capital Advisory Services, LLC | Delaware |
Carter Validus Securities Holdings, LLC | Delaware |
SC Distributors, LLC | Delaware |
REIT Acquisition Company | Delaware |
Docupace Technologies, LLC | Delaware |
SK Research, LLC | Delaware |
Trupoly, LLC | Delaware |