UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 5, 2013
Commission File Number | | Exact name of Registrant as specified in its charter, Address of principal executive offices and Telephone Number | | State of incorporation | | I.R.S. Employer Identification Number |
001-35979 | | HD SUPPLY HOLDINGS, INC. 3100 Cumberland Boulevard, Suite 1480 Atlanta, Georgia 30339 (770) 852-9000 | | Delaware | | 26-0486780 |
333-159809 | | HD SUPPLY, INC. 3100 Cumberland Boulevard, Suite 1480 Atlanta, Georgia 30339 (770) 852-9000 | | Delaware | | 75-2007383 |
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
The information contained in this report, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of Section 18. Furthermore, the information contained in this report shall not be deemed to be incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended.
On November 5, 2013, HD Supply Holdings, Inc. (the “Company” or “HD Supply”) issued a press release, filed as Exhibit 99.1 and incorporated herein by reference, announcing preliminary monthly sales for August, September and October 2013 in conjunction with attending the Baird Industrial Conference.
Item 7.01. Regulation FD Disclosure.
The slide presentation attached hereto as Exhibit 99.2, and incorporated herein by reference, will be presented at the 2013 Baird Industrial Conference on November 6, 2013, and may be used by HD Supply Holdings, Inc. and HD Supply, Inc. in various other presentations. The slide presentation is furnished and not filed pursuant to Instruction B.2 of Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. | | Description of Exhibit |
99.1 | | Press Release “HD Supply Holdings, Inc. Announces Preliminary Monthly Sales in Conjunction with Attending the Baird Industrial Conference,” dated November 5, 2013. |
| | |
99.2 | | HD Supply presentation at the 2013 Baird Industrial Conference. |
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 5, 2013 | HD SUPPLY HOLDINGS, INC. |
| | |
| By: | /s/ Ricardo J. Nunez |
| | Ricardo J. Nunez |
| | Senior Vice President, General Counsel and Corporate Secretary |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 5, 2013 | HD SUPPLY, INC. |
| | |
| By: | /s/ Ricardo J. Nunez |
| | Ricardo J. Nunez |
| | Senior Vice President, General Counsel and Corporate Secretary |
3
EXHIBIT INDEX
Exhibit No. | | Description of Exhibit |
99.1 | | Press Release “HD Supply Holdings, Inc. Announces Preliminary Monthly Sales in Conjunction with Attending the Baird Industrial Conference,” dated November 5, 2013. |
| | |
99.2 | | HD Supply presentation at the 2013 Baird Industrial Conference. |
4