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Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Peter R. Fisher | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Tax Asset Protection Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Elect Director Michael J. Arougheti | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Elect Director Ann Torre Bates | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Elect Director Steven B. McKeever | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Approve Issuance of Shares Below Net Asset Value (NAV) | | For | | For |
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Ares Dynamic Credit Allocation Fund, Inc. | | ARDC | | 04014F102 | | 18-Jun-14 | | Annual | | Management | | Elect Director Bruce Spector | | For | | For |
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Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Larry D. Brady | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Clarence P. Cazalot, Jr. | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Martin S. Craighead | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Lynn L. Elsenhans | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Anthony G. Fernandes | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Claire W. Gargalli | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Pierre H. Jungels | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director James A. Lash | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director J. Larry Nichols | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Charles L. Watson | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director James W. Stewart | | For | | Withhold |
| | | | | | | | |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Elect Director Louis Drapeau | | For | | Against |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Elect Director Robert M. Malchione | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
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Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Amend Director Indemnifications Provisions | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Michael L. Corbat | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Duncan P. Hennes | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Franz B. Humer | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Eugene M. McQuade | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Michael E. O’Neill | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Gary M. Reiner | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Judith Rodin | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Robert L. Ryan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Anthony M. Santomero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Joan E. Spero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Diana L. Taylor | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director William S. Thompson, Jr. | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director James S. Turley | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Ernesto Zedillo Ponce de Leon | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Stephen G. Butler | | For | | For |
| | | | | | | | | | | | | | | | | | |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director Kimberly A. Casiano | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director Anthony F. Earley, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director Edsel B. Ford, II | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director William Clay Ford, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director James P. Hackett | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director James H. Hance, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director William W. Helman, IV | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director John C. Lechleiter | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director Ellen R. Marram | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director Alan Mulally | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director Homer A. Neal | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director Gerald L. Shaheen | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Share Holder | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For |
Ford Motor Company | | F | | 345370860 | | | | 08-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | |
Golub Capital BDC, Inc. | | GBDC | | 38173M102 | | | | 04-Feb-14 | | Annual | | Management | | Elect Director David B. Golub | | For | | For |
Golub Capital BDC, Inc. | | GBDC | | 38173M102 | | | | 04-Feb-14 | | Annual | | Management | | Elect Director Anita R. Rosenberg | | For | | For |
Golub Capital BDC, Inc. | | GBDC | | 38173M102 | | | | 04-Feb-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Medley Capital Corporation | | MCC | | 58503F106 | | | | 03-Apr-14 | | Annual | | Management | | Elect Director Brook Taube | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | | | 03-Apr-14 | | Annual | | Management | | Elect Director Karin Hirtler-Garvey | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | | | 03-Apr-14 | | Annual | | Management | | Elect Director John E. Mack | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | | | 03-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | | | 03-Apr-14 | | Annual | | Management | | Approve Issuance of Shares Below Net Asset Value (NAV) | | For | | For |
| | | | | | | | | |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Elect Director James J. Peterson | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Elect Director Dennis R. Leibel | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Elect Director Thomas R. Anderson | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Elect Director William E. Bendush | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Elect Director Paul F. Folino | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Elect Director William L. Healey | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Elect Director Matthew E. Massengill | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Elect Director James V. Mazzo | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | | | 11-Feb-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
National CineMedia, Inc. | | NCMI | | 635309107 | | | | 30-Apr-14 | | Annual | | Management | | Elect Director Kurt C. Hall | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | | | 30-Apr-14 | | Annual | | Management | | Elect Director Lawrence A. Goodman | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | | | 30-Apr-14 | | Annual | | Management | | Elect Director Scott N. Schneider | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | | | 30-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | | | 30-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | | | 24-Apr-14 | | Annual | | Management | | Elect Director Tan Sri Lim Kok Thay | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | | | 24-Apr-14 | | Annual | | Management | | Elect Director David M. Abrams | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | | | 24-Apr-14 | | Annual | | Management | | Elect Director John Chidsey | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officer’s Compensation | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | | | 24-Apr-14 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | | | 24-Apr-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director Paul D. Bauer | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director Annabelle G. Bexiga | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director A. David Brown | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director John C. Burville | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director Joan M. Lamm-Tennant | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director Michael J. Morrissey | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director Gregory E. Murphy | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director Cynthia S. Nicholson | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director Ronald L. O’Kelley | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director William M. Rue | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Elect Director J. Brian Thebault | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Selective Insurance Group, Inc. | | SIGI | | 816300107 | | | | 23-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
TCP Capital Corp. | | TCPC | | 87238Q103 | | | | 15-May-14 | | Annual | | Management | | Elect Director Eric J. Draut | | For | | For |
TCP Capital Corp. | | TCPC | | 87238Q103 | | | | 15-May-14 | | Annual | | Management | | Elect Director Franklin R. Johnson | | For | | For |
TCP Capital Corp. | | TCPC | | 87238Q103 | | | | 15-May-14 | | Annual | | Management | | Elect Director Peter E. Schwab | | For | | For |
TCP Capital Corp. | | TCPC | | 87238Q103 | | | | 15-May-14 | | Annual | | Management | | Elect Director Howard M. Levkowitz | | For | | For |
| | | | | | | | | | | | | | | | | | |
TCP Capital Corp. | | TCPC | | 87238Q103 | | | | 15-May-14 | | Annual | | Management | | Elect Director Rajneesh Vig | | For | | For |
TCP Capital Corp. | | TCPC | | 87238Q103 | | | | 15-May-14 | | Annual | | Management | | Approve Issuance of Shares Below Net Asset Value (NAV) | | For | | For |
| | | | | | | | | |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Elect Chairman of Meeting | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Discharge of Board and President | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Determine Number of Members (12) and Deputy Members (0) of Board | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration of Auditors | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Fix Number of Auditors at One | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Ratify PricewaterhouseCoopers as Auditors | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve 2014 Stock Purchase Plan | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2014 Stock Purchase Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve 2014 Key Contributor Retention Plan | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve 2014 Executive Performance Stock Plan | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Take Necessary Action to Create a Shareholders Association | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Share Holder | | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | | | 11-Apr-14 | | Annual | | Share Holder | | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran | | None | | Do Not Vote |
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Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Rodney F. Chase | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Gregory J. Goff | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Robert W. Goldman | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Steven H. Grapstein | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director David Lilley | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Mary Pat McCarthy | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director J.W. Nokes | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Susan Tomasky | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Michael E. Wiley | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Patrick Y. Yang | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | | | 29-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
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Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | | | 24-Feb-14 | | Special | | Management | | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | | For | | For |
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The Cushing Royalty & Income Fund | | SRF | | 23164R104 | | | | 21-May-14 | | Annual | | Management | | Elect Director Edward N. McMillan | | For | | For |
The Cushing Royalty & Income Fund | | SRF | | 23164R104 | | | | 21-May-14 | | Annual | | Management | | Elect Director Jerry V. Swank | | For | | For |
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Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director John D. Baker, II | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Elaine L. Chao | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director John S. Chen | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Lloyd H. Dean | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Susan E. Engel | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Enrique Hernandez, Jr. | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Donald M. James | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Cynthia H. Milligan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Federico F. Pena | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director James H. Quigley | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Judith M. Runstad | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Elect Director Susan G. Swenson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | | | 29-Apr-14 | | Annual | | Share Holder | | Review Fair Housing and Fair Lending Compliance | | Against | | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.