Nuveen Flexible Investment Income Fund (JPW) Inactive
Filed: 29 Aug 17, 12:00am
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22820
Nuveen Flexible Investment Income Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Cedric H. Antosiewicz – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2017
Item 1. Proxy Voting Record
Institutional Account Name | Company Name | Ticker | Provider | Meeting Date | Proponent | Proposal Text | Management | Vote Instruction | Vote cast “for” or | |||||||||
| Nuveen Flexible Investment Income Fund | Hercules Capital Inc. | HTGC | 427096508 | 07-Jul-16 | Management | Elect Director Manuel A. Henriquez | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Hercules Capital Inc. | HTGC | 427096508 | 07-Jul-16 | Management | Elect Director Joseph F. Hoffman | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Hercules Capital Inc. | HTGC | 427096508 | 07-Jul-16 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Hercules Capital Inc. | HTGC | 427096508 | 07-Jul-16 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Endurance Specialty Holdings Ltd. | ENH | 29267H406 | 27-Jan-17 | Management | Approve Merger Agreement | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Endurance Specialty Holdings Ltd. | ENH | 29267H406 | 27-Jan-17 | Management | Adjourn Meeting | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Siemens AG | SIE | 826197501 | 01-Feb-17 | Management | Receive Financial Statements and Statutory Reports for Fiscal 2015/2016 (Non-Voting) | AGAINST | |||||||||||
| Nuveen Flexible Investment Income Fund | Siemens AG | SIE | 826197501 | 01-Feb-17 | Management | Approve Allocation of Income and Dividends of EUR 3.60 per Share | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Siemens AG | SIE | 826197501 | 01-Feb-17 | Management | Approve Discharge of Management Board for Fiscal 2015/2016 | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Siemens AG | SIE | 826197501 | 01-Feb-17 | Management | Approve Discharge of Supervisory Board for Fiscal 2015/2016 | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Siemens AG | SIE | 826197501 | 01-Feb-17 | Management | Ratify Ernst & Young GmbH as Auditors for Fiscal 2016/2017 | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Approve Financial Statements and Statutory Reports | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Approve Consolidated Financial Statements and Statutory Reports | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Approve Non-Deductible Expenses | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Approve Allocation of Income and Dividends of EUR 0.80 per Share | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Approve Auditors’ Special Report on Related-Party Transactions | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Reelect Caisse des Depots et Consignations as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Reelect Marion Guillou as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Reelect Paolo Scaroni as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Renew Appointment of Ernst & Young et Autres as Auditor | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Approve Remuneration Policy for Chairman and CEO | For | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Non-Binding Vote on Compensation of Antoine Frerot, Chairman and CEO | For | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Change Location of Registered Office to 21 rue de La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Amend Article 12 of Bylaws Re: Age Limit For Chairman | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Veolia Environnement | VIE | 92334N103 | 20-Apr-17 | Management | Authorize Filing of Required Documents/Other Formalities | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Apartment Investment and Management Company | AIV | 03748R101 | 25-Apr-17 | Management | Elect Director Terry Considine | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Apartment Investment and Management Company | AIV | 03748R101 | 25-Apr-17 | Management | Elect Director Thomas L. Keltner | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Apartment Investment and Management Company | AIV | 03748R101 | 25-Apr-17 | Management | Elect Director J. Landis Martin | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Apartment Investment and Management Company | AIV | 03748R101 | 25-Apr-17 | Management | Elect Director Robert A. Miller | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Apartment Investment and Management Company | AIV | 03748R101 | 25-Apr-17 | Management | Elect Director Kathleen M. Nelson | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Apartment Investment and Management Company | AIV | 03748R101 | 25-Apr-17 | Management | Elect Director Michael A. Stein | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Apartment Investment and Management Company | AIV | 03748R101 | 25-Apr-17 | Management | Elect Director Nina A. Tran | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Apartment Investment and Management Company | AIV | 03748R101 | 25-Apr-17 | Management | Ratify Ernst & Young LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Apartment Investment and Management Company | AIV | 03748R101 | 25-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Apartment Investment and Management Company | AIV | 03748R101 | 25-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Elect Director Jose O. Montemayor | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Elect Director Don M. Randel | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Elect Director Andre Rice | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Elect Director Dino E. Robusto | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Elect Director Joseph Rosenberg | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Elect Director Andrew H. Tisch | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Elect Director James S. Tisch | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Elect Director Marvin Zonis | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CNA Financial Corporation | CNA | 126117100 | 26-Apr-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | FOR |
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Accept Financial Statements and Statutory Reports | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Approve Dividends | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Appoint PricewaterhouseCoopers LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Authorise Board to Fix Remuneration of Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Re-elect Leif Johansson as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Re-elect Pascal Soriot as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Re-elect Marc Dunoyer as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Re-elect Genevieve Berger as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Elect Philip Broadley as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Re-elect Bruce Burlington as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Re-elect Graham Chipchase as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Re-elect Rudy Markham as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Re-elect Shriti Vadera as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Re-elect Marcus Wallenberg as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Approve Remuneration Report | For | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Approve Remuneration Policy | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Approve EU Political Donations and Expenditure | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Authorise Issue of Equity with Pre-emptive Rights | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Authorise Market Purchase of Ordinary Shares | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | AstraZeneca plc | AZN | 046353108 | 27-Apr-17 | Management | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Accept Financial Statements and Statutory Reports (Voting) | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Fix Number of Directors at Twelve | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Elect Director E. Barclay Simmons | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Elect Director Michael Collins | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Elect Director Alastair Barbour | For | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Elect Director James F. Burr | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Elect Director Caroline Foulger | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Elect Director Conor O’Dea | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Elect Director Wolfgang Schoellkopf | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Elect Director John Wright | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Elect Director David Zwiener | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Authorize Board to Fill Vacancies | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | The Bank of N.T. Butterfield & Son Limited | NTB.BH | G0772R208 | 28-Apr-17 | Management | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Harold Brown | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Andre Calantzopoulos | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Louis C. Camilleri | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Massimo Ferragamo | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Werner Geissler | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Jennifer Li | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Jun Makihara | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Sergio Marchionne | For | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Kalpana Morparia | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Lucio A. Noto | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Frederik Paulsen | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Robert B. Polet | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Elect Director Stephen M. Wolf | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Approve Restricted Stock Plan | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Approve Non-Employee Director Restricted Stock Plan | For | For | FOR |
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Management | Ratify PricewaterhouseCoopers SA as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Share Holder | Establish a Board Committee on Human Rights | Against | Against | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Philip Morris International Inc. | PM | 718172109 | 03-May-17 | Share Holder | Participate in OECD Mediation for Human Rights Violations | Against | Against | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Elect Director Thomas J. Barrack, Jr. | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Elect Director David T. Hamamoto | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Elect Director Douglas Crocker, II | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Elect Director Nancy A. Curtin | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Elect Director Jon A. Fosheim | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Elect Director Justin E. Metz | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Elect Director George G. C. Parker | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Elect Director Charles W. Schoenherr | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Elect Director John A. Somers | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Elect Director John L. Steffens | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Colony NorthStar, Inc. | CLNS | 19625W104 | 04-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Accept Financial Statements and Statutory Reports | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Approve Remuneration Report | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Approve Remuneration Policy | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Elect Emma Walmsley as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Elect Dr Vivienne Cox as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Elect Dr Patrick Vallance as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Re-elect Philip Hampton as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Re-elect Sir Roy Anderson as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Re-elect Vindi Banga as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Re-elect Simon Dingemans as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Re-elect Lynn Elsenhans as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Re-elect Dr Jesse Goodman as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Re-elect Judy Lewent as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Re-elect Urs Rohner as Director | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Authorise EU Political Donations and Expenditure | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Authorise Issue of Equity with Pre-emptive Rights | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Authorise Issue of Equity with Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Authorise Market Purchase of Ordinary Shares | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Approve Performance Share Plan | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | GlaxoSmithKline plc | GSK | 37733W105 | 04-May-17 | Management | Approve Deferred Annual Bonus Plan | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director Ellen R. Alemany | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director Michael L. Brosnan | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director Michael A. Carpenter | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director Dorene C. Dominguez | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director Alan Frank | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director William M. Freeman | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director R. Brad Oates | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director Marianne Miller Parrs | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director Gerald Rosenfeld | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director John R. Ryan | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director Sheila A. Stamps | For | For | FOR |
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Elect Director Laura S. Unger | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | CIT Group Inc. | CIT | 125581801 | 09-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director John F. Cogan | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Kelly A. Kramer | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Kevin E. Lofton | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director John C. Martin | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director John F. Milligan | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Nicholas G. Moore | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Richard J. Whitley | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Gayle E. Wilson | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Per Wold-Olsen | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Amend Omnibus Stock Plan | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Share Holder | Provide Right to Act by Written Consent | Against | For | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Share Holder | Require Independent Board Chairman | Against | For | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | President’s Speech | AGAINST | |||||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Discuss Remuneration Report | AGAINST | |||||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Receive Explanation on Company’s Reserves and Dividend Policy | AGAINST | |||||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Adopt Financial Statements | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Approve Dividends of EUR 0.80 Per Share | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Approve Discharge of Management Board | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Approve Discharge of Supervisory Board | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Amend the Remuneration Policy of the Management Board | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Amend Restricted Stock Plan | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Reelect J. van der Veer to Supervisory Board | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Reelect C.A. Poon to Supervisory Board | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Approve Remuneration of Supervisory Board | For | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Authorize Board to Exclude Preemptive Rights from Issuances under Item 6a | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Authorize Repurchase of Shares | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Approve Cancellation of Repurchased Shares | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Koninklijke Philips NV | PHIA | 500472303 | 11-May-17 | Management | Other Business (Non-Voting) | AGAINST | |||||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Elect Director Margaret M. Keane | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Elect Director Paget L. Alves | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Elect Director Arthur W. Coviello, Jr. | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Elect Director William W. Graylin | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Elect Director Roy A. Guthrie | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Elect Director Richard C. Hartnack | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Elect Director Jeffrey G. Naylor | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Elect Director Laurel J. Richie | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Elect Director Olympia J. Snowe | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Amend Omnibus Stock Plan | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Synchrony Financial | SYF | 87165B103 | 18-May-17 | Management | Ratify KPMG LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | TPG Specialty Lending, Inc. | TSLX | 87265K102 | 18-May-17 | Management | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | TPG Specialty Lending, Inc. | TSLX | 87265K102 | 18-May-17 | Management | Elect Director Joshua Easterly | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | TPG Specialty Lending, Inc. | TSLX | 87265K102 | 18-May-17 | Management | Elect Director Michael Fishman | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | TPG Specialty Lending, Inc. | TSLX | 87265K102 | 18-May-17 | Management | Ratify KPMG LLP as Auditors | For | For | FOR |
| Nuveen Flexible Investment Income Fund | Ares Capital Corporation | ARCC | 04010L103 | 22-May-17 | Management | Elect Director Michael J. Arougheti | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Ares Capital Corporation | ARCC | 04010L103 | 22-May-17 | Management | Elect Director Ann Torre Bates | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Ares Capital Corporation | ARCC | 04010L103 | 22-May-17 | Management | Elect Director Steven B. McKeever | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Ares Capital Corporation | ARCC | 04010L103 | 22-May-17 | Management | Ratify KPMG LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Ares Capital Corporation | ARCC | 04010L103 | 22-May-17 | Management | Approve Issuance of Shares Below Net Asset Value (NAV) | For | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Elect Director James J. Murren | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Elect Director Michael Rietbrock | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Elect Director Thomas Roberts | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Elect Director Daniel J. Taylor | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Elect Director Elisa Gois | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Elect Director William J. Hornbuckle | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Elect Director John M. McManus | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Elect Director Robert Smith | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | MGM Growth Properties LLC | MGP | 55303A105 | 31-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Elect Director W. Steve Albrecht | For | Do Not Vote | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Elect Director Eric A. Benhamou | For | Do Not Vote | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Elect Director H. Raymond Bingham - Withdrawn Resolution | AGAINST | |||||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Elect Director Hassane El-Khoury | For | Do Not Vote | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Elect Director Oh Chul Kwon | For | Do Not Vote | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Elect Director Wilbert van den Hoek | For | Do Not Vote | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Elect Director Michael Wishart | For | Do Not Vote | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Do Not Vote | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Do Not Vote | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Do Not Vote | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Amend Omnibus Stock Plan | For | Do Not Vote | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Share Holder | Elect Director J. Daniel McCranie | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Share Holder | Elect Directors Camillo Martino | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Share Holder | Management Nominee W. Steve Albrecht | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Share Holder | Management Nominee Hassane El-Khoury | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Share Holder | Management Nominee Oh Chul Kwon | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Share Holder | Management Nominee Wilbert van den Hoek | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Share Holder | Management Nominee Michael Wishart | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Cypress Semiconductor Corporation | CY | 232806109 | 20-Jun-17 | Management | Amend Omnibus Stock Plan | Abstain | Against | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Jeffrey S. Berg | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director H. Raymond Bingham | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Michael J. Boskin | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Safra A. Catz | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Bruce R. Chizen | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director George H. Conrades | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Lawrence J. Ellison | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Hector Garcia-Molina | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Jeffrey O. Henley | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Mark V. Hurd | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Renee J. James | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Leon E. Panetta | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Elect Director Naomi O. Seligman | For | Withhold | AGAINST | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | AGAINST |
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Management | Ratify Ernst & Young LLP as Auditors | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-16 | Share Holder | Report on Lobbying Payments and Policy | Against | Against | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Ares Capital Corporation | ARCC | 04010L103 | 15-Dec-16 | Management | Approve Authority to Issue Shares Below Net Asset Value | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Ares Capital Corporation | ARCC | 04010L103 | 15-Dec-16 | Management | Issue Shares in Connection with Merger | For | For | FOR | |||||||||
| Nuveen Flexible Investment Income Fund | Ares Capital Corporation | ARCC | 04010L103 | 15-Dec-16 | Management | Adjourn Meeting | For | For | FOR |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Flexible Investment Income Fund
| By | /s/ Cedric H. Antosiewicz | |
Cedric H. Antosiewicz – Chief Administrative Officer | ||
| Date | ||
August 29, 2017