Resonant (RESN) Form 3 Resonant / Lisa G Wolf ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Wolf Lisa G

(Last) (First) (Middle)

10900 STONELAKE BLVD., SUITE 100

OFFICE 02-130

(Street)

AUSTIN TX 78759

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/14/2021

3. Issuer Name and Ticker or Trading Symbol
Resonant Inc [ RESN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Accounting Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	151,667	D
Common Stock	40	I	By Ms. Wolf's daughter

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Common Stock	13,862	0	D
Restricted Stock Units	(2)	(2)	Common Stock	31,181	0	D
Restricted Stock Units	(3)	(3)	Common Stock	39,438	0	D
Restricted Stock Units	(4)	(4)	Common Stock	37,500	0	D
Stock Options (Right to Buy)	(5)	06/30/2024	Common Stock	5,000	7.2	D
Stock Options (Right to Buy)	(5)	08/08/2026	Common Stock	25,000	5.07	D
Stock Options (Right to Buy)	(5)	02/02/2027	Common Stock	15,319	4.36	D
Stock Options (Right to Buy)	(5)	08/07/2027	Common Stock	6,688	4.51	D
Stock Options (Right to Buy)	(5)	11/06/2027	Common Stock	4,808	4.62	D

Explanation of Responses:

1. The restricted stock units will vest as follows: 6,931 shares on each of December 1, 2021 and December 1, 2022.

2. The restricted stock units will vest as follows: 10,394 shares on each of December 1, 2021 and December 1, 2022, and 10,393 shares on December 1, 2023.

3. The restricted stock units will vest as follows: 9,861 shares on December 1, 2021, and 9,859 shares on each of December 1, 2022, December 1, 2023, and December 1, 2024.

4. The restricted stock units will vest as follows: 12,500 shares on each of December 1, 2021, December 1, 2022, and December 1, 2023.

5. 100% of stock options are fully vested.

	/s/Lisa G. Wolf	05/18/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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