Resonant (RESN) Form 3 Resonant / Clint Brown ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Brown Clint

(Last) (First) (Middle)

C/O RESONANT, INC. 10900 STONELAKE BLVD.

SUITE 100, OFFICE 02-130

(Street)

AUSTIN TX 78759

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/14/2021

3. Issuer Name and Ticker or Trading Symbol
Resonant Inc [ RESN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Senior VP, Sales and Marketing

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	62,500	I	By Trust

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Common Stock	25,000	0	D
Restricted Stock Units	(2)	(2)	Common Stock	75,000	0	D

Explanation of Responses:

1. The restricted stock units will vest as follows: 6,250 shares on each of January 1, 2022, April, 1 2022, July 1, 2022 and September 1, 2022.

2. The restricted stock units will vest as follows: 18,750 shares on each of December 1, 2021 and December 1, 2022, December 1, 2023 and December 1, 2024.

Remarks:

Exhibit 24 Power of Attorney filed herewith.

	/s/ Martin S. McDermut, Attorney-In-Fact	10/18/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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