John H. Grady
ARES CAPITAL CORPORATION | | | | |
Security | 04010L103 | | | | | | | Meeting Type | | Special | |
Ticker Symbol | ARCC | | | | | | | Meeting Date | | 08-Jul-2019 | | |
ISIN | US04010L1035 | | | | | | | Agenda | | 935002775 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | To authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders (including, without limitation, that the number of shares issued does not exceed 25% of the Company's then outstanding common stock). | Management | | For | | For | | | | |
| | | | | | | | | | | | | | | | | | | | | | | |
FS KKR CAPITAL CORP. | | | | |
Security | 302635107 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | FSK | | | | | | | Meeting Date | | 16-Jul-2019 | | |
ISIN | US3026351078 | | | | | | | Agenda | | 935016661 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | DIRECTOR | Management | | | | | | | | |
| | | 1 | Barbara Adams | | | | | For | | For | | | | |
| | | 2 | Frederick Arnold | | | | | For | | For | | | | |
| | | 3 | Michael C. Forman | | | | | For | | For | | | | |
| | | 4 | Jerel A. Hopkins | | | | | For | | For | | | | |
2. | To approve the application of the reduced asset coverage requirements in Section 61(a)(2) of the Investment Company Act of 1940, as amended, to the Company, which would permit the Company to increase the maximum amount of leverage that it is permitted to incur by reducing the asset coverage requirement applicable to the Company from 200% to 150%. | Management | | For | | For | | | | |
3. | To approve the proposal to allow the Company in future offerings to sell its shares below net asset value per share in order to provide flexibility for future sales. | Management | | For | | For | | | | |
HOMESERVE PLC | | | | |
Security | G4639X119 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 19-Jul-2019 | | |
ISIN | GB00BYYTFB60 | | | | | | | Agenda | | 711314106 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | TO RECEIVE THE ANNUAL REPORT & ACCOUNTS | Management | | For | | For | | | | |
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | | For | | For | | | | |
3 | TO APPROVE THE FINAL DIVIDEND | Management | | For | | For | | | | |
4 | TO RE-ELECT J M BARRY GIBSON AS A DIRECTOR | Management | | For | | For | | | | |
5 | TO RE-ELECT RICHARD HARPIN AS A DIRECTOR | Management | | For | | For | | | | |
6 | TO RE-ELECT DAVID BOWER AS A DIRECTOR | Management | | For | | For | | | | |
7 | TO RE-ELECT TOM RUSIN AS A DIRECTOR | Management | | For | | For | | | | |
8 | TO RE-ELECT KATRINA CLIFFE AS A DIRECTOR | Management | | For | | For | | | | |
9 | TO RE-ELECT STELLA DAVID AS A DIRECTOR | Management | | For | | For | | | | |
10 | TO RE-ELECT EDWARD FITZMAURICE AS A DIRECTOR | Management | | For | | For | | | | |
11 | TO RE-ELECT RON MCMILLAN AS DIRECTOR | Management | | For | | For | | | | |
12 | TO ELECT OLIVIER GREMILLON | Management | | For | | For | | | | |
13 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | | For | | For | | | | |
14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | | For | | For | | | | |
15 | AUTHORITY TO ALLOT SHARES | Management | | For | | For | | | | |
16 | GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | | For | | For | | | | |
17 | ADDITIONAL AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | | For | | For | | | | |
18 | AUTHORITY TO PURCHASE OWN SHARES | Management | | For | | For | | | | |
19 | NOTICE OF GENERAL MEETINGS | Management | | For | | For | | | | |
CMMT | 13 JUN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | | | |
BUCKEYE PARTNERS, L.P. | | | | |
Security | 118230101 | | | | | | | Meeting Type | | Special | |
Ticker Symbol | BPL | | | | | | | Meeting Date | | 31-Jul-2019 | | |
ISIN | US1182301010 | | | | | | | Agenda | | 935058227 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | The approval of (i) the Agreement and Plan of Merger, dated as of May 10, 2019, by and among Buckeye Partners, L.P., a DE limited partnership, Hercules Intermediate Holdings LLC, a DE limited liability company ("Parent"), Hercules Merger Sub LLC, a DE limited liability company and a wholly owned subsidiary of Parent, Buckeye Pipe Line Services Company, a PA corporation, and Buckeye GP LLC, a DE limited liability company and the general partner of Buckeye Partners, L.P. and (ii) the transactions contemplated by the Agreement and Plan of Merger. | Management | | For | | For | | | | |
2. | The approval, in a nonbinding advisory vote, of the compensation that may be paid or may become payable to Buckeye Partners, L.P.'s named executive officers in connection with, or following, the consummation of the merger contemplated by the Agreement and Plan of Merger. | Management | | For | | For | | | | |
NEWTEK BUSINESS SERVICES CORP. | | | | |
Security | 652526203 | | | | | | | Meeting Type | | Special | |
Ticker Symbol | NEWT | | | | | | | Meeting Date | | 02-Aug-2019 | | |
ISIN | US6525262035 | | | | | | | Agenda | | 935059914 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | To approve a proposal to authorize the Company to sell shares of its common stock, par value $0.02 per share, at a price below the then current net asset value per share of such common stock in one or multiple offerings, subject to certain limitations described in the accompanying Proxy Statement. | Management | | For | | For | | | | |
2. | To approve an amendment to the Company's Articles of Amendment and Restatement to allow the Company's shareholders to amend the Company's Bylaws. | Management | | For | | For | | | | |
3. | To approve a proposal to adjourn the Meeting, if necessary or appropriate, to solicit additional proxies. | Management | | For | | For | | | | |
APOLLO INVESTMENT CORPORATION | | | | |
Security | 03761U502 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | AINV | | | | | | | Meeting Date | | 06-Aug-2019 | | |
ISIN | US03761U5020 | | | | | | | Agenda | | 935055699 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | DIRECTOR | Management | | | | | | | | |
| | | 1 | Elliot Stein, Jr. | | | | | For | | For | | | | |
| | | 2 | Bradley J. Wechsler | | | | | For | | For | | | | |
| | | 3 | James C. Zelter | | | | | For | | For | | | | |
2. | To ratify the selection of PricewaterhouseCoopers LLP as Apollo Investment Corporation's (the "Company") independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | | For | | For | | | | |
QORVO, INC. | | | | |
Security | 74736K101 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | QRVO | | | | | | | Meeting Date | | 06-Aug-2019 | | |
ISIN | US74736K1016 | | | | | | | Agenda | | 935055384 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | DIRECTOR | Management | | | | | | | | |
| | | 1 | Ralph G. Quinsey | | | | | For | | For | | | | |
| | | 2 | Robert A. Bruggeworth | | | | | For | | For | | | | |
| | | 3 | Jeffery R. Gardner | | | | | For | | For | | | | |
| | | 4 | John R. Harding | | | | | For | | For | | | | |
| | | 5 | David H.Y. Ho | | | | | For | | For | | | | |
| | | 6 | Roderick D. Nelson | | | | | For | | For | | | | |
| | | 7 | Dr. Walden C. Rhines | | | | | For | | For | | | | |
| | | 8 | Susan L. Spradley | | | | | For | | For | | | | |
| | | 9 | Walter H. Wilkinson, Jr | | | | | For | | For | | | | |
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers (as defined in the proxy statement). | Management | | For | | For | | | | |
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 28, 2020. | Management | | For | | For | | | | |
PSK INC. | | | | |
Security | Y71195112 | | | | | | | Meeting Type | | ExtraOrdinary General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 12-Aug-2019 | | |
ISIN | KR7319660007 | | | | | | | Agenda | | 711361674 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | Management | | For | | For | | | | |
2 | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | Management | | For | | For | | | | |
3 | APPROVAL OF LIMIT OF REMUNERATION FOR AUDITORS | Management | | For | | For | | | | |
THE J. M. SMUCKER COMPANY | | | | |
Security | 832696405 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | SJM | | | | | | | Meeting Date | | 14-Aug-2019 | | |
ISIN | US8326964058 | | | | | | | Agenda | | 935056920 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1a. | Election of Director for a term expire in 2020: Kathryn W. Dindo | Management | | For | | For | | | | |
1b. | Election of Director for a term expire in 2020: Paul J. Dolan | Management | | For | | For | | | | |
1c. | Election of Director for a term expire in 2020: Jay L. Henderson | Management | | For | | For | | | | |
1d. | Election of Director for a term expire in 2020: Gary A. Oatey | Management | | For | | For | | | | |
1e. | Election of Director for a term expire in 2020: Kirk L. Perry | Management | | For | | For | | | | |
1f. | Election of Director for a term expire in 2020: Sandra Pianalto | Management | | For | | For | | | | |
1g. | Election of Director for a term expire in 2020: Nancy Lopez Russell | Management | | For | | For | | | | |
1h. | Election of Director for a term expire in 2020: Alex Shumate | Management | | For | | For | | | | |
1i. | Election of Director for a term expire in 2020: Mark T. Smucker | Management | | For | | For | | | | |
1j. | Election of Director for a term expire in 2020: Richard K. Smucker | Management | | For | | For | | | | |
1k. | Election of Director for a term expire in 2020: Timothy P. Smucker | Management | | For | | For | | | | |
1l. | Election of Director for a term expire in 2020: Dawn C. Willoughby | Management | | For | | For | | | | |
2. | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2020 fiscal year. | Management | | For | | For | | | | |
3. | Advisory approval of the Company's executive compensation. | Management | | For | | For | | | | |
INVESCO | | | | |
Security | 46137V571 | | | | | | | Meeting Type | | Special | |
Ticker Symbol | PGJ | | | | | | | Meeting Date | | 19-Aug-2019 | | |
ISIN | US46137V5710 | | | | | | | Agenda | | 935061921 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | DIRECTOR | Management | | | | | | | | |
| | | 1 | Ronn R. Bagge | | | | | For | | For | | | | |
| | | 2 | Todd J. Barre | | | | | For | | For | | | | |
| | | 3 | Kevin M. Carome | | | | | For | | For | | | | |
| | | 4 | E. P. Giambastiani, Jr. | | | | | For | | For | | | | |
| | | 5 | Victoria J. Herget | | | | | For | | For | | | | |
| | | 6 | Marc M. kole | | | | | For | | For | | | | |
| | | 7 | Yung Bong Lim | | | | | For | | For | | | | |
| | | 8 | Joanne Pace | | | | | For | | For | | | | |
| | | 9 | Gary R. Wicker | | | | | For | | For | | | | |
| | | 10 | Donald H. Wilson | | | | | For | | For | | | | |
INVESCO | | | | |
Security | 46138E636 | | | | | | | Meeting Type | | Special | |
Ticker Symbol | PICB | | | | | | | Meeting Date | | 19-Aug-2019 | | |
ISIN | US46138E6361 | | | | | | | Agenda | | 935061921 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | DIRECTOR | Management | | | | | | | | |
| | | 1 | Ronn R. Bagge | | | | | For | | For | | | | |
| | | 2 | Todd J. Barre | | | | | For | | For | | | | |
| | | 3 | Kevin M. Carome | | | | | For | | For | | | | |
| | | 4 | E. P. Giambastiani, Jr. | | | | | For | | For | | | | |
| | | 5 | Victoria J. Herget | | | | | For | | For | | | | |
| | | 6 | Marc M. kole | | | | | For | | For | | | | |
| | | 7 | Yung Bong Lim | | | | | For | | For | | | | |
| | | 8 | Joanne Pace | | | | | For | | For | | | | |
| | | 9 | Gary R. Wicker | | | | | For | | For | | | | |
| | | 10 | Donald H. Wilson | | | | | For | | For | | | | |
THE PROCTER & GAMBLE COMPANY | | | | |
Security | 742718109 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | PG | | | | | | | Meeting Date | | 08-Oct-2019 | | |
ISIN | US7427181091 | | | | | | | Agenda | | 935072998 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Francis S. Blake | Management | | For | | For | | | | |
1B. | Election of Director: Angela F. Braly | Management | | For | | For | | | | |
1C. | Election of Director: Amy L. Chang | Management | | For | | For | | | | |
1D. | Election of Director: Scott D. Cook | Management | | For | | For | | | | |
1E. | Election of Director: Joseph Jimenez | Management | | For | | For | | | | |
1F. | Election of Director: Terry J. Lundgren | Management | | For | | For | | | | |
1G. | Election of Director: Christine M. McCarthy | Management | | For | | For | | | | |
1H. | Election of Director: W. James McNerney, Jr. | Management | | For | | For | | | | |
1I. | Election of Director: Nelson Peltz | Management | | For | | For | | | | |
1J. | Election of Director: David S. Taylor | Management | | For | | For | | | | |
1K. | Election of Director: Margaret C. Whitman | Management | | For | | For | | | | |
1L. | Election of Director: Patricia A. Woertz | Management | | For | | For | | | | |
2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | | For | | For | | | | |
3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Management | | For | | For | | | | |
4. | Approval of The Procter & Gamble 2019 Stock and Incentive Compensation Plan | Management | | For | | For | | | | |
CSL LTD | | | | |
Security | Q3018U109 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 16-Oct-2019 | | |
ISIN | AU000000CSL8 | | | | | | | Agenda | | 711562377 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4.A, 4.B AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | | | | | | | | |
2.A | TO RE-ELECT MS MARIE MCDONALD AS A DIRECTOR | Management | | For | | For | | | | |
2.B | TO RE-ELECT DR MEGAN CLARK AC AS A DIRECTOR | Management | | For | | For | | | | |
3 | ADOPTION OF THE REMUNERATION REPORT | Management | | For | | For | | | | |
4.A | APPROVAL OF A GRANT OF PERFORMANCE SHARE UNITS TO EXECUTIVE DIRECTOR, MR PAUL PERREAULT | Management | | For | | For | | | | |
4.B | APPROVAL OF A GRANT OF PERFORMANCE SHARE UNITS TO EXECUTIVE DIRECTOR, PROFESSOR ANDREW CUTHBERTSON AO | Management | | For | | For | | | | |
DECHRA PHARMACEUTICALS PLC | | | | |
Security | G2769C145 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 18-Oct-2019 | | |
ISIN | GB0009633180 | | | | | | | Agenda | | 711572695 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | TO RECEIVE THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2019 TOGETHER WITH THE STRATEGIC REPORT DIRECTORS REPORT AND THE AUDITORS REPORT | Management | | For | | For | | | | |
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2019 | Management | | For | | For | | | | |
3 | TO DECLARE A FINAL DIVIDEND | Management | | For | | For | | | | |
4 | TO ELECT LISA BRIGHT | Management | | For | | For | | | | |
5 | TO RE-ELECT WILLIAM ANTHONY RICE | Management | | For | | For | | | | |
6 | TO RE-ELECT IAN PAGE | Management | | For | | For | | | | |
7 | TO RE-ELECT ANTHONY GRIFFIN | Management | | For | | For | | | | |
8 | TO RE-ELECT JULIAN HESLOP | Management | | For | | For | | | | |
9 | TO RE-ELECT ISHBEL MACPHERSON | Management | | For | | For | | | | |
10 | TO RE-ELECT LAWSON MACARTNEY | Management | | For | | For | | | | |
11 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS EXTERNAL AUDITOR OF THE COMPANY | Management | | For | | For | | | | |
12 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE EXTERNAL AUDITOR | Management | | For | | For | | | | |
13 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES TO SPECIFIC LIMITS | Management | | For | | For | | | | |
14 | TO DISAPPLY THE PRE-EMPTION RIGHTS | Management | | For | | For | | | | |
15 | TO DISAPPLY ADDITIONAL PRE-EMPTION RIGHTS | Management | | For | | For | | | | |
16 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | | For | | For | | | | |
17 | TO AUTHORISE THE COMPANY TO HOLD ANY GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | | For | | For | | | | |
18 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | | For | | For | | | | |
MCMILLAN SHAKESPEARE LIMITED | | | | |
Security | Q58998107 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 22-Oct-2019 | | |
ISIN | AU000000MMS5 | | | | | | | Agenda | | 711576542 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | | | | | | | | |
2 | ADOPTION OF THE REMUNERATION REPORT | Management | | For | | For | | | | |
3 | RE-ELECTION OF MR. TIM POOLE AS A DIRECTOR | Management | | For | | For | | | | |
4 | RE-ELECTION OF MR. ROSS CHESSARI AS A DIRECTOR | Management | | For | | For | | | | |
5 | ISSUE OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR: MR MICHAEL SALISBURY | Management | | For | | For | | | | |
CMMT | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO-THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT-ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR-EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE-BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE | Non-Voting | | | | | | | | |
6 | RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS OF THE CONSTITUTION | Management | | For | | For | | | | |
KLA CORPORATION | | | | |
Security | 482480100 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | KLAC | | | | | | | Meeting Date | | 05-Nov-2019 | | |
ISIN | US4824801009 | | | | | | | Agenda | | 935082533 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Edward Barnholt | Management | | For | | For | | | | |
1B. | Election of Director: Robert Calderoni | Management | | For | | For | | | | |
1C. | Election of Director: Jeneanne Hanley | Management | | For | | For | | | | |
1D. | Election of Director: Emiko Higashi | Management | | For | | For | | | | |
1E. | Election of Director: Kevin Kennedy | Management | | For | | For | | | | |
1F. | Election of Director: Gary Moore | Management | | For | | For | | | | |
1G. | Election of Director: Kiran Patel | Management | | For | | For | | | | |
1H. | Election of Director: Victor Peng | Management | | For | | For | | | | |
1I. | Election of Director: Robert Rango | Management | | For | | For | | | | |
1J. | Election of Director: Richard Wallace | Management | | For | | For | | | | |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | | For | | For | | | | |
3. | Approval on a non-binding, advisory basis of our named executive officer compensation. | Management | | For | | For | | | | |
PERNOD RICARD SA | | | | |
Security | F72027109 | | | | | | | Meeting Type | | MIX | |
Ticker Symbol | | | | | | | | Meeting Date | | 08-Nov-2019 | | |
ISIN | FR0000120693 | | | | | | | Agenda | | 711596253 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | | | | | | | | |
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | | | | | | | | |
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | | | | | | | | |
CMMT | 23 OCT 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/1002/20191002 1-904463.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/1023/20191023 1-904598.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 05 NOV 2019 TO 06 NOV 2019 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | | | |
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 | Management | | For | | For | | | | |
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 | Management | | For | | For | | | | |
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 AND SETTING OF THE DIVIDEND | Management | | For | | For | | | | |
O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | | For | | For | | | | |
O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. KORY SORENSON AS DIRECTOR | Management | | For | | For | | | | |
O.6 | APPOINTMENT OF MRS. ESTHER BERROZPE GALINDO AS DIRECTOR | Management | | For | | For | | | | |
O.7 | APPOINTMENT OF MR. PHILIPPE PETITCOLIN AS DIRECTOR | Management | | For | | For | | | | |
O.8 | SETTING OF THE ANNUAL AMOUNT OF ATTENDANCE FEES ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
O.9 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2018/2019 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | | For | | For | | | | |
O.10 | APPROVAL OF THE COMPENSATION POLICY ELEMENTS APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | | For | | For | | | | |
O.11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE SHARES OF THE COMPANY | Management | | For | | For | | | | |
E.12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL | Management | | For | | For | | | | |
E.13 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS (I.E. APPROXIMATELY 32.81% OF THE SHARE CAPITAL), BY ISSUING COMMON SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | | For | | For | | | | |
E.14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM AMOUNT OF 41 MILLION EUROS (I.E. 9.96% OF THE SHARE CAPITAL), BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF A PUBLIC OFFERING | Management | | For | | For | | | | |
E.15 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN INCREASE IN SHARE CAPITAL WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT UP TO A LIMIT OF 15% OF THE INITIAL ISSUE MADE PURSUANT TO THE 13TH, 14TH AND 16TH RESOLUTIONS | Management | | For | | For | | | | |
E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY WAY OF A PRIVATE PLACEMENT, WITHIN THE CONTEXT OF ARTICLE L. 411-2 SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, FOR A MAXIMUM NOMINAL AMOUNT OF 41 MILLION EUROS (APPROXIMATELY 9.96% OF THE SHARE CAPITAL | Management | | For | | For | | | | |
E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL | Management | | For | | For | | | | |
E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CASE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | | For | | For | | | | |
E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS (I.E. APPROXIMATELY 32.81% OF THE SHARE CAPITAL) BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | | For | | For | | | | |
E.20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH THE FREE ALLOCATION OF PERFORMANCE SHARES, EXISTING SHARES OR SHARES TO BE ISSUED, TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND GROUP COMPANIES | Management | | For | | For | | | | |
E.21 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND GROUP COMPANIES OPTIONS GRANTING ENTITLEMENT TO SUBSCRIBE FOR SHARES OF THE COMPANY TO BE ISSUED OR TO PURCHASE EXISTING SHARES OF THE COMPANY | Management | | For | | For | | | | |
E.22 | DELEGATIONS OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS IN FAVOUR OF THE LATTER | Management | | For | | For | | | | |
E.23 | DELEGATIONS OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO CAPITAL IN FAVOUR OF CATEGORY(IES) OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | Management | | For | | For | | | | |
E.24 | AMENDMENT TO ARTICLE 16 OF THE BY-LAWS TO DETERMINE THE NUMBER OF DIRECTORS REPRESENTING THE EMPLOYEES PRESENT AT THE BOARD OF DIRECTORS ACCORDING TO THE NUMBER OF DIRECTORS SERVING ON THE BOARD UNDER ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE | Management | | For | | For | | | | |
E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | | For | | For | | | | |
RAMSAY HEALTH CARE LTD | | | | |
Security | Q7982Y104 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 14-Nov-2019 | | |
ISIN | AU000000RHC8 | | | | | | | Agenda | | 711615027 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4.1 AND 4.2 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | | | | | | | | |
2 | ADOPTION OF THE REMUNERATION REPORT | Management | | For | | For | | | | |
3.1 | TO ELECT MS CATRIONA ALISON DEANS AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | | | | |
3.2 | TO ELECT MR JAMES MALCOLM MCMURDO AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | | | | |
4.1 | TO APPROVE THE GRANT OF FY2020 PERFORMANCE RIGHTS TO MANAGING DIRECTOR - MR CRAIG RALPH MCNALLY | Management | | For | | For | | | | |
4.2 | TO APPROVE THE CORRECTIVE GRANT OF FY2019 PERFORMANCE RIGHTS TO MANAGING DIRECTOR - MR CRAIG RALPH MCNALLY | Management | | For | | For | | | | |
SYSCO CORPORATION | | | | |
Security | 871829107 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | SYY | | | | | | | Meeting Date | | 15-Nov-2019 | | |
ISIN | US8718291078 | | | | | | | Agenda | | 935085224 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Thomas L. Bené | Management | | For | | For | | | | |
1B. | Election of Director: Daniel J. Brutto | Management | | For | | For | | | | |
1C. | Election of Director: John M. Cassaday | Management | | For | | For | | | | |
1D. | Election of Director: Joshua D. Frank | Management | | For | | For | | | | |
1E. | Election of Director: Larry C. Glasscock | Management | | For | | For | | | | |
1F. | Election of Director: Bradley M. Halverson | Management | | For | | For | | | | |
1G. | Election of Director: John M. Hinshaw | Management | | For | | For | | | | |
1H. | Election of Director: Hans-Joachim Koerber | Management | | For | | For | | | | |
1I. | Election of Director: Stephanie A. Lundquist | Management | | For | | For | | | | |
1J. | Election of Director: Nancy S. Newcomb | Management | | For | | For | | | | |
1K. | Election of Director: Nelson Peltz | Management | | For | | For | | | | |
1L. | Election of Director: Edward D. Shirley | Management | | For | | For | | | | |
1M. | Election of Director: Sheila G. Talton | Management | | For | | For | | | | |
2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2019 proxy statement. | Management | | For | | For | | | | |
3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2020. | Management | | For | | For | | | | |
4. | To consider a stockholder proposal, if properly presented at the meeting, requesting an independent board chair policy. | Shareholder | | Against | | For | | | | |
ECOPETROL S A | | | | |
Security | 279158109 | | | | | | | Meeting Type | | Special | |
Ticker Symbol | EC | | | | | | | Meeting Date | | 16-Dec-2019 | | |
ISIN | US2791581091 | | | | | | | Agenda | | 935112350 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
4. | Approval of the Agenda | Management | | For | | For | | | | |
5. | Appointment of the President of the Shareholders Meeting | Management | | For | | For | | | | |
6. | Appointment of the Commission responsible of scrutinizing elections and polling | Management | | For | | For | | | | |
7. | Appointment of the Commission responsible of reviewing and approving the minute of the meeting | Management | | For | | For | | | | |
8. | Modification of the occasional reserve destination for the future sustainability of the Company, approved by the shareholders on the Annual General Shareholders' Meeting held on March 2019 with the purpose of distributing the reserve | Management | | For | | For | | | | |
9. | Distribution of the occasional reserve as dividends | Management | | For | | For | | | | |
WALGREENS BOOTS ALLIANCE, INC. | | | | |
Security | 931427108 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | WBA | | | | | | | Meeting Date | | 30-Jan-2020 | | |
ISIN | US9314271084 | | | | | | | Agenda | | 935114823 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: José E. Almeida | Management | | For | | For | | | | |
1B. | Election of Director: Janice M. Babiak | Management | | For | | For | | | | |
1C. | Election of Director: David J. Brailer | Management | | For | | For | | | | |
1D. | Election of Director: William C. Foote | Management | | For | | For | | | | |
1E. | Election of Director: Ginger L. Graham | Management | | For | | For | | | | |
1F. | Election of Director: John A. Lederer | Management | | For | | For | | | | |
1G. | Election of Director: Dominic P. Murphy | Management | | For | | For | | | | |
1H. | Election of Director: Stefano Pessina | Management | | For | | For | | | | |
1I. | Election of Director: Nancy M. Schlichting | Management | | For | | For | | | | |
1J. | Election of Director: James A. Skinner | Management | | For | | For | | | | |
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2020. | Management | | For | | For | | | | |
3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | | | |
4. | Stockholder proposal requesting an independent Board Chairman. | Shareholder | | Against | | For | | | | |
5. | Proposal Withdrawn | Shareholder | | Against | | None | | | | |
6. | Stockholder proposal regarding the ownership threshold for calling special meetings of stockholders. | Shareholder | | Against | | For | | | | |
TYSON FOODS, INC. | | | | |
Security | 902494103 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | TSN | | | | | | | Meeting Date | | 06-Feb-2020 | | |
ISIN | US9024941034 | | | | | | | Agenda | | 935117855 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: John Tyson | Management | | For | | For | | | | |
1B. | Election of Director: Gaurdie E. Banister Jr. | Management | | For | | For | | | | |
1C. | Election of Director: Dean Banks | Management | | For | | For | | | | |
1D. | Election of Director: Mike Beebe | Management | | For | | For | | | | |
1E. | Election of Director: Mikel A. Durham | Management | | For | | For | | | | |
1F. | Election of Director: Jonathan D. Mariner | Management | | For | | For | | | | |
1G. | Election of Director: Kevin M. McNamara | Management | | For | | For | | | | |
1H. | Election of Director: Cheryl S. Miller | Management | | For | | For | | | | |
1I. | Election of Director: Jeffrey K. Schomburger | Management | | For | | For | | | | |
1J. | Election of Director: Robert Thurber | Management | | For | | For | | | | |
1K. | Election of Director: Barbara A. Tyson | Management | | For | | For | | | | |
1L. | Election of Director: Noel White | Management | | For | | For | | | | |
2. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 3, 2020. | Management | | For | | For | | | | |
3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | | For | | For | | | | |
4. | Shareholder proposal to request a report regarding the Company's efforts to eliminate deforestation from its supply chains. | Shareholder | | Against | | For | | | | |
5. | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. | Shareholder | | Against | | For | | | | |
6. | Shareholder proposal to require the preparation of a report on the Company's due diligence process assessing and mitigating human rights impacts. | Shareholder | | Against | | For | | | | |
7. | Shareholder proposal to request the adoption of a policy requiring senior executive officers to retain a percentage of shares received through equity compensation programs. | Shareholder | | Against | | For | | | | |
DEERE & COMPANY | | | | |
Security | 244199105 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | DE | | | | | | | Meeting Date | | 26-Feb-2020 | | |
ISIN | US2441991054 | | | | | | | Agenda | | 935120876 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Samuel R. Allen | Management | | For | | For | | | | |
1B. | Election of Director: Alan C. Heuberger | Management | | For | | For | | | | |
1C. | Election of Director: Charles O. Holliday, Jr. | Management | | For | | For | | | | |
1D. | Election of Director: Dipak C. Jain | Management | | For | | For | | | | |
1E. | Election of Director: Michael O. Johanns | Management | | For | | For | | | | |
1F. | Election of Director: Clayton M. Jones | Management | | For | | For | | | | |
1G. | Election of Director: John C. May | Management | | For | | For | | | | |
1H. | Election of Director: Gregory R. Page | Management | | For | | For | | | | |
1I. | Election of Director: Sherry M. Smith | Management | | For | | For | | | | |
1J. | Election of Director: Dmitri L. Stockton | Management | | For | | For | | | | |
1K. | Election of Director: Sheila G. Talton | Management | | For | | For | | | | |
2. | Amendment to Deere's ByLaws to provide that courts located in Delaware will be the exclusive forum for certain legal disputes | Management | | For | | For | | | | |
3. | Advisory vote on executive compensation | Management | | For | | For | | | | |
4. | Approval of the John Deere 2020 Equity and Incentive Plan | Management | | For | | For | | | | |
5. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2020 | Management | | For | | For | | | | |
6. | Shareholder Proposal - Adopt a Board Ideology Disclosure Policy | Shareholder | | Against | | For | | | | |
NOVARTIS AG | | | | |
Security | 66987V109 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | NVS | | | | | | | Meeting Date | | 28-Feb-2020 | | |
ISIN | US66987V1098 | | | | | | | Agenda | | 935128884 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2019 Financial Year. | Management | | For | | For | | | | |
2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | | For | | For | | | | |
3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2019. | Management | | For | | For | | | | |
4. | Reduction of Share Capital. | Management | | For | | For | | | | |
5A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2020 Annual General Meeting to the 2021 Annual General Meeting. | Management | | For | | For | | | | |
5B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2021. | Management | | For | | For | | | | |
5C. | Advisory Vote on the 2019 Compensation Report. | Management | | For | | For | | | | |
6A. | Re-election of the Chairman and the Member of the Board of Director: Joerg Reinhardt | Management | | For | | For | | | | |
6B. | Re-election of the Member of the Board of Director: Nancy C. Andrews | Management | | For | | For | | | | |
6C. | Re-election of the Member of the Board of Director: Ton Buechner | Management | | For | | For | | | | |
6D. | Re-election of the Member of the Board of Director: Patrice Bula | Management | | For | | For | | | | |
6E. | Re-election of the Member of the Board of Director: Srikant Datar | Management | | For | | For | | | | |
6F. | Re-election of the Member of the Board of Director: Elizabeth Doherty | Management | | For | | For | | | | |
6G. | Re-election of the Member of the Board of Director: Ann Fudge | Management | | For | | For | | | | |
6H. | Re-election of the Member of the Board of Director: Frans van Houten | Management | | For | | For | | | | |
6I. | Re-election of the Member of the Board of Director: Andreas von Planta | Management | | For | | For | | | | |
6J. | Re-election of the Member of the Board of Director: Charles L. Sawyers | Management | | For | | For | | | | |
6K. | Re-election of the Member of the Board of Director: Enrico Vanni | Management | | For | | For | | | | |
6L. | Re-election of the Member of the Board of Director: William T. Winters | Management | | For | | For | | | | |
6M. | Election of new Member of the Board of Director: Bridgette Heller | Management | | For | | For | | | | |
6N. | Election of new Member of the Board of Director: Simon Moroney | Management | | For | | For | | | | |
7A. | Re-election to the Compensation Committee: Patrice Bula | Management | | For | | For | | | | |
7B. | Re-election to the Compensation Committee: Srikant Datar | Management | | For | | For | | | | |
7C. | Re-election to the Compensation Committee: Enrico Vanni | Management | | For | | For | | | | |
7D. | Re-election to the Compensation Committee: William T. Winters | Management | | For | | For | | | | |
7E. | Election of new Member to the Compensation Committee: Bridgette Heller | Management | | For | | For | | | | |
8. | Re-election of the Statutory Auditor. | Management | | For | | For | | | | |
9. | Re-election of the Independent Proxy. | Management | | For | | For | | | | |
10. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | | For | | None | | | | |
BROADCOM INC | | | | |
Security | 11135F101 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | AVGO | | | | | | | Meeting Date | | 30-Mar-2020 | | |
ISIN | US11135F1012 | | | | | | | Agenda | | 935130396 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Mr. Hock E. Tan | Management | | For | | For | | | | |
1B. | Election of Director: Dr. Henry Samueli | Management | | For | | For | | | | |
1C. | Election of Director: Mr. Eddy W. Hartenstein | Management | | For | | For | | | | |
1D. | Election of Director: Ms. Diane M. Bryant | Management | | For | | For | | | | |
1E. | Election of Director: Ms. Gayla J. Delly | Management | | For | | For | | | | |
1F. | Election of Director: Mr. Raul J. Fernandez | Management | | For | | For | | | | |
1G. | Election of Director: Mr. Check Kian Low | Management | | For | | For | | | | |
1H. | Election of Director: Ms. Justine F. Page | Management | | For | | For | | | | |
1I. | Election of Director: Mr. Harry L. You | Management | | For | | For | | | | |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 1, 2020. | Management | | For | | For | | | | |
3. | Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. | Management | | For | | For | | | | |
RIO TINTO PLC | | | | |
Security | 767204100 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | RIO | | | | | | | Meeting Date | | 08-Apr-2020 | | |
ISIN | US7672041008 | | | | | | | Agenda | | 935143571 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | Receipt of the 2019 Annual report | Management | | For | | For | | | | |
2. | Approval of the Directors' Remuneration Report: Implementation Report | Management | | For | | For | | | | |
3. | Approval of the Directors' Remuneration Report | Management | | For | | For | | | | |
4. | Approval of potential termination benefits | Management | | For | | For | | | | |
5. | To elect Hinda Gharbi as a director | Management | | For | | For | | | | |
6. | To elect Jennifer Nason as a director | Management | | For | | For | | | | |
7. | To elect Ngaire Woods CBE as a director | Management | | For | | For | | | | |
8. | To re-elect Megan Clark AC as a director | Management | | For | | For | | | | |
9. | To re-elect David Constable as a director | Management | | For | | For | | | | |
10. | To re-elect Simon Henry as a director | Management | | For | | For | | | | |
11. | To re-elect Jean-Sébastien Jacques as a director | Management | | For | | For | | | | |
12. | To re-elect Sam Laidlaw as a director | Management | | For | | For | | | | |
13. | To re-elect Michael L'Estrange AO as a director | Management | | For | | For | | | | |
14. | To re-elect Simon McKeon AO as a director | Management | | For | | For | | | | |
15. | To re-elect Jakob Stausholm as a director | Management | | For | | For | | | | |
16. | To re-elect Simon Thompson as a director | Management | | For | | For | | | | |
17. | Appointment of auditors of Rio Tinto plc and Rio Tinto Limited | Management | | For | | For | | | | |
18. | Remuneration of auditors | Management | | For | | For | | | | |
19. | Authority to make political donations | Management | | For | | For | | | | |
20. | Amendments to Rio Tinto plc's articles of association and Rio Tinto Limited's constitution - general updates and changes | Management | | For | | For | | | | |
21. | Amendments to Rio Tinto plc's articles of association and Rio Tinto Limited's constitution - hybrid and contemporaneous general meetings | Management | | For | | For | | | | |
22. | General authority to allot shares | Management | | For | | For | | | | |
23. | Disapplication of pre-emption rights | Management | | For | | For | | | | |
24. | Authority to purchase Rio Tinto plc shares | Management | | For | | For | | | | |
25. | Notice period for general meetings other than annual general meetings | Management | | For | | For | | | | |
THE BANK OF NEW YORK MELLON CORPORATION | | | | |
Security | 064058100 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | BK | | | | | | | Meeting Date | | 15-Apr-2020 | | |
ISIN | US0640581007 | | | | | | | Agenda | | 935134940 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Linda Z. Cook | Management | | For | | For | | | | |
1B. | Election of Director: Joseph J. Echevarria | Management | | For | | For | | | | |
1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | | For | | For | | | | |
1D. | Election of Director: Jeffrey A. Goldstein | Management | | For | | For | | | | |
1E. | Election of Director: Edmund F. "Ted" Kelly | Management | | For | | For | | | | |
1F. | Election of Director: Jennifer B. Morgan | Management | | For | | For | | | | |
1G. | Election of Director: Elizabeth E. Robinson | Management | | For | | For | | | | |
1H. | Election of Director: Samuel C. Scott III | Management | | For | | For | | | | |
1I. | Election of Director: Frederick O. Terrell | Management | | For | | For | | | | |
1J. | Election of Director: Alfred W. "Al" Zollar | Management | | For | | For | | | | |
2. | Advisory resolution to approve the 2019 compensation of our named executive officers. | Management | | For | | For | | | | |
3. | Ratification of KPMG LLP as our independent auditor for 2020. | Management | | For | | For | | | | |
4. | Stockholder proposal regarding pay equity report. | Shareholder | | Against | | For | | | | |
5. | Stockholder proposal regarding stockholder vote on bylaw and charter amendments. | Shareholder | | Against | | For | | | | |
OWENS CORNING | | | | |
Security | 690742101 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | OC | | | | | | | Meeting Date | | 16-Apr-2020 | | |
ISIN | US6907421019 | | | | | | | Agenda | | 935145260 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Brian D. Chambers | Management | | For | | For | | | | |
1B. | Election of Director: Eduardo E. Cordeiro | Management | | For | | For | | | | |
1C. | Election of Director: Adrienne D. Elsner | Management | | For | | For | | | | |
1D. | Election of Director: J. Brian Ferguson | Management | | For | | For | | | | |
1E. | Election of Director: Ralph F. Hake | Management | | For | | For | | | | |
1F. | Election of Director: Edward F. Lonergan | Management | | For | | For | | | | |
1G. | Election of Director: Maryann T. Mannen | Management | | For | | For | | | | |
1H. | Election of Director: W. Howard Morris | Management | | For | | For | | | | |
1I. | Election of Director: Suzanne P. Nimocks | Management | | For | | For | | | | |
1J. | Election of Director: John D. Williams | Management | | For | | For | | | | |
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | | For | | For | | | | |
3. | To approve, on an advisory basis, named executive officer compensation. | Management | | For | | For | | | | |
4. | To approve the Amended and Restated Owens Corning Employee Stock Purchase Plan. | Management | | For | | For | | | | |
TECK RESOURCES LIMITED | | | | |
Security | 878742204 | | | | | | | Meeting Type | | Annual and Special Meeting | |
Ticker Symbol | TECK | | | | | | | Meeting Date | | 21-Apr-2020 | | |
ISIN | CA8787422044 | | | | | | | Agenda | | 935149307 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | DIRECTOR | Management | | | | | | | | |
| | | 1 | M.M. Ashar | | | | | For | | For | | | | |
| | | 2 | T. Higo | | | | | For | | For | | | | |
| | | 3 | T.L. McVicar | | | | | For | | For | | | | |
| | | 4 | Q. Chong | | | | | For | | For | | | | |
| | | 5 | N.B. Keevil III | | | | | For | | For | | | | |
| | | 6 | K.W. Pickering | | | | | For | | For | | | | |
| | | 7 | E.C. Dowling | | | | | For | | For | | | | |
| | | 8 | D.R. Lindsay | | | | | For | | For | | | | |
| | | 9 | U.M. Power | | | | | For | | For | | | | |
| | | 10 | E. Fukuda | | | | | For | | For | | | | |
| | | 11 | S.A. Murray | | | | | For | | For | | | | |
| | | 12 | T.R. Snider | | | | | For | | For | | | | |
2 | To appoint PricewaterhouseCoopers LLP as Auditor of the Corporation and to authorize the directors to fix the Auditor's remuneration. | Management | | For | | For | | | | |
3 | To approve the advisory resolution on the Corporation's approach to executive compensation. | Management | | For | | For | | | | |
4 | To approve the resolutions increasing the number of Class B subordinate voting shares available for issuance under the 2010 Plan by 18,000,000 and ratifying the grant of 3,690,130 stock options, as more particularly described in the management proxy circular dated February 28, 2020. | Management | | For | | For | | | | |
TRITON INTERNATIONAL LIMITED | | | | |
Security | G9078F107 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | TRTN | | | | | | | Meeting Date | | 21-Apr-2020 | | |
ISIN | BMG9078F1077 | | | | | | | Agenda | | 935136110 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Brian M. Sondey | Management | | For | | For | | | | |
1B. | Election of Director: Robert W. Alspaugh | Management | | For | | For | | | | |
1C. | Election of Director: Malcolm P. Baker | Management | | For | | For | | | | |
1D. | Election of Director: David A. Coulter | Management | | For | | For | | | | |
1E. | Election of Director: Claude Germain | Management | | For | | For | | | | |
1F. | Election of Director: Kenneth Hanau | Management | | For | | For | | | | |
1G. | Election of Director: John S. Hextall | Management | | For | | For | | | | |
1H. | Election of Director: Robert L. Rosner | Management | | For | | For | | | | |
1I. | Election of Director: Simon R. Vernon | Management | | For | | For | | | | |
2. | ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | | | |
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | | For | | | | |
JOHNSON & JOHNSON | | | | |
Security | 478160104 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | JNJ | | | | | | | Meeting Date | | 23-Apr-2020 | | |
ISIN | US4781601046 | | | | | | | Agenda | | 935137934 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Mary C. Beckerle | Management | | For | | For | | | | |
1B. | Election Of Director: D. Scott Davis | Management | | For | | For | | | | |
1C. | Election of Director: Ian E. L. Davis | Management | | For | | For | | | | |
1D. | Election of Director: Jennifer A. Doudna | Management | | For | | For | | | | |
1E. | Election of Director: Alex Gorsky | Management | | For | | For | | | | |
1F. | Election of Director: Marillyn A. Hewson | Management | | For | | For | | | | |
1G. | Election of Director: Hubert Joly | Management | | For | | For | | | | |
1H. | Election of Director: Mark B. McClellan | Management | | For | | For | | | | |
1I. | Election of Director: Anne M. Mulcahy | Management | | For | | For | | | | |
1J. | Election of Director: Charles Prince | Management | | For | | For | | | | |
1K. | Election of Director: A. Eugene Washington | Management | | For | | For | | | | |
1L. | Election of Director: Mark A. Weinberger | Management | | For | | For | | | | |
1M. | Election of Director: Ronald A. Williams | Management | | For | | For | | | | |
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | | For | | For | | | | |
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | | For | | For | | | | |
4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | | For | | For | | | | |
5. | Independent Board Chair | Shareholder | | Against | | For | | | | |
6. | Report on Governance of Opioids-Related Risks | Shareholder | | Against | | For | | | | |
ATENOR S.A. | | | | |
Security | B05146137 | | | | | | | Meeting Type | | MIX | |
Ticker Symbol | | | | | | | | Meeting Date | | 24-Apr-2020 | | |
ISIN | BE0003837540 | | | | | | | Agenda | | 712307354 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | | | | | | | |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | | | |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 377649 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | | | | | | | | |
O.1 | PRESENTATION OF THE ANNUAL ACCOUNTS (CONSOLIDATED AND CORPORATE), OF THE- BOARD OF DIRECTORS' MANAGEMENT REPORT AND OF THE STATUTORY AUDITOR'S REPORTS- FOR 2019 | Non-Voting | | | | | | | | |
O.2 | APPROVAL OF THE CORPORATE ANNUAL ACCOUNTS AND THE ALLOCATION OF THE RESULTS | Management | | For | | For | | | | |
O.3.1 | DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: MR FRANK DONCK, DIRECTOR | Management | | For | | For | | | | |
O.3.2 | DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: STEPHAN SONNEVILLE SA, DIRECTOR | Management | | For | | For | | | | |
O.3.3 | DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: MR CHRISTIAN DELAIRE, DIRECTOR | Management | | For | | For | | | | |
O.3.4 | DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: INVESTEA SRL, DIRECTOR, REPRESENTED BY MRS EMMANUELE ATTOUT | Management | | For | | For | | | | |
O.3.5 | DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: MG PRAXIS SRL, DIRECTOR, REPRESENTED BY MRS MICHELE GREGOIRE | Management | | For | | For | | | | |
O.3.6 | DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: LUXEMPART MANAGEMENT SARL, DIRECTOR, REPRESENTED BY MR JACQUOT SCHWERTZER | Management | | For | | For | | | | |
O.3.7 | DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: SOGESTRA SRL, DIRECTOR, REPRESENTED BY MRS NADINE LEMAITRE | Management | | For | | For | | | | |
O.3.8 | DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: MR PHILIPPE VASTAPANE, DIRECTOR | Management | | For | | For | | | | |
O.3.9 | DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: MAZARS REVISEURS D'ENTREPRISES SCRL, AUDITOR, REPRESENTED BY MR XAVIER DOYEN | Management | | For | | For | | | | |
O.4.1 | RENEWAL OF SOGESTRA SRL REPRESENTED BY MRS NADINE LEMAITRE AS INDEPENDENT DIRECTOR. THIS MANDATE OF THREE YEARS COULD BE REMUNERATED AND WILL EXPIRE AT THE END OF THE ORDINARY GENERAL ASSEMBLY OF 28 APRIL 2023 | Management | | For | | For | | | | |
O.5 | PRESENTATION OF THE MODIFICATIONS TO THE CORPORATE GOVERNANCE CHARTER | Non-Voting | | | | | | | | |
O.6 | APPROVAL OF THE REMUNERATION REPORT | Management | | For | | For | | | | |
O.7 | AS PROVIDED BY THE CORPORATE GOVERNANCE CHARTER, APPROVAL - OF THE ISSUE OF THE OPTIONS PLAN FOR ATENOR LONG TERM GROWTH SA SHARES AIMED AT MEMBERS OF THE EXECUTIVE COMMITTEE, PERSONNEL OR THE COMPANY OR ITS SUBSIDIARIES' CORPORATE BODIES CONCERNING A MAXIMUM 40,000 SHARES, TO BE ASSIGNED IN 2020 | Management | | For | | For | | | | |
O.8 | TO CONFER ALL POWERS ON THE BOARD OF DIRECTORS FOR THE EXECUTION OF THE DECISIONS TAKEN | Management | | For | | For | | | | |
E.1 | AUTHORISATION OF THE BOARD OF DIRECTORS TO ACQUIRE THE COMPANY'S OWN SHARES | Management | | For | | For | | | | |
E.2 | RENEWAL OF THE AUTHORISED CAPITAL | Management | | For | | For | | | | |
E.3 | AMENDMENT OF ARTICLES | Management | | For | | For | | | | |
E.4 | CONFER ALL POWERS TO THE BOARD OF DIRECTORS FOR THE EXECUTION OF THE DECISIONS TAKEN | Management | | For | | For | | | | |
CENTENE CORPORATION | | | | |
Security | 15135B101 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | CNC | | | | | | | Meeting Date | | 28-Apr-2020 | | |
ISIN | US15135B1017 | | | | | | | Agenda | | 935140715 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | ELECTION OF DIRECTOR: Michael F. Neidorff | Management | | For | | For | | | | |
1B. | ELECTION OF DIRECTOR: H. James Dallas | Management | | For | | For | | | | |
1C. | ELECTION OF DIRECTOR: Robert K. Ditmore | Management | | For | | For | | | | |
1D. | ELECTION OF DIRECTOR: Richard A. Gephardt | Management | | For | | For | | | | |
1E. | ELECTION OF DIRECTOR: Lori J. Robinson | Management | | For | | For | | | | |
1F. | ELECTION OF DIRECTOR: William L. Trubeck | Management | | For | | For | | | | |
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | | For | | | | |
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | | For | | For | | | | |
4. | APPROVAL OF AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED AND RESTATED. | Management | | For | | For | | | | |
5. | THE STOCKHOLDER PROPOSAL ON POLITICAL SPENDING DISCLOSURES AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | | Against | | For | | | | |
6. | THE STOCKHOLDER PROPOSAL ON THE ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | | Against | | For | | | | |
FMC CORPORATION | | | | |
Security | 302491303 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | FMC | | | | | | | Meeting Date | | 28-Apr-2020 | | |
ISIN | US3024913036 | | | | | | | Agenda | | 935145347 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director to serve for a one-year term expiring in 2021: Pierre Brondeau | Management | | For | | For | | | | |
1B. | Election of Director to serve for a one-year term expiring in 2021: Eduardo E. Cordeiro | Management | | For | | For | | | | |
1C. | Election of Director to serve for a one-year term expiring in 2021: Mark Douglas | Management | | For | | For | | | | |
1D. | Election of Director to serve for a one-year term expiring in 2021: C. Scott Greer | Management | | For | | For | | | | |
1E. | Election of Director to serve for a one-year term expiring in 2021: K'Lynne Johnson | Management | | For | | For | | | | |
1F. | Election of Director to serve for a one-year term expiring in 2021: Dirk A. Kempthorne | Management | | For | | For | | | | |
1G. | Election of Director to serve for a one-year term expiring in 2021: Paul J. Norris | Management | | For | | For | | | | |
1H. | Election of Director to serve for a one-year term expiring in 2021: Margareth Øvrum | Management | | For | | For | | | | |
1I. | Election of Director to serve for a one-year term expiring in 2021: Robert C. Pallash | Management | | For | | For | | | | |
1J. | Election of Director to serve for a one-year term expiring in 2021: William H. Powell | Management | | For | | For | | | | |
1K. | Election of Director to serve for a one-year term expiring in 2021: Vincent R. Volpe, Jr. | Management | | For | | For | | | | |
2. | Ratification of the appointment of independent registered public accounting firm. | Management | | For | | For | | | | |
3. | Approval, by non-binding vote, of executive compensation. | Management | | For | | For | | | | |
NATIONAL CINEMEDIA, INC. | | | | |
Security | 635309107 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | NCMI | | | | | | | Meeting Date | | 28-Apr-2020 | | |
ISIN | US6353091076 | | | | | | | Agenda | | 935138190 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | DIRECTOR | Management | | | | | | | | |
| | | 1 | Mark B. Segall | | | | | For | | For | | | | |
| | | 2 | David E. Glazek | | | | | For | | For | | | | |
| | | 3 | Lawrence A. Goodman | | | | | For | | For | | | | |
| | | 4 | David R. Haas | | | | | For | | For | | | | |
| | | 5 | Kurt C. Hall | | | | | For | | For | | | | |
| | | 6 | Thomas F. Lesinski | | | | | For | | For | | | | |
| | | 7 | Lee Roy Mitchell | | | | | For | | For | | | | |
| | | 8 | Donna Reisman | | | | | For | | For | | | | |
| | | 9 | Renana Teperberg | | | | | For | | For | | | | |
2. | To approve, on an advisory basis, our executive compensation. | Management | | For | | For | | | | |
3. | To approve the National CineMedia, Inc. 2020 Omnibus Plan. | Management | | For | | For | | | | |
4. | To ratify certain 2019 equity grants to Thomas F. Lesinski. | Management | | For | | For | | | | |
5. | To ratify the appointment of Deloitte & Touche LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | | For | | For | | | | |
TRANSALTA RENEWABLES INC | | | | |
Security | 893463109 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 28-Apr-2020 | | |
ISIN | CA8934631091 | | | | | | | Agenda | | 712303611 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU | Non-Voting | | | | | | | | |
1.1 | ELECTION OF DIRECTOR: DAVID W. DRINKWATER | Management | | For | | For | | | | |
1.2 | ELECTION OF DIRECTOR: BRETT M. GELLNER | Management | | For | | For | | | | |
1.3 | ELECTION OF DIRECTOR: ALLEN R. HAGERMAN | Management | | For | | For | | | | |
1.4 | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | | For | | For | | | | |
1.5 | ELECTION OF DIRECTOR: PAUL H.E. TAYLOR | Management | | For | | For | | | | |
1.6 | ELECTION OF DIRECTOR: JOHN H. KOUSINIORIS | Management | | For | | For | | | | |
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
AGCO CORPORATION | | | | |
Security | 001084102 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | AGCO | | | | | | | Meeting Date | | 30-Apr-2020 | | |
ISIN | US0010841023 | | | | | | | Agenda | | 935167141 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Roy V. Armes | Management | | For | | For | | | | |
1B. | Election of Director: Michael C. Arnold | Management | | For | | For | | | | |
1C. | Election of Director: Sondra L. Barbour | Management | | For | | For | | | | |
1D. | Election of Director: P. George Benson | Management | | For | | For | | | | |
1E. | Election of Director: Suzanne P. Clark | Management | | For | | For | | | | |
1F. | Election of Director: Wolfgang Deml | Management | | For | | For | | | | |
1G. | Election of Director: George E. Minnich | Management | | For | | For | | | | |
1H. | Election of Director: Martin H. Richenhagen | Management | | For | | For | | | | |
1I. | Election of Director: Gerald L. Shaheen | Management | | For | | For | | | | |
1J. | Election of Director: Mallika Srinivasan | Management | | For | | For | | | | |
2. | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | | For | | For | | | | |
3. | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020 | Management | | For | | For | | | | |
CLEARWAY ENERGY, INC. | | | | |
Security | 18539C204 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | CWEN | | | | | | | Meeting Date | | 30-Apr-2020 | | |
ISIN | US18539C2044 | | | | | | | Agenda | | 935140599 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | DIRECTOR | Management | | | | | | | | |
| | | 1 | Jonathan Bram | | | | | For | | For | | | | |
| | | 2 | Nathaniel Anschuetz | | | | | For | | For | | | | |
| | | 3 | Brian R. Ford | | | | | For | | For | | | | |
| | | 4 | Bruce MacLennan | | | | | For | | For | | | | |
| | | 5 | Ferrell P. McClean | | | | | For | | For | | | | |
| | | 6 | Daniel B. More | | | | | For | | For | | | | |
| | | 7 | E. Stanley O'Neal | | | | | For | | For | | | | |
| | | 8 | Christopher S. Sotos | | | | | For | | For | | | | |
| | | 9 | Scott Stanley | | | | | For | | For | | | | |
2. | To approve the amendment and restatement of Clearway Energy, Inc.'s restated certificate of incorporation to make certain technical changes as described in the proxy statement. | Management | | For | | For | | | | |
3. | To approve, on a non-binding advisory basis, Clearway Energy, Inc.'s executive compensation. | Management | | For | | For | | | | |
4. | To ratify the appointment of KPMG LLP as Clearway Energy, Inc.'s independent registered public accounting firm for the 2020 fiscal year. | Management | | For | | For | | | | |
CLEARWAY ENERGY, INC. | | | | |
Security | 18539C105 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | CWENA | | | | | | | Meeting Date | | 30-Apr-2020 | | |
ISIN | US18539C1053 | | | | | | | Agenda | | 935140599 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | DIRECTOR | Management | | | | | | | | |
| | | 1 | Jonathan Bram | | | | | For | | For | | | | |
| | | 2 | Nathaniel Anschuetz | | | | | For | | For | | | | |
| | | 3 | Brian R. Ford | | | | | For | | For | | | | |
| | | 4 | Bruce MacLennan | | | | | For | | For | | | | |
| | | 5 | Ferrell P. McClean | | | | | For | | For | | | | |
| | | 6 | Daniel B. More | | | | | For | | For | | | | |
| | | 7 | E. Stanley O'Neal | | | | | For | | For | | | | |
| | | 8 | Christopher S. Sotos | | | | | For | | For | | | | |
| | | 9 | Scott Stanley | | | | | For | | For | | | | |
2. | To approve the amendment and restatement of Clearway Energy, Inc.'s restated certificate of incorporation to make certain technical changes as described in the proxy statement. | Management | | For | | For | | | | |
3. | To approve, on a non-binding advisory basis, Clearway Energy, Inc.'s executive compensation. | Management | | For | | For | | | | |
4. | To ratify the appointment of KPMG LLP as Clearway Energy, Inc.'s independent registered public accounting firm for the 2020 fiscal year. | Management | | For | | For | | | | |
TREEHOUSE FOODS, INC. | | | | |
Security | 89469A104 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | THS | | | | | | | Meeting Date | | 30-Apr-2020 | | |
ISIN | US89469A1043 | | | | | | | Agenda | | 935138493 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1.1 | Election of Director: Mark R. Hunter | Management | | For | | For | | | | |
1.2 | Election of Director: Ann M. Sardini | Management | | For | | For | | | | |
1.3 | Election of Director: Jean E. Spence | Management | | For | | For | | | | |
2. | To provide an advisory vote to approve the Company's executive compensation. | Management | | For | | For | | | | |
3. | Ratification of the selection of Deloitte & Touche LLP as Independent Auditors. | Management | | For | | For | | | | |
UCB SA | | | | |
Security | B93562120 | | | | | | | Meeting Type | | MIX | |
Ticker Symbol | | | | | | | | Meeting Date | | 30-Apr-2020 | | |
ISIN | BE0003739530 | | | | | | | Agenda | | 712309310 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | | | | | | | |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | | | |
O.1 | REPORT OF THE BOARD OF DIRECTORS ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL-YEAR ENDED 31 DECEMBER 2019 | Non-Voting | | | | | | | | |
O.2 | REPORT OF THE STATUTORY AUDITOR ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR- ENDED 31 DECEMBER 2019 | Non-Voting | | | | | | | | |
O.3 | COMMUNICATION OF THE CONSOLIDATED ANNUAL ACCOUNTS OF THE UCB GROUP RELATING-TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Non-Voting | | | | | | | | |
O.4 | APPROVAL OF THE ANNUAL ACCOUNTS OF UCB SA/NV FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND APPROPRIATION OF THE RESULTS: THE GENERAL MEETING APPROVES THE ANNUAL ACCOUNTS OF UCB SA/NV FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND THE APPROPRIATION OF THE RESULTS REFLECTED THEREIN, INCLUDING THE APPROVAL OF A GROSS DIVIDEND OF EUR 1.24 PER SHARE | Management | | For | | For | | | | |
O.5 | APPROVAL OF THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | | For | | For | | | | |
O.6 | APPROVAL OF THE REMUNERATION POLICY 2020 | Management | | For | | For | | | | |
O.7 | DISCHARGE IN FAVOUR OF THE DIRECTORS | Management | | For | | For | | | | |
O.8 | DISCHARGE IN FAVOUR OF THE STATUTORY AUDITOR | Management | | For | | For | | | | |
O.91A | DIRECTOR: RENEWAL OF MANDATES OF (INDEPENDENT) DIRECTOR: THE GENERAL MEETING RENEWS THE APPOINTMENT OF MR. PIERRE GURDJIAN AS DIRECTOR FOR THE STATUTORY TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | | For | | For | | | | |
O.91B | DIRECTOR: RENEWAL OF MANDATES OF (INDEPENDENT) DIRECTOR: THE GENERAL MEETING ACKNOWLEDGES THAT, FROM THE INFORMATION MADE AVAILABLE TO THE COMPANY, MR. PIERRE GURDJIAN QUALIFIES AS AN INDEPENDENT DIRECTOR ACCORDING TO THE INDEPENDENCE CRITERIA PROVIDED FOR BY ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, BY PROVISION 3.5 OF THE 2020 BELGIAN CORPORATE GOVERNANCE CODE AND BY THE BOARD, AND APPOINTS HIM AS INDEPENDENT DIRECTOR | Management | | For | | For | | | | |
O.92A | DIRECTOR: RENEWAL OF MANDATES OF (INDEPENDENT) DIRECTOR: THE GENERAL MEETING RENEWS THE APPOINTMENT OF MR. ULF WIINBERG AS DIRECTOR FOR THE STATUTORY TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | | For | | For | | | | |
O.92B | DIRECTOR: RENEWAL OF MANDATES OF (INDEPENDENT) DIRECTOR: THE GENERAL MEETING ACKNOWLEDGES THAT, FROM THE INFORMATION MADE AVAILABLE TO THE COMPANY, MR. ULF WIINBERG QUALIFIES AS AN INDEPENDENT DIRECTOR ACCORDING TO THE INDEPENDENCE CRITERIA PROVIDED FOR BY ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, BY PROVISION 3.5 OF THE 2020 BELGIAN CORPORATE GOVERNANCE CODE AND BY THE BOARD, AND APPOINTS HIM AS INDEPENDENT DIRECTOR | Management | | For | | For | | | | |
O.9.3 | DIRECTOR: RENEWAL OF MANDATES OF (INDEPENDENT) DIRECTOR: THE GENERAL MEETING RENEWS THE APPOINTMENT OF MR. CHARLES-ANTOINE JANSSEN AS DIRECTOR FOR THE STATUTORY TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | | For | | For | | | | |
S.10 | LONG-TERM INCENTIVE PLANS - PROGRAM OF FREE ALLOCATION OF SHARES | Management | | For | | For | | | | |
S11.1 | CHANGE OF CONTROL PROVISIONS - ART. 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS: EMTN PROGRAM - RENEWAL | Management | | For | | For | | | | |
S11.2 | CHANGE OF CONTROL PROVISIONS - ART. 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS: TERM FACILITY AGREEMENT OF USD 2 070 MILLION ENTERED ON 10 OCTOBER 2019 | Management | | For | | For | | | | |
S11.3 | EUR 1 BILLION REVOLVING FACILITY AGREEMENT AS LAST AMENDED AND RESTATED BY THE AMENDMENT AND RESTATEMENT AGREEMENT DATED 5 DECEMBER 2019 | Management | | For | | For | | | | |
E.1 | IMPLEMENTATION OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS | Management | | For | | For | | | | |
E.2 | SPECIAL REPORT OF THE BOARD OF DIRECTORS | Non-Voting | | | | | | | | |
E.3 | RENEWAL OF THE POWERS OF THE BOARD OF DIRECTORS UNDER THE AUTHORIZED CAPITAL AND AMENDMENT TO ARTICLE 6 OF THE ARTICLES OF ASSOCIATION | Management | | For | | For | | | | |
E.4 | ACQUISITION OF OWN SHARES - RENEWAL OF AUTHORIZATION | Management | | For | | For | | | | |
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 25 MAY 2020 AT 11:00 HRS (EXTRAORDINARY GENERAL MEETING).- CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS-THE AGENDA IS AMENDED. THANK YOU | Non-Voting | | | | | | | | |
YAMANA GOLD INC. | | | | |
Security | 98462Y100 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | AUY | | | | | | | Meeting Date | | 30-Apr-2020 | | |
ISIN | CA98462Y1007 | | | | | | | Agenda | | 935172180 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | DIRECTOR | Management | | | | | | | | |
| | | 1 | John Begeman | | | | | For | | For | | | | |
| | | 2 | Christiane Bergevin | | | | | For | | For | | | | |
| | | 3 | Alexander Davidson | | | | | For | | For | | | | |
| | | 4 | Richard Graff | | | | | For | | For | | | | |
| | | 5 | Kimberly Keating | | | | | For | | For | | | | |
| | | 6 | Peter Marrone | | | | | For | | For | | | | |
| | | 7 | Jane Sadowsky | | | | | For | | For | | | | |
| | | 8 | Dino Titaro | | | | | For | | For | | | | |
2 | Appoint the auditors - Deloitte LLP See page 11 of our 2020 management information circular. | Management | | For | | For | | | | |
3 | On an advisory basis, and not to diminish the role and responsibilities of our board, you accept the approach to executive compensation disclosed in our 2020 management information circular. | Management | | For | | For | | | | |
ENBRIDGE INC. | | | | |
Security | 29250N105 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | ENB | | | | | | | Meeting Date | | 05-May-2020 | | |
ISIN | CA29250N1050 | | | | | | | Agenda | | 935147365 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
01 | DIRECTOR | Management | | | | | | | | |
| | | 1 | PAMELA L. CARTER | | | | | For | | For | | | | |
| | | 2 | MARCEL R. COUTU | | | | | For | | For | | | | |
| | | 3 | SUSAN M. CUNNINGHAM | | | | | For | | For | | | | |
| | | 4 | GREGORY L. EBEL | | | | | For | | For | | | | |
| | | 5 | J. HERB ENGLAND | | | | | For | | For | | | | |
| | | 6 | CHARLES W. FISCHER | | | | | For | | For | | | | |
| | | 7 | GREGORY J. GOFF | | | | | For | | For | | | | |
| | | 8 | V.M. KEMPSTON DARKES | | | | | For | | For | | | | |
| | | 9 | TERESA S. MADDEN | | | | | For | | For | | | | |
| | | 10 | AL MONACO | | | | | For | | For | | | | |
| | | 11 | DAN C. TUTCHER | | | | | For | | For | | | | |
02 | APPOINT THE AUDITORS APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF ENBRIDGE AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
03 | AMEND, RECONFIRM AND APPROVE THE SHAREHOLDER RIGHTS PLAN OF ENBRIDGE | Management | | For | | For | | | | |
04 | RATIFY, CONFIRM AND APPROVE THE AMENDMENTS TO GENERAL BY-LAW NO. 1 OF ENBRIDGE | Management | | For | | For | | | | |
05 | ADVISORY VOTE TO APPROVE ENBRIDGE'S APPROACH TO EXECUTIVE COMPENSATION | Management | | For | | For | | | | |
GENERAL ELECTRIC COMPANY | | | | |
Security | 369604103 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | GE | | | | | | | Meeting Date | | 05-May-2020 | | |
ISIN | US3696041033 | | | | | | | Agenda | | 935149369 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | Election of Director: Sébastien Bazin | Management | | For | | For | | | | |
2. | Election of Director: Ashton Carter | Management | | For | | For | | | | |
3. | Election of Director: H. Lawrence Culp, Jr. | Management | | For | | For | | | | |
4. | Election of Director: Francisco D'Souza | Management | | For | | For | | | | |
5. | Election of Director: Edward Garden | Management | | For | | For | | | | |
6. | Election of Director: Thomas Horton | Management | | For | | For | | | | |
7. | Election of Director: Risa Lavizzo-Mourey | Management | | For | | For | | | | |
8. | Election of Director: Catherine Lesjak | Management | | For | | For | | | | |
9. | Election of Director: Paula Rosput Reynolds | Management | | For | | For | | | | |
10. | Election of Director: Leslie Seidman | Management | | For | | For | | | | |
11. | Election of Director: James Tisch | Management | | For | | For | | | | |
12. | Advisory Approval of Our Named Executives' Compensation | Management | | For | | For | | | | |
13. | Ratification of KPMG as Independent Auditor for 2020 | Management | | For | | For | | | | |
14. | Require the Chairman of the Board to be Independent | Shareholder | | Against | | For | | | | |
KINROSS GOLD CORPORATION | | | | |
Security | 496902404 | | | | | | | Meeting Type | | Annual and Special Meeting | |
Ticker Symbol | KGC | | | | | | | Meeting Date | | 06-May-2020 | | |
ISIN | CA4969024047 | | | | | | | Agenda | | 935169309 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | DIRECTOR | Management | | | | | | | | |
| | | 1 | IAN ATKINSON | | | | | For | | For | | | | |
| | | 2 | JOHN A. BROUGH | | | | | For | | For | | | | |
| | | 3 | KERRY D. DYTE | | | | | For | | For | | | | |
| | | 4 | GLENN A. IVES | | | | | For | | For | | | | |
| | | 5 | AVE G. LETHBRIDGE | | | | | For | | For | | | | |
| | | 6 | ELIZABETH D. MCGREGOR | | | | | For | | For | | | | |
| | | 7 | C. MCLEOD-SELTZER | | | | | For | | For | | | | |
| | | 8 | KELLY J. OSBORNE | | | | | For | | For | | | | |
| | | 9 | J. PAUL ROLLINSON | | | | | For | | For | | | | |
| | | 10 | DAVID A. SCOTT | | | | | For | | For | | | | |
2 | TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | | For | | For | | | | |
3 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS, A SPECIAL RESOLUTION REDUCING THE STATED CAPITAL OF THE COMPANY. | Management | | For | | For | | | | |
4 | TO CONSIDER, AND, IF DEEMED APPROPRIATE, TO PASS AN ADVISORY RESOLUTION ON KINROSS' APPROACH TO EXECUTIVE COMPENSATION. | Management | | For | | For | | | | |
LPL FINANCIAL HOLDINGS INC. | | | | |
Security | 50212V100 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | LPLA | | | | | | | Meeting Date | | 06-May-2020 | | |
ISIN | US50212V1008 | | | | | | | Agenda | | 935157289 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Dan H. Arnold | Management | | For | | For | | | | |
1B. | Election of Director: Edward C. Bernard | Management | | For | | For | | | | |
1C. | Election of Director: H. Paulett Eberhart | Management | | For | | For | | | | |
1D. | Election of Director: William F. Glavin, Jr. | Management | | For | | For | | | | |
1E. | Election of Director: Allison H. Mnookin | Management | | For | | For | | | | |
1F. | Election of Director: Anne M. Mulcahy | Management | | For | | For | | | | |
1G. | Election of Director: James S. Putnam | Management | | For | | For | | | | |
1H. | Election of Director: Richard P. Schifter | Management | | For | | For | | | | |
1I. | Election of Director: Corey E. Thomas | Management | | For | | For | | | | |
2. | Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | | | |
3. | Approve, in an advisory vote, the compensation paid to the Company's named executive officers. | Management | | For | | For | | | | |
SUNCOR ENERGY INC. | | | | |
Security | 867224107 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | SU | | | | | | | Meeting Date | | 06-May-2020 | | |
ISIN | CA8672241079 | | | | | | | Agenda | | 935150576 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | DIRECTOR | Management | | | | | | | | |
| | | 1 | Patricia M. Bedient | | | | | For | | For | | | | |
| | | 2 | Mel E. Benson | | | | | For | | For | | | | |
| | | 3 | John D. Gass | | | | | For | | For | | | | |
| | | 4 | Dennis M. Houston | | | | | For | | For | | | | |
| | | 5 | Mark S. Little | | | | | For | | For | | | | |
| | | 6 | Brian P. MacDonald | | | | | For | | For | | | | |
| | | 7 | Maureen McCaw | | | | | For | | For | | | | |
| | | 8 | Lorraine Mitchelmore | | | | | For | | For | | | | |
| | | 9 | Eira M. Thomas | | | | | For | | For | | | | |
| | | 10 | Michael M. Wilson | | | | | For | | For | | | | |
2 | Appointment of KPMG LLP as auditor of Suncor Energy Inc. for the ensuing year. | Management | | For | | For | | | | |
3 | To accept the approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated February 26, 2020. | Management | | For | | For | | | | |
ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA | | | | |
Security | E7813W163 | | | | | | | Meeting Type | | Ordinary General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 07-May-2020 | | |
ISIN | ES0167050915 | | | | | | | Agenda | | 712383467 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 379363 DUE TO SPLITTING-OF RESOLUTION 1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | | | |
1.1 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | | For | | For | | | | |
1.2 | APPROVE ALLOCATION OF INCOME | Management | | For | | For | | | | |
2 | APPROVE NON-FINANCIAL INFORMATION STATEMENT | Management | | For | | For | | | | |
3 | APPROVE DISCHARGE OF BOARD | Management | | For | | For | | | | |
4.1 | RE-ELECT JAVIER ECHENIQUE LANDIRIBAR AS DIRECTOR | Management | | For | | For | | | | |
4.2 | RE-ELECT MARIANO HERNANDEZ HERREROS AS DIRECTOR | Management | | For | | For | | | | |
4.3 | FIX NUMBER OF DIRECTORS AT 16 | Management | | For | | For | | | | |
5 | APPROVE REMUNERATION POLICY | Management | | For | | For | | | | |
6 | ADVISORY VOTE ON REMUNERATION REPORT | Management | | For | | For | | | | |
7.1 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE PRELIMINARY TITLE | Management | | For | | For | | | | |
7.2 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE TITLE I | Management | | For | | For | | | | |
7.3 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE CHAPTER I OF TITLE II | Management | | For | | For | | | | |
7.4 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE CHAPTER II OF TITLE II | Management | | For | | For | | | | |
7.5 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE CHAPTER I OF TITLE III | Management | | For | | For | | | | |
7.6 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE CHAPTER II OF TITLE III | Management | | For | | For | | | | |
7.7 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE CHAPTER III OF TITLE III | Management | | For | | For | | | | |
7.8 | ADD ARTICLES OF GENERAL MEETING REGULATIONS RE TITLE VI | Management | | For | | For | | | | |
7.9 | APPROVE RESTATED GENERAL MEETING REGULATIONS | Management | | For | | For | | | | |
8 | APPROVE SCRIP DIVIDENDS AND APPROVE REDUCTION IN SHARE CAPITAL VIA AMORTIZATION OF TREASURY SHARES | Management | | For | | For | | | | |
9 | AUTHORIZE SHARE REPURCHASE AND CAPITAL REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES | Management | | For | | For | | | | |
10 | AUTHORIZE INCREASE IN CAPITAL UP TO 50 PERCENT VIA ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20 PERCENT | Management | | For | | For | | | | |
11 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | | For | | For | | | | |
12 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Non-Voting | | | | | | | | |
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 08 MAY 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | | | | | | | | |
BOSTON SCIENTIFIC CORPORATION | | | | |
Security | 101137107 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | BSX | | | | | | | Meeting Date | | 07-May-2020 | | |
ISIN | US1011371077 | | | | | | | Agenda | | 935151910 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Nelda J. Connors | Management | | For | | For | | | | |
1B. | Election of Director: Charles J. Dockendorff | Management | | For | | For | | | | |
1C. | Election of Director: Yoshiaki Fujimori | Management | | For | | For | | | | |
1D. | Election of Director: Donna A. James | Management | | For | | For | | | | |
1E. | Election of Director: Edward J. Ludwig | Management | | For | | For | | | | |
1F. | Election of Director: Stephen P. MacMillan | Management | | For | | For | | | | |
1G. | Election of Director: Michael F. Mahoney | Management | | For | | For | | | | |
1H. | Election of Director: David J. Roux | Management | | For | | For | | | | |
1I. | Election of Director: John E. Sununu | Management | | For | | For | | | | |
1J. | Election of Director: Ellen M. Zane | Management | | For | | For | | | | |
2. | To approve, on a non-binding, advisory basis, named executive officer compensation. | Management | | For | | For | | | | |
3. | To approve an amendment and restatement of the Company's 2011 Long-Term Incentive Plan. | Management | | For | | For | | | | |
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | | For | | For | | | | |
5. | To consider and vote upon a stockholder proposal requesting a report on inclusion of non-management employee representation on the Board of Directors. | Shareholder | | Against | | For | | | | |
LAFARGEHOLCIM LTD | | | | |
Security | H4768E105 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 12-May-2020 | | |
ISIN | CH0012214059 | | | | | | | Agenda | | 712438488 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | | | | | | | | |
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | | | | | | |
1.1 | APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND THE ANNUAL FINANCIAL STATEMENTS OF LAFARGEHOLCIM LTD | Management | | For | | For | | | | |
1.2 | ADVISORY VOTE ON THE COMPENSATION REPORT | Management | | For | | For | | | | |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management | | For | | For | | | | |
3.1 | APPROPRIATION OF AVAILABLE EARNINGS | Management | | For | | For | | | | |
3.2 | DISTRIBUTION PAYABLE OUT OF CAPITAL CONTRIBUTION RESERVES | Management | | For | | For | | | | |
4.1.1 | RE-ELECTION OF DR. BEAT HESS AS A MEMBER AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.1.2 | RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.1.3 | RE-ELECTION OF COLIN HALL AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.1.4 | RE-ELECTION OF NAINA LAL KIDWAI AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.1.5 | RE-ELECTION OF PATRICK KRON AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.1.6 | RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.1.7 | RE-ELECTION OF JURG OLEAS AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.1.8 | RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.1.9 | RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.110 | RE-ELECTION OF DR. DIETER SPALTI AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.2.1 | ELECTION OF PROF. DR. PHILIPPE BLOCK AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.2.2 | ELECTION OF KIM FAUSING AS A MEMBER OF THE BOARD OF DIRECTORS | Management | | For | | For | | | | |
4.3.1 | RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Management | | For | | For | | | | |
4.3.2 | RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Management | | For | | For | | | | |
4.3.3 | RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Management | | For | | For | | | | |
4.4.1 | ELECTION OF COLIN HALL AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Management | | For | | For | | | | |
4.4.2 | ELECTION OF CLAUDIA SENDER RAMIREZ AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Management | | For | | For | | | | |
4.5.1 | RE-ELECTION OF THE AUDITOR: CONFERRAL OF THE MANDATE FOR THE AUDITOR FOR THE FINANCIAL YEAR 2020 ON DELOITTE AG, ZURICH, SWITZERLAND | Management | | For | | For | | | | |
4.5.2 | ELECTION OF THE INDEPENDENT PROXY: DR. SABINE BURKHALTER KAIMAKLIOTIS OF VOSER ATTORNEYS AT LAW, STADTTURMSTRASSE 19, 5401 BADEN, SWITZERLAND | Management | | For | | For | | | | |
5.1 | COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE | Management | | For | | For | | | | |
5.2 | COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2021 | Management | | For | | For | | | | |
6 | GENERAL INSTRUCTIONS ON UNANNOUNCED PROPOSALS/NEW ITEMS ON THE AGENDA. FOR = IN ACCORDANCE WITH THE BOARD OF DIRECTORS, AGAINST = REJECTION, ABSTAIN = ABSTENTION | Management | | For | | For | | | | |
QEP RESOURCES, INC. | | | | |
Security | 74733V100 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | QEP | | | | | | | Meeting Date | | 12-May-2020 | | |
ISIN | US74733V1008 | | | | | | | Agenda | | 935157176 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Phillips S. Baker, Jr. | Management | | For | | For | | | | |
1B. | Election of Director: Timothy J. Cutt | Management | | For | | For | | | | |
1C. | Election of Director: Julie A. Dill | Management | | For | | For | | | | |
1D. | Election of Director: Joseph N. Jaggers | Management | | For | | For | | | | |
1E. | Election of Director: Michael J. Minarovic | Management | | For | | For | | | | |
1F. | Election of Director: Mary Shafer-Malicki | Management | | For | | For | | | | |
1G. | Election of Director: Barth E. Whitham | Management | | For | | For | | | | |
2. | To approve, by non-binding advisory vote, the Company's executive compensation program. | Management | | For | | For | | | | |
3. | To ratify the appointment of Deloitte & Touche, LLP for fiscal year 2020. | Management | | For | | For | | | | |
4. | To adopt and approve a proposal to amend our Certificate of Incorporation to effect a reverse split of our common stock and a proportionate reduction in the number of authorized shares of our common stock. | Management | | For | | For | | | | |
MONDELEZ INTERNATIONAL, INC. | | | | |
Security | 609207105 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | MDLZ | | | | | | | Meeting Date | | 13-May-2020 | | |
ISIN | US6092071058 | | | | | | | Agenda | | 935158736 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Lewis W.K. Booth | Management | | For | | For | | | | |
1B. | Election of Director: Charles E. Bunch | Management | | For | | For | | | | |
1C. | Election of Director: Debra A. Crew | Management | | For | | For | | | | |
1D. | Election of Director: Lois D. Juliber | Management | | For | | For | | | | |
1E. | Election of Director: Peter W. May | Management | | For | | For | | | | |
1F. | Election of Director: Jorge S. Mesquita | Management | | For | | For | | | | |
1G. | Election of Director: Fredric G. Reynolds | Management | | For | | For | | | | |
1H | Election of Director: Christiana S. Shi | Management | | For | | For | | | | |
1I. | Election of Director: Patrick T. Siewert | Management | | For | | For | | | | |
1J. | Election of Director: Michael A. Todman | Management | | For | | For | | | | |
1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | | For | | For | | | | |
1L. | Election of Director: Dirk Van de Put | Management | | For | | For | | | | |
2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | | | | |
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2020. | Management | | For | | For | | | | |
4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | | Against | | For | | | | |
S&P GLOBAL INC. | | | | |
Security | 78409V104 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | SPGI | | | | | | | Meeting Date | | 13-May-2020 | | |
ISIN | US78409V1044 | | | | | | | Agenda | | 935162064 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Marco Alverà | Management | | For | | For | | | | |
1B. | Election of Director: William J. Amelio | Management | | For | | For | | | | |
1C. | Election of Director: William D. Green | Management | | For | | For | | | | |
1D. | Election of Director: Charles E. Haldeman, Jr. | Management | | For | | For | | | | |
1E. | Election of Director: Stephanie C. Hill | Management | | For | | For | | | | |
1F. | Election of Director: Rebecca Jacoby | Management | | For | | For | | | | |
1G. | Election of Director: Monique F. Leroux | Management | | For | | For | | | | |
1H. | Election of Director: Maria R. Morris | Management | | For | | For | | | | |
1I. | Election of Director: Douglas L. Peterson | Management | | For | | For | | | | |
1J. | Election of Director: Edward B. Rust, Jr. | Management | | For | | For | | | | |
1K. | Election of Director: Kurt L. Schmoke | Management | | For | | For | | | | |
1L. | Election of Director: Richard E. Thornburgh | Management | | For | | For | | | | |
2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | | For | | For | | | | |
3. | Approve an amendment to the Company's Certificate of Incorporation to permit removal of a Director with or without cause. | Management | | For | | For | | | | |
4. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2020. | Management | | For | | For | | | | |
INTEL CORPORATION | | | | |
Security | 458140100 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | INTC | | | | | | | Meeting Date | | 14-May-2020 | | |
ISIN | US4581401001 | | | | | | | Agenda | | 935158635 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: James J. Goetz | Management | | For | | For | | | | |
1B. | Election of Director: Alyssa Henry | Management | | For | | For | | | | |
1C. | Election of Director: Omar Ishrak | Management | | For | | For | | | | |
1D. | Election of Director: Risa Lavizzo-Mourey | Management | | For | | For | | | | |
1E. | Election of Director: Tsu-Jae King Liu | Management | | For | | For | | | | |
1F. | Election of Director: Gregory D. Smith | Management | | For | | For | | | | |
1G. | Election of Director: Robert ("Bob") H. Swan | Management | | For | | For | | | | |
1H. | Election of Director: Andrew Wilson | Management | | For | | For | | | | |
1I. | Election of Director: Frank D. Yeary | Management | | For | | For | | | | |
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Management | | For | | For | | | | |
3. | Advisory vote to approve executive compensation of our listed officers | Management | | For | | For | | | | |
4. | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | Management | | For | | For | | | | |
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | Shareholder | | Against | | For | | | | |
6. | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | Shareholder | | Against | | For | | | | |
NVENT ELECTRIC PLC | | | | |
Security | G6700G107 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | NVT | | | | | | | Meeting Date | | 15-May-2020 | | |
ISIN | IE00BDVJJQ56 | | | | | | | Agenda | | 935166707 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Brian M. Baldwin | Management | | For | | For | | | | |
1B. | Election of Director: Jerry W. Burris | Management | | For | | For | | | | |
1C. | Election of Director: Susan M. Cameron | Management | | For | | For | | | | |
1D. | Election of Director: Michael L. Ducker | Management | | For | | For | | | | |
1E. | Election of Director: Randall J. Hogan | Management | | For | | For | | | | |
1F. | Election of Director: Ronald L. Merriman | Management | | For | | For | | | | |
1G. | Election of Director: Nicola T. Palmer | Management | | For | | For | | | | |
1H. | Election of Director: Herbert K. Parker | Management | | For | | For | | | | |
1I. | Election of Director: Beth Wozniak | Management | | For | | For | | | | |
1J. | Election of Director: Jacqueline Wright | Management | | For | | For | | | | |
2. | Approve, by Non-Binding Advisory Vote, the Compensation of the Named Executive Officers | Management | | For | | For | | | | |
3. | Approve an Amendment to the nVent Electric plc 2018 Omnibus Incentive Plan | Management | | For | | For | | | | |
4. | Ratify, by Non-Binding Advisory Vote, the Appointment of Deloitte & Touche LLP as the Independent Auditor and Authorize, by Binding Vote, the Audit and Finance Committee to Set the Auditors' Remuneration | Management | | For | | For | | | | |
5. | Authorize the Price Range at which nVent Electric plc can Re-Allot Treasury Shares (Special Resolution) | Management | | For | | For | | | | |
ROYAL DUTCH SHELL PLC | | | | |
Security | 780259206 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | RDSA | | | | | | | Meeting Date | | 19-May-2020 | | |
ISIN | US7802592060 | | | | | | | Agenda | | 935198627 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | Receipt of Annual Report & Accounts | Management | | For | | For | | | | |
2. | Approval of Directors' Remuneration Policy | Management | | For | | For | | | | |
3. | Approval of Directors' Remuneration Report | Management | | For | | For | | | | |
4. | Appointment of Dick Boer as a Director of the Company | Management | | For | | For | | | | |
5. | Appointment of Andrew Mackenzie as a Director of the Company | Management | | For | | For | | | | |
6. | Appointment of Martina Hund-Mejean as a Director of the Company | Management | | For | | For | | | | |
7. | Reappointment of Director: Ben van Beurden | Management | | For | | For | | | | |
8. | Reappointment of Director: Neil Carson | Management | | For | | For | | | | |
9. | Reappointment of Director: Ann Godbehere | Management | | For | | For | | | | |
10. | Reappointment of Director: Euleen Goh | Management | | For | | For | | | | |
11. | Reappointment of Director: Charles O. Holliday | Management | | For | | For | | | | |
12. | Reappointment of Director: Catherine Hughes | Management | | For | | For | | | | |
13. | Reappointment of Director: Sir Nigel Sheinwald | Management | | For | | For | | | | |
14. | Reappointment of Director: Jessica Uhl | Management | | For | | For | | | | |
15. | Reappointment of Director: Gerrit Zalm | Management | | For | | For | | | | |
16. | Reappointment of Auditors | Management | | For | | For | | | | |
17. | Remuneration of Auditors | Management | | For | | For | | | | |
18. | Authority to allot shares | Management | | For | | For | | | | |
19. | Disapplication of pre-emption rights | Management | | For | | For | | | | |
20. | Authority to purchase own shares | Management | | For | | For | | | | |
21. | Shareholder Resolution | Shareholder | | Against | | For | | | | |
SAP SE | | | | |
Security | D66992104 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 20-May-2020 | | |
ISIN | DE0007164600 | | | | | | | Agenda | | 712477202 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED- GROUP ANNUAL FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP- MANAGEMENT REPORT OF SAP SE,INCLUDING THE COMPENSATION REPORT AND THE-EXECUTIVE BOARD'S EXPLANATORY NOTES RELATING TO THE INFORMATION PROVIDED-PURSUANTTO SECTIONS 289A (1) AND 315A (1) OF THE GERMAN COMMERCIAL CODE-(HANDELSGESETZBUCH; "HGB"), AND THE SUPERVISORY BOARD'S REPORT,EACH FOR-FISCAL YEAR 2019 | Non-Voting | | | | | | | | |
2 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2019 | Management | | For | | For | | | | |
3 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2019 | Management | | For | | For | | | | |
4 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2019 | Management | | For | | For | | | | |
5 | APPOINTMENT OF THE AUDITORS OF THE ANNUAL FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2020: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN,GERMANY, BE APPOINTED AUDITORS | Management | | For | | For | | | | |
6.A | RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL I FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN CASH, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS (IN RESPECT OF FRACTIONAL SHARES ONLY), AND ON THE CORRESPONDING AMENDMENT OF SECTION 4 (5) OF THE ARTICLES OF INCORPORATION | Management | | For | | For | | | | |
6.B | RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL II FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN CASH OR IN KIND, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS, AND ON THE CORRESPONDING AMENDMENT OF SECTION 4 (6) OF THE ARTICLES OF INCORPORATION | Management | | For | | For | | | | |
7 | RESOLUTION ON THE APPROVAL OF THE COMPENSATION SYSTEM FOR THE EXECUTIVE BOARD MEMBERS | Management | | For | | For | | | | |
8 | RESOLUTION ON THE CONFIRMATION OF THE COMPENSATION OF THE SUPERVISORY BOARD MEMBERS | Management | | For | | For | | | | |
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | | | | | | | | |
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | | | | | | | | |
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | | | | | | | | |
INCHCAPE PLC | | | | |
Security | G47320208 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 21-May-2020 | | |
ISIN | GB00B61TVQ02 | | | | | | | Agenda | | 712474333 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE REPORTS OF THE DIRECTORS | Management | | For | | For | | | | |
2 | TO APPROVE THE DIRECTORS' REPORT ON REMUNERATION, OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | | For | | For | | | | |
3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE DIRECTORS' REPORT ON REMUNERATION | Management | | For | | For | | | | |
4 | TO DECLARE A FINAL DIVIDEND OF 17.9 PENCE PER ORDINARY SHARE OF 10 PENCE IN THE CAPITAL OF THE COMPANY | Management | | For | | For | | | | |
5 | TO RE-ELECT STEFAN BOMHARD AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | | | |
6 | TO RE-ELECT JERRY BUHLMANN AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | | | |
7 | TO ELECT GIJSBERT DE ZOETEN AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | | | |
8 | TO RE-ELECT RACHEL EMPEY AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | | | |
9 | TO ELECT ALEXANDRA JENSEN AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | | | |
10 | TO RE-ELECT JANE KINGSTON AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | | | |
11 | TO RE-ELECT JOHN LANGSTON AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | | | |
12 | TO RE-ELECT NIGEL STEIN AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | | | |
13 | TO RE-ELECT TILL VESTRING AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | | | |
14 | TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY (THE "AUDITOR") TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | | For | | For | | | | |
15 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE AUDITOR'S REMUNERATION | Management | | For | | For | | | | |
16 | TO AUTHORISE THE DIRECTORS GENERALLY AND UNCONDITIONALLY, TO EXERCISE ALL POWER OF THE COMPANY TO ALLOT RELEVANT SECURITIES | Management | | For | | For | | | | |
17 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF SHARES | Management | | For | | For | | | | |
18 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF SHARES FOR AN ACQUISITION OR CAPITAL INVESTMENT | Management | | For | | For | | | | |
19 | AUTHORITY TO MAKE MARKET PURCHASES OF OWN SHARES | Management | | For | | For | | | | |
20 | TO APPROVE THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | | For | | For | | | | |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 389541 DUE TO INCLUSION-OF WITHDRAWAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | | | |
CMMT | 23 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO THE CHANGE IN VOTING-STATUS OF RESOLUTION 4, WHICH HAD PREVIOUSLY BEEN WITHDRAWN. IF YOU HAVE-ALREADY SENT IN YOUR VOTES TO MID 397612, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | | | |
VEREIT, INC. | | | | |
Security | 92339V100 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | VER | | | | | | | Meeting Date | | 21-May-2020 | | |
ISIN | US92339V1008 | | | | | | | Agenda | | 935171239 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Glenn J. Rufrano | Management | | For | | For | | | | |
1B. | Election of Director: Hugh R. Frater | Management | | For | | For | | | | |
1C. | Election of Director: David B. Henry | Management | | For | | For | | | | |
1D. | Election of Director: Mary Hogan Preusse | Management | | For | | For | | | | |
1E. | Election of Director: Richard J. Lieb | Management | | For | | For | | | | |
1F. | Election of Director: Mark S. Ordan | Management | | For | | For | | | | |
1G. | Election of Director: Eugene A. Pinover | Management | | For | | For | | | | |
1H. | Election of Director: Julie G. Richardson | Management | | For | | For | | | | |
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | | | |
3. | To approve by a non-binding advisory resolution the compensation of the Company's named executive officers as described in the Company's definitive proxy statement. | Management | | For | | For | | | | |
4. | To approve by a non-binding advisory vote the frequency of future non-binding advisory resolutions on named executive officer compensation. | Management | | 1 Year | | For | | | | |
AMAZON.COM, INC. | | | | |
Security | 023135106 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | AMZN | | | | | | | Meeting Date | | 27-May-2020 | | |
ISIN | US0231351067 | | | | | | | Agenda | | 935186305 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of director: Jeffrey P. Bezos | Management | | For | | For | | | | |
1B. | Election of director: Rosalind G. Brewer | Management | | For | | For | | | | |
1C. | Election of director: Jamie S. Gorelick | Management | | For | | For | | | | |
1D. | Election of director: Daniel P. Huttenlocher | Management | | For | | For | | | | |
1E. | Election of director: Judith A. McGrath | Management | | For | | For | | | | |
1F. | Election of director: Indra K. Nooyi | Management | | For | | For | | | | |
1G. | Election of director: Jonathan J. Rubinstein | Management | | For | | For | | | | |
1H. | Election of director: Thomas O. Ryder | Management | | For | | For | | | | |
1I. | Election of director: Patricia Q. Stonesifer | Management | | For | | For | | | | |
1J. | Election of director: Wendell P. Weeks | Management | | For | | For | | | | |
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | | For | | For | | | | |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | | For | | For | | | | |
4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | | For | | For | | | | |
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | | Against | | For | | | | |
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | | Against | | For | | | | |
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | | Against | | For | | | | |
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | | Against | | For | | | | |
9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | | Against | | For | | | | |
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | | Against | | For | | | | |
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | | Against | | For | | | | |
12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | | Against | | For | | | | |
13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | | Against | | For | | | | |
14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | | Against | | For | | | | |
15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | | Against | | For | | | | |
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | | Against | | For | | | | |
FACEBOOK, INC. | | | | |
Security | 30303M102 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | FB | | | | | | | Meeting Date | | 27-May-2020 | | |
ISIN | US30303M1027 | | | | | | | Agenda | | 935178221 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | DIRECTOR | Management | | | | | | | | |
| | | 1 | Peggy Alford | | | | | For | | For | | | | |
| | | 2 | Marc L. Andreessen | | | | | For | | For | | | | |
| | | 3 | Andrew W. Houston | | | | | For | | For | | | | |
| | | 4 | Nancy Killefer | | | | | For | | For | | | | |
| | | 5 | Robert M. Kimmitt | | | | | For | | For | | | | |
| | | 6 | Sheryl K. Sandberg | | | | | For | | For | | | | |
| | | 7 | Peter A. Thiel | | | | | For | | For | | | | |
| | | 8 | Tracey T. Travis | | | | | For | | For | | | | |
| | | 9 | Mark Zuckerberg | | | | | For | | For | | | | |
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | | | |
3. | To approve the director compensation policy. | Management | | For | | For | | | | |
4. | A stockholder proposal regarding change in stockholder voting. | Shareholder | | Against | | For | | | | |
5. | A stockholder proposal regarding an independent chair. | Shareholder | | Against | | For | | | | |
6. | A stockholder proposal regarding majority voting for directors. | Shareholder | | Against | | For | | | | |
7. | A stockholder proposal regarding political advertising. | Shareholder | | Against | | For | | | | |
8. | A stockholder proposal regarding human/civil rights expert on board. | Shareholder | | Against | | For | | | | |
9. | A stockholder proposal regarding report on civil and human rights risks. | Shareholder | | Against | | For | | | | |
10. | A stockholder proposal regarding child exploitation. | Shareholder | | Against | | For | | | | |
11. | A stockholder proposal regarding median gender/racial pay gap. | Shareholder | | Against | | For | | | | |
NXP SEMICONDUCTORS NV. | | | | |
Security | N6596X109 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | NXPI | | | | | | | Meeting Date | | 27-May-2020 | | |
ISIN | NL0009538784 | | | | | | | Agenda | | 935185961 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | Adoption of the 2019 Statutory Annual Accounts | Management | | For | | For | | | | |
2. | Discharge of the members of the Board for their responsibilities in the fiscal year ended December 31, 2019 | Management | | For | | For | | | | |
3A. | Appoint Kurt Sievers as executive director | Management | | For | | For | | | | |
3B. | Re-appoint Sir Peter Bonfield as non-executive director | Management | | For | | For | | | | |
3C. | Re-appoint Kenneth A. Goldman as non-executive director | Management | | For | | For | | | | |
3D. | Re-appoint Josef Kaeser as non-executive director | Management | | For | | For | | | | ���� |
3E. | Re-appoint Lena Olving as non-executive director | Management | | For | | For | | | | |
3F. | Re-appoint Peter Smitham as non-executive director | Management | | For | | For | | | | |
3G. | Re-appoint Julie Southern as non-executive director | Management | | For | | For | | | | |
3H. | Re-appoint Jasmin Staiblin as non-executive director | Management | | For | | For | | | | |
3I. | Re-appoint Gregory Summe as non-executive director | Management | | For | | For | | | | |
3J. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | | For | | For | | | | |
4. | Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares | Management | | For | | For | | | | |
5. | Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights | Management | | For | | For | | | | |
6. | Authorization of the Board to repurchase ordinary shares | Management | | For | | For | | | | |
7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | | For | | For | | | | |
8. | Appointment of Ernst & Young Accountants LLP as independent auditors for a three-year period, starting with the fiscal year ending December 31, 2020 | Management | | For | | For | | | | |
9. | Determination of the remuneration of the members and Chairs of the Audit Committee, the Compensation Committee, and the Nominating and Governance Committee of the Board | Management | | For | | For | | | | |
10. | Amendment of the Company's Articles of Association | Management | | For | | For | | | | |
11. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | | For | | For | | | | |
12. | To recommend, by non-binding vote, the frequency of executive compensation votes | Management | | 1 Year | | For | | | | |
NXP SEMICONDUCTORS NV. | | | | |
Security | N6596X109 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | NXPI | | | | | | | Meeting Date | | 27-May-2020 | | |
ISIN | NL0009538784 | | | | | | | Agenda | | 935212489 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | Adoption of the 2019 Statutory Annual Accounts | Management | | For | | For | | | | |
2. | Discharge of the members of the Board for their responsibilities in the fiscal year ended December 31, 2019 | Management | | For | | For | | | | |
3A. | Appoint Kurt Sievers as executive director | Management | | For | | For | | | | |
3B. | Re-appoint Sir Peter Bonfield as non-executive director | Management | | For | | For | | | | |
3C. | Re-appoint Kenneth A. Goldman as non-executive director | Management | | For | | For | | | | |
3D. | Re-appoint Josef Kaeser as non-executive director | Management | | For | | For | | | | |
3E. | Re-appoint Lena Olving as non-executive director | Management | | For | | For | | | | |
3F. | Re-appoint Peter Smitham as non-executive director | Management | | For | | For | | | | |
3G. | Re-appoint Julie Southern as non-executive director | Management | | For | | For | | | | |
3H. | Re-appoint Jasmin Staiblin as non-executive director | Management | | For | | For | | | | |
3I. | Re-appoint Gregory Summe as non-executive director | Management | | For | | For | | | | |
3J. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | | For | | For | | | | |
4. | Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares | Management | | For | | For | | | | |
5. | Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights | Management | | For | | For | | | | |
6. | Authorization of the Board to repurchase ordinary shares | Management | | For | | For | | | | |
7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | | For | | For | | | | |
8. | Appointment of Ernst & Young Accountants LLP as independent auditors for a three-year period, starting with the fiscal year ending December 31, 2020 | Management | | For | | For | | | | |
9. | Determination of the remuneration of the members and Chairs of the Audit Committee, the Compensation Committee, and the Nominating and Governance Committee of the Board | Management | | For | | For | | | | |
10. | Amendment of the Company's Articles of Association | Management | | For | | For | | | | |
11. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | | For | | For | | | | |
12. | To recommend, by non-binding vote, the frequency of executive compensation votes | Management | | 1 Year | | For | | | | |
THE WENDY'S COMPANY | | | | |
Security | 95058W100 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | WEN | | | | | | | Meeting Date | | 27-May-2020 | | |
ISIN | US95058W1009 | | | | | | | Agenda | | 935184298 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Nelson Peltz | Management | | For | | For | | | | |
1B. | Election of Director: Peter W. May | Management | | For | | For | | | | |
1C. | Election of Director: Kristin A. Dolan | Management | | For | | For | | | | |
1D. | Election of Director: Kenneth W. Gilbert | Management | | For | | For | | | | |
1E. | Election of Director: Dennis M. Kass | Management | | For | | For | | | | |
1F. | Election of Director: Joseph A. Levato | Management | | For | | For | | | | |
1G. | Election of Director: Michelle J. Mathews-Spradlin | Management | | For | | For | | | | |
1H. | Election of Director: Matthew H. Peltz | Management | | For | | For | | | | |
1I. | Election of Director: Todd A. Penegor | Management | | For | | For | | | | |
1J. | Election of Director: Peter H. Rothschild | Management | | For | | For | | | | |
1K. | Election of Director: Arthur B. Winkleblack | Management | | For | | For | | | | |
2. | Approval of the adoption of the Company's 2020 Omnibus Award Plan. | Management | | For | | For | | | | |
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | | For | | For | | | | |
4. | Advisory resolution to approve executive compensation. | Management | | For | | For | | | | |
XPERI CORPORATION | | | | |
Security | 98421B100 | | | | | | | Meeting Type | | Special | |
Ticker Symbol | XPER | | | | | | | Meeting Date | | 29-May-2020 | | |
ISIN | US98421B1008 | | | | | | | Agenda | | 935201107 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | To adopt the Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020, by and among Xperi Corporation, a Delaware corporation, TiVo Corporation, a Delaware corporation, XRAY-TWOLF HoldCo Corporation, a Delaware corporation, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation (such agreement is referred to as the "merger agreement" and such proposal is referred to as the "Xperi merger proposal"). | Management | | For | | For | | | | |
2. | To approve the adjournment of the Xperi Corporation special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the Xperi merger proposal. | Management | | For | | For | | | | |
3. | To approve, by non-binding, advisory vote, the compensation that may become payable to Xperi's named executive officers in connection with the consummation of the mergers contemplated by the merger agreement. | Management | | For | | For | | | | |
ALPHABET INC. | | | | |
Security | 02079K305 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | GOOGL | | | | | | | Meeting Date | | 03-Jun-2020 | | |
ISIN | US02079K3059 | | | | | | | Agenda | | 935196762 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | DIRECTOR | Management | | | | | | | | |
| | | 1 | Larry Page | | | | | For | | For | | | | |
| | | 2 | Sergey Brin | | | | | For | | For | | | | |
| | | 3 | Sundar Pichai | | | | | For | | For | | | | |
| | | 4 | John L. Hennessy | | | | | For | | For | | | | |
| | | 5 | Frances H. Arnold | | | | | For | | For | | | | |
| | | 6 | L. John Doerr | | | | | For | | For | | | | |
| | | 7 | Roger W. Ferguson, Jr. | | | | | For | | For | | | | |
| | | 8 | Ann Mather | | | | | For | | For | | | | |
| | | 9 | Alan R. Mulally | | | | | For | | For | | | | |
| | | 10 | K. Ram Shriram | | | | | For | | For | | | | |
| | | 11 | Robin L. Washington | | | | | For | | For | | | | |
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | | | |
3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Management | | For | | For | | | | |
4. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | | | |
5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | | Against | | For | | | | |
6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | | Against | | For | | | | |
7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | | Against | | For | | | | |
8. | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | | Against | | For | | | | |
9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | | Against | | For | | | | |
10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | | Against | | For | | | | |
11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Shareholder | | Against | | For | | | | |
12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Shareholder | | Against | | For | | | | |
13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | | Against | | For | | | | |
14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Shareholder | | Against | | For | | | | |
FLEETCOR TECHNOLOGIES INC. | | | | |
Security | 339041105 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | FLT | | | | | | | Meeting Date | | 11-Jun-2020 | | |
ISIN | US3390411052 | | | | | | | Agenda | | 935197966 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1.1 | Election of Director for a one year term: Steven T. Stull | Management | | For | | For | | | | |
1.2 | Election of Director for a one year term: Michael Buckman | Management | | For | | For | | | | |
1.3 | Election of Director for a one year term: Thomas M. Hagerty | Management | | For | | For | | | | |
2. | Ratify the reappointment of Ernst & Young LLP as FLEETCOR's independent public accounting firm for 2020 | Management | | For | | For | | | | |
3. | Advisory vote to approve named executive officer compensation | Management | | For | | For | | | | |
4. | Shareholder proposal for a shareholder right to call special shareholder meetings | Shareholder | | Against | | For | | | | |
5. | Shareholder proposal requiring that financial performance metrics in incentive awards be adjusted to exclude the impact of share repurchases | Shareholder | | Against | | For | | | | |
REGENERON PHARMACEUTICALS, INC. | | | | |
Security | 75886F107 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | REGN | | | | | | | Meeting Date | | 12-Jun-2020 | | |
ISIN | US75886F1075 | | | | | | | Agenda | | 935196279 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: N. Anthony Coles, M.D. | Management | | For | | For | | | | |
1B. | Election of Director: Joseph L. Goldstein, M.D. | Management | | For | | For | | | | |
1C. | Election of Director: Christine A. Poon | Management | | For | | For | | | | |
1D. | Election of Director: P. Roy Vagelos, M.D. | Management | | For | | For | | | | |
1E. | Election of Director: Huda Y. Zoghbi, M.D. | Management | | For | | For | | | | |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | | | |
3. | Proposal to approve the Second Amended and Restated Regeneron Pharmaceuticals, Inc. 2014 Long-Term Incentive Plan. | Management | | For | | For | | | | |
4. | Proposal to approve, on an advisory basis, executive compensation. | Management | | For | | For | | | | |
KERING SA | | | | |
Security | F5433L103 | | | | | | | Meeting Type | | MIX | |
Ticker Symbol | | | | | | | | Meeting Date | | 16-Jun-2020 | | |
ISIN | FR0000121485 | | | | | | | Agenda | | 712748106 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | | | | | | | |
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | | | |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 382608 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | | | | | | | |
O.1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | | For | | For | | | | |
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | | For | | For | | | | |
O.3 | APPROPRIATION OF NET INCOME FOR 2019 AND SETTING OF THE DIVIDEND | Management | | For | | For | | | | |
O.4 | REAPPOINTMENT OF JEAN-PIERRE DENIS AS A DIRECTOR | Management | | For | | For | | | | |
O.5 | REAPPOINTMENT OF GINEVRA ELKANN AS A DIRECTOR | Management | | For | | For | | | | |
O.6 | REAPPOINTMENT OF SOPHIE L'HELIAS AS A DIRECTOR | Management | | For | | For | | | | |
O.7 | APPOINTMENT OF JEAN LIU AS A DIRECTOR | Management | | For | | For | | | | |
O.8 | APPOINTMENT OF TIDJANE THIAM AS A DIRECTOR | Management | | For | | For | | | | |
O.9 | APPOINTMENT OF EMMA WATSON AS A DIRECTOR | Management | | For | | For | | | | |
O.10 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 225 - 37 - 3, I OF THE FRENCH COMMERCIAL CODE RELATING TO REMUNERATION PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2019 TO CORPORATE OFFICERS IN RESPECT OF THEIR DUTIES AS DIRECTORS | Management | | For | | For | | | | |
O.11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL REMUNERATION AND BENEFITS IN KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2019 TO FRANCOIS-HENRI PINAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | | For | | For | | | | |
O.12 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL REMUNERATION AND BENEFITS IN KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2019 TO JEAN-FRANCOIS PALUS, GROUP MANAGING DIRECTOR | Management | | For | | For | | | | |
O.13 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | | For | | For | | | | |
O.14 | APPROVAL OF THE REMUNERATION POLICY FOR CORPORATE OFFICERS IN RESPECT OF THEIR DUTIES AS DIRECTORS | Management | | For | | For | | | | |
O.15 | RENEWAL OF THE TERMS OF OFFICE OF DELOITTE & ASSOCIES AS PRINCIPAL STATUTORY AUDITOR AND BEAS AS SUBSTITUTE STATUTORY AUDITOR | Management | | For | | For | | | | |
O.16 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER THE COMPANY'S SHARES | Management | | For | | For | | | | |
E.17 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO MAKE FREE GRANTS OF ORDINARY SHARES OF THE COMPANY (EXISTING OR TO BE ISSUED), SUBJECT, WHERE APPLICABLE, TO PERFORMANCE CONDITIONS, TO BENEFICIARIES OR CATEGORIES OF BENEFICIARIES AMONG THE EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND AFFILIATED COMPANIES, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PRE- E MPTIVE SUBSCRIPTION RIGHTS | Management | | For | | For | | | | |
E.18 | MODIFICATION OF THE MINIMUM NUMBER OF SHARES THAT EACH DIRECTOR IS REQUIRED TO OWN AND AMENDMENT OF ARTICLE 10 OF THE COMPANY'S ARTICLES OF ASSOCIATION ("COMPANY MANAGEMENT - BOARD OF DIRECTORS") TO BRING IT INTO LINE WITH THE PROVISIONS OF THE PACTE LAW RELATING TO DIRECTORS REPRESENTING EMPLOYEES | Management | | For | | For | | | | |
E.19 | AMENDMENT OF ARTICLE 11 OF THE COMPANY'S ARTICLES OF ASSOCIATION ("TASKS AND POWERS OF THE BOARD OF DIRECTORS") TO REFLECT THE NEW PROVISIONS OF ARTICLE L. 225- 35 OF THE FRENCH COMMERCIAL CODE | Management | | For | | For | | | | |
E.20 | AMENDMENT OF ARTICLE 13 OF THE COMPANY'S ARTICLES OF ASSOCIATION ("DELIBERATIONS OF THE BOARD OF DIRECTORS - MINUTES") TO REFLECT THE PROVISIONS OF FRENCH LAW NO. 2019 - 744 OF JULY 19, 2019 RELATING TO CERTAIN DECISIONS THAT CAN BE MADE BY THE BOARD OF DIRECTORS VIA WRITTEN CONSULTATION | Management | | For | | For | | | | |
E.21 | DELETION OF ARTICLE 18 OF THE COMPANY'S ARTICLES OF ASSOCIATION ("NON-VOTING DIRECTORS") | Management | | For | | For | | | | |
E.22 | AMENDMENT OF ARTICLE 17 OF THE COMPANY'S ARTICLES OF ASSOCIATION ("COMPENSATION OF THE DIRECTORS, THE CHAIRMAN, THE MANAGING DIRECTOR, THE ASSISTANT MANAGING DIRECTORS AND THE OFFICERS OF THE BOARD OF DIRECTORS") TO BRING IT INTO LINE WITH THE PROVISIONS OF THE PACTE LAW RELATING TO THE REMUNERATION OF DIRECTORS, AND DELETION OF REFERENCES TO NON- VOTING DIRECTORS | Management | | For | | For | | | | |
E.23 | POWERS FOR FORMALITIES | Management | | For | | For | | | | |
CMMT | 29 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202005292002027-65; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES FOR MID 426806, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | | | |
NTT DOCOMO,INC. | | | | |
Security | J59399121 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 16-Jun-2020 | | |
ISIN | JP3165650007 | | | | | | | Agenda | | 712712404 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
| Please reference meeting materials. | Non-Voting | | | | | | | | |
1 | Approve Appropriation of Surplus | Management | | For | | For | | | | |
2 | Amend Articles to: Increase the Board of Directors Size, Transition to a Company with Supervisory Committee | Management | | For | | For | | | | |
3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Yoshizawa, Kazuhiro | Management | | For | | For | | | | |
3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Ii, Motoyuki | Management | | For | | For | | | | |
3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Maruyama, Seiji | Management | | For | | For | | | | |
3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Fujiwara, Michio | Management | | For | | For | | | | |
3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Hiroi, Takashi | Management | | For | | For | | | | |
3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Tateishi, Mayumi | Management | | For | | For | | | | |
3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Shintaku, Masaaki | Management | | For | | For | | | | |
3.8 | Appoint a Director who is not Audit and Supervisory Committee Member Endo, Noriko | Management | | For | | For | | | | |
3.9 | Appoint a Director who is not Audit and Supervisory Committee Member Kikuchi, Shin | Management | | For | | For | | | | |
3.10 | Appoint a Director who is not Audit and Supervisory Committee Member Kuroda, Katsumi | Management | | For | | For | | | | |
4.1 | Appoint a Director who is Audit and Supervisory Committee Member Suto, Shoji | Management | | For | | For | | | | |
4.2 | Appoint a Director who is Audit and Supervisory Committee Member Sagae, Hironobu | Management | | For | | For | | | | |
4.3 | Appoint a Director who is Audit and Supervisory Committee Member Nakata, Katsumi | Management | | For | | For | | | | |
4.4 | Appoint a Director who is Audit and Supervisory Committee Member Kajikawa, Mikio | Management | | For | | For | | | | |
4.5 | Appoint a Director who is Audit and Supervisory Committee Member Tsujiyama, Eiko | Management | | For | | For | | | | |
5 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | | For | | For | | | | |
6 | Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | Management | | For | | For | | | | |
DELTA AIR LINES, INC. | | | | |
Security | 247361702 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | DAL | | | | | | | Meeting Date | | 18-Jun-2020 | | |
ISIN | US2473617023 | | | | | | | Agenda | | 935210651 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Edward H. Bastian | Management | | For | | For | | | | |
1B. | Election of Director: Francis S. Blake | Management | | For | | For | | | | |
1C. | Election of Director: Ashton B. Carter | Management | | For | | For | | | | |
1D. | Election of Director: David G. DeWalt | Management | | For | | For | | | | |
1E. | Election of Director: William H. Easter III | Management | | For | | For | | | | |
1F. | Election of Director: Christopher A. Hazleton | Management | | For | | For | | | | |
1G. | Election of Director: Michael P. Huerta | Management | | For | | For | | | | |
1H. | Election of Director: Jeanne P. Jackson | Management | | For | | For | | | | |
1I. | Election of Director: George N. Mattson | Management | | For | | For | | | | |
1J. | Election of Director: Sergio A.L. Rial | Management | | For | | For | | | | |
1K. | Election of Director: David S. Taylor | Management | | For | | For | | | | |
1L. | Election of Director: Kathy N. Waller | Management | | For | | For | | | | |
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | | For | | For | | | | |
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2020. | Management | | For | | For | | | | |
4. | A shareholder proposal related to the right to act by written consent. | Shareholder | | Against | | For | | | | |
5. | A shareholder proposal related to a climate lobbying report. | Shareholder | | Against | | For | | | | |
6. | A shareholder proposal related to a political contributions report. | Shareholder | | Against | | For | | | | |
7. | A shareholder proposal related to a sexual harassment policy. | Shareholder | | Against | | For | | | | |
ICT GROUP N.V. | | | | |
Security | N43815104 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 24-Jun-2020 | | |
ISIN | NL0000359537 | | | | | | | Agenda | | 712654400 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | | | | | | | | |
1 | OPENING AND ANNOUNCEMENTS | Non-Voting | | | | | | | | |
2.A | FINANCIAL STATEMENTS AND REPORT FOR THE 2019 FINANCIAL YEAR: REPORT OF THE-EXECUTIVE BOARD ON THE COMPANY'S ACTIVITIES DURING THE 2019 FINANCIAL YEAR | Non-Voting | | | | | | | | |
2.B | FINANCIAL STATEMENTS AND REPORT FOR THE 2019 FINANCIAL YEAR: REPORT OF THE- SUPERVISORY BOARD ON THE 2019 FINANCIAL YEAR | Non-Voting | | | | | | | | |
2.C | FINANCIAL STATEMENTS AND REPORT FOR THE 2019 FINANCIAL YEAR: ADVISORY VOTE ON THE 2019 REMUNERATION REPORT | Management | | For | | For | | | | |
2.D | FINANCIAL STATEMENTS AND REPORT FOR THE 2019 FINANCIAL YEAR: APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2019 FINANCIAL YEAR | Management | | For | | For | | | | |
3 | DISCUSSION OF THE POLICY ON RETAINED EARNINGS AND DISTRIBUTION OF DIVIDENDS AND PROPOSAL ON THE APPROPRIATION OF PROFIT | Management | | For | | For | | | | |
4 | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR MANAGEMENT DURING THE PAST FINANCIAL YEAR | Management | | For | | For | | | | |
5 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR SUPERVISION IN THE PAST FINANCIAL YEAR | Management | | For | | For | | | | |
6.A | COMPOSITION OF THE SUPERVISORY BOARD: NOTIFICATION OF TWO VACANT POSITIONS ON-THE SUPERVISORY BOARD | Non-Voting | | | | | | | | |
6.B | COMPOSITION OF THE SUPERVISORY BOARD: OPPORTUNITY FOR THE GENERAL MEETING TO- MAKE RECOMMENDATIONS | Non-Voting | | | | | | | | |
6.C | COMPOSITION OF THE SUPERVISORY BOARD: NOTIFICATION OF THE SUPERVISORY BOARD-OF THE NAME OF THE PERSON NOMINATED FOR APPOINTMENT | Non-Voting | | | | | | | | |
6.D | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR K. BEECKMANS AS A MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | | | | |
7 | PROPOSAL TO AMEND THE REMUNERATION POLICY OF THE EXECUTIVE BOARD | Management | | For | | For | | | | |
8 | PROPOSAL TO APPROVE THE REMUNERATION POLICY OF THE SUPERVISORY BOARD | Management | | For | | For | | | | |
9 | REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | | For | | For | | | | |
10 | AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | | For | | For | | | | |
11 | REAPPOINTMENT OF THE EXTERNAL AUDITOR TO THE COMPANY: PRICEWATERHOUSECOOPERS | Management | | For | | For | | | | |
12 | AUTHORISATION OF THE EXECUTIVE BOARD TO INSTRUCT THE COMPANY TO PURCHASE SHARES IN ITS OWN CAPITAL | Management | | For | | For | | | | |
13.A | DESIGNATION OF THE BOARD OF DIRECTORS AS THE BODY AUTHORISED TO ISSUE ORDINARY SHARES OR TO ALLOCATE RIGHTS TO ACQUIRE ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS: DESIGNATION TO ISSUE ORDINARY SHARES OR TO ALLOCATE RIGHTS TO ACQUIRE ORDINARY SHARES (20%) | Management | | For | | For | | | | |
13.B | DESIGNATION OF THE BOARD OF DIRECTORS AS THE BODY AUTHORISED TO ISSUE ORDINARY SHARES OR TO ALLOCATE RIGHTS TO ACQUIRE ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS: DESIGNATION TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS (10%) | Management | | For | | For | | | | |
14 | ANY OTHER BUSINESS | Non-Voting | | | | | | | | |
15 | ADJOURNMENT | Non-Voting | | | | | | | | |
CMMT | 18 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | | | |
MITSUBISHI UFJ LEASE & FINANCE COMPANY LIMITED | | | | |
Security | J4706D100 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 24-Jun-2020 | | |
ISIN | JP3499800005 | | | | | | | Agenda | | 712790408 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
| Please reference meeting materials. | Non-Voting | | | | | | | | |
1.1 | Appoint a Director Shiraishi, Tadashi | Management | | For | | For | | | | |
1.2 | Appoint a Director Yanai, Takahiro | Management | | For | | For | | | | |
1.3 | Appoint a Director Urabe, Toshimitsu | Management | | For | | For | | | | |
1.4 | Appoint a Director Nonoguchi, Tsuyoshi | Management | | For | | For | | | | |
1.5 | Appoint a Director Shimoyama, Yoichi | Management | | For | | For | | | | |
1.6 | Appoint a Director Minoura, Teruyuki | Management | | For | | For | | | | |
1.7 | Appoint a Director Haigo, Toshio | Management | | For | | For | | | | |
1.8 | Appoint a Director Icho, Mitsumasa | Management | | For | | For | | | | |
1.9 | Appoint a Director Hayashi, Naomi | Management | | For | | For | | | | |
2.1 | Appoint a Corporate Auditor Suzuki, Naohito | Management | | For | | For | | | | |
2.2 | Appoint a Corporate Auditor Kaneko, Hiroko | Management | | For | | For | | | | |
MITSUBISHI ELECTRIC CORPORATION | | | | |
Security | J43873116 | | | | | | | Meeting Type | | Annual General Meeting | |
Ticker Symbol | | | | | | | | Meeting Date | | 26-Jun-2020 | | |
ISIN | JP3902400005 | | | | | | | Agenda | | 712704368 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
| Please reference meeting materials. | Non-Voting | | | | | | | | |
1.1 | Appoint a Director Sakuyama, Masaki | Management | | For | | For | | | | |
1.2 | Appoint a Director Sugiyama, Takeshi | Management | | For | | For | | | | |
1.3 | Appoint a Director Sagawa, Masahiko | Management | | For | | For | | | | |
1.4 | Appoint a Director Harada, Shinji | Management | | For | | For | | | | |
1.5 | Appoint a Director Kawagoishi, Tadashi | Management | | For | | For | | | | |
1.6 | Appoint a Director Sakamoto, Takashi | Management | | For | | For | | | | |
1.7 | Appoint a Director Uruma, Kei | Management | | For | | For | | | | |
1.8 | Appoint a Director Yabunaka, Mitoji | Management | | For | | For | | | | |
1.9 | Appoint a Director Obayashi, Hiroshi | Management | | For | | For | | | | |
1.10 | Appoint a Director Watanabe, Kazunori | Management | | For | | For | | | | |
1.11 | Appoint a Director Koide, Hiroko | Management | | For | | For | | | | |
1.12 | Appoint a Director Oyamada, Takashi | Management | | For | | For | | | | |
SONY CORPORATION | | | | |
Security | 835699307 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | SNE | | | | | | | Meeting Date | | 26-Jun-2020 | | |
ISIN | US8356993076 | | | | | | | Agenda | | 935221717 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1. | To amend a part of the Articles of Incorporation. | Management | | For | | For | | | | |
2A. | Election of Director: Kenichiro Yoshida | Management | | For | | For | | | | |
2B. | Election of Director: Hiroki Totoki | Management | | For | | For | | | | |
2C. | Election of Director: Shuzo Sumi | Management | | For | | For | | | | |
2D. | Election of Director: Tim Schaaff | Management | | For | | For | | | | |
2E. | Election of Director: Kazuo Matsunaga | Management | | For | | For | | | | |
2F. | Election of Director: Toshiko Oka | Management | | For | | For | | | | |
2G. | Election of Director: Sakie Akiyama | Management | | For | | For | | | | |
2H. | Election of Director: Wendy Becker | Management | | For | | For | | | | |
2I. | Election of Director: Yoshihiko Hatanaka | Management | | For | | For | | | | |
2J. | Election of Director: Adam Crozier | Management | | For | | For | | | | |
2K. | Election of Director: Keiko Kishigami | Management | | For | | For | | | | |
2L. | Election of Director: Joseph A. Kraft Jr. | Management | | For | | For | | | | |
3. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | | For | | For | | | | |
EBAY INC. | | | | |
Security | 278642103 | | | | | | | Meeting Type | | Annual | |
Ticker Symbol | EBAY | | | | | | | Meeting Date | | 29-Jun-2020 | | |
ISIN | US2786421030 | | | | | | | Agenda | | 935220626 - Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of director: Anthony J. Bates | Management | | For | | For | | | | |
1B. | Election of director: Adriane M. Brown | Management | | For | | For | | | | |
1C. | Election of director: Jesse A. Cohn | Management | | For | | For | | | | |
1D. | Election of director: Diana Farrell | Management | | For | | For | | | | |
1E. | Election of director: Logan D. Green | Management | | For | | For | | | | |
1F. | Election of director: Bonnie S. Hammer | Management | | For | | For | | | | |
1G. | Election of director: Jamie Iannone | Management | | For | | For | | | | |
1H. | Election of director: Kathleen C. Mitic | Management | | For | | For | | | | |
1I. | Election of director: Matthew J. Murphy | Management | | For | | For | | | | |
1J. | Election of director: Pierre M. Omidyar | Management | | For | | For | | | | |
1K. | Election of director: Paul S. Pressler | Management | | For | | For | | | | |
1L. | Election of director: Robert H. Swan | Management | | For | | For | | | | |
1M. | Election of director: Perry M. Traquina | Management | | For | | For | | | | |
2. | Ratification of appointment of independent auditors. | Management | | For | | For | | | | |
3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | | | |
4. | Stockholder proposal regarding written consent, if properly presented. | Shareholder | | Against | | For | | | | |
Highlands REIT | | | | |
Security | Highlands REIT | | | | | | | Meeting Type | | Annual Meeting | |
Ticker Symbol | N/A | | | | | | | Meeting Date | | 4-Jun-20 | Vote Date: | 28-Apr-20 |
ISIN | N/A | | | | | | | Agenda | | Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1.01 | To elect Director: R David Turner | Management | | For | | For | | | | |
1.02 | To elect Director: Richard Vance | Management | | For | | For | | | | |
1.03 | To elect Director: Jeffrey L Shekell | Management | | For | | For | | | | |
2 | To ratify the appointment of Grant Thornton LLP as Highlands' independent registerd public accounting firm for fiscal year ending Devember 31, 2020 | Management | | For | | For | | | | |
Inventrust Properties Corp | | | | |
Security | Inventrust Properties Corp | | | | | | | Meeting Type | | Annual Meeting | |
Ticker Symbol | N/A | | | | | | | Meeting Date | | 7-May-20 | Vote Date: | 8-Apr-20 |
ISIN | N/A | | | | | | | Agenda | | Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1A. | Election of Director: Stuart Aitken | Management | | For | | For | | | | |
1B. | Election of Director: Amanda Black | Management | | For | | For | | | | |
1C. | Election of Director: Thomas F. Glavin | Management | | For | | For | | | | |
1D. | Election of Director: Thomas P. McGuinness | Management | | For | | For | | | | |
1E. | Election of Director: Scott A. Nelson | Management | | For | | For | | | | |
1F. | Election of Director: Paula J. Saban | Management | | For | | For | | | | |
1G. | Election of Director: Michael A. Stein | Management | | For | | For | | | | |
1H. | Election of Director: Julian E. Whitehurst | Management | | For | | For | | | | |
2 | Ratify the selection of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | | For | | For | | | | |
RS 17 Rexburg preferred | | | | |
Security | RS 17 Rexburg | | | | | | | Meeting Type | | N/A | |
Ticker Symbol | N/A | | | | | | | Meeting Date | | 5-Dec-19 | Vote Date: | 11-Dec-19 |
ISIN | N/A | | | | | | | Agenda | | Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
| To approve the contribution of part of the our land holdings, valued at $1,640,000, into RS 19 Rexburg Apartments, to be used in Phase I and phase II of "The Grove" (7 buidlings/190 units). In return for the land, RS17 Rexburg Preferred will receive a pro-rata number of Series A preferred Units in RS19 Rexburg Apartments. Rexburg Preferred will retain ownership of all remaining land, valued at roughly $7,060,000 per the February 2019 CBRE appraisal. | Management | | For | | For | | | | |
1 | Vote to approve the contribution of the land into RS19 Rexburg Apartments | Management | | For | | For | | | | |
Hauiki Road | | | | |
Security | Hauiki Road | | | | | | | Meeting Type | | N/A | |
Ticker Symbol | N/A | | | | | | | Meeting Date | | 1/27/2020 | Vote Date: | 1/27/2020 |
ISIN | N/A | | | | | | | Agenda | | Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
| | The settlement terms with Mr. Reuter discussed in our prior update now need to be voted on – he has conceptually agreed to the terms and our attorney is now drafting a settlement agreement. | |
| | Terms of the agreement: | | | |
| | ● Paying Mr. Reuter $50k up front and $100k from each of the first two sales or on August 31 and Oct 31, whichever comes first (total consideration of $250,000). | |
| | ● Mr. Reuter is transferring control and all assets associated with the project to an entity which Reef-PCG designates (this will allow the project to advance forward). | |
| | ● Reef-PCG, Stillwater and Mr. Reuter are mutually waiving all claims they have against each other. | |
| | ● A protective advance of the ~$800k that is needed to get the property to a stage where lot sales can begin will be raised. | |
| | The goal of this settlement agreement is to avoid a lengthy foreclosure process and gain control of the property which will allow the project to move forward. | |
| Vote to accept settlement agreement with Mr Reuter | Management | | For | | For | | | | |
Phillips Edison & Company inc | | | | |
Security | Phillips Edison and Co Inc | | | | | | | Meeting Type | | Annual Meetting | |
Ticker Symbol | N/A | | | | | | | Meeting Date | | 17-Jun-20 | Vote Date: | 15-Jun-20 |
ISIN | N/A | | | | | | | Agenda | | Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | Election of Directors | | | | | | | | | |
1a, | Jeffrey S Edison | Management | | For | | For | | | | |
1b. | Leslie T Chao | Management | | For | | For | | | | |
1c. | Elizabeth Fischer | Management | | For | | For | | | | |
1d. | Paul J Massey jr | Management | | For | | For | | | | |
1e. | Stephen R Quazzo | Management | | For | | For | | | | |
1f. | Jane Silfen | Management | | For | | For | | | | |
1g. | John A Strong | Management | | For | | For | | | | |
1h. | Gregory S Wood | Management | | For | | For | | | | |
2 | Approve a non-binding advisory resolution on executive compensation | Management | | For | | For | | | | |
3 | Approve the 2020 Omnibus Incentive plan | Management | | For | | For | | | | |
4 | Approve the amendment and restatement of our charter as set forth in the Fifth Articles of Amendment and restatement attached to the proxy statement. | Management | | For | | For | | | | |
5 | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2020 | Management | | For | | For | | | | |
Broadstone Net lease Inc | | | | |
Security | Braodstone Net lease Inc | | | | | | | Meeting Type | | Annual Meeting | |
Ticker Symbol | N/A | | | | | | | Meeting Date | | 7-May-20 | Vote Date: | N/A |
ISIN | N/A | | | | | | | Agenda | | Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | Election of Directors: | | | | | | | | | |
| Amy L. Tait | Management | | Not voted | | | | | | |
| Christopher J. Czarnecki | Management | | Not voted | | | | | | |
| Laurie A. Hawkes-Lead Independent Director | Management | | Not voted | | | | | | |
| David M. Jacobstein | Management | | Not voted | | | | | | |
| Agha S. Khan | Management | | Not voted | | | | | | |
| Shekar Narasimhan | Management | | Not voted | | | | | | |
| Geoffrey H. Rosenberger | Management | | Not voted | | | | | | |
| Dr. James H. Watters | Management | | Not voted | | | | | | |
2 | Ratification of Deloitte & Touche LLP as our independent accounting firm for our fiscal year | Management | | Not voted | | | | | | |
| ending December 31, 2020. | | | | | | | | | |
Atlas Fintech Holdings Corp | | | | |
Security | Atlas Fintech Holdings Corp | | | | | | | Meeting Type | | Annual Meeting | |
Ticker Symbol | N/A | | | | | | | Meeting Date | | 21-Nov-19 | Vote Date: | N/A |
ISIN | N/A | | | | | | | Agenda | | Management | |
| | | | | | | | | | | | | | | | | | | | | | | |
Item | Proposal | | Proposed by | | Vote | | For/Against Management | | | | |
1 | RESOLUTION: To reappoint Mr. Trifon Houvardas to represent the shareholders as a member of the Board of Directors as set forth in Article Vlll, Section 3 of the Articles of lncorporation for Atlas Fin Tech Holdings Corp., and to continue to serve until the next Annual Meeting of shareholders. | Management | | Not voted | | | | | | |
2 | RESOLUTION: To reappoint Mr. Thomas Hammond to represent the shareholders as a member of the Board of Directors as set forth in Article Vlll, Section 3 of the Articles of Incorporation for Atlas Fin Tech Holdings Corp., and to continue to serve until the next Annual Meeting of shareholders. | Management | | Not voted | | | | | | |
| | | | |
| | | | | | | | | | | | | | | | | | | | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.