UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22888
Wildermuth Fund
(Exact name of registrant as specified in charter)
818 A1A Hwy, Suite 301, Ponte Vedra Beach, Florida 32082
(Address of principal executive offices) (Zip code)
Daniel Wildermuth
Wildermuth Advisory, LLC
818 A1A Hwy, Suite 301
Ponte Vedra Beach, Florida 32082
(Name and address of agent for service)
Copies to:
Karen A. Aspinall
Practus, LLP
3857 Birch St. PMB 2241
Newport Beach, CA 92660
Registrant's telephone number, including area code: (678) 222-1100
Date of fiscal year end: March 31
Date of reporting period: July 1, 2021 – June 30, 2022
Item 1. Proxy Voting Record
Investment Company Report
Wildermuth Fund Proxy voting July 1, 2021 - June 30, 2022 | ||||||||
INVENTRUST | ||||||||
Security | N/A | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | N/A | Meeting Date | 5-May-22 | |||||
ISIN | N/A | Agenda | Management | |||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
1a. | Election of Director: Stuart Aitken | Management | For | For | For | |||
1b. | Election of Director: Amanda Black | Management | For | For | For | |||
1c. | Election of Director: Daniel J. Busch | Management | For | For | For | |||
1d. | Election of Director: Thomas F. Glavin | Management | For | For | For | |||
1e. | Election of Director: Scott A.Nelson | Management | For | For | For | |||
1f. | Election of Director: Paula J. Saban | Management | For | For | For | |||
1g. | Election of Director: Michael A. Stein | Management | For | For | For | |||
1h. | Election of Director: Julian E. Whitehurst | Management | For | For | For | |||
2 | Ratify the election of KPMG LLC as our independent registered public accounting firm for the year ending December 31, 2022 | Management | For | For | For | |||
3 | Approval of an amendment of our charter permitting our bylaws (the "Bylaws") to require stockholder approval for the amendment of certain provisions of our Bylaws relating to the Maryland Business Combination Act or the Maryland Control Share Acquisition Act. | Management | For | For | For | |||
ARCTRUST, INC | ||||||||
Security | N/A | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | N/A | Meeting Date | 16-Jun-22 | |||||
ISIN | N/A | Agenda | Management | |||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
1.01 | Election of Director: Alan Goldstein | Management | For | For | For | |||
1.02 | Election of Director: William Cottongim | Management | For | For | For | |||
Cottonwood Communities | ||||||||
Security | N/A | Meeting Type | Annual 2021 General Meeting | |||||
Ticker Symbol | N/A | Meeting Date | 16-Dec-21 | |||||
ISIN | N/A | Agenda | Management | |||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
1a. | Election of Director to hold office for one-year term expiring in 2022: Chad Christensen | Management | For | For | For | |||
1b. | Election of Director to hold office for one-year term expiring in 2022: Jonathan Gardner | Management | For | For | For | |||
1c. | Election of Director to hold office for one-year term expiring in 2022: John Lunt | Management | For | For | For | |||
1d. | Election of Director to hold office for one-year term expiring in 2022: Daniel Shaeffer | Management | For | For | For | |||
1e. | Election of Director to hold office for one-year term expiring in 2022: Philip White | Management | For | For | For | |||
2 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||
3 | Approval of the amendment to the Company's Charter to remove Article XVIII from the Charter. | Management | For | For | For | |||
4 | Approval of a proposal that would permit the Company to proceed with the voting on only the proposals that have received sufficient votes to be approved at the annual meeting, and them subsequently, to adjourn the annual meeting to solicit additioanl proxies to vote in favor of the proposal that has not received sufficient votes to be approved at the annual meeting. | Management | For | For | For | |||
Auda Asia | ||||||||
Security | N/A | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | N/A | Meeting Date | 24-Jun-22 | |||||
ISIN | N/A | Agenda | Management | |||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
1 | Acknowledgement of the report of the board of managers of the General Partner of the Partnership for the financial year ended 31 December 2021. | Management | For | For | For | |||
2 | Acknowledgement of the report of the auditor of the Partnership for the financial year ended 31 December 2021. | Management | For | For | For | |||
3 | Approval of the audited annual accounts for the financial year ended 31 December 2021. | Management | For | For | For | |||
4 | Allocation of the results for the financial year ended 31 December 2021 - carry forward the combined net investment profit amounting to EUR 7,282,354. | Management | For | For | For | |||
5 | Discharge to the managers of the General Partner of the Partnership with respect to the performance of their duties for the financial year ended 31 December 2021. | Management | For | For | For | |||
6 | Renewal of the mandate of Ernst & Young S.A. as auditor of the Partnership to serve until the next annual general meeting of the partners which will deliberate on the audited annual accounts for the financial year ending 31 December 2022. | Management | For | For | For | |||
7 | Power of attorney and authorisation of the General Partner with full pwer of substitution, to perform all the necessary registration , publication and regulatory formalities regarding the execution of the above resolutions. | Legal requirement, no vote required | N/A | N/A | N/A |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Wildermuth Fund | |
By (Signature and Title) | /s/ Daniel Wildermuth | |
Daniel Wildermuth | ||
Trustee, Chairman of the Board, President and Chief Executive Officer | ||
Date: | 8/22/2022 |