UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22885
Broadview Funds Trust
(Exact name of registrant as specified in charter)
330 East Kilbourn Avenue, Suite 1475
Milwaukee, Wisconsin 53202
(Address of principal executive offices) (Zip code)
(414) 918-3900
(Registrant's telephone number)
The Corporation Trust Company
1209 Orange Street
Wilmington, Delaware 19801
(Name and Address of Agent for Service)
Date of fiscal year end: September 30
Date of reporting period: July 1, 2017 - June 30, 2018
Item 1 – Proxy Voting Record.
Investment Company Report
VWR CORPORATION | |||||||
Security | 91843L103 | Meeting Type | Special | ||||
Ticker Symbol | VWR | Meeting Date | 13-Jul-2017 | ||||
ISIN | US91843L1035 | Agenda | 934651375 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), DATED AS OF MAY 4, 2016, BY AND AMONG AVANTOR, INC., VAIL ACQUISITION CORP AND VWR CORPORATION. | Management | For | For | |||
2. | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, SPECIFIED COMPENSATION THAT MAY BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF VWR CORPORATION IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | |||
3. | TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY AND TO THE EXTENT PERMITTED BY THE MERGER AGREEMENT, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||
MGIC INVESTMENT CORPORATION | |||||||
Security | 552848103 | Meeting Type | Annual | ||||
Ticker Symbol | MTG | Meeting Date | 26-Jul-2017 | ||||
ISIN | US5528481030 | Agenda | 934650715 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | DANIEL A. ARRIGONI | For | For | ||||
2 | CASSANDRA C. CARR | For | For | ||||
3 | C. EDWARD CHAPLIN | For | For | ||||
4 | CURT S. CULVER | For | For | ||||
5 | TIMOTHY A. HOLT | For | For | ||||
6 | KENNETH M. JASTROW, II | For | For | ||||
7 | MICHAEL E. LEHMAN | For | For | ||||
8 | GARY A. POLINER | For | For | ||||
9 | PATRICK SINKS | For | For | ||||
10 | MARK M. ZANDI | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||
3. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | For | |||
REXNORD CORPORATION | |||||||
Security | 76169B102 | Meeting Type | Annual | ||||
Ticker Symbol | RXN | Meeting Date | 27-Jul-2017 | ||||
ISIN | US76169B1026 | Agenda | 934643203 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | THOMAS D. CHRISTOPOUL | For | For | ||||
2 | PAUL W. JONES | For | For | ||||
3 | JOHN S. STROUP | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | For | For | |||
CHUY'S HOLDINGS, INC. | |||||||
Security | 171604101 | Meeting Type | Annual | ||||
Ticker Symbol | CHUY | Meeting Date | 27-Jul-2017 | ||||
ISIN | US1716041017 | Agenda | 934646564 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | STEVE HISLOP | For | For | ||||
2 | JOHN ZAPP | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF RSM US LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||
PANDORA MEDIA, INC. | |||||||
Security | 698354107 | Meeting Type | Annual | ||||
Ticker Symbol | P | Meeting Date | 07-Aug-2017 | ||||
ISIN | US6983541078 | Agenda | 934654333 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF CLASS III DIRECTOR: JASON HIRSCHHORN | Management | For | For | |||
2. | TO APPROVE AN AMENDMENT TO THE 2014 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES AVAILABLE THEREUNDER BY 6,000,000 SHARES. | Management | For | For | |||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Management | For | For | |||
ACXIOM CORPORATION | |||||||
Security | 005125109 | Meeting Type | Annual | ||||
Ticker Symbol | ACXM | Meeting Date | 08-Aug-2017 | ||||
ISIN | US0051251090 | Agenda | 934654054 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: TIMOTHY R. CADOGAN | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: WILLIAM T. DILLARD II | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: SCOTT E. HOWE | Management | For | For | |||
2. | APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE COMPANY'S AMENDED AND RESTATED 2005 EQUITY COMPENSATION PLAN (THE "2005 PLAN") AND REAPPROVAL OF THE 2005 PLAN'S PERFORMANCE GOALS | Management | For | For | |||
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||
4. | ADVISORY (NON-BINDING) VOTE TO SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||
5. | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR FISCAL YEAR 2018 | Management | For | For | |||
COMMVAULT SYSTEMS, INC. | |||||||
Security | 204166102 | Meeting Type | Annual | ||||
Ticker Symbol | CVLT | Meeting Date | 24-Aug-2017 | ||||
ISIN | US2041661024 | Agenda | 934657389 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | ELECTION OF DIRECTOR: ALAN G. BUNTE | Management | For | For | |||
1.2 | ELECTION OF DIRECTOR: FRANK J. FANZILLI, JR. | Management | For | For | |||
1.3 | ELECTION OF DIRECTOR: DANIEL PULVER | Management | For | For | |||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | |||
3. | APPROVE AMENDMENT PROVIDING ADDITIONAL SHARES FOR GRANT UNDER THE COMPANY'S OMNIBUS INCENTIVE PLAN. | Management | For | For | |||
4. | APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||
5. | APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||
KLX INC. | |||||||
Security | 482539103 | Meeting Type | Annual | ||||
Ticker Symbol | KLXI | Meeting Date | 24-Aug-2017 | ||||
ISIN | US4825391034 | Agenda | 934657846 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | RICHARD G. HAMERMESH | For | For | ||||
2 | THEODORE L. WEISE | For | For | ||||
3 | JOHN T. WHATES, ESQ. | For | For | ||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | |||
FIRST HORIZON NATIONAL CORPORATION | |||||||
Security | 320517105 | Meeting Type | Special | ||||
Ticker Symbol | FHN | Meeting Date | 07-Sep-2017 | ||||
ISIN | US3205171057 | Agenda | 934664459 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | APPROVAL OF THE ISSUANCE OF SHARES OF FIRST HORIZON COMMON STOCK IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 3, 2017, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG FIRST HORIZON, CAPITAL BANK FINANCIAL CORP. AND FIRESTONE SUB, INC. | Management | For | For | |||
2. | APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE FIRST HORIZON SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE FIRST HORIZON STOCK ISSUANCE PROPOSAL (ITEM 1 ABOVE). | Management | For | For | |||
FRESHPET, INC. | |||||||
Security | 358039105 | Meeting Type | Annual | ||||
Ticker Symbol | FRPT | Meeting Date | 19-Sep-2017 | ||||
ISIN | US3580391056 | Agenda | 934665677 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | CHARLES A. NORRIS | For | For | ||||
2 | WILLIAM B. CYR | For | For | ||||
3 | JONATHAN S. MARLOW | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |||
3. | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SECTION 3 OF ARTICLE TWELVE, THE LITIGATION COSTS PROVISION. | Management | For | For | |||
NXSTAGE MEDICAL, INC. | |||||||
Security | 67072V103 | Meeting Type | Special | ||||
Ticker Symbol | NXTM | Meeting Date | 27-Oct-2017 | ||||
ISIN | US67072V1035 | Agenda | 934683194 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AUGUST 7, 2017, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG NXSTAGE, FRESENIUS MEDICAL CARE HOLDINGS, INC. AND BROADWAY RENAL SERVICES, INC. PURSUANT TO WHICH BROADWAY RENAL SERVICES, INC. WOULD MERGE WITH AND INTO NXSTAGE. | Management | For | For | |||
2. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO NXSTAGE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | |||
3. | TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL 1 AT THE SPECIAL MEETING. | Management | For | For | |||
CATALENT, INC. | |||||||
Security | 148806102 | Meeting Type | Annual | ||||
Ticker Symbol | CTLT | Meeting Date | 02-Nov-2017 | ||||
ISIN | US1488061029 | Agenda | 934678965 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | ELECTION OF DIRECTOR: ROLF CLASSON | Management | For | For | |||
1B. | ELECTION OF DIRECTOR: GREGORY T. LUCIER | Management | For | For | |||
1C. | ELECTION OF DIRECTOR: UWE ROHRHOFF | Management | For | For | |||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY. | Management | For | For | |||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). | Management | For | For | |||
4. | TO APPROVE THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT FOR SHAREHOLDERS TO AMEND OUR BYLAWS. | Management | For | For | |||
5. | TO APPROVE THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT FOR SHAREHOLDERS TO REMOVE DIRECTORS FOR CAUSE. | Management | For | For | |||
6. | TO APPROVE THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE OBSOLETE PROVISIONS AND MAKE OTHER NON-SUBSTANTIVE AND CONFORMING CHANGES. | Management | For | For | |||
WHITING PETROLEUM CORPORATION | |||||||
Security | 966387102 | Meeting Type | Special | ||||
Ticker Symbol | WLL | Meeting Date | 08-Nov-2017 | ||||
ISIN | US9663871021 | Agenda | 934682065 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | ADOPTION AND APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO EFFECT (A) A REVERSE STOCK SPLIT OF THE OUTSTANDING SHARES OF WHITING'S COMMON STOCK AND (B) A REDUCTION IN THE NUMBER OF AUTHORIZED SHARES OF WHITING'S COMMON STOCK, EACH AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||
PREMIER, INC. | |||||||
Security | 74051N102 | Meeting Type | Annual | ||||
Ticker Symbol | PINC | Meeting Date | 01-Dec-2017 | ||||
ISIN | US74051N1028 | Agenda | 934689576 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | ERIC J. BIEBER, MD | For | For | ||||
2 | STEPHEN R. D'ARCY | For | For | ||||
3 | WILLIAM B. DOWNEY | For | For | ||||
4 | PHILIP A. INCARNATI | For | For | ||||
5 | MARC D. MILLER | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | |||
3. | APPROVAL OF A PROPOSAL TO INCREASE THE NON-EMPLOYEE DIRECTOR COMPENSATION LIMIT UNDER THE 2013 EQUITY INCENTIVE PLAN. | Management | For | For | |||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING. | Management | For | For | |||
MSC INDUSTRIAL DIRECT CO., INC. | |||||||
Security | 553530106 | Meeting Type | Annual | ||||
Ticker Symbol | MSM | Meeting Date | 25-Jan-2018 | ||||
ISIN | US5535301064 | Agenda | 934712870 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | MITCHELL JACOBSON | For | For | ||||
2 | ERIK GERSHWIND | For | For | ||||
3 | JONATHAN BYRNES | For | For | ||||
4 | ROGER FRADIN | For | For | ||||
5 | LOUISE GOESER | For | For | ||||
6 | MICHAEL KAUFMANN | For | For | ||||
7 | DENIS KELLY | For | For | ||||
8 | STEVEN PALADINO | For | For | ||||
9 | PHILIP PELLER | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | |||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||
4. | TO CONDUCT AN ADVISORY VOTE ON THE PREFERRED FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||
SENSATA TECHNOLOGIES HOLDING N.V. | |||||||
Security | N7902X106 | Meeting Type | Special | ||||
Ticker Symbol | ST | Meeting Date | 16-Feb-2018 | ||||
ISIN | NL0009324904 | Agenda | 934722819 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To approve the amendment of the articles of association of Sensata Technologies Holding N.V. in connection with the proposed merger of Sensata Technologies Holding N.V. into Sensata Technologies Holding plc, and authorize any and all lawyers and (deputy) civil law notaries practicing at Loyens & Loeff N.V., Amsterdam, the Netherlands to execute the notarial deed of amendment of the articles of association to effect the aforementioned amendment of the Sensata Technologies Holding N.V. articles of association. | Management | For | For | |||
2. | To approve the cross-border merger between Sensata Technologies Holding N.V. and Sensata Technologies Holding plc, with Sensata Technologies Holding N.V. as the disappearing entity and Sensata Technologies Holding plc as the surviving entity pursuant to the common draft terms of the cross-border legal merger as disclosed in the Proxy Statement / Prospectus. | Management | For | For | |||
PTC INC. | |||||||
Security | 69370C100 | Meeting Type | Annual | ||||
Ticker Symbol | PTC | Meeting Date | 08-Mar-2018 | ||||
ISIN | US69370C1009 | Agenda | 934721867 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Janice Chaffin | For | For | ||||
2 | Phillip Fernandez | For | For | ||||
3 | Donald Grierson | For | For | ||||
4 | James Heppelmann | For | For | ||||
5 | Klaus Hoehn | For | For | ||||
6 | Paul Lacy | For | For | ||||
7 | Corinna Lathan | For | For | ||||
8 | Robert Schechter | For | For | ||||
2. | Advisory vote to approve the compensation of our named executive officers (say-on-pay). | Management | For | For | |||
3. | Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | |||
MARVELL TECHNOLOGY GROUP LTD. | |||||||
Security | G5876H105 | Meeting Type | Special | ||||
Ticker Symbol | MRVL | Meeting Date | 16-Mar-2018 | ||||
ISIN | BMG5876H1051 | Agenda | 934727073 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Share Issuance Proposal: To approve the issuance of Marvell common shares (the "Marvell Share Issuance") in connection with the merger (the "Merger") of Kauai Acquisition Corp. with and into Cavium, Inc.("Cavium"), with Cavium continuing as the surviving corporation in the Merger and as a direct wholly owned subsidiary of Marvell Technology, Inc. | Management | For | For | |||
2. | Adjournment Proposal: To approve adjournments of the Marvell general meeting, if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Marvell general meeting to approve the Marvell Share Issuance (the "Marvell Adjournment Proposal"). | Management | For | For | |||
KEYSIGHT TECHNOLOGIES, INC. | |||||||
Security | 49338L103 | Meeting Type | Annual | ||||
Ticker Symbol | KEYS | Meeting Date | 22-Mar-2018 | ||||
ISIN | US49338L1035 | Agenda | 934725574 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of Director: Ronald S. Nersesian | Management | For | For | |||
1.2 | Election of Director: Charles J. Dockendorff | Management | For | For | |||
1.3 | Election of Director: Robert A. Rango | Management | For | For | |||
2. | To approve the Amendment and Restatement of the 2014 Equity and Incentive Compensation Plan. | Management | For | For | |||
3. | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Keysight's independent public accounting firm. | Management | For | For | |||
4. | To approve, on an advisory basis, the compensation of Keysight's named executive officers. | Management | For | For | |||
CIENA CORPORATION | |||||||
Security | 171779309 | Meeting Type | Annual | ||||
Ticker Symbol | CIEN | Meeting Date | 03-Apr-2018 | ||||
ISIN | US1717793095 | Agenda | 934729015 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Election of Class III Director: Bruce L. Claflin | Management | For | For | |||
1B. | Election of Class III Director: Patrick T. Gallagher | Management | For | For | |||
1C. | Election of Class III Director: T. Michael Nevens | Management | For | For | |||
1D. | Election of Class II Director: William D. Fathers | Management | For | For | |||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2018. | Management | For | For | |||
3. | Advisory vote on our named executive officer compensation, as described in these proxy materials. | Management | For | For | |||
AMN HEALTHCARE SERVICES, INC. | |||||||
Security | 001744101 | Meeting Type | Annual | ||||
Ticker Symbol | AMN | Meeting Date | 18-Apr-2018 | ||||
ISIN | US0017441017 | Agenda | 934736717 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of Director: Mark G. Foletta | Management | For | For | |||
1.2 | Election of Director: R. Jeffrey Harris | Management | For | For | |||
1.3 | Election of Director: Michael M.E. Johns, M.D. | Management | For | For | |||
1.4 | Election of Director: Martha H. Marsh | Management | For | For | |||
1.5 | Election of Director: Susan R. Salka | Management | For | For | |||
1.6 | Election of Director: Andrew M. Stern | Management | For | For | |||
1.7 | Election of Director: Paul E. Weaver | Management | For | For | |||
1.8 | Election of Director: Douglas D. Wheat | Management | For | For | |||
2. | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers | Management | For | For | |||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018 | Management | For | For | |||
4. | A shareholder proposal entitled: "Special Shareowner Meetings Improvement" | Shareholder | Against | For | |||
MOBILE MINI, INC. | |||||||
Security | 60740F105 | Meeting Type | Annual | ||||
Ticker Symbol | MINI | Meeting Date | 20-Apr-2018 | ||||
ISIN | US60740F1057 | Agenda | 934733800 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Election of Director: Michael L. Watts | Management | For | For | |||
1B. | Election of Director: Erik Olsson | Management | For | For | |||
1C. | Election of Director: Sara R. Dial | Management | For | For | |||
1D. | Election of Director: Jeffrey S. Goble | Management | For | For | |||
1E. | Election of Director: James J. Martell | Management | For | For | |||
1F. | Election of Director: Stephen A McConnell | Management | For | For | |||
1G. | Election of Director: Frederick G. McNamee, III | Management | For | For | |||
1H. | Election of Director: Kimberly J. McWaters | Management | For | For | |||
1I. | Election of Director: Lawrence Trachtenberg | Management | For | For | |||
2. | Ratify the selection of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the year ending December 31, 2018. | Management | For | For | |||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||
CRANE CO. | |||||||
Security | 224399105 | Meeting Type | Annual | ||||
Ticker Symbol | CR | Meeting Date | 23-Apr-2018 | ||||
ISIN | US2243991054 | Agenda | 934744459 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of Director: Martin R. Benante | Management | For | For | |||
1.2 | Election of Director: Donald G. Cook | Management | For | For | |||
1.3 | Election of Director: R. S. Evans | Management | For | For | |||
1.4 | Election of Director: Ronald C. Lindsay | Management | For | For | |||
1.5 | Election of Director: Philip R. Lochner, Jr. | Management | For | For | |||
1.6 | Election of Director: Charles G. McClure, Jr. | Management | For | For | |||
1.7 | Election of Director: Max H. Mitchell | Management | For | For | |||
2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2018. | Management | For | For | |||
3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | |||
4. | Approval of the 2018 Stock Incentive Plan. | Management | For | For | |||
FIRST HORIZON NATIONAL CORPORATION | |||||||
Security | 320517105 | Meeting Type | Annual | ||||
Ticker Symbol | FHN | Meeting Date | 24-Apr-2018 | ||||
ISIN | US3205171057 | Agenda | 934737795 - Management | ||||
Item | Proposal | Vote | |||||
1A. | Election of Director: John C. Compton | Management | For | For | |||
1B. | Election of Director: Mark A. Emkes | Management | For | For | |||
1C. | Election of Director: Peter N. Foss | Management | For | For | |||
1D. | Election of Director: Corydon J. Gilchrist | Management | For | For | |||
1E. | Election of Director: D. Bryan Jordan | Management | For | For | |||
1F. | Election of Director: Scott M. Niswonger | Management | For | For | |||
1G. | Election of Director: Vicki R. Palmer | Management | For | For | |||
1H. | Election of Director: Colin V. Reed | Management | For | For | |||
1I. | Election of Director: Cecelia D. Stewart | Management | For | For | |||
1J. | Election of Director: Rajesh Subramaniam | Management | For | For | |||
1K. | Election of Director: R. Eugene Taylor | Management | For | For | |||
1L. | Election of Director: Luke Yancy III | Management | For | For | |||
2. | Approval of technical amendments to modernize First Horizon's Restated Charter | Management | For | For | |||
3. | Approval of an advisory resolution to approve executive compensation | Management | For | For | |||
4. | Ratification of appointment of KPMG LLP as auditors | Management | For | For | |||
IMPERVA INC | |||||||
Security | 45321L100 | Meeting Type | Annual | ||||
Ticker Symbol | IMPV | Meeting Date | 24-Apr-2018 | ||||
ISIN | US45321L1008 | Agenda | 934742974 - Management | ||||
Item | Proposal | Vote | |||||
1. | DIRECTOR | Management | |||||
1 | Roger Sippl | For | For | ||||
2 | Allan Tessler | For | For | ||||
2. | PROPOSAL TO APPROVE THE NON-BINDING ADVISORY RESOLUTION RELATING TO NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||
KFORCE INC. | |||||||
Security | 493732101 | Meeting Type | Annual | ||||
Ticker Symbol | KFRC | Meeting Date | 24-Apr-2018 | ||||
ISIN | US4937321010 | Agenda | 934757898 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | David L. Dunkel | For | For | ||||
2 | Mark F. Furlong | For | For | ||||
3 | Randall A. Mehl | For | For | ||||
4 | N. John Simmons | For | For | ||||
2. | Ratify the appointment of Deloitte & Touche LLP as Kforce's independent registered public accountants for 2018. | Management | For | For | |||
3. | Advisory vote on Kforce's executive compensation. | Management | For | For | |||
CHEMICAL FINANCIAL CORPORATION | |||||||
Security | 163731102 | Meeting Type | Annual | ||||
Ticker Symbol | CHFC | Meeting Date | 25-Apr-2018 | ||||
ISIN | US1637311028 | Agenda | 934741554 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | James R. Fitterling | For | For | ||||
2 | Ronald A. Klein | For | For | ||||
3 | Richard M. Lievense | For | For | ||||
4 | Barbara J. Mahone | For | For | ||||
5 | Barbara L. McQuade | For | For | ||||
6 | John E. Pelizzari | For | For | ||||
7 | David T. Provost | For | For | ||||
8 | Thomas C. Shafer | For | For | ||||
9 | Larry D. Stauffer | For | For | ||||
10 | Jeffrey L. Tate | For | For | ||||
11 | Gary Torgow | For | For | ||||
12 | Arthur A. Weiss | For | For | ||||
13 | Franklin C. Wheatlake | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | |||
3. | Advisory Approval of Executive Compensation. | Management | For | For | |||
OLIN CORPORATION | |||||||
Security | 680665205 | Meeting Type | Annual | ||||
Ticker Symbol | OLN | Meeting Date | 26-Apr-2018 | ||||
ISIN | US6806652052 | Agenda | 934736729 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of director: Donald W. Bogus | Management | For | For | |||
1.2 | Election of director: Earl L. Shipp | Management | For | For | |||
1.3 | Election of director: Vincent J. Smith | Management | For | For | |||
1.4 | Election of director: Carol A. Williams | Management | For | For | |||
2. | Approval of the Olin Corporation 2018 Long Term Incentive Plan. | Management | For | For | |||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||
4. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | |||
ASTEC INDUSTRIES, INC. | |||||||
Security | 046224101 | Meeting Type | Annual | ||||
Ticker Symbol | ASTE | Meeting Date | 26-Apr-2018 | ||||
ISIN | US0462241011 | Agenda | 934736844 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Daniel K. Frierson | For | For | ||||
2 | Glen E. Tellock | For | For | ||||
3 | James B. Baker | For | For | ||||
2. | To approve the Compensation of the Company's named executive officers. | Management | For | For | |||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. | Management | For | For | |||
COBIZ FINANCIAL INC. | |||||||
Security | 190897108 | Meeting Type | Annual | ||||
Ticker Symbol | COBZ | Meeting Date | 26-Apr-2018 | ||||
ISIN | US1908971088 | Agenda | 934741352 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Steven Bangert | Management | For | For | |||
1b. | Election of Director: Michael G. Hutchinson | Management | For | For | |||
1c. | Election of Director: Angela M. MacPhee | Management | For | For | |||
1d. | Election of Director: Joel R. Montbriand | Management | For | For | |||
1e. | Election of Director: Jonathan P. Pinkus | Management | For | For | |||
1f. | Election of Director: Mary K. Rhinehart | Management | For | For | |||
1g. | Election of Director: Noel N. Rothman | Management | For | For | |||
1h. | Election of Director: Terrance M. Scanlan | Management | For | For | |||
1i. | Election of Director: Bruce H. Schroffel | Management | For | For | |||
1j. | Election of Director: Mary Beth Vitale | Management | For | For | |||
1k. | Election of Director: Marc S. Wallace | Management | For | For | |||
1l. | Election of Director: Willis T. Wiedel | Management | For | For | |||
2. | An advisory (nonbinding) shareholder approval of executive compensation. | Management | For | For | |||
3. | The ratification (nonbinding) of the selection of Crowe Horwath LLP as the independent registered public accounting firm | Management | For | For | |||
4. | An advisory (nonbinding) vote to determine the compensation of the Company's executives will occur every 1, 2, or 3 years. | Management | 1 Year | For | |||
WELBILT, INC. | |||||||
Security | 949090104 | Meeting Type | Annual | ||||
Ticker Symbol | WBT | Meeting Date | 27-Apr-2018 | ||||
ISIN | US9490901041 | Agenda | 934738696 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Cynthia M. Egnotovich | Management | For | For | |||
1b. | Election of Director: Dino J. Bianco | Management | For | For | |||
1c. | Election of Director: Joan K. Chow | Management | For | For | |||
1d. | Election of Director: Thomas D. Davis | Management | For | For | |||
1e. | Election of Director: Janice L. Fields | Management | For | For | |||
1f. | Election of Director: Brian R. Gamache | Management | For | For | |||
1g. | Election of Director: Andrew Langham | Management | For | For | |||
1h. | Election of Director: Hubertus M. Muehlhaeuser | Management | For | For | |||
2. | The approval, on an advisory basis, of the 2017 compensation of the Company's named executive officers. | Management | For | For | |||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||
MRC GLOBAL INC. | |||||||
Security | 55345K103 | Meeting Type | Annual | ||||
Ticker Symbol | MRC | Meeting Date | 27-Apr-2018 | ||||
ISIN | US55345K1034 | Agenda | 934741667 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I | DIRECTOR | Management | |||||
1 | Rhys J. Best | For | For | ||||
2 | Deborah G. Adams | For | For | ||||
3 | Leonard M. Anthony | For | For | ||||
4 | Barbara J. Duganier | For | For | ||||
5 | Craig Ketchum | For | For | ||||
6 | Gerard P. Krans | For | For | ||||
7 | Andrew R. Lane | For | For | ||||
8 | Cornelis A. Linse | For | For | ||||
9 | John A. Perkins | For | For | ||||
10 | H.B. Wehrle, III | For | For | ||||
11 | Robert L. Wood | For | For | ||||
II | Approve a non-binding advisory resolution approving the Company's named executive officer compensation. | Management | For | For | |||
III | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2018. | Management | For | For | |||
SELECT MEDICAL HOLDINGS CORPORATION | |||||||
Security | 81619Q105 | Meeting Type | Annual | ||||
Ticker Symbol | SEM | Meeting Date | 01-May-2018 | ||||
ISIN | US81619Q1058 | Agenda | 934737581 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of Director: James S. Ely III | Management | For | For | |||
1.2 | Election of Director: Rocco A. Ortenzio | Management | For | For | |||
1.3 | Election of Director: Thomas A. Scully | Management | For | For | |||
2. | Non-Binding Advisory Vote on Executive Compensation | Management | For | For | |||
3. | Vote to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018 | Management | For | For | |||
WHITING PETROLEUM CORPORATION | |||||||
Security | 966387409 | Meeting Type | Annual | ||||
Ticker Symbol | WLL | Meeting Date | 01-May-2018 | ||||
ISIN | US9663874090 | Agenda | 934746491 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | William N. Hahne | For | For | ||||
2 | Bradley J. Holly | For | For | ||||
2. | Approval, by Advisory Vote, on Compensation of Named Executive Officers. | Management | For | For | |||
3. | Ratification of Appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm for 2018. | Management | For | For | |||
CARLISLE COMPANIES INCORPORATED | |||||||
Security | 142339100 | Meeting Type | Annual | ||||
Ticker Symbol | CSL | Meeting Date | 02-May-2018 | ||||
ISIN | US1423391002 | Agenda | 934743306 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Election of Director: James D. Frias | Management | For | For | |||
1B. | Election of Director: Corrine D. Ricard | Management | For | For | |||
1C. | Election of Director: Lawrence A. Sala | Management | For | For | |||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2018. | Management | For | For | |||
3. | To approve, on an advisory basis, the Company's named executive officer compensation in fiscal 2017. | Management | For | For | |||
BRUNSWICK CORPORATION | |||||||
Security | 117043109 | Meeting Type | Annual | ||||
Ticker Symbol | BC | Meeting Date | 02-May-2018 | ||||
ISIN | US1170431092 | Agenda | 934745398 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Manuel A. Fernandez | Management | For | For | |||
1b. | Election of Director: Mark D. Schwabero | Management | For | For | |||
1c. | Election of Director: David V. Singer | Management | For | For | |||
1d. | Election of Director: J. Steven Whisler | Management | For | For | |||
2. | The approval of amendments to our Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | |||
3. | The approval of the compensation of our Named Executive Officers on an advisory basis. | Management | For | For | |||
4. | The ratification of the Audit Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||
REALOGY HOLDINGS CORP. | |||||||
Security | 75605Y106 | Meeting Type | Annual | ||||
Ticker Symbol | RLGY | Meeting Date | 02-May-2018 | ||||
ISIN | US75605Y1064 | Agenda | 934745994 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A | Election of Director: Fiona P. Dias | Management | For | For | |||
1B | Election of Director: Matthew J. Espe | Management | For | For | |||
1C | Election of Director: V. Ann Hailey | Management | For | For | |||
1D | Election of Director: Duncan L. Niederauer | Management | For | For | |||
1E | Election of Director: Ryan M. Schneider | Management | For | For | |||
1F | Election of Director: Sherry M. Smith | Management | For | For | |||
1G | Election of Director: Christopher S. Terrill | Management | For | For | |||
1H | Election of Director: Michael J. Williams | Management | For | For | |||
2. | Advisory Approval of the Compensation of Our Named Executive Officers. | Management | For | For | |||
3. | Ratification of the Appointment of PricewaterhouseCoopers LLP to serve as our Independent Registered Public Accounting Firm for 2018. | Management | For | For | |||
4. | Approval of the Realogy Holdings Corp. 2018 Long-Term Incentive Plan. | Management | For | For | |||
UNIT CORPORATION | |||||||
Security | 909218109 | Meeting Type | Annual | ||||
Ticker Symbol | UNT | Meeting Date | 02-May-2018 | ||||
ISIN | US9092181091 | Agenda | 934752937 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of Director: Gary R. Christopher | Management | For | For | |||
1.2 | Election of Director: Robert J. Sullivan Jr. | Management | For | For | |||
2. | Approve, on an advisory basis, our named executive officers' compensation. | Management | For | For | |||
3. | Ratify the selection of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for fiscal year 2018. | Management | For | For | |||
ENCOMPASS HEALTH CORPORATION | |||||||
Security | 29261A100 | Meeting Type | Annual | ||||
Ticker Symbol | EHC | Meeting Date | 03-May-2018 | ||||
ISIN | US29261A1007 | Agenda | 934745730 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: John W. Chidsey | Management | For | For | |||
1b. | Election of Director: Donald L. Correll | Management | For | For | |||
1c. | Election of Director: Yvonne M. Curl | Management | For | For | |||
1d. | Election of Director: Charles M. Elson | Management | For | For | |||
1e. | Election of Director: Joan E. Herman | Management | For | For | |||
1f. | Election of Director: Leo I. Higdon, Jr. | Management | For | For | |||
1g. | Election of Director: Leslye G. Katz | Management | For | For | |||
1h. | Election of Director: John E. Maupin, Jr. | Management | For | For | |||
1i. | Election of Director: Nancy M. Schlichting | Management | For | For | |||
1j. | Election of Director: L. Edward Shaw, Jr. | Management | For | For | |||
1k. | Election of Director: Mark J. Tarr | Management | For | For | |||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2018. | Management | For | For | |||
3. | An advisory vote to approve executive compensation. | Management | For | For | |||
OASIS PETROLEUM INC | |||||||
Security | 674215108 | Meeting Type | Annual | ||||
Ticker Symbol | OAS | Meeting Date | 03-May-2018 | ||||
ISIN | US6742151086 | Agenda | 934745742 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | William J. Cassidy | For | For | ||||
2 | Taylor L. Reid | For | For | ||||
3 | Bobby S. Shackouls | For | For | ||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | |||
3. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in this proxy statement pursuant to Item 402 of Regulation S-K promulgated by the Securities and Exchange Commission. | Management | For | For | |||
4. | To approve the Amended and Restated 2010 Long-Term Incentive Plan (effective May 3, 2018), including an increase of the maximum number of shares that may be issued under the LTIP by 11,250,000 shares. | Management | For | For | |||
5. | To approve the amendment of the Company's Amended and Restated Certificate of Incorporation to increase the number of authorized shares of the Company's common stock. | Management | For | For | |||
FERRO CORPORATION | |||||||
Security | 315405100 | Meeting Type | Annual | ||||
Ticker Symbol | FOE | Meeting Date | 03-May-2018 | ||||
ISIN | US3154051003 | Agenda | 934756327 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Gregory E. Hyland | For | For | ||||
2 | David A. Lorber | For | For | ||||
3 | Marran H. Ogilvie | For | For | ||||
4 | Andrew M. Ross | For | For | ||||
5 | Allen A. Spizzo | For | For | ||||
6 | Peter T. Thomas | For | For | ||||
7 | Ronald P. Vargo | For | For | ||||
2. | Approval of the 2018 Omnibus Incentive Plan. | Management | For | For | |||
3. | Advisory vote on the compensation for named executive officers. | Management | For | For | |||
4. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. | Management | For | For | |||
BANK OF THE OZARKS | |||||||
Security | 063904106 | Meeting Type | Annual | ||||
Ticker Symbol | OZRK | Meeting Date | 07-May-2018 | ||||
ISIN | US0639041062 | Agenda | 934741972 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Nicholas Brown | Management | For | For | |||
1b. | Election of Director: Paula Cholmondeley | Management | For | For | |||
1c. | Election of Director: Richard Cisne | Management | For | For | |||
1d. | Election of Director: Robert East | Management | For | For | |||
1e. | Election of Director: Kathleen Franklin | Management | For | For | |||
1f. | Election of Director: Catherine B. Freedberg | Management | For | For | |||
1g. | Election of Director: Jeffrey Gearhart | Management | For | For | |||
1h. | Election of Director: George Gleason | Management | For | For | |||
1i. | Election of Director: Linda Gleason | Management | For | For | |||
1j. | Election of Director: Peter Kenny | Management | For | For | |||
1k. | Election of Director: William Koefoed, Jr. | Management | For | For | |||
1l. | Election of Director: Walter J. Mullen | Management | For | For | |||
1m. | Election of Director: Christopher Orndorff | Management | For | For | |||
1n. | Election of Director: Robert Proost | Management | For | For | |||
1o. | Election of Director: John Reynolds | Management | For | For | |||
1p. | Election of Director: Ross Whipple | Management | For | For | |||
2. | To approve an amendment and restatement of the Company's Non-Employee Director Stock Plan. | Management | For | For | |||
3. | To approve an amendment to the Company's Amended and Restated Articles of Incorporation to change the Company's name to "Bank OZK". | Management | For | For | |||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | |||
5. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | |||
GUARANTY BANCORP | |||||||
Security | 40075T607 | Meeting Type | Annual | ||||
Ticker Symbol | GBNK | Meeting Date | 08-May-2018 | ||||
ISIN | US40075T6073 | Agenda | 934752494 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Election of Director: Suzanne R. Brennan | Management | For | For | |||
1B. | Election of Director: Edward B. Cordes | Management | For | For | |||
1C. | Election of Director: John M. Eggemeyer | Management | For | For | |||
1D. | Election of Director: Keith R. Finger | Management | For | For | |||
1E. | Election of Director: Stephen D. Joyce | Management | For | For | |||
1F. | Election of Director: Gail H. Klapper | Management | For | For | |||
1G. | Election of Director: Stephen G. McConahey | Management | For | For | |||
1H. | Election of Director: Paul W. Taylor | Management | For | For | |||
1I. | Election of Director: W. Kirk Wycoff | Management | For | For | |||
2. | Ratification of the appointment of Crowe Horwath LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | |||
IBERIABANK CORPORATION | |||||||
Security | 450828108 | Meeting Type | Annual | ||||
Ticker Symbol | IBKC | Meeting Date | 09-May-2018 | ||||
ISIN | US4508281080 | Agenda | 934782485 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Ernest P. Breaux, Jr. | For | For | ||||
2 | Daryl G. Byrd | For | For | ||||
3 | John N. Casbon | For | For | ||||
4 | John E. Koerner III | For | For | ||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||
3. | Approval, on an advisory basis, of the compensation of the Named Executive Officers. | Management | For | For | |||
U.S. SILICA HOLDINGS, INC | |||||||
Security | 90346E103 | Meeting Type | Annual | ||||
Ticker Symbol | SLCA | Meeting Date | 10-May-2018 | ||||
ISIN | US90346E1038 | Agenda | 934749992 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Election of Director: Peter Bernard | Management | For | For | |||
1B. | Election of Director: Diane K. Duren | Management | For | For | |||
1C. | Election of Director: William J. Kacal | Management | For | For | |||
1D. | Election of Director: Charles Shaver | Management | For | For | |||
1E. | Election of Director: Bryan A. Shinn | Management | For | For | |||
1F. | Election of Director: J. Michael Stice | Management | For | For | |||
2. | Ratification of the appointment of Grant Thornton LLP as our Independent Registered Public Accounting Firm for 2018. | Management | For | For | |||
3. | Advisory vote to approve the compensation of our named executive officers, as disclosed in the proxy statement. | Management | For | For | |||
GARDNER DENVER HOLDINGS, INC. | |||||||
Security | 36555P107 | Meeting Type | Annual | ||||
Ticker Symbol | GDI | Meeting Date | 10-May-2018 | ||||
ISIN | US36555P1075 | Agenda | 934751000 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Class I Director: Peter M. Stavros | Management | For | For | |||
1b. | Election of Class I Director: William E. Kassling | Management | For | For | |||
1c. | Election of Class I Director: Michael V. Marn | Management | For | For | |||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS GARDNER DENVER HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018. | Management | For | For | |||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||
4. | TO DETERMINE, IN A NON-BINDING ADVISORY VOTE, WHETHER A NON- BINDING VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | 3 Years | For | |||
ALLEGHENY TECHNOLOGIES INCORPORATED | |||||||
Security | 01741R102 | Meeting Type | Annual | ||||
Ticker Symbol | ATI | Meeting Date | 10-May-2018 | ||||
ISIN | US01741R1023 | Agenda | 934766962 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of Director: Herbert J. Carlisle | Management | For | For | |||
1.2 | Election of Director: Diane C. Creel | Management | For | For | |||
1.3 | Election of Director: John R. Pipski | Management | For | For | |||
1.4 | Election of Director: James E. Rohr | Management | For | For | |||
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | |||
3. | Ratification of the selection of Ernst & Young LLP as independent auditors for 2018. | Management | For | For | |||
VULCAN MATERIALS COMPANY | |||||||
Security | 929160109 | Meeting Type | Annual | ||||
Ticker Symbol | VMC | Meeting Date | 11-May-2018 | ||||
ISIN | US9291601097 | Agenda | 934751733 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Thomas A. Fanning | Management | For | For | |||
1b. | Election of Director: J. Thomas Hill | Management | For | For | |||
1c. | Election of Director: Cynthia L. Hostetler | Management | For | For | |||
1d. | Election of Director: Richard T. O'Brien | Management | For | For | |||
1e. | Election of Director: Kathleen L. Quirk | Management | For | For | |||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | |||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018. | Management | For | For | |||
PROS HOLDINGS, INC. | |||||||
Security | 74346Y103 | Meeting Type | Annual | ||||
Ticker Symbol | PRO | Meeting Date | 11-May-2018 | ||||
ISIN | US74346Y1038 | Agenda | 934757064 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Penelope Herscher | For | For | ||||
2 | Leslie Rechan | For | For | ||||
3 | William Russell | For | For | ||||
2. | To conduct an advisory vote on executive compensation. | Management | For | For | |||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of PROS Holdings, Inc. for the fiscal year ending December 31, 2018. | Management | For | For | |||
MASCO CORPORATION | |||||||
Security | 574599106 | Meeting Type | Annual | ||||
Ticker Symbol | MAS | Meeting Date | 11-May-2018 | ||||
ISIN | US5745991068 | Agenda | 934771824 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Mark R. Alexander | Management | For | For | |||
1b. | Election of Director: Richard A. Manoogian | Management | For | For | |||
1c. | Election of Director: John C. Plant | Management | For | For | |||
2. | To approve, by non-binding advisory vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. | Management | For | For | |||
3. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2018. | Management | For | For | |||
MEDNAX, INC. | |||||||
Security | 58502B106 | Meeting Type | Annual | ||||
Ticker Symbol | MD | Meeting Date | 16-May-2018 | ||||
ISIN | US58502B1061 | Agenda | 934749118 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Cesar L. Alvarez | For | For | ||||
2 | Karey D. Barker | For | For | ||||
3 | Waldemar A. Carlo, M.D. | For | For | ||||
4 | Michael B. Fernandez | For | For | ||||
5 | Paul G. Gabos | For | For | ||||
6 | P. J. Goldschmidt, M.D. | For | For | ||||
7 | Manuel Kadre | For | For | ||||
8 | Roger J. Medel, M.D. | For | For | ||||
9 | Enrique J. Sosa, Ph.D. | For | For | ||||
2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered certified public accounting firm for the 2018 fiscal year. | Management | For | For | |||
3. | Proposal to approve, by non-binding advisory vote, the compensation of our named executive officers. | Management | For | For | |||
BMC STOCK HOLDINGS, INC. | |||||||
Security | 05591B109 | Meeting Type | Annual | ||||
Ticker Symbol | BMCH | Meeting Date | 16-May-2018 | ||||
ISIN | US05591B1098 | Agenda | 934764653 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Class II Director: Michael T. Miller | Management | For | For | |||
1b. | Election of Class II Director: James O'Leary | Management | For | For | |||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||
3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers as disclosed in the proxy statement. | Management | For | For | |||
RANGE RESOURCES CORPORATION | |||||||
Security | 75281A109 | Meeting Type | Annual | ||||
Ticker Symbol | RRC | Meeting Date | 16-May-2018 | ||||
ISIN | US75281A1097 | Agenda | 934765287 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Brenda A. Cline | Management | For | For | |||
1b. | Election of Director: Anthony V. Dub | Management | For | For | |||
1c. | Election of Director: Allen Finkelson | Management | For | For | |||
1d. | Election of Director: James M. Funk | Management | For | For | |||
1e. | Election of Director: Christopher A. Helms | Management | For | For | |||
1f. | Election of Director: Robert A. Innamorati | Management | For | For | |||
1g. | Election of Director: Greg G. Maxwell | Management | For | For | |||
1h. | Election of Director: Kevin S. McCarthy | Management | For | For | |||
1i. | Election of Director: Steffen E. Palko | Management | For | For | |||
1j. | Election of Director: Jeffrey L. Ventura | Management | For | For | |||
2. | A non-binding proposal to approve executive compensation philosophy ("say on pay"). | Management | For | For | |||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | |||
4. | Stockholder Proposal - requesting publication of a political spending report. | Shareholder | Against | For | |||
5. | Stockholder Proposal-requesting publication of a methane emissions report. | Shareholder | Against | For | |||
NATERA, INC. | |||||||
Security | 632307104 | Meeting Type | Annual | ||||
Ticker Symbol | NTRA | Meeting Date | 16-May-2018 | ||||
ISIN | US6323071042 | Agenda | 934773260 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Roelof F. Botha | For | For | ||||
2 | Todd Cozzens | For | For | ||||
3 | Matthew Rabinowitz | For | For | ||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||
THE BOSTON BEER COMPANY, INC. | |||||||
Security | 100557107 | Meeting Type | Annual | ||||
Ticker Symbol | SAM | Meeting Date | 17-May-2018 | ||||
ISIN | US1005571070 | Agenda | 934758523 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Michael Spillane | For | For | ||||
2 | Gregg A. Tanner | For | For | ||||
3 | Jean-Michel Valette | For | For | ||||
2. | Advisory vote to approve our Named Executive Officers' compensation. | Management | For | For | |||
SEALED AIR CORPORATION | |||||||
Security | 81211K100 | Meeting Type | Annual | ||||
Ticker Symbol | SEE | Meeting Date | 17-May-2018 | ||||
ISIN | US81211K1007 | Agenda | 934760528 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Michael Chu | Management | For | For | |||
1b. | Election of Director: Edward L. Doheny II | Management | For | For | |||
1c. | Election of Director: Patrick Duff | Management | For | For | |||
1d. | Election of Director: Henry R. Keizer | Management | For | For | |||
1e. | Election of Director: Jacqueline B. Kosecoff | Management | For | For | |||
1f. | Election of Director: Neil Lustig | Management | For | For | |||
1g. | Election of Director: Richard L. Wambold | Management | For | For | |||
1h. | Election of Director: Jerry R. Whitaker | Management | For | For | |||
2. | Amendment and restatement of 2014 Omnibus Incentive Plan. | Management | For | For | |||
3. | Ratification of the appointment of Ernst & Young LLP as Sealed Air's independent auditor for the year ending December 31, 2018. | Management | For | For | |||
4. | Approval, as an advisory vote, of 2017 executive compensation as disclosed in the attached Proxy Statement. | Management | For | For | |||
SUMMIT MATERIALS, INC. | |||||||
Security | 86614U100 | Meeting Type | Annual | ||||
Ticker Symbol | SUM | Meeting Date | 17-May-2018 | ||||
ISIN | US86614U1007 | Agenda | 934761203 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Howard L. Lance | For | For | ||||
2 | Anne K. Wade | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as our independent auditors for 2018. | Management | For | For | |||
3. | Nonbinding advisory vote on the compensation of our named executive officers for 2017. | Management | For | For | |||
U.S. CONCRETE, INC. | |||||||
Security | 90333L201 | Meeting Type | Annual | ||||
Ticker Symbol | USCR | Meeting Date | 17-May-2018 | ||||
ISIN | US90333L2016 | Agenda | 934766974 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of Director: William J. Sandbrook | Management | For | For | |||
1.2 | Election of Director: Kurt M. Cellar | Management | For | For | |||
1.3 | Election of Director: Michael D. Lundin | Management | For | For | |||
1.4 | Election of Director: Robert M. Rayner | Management | For | For | |||
1.5 | Election of Director: Colin M. Sutherland | Management | For | For | |||
1.6 | Election of Director: Theodore P. Rossi | Management | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2018. | Management | For | For | |||
3. | Cast a non-binding, advisory vote on the compensation of the Company's named executive officers as disclosed in these materials. | Management | For | For | |||
WPX ENERGY, INC. | |||||||
Security | 98212B103 | Meeting Type | Annual | ||||
Ticker Symbol | WPX | Meeting Date | 17-May-2018 | ||||
ISIN | US98212B1035 | Agenda | 934770252 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Election of Director: John A. Carrig | Management | For | For | |||
1B. | Election of Director: Robert K. Herdman | Management | For | For | |||
1C. | Election of Director: Kelt Kindick | Management | For | For | |||
1D. | Election of Director: Karl F. Kurz | Management | For | For | |||
1E. | Election of Director: Henry E. Lentz | Management | For | For | |||
1F. | Election of Director: William G. Lowrie | Management | For | For | |||
1G. | Election of Director: Kimberly S. Lubel | Management | For | For | |||
1H. | Election of Director: Richard E. Muncrief | Management | For | For | |||
1I. | Election of Director: Valerie M. Williams | Management | For | For | |||
1J. | Election of Director: David F. Work | Management | For | For | |||
2. | Say on Pay - An advisory vote on the approval of executive compensation. | Management | For | For | |||
3. | Approval of an amendment to the WPX Energy, Inc. 2013 Incentive Plan to increase the number of authorized shares. | Management | For | For | |||
4. | Approval of an amendment to the WPX Energy, Inc. 2011 Employee Stock Purchase Plan to increase the number of shares available for purchase and eliminate the plan termination date. | Management | For | For | |||
5. | Proposal to ratify the appointment of Ernst & Young LLP as the independent public accounting firm for the Company for the year ending December 31, 2018. | Management | For | For | |||
WESTLAKE CHEMICAL CORPORATION | |||||||
Security | 960413102 | Meeting Type | Annual | ||||
Ticker Symbol | WLK | Meeting Date | 18-May-2018 | ||||
ISIN | US9604131022 | Agenda | 934759917 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | James Chao | For | For | ||||
2 | Mark A. McCollum | For | For | ||||
3 | R. Bruce Northcutt | For | For | ||||
4 | H. John Riley, Jr. | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||
LEGACYTEXAS FINANCIAL GROUP, INC. | |||||||
Security | 52471Y106 | Meeting Type | Annual | ||||
Ticker Symbol | LTXB | Meeting Date | 21-May-2018 | ||||
ISIN | US52471Y1064 | Agenda | 934795254 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Arcilia C. Acosta | For | For | ||||
2 | George A. Fisk | For | For | ||||
3 | Kevin J. Hanigan | For | For | ||||
4 | Bruce W. Hunt | For | For | ||||
5 | Anthony J. LeVecchio | For | For | ||||
6 | James Brian McCall | For | For | ||||
7 | Karen H. O'Shea | For | For | ||||
8 | R. Greg Wilkinson | For | For | ||||
2. | Advisory (non-binding) vote on executive compensation. | Management | For | For | |||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||
TABLEAU SOFTWARE, INC. | |||||||
Security | 87336U105 | Meeting Type | Annual | ||||
Ticker Symbol | DATA | Meeting Date | 22-May-2018 | ||||
ISIN | US87336U1051 | Agenda | 934774426 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Billy Bosworth | For | For | ||||
2 | Patrick Hanrahan | For | For | ||||
3 | Hilarie Koplow-McAdams | For | For | ||||
2. | Approval, on an advisory basis, of the compensation of Tableau's named executive officers. | Management | For | For | |||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Tableau's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||
B&G FOODS, INC. | |||||||
Security | 05508R106 | Meeting Type | Annual | ||||
Ticker Symbol | BGS | Meeting Date | 22-May-2018 | ||||
ISIN | US05508R1068 | Agenda | 934779894 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of Director: DeAnn L. Brunts | Management | For | For | |||
1.2 | Election of Director: Robert C. Cantwell | Management | For | For | |||
1.3 | Election of Director: Charles F. Marcy | Management | For | For | |||
1.4 | Election of Director: Robert D. Mills | Management | For | For | |||
1.5 | Election of Director: Dennis M. Mullen | Management | For | For | |||
1.6 | Election of Director: Cheryl M. Palmer | Management | For | For | |||
1.7 | Election of Director: Alfred Poe | Management | For | For | |||
1.8 | Election of Director: Stephen C. Sherrill | Management | For | For | |||
1.9 | Election of Director: David L. Wenner | Management | For | For | |||
2. | Approval, by non-binding advisory vote, of executive compensation | Management | For | For | |||
3. | Ratification of appointment of KPMG LLP as independent registered public accounting firm | Management | For | For | |||
SUPERIOR ENERGY SERVICES, INC. | |||||||
Security | 868157108 | Meeting Type | Annual | ||||
Ticker Symbol | SPN | Meeting Date | 22-May-2018 | ||||
ISIN | US8681571084 | Agenda | 934789364 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Harold J. Bouillion | For | For | ||||
2 | David D. Dunlap | For | For | ||||
3 | James M. Funk | For | For | ||||
4 | Terence E. Hall | For | For | ||||
5 | Peter D. Kinnear | For | For | ||||
6 | Janiece M. Longoria | For | For | ||||
7 | Michael M. McShane | For | For | ||||
8 | W. Matt Ralls | For | For | ||||
2. | Approval, on an advisory and non-binding basis, of the compensation of our named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | |||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2018. | Management | For | For | |||
KRATON CORPORATION | |||||||
Security | 50077C106 | Meeting Type | Annual | ||||
Ticker Symbol | KRA | Meeting Date | 23-May-2018 | ||||
ISIN | US50077C1062 | Agenda | 934771571 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Shelley J. Bausch | For | For | ||||
2 | Kevin M. Fogarty | For | For | ||||
3 | Karen A. Twitchell | For | For | ||||
2. | Advisory vote on the compensation of named executive officers. | Management | For | For | |||
3. | To ratify the appointment of KPMG LLP as independent registered public accounting firm for the 2018 fiscal year. | Management | For | For | |||
4. | To approve and adopt an amendment to the Kraton Corporation 2016 Equity and Cash Incentive Plan to increase the number of shares available for issuance thereunder. | Management | For | For | |||
STERICYCLE, INC. | |||||||
Security | 858912108 | Meeting Type | Annual | ||||
Ticker Symbol | SRCL | Meeting Date | 23-May-2018 | ||||
ISIN | US8589121081 | Agenda | 934778119 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Robert S. Murley | Management | For | For | |||
1b. | Election of Director: Charles A. Alutto | Management | For | For | |||
1c. | Election of Director: Brian P. Anderson | Management | For | For | |||
1d. | Election of Director: Lynn D. Bleil | Management | For | For | |||
1e. | Election of Director: Thomas D. Brown | Management | For | For | |||
1f. | Election of Director: Thomas F. Chen | Management | For | For | |||
1g. | Election of Director: Mark C. Miller | Management | For | For | |||
1h. | Election of Director: John Patience | Management | For | For | |||
1i. | Election of Director: Mike S. Zafirovski | Management | For | For | |||
2. | Advisory vote to approve executive compensation | Management | For | For | |||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018 | Management | For | For | |||
4. | Stockholder proposal entitled Special Shareholder Meeting Improvement | Shareholder | Against | For | |||
5. | Stockholder proposal on the vesting of equity awards upon a change in control | Shareholder | Against | For | |||
KEANE GROUP INC. | |||||||
Security | 48669A108 | Meeting Type | Annual | ||||
Ticker Symbol | FRAC | Meeting Date | 24-May-2018 | ||||
ISIN | US48669A1088 | Agenda | 934800637 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Election of Director: James C. Stewart | Management | For | For | |||
1B. | Election of Director: Marc G. R. Edwards | Management | For | For | |||
1C. | Election of Director: Lucas N. Batzer | Management | For | For | |||
1D. | Election of Director: Dale M. Dusterhoft | Management | For | For | |||
1E. | Election of Director: Christian A. Garcia | Management | For | For | |||
1F. | Election of Director: Lisa A. Gray | Management | For | For | |||
1G. | Election of Director: Gary M. Halverson | Management | For | For | |||
1H. | Election of Director: Shawn Keane | Management | For | For | |||
1I. | Election of Director: Elmer D. Reed | Management | For | For | |||
1J. | Election of Director: Lenard B. Tessler | Management | For | For | |||
1K. | Election of Director: Scott Wille | Management | For | For | |||
2. | Ratify the appointment of KPMG LLP as our independent auditor and authorize the Board to determine the auditors' remuneration. | Management | For | For | |||
3. | To approve, in an advisory vote, the compensation of our named executive officers. | Management | For | For | |||
4. | To recommend the frequency of advisory votes on named executive officer compensation. | Management | 1 Year | For | |||
PARSLEY ENERGY, INC. | |||||||
Security | 701877102 | Meeting Type | Annual | ||||
Ticker Symbol | PE | Meeting Date | 25-May-2018 | ||||
ISIN | US7018771029 | Agenda | 934771886 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Ronald Brokmeyer | Management | For | For | |||
1b. | Election of Director: Hemang Desai | Management | For | For | |||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||
3. | To approve, on a non-binding advisory basis, the Company's Named Executive Officer compensation for the fiscal year ended December 31, 2017. | Management | For | For | |||
NORDSTROM, INC. | |||||||
Security | 655664100 | Meeting Type | Annual | ||||
Ticker Symbol | JWN | Meeting Date | 29-May-2018 | ||||
ISIN | US6556641008 | Agenda | 934766417 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | |||
1b. | Election of Director: Stacy Brown-Philpot | Management | For | For | |||
1c. | Election of Director: Tanya L. Domier | Management | For | For | |||
1d. | Election of Director: Blake W. Nordstrom | Management | For | For | |||
1e. | Election of Director: Erik B. Nordstrom | Management | For | For | |||
1f. | Election of Director: Peter E. Nordstrom | Management | For | For | |||
1g. | Election of Director: Philip G. Satre | Management | For | For | |||
1h. | Election of Director: Brad D. Smith | Management | For | For | |||
1i. | Election of Director: Gordon A. Smith | Management | For | For | |||
1j. | Election of Director: Bradley D. Tilden | Management | For | For | |||
1k. | Election of Director: B. Kevin Turner | Management | For | For | |||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||
3. | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION: SAY ON PAY. | Management | For | For | |||
HIBBETT SPORTS, INC. | |||||||
Security | 428567101 | Meeting Type | Annual | ||||
Ticker Symbol | HIBB | Meeting Date | 30-May-2018 | ||||
ISIN | US4285671016 | Agenda | 934816779 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Jane F. Aggers | For | For | ||||
2 | Terrance G. Finley | For | For | ||||
3 | Jeffry O. Rosenthal | For | For | ||||
2. | Ratification of the selection of KPMG LLP as the Independent Registered Public Accounting Firm for Fiscal 2019. | Management | For | For | |||
3. | Say on Pay - Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | |||
SENSATA TECHNOLOGIES HOLDING PLC | |||||||
Security | G8060N102 | Meeting Type | Annual | ||||
Ticker Symbol | ST | Meeting Date | 31-May-2018 | ||||
ISIN | GB00BFMBMT84 | Agenda | 934818610 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Paul Edgerley | Management | For | For | |||
1b. | Election of Director: Martha Sullivan | Management | For | For | |||
1c. | Election of Director: James E. Heppelmann | Management | For | For | |||
1d. | Election of Director: Charles W. Peffer | Management | For | For | |||
1e. | Election of Director: Kirk P. Pond | Management | For | For | |||
1f. | Election of Director: Constance E. Skidmore | Management | For | For | |||
1g. | Election of Director: Andrew Teich | Management | For | For | |||
1h. | Election of Director: Thomas Wroe | Management | For | For | |||
1i. | Election of Director: Stephen Zide | Management | For | For | |||
2. | Advisory resolution to approve executive compensation | Management | For | For | |||
3. | Ordinary resolution to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm | Management | For | For | |||
4. | Ordinary resolution to reappoint Ernst & Young LLP as the Company's U.K. statutory auditor | Management | For | For | |||
5. | Ordinary resolution to authorize the Audit Committee, for and on behalf of the Board, to determine the Company's U.K. statutory auditor's reimbursement | Management | For | For | |||
6. | Ordinary resolution to receive the Sensata Technologies Holding N.V. 2017 Annual Report | Management | For | For | |||
7. | Special resolution to approve the form of share repurchase contracts and repurchase counterparties | Management | For | For | |||
8. | Ordinary resolution to authorize the Board of Directors to allot shares under equity incentive plans | Management | For | For | |||
9. | Special resolution to authorize the Board of Directors to allot equity securities under our incentive plans without pre-emptive rights | Management | For | For | |||
ZIONS BANCORPORATION | |||||||
Security | 989701107 | Meeting Type | Annual | ||||
Ticker Symbol | ZION | Meeting Date | 01-Jun-2018 | ||||
ISIN | US9897011071 | Agenda | 934775973 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Election of Director: Jerry C. Atkin | Management | For | For | |||
1B. | Election of Director: Gary L. Crittenden | Management | For | For | |||
1C. | Election of Director: Suren K. Gupta | Management | For | For | |||
1D. | Election of Director: J. David Heaney | Management | For | For | |||
1E. | Election of Director: Vivian S. Lee | Management | For | For | |||
1F. | Election of Director: Edward F. Murphy | Management | For | For | |||
1G. | Election of Director: Roger B. Porter | Management | For | For | |||
1H. | Election of Director: Stephen D. Quinn | Management | For | For | |||
1I. | Election of Director: Harris H. Simmons | Management | For | For | |||
1J. | Election of Director: Barbara A. Yastine | Management | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm to audit the Company's financial statements for the current fiscal year. | Management | For | For | |||
3. | Approval, on a nonbinding advisory basis, of the compensation paid to the Company's named executive officers with respect to fiscal year ended December 31, 2017. | Management | For | For | |||
K2M GROUP HOLDINGS, INC. | |||||||
Security | 48273J107 | Meeting Type | Annual | ||||
Ticker Symbol | KTWO | Meeting Date | 05-Jun-2018 | ||||
ISIN | US48273J1079 | Agenda | 934796751 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Eric D. Major | For | For | ||||
2 | Paul B. Queally | For | For | ||||
3 | Raymond A. Ranelli | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2018. | Management | For | For | |||
3. | To recommend, by non-binding advisory vote, whether a shareholder advisory vote to approve the compensation of our named executive officers should occur every one, two or three years. | Management | 1 Year | For | |||
4. | Approval, in a non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | |||
FIREEYE, INC. | |||||||
Security | 31816Q101 | Meeting Type | Annual | ||||
Ticker Symbol | FEYE | Meeting Date | 07-Jun-2018 | ||||
ISIN | US31816Q1013 | Agenda | 934787447 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of Class II Director: Robert E. Switz | Management | For | For | |||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. | Management | For | For | |||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||
DIPLOMAT PHARMACY, INC. | |||||||
Security | 25456K101 | Meeting Type | Annual | ||||
Ticker Symbol | DPLO | Meeting Date | 12-Jun-2018 | ||||
ISIN | US25456K1016 | Agenda | 934802299 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | David Dreyer | For | For | ||||
2 | Philip R. Hagerman | For | For | ||||
3 | Shawn C. Tomasello | For | For | ||||
2. | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | |||
3. | Advisory approval of named executive officer compensation. | Management | For | For | |||
WESTERN ALLIANCE BANCORPORATION | |||||||
Security | 957638109 | Meeting Type | Annual | ||||
Ticker Symbol | WAL | Meeting Date | 12-Jun-2018 | ||||
ISIN | US9576381092 | Agenda | 934806223 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | Election of Director: Bruce Beach | Management | For | For | |||
1b. | Election of Director: William S. Boyd | Management | For | For | |||
1c. | Election of Director: Howard N. Gould | Management | For | For | |||
1d. | Election of Director: Steven J. Hilton | Management | For | For | |||
1e. | Election of Director: Marianne Boyd Johnson | Management | For | For | |||
1f. | Election of Director: Robert P. Latta | Management | For | For | |||
1g. | Election of Director: Cary Mack | Management | For | For | |||
1h. | Election of Director: Todd Marshall | Management | For | For | |||
1i. | Election of Director: James E. Nave, D.V.M. | Management | For | For | |||
1j. | Election of Director: Michael Patriarca | Management | For | For | |||
1k. | Election of Director: Robert Gary Sarver | Management | For | For | |||
1l. | Election of Director: Donald D. Snyder | Management | For | For | |||
1m. | Election of Director: Sung Won Sohn, Ph.D. | Management | For | For | |||
1n. | Election of Director: Kenneth A. Vecchione | Management | For | For | |||
2. | Approve, on a non-binding advisory basis, executive compensation. | Management | For | For | |||
3. | Vote, on a non-binding advisory basis, on the frequency of executive compensation votes. | Management | 1 Year | For | |||
4. | Ratify the appointment of RSM US LLP as the Company's independent auditor. | Management | For | For | |||
KORNIT DIGITAL LTD. | |||||||
Security | M6372Q113 | Meeting Type | Annual | ||||
Ticker Symbol | KRNT | Meeting Date | 14-Jun-2018 | ||||
ISIN | IL0011216723 | Agenda | 934836101 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | To re-elect Mr. Yuval Cohen for a three-year term as a Class III director of the Company, until the Company's annual general meeting of shareholders in 2021 and until his successor is duly elected and qualified. | Management | For | For | |||
1b. | To re-elect Mr. Eli Blatt for a three-year term as a Class III director of the Company, until the Company's annual general meeting of shareholders in 2021 and until his successor is duly elected and qualified. | Management | For | For | |||
1c. | To re-elect Mr. Marc Lesnick for a three-year term as a Class III director of the Company, until the Company's annual general meeting of shareholders in 2021 and until his successor is duly elected and qualified. | Management | For | For | |||
2. | To re-elect Ms. Lauri Hanover as an external director of the Company, subject to and in accordance with the provisions of the Israeli Companies Law, 5759-1999, or the Companies Law. | Management | For | For | |||
2a. | The undersigned hereby confirms that he, she or it is not a "controlling shareholder" (under the Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest"). Please confirm you are a controlling shareholder/have a personal interest If you vote AGAINST your vote will not count for the Proposal 2. Mark "For" = Yes or "Against" = No. | Management | No Action | ||||
3. | To elect Mr. Yehoshua (Shuki) Nir as an external director of the Company, subject to and in accordance with the provisions of the Companies Law. | Management | For | For | |||
3a. | The undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a conflict of interest in the approval of Proposal 3. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "Against". Please confirm you are a controlling shareholder/have a personal interest If you vote AGAINST your vote will not count for the Proposal 3. Mark "For" = Yes or "Against" = No. | Management | No Action | ||||
4. | To approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2018 and until the Company's 2019 annual general meeting of shareholders, and to authorize the Company's board of directors to fix such accounting firm's annual compensation. | Management | For | For | |||
5. | To approve the terms of the annual cash compensation of the non-employee directors of the Company, as described in the Proxy Statement. | Management | For | For | |||
6. | To approve annual grants of options to purchase ordinary shares of the Company and restricted share units to each of the non-employee directors of the Company, as described in the Proxy Statement. | Management | For | For | |||
WILLSCOT CORP. | |||||||
Security | 971375126 | Meeting Type | Annual | ||||
Ticker Symbol | WSC | Meeting Date | 19-Jun-2018 | ||||
ISIN | US9713751264 | Agenda | 934823798 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Mark S. Bartlett | For | For | ||||
2 | Bradley L. Soultz | For | For | ||||
2. | Ratification of Ernest & Young LLP as our independent registered public accounting firm for 2018. | Management | For | For | |||
PRA GROUP, INC. | |||||||
Security | 69354N106 | Meeting Type | Annual | ||||
Ticker Symbol | PRAA | Meeting Date | 20-Jun-2018 | ||||
ISIN | US69354N1063 | Agenda | 934806968 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Vikram A. Atal | For | For | ||||
2 | Steven D. Fredrickson | For | For | ||||
3 | Penelope W. Kyle | For | For | ||||
4 | Lance L. Weaver | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | |||
3. | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Management | For | For | |||
GENERAC HOLDINGS INC. | |||||||
Security | 368736104 | Meeting Type | Annual | ||||
Ticker Symbol | GNRC | Meeting Date | 21-Jun-2018 | ||||
ISIN | US3687361044 | Agenda | 934814903 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Robert D. Dixon | For | For | ||||
2 | David A. Ramon | For | For | ||||
3 | William Jenkins | For | For | ||||
4 | Kathryn Roedel | For | For | ||||
2. | Proposal to ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | |||
3. | Advisory vote on the non-binding "say-on-pay" resolution to approve the compensation of our executive officers. | Management | For | For | |||
CYBERARK SOFTWARE LTD | |||||||
Security | M2682V108 | Meeting Type | Annual | ||||
Ticker Symbol | CYBR | Meeting Date | 21-Jun-2018 | ||||
ISIN | IL0011334468 | Agenda | 934832800 - Management | ||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1a. | To re-elect Ehud (Udi) Mokady for a term of approximately three years as a Class I director of the Company, until the Company's annual general meeting of shareholders to be held in 2021 and until his successor is duly elected and qualified. | Management | For | For | |||
1b. | To re-elect David Schaeffer for a term of approximately three years as a Class I director of the Company, until the Company's annual general meeting of shareholders to be held in 2021 and until his successor is duly elected and qualified. | Management | For | For | |||
2. | To approve, in accordance with the requirements of the Israeli Companies Law, 5759-1999, or the Companies Law, a grant for 2018 of options to purchase ordinary shares of the Company, par value NIS 0.01 per share, restricted share units and performance share units, to the Company's Chairman and Chief Executive Officer, Ehud (Udi) Mokady. | Management | For | For | |||
3. | To approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2018 and until the Company's 2019 annual meeting and to authorize the Company's Board to fix such accounting firm's annual compensation. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Broadview Funds Trust | |||
By: | /s/ Richard E. Lane | ||
Richard E. Lane, President | |||
(Principal Executive Officer) | |||
Date: | July 23, 2018 |