UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number:811-22885
Broadview Funds Trust
(Exact name of registrant as specified in charter)
330 East Kilbourn Avenue, Suite 1475
Milwaukee, Wisconsin 53202
(Address of principal executive offices) (Zip code)
(414) 918-3900
(Registrant's telephone number)
The Corporation Trust Company
1209 Orange Street
Wilmington, Delaware 19801
(Name and Address of Agent for Service)
Date of fiscal year end:September 30
Date of reporting period:July 1, 2018 - June 30, 2019
Item 1 – Proxy Voting Record.
| Investment Company Report |
| NATIONAL CINEMEDIA, INC. | ||||||||||||||
| Security | 635309107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NCMI | Meeting Date | 06-Jul-2018 | |||||||||||
| ISIN | US6353091076 | Agenda | 934847813 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Andrew P. Glaze | For | For | |||||||||||
| 2 | David R. Haas | For | For | |||||||||||
| 3 | Thomas F. Lesinski | For | For | |||||||||||
| 4 | Mark B. Segall | For | For | |||||||||||
| 2. | To approve an amendment to National CineMedia, Inc.'s Amended and Restated Certificate of Incorporation to: (i) increase the maximum number of directors to 11, (ii) declassify the Board of Directors, (iii) limit the applicability of certain Board approval rights and (iv) make conforming changes related to the preceding amendments. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, National CineMedia, Inc.'s executive compensation. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as National CineMedia, Inc.'s independent registered public accountants for the fiscal year 2018 ending December 27, 2018. | Management | For | For | ||||||||||
| KORNIT DIGITAL LTD. | ||||||||||||||
| Security | M6372Q113 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KRNT | Meeting Date | 19-Jul-2018 | |||||||||||
| ISIN | IL0011216723 | Agenda | 934854060 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | To re-elect Mr. Yuval Cohen for a three-year term as a Class III director of the Company, until the Company's annual general meeting of shareholders in 2021 and until his successor is duly elected and qualified. | Management | For | For | ||||||||||
| 1b. | To re-elect Mr. Eli Blatt for a three-year term as a Class III director of the Company, until the Company's annual general meeting of shareholders in 2021 and until his successor is duly elected and qualified. | Management | For | For | ||||||||||
| 1c. | To re-elect Mr. Marc Lesnick for a three-year term as a Class III director of the Company, until the Company's annual general meeting of shareholders in 2021 and until his successor is duly elected and qualified. | Management | For | For | ||||||||||
| 2. | To re-elect Ms. Lauri Hanover as an external director of the Company, subject to and in accordance with the provisions of the Israeli Companies Law, 5759-1999, or the Companies Law. | Management | For | For | ||||||||||
| 2a. | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" (under the Companies Law, as described in the Proxy Statement) and does not have a conflict of interest in the approval of Proposal 2. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST". If you vote AGAINST your vote will not count towards special majority for Proposal#2. | Management | No Action | |||||||||||
| 3. | To elect Mr. Yehoshua (Shuki) Nir as an external director of the Company, subject to and in accordance with the provisions of the Companies Law. | Management | For | For | ||||||||||
| 3a. | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a conflict of interest in the approval of Proposal 3. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST". If you vote AGAINST your vote will not count towards special majority for Proposal#3. | Management | No Action | |||||||||||
| 4. | To approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2018 and until the Company's 2019 annual general meeting of shareholders, and to authorize the Company's board of directors to fix such accounting firm's annual compensation. | Management | For | For | ||||||||||
| 5. | To approve the terms of the annual cash compensation of the non- employee directors of the Company, as described in the original Proxy Statement. | Management | For | For | ||||||||||
| 6. | To approve annual grants of restricted share units to each of the current and future non-employee directors of the Company, as described in the supplemental Proxy Statement. | Management | For | For | ||||||||||
| 7. | To approve the terms of compensation of the Company's new Chief Executive Officer, Mr. Ronen Samuel, as described in the supplemental Proxy Statement. | Management | For | For | ||||||||||
| 7a. | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" (under the Companies Law, as described in the Proxy Statements) and does not have a conflict of interest in the approval of Proposal 7. If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST". If you vote AGAINST your vote will not count towards special majority for Proposal#7. | Management | No Action | |||||||||||
| MGIC INVESTMENT CORPORATION | ||||||||||||||
| Security | 552848103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTG | Meeting Date | 25-Jul-2018 | |||||||||||
| ISIN | US5528481030 | Agenda | 934847736 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Daniel A. Arrigoni | For | For | |||||||||||
| 2 | Cassandra C. Carr | For | For | |||||||||||
| 3 | C. Edward Chaplin | For | For | |||||||||||
| 4 | Curt S. Culver | For | For | |||||||||||
| 5 | Timothy A. Holt | For | For | |||||||||||
| 6 | Kenneth M. Jastrow, II | For | For | |||||||||||
| 7 | Michael E. Lehman | For | For | |||||||||||
| 8 | Melissa B. Lora | For | For | |||||||||||
| 9 | Gary A. Poliner | For | For | |||||||||||
| 10 | Patrick Sinks | For | For | |||||||||||
| 11 | Mark M. Zandi | For | For | |||||||||||
| 2. | Advisory vote to approve our executive compensation | Management | For | For | ||||||||||
| 3. | Approval of our Amended and Restated Rights Agreement | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018 | Management | For | For | ||||||||||
| REXNORD CORPORATION | ||||||||||||||
| Security | 76169B102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RXN | Meeting Date | 26-Jul-2018 | |||||||||||
| ISIN | US76169B1026 | Agenda | 934845857 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Todd A. Adams | For | For | |||||||||||
| 2 | Theodore D. Crandall | For | For | |||||||||||
| 3 | Robin A. Walker-Lee | For | For | |||||||||||
| 2 | Advisory vote to approve the compensation of the Company's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation" in the Proxy Statement. | Management | For | For | ||||||||||
| 3 | Advisory vote related to the frequency of future advisory votes to approve named executive officer compensation. | Management | 1 Year | For | ||||||||||
| 4 | Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2019. | Management | For | For | ||||||||||
| CHUY'S HOLDINGS, INC. | ||||||||||||||
| Security | 171604101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CHUY | Meeting Date | 02-Aug-2018 | |||||||||||
| ISIN | US1716041017 | Agenda | 934846912 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Starlette Johnson | For | For | |||||||||||
| 2 | Randall DeWitt | For | For | |||||||||||
| 2. | Approval of the non-binding, advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | The frequency in which the Company will hold future non- binding, advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | The ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2018 | Management | For | For | ||||||||||
| COMMVAULT SYSTEMS, INC. | ||||||||||||||
| Security | 204166102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVLT | Meeting Date | 23-Aug-2018 | |||||||||||
| ISIN | US2041661024 | Agenda | 934855896 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: N. Robert Hammer | Management | For | For | ||||||||||
| 1.2 | Election of Director: Keith Geeslin | Management | For | For | ||||||||||
| 1.3 | Election of Director: Gary B. Smith | Management | For | For | ||||||||||
| 1.4 | Election of Director: Vivie "YY" Lee | Management | For | For | ||||||||||
| 2. | Ratify appointment of Ernst & Young LLP as independent public accountants for the fiscal year ending March 31, 2019. | Management | For | For | ||||||||||
| 3. | Approve amendment providing additional shares for grant under the Company's Omnibus Incentive Plan. | Management | For | For | ||||||||||
| 4. | Approve, by non-binding vote, the Company's executive compensation. | Management | For | For | ||||||||||
| KLX INC. | ||||||||||||||
| Security | 482539103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | KLXI | Meeting Date | 24-Aug-2018 | |||||||||||
| ISIN | US4825391034 | Agenda | 934862651 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 30, 2018, as amended on June 1, 2018, and as it may be further amended from time to time, by and among The Boeing Company ("Boeing"), Kelly Merger Sub, Inc. ("Merger Sub") and KLX Inc. ("KLX"). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by KLX to its named executive officers in connection with the merger of Merger Sub with and into KLX (the "merger"), with KLX surviving the merger as a wholly owned subsidiary of Boeing. | Management | For | For | ||||||||||
| 3. | To approve an adjournment of the special meeting from time to time, if necessary or appropriate, for the purpose of soliciting additional votes in favor of Proposal 1 if there are not sufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For | ||||||||||
| ENVISION HEALTHCARE CORPORATION | ||||||||||||||
| Security | 29414D100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EVHC | Meeting Date | 11-Sep-2018 | |||||||||||
| ISIN | US29414D1000 | Agenda | 934868374 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of June 10, 2018 (as it may be amended from time to time, the "merger agreement"), by and among Envision Healthcare Corporation, a Delaware corporation ("Envision" or the "Company"), Enterprise Parent Holdings Inc., a Delaware corporation ("Parent") and Enterprise Merger Sub Inc., an indirect wholly owned subsidiary of Parent (the "Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Envision's named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the annual meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. | Management | For | For | ||||||||||
| 4A. | Election of Class II Director: John T. Gawaluck | Management | For | For | ||||||||||
| 4B. | Election of Class II Director: Joey A. Jacobs | Management | For | For | ||||||||||
| 4C. | Election of Class II Director: Kevin P. Lavender | Management | For | For | ||||||||||
| 4D. | Election of Class II Director: Leonard M. Riggs, Jr., M.D. | Management | For | For | ||||||||||
| 5. | To amend Envision's Second Amended and Restated Certificate of Incorporation, dated December 1, 2016 to declassify the Board of Directors and to eliminate the Series A-1 Mandatory Convertible Preferred Stock. | Management | For | For | ||||||||||
| 6. | To approve, on an advisory (non-binding) basis, of the compensation of Envision's named executive officers. | Management | For | For | ||||||||||
| 7. | To ratify the appointment of Deloitte & Touche LLP as Envision Healthcare Corporation's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||||||||
| ZIONS BANCORPORATION | ||||||||||||||
| Security | 989701107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ZION | Meeting Date | 14-Sep-2018 | |||||||||||
| ISIN | US9897011071 | Agenda | 934863324 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | RESTRUCTURING PROPOSAL. To approve the Agreement and Plan of Merger, dated as of April 5, 2018, by and between the Company and its wholly-owned subsidiary, ZB, N.A., as amended and restated July 10, 2018 and as such plan of merger may be amended from time to time. | Management | For | For | ||||||||||
| 2. | ADJOURNMENT PROPOSAL. To authorize the Board of Directors to adjourn or postpone the special meeting to a later date, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the restructuring proposal or to vote on other matters properly brought before the special meeting. | Management | For | For | ||||||||||
| 3. | OTHER BUSINESS. On any other matter properly presented for action by shareholders at the special meeting, such as any matters incident to the conduct of the meeting, the proxies are authorized to vote the shares represented by this appointment of proxy according to their best judgment. | Management | No Action | |||||||||||
| ACXIOM CORPORATION | ||||||||||||||
| Security | 005125109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ACXM | Meeting Date | 20-Sep-2018 | |||||||||||
| ISIN | US0051251090 | Agenda | 934871965 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: John. L. Battelle | Management | For | For | ||||||||||
| 1b. | Election of Director: William J. Henderson | Management | For | For | ||||||||||
| 1c. | Election of Director: Debora B. Tomlin | Management | For | For | ||||||||||
| 2. | Approval on an advisory (non-binding) basis of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the sale of the Company's Acxiom Marketing Solutions business to The Interpublic Group of Companies, Inc. (the "AMS Sale"), pursuant to that certain Membership Interest Purchase Agreement, dated as of July 2, 2018, by and among the Company LiveRamp, Inc., The Interpublic Group of Companies, Inc. and Acxiom Holdings, Inc. | Management | For | For | ||||||||||
| 4. | Adoption of that certain Holdco Merger Agreement (as further described in the Company's proxy statement for the 2018 Annual Meeting), to approve a holding company merger and conversion of the Company into a limited liability company (the "Holdco Merger" and the "LLC Conversion"), pursuant to which the Company will establish Acxiom Holdings, Inc. as a new holding company at the top of the Company's organization, following which the Company will convert into a limited liability company organized under the laws of the state of Delaware | Management | For | For | ||||||||||
| 5. | Approval of the proposal to adjourn the 2018 Annual Meeting, and any adjourned session of the 2018 Annual Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the AMS Sale (Proposal No. 3) or the Holdco Merger Agreement, Holdco Merger and LLC Conversion (Proposal No. 4) | Management | For | For | ||||||||||
| 6. | Approval on an advisory (non-binding) basis of various payments that the Company's named executive officers will or may be eligible to receive in connection with the AMS Sale | Management | For | For | ||||||||||
| 7. | Approval of an increase in the number of shares available for issuance under the Company's Amended and Restated 2005 Equity Compensation Plan | Management | For | For | ||||||||||
| 8. | Ratification of KPMG LLP as the Company's independent registered public accountant for Fiscal Year 2019 | Management | For | For | ||||||||||
| GUARANTY BANCORP | ||||||||||||||
| Security | 40075T607 | Meeting Type | Special | |||||||||||
| Ticker Symbol | GBNK | Meeting Date | 25-Sep-2018 | |||||||||||
| ISIN | US40075T6073 | Agenda | 934870038 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval and adoption of the Agreement and Plan of Reorganization dated as of May 22, 2018 by and between Independent Bank Group, Inc. (Independent) and Guaranty Bancorp (Guaranty) as such agreement may be amended, supplemented or modified from time to time, pursuant to which Guaranty will merge with and into Independent (the Guaranty merger proposal). | Management | For | For | ||||||||||
| 2. | Approval, on an advisory (non-binding) basis, of the compensation that certain executive officers of Guaranty may receive in connection with the merger of Guaranty with and into Independent pursuant to existing agreements or arrangements with Guaranty. | Management | For | For | ||||||||||
| 3. | Approval of the adjournment of the Guaranty special meeting to a later date or dates, if the board of directors of Guaranty determines such an adjournment is necessary or appropriate, to permit solicitation of additional proxies in favor of the Guaranty merger proposal. | Management | For | For | ||||||||||
| FRESHPET, INC. | ||||||||||||||
| Security | 358039105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FRPT | Meeting Date | 27-Sep-2018 | |||||||||||
| ISIN | US3580391056 | Agenda | 934867980 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Christopher B. Harned | For | For | |||||||||||
| 2 | Robert C. King | For | For | |||||||||||
| 3 | Daryl G. Brewster | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm for 2018. | Management | For | For | ||||||||||
| COBIZ FINANCIAL INC. | ||||||||||||||
| Security | 190897108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | COBZ | Meeting Date | 27-Sep-2018 | |||||||||||
| ISIN | US1908971088 | Agenda | 934869934 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Merger Proposal. The approval of the Agreement and Plan of Merger by and among CoBiz Financial Inc, BOK Financial Corporation and BOKF Merger Corporation Number Sixteen. | Management | For | For | ||||||||||
| 2. | Compensation Proposal. An advisory (nonbinding) shareholder approval of executive compensation that certain executive officers of CoBiz Financial Inc. may receive that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
| 3. | Adjournment Proposal. The approval of one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the merger proposal. | Management | For | For | ||||||||||
| K2M GROUP HOLDINGS, INC. | ||||||||||||||
| Security | 48273J107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | KTWO | Meeting Date | 07-Nov-2018 | |||||||||||
| ISIN | US48273J1079 | Agenda | 934886334 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of August 29, 2018 (as it may be amended from time to time), by and among Stryker Corporation, Austin Merger Sub Corp. ("Merger Sub") and K2M Group Holdings, Inc. ("K2M") and approval of the transactions contemplated thereby, including the merger of Merger Sub with and into K2M (the "merger proposal"). | Management | For | For | ||||||||||
| 2. | Approval, on a non-binding advisory basis, of certain compensation that will or may be paid by K2M to its named executive officers that is based on or otherwise relates to the merger of Merger Sub with and into K2M (the "named executive officer merger-related compensation proposal"). | Management | For | For | ||||||||||
| 3. | Approval of the adjournment of the special meeting of K2M stockholders to a later date or dates, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger proposal if there are insufficient votes to approve the merger proposal at the time of the special meeting (the "adjournment proposal"). | Management | For | For | ||||||||||
| VERITEX HOLDINGS INC. | ||||||||||||||
| Security | 923451108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | VBTX | Meeting Date | 15-Nov-2018 | |||||||||||
| ISIN | US9234511080 | Agenda | 934889025 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Veritex Share Issuance Proposal: To approve the issuance of shares of common stock, par value $0.01 per share, of Veritex Holdings, Inc. pursuant to the Agreement and Plan of Reorganization, dated July 23, 2018, by and among Veritex Holdings, Inc., MustMS, Inc. and Green Bancorp, Inc. (the "Vertiex Share Issuance Proposal"). | Management | For | For | ||||||||||
| 2. | Veritex Adjournment Proposal: To approve one or more adjournments of the Veritex Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of approval of the Veritex Share Issuance Proposal. | Management | For | For | ||||||||||
| IMPERVA INC | ||||||||||||||
| Security | 45321L100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | IMPV | Meeting Date | 08-Jan-2019 | |||||||||||
| ISIN | US45321L1008 | Agenda | 934912711 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), DATED OCTOBER 10, 2018, BY AND AMONG IMPERIAL PURCHASER, LLC, IMPERIAL MERGER SUB, INC. AND IMPERVA, INC. | Management | Against | Against | ||||||||||
| 2. | PROPOSAL TO APPROVE THE NON-BINDING ADVISORY RESOLUTION RELATING TO NAMED EXECUTIVE OFFICER COMPENSATION BASED ON OR OTHERWISE RELATING TO THE MERGER | Management | Against | Against | ||||||||||
| 3. | ADJOURN THE MEETING TO A LATER DATE OR TIME, IF THE BOARD DETERMINES THAT IT IS NECESSARY OR APPROPRIATE AND IS PERMITTED BY THE MERGER AGREEMENT, TO SOLICIT ADDITIONAL PROXIES IF THERE IS NOT A QUORUM PRESENT OR REPRESENTED BY PROXY AT THE TIME OF THE MEETING, OR TO GIVE HOLDERS OF COMMON STOCK ADDITIONAL TIME TO EVALUATE NEW MATERIAL INFORMATION OR DISCLOSURE | Management | Against | Against | ||||||||||
| THE SCOTTS MIRACLE-GRO COMPANY | ||||||||||||||
| Security | 810186106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SMG | Meeting Date | 25-Jan-2019 | |||||||||||
| ISIN | US8101861065 | Agenda | 934911909 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David C. Evans | For | For | |||||||||||
| 2 | Adam Hanft | For | For | |||||||||||
| 3 | Stephen L. Johnson | For | For | |||||||||||
| 4 | Katherine H Littlefield | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | For | For | ||||||||||
| BEACON ROOFING SUPPLY, INC. | ||||||||||||||
| Security | 073685109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BECN | Meeting Date | 12-Feb-2019 | |||||||||||
| ISIN | US0736851090 | Agenda | 934919866 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert R. Buck | For | For | |||||||||||
| 2 | Paul M. Isabella | For | For | |||||||||||
| 3 | Carl T. Berquist | For | For | |||||||||||
| 4 | Barbara G. Fast | For | For | |||||||||||
| 5 | Richard W. Frost | For | For | |||||||||||
| 6 | Alan Gershenhorn | For | For | |||||||||||
| 7 | Philip W. Knisely | For | For | |||||||||||
| 8 | Robert M. McLaughlin | For | For | |||||||||||
| 9 | Neil S. Novich | For | For | |||||||||||
| 10 | Stuart A. Randle | For | For | |||||||||||
| 11 | Nathan K. Sleeper | For | For | |||||||||||
| 12 | Douglas L. Young | For | For | |||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | For | For | ||||||||||
| 3. | To approve the compensation for our named executive officers as presented in the Compensation Discussion and Analysis, the compensation tables, and the related disclosures contained in the accompanying proxy statement on a non-binding, advisory basis. | Management | For | For | ||||||||||
| PTC INC. | ||||||||||||||
| Security | 69370C100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PTC | Meeting Date | 06-Mar-2019 | |||||||||||
| ISIN | US69370C1009 | Agenda | 934920744 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Janice Chaffin | For | For | |||||||||||
| 2 | Phillip Fernandez | For | For | |||||||||||
| 3 | Donald Grierson | For | For | |||||||||||
| 4 | James Heppelmann | For | For | |||||||||||
| 5 | Klaus Hoehn | For | For | |||||||||||
| 6 | Paul Lacy | For | For | |||||||||||
| 7 | Corinna Lathan | For | For | |||||||||||
| 8 | Blake Moret | For | For | |||||||||||
| 9 | Robert Schechter | For | For | |||||||||||
| 2. | Approve an increase in the number of shares available for issuance under our 2000 Equity Incentive Plan. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers (say-on-pay). | Management | For | For | ||||||||||
| 4. | Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| CONSTRUCTION PARTNERS INC | ||||||||||||||
| Security | 21044C107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROAD | Meeting Date | 08-Mar-2019 | |||||||||||
| ISIN | US21044C1071 | Agenda | 934922027 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class I Director: Ned N. Fleming, III | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director: Charles E. Owens | Management | For | For | ||||||||||
| 2. | Proposal to ratify the appointment of RSM US LLP as the Company's independent registered public accountants for the fiscal year ending September 30, 2019. | Management | For | For | ||||||||||
| CIENA CORPORATION | ||||||||||||||
| Security | 171779309 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CIEN | Meeting Date | 28-Mar-2019 | |||||||||||
| ISIN | US1717793095 | Agenda | 934926974 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Class I Director: Lawton W. Fitt | Management | For | For | ||||||||||
| 1b. | Election of Class I Director: Patrick H. Nettles, Ph.D. | Management | For | For | ||||||||||
| 1c. | Election of Class II Director: Joanne B. Olsen | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2019. | Management | For | For | ||||||||||
| 3. | Advisory vote on our named executive officer compensation, as described in these proxy materials. | Management | For | For | ||||||||||
| FLIR SYSTEMS, INC. | ||||||||||||||
| Security | 302445101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLIR | Meeting Date | 19-Apr-2019 | |||||||||||
| ISIN | US3024451011 | Agenda | 934935771 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: James J. Cannon | Management | For | For | ||||||||||
| 1B. | Election of Director: John D. Carter | Management | For | For | ||||||||||
| 1C. | Election of Director: William W. Crouch | Management | For | For | ||||||||||
| 1D. | Election of Director: Catherine A. Halligan | Management | For | For | ||||||||||
| 1E. | Election of Director: Earl R. Lewis | Management | For | For | ||||||||||
| 1F. | Election of Director: Angus L. Macdonald | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael T. Smith | Management | For | For | ||||||||||
| 1H. | Election of Director: Cathy A. Stauffer | Management | For | For | ||||||||||
| 1I. | Election of Director: Robert S. Tyrer | Management | For | For | ||||||||||
| 1J. | Election of Director: John W. Wood, Jr. | Management | For | For | ||||||||||
| 1K. | Election of Director: Steven E. Wynne | Management | For | For | ||||||||||
| 2. | To ratify the appointment by the Audit Committee of the Company's Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 4. | To approve the Company's 2019 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| RENASANT CORPORATION | ||||||||||||||
| Security | 75970E107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RNST | Meeting Date | 23-Apr-2019 | |||||||||||
| ISIN | US75970E1073 | Agenda | 934935959 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Connie L. Engel* | For | For | |||||||||||
| 2 | John M. Creekmore# | For | For | |||||||||||
| 3 | Jill V. Deer# | For | For | |||||||||||
| 4 | Neal A. Holland, Jr.# | For | For | |||||||||||
| 5 | E. Robinson McGraw# | For | For | |||||||||||
| 6 | Sean M. Suggs# | For | For | |||||||||||
| 3. | To adopt, in a non-binding advisory vote, a resolution approving the compensation of our named executive officers, as described in the proxy statement. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of HORNE, LLP as our independent registered public accountants for 2019 | Management | For | For | ||||||||||
| MGIC INVESTMENT CORPORATION | ||||||||||||||
| Security | 552848103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTG | Meeting Date | 24-Apr-2019 | |||||||||||
| ISIN | US5528481030 | Agenda | 934955747 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Daniel A. Arrigoni | For | For | |||||||||||
| 2 | Cassandra C. Carr | For | For | |||||||||||
| 3 | C. Edward Chaplin | For | For | |||||||||||
| 4 | Curt S. Culver | For | For | |||||||||||
| 5 | Timothy A. Holt | For | For | |||||||||||
| 6 | Kenneth M. Jastrow, II | For | For | |||||||||||
| 7 | Jodeen A. Kozlak | For | For | |||||||||||
| 8 | Michael E. Lehman | For | For | |||||||||||
| 9 | Melissa B. Lora | For | For | |||||||||||
| 10 | Gary A. Poliner | For | For | |||||||||||
| 11 | Patrick Sinks | For | For | |||||||||||
| 12 | Mark M. Zandi | For | For | |||||||||||
| 2. | Advisory vote to approve our executive compensation | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 | Management | For | For | ||||||||||
| OLIN CORPORATION | ||||||||||||||
| Security | 680665205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OLN | Meeting Date | 25-Apr-2019 | |||||||||||
| ISIN | US6806652052 | Agenda | 934937888 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: C. Robert Bunch | Management | For | For | ||||||||||
| 1.2 | Election of Director: Randall W. Larrimore | Management | For | For | ||||||||||
| 1.3 | Election of Director: John M. B. O'Connor | Management | For | For | ||||||||||
| 1.4 | Election of Director: Scott M. Sutton | Management | For | For | ||||||||||
| 1.5 | Election of Director: William H. Weideman | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| WELBILT, INC. | ||||||||||||||
| Security | 949090104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WBT | Meeting Date | 26-Apr-2019 | |||||||||||
| ISIN | US9490901041 | Agenda | 934936913 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Cynthia M. Egnotovich | Management | For | For | ||||||||||
| 1b. | Election of Director: Dino J. Bianco | Management | For | For | ||||||||||
| 1c. | Election of Director: Joan K. Chow | Management | For | For | ||||||||||
| 1d. | Election of Director: Thomas D. Davis | Management | For | For | ||||||||||
| 1e. | Election of Director: Janice L. Fields | Management | For | For | ||||||||||
| 1f. | Election of Director: Brian R. Gamache | Management | For | For | ||||||||||
| 1g. | Election of Director: Andrew Langham | Management | For | For | ||||||||||
| 1h. | Election of Director: William C. Johnson | Management | For | For | ||||||||||
| 2. | The approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | The ratification of the appointment of PricewaterhouseCoopersLLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| ENTEGRIS, INC. | ||||||||||||||
| Security | 29362U104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ENTG | Meeting Date | 26-Apr-2019 | |||||||||||
| ISIN | US29362U1043 | Agenda | 934965495 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Adoption of the Agreement and Plan of Merger (the "merger agreement"), dated as of January 27, 2019 (as it may be amended from time to time), by and between Versum Materials, Inc. ("Versum"), and Entegris, Inc. ("Entegris"), pursuant to which Versum will merge with and into Entegris, with Entegris surviving the merger (the "Entegris merger agreement proposal"). | Management | For | For | ||||||||||
| 2. | Adoption of the amended and restated certificate of incorporation of Entegris (the "Entegris charter proposal"). | Management | For | For | ||||||||||
| 3. | Approval, on an advisory (non-binding) basis, of the executive officer compensation that will or may be paid to Entegris's named executive officers in connection with the transactions contemplated by the merger agreement (the "Entegris compensation proposal"). | Management | For | For | ||||||||||
| 4. | Approval of the adjournment of the special meeting of the stockholders of Entegris (the "Entegris special meeting") to solicit additional proxies if there are not sufficient votes at the time of the Entegris special meeting to approve the Entegris merger agreement proposal and the Entegris charter proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Entegris stockholders (the "Entegris adjournment proposal"). | Management | For | For | ||||||||||
| CRANE CO. | ||||||||||||||
| Security | 224399105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CR | Meeting Date | 29-Apr-2019 | |||||||||||
| ISIN | US2243991054 | Agenda | 934949744 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Martin R. Benante | Management | For | For | ||||||||||
| 1b. | Election of Director: Donald G. Cook | Management | For | For | ||||||||||
| 1c. | Election of Director: Michael Dinkins | Management | For | For | ||||||||||
| 1d. | Election of Director: R. S. Evans | Management | For | For | ||||||||||
| 1e. | Election of Director: Ronald C. Lindsay | Management | For | For | ||||||||||
| 1f. | Election of Director: Ellen McClain | Management | For | For | ||||||||||
| 1g. | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||||||||
| 1h. | Election of Director: Max H. Mitchell | Management | For | For | ||||||||||
| 1i. | Election of Director: Jennifer M. Pollino | Management | For | For | ||||||||||
| 1j. | Election of Director: James L. L. Tullis | Management | For | For | ||||||||||
| 2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2019. | Management | For | For | ||||||||||
| 3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||||
| BOK FINANCIAL CORPORATION | ||||||||||||||
| Security | 05561Q201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BOKF | Meeting Date | 30-Apr-2019 | |||||||||||
| ISIN | US05561Q2012 | Agenda | 934947271 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Alan S. Armstrong | For | For | |||||||||||
| 2 | C. Fred Ball, Jr. | For | For | |||||||||||
| 3 | Steven Bangert | For | For | |||||||||||
| 4 | Peter C. Boylan, III | For | For | |||||||||||
| 5 | Steven G. Bradshaw | For | For | |||||||||||
| 6 | Chester E. Cadieux, III | For | For | |||||||||||
| 7 | Gerard P. Clancy | For | For | |||||||||||
| 8 | John W. Coffey | For | For | |||||||||||
| 9 | Joseph W. Craft, III | For | For | |||||||||||
| 10 | Jack E. Finley | For | For | |||||||||||
| 11 | David F. Griffin | For | For | |||||||||||
| 12 | V. Burns Hargis | For | For | |||||||||||
| 13 | Douglas D. Hawthorne | For | For | |||||||||||
| 14 | Kimberley D. Henry | For | For | |||||||||||
| 15 | E. Carey Joullian, IV | For | For | |||||||||||
| 16 | George B. Kaiser | For | For | |||||||||||
| 17 | Stanley A. Lybarger | For | For | |||||||||||
| 18 | Steven J. Malcolm | For | For | |||||||||||
| 19 | Steven E. Nell | For | For | |||||||||||
| 20 | E. C. Richards | For | For | |||||||||||
| 21 | Claudia San Pedro | For | For | |||||||||||
| 22 | Michael C. Turpen | For | For | |||||||||||
| 23 | R. A. Walker | For | For | |||||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as BOK Financial Corporation's independent auditors for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| 3. | Approval of the compensation of the Company's named executive officers as disclosed in the Proxy statement. | Management | For | For | ||||||||||
| OASIS PETROLEUM INC | ||||||||||||||
| Security | 674215108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OAS | Meeting Date | 30-Apr-2019 | |||||||||||
| ISIN | US6742151086 | Agenda | 934949439 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael McShane | For | For | |||||||||||
| 2 | Thomas B. Nusz | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in this proxy statement pursuant to Item 402 of Regulation S-K promulgated by the Securities and Exchange Commission. | Management | For | For | ||||||||||
| 4. | To approve the First Amendment to the Amended and Restated 2010 Long-Term Incentive Plan (the "LTIP") to increase the maximum number of shares that may be issued under the LTIP by 1,300,000 shares. | Management | For | For | ||||||||||
| ENTEGRIS, INC. | ||||||||||||||
| Security | 29362U104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENTG | Meeting Date | 30-Apr-2019 | |||||||||||
| ISIN | US29362U1043 | Agenda | 934959036 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Michael A. Bradley | Management | For | For | ||||||||||
| 1b. | Election of Director: R. Nicholas Burns | Management | For | For | ||||||||||
| 1c. | Election of Director: James F. Gentilcore | Management | For | For | ||||||||||
| 1d. | Election of Director: James P. Lederer | Management | For | For | ||||||||||
| 1e. | Election of Director: Bertrand Loy | Management | For | For | ||||||||||
| 1f. | Election of Director: Paul L. H. Olson | Management | For | For | ||||||||||
| 1g. | Election of Director: Azita Saleki-Gerhardt | Management | For | For | ||||||||||
| 1h. | Election of Director: Brian F. Sullivan | Management | For | For | ||||||||||
| 2. | Ratify Appointment of KPMG LLP as Entegris, Inc.'s Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding vote, of the compensation paid to Entegris, Inc.'s named executive officers (advisory vote). | Management | For | For | ||||||||||
| WHITING PETROLEUM CORPORATION | ||||||||||||||
| Security | 966387409 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WLL | Meeting Date | 01-May-2019 | |||||||||||
| ISIN | US9663874090 | Agenda | 934953717 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas L. Aller | For | For | |||||||||||
| 2 | James E. Catlin | For | For | |||||||||||
| 3 | Michael B. Walen | For | For | |||||||||||
| 2. | Approval of Advisory Resolution on Compensation of Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratification of Appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||||||||
| 4. | Approval of Amendment and Restatement to Whiting Petroleum Corporation 2013 Equity Incentive Plan. | Management | For | For | ||||||||||
| NATIONAL CINEMEDIA, INC. | ||||||||||||||
| Security | 635309107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NCMI | Meeting Date | 02-May-2019 | |||||||||||
| ISIN | US6353091076 | Agenda | 934944908 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas F. Lesinski | For | For | |||||||||||
| 2 | Andrew P. Glaze | For | For | |||||||||||
| 3 | Lawrence A. Goodman | For | For | |||||||||||
| 4 | David R. Haas | For | For | |||||||||||
| 5 | Kurt C. Hall | For | For | |||||||||||
| 6 | Lee Roy Mitchell | For | For | |||||||||||
| 7 | Mark B. Segall | For | For | |||||||||||
| 8 | Renana Teperberg | For | For | |||||||||||
| 2. | To approve, on an advisory basis, National CineMedia, Inc.'s. executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as our independent auditors for the fiscal year ending December 26, 2019. | Management | For | For | ||||||||||
| FERRO CORPORATION | ||||||||||||||
| Security | 315405100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FOE | Meeting Date | 02-May-2019 | |||||||||||
| ISIN | US3154051003 | Agenda | 934960647 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David A. Lorber | For | For | |||||||||||
| 2 | Marran H. Ogilvie | For | For | |||||||||||
| 3 | Andrew M. Ross | For | For | |||||||||||
| 4 | Allen A. Spizzo | For | For | |||||||||||
| 5 | Peter T. Thomas | For | For | |||||||||||
| 6 | Ronald P. Vargo | For | For | |||||||||||
| 2. | Advisory Vote on the compensation for named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| ENCOMPASS HEALTH CORPORATION | ||||||||||||||
| Security | 29261A100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EHC | Meeting Date | 03-May-2019 | |||||||||||
| ISIN | US29261A1007 | Agenda | 934944439 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: John W. Chidsey | Management | For | For | ||||||||||
| 1b. | Election of Director: Donald L. Correll | Management | For | For | ||||||||||
| 1c. | Election of Director: Yvonne M. Curl | Management | For | For | ||||||||||
| 1d. | Election of Director: Charles M. Elson | Management | For | For | ||||||||||
| 1e. | Election of Director: Joan E. Herman | Management | For | For | ||||||||||
| 1f. | Election of Director: Leo I. Higdon, Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director: Leslye G. Katz | Management | For | For | ||||||||||
| 1h. | Election of Director: John E. Maupin, Jr. | Management | For | For | ||||||||||
| 1i. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||||
| 1j. | Election of Director: L. Edward Shaw, Jr. | Management | For | For | ||||||||||
| 1k. | Election of Director: Mark J. Tarr | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2019. | Management | For | For | ||||||||||
| 3. | An advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| CHEMICAL FINANCIAL CORPORATION | ||||||||||||||
| Security | 163731102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CHFC | Meeting Date | 07-May-2019 | |||||||||||
| ISIN | US1637311028 | Agenda | 934957032 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James R. Fitterling | For | For | |||||||||||
| 2 | Ronald A. Klein | For | For | |||||||||||
| 3 | Richard M. Lievense | For | For | |||||||||||
| 4 | Barbara J. Mahone | For | For | |||||||||||
| 5 | Barbara L. McQuade | For | For | |||||||||||
| 6 | John E. Pelizzari | For | For | |||||||||||
| 7 | David T. Provost | For | For | |||||||||||
| 8 | Thomas C. Shafer | For | For | |||||||||||
| 9 | Larry D. Stauffer | For | For | |||||||||||
| 10 | Jeffrey L. Tate | For | For | |||||||||||
| 11 | Gary Torgow | For | For | |||||||||||
| 12 | Arthur A. Weiss | For | For | |||||||||||
| 13 | Franklin C. Wheatlake | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
| 4. | Approval of the Chemical Financial Corporation Stock Incentive Plan of 2019. | Management | For | For | ||||||||||
| IBERIABANK CORPORATION | ||||||||||||||
| Security | 450828108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IBKC | Meeting Date | 07-May-2019 | |||||||||||
| ISIN | US4508281080 | Agenda | 934978430 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William H. Fenstermaker | For | For | |||||||||||
| 2 | Rick E. Maples | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of the Named Executive Officers. | Management | For | For | ||||||||||
| 4. | Approval of the 2019 Stock Incentive Plan. | Management | For | For | ||||||||||
| CARLISLE COMPANIES INCORPORATED | ||||||||||||||
| Security | 142339100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CSL | Meeting Date | 08-May-2019 | |||||||||||
| ISIN | US1423391002 | Agenda | 934953591 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Robin J. Adams | Management | For | For | ||||||||||
| 1b. | Election of Director: Jonathan R. Collins | Management | For | For | ||||||||||
| 1c. | Election of Director: D. Christian Koch | Management | For | For | ||||||||||
| 1d. | Election of Director: David A. Roberts | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2019. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the Company's named executive officer compensation in fiscal 2018. | Management | For | For | ||||||||||
| BRUNSWICK CORPORATION | ||||||||||||||
| Security | 117043109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BC | Meeting Date | 08-May-2019 | |||||||||||
| ISIN | US1170431092 | Agenda | 934953868 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: David C. Everitt | Management | For | For | ||||||||||
| 1b. | Election of Director: Lauren Patricia Flaherty | Management | For | For | ||||||||||
| 1c. | Election of Director: Joseph W. McClanathan | Management | For | For | ||||||||||
| 1d. | Election of Director: Roger J. Wood | Management | For | For | ||||||||||
| 2. | The approval of the compensation of our Named Executive Officers on an advisory basis. | Management | For | For | ||||||||||
| 3. | The ratification of the Audit Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| GARDNER DENVER HOLDINGS, INC. | ||||||||||||||
| Security | 36555P107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GDI | Meeting Date | 09-May-2019 | |||||||||||
| ISIN | US36555P1075 | Agenda | 934957741 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Class II director: Vicente Reynal | Management | For | For | ||||||||||
| 1b. | Election of Class II director: John Humphrey | Management | For | For | ||||||||||
| 1c. | Election of Class II director: Joshua T. Weisenbeck | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as Gardner Denver Holdings, Inc.'s independent registered public accounting firm for 2019. | Management | For | For | ||||||||||
| ALLEGHENY TECHNOLOGIES INCORPORATED | ||||||||||||||
| Security | 01741R102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATI | Meeting Date | 09-May-2019 | |||||||||||
| ISIN | US01741R1023 | Agenda | 934957791 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Leroy M. Ball, Jr. | Management | For | For | ||||||||||
| 1.2 | Election of Director: Carolyn Corvi | Management | For | For | ||||||||||
| 1.3 | Election of Director: Robert S. Wetherbee | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as independent auditors for 2019. | Management | For | For | ||||||||||
| VULCAN MATERIALS COMPANY | ||||||||||||||
| Security | 929160109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VMC | Meeting Date | 10-May-2019 | |||||||||||
| ISIN | US9291601097 | Agenda | 934951357 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Kathleen L. Quirk | Management | For | For | ||||||||||
| 1b. | Election of Director: David P. Steiner | Management | For | For | ||||||||||
| 1c. | Election of Director: Lee J. Styslinger, III | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||||||||
| MASCO CORPORATION | ||||||||||||||
| Security | 574599106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MAS | Meeting Date | 10-May-2019 | |||||||||||
| ISIN | US5745991068 | Agenda | 934980497 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Marie A. Ffolkes | Management | For | For | ||||||||||
| 1b. | Election of Director: Donald R. Parfet | Management | For | For | ||||||||||
| 1c. | Election of Director: Lisa A. Payne | Management | For | For | ||||||||||
| 1d. | Election of Director: Reginald M. Turner | Management | For | For | ||||||||||
| 2. | To approve, by non-binding advisory vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement | Management | For | For | ||||||||||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2019. | Management | For | For | ||||||||||
| PACWEST BANCORP | ||||||||||||||
| Security | 695263103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PACW | Meeting Date | 13-May-2019 | |||||||||||
| ISIN | US6952631033 | Agenda | 934961269 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Tanya M. Acker | Management | For | For | ||||||||||
| 1B. | Election of Director: Paul R. Burke | Management | For | For | ||||||||||
| 1C. | Election of Director: Craig A. Carlson | Management | For | For | ||||||||||
| 1D. | Election of Director: John M. Eggemeyer, III | Management | For | For | ||||||||||
| 1E. | Election of Director: C. William Hosler | Management | For | For | ||||||||||
| 1F. | Election of Director: Susan E. Lester | Management | For | For | ||||||||||
| 1G. | Election of Director: Roger H. Molvar | Management | For | For | ||||||||||
| 1H. | Election of Director: James J. Pieczynski | Management | For | For | ||||||||||
| 1I. | Election of Director: Daniel B. Platt | Management | For | For | ||||||||||
| 1J. | Election of Director: Robert A. Stine | Management | For | For | ||||||||||
| 1K. | Election of Director: Matthew P. Wagner | Management | For | For | ||||||||||
| 1L. | Election of Director: Mark T. Yung | Management | For | For | ||||||||||
| 2. | Advisory Vote on Executive Compensation. To approve, on an advisory basis (non-binding), the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the Appointment of Independent Auditors. To ratify the appointment of KPMG LLP as the Company's independent auditors for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| RANGE RESOURCES CORPORATION | ||||||||||||||
| Security | 75281A109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RRC | Meeting Date | 15-May-2019 | |||||||||||
| ISIN | US75281A1097 | Agenda | 934966550 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Brenda A. Cline | Management | For | For | ||||||||||
| 1b. | Election of Director: Anthony V. Dub | Management | For | For | ||||||||||
| 1c. | Election of Director: James M. Funk | Management | For | For | ||||||||||
| 1d. | Election of Director: Steve D. Gray | Management | For | For | ||||||||||
| 1e. | Election of Director: Christopher A. Helms | Management | For | For | ||||||||||
| 1f. | Election of Director: Greg G. Maxwell | Management | For | For | ||||||||||
| 1g. | Election of Director: Steffen E. Palko | Management | For | For | ||||||||||
| 1h. | Election of Director: Jeffrey L. Ventura | Management | For | For | ||||||||||
| 2. | A non-binding proposal to approve executive compensation philosophy ("Say-on-Pay"). | Management | For | For | ||||||||||
| 3. | To consider and vote on a proposal to adopt the Company's 2019 Equity-Based Compensation Plan. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm as of and for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| THE BOSTON BEER COMPANY, INC. | ||||||||||||||
| Security | 100557107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SAM | Meeting Date | 16-May-2019 | |||||||||||
| ISIN | US1005571070 | Agenda | 934969392 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Meghan V. Joyce | For | For | |||||||||||
| 2 | Michael Spillane | For | For | |||||||||||
| 3 | Jean-Michel Valette | For | For | |||||||||||
| 2. | Advisory vote to approve our Named Executive Officers' executive compensation. | Management | For | For | ||||||||||
| NATERA, INC. | ||||||||||||||
| Security | 632307104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NTRA | Meeting Date | 16-May-2019 | |||||||||||
| ISIN | US6323071042 | Agenda | 934974987 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Roy Baynes | For | For | |||||||||||
| 2 | James I. Healy | For | For | |||||||||||
| 3 | Gail Marcus | For | For | |||||||||||
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| NEVRO CORP. | ||||||||||||||
| Security | 64157F103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NVRO | Meeting Date | 20-May-2019 | |||||||||||
| ISIN | US64157F1030 | Agenda | 934981766 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Elizabeth Weatherman | For | For | |||||||||||
| 2 | Wilfred E. Jaeger, M.D. | For | For | |||||||||||
| 3 | D. Keith Grossman | For | For | |||||||||||
| 2. | To ratify the selection, by the Audit Committee of the Company's Board of Directors, of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2019 | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the Company's proxy statement in accordance with the compensation disclosure rules of the Securities and Exchange Commission | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to phase in the declassification of the Company's Board of Directors | Management | For | For | ||||||||||
| 5. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate the supermajority voting requirements | Management | For | For | ||||||||||
| LEGACYTEXAS FINANCIAL GROUP, INC. | ||||||||||||||
| Security | 52471Y106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LTXB | Meeting Date | 20-May-2019 | |||||||||||
| ISIN | US52471Y1064 | Agenda | 934997492 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Arcilia C. Acosta | For | For | |||||||||||
| 2 | George A. Fisk | For | For | |||||||||||
| 3 | Kevin J. Hanigan | For | For | |||||||||||
| 4 | Bruce W. Hunt | For | For | |||||||||||
| 5 | Anthony J. LeVecchio | For | For | |||||||||||
| 6 | James Brian McCall | For | For | |||||||||||
| 7 | Karen H. O'Shea | For | For | |||||||||||
| 8 | R. Greg Wilkinson | For | For | |||||||||||
| 2. | Advisory (non-binding) vote on executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| VERITEX HOLDINGS INC. | ||||||||||||||
| Security | 923451108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VBTX | Meeting Date | 21-May-2019 | |||||||||||
| ISIN | US9234511080 | Agenda | 935014162 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | C. Malcolm Holland, III | For | For | |||||||||||
| 2 | Pat S. Bolin | For | For | |||||||||||
| 3 | William D. Ellis | For | For | |||||||||||
| 4 | Ned N. Fleming, III | For | For | |||||||||||
| 5 | Mark C. Griege | For | For | |||||||||||
| 6 | Steven D. Lerner | For | For | |||||||||||
| 7 | Manuel J. Mehos | For | For | |||||||||||
| 8 | Gregory B. Morrison | For | For | |||||||||||
| 9 | John T. Sughrue | For | For | |||||||||||
| 2. | To approve the 2019 Amended and Restated Omnibus Incentive Plan. | Management | For | For | ||||||||||
| 3. | To approve the issuance of shares of common stock underlying certain equity awards made in January 2019. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 5. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 6. | To ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | Management | For | For | ||||||||||
| STERICYCLE, INC. | ||||||||||||||
| Security | 858912108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SRCL | Meeting Date | 22-May-2019 | |||||||||||
| ISIN | US8589121081 | Agenda | 934978315 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Robert S. Murley | Management | For | For | ||||||||||
| 1b. | Election of Director: Cindy J. Miller | Management | For | For | ||||||||||
| 1c. | Election of Director: Brian P. Anderson | Management | For | For | ||||||||||
| 1d. | Election of Director: Lynn D. Bleil | Management | For | For | ||||||||||
| 1e. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||||
| 1f. | Election of Director: J. Joel Hackney, Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director: Veronica M. Hagen | Management | For | For | ||||||||||
| 1h. | Election of Director: Stephen C. Hooley | Management | For | For | ||||||||||
| 1i. | Election of Director: Kay G. Priestly | Management | For | For | ||||||||||
| 1j. | Election of Director: Mike S. Zafirovski | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019 | Management | For | For | ||||||||||
| 4. | Stockholder proposal entitled Special Shareholder Meeting Improvement | Shareholder | Against | For | ||||||||||
| TIVITY HEALTH, INC. | ||||||||||||||
| Security | 88870R102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TVTY | Meeting Date | 23-May-2019 | |||||||||||
| ISIN | US88870R1023 | Agenda | 934971525 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Sara J. Finley | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert J. Greczyn, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: Peter A. Hudson, M.D. | Management | For | For | ||||||||||
| 1D. | Election of Director: Beth M. Jacob | Management | For | For | ||||||||||
| 1E. | Election of Director: Bradley S. Karro | Management | For | For | ||||||||||
| 1F. | Election of Director: Paul H. Keckley, Ph.D. | Management | For | For | ||||||||||
| 1G. | Election of Director: Benjamin A. Kirshner | Management | For | For | ||||||||||
| 1H. | Election of Director: Lee A. Shapiro | Management | For | For | ||||||||||
| 1I | Election of Director: Donato J. Tramuto | Management | For | For | ||||||||||
| 1J. | Election of Director: Kevin G. Wills | Management | For | For | ||||||||||
| 1K. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||||
| 2. | To consider and act upon a non-binding, advisory vote to approve compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| 4. | To consider and act upon a proposal to approve the Company's Second Amended and Restated 2014 Stock Incentive Plan. | Management | For | For | ||||||||||
| FIREEYE, INC. | ||||||||||||||
| Security | 31816Q101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FEYE | Meeting Date | 23-May-2019 | |||||||||||
| ISIN | US31816Q1013 | Agenda | 934976715 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Class III Director: Ronald E. F. Codd | Management | For | For | ||||||||||
| 1b. | Election of Class III Director: Kevin R. Mandia | Management | For | For | ||||||||||
| 1c. | Election of Class III Director: Enrique Salem | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| NORDSTROM, INC. | ||||||||||||||
| Security | 655664100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JWN | Meeting Date | 23-May-2019 | |||||||||||
| ISIN | US6556641008 | Agenda | 934980562 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
| 1b. | Election of Director: Stacy Brown-Philpot | Management | For | For | ||||||||||
| 1c. | Election of Director: Tanya L. Domier | Management | For | For | ||||||||||
| 1d. | Election of Director: Kirsten A.Green | Management | For | For | ||||||||||
| 1e. | Election of Director: Glenda G. McNeal | Management | For | For | ||||||||||
| 1f. | Election of Director: Erik B. Nordstrom | Management | For | For | ||||||||||
| 1g. | Election of Director: Peter E. Nordstrom | Management | For | For | ||||||||||
| 1h. | Election of Director: Brad D. Smith | Management | For | For | ||||||||||
| 1i. | Election of Director: Gordon A. Smith | Management | For | For | ||||||||||
| 1j. | Election of Director: Bradley D. Tilden | Management | For | For | ||||||||||
| 1k. | Election of Director: B. Kevin Turner | Management | For | For | ||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 4. | APPROVE THE NORDSTROM, INC. 2019 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||
| HIBBETT SPORTS, INC. | ||||||||||||||
| Security | 428567101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HIBB | Meeting Date | 23-May-2019 | |||||||||||
| ISIN | US4285671016 | Agenda | 935012322 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class II Director: Jane F. Aggers | Management | For | For | ||||||||||
| 1.2 | Election of Class II Director: Karen S. Etzkorn | Management | For | For | ||||||||||
| 1.3 | Election of Class II Director: Alton E. Yother | Management | For | For | ||||||||||
| 2. | Ratification of the selection of KPMG LLP as the Independent Registered Public Accounting Firm for Fiscal 2020. | Management | For | For | ||||||||||
| 3. | Say on Pay - Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| ZIONS BANCORPORATION | ||||||||||||||
| Security | 989701107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ZION | Meeting Date | 31-May-2019 | |||||||||||
| ISIN | US9897011071 | Agenda | 934993230 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jerry C. Atkin | Management | For | For | ||||||||||
| 1B. | Election of Director: Gary L. Crittenden | Management | For | For | ||||||||||
| 1C. | Election of Director: Suren K. Gupta | Management | For | For | ||||||||||
| 1D. | Election of Director: J. David Heaney | Management | For | For | ||||||||||
| 1E. | Election of Director: Vivian S. Lee | Management | For | For | ||||||||||
| 1F. | Election of Director: Scott J. McLean | Management | For | For | ||||||||||
| 1G. | Election of Director: Edward F. Murphy | Management | For | For | ||||||||||
| 1H. | Election of Director: Stephen D. Quinn | Management | For | For | ||||||||||
| 1I. | Election of Director: Harris H. Simmons | Management | For | For | ||||||||||
| 1J. | Election of Director: Aaron B. Skonnard | Management | For | For | ||||||||||
| 1K. | Election of Director: Barbara A. Yastine | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm to audit the Company's financial statements for the current fiscal year. | Management | For | For | ||||||||||
| 3. | Approval, on a nonbinding advisory basis, of the compensation paid to the Company's named executive officers with respect to fiscal year ended December 31, 2018. | Management | For | For | ||||||||||
| 4. | To recommend, by non-binding vote, the frequency of the shareholder non-binding vote to approve executive compensation votes. | Management | 1 Year | For | ||||||||||
| VOCERA COMMUNICATIONS,INC. | ||||||||||||||
| Security | 92857F107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VCRA | Meeting Date | 31-May-2019 | |||||||||||
| ISIN | US92857F1075 | Agenda | 934994244 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Michael Burkland | Management | For | For | ||||||||||
| 1.2 | Election of Director: Brent D. Lang | Management | For | For | ||||||||||
| 1.3 | Election of Director: Bharat Sundaram | Management | For | For | ||||||||||
| 2. | Proposal to ratify appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| 3. | Advisory vote on named executive officer compensation. | Management | For | For | ||||||||||
| WESTERN ALLIANCE BANCORPORATION | ||||||||||||||
| Security | 957638109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WAL | Meeting Date | 04-Jun-2019 | |||||||||||
| ISIN | US9576381092 | Agenda | 934997264 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Bruce Beach | Management | For | For | ||||||||||
| 1B. | Election of Director: Howard N. Gould | Management | For | For | ||||||||||
| 1C. | Election of Director: Steven J. Hilton | Management | For | For | ||||||||||
| 1D. | Election of Director: Marianne Boyd Johnson | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert P. Latta | Management | For | For | ||||||||||
| 1F. | Election of Director: Todd Marshall | Management | For | For | ||||||||||
| 1G. | Election of Director: Adriane McFetridge | Management | For | For | ||||||||||
| 1H. | Election of Director: James E. Nave, D.V.M. | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael Patriarca | Management | For | For | ||||||||||
| 1J. | Election of Director: Robert Gary Sarver | Management | For | For | ||||||||||
| 1K. | Election of Director: Donald D. Snyder | Management | For | For | ||||||||||
| 1L. | Election of Director: Sung Won Sohn, Ph.D. | Management | For | For | ||||||||||
| 1M. | Election of Director: Kenneth A. Vecchione | Management | For | For | ||||||||||
| 2. | Approve, on a non-binding advisory basis, executive compensation. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of RSM US LLP as the Company's independent auditor. | Management | For | For | ||||||||||
| GLOBUS MEDICAL, INC. | ||||||||||||||
| Security | 379577208 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GMED | Meeting Date | 05-Jun-2019 | |||||||||||
| ISIN | US3795772082 | Agenda | 935004438 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Daniel T. Lemaitre | Management | For | For | ||||||||||
| 1b. | Election of Director: David C. Paul | Management | For | For | ||||||||||
| 1c. | Election of Director: Ann D. Rhoads | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||||||||
| 3. | To approve, in an advisory vote, the compensation of the Company's named executive officers (the Say-on-Pay Vote). | Management | For | For | ||||||||||
| 4. | To approve, in an advisory vote, the frequency of the approval, on an advisory basis, of the compensation of our named executive officers (the Frequency Vote). | Management | 1 Year | For | ||||||||||
| CHEMICAL FINANCIAL CORPORATION | ||||||||||||||
| Security | 163731102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CHFC | Meeting Date | 07-Jun-2019 | |||||||||||
| ISIN | US1637311028 | Agenda | 935027955 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of January 27, 2019, by and between Chemical Financial Corporation ("Chemical") and TCF Financial Corporation ("TCF"), as it may be amended from time to time, under which TCF will merge with and into Chemical (the "merger"), with Chemical surviving the merger (the "Chemical merger proposal"). | Management | For | For | ||||||||||
| 2. | To approve an amendment to Chemical's Articles of incorporation to (a) increase the number of authorized shares of Chemical common stock from 135 million to 220 million, and (b) change the name of Chemical to "TCF Financial Corporation," effective only upon consummation of the merger (the "Chemical articles amendment proposal"). | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the named executive officers of Chemical that is based on or otherwise relates to the merger (the "Chemical compensation proposal"). | Management | For | For | ||||||||||
| 4. | To approve the adjournment of the Chemical special meeting, if necessary or appropriate, to permit further solicitation of proxies in favor of the Chemical merger proposal or Chemical articles amendment proposal (the "Chemical adjournment proposal"). | Management | For | For | ||||||||||
| TRIPADVISOR, INC. | ||||||||||||||
| Security | 896945201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRIP | Meeting Date | 11-Jun-2019 | |||||||||||
| ISIN | US8969452015 | Agenda | 935016089 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory B. Maffei | For | For | |||||||||||
| 2 | Stephen Kaufer | For | For | |||||||||||
| 3 | Trynka Shineman Blake | For | For | |||||||||||
| 4 | Jay C. Hoag | For | For | |||||||||||
| 5 | Betsy L. Morgan | For | For | |||||||||||
| 6 | Jeremy Philips | For | For | |||||||||||
| 7 | Spencer M. Rascoff | For | For | |||||||||||
| 8 | Albert E. Rosenthaler | For | For | |||||||||||
| 9 | Robert S. Wiesenthal | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as TripAdvisor, Inc.s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| PRA GROUP, INC. | ||||||||||||||
| Security | 69354N106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRAA | Meeting Date | 13-Jun-2019 | |||||||||||
| ISIN | US69354N1063 | Agenda | 935009882 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John H. Fain | For | For | |||||||||||
| 2 | Geir L. Olsen | For | For | |||||||||||
| 3 | Kevin P. Stevenson | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||||||||
| 3. | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| WILLSCOT CORP. | ||||||||||||||
| Security | 971375126 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WSC | Meeting Date | 18-Jun-2019 | |||||||||||
| ISIN | US9713751264 | Agenda | 935024050 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gerard E. Holthaus | For | For | |||||||||||
| 2 | Rebecca L.Owen | For | For | |||||||||||
| 2. | Ratification of Ernest & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||||||||
| BOX INC | ||||||||||||||
| Security | 10316T104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BOX | Meeting Date | 19-Jun-2019 | |||||||||||
| ISIN | US10316T1043 | Agenda | 935017396 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kim Hammonds | For | For | |||||||||||
| 2 | Dan Levin | For | For | |||||||||||
| 3 | Josh Stein | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2020. | Management | For | For | ||||||||||
| PURE STORAGE, INC. | ||||||||||||||
| Security | 74624M102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PSTG | Meeting Date | 20-Jun-2019 | |||||||||||
| ISIN | US74624M1027 | Agenda | 935020886 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles Giancarlo | For | For | |||||||||||
| 2 | Scott Dietzen | For | For | |||||||||||
| 3 | John Colgrove | For | For | |||||||||||
| 2. | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2020. | Management | For | For | ||||||||||
| 3. | Approval of an amendment of our 2015 Employee Stock Purchase Plan to increase the number of shares available for issuance by 5,000,000 shares. | Management | For | For | ||||||||||
| 4. | An advisory vote on our named executive officer compensation. | Management | For | For | ||||||||||
| CLOUDERA, INC. | ||||||||||||||
| Security | 18914U100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CLDR | Meeting Date | 20-Jun-2019 | |||||||||||
| ISIN | US18914U1007 | Agenda | 935025785 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Martin Cole | For | For | |||||||||||
| 2 | Peter Fenton | For | For | |||||||||||
| 3 | Rosemary Schooler | For | For | |||||||||||
| 2. | Ratification of independent registered public accounting firm, Ernst & Young LLP, for the fiscal year ending January 31, 2020 | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Non-binding advisory vote on the frequency of future non- binding advisory votes to approve the compensation of our named executive officers. | Management | 3 Years | For | ||||||||||
| MARVELL TECHNOLOGY GROUP LTD. | ||||||||||||||
| Security | G5876H105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MRVL | Meeting Date | 28-Jun-2019 | |||||||||||
| ISIN | BMG5876H1051 | Agenda | 935030306 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Tudor Brown | Management | For | For | ||||||||||
| 1b. | Election of Director: Brad Buss | Management | For | For | ||||||||||
| 1c. | Election of Director: Edward H. Frank | Management | For | For | ||||||||||
| 1d. | Election of Director: Richard S. Hill | Management | For | For | ||||||||||
| 1e. | Election of Director: Oleg Khaykin | Management | For | For | ||||||||||
| 1f. | Election of Director: Bethany Mayer | Management | For | For | ||||||||||
| 1g. | Election of Director: Donna Morris | Management | For | For | ||||||||||
| 1h. | Election of Director: Matthew J. Murphy | Management | For | For | ||||||||||
| 1i. | Election of Director: Michael Strachan | Management | For | For | ||||||||||
| 1j. | Election of Director: Robert E. Switz | Management | For | For | ||||||||||
| 2. | An advisory (non-binding) vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | The appointment of Deloitte & Touche LLP as our auditors and independent registered accounting firm, and authorization of the audit committee, acting on behalf of our board of directors, to fix the remuneration of the auditors and independent registered accounting firm, in both cases for the fiscal year ending February 1, 2020. | Management | For | For | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Broadview Funds Trust | |||
| By: | /s/ Richard E. Lane | ||
| Richard E. Lane, President | |||
| (Principal Executive Officer) | |||
| Date: | August 9, 2019 | ||
