Investment Managers Series Trust II NPX Annual report of proxy voting record

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number

811-22894

INVESTMENT MANAGERS SERIES TRUST II

(Exact name of registrant as specified in charter)

235 W. Galena Street, Milwaukee, WI	53212
(Address of principal executive offices)	(Zip code)

Constance Dye Shannon

235 W. Galena Street, Milwaukee, WI 53212

(Name and address of agent for service)

Registrant's telephone number, including area code:

(414) 299-2295

Date of fiscal year end:	September 30

Date of reporting period:	July 1, 2018 to June 30, 2019

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

ITEM 1. PROXY VOTING RECORD.

Form N-PX	Proxy Voting Records
Fund Name:	Vivaldi Merger Arbitrage Fund
Reporting Period:	07/1/18 to 06/30/2019

Institutional Account Name	Company Name	Ticker	Primary CUSIP	Meeting Date	Proponent	Proposal Text	Vote Instruction	Voted	Vote Against Management
Vivaldi Merger Arbitrage Fund	RSP Permian, Inc.	RSPP	74978Q105	17-Jul-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	RSP Permian, Inc.	RSPP	74978Q105	17-Jul-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	RSP Permian, Inc.	RSPP	74978Q105	17-Jul-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	RSP Permian, Inc.	RSPP	74978Q105	17-Jul-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Gramercy Property Trust	GPT	385002308	09-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Gramercy Property Trust	GPT	385002308	09-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Gramercy Property Trust	GPT	385002308	09-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Gramercy Property Trust	GPT	385002308	09-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Gramercy Property Trust	GPT	385002308	09-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Gramercy Property Trust	GPT	385002308	09-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Williams Partners L.P.	WPZ	96949L105	09-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Charter Financial Corp. (Georgia)	CHFN	16122W108	21-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Charter Financial Corp. (Georgia)	CHFN	16122W108	21-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Charter Financial Corp. (Georgia)	CHFN	16122W108	21-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Charter Financial Corp. (Georgia)	CHFN	16122W108	21-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Charter Financial Corp. (Georgia)	CHFN	16122W108	21-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Charter Financial Corp. (Georgia)	CHFN	16122W108	21-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	ILG, Inc.	ILG	44967H101	28-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	ILG, Inc.	ILG	44967H101	28-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	ILG, Inc.	ILG	44967H101	28-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	ILG, Inc.	ILG	44967H101	28-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	ILG, Inc.	ILG	44967H101	28-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	ILG, Inc.	ILG	44967H101	28-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Vectren Corp.	VVC	92240G101	28-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Vectren Corp.	VVC	92240G101	28-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Vectren Corp.	VVC	92240G101	28-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Vectren Corp.	VVC	92240G101	28-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Vectren Corp.	VVC	92240G101	28-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Vectren Corp.	VVC	92240G101	28-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Approve Merger Agreement	Against	Yes	Yes
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Advisory Vote on Golden Parachutes	Against	Yes	Yes
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Approve Merger Agreement	Do Not Vote	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Advisory Vote on Golden Parachutes	Do Not Vote	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Adjourn Meeting	Do Not Vote	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Approve Merger Agreement	Against	Yes	Yes
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Advisory Vote on Golden Parachutes	Against	Yes	Yes
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Approve Merger Agreement	Do Not Vote	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Advisory Vote on Golden Parachutes	Do Not Vote	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Adjourn Meeting	Do Not Vote	Yes	No
Vivaldi Merger Arbitrage Fund	CA, Inc.	CA	12673P105	12-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	CA, Inc.	CA	12673P105	12-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	CA, Inc.	CA	12673P105	12-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	CA, Inc.	CA	12673P105	12-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	CA, Inc.	CA	12673P105	12-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	CA, Inc.	CA	12673P105	12-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Education Realty Trust, Inc.	EDR	28140H203	14-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Education Realty Trust, Inc.	EDR	28140H203	14-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Education Realty Trust, Inc.	EDR	28140H203	14-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Education Realty Trust, Inc.	EDR	28140H203	14-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Education Realty Trust, Inc.	EDR	28140H203	14-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Education Realty Trust, Inc.	EDR	28140H203	14-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Amend Charter	For	Yes	No
Vivaldi Merger Arbitrage Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Amend Charter	For	Yes	No
Vivaldi Merger Arbitrage Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Cheniere Energy Partners LP Holdings, LLC	CQH	16411W108	19-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Cheniere Energy Partners LP Holdings, LLC	CQH	16411W108	19-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	ANDEAVOR	ANDV	03349M105	24-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	ANDEAVOR	ANDV	03349M105	24-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	ANDEAVOR	ANDV	03349M105	24-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	ANDEAVOR	ANDV	03349M105	24-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	ANDEAVOR	ANDV	03349M105	24-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	ANDEAVOR	ANDV	03349M105	24-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	AV Homes, Inc.	AVHI	00234P102	26-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	AV Homes, Inc.	AVHI	00234P102	26-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	AV Homes, Inc.	AVHI	00234P102	26-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	AV Homes, Inc.	AVHI	00234P102	26-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	AV Homes, Inc.	AVHI	00234P102	26-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	AV Homes, Inc.	AVHI	00234P102	26-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	CoBiz Financial, Inc.	COBZ	190897108	27-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	CoBiz Financial, Inc.	COBZ	190897108	27-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	CoBiz Financial, Inc.	COBZ	190897108	27-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	CoBiz Financial, Inc.	COBZ	190897108	27-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	CoBiz Financial, Inc.	COBZ	190897108	27-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	CoBiz Financial, Inc.	COBZ	190897108	27-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	SodaStream International Ltd.	SODA	M9068E105	09-Oct-18	Management	Approve Acquisition of SodaStream by PepsiCo, Inc.	For	Yes	No
Vivaldi Merger Arbitrage Fund	SodaStream International Ltd.	SODA	M9068E105	09-Oct-18	Management	Vote FOR if you are NOT PepsiCo, Inc., Merger Sub, or PepsiCo Ventures B.V., or a related party thereof; otherwise vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager.	For	Yes	No
Vivaldi Merger Arbitrage Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Tor R. Braham	For	Yes	No
Vivaldi Merger Arbitrage Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Eric K. Brandt	For	Yes	No
Vivaldi Merger Arbitrage Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Catherine J. Friedman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Richard L. Kauffman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Thomas J. McInerney	For	Yes	No
Vivaldi Merger Arbitrage Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Tor R. Braham	For	Yes	No
Vivaldi Merger Arbitrage Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Eric K. Brandt	For	Yes	No
Vivaldi Merger Arbitrage Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Catherine J. Friedman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Richard L. Kauffman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Thomas J. McInerney	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pinnacle Foods, Inc.	PF	72348P104	23-Oct-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pinnacle Foods, Inc.	PF	72348P104	23-Oct-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pinnacle Foods, Inc.	PF	72348P104	23-Oct-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pinnacle Foods, Inc.	PF	72348P104	23-Oct-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pinnacle Foods, Inc.	PF	72348P104	23-Oct-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pinnacle Foods, Inc.	PF	72348P104	23-Oct-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Dun & Bradstreet Corp.	DNB	26483E100	07-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Dun & Bradstreet Corp.	DNB	26483E100	07-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Dun & Bradstreet Corp.	DNB	26483E100	07-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Dun & Bradstreet Corp.	DNB	26483E100	07-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Dun & Bradstreet Corp.	DNB	26483E100	07-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Dun & Bradstreet Corp.	DNB	26483E100	07-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	K2M Group Holdings, Inc.	KTWO	48273J107	07-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	K2M Group Holdings, Inc.	KTWO	48273J107	07-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	K2M Group Holdings, Inc.	KTWO	48273J107	07-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	KMG Chemicals, Inc.	KMG	482564101	13-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	KMG Chemicals, Inc.	KMG	482564101	13-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	KMG Chemicals, Inc.	KMG	482564101	13-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	KMG Chemicals, Inc.	KMG	482564101	13-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	KMG Chemicals, Inc.	KMG	482564101	13-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	KMG Chemicals, Inc.	KMG	482564101	13-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director K. Rupert Murdoch AC	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Lachlan K. Murdoch	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Delphine Arnault	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director James W. Breyer	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Chase Carey	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director David F. DeVoe	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Roderick I. Eddington	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director James R. Murdoch	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Jacques Nasser AC	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Robert S. Silberman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Tidjane Thiam	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Ratify Ernst & Young LLP as Auditors	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Merger Arbitrage Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Share Holder	Approve Recapitalization Plan for all Stock to Have One-vote per Share	Against	Yes	No
Vivaldi Merger Arbitrage Fund	Forest City Realty Trust, Inc.	FCE.A	345605109	15-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Forest City Realty Trust, Inc.	FCE.A	345605109	15-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Forest City Realty Trust, Inc.	FCE.A	345605109	15-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Forest City Realty Trust, Inc.	FCE.A	345605109	15-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Forest City Realty Trust, Inc.	FCE.A	345605109	15-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Forest City Realty Trust, Inc.	FCE.A	345605109	15-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Energen Corp.	EGN	29265N108	27-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Energen Corp.	EGN	29265N108	27-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Energen Corp.	EGN	29265N108	27-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Energen Corp.	EGN	29265N108	27-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	27-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	27-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	27-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	27-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	27-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	LaSalle Hotel Properties	LHO	517942108	27-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Ocean Rig UDW, Inc.	ORIG	FDS0S4WL7	29-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Ocean Rig UDW, Inc.	ORIG	FDS0S4WL7	29-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Ocean Rig UDW, Inc.	ORIG	FDS0S4WL7	29-Nov-18	Management	Approve Drag-Along Sellers	For	Yes	No
Vivaldi Merger Arbitrage Fund	Ocean Rig UDW, Inc.	ORIG	FDS0S4WL7	29-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Ocean Rig UDW, Inc.	ORIG	FDS0S4WL7	29-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Ocean Rig UDW, Inc.	ORIG	FDS0S4WL7	29-Nov-18	Management	Approve Drag-Along Sellers	For	Yes	No
Vivaldi Merger Arbitrage Fund	Shire Plc	SHP	G8124V108	05-Dec-18	Management	Approve Scheme of Arrangement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Shire Plc	SHP	G8124V108	05-Dec-18	Management	Approve Matters Relating to the Recommended Cash and Share Offer for Shire plc by Takeda Pharmaceutical Company Limited	For	Yes	No
Vivaldi Merger Arbitrage Fund	Spectra Energy Partners LP	SEP	84756N109	12-Dec-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Spectra Energy Partners LP	SEP	84756N109	12-Dec-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Select Income REIT	SIR	81618T100	20-Dec-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Select Income REIT	SIR	81618T100	20-Dec-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Apptio, Inc.	APTI	03835C108	08-Jan-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Apptio, Inc.	APTI	03835C108	08-Jan-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Apptio, Inc.	APTI	03835C108	08-Jan-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Apptio, Inc.	APTI	03835C108	08-Jan-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Red Hat, Inc.	RHT	756577102	16-Jan-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Red Hat, Inc.	RHT	756577102	16-Jan-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Red Hat, Inc.	RHT	756577102	16-Jan-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Red Hat, Inc.	RHT	756577102	16-Jan-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Red Hat, Inc.	RHT	756577102	16-Jan-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Red Hat, Inc.	RHT	756577102	16-Jan-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pacific Biosciences of California, Inc.	PACB	69404D108	24-Jan-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pacific Biosciences of California, Inc.	PACB	69404D108	24-Jan-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pacific Biosciences of California, Inc.	PACB	69404D108	24-Jan-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	ARRIS International Plc	ARRS	G0551A103	01-Feb-19	Management	Approve Scheme of Arrangement	For	Yes	No
Vivaldi Merger Arbitrage Fund	ARRIS International Plc	ARRS	G0551A103	01-Feb-19	Management	Approve Matters Relating to the Offer	For	Yes	No
Vivaldi Merger Arbitrage Fund	ARRIS International Plc	ARRS	G0551A103	01-Feb-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	athenahealth, Inc.	ATHN	04685W103	07-Feb-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	athenahealth, Inc.	ATHN	04685W103	07-Feb-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	athenahealth, Inc.	ATHN	04685W103	07-Feb-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	athenahealth, Inc.	ATHN	04685W103	07-Feb-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	athenahealth, Inc.	ATHN	04685W103	07-Feb-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	athenahealth, Inc.	ATHN	04685W103	07-Feb-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Dominion Energy Midstream Partners LP		FDS0VZZQ0	15-Feb-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Dominion Energy Midstream Partners LP		FDS0VZZQ0	15-Feb-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	TransMontaigne Partners LP	TLP	89376V100	26-Feb-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	TransMontaigne Partners LP	TLP	89376V100	26-Feb-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	TransMontaigne Partners LP	TLP	89376V100	26-Feb-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	TransMontaigne Partners LP	TLP	89376V100	26-Feb-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Nutrisystem, Inc.	NTRI	67069D108	05-Mar-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Nutrisystem, Inc.	NTRI	67069D108	05-Mar-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Nutrisystem, Inc.	NTRI	67069D108	05-Mar-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Attunity Ltd.	ATTU	M15332121	07-Apr-19	Management	Approve the Acquisition of Attunity by "QlikTech International AB"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Attunity Ltd.	ATTU	M15332121	07-Apr-19	Management	Vote FOR if you are NOT a Parent, Merger Sub, Any Person Holding at Least 25% of the Means of Control of Either of Them, Anyone Acting on Their Behalf, or Any Relative or Corporation Controlled By, as indicated in the proxy card; otherwise, vote AGAINST	Against	Yes	No
Vivaldi Merger Arbitrage Fund	Attunity Ltd.	ATTU	M15332121	07-Apr-19	Management	Approve Accelerated Vesting of Unvested Options	For	Yes	No
Vivaldi Merger Arbitrage Fund	First Data Corp.	FDC	32008D106	11-Apr-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	First Data Corp.	FDC	32008D106	11-Apr-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Celgene Corporation	CELG	151020104	12-Apr-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Celgene Corporation	CELG	151020104	12-Apr-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Celgene Corporation	CELG	151020104	12-Apr-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Celgene Corporation	CELG	151020104	12-Apr-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Celgene Corporation	CELG	151020104	12-Apr-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Celgene Corporation	CELG	151020104	12-Apr-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Ellie Mae, Inc.	ELLI	28849P100	15-Apr-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Ellie Mae, Inc.	ELLI	28849P100	15-Apr-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Ellie Mae, Inc.	ELLI	28849P100	15-Apr-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	The Ultimate Software Group, Inc.	ULTI	90385D107	30-Apr-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	The Ultimate Software Group, Inc.	ULTI	90385D107	30-Apr-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	The Ultimate Software Group, Inc.	ULTI	90385D107	30-Apr-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	The Ultimate Software Group, Inc.	ULTI	90385D107	30-Apr-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	The Ultimate Software Group, Inc.	ULTI	90385D107	30-Apr-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	The Ultimate Software Group, Inc.	ULTI	90385D107	30-Apr-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	First Data Corporation	FDC	32008D106	09-May-19	Management	Elect Director Frank J. Bisignano	For	Yes	No
Vivaldi Merger Arbitrage Fund	First Data Corporation	FDC	32008D106	09-May-19	Management	Elect Director Henry R. Kravis	For	Yes	No
Vivaldi Merger Arbitrage Fund	First Data Corporation	FDC	32008D106	09-May-19	Management	Elect Director Heidi G. Miller	For	Yes	No
Vivaldi Merger Arbitrage Fund	First Data Corporation	FDC	32008D106	09-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Merger Arbitrage Fund	First Data Corporation	FDC	32008D106	09-May-19	Management	Ratify Ernst & Young LLP as Auditor	For	Yes	No
Vivaldi Merger Arbitrage Fund	TCF Financial Corporation	TCF	872275102	07-Jun-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	TCF Financial Corporation	TCF	872275102	07-Jun-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	TCF Financial Corporation	TCF	872275102	07-Jun-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Quantenna Communications, Inc.	QTNA	74766D100	14-Jun-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Quantenna Communications, Inc.	QTNA	74766D100	14-Jun-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Quantenna Communications, Inc.	QTNA	74766D100	14-Jun-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Are Not a Parent Affiliate Vote FOR. Otherwise, Vote AGAINST	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 4b Please Select "FOR". If You Do Have a Personal Interest in Item 4b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Increase in Annual Base Cash Compensation for Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 5b Please Select "FOR". If You Do Have a Personal Interest in Item 5b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Grant of 2019 Performance-Based Cash Incentive Award to Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 6b Please Select "FOR". If You Do Have a Personal Interest in Item 6b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Amend Executive Severance Benefits Agreement of Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 7b Please Select "FOR". If You Do Have a Personal Interest in Item 7b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Grant of Restricted Share Units to Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 8b Please Select "FOR". If You Do Have a Personal Interest in Item 8b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Tax Equalization Payments to Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Payment of Cash Bonus to Greg Waters	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Are Not a Parent Affiliate Vote FOR. Otherwise, Vote AGAINST	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 4b Please Select "FOR". If You Do Have a Personal Interest in Item 4b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Increase in Annual Base Cash Compensation for Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 5b Please Select "FOR". If You Do Have a Personal Interest in Item 5b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Grant of 2019 Performance-Based Cash Incentive Award to Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 6b Please Select "FOR". If You Do Have a Personal Interest in Item 6b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Amend Executive Severance Benefits Agreement of Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 7b Please Select "FOR". If You Do Have a Personal Interest in Item 7b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Grant of Restricted Share Units to Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 8b Please Select "FOR". If You Do Have a Personal Interest in Item 8b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Tax Equalization Payments to Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Payment of Cash Bonus to Greg Waters	For	Yes	No
Vivaldi Merger Arbitrage Fund	SunCoke Energy Partners, L.P.	SXCP	86722Y101	27-Jun-19	Management	Approve Merger Agreement	For	Yes	No

Form N-PX	Proxy Voting Records
Fund Name:	Vivaldi Multi-Strategy Fund
Reporting Period:	07/1/18 to 06/30/2019

Institutional Account Name	Company Name	Ticker	Primary CUSIP	Meeting Date	Proponent	Proposal Text	Vote Instruction	Voted	Vote Against Management
Vivaldi Multi-Strategy Fund	The Walt Disney Company	DIS	254687106	27-Jul-18	Management	Issue Shares in Connection with Acquisition	For	Yes	No
Vivaldi Multi-Strategy Fund	The Walt Disney Company	DIS	254687106	27-Jul-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Elect Director Matthew A. Drapkin	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Elect Director Thomas S. Harbin, III	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Elect Director James P. Parmelee	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Elect Director Peter A. Reed	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Elect Director Jeffrey S. Serota	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Elect Director Mark A. Snell	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Elect Director Hugh Steven Wilson	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Ratify Deloitte & Touche LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Amend Omnibus Stock Plan	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Advisory Vote on Say on Pay Frequency	One Year	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	16-Oct-18	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	TeleNav, Inc.	TNAV	879455103	15-Nov-18	Management	Elect Director HP Jin	Withhold	Yes	Yes
Vivaldi Multi-Strategy Fund	TeleNav, Inc.	TNAV	879455103	15-Nov-18	Management	Elect Director Randy Ortiz	For	Yes	No
Vivaldi Multi-Strategy Fund	TeleNav, Inc.	TNAV	879455103	15-Nov-18	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	TeleNav, Inc.	TNAV	879455103	15-Nov-18	Management	Ratify Grant Thornton LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO, Inc.	EXF	302046107	09-Jan-19	Management	Elect Director Francois Cote	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO, Inc.	EXF	302046107	09-Jan-19	Management	Elect Director Germain Lamonde	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO, Inc.	EXF	302046107	09-Jan-19	Management	Elect Director Angela Logothetis	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO, Inc.	EXF	302046107	09-Jan-19	Management	Elect Director Philippe Morin	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO, Inc.	EXF	302046107	09-Jan-19	Management	Elect Director Claude Seguin	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO, Inc.	EXF	302046107	09-Jan-19	Management	Elect Director Randy E. Tornes	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO, Inc.	EXF	302046107	09-Jan-19	Management	Ratify PricewaterhouseCoopers LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO, Inc.	EXF	302046107	09-Jan-19	Management	Amend Long-Term Incentive Plan	For	Yes	No
Vivaldi Multi-Strategy Fund	Univar, Inc.	UNVR	91336L107	27-Feb-19	Management	Issue Shares in Connection with Merger	For	Yes	No
Vivaldi Multi-Strategy Fund	Univar, Inc.	UNVR	91336L107	27-Feb-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Idalene F. Kesner	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Carl J. (Rick) Rickertsen	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Thomas E. Salmon	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Paula A. Sneed	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Robert A. Steele	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Stephen E. Sterrett	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Scott B. Ullem	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Ratify Ernst & Young LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Advisory Vote on Say on Pay Frequency	Three Years	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Provide Right to Call Special Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Share Holder	Amend Bylaws to Call Special Meetings	Against	Yes	No
Vivaldi Multi-Strategy Fund	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Christopher M. Bingaman	For	Yes	No
Vivaldi Multi-Strategy Fund	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Randolph J. Fortener	For	Yes	No
Vivaldi Multi-Strategy Fund	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director James F. Laird	For	Yes	No
Vivaldi Multi-Strategy Fund	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Paula R. Meyer	For	Yes	No
Vivaldi Multi-Strategy Fund	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Paul A. Reeder, III	For	Yes	No
Vivaldi Multi-Strategy Fund	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Bradley C. Shoup	For	Yes	No
Vivaldi Multi-Strategy Fund	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Nicole R. St. Pierre	For	Yes	No
Vivaldi Multi-Strategy Fund	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Ratify KPMG LLP as Auditor	For	Yes	No
Vivaldi Multi-Strategy Fund	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Randall C. Stuewe	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Charles Adair	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director D. Eugene Ewing	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Linda Goodspeed	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Dirk Kloosterboer	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Mary R. Korby	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Cynthia Pharr Lee	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Charles Macaluso	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Gary W. Mize	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Michael E. Rescoe	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Nicole M. Ringenberg	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Ratify KPMG LLP as Auditor	For	Yes	No
Vivaldi Multi-Strategy Fund	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Elect Director Mark J. Byrne	For	Yes	No
Vivaldi Multi-Strategy Fund	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Elect Director David C. Jukes	For	Yes	No
Vivaldi Multi-Strategy Fund	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Elect Director Kerry J. Preete	For	Yes	No
Vivaldi Multi-Strategy Fund	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Elect Director William S. Stavropoulos	For	Yes	No
Vivaldi Multi-Strategy Fund	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Elect Director Robert L. Wood	For	Yes	No
Vivaldi Multi-Strategy Fund	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Ratify Ernst & Young LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Elect Director Alok Maskara	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Elect Director David Landless	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Elect Director Clive Snowdon	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Elect Director Richard Hipple	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Elect Director Allisha Elliott	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Approve Remuneration Report	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Advisory Vote on Say on Pay Frequency	One Year	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Ratify PricewaterhouseCoopers LLP as Auditor	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Authorize Audit Committee to Fix Remuneration of Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Amend Employee Savings-Related Share Purchase Plan	For	Yes	No
Vivaldi Multi-Strategy Fund	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Amend Articles of Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Joseph Boehm	For	Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Susan Chapman-Hughes	For	Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Sue Collyns - Withdrawn		Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Dan Ginsberg	For	Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Marla Gottschalk	For	Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Alan Johnson	For	Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Benjamin Rosenzweig	For	Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Ratify Deloitte & Touche LLP as Auditor	For	Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Advisory Vote on Say on Pay Frequency	One Year	Yes	No
Vivaldi Multi-Strategy Fund	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Approve Omnibus Stock Plan	For	Yes	No
Vivaldi Multi-Strategy Fund	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director Karel K. Czanderna	For	Yes	No
Vivaldi Multi-Strategy Fund	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director Dominic DiNapoli	For	Yes	No
Vivaldi Multi-Strategy Fund	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director Kim S. Fennebresque	For	Yes	No
Vivaldi Multi-Strategy Fund	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director Mitchell B. Lewis	For	Yes	No
Vivaldi Multi-Strategy Fund	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director Alan H. Schumacher	For	Yes	No
Vivaldi Multi-Strategy Fund	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director J. David Smith	For	Yes	No
Vivaldi Multi-Strategy Fund	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Ratify BDO USA, LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Elect Director Michael J. Saylor	For	Yes	No
Vivaldi Multi-Strategy Fund	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Elect Director Stephen X. Graham	For	Yes	No
Vivaldi Multi-Strategy Fund	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Elect Director Jarrod M. Patten	For	Yes	No
Vivaldi Multi-Strategy Fund	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Elect Director Leslie J. Rechan	For	Yes	No
Vivaldi Multi-Strategy Fund	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Elect Director Carl J. Rickertsen	For	Yes	No
Vivaldi Multi-Strategy Fund	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Ratify KPMG LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	NRC Group Holdings Corp.	NRCG	629375106	30-May-19	Management	Elect Director Michael J. Bayer	For	Yes	No
Vivaldi Multi-Strategy Fund	NRC Group Holdings Corp.	NRCG	629375106	30-May-19	Management	Elect Director Donald Glickman	For	Yes	No
Vivaldi Multi-Strategy Fund	NRC Group Holdings Corp.	NRCG	629375106	30-May-19	Management	Elect Director Glenn M. Shor	For	Yes	No
Vivaldi Multi-Strategy Fund	Adesto Technologies Corporation	IOTS	00687D101	04-Jun-19	Management	Elect Director Keith L. Crandell	For	Yes	No
Vivaldi Multi-Strategy Fund	Adesto Technologies Corporation	IOTS	00687D101	04-Jun-19	Management	Ratify BPM LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Garrett Motion Inc.	GTX	366505105	04-Jun-19	Management	Elect Director Olivier Rabiller	For	Yes	No
Vivaldi Multi-Strategy Fund	Garrett Motion Inc.	GTX	366505105	04-Jun-19	Management	Elect Director Maura J. Clark	For	Yes	No
Vivaldi Multi-Strategy Fund	Garrett Motion Inc.	GTX	366505105	04-Jun-19	Management	Ratify Deloitte SA as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Garrett Motion Inc.	GTX	366505105	04-Jun-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Garrett Motion Inc.	GTX	366505105	04-Jun-19	Management	Advisory Vote on Say on Pay Frequency	One Year	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Neil S. Braun	For	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Eric A. Demirian	For	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Kevin Douglas	For	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Richard L. Gelfond	For	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director David W. Leebron	For	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Michael MacMillan	For	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Dana Settle	For	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Darren Throop	For	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Bradley J. Wechsler	For	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration	For	Yes	No
Vivaldi Multi-Strategy Fund	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Advansix Inc.	ASIX	00773T101	11-Jun-19	Management	Elect Director Erin N. Kane	For	Yes	No
Vivaldi Multi-Strategy Fund	Advansix Inc.	ASIX	00773T101	11-Jun-19	Management	Elect Director Michael L. Marberry	For	Yes	No
Vivaldi Multi-Strategy Fund	Advansix Inc.	ASIX	00773T101	11-Jun-19	Management	Ratify PricewaterhouseCoopers LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Advansix Inc.	ASIX	00773T101	11-Jun-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Advansix Inc.	ASIX	00773T101	11-Jun-19	Management	Eliminate Supermajority Vote Requirement to Amend Bylaws	For	Yes	No
Vivaldi Multi-Strategy Fund	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Marc D. Boroditsky	For	Yes	No
Vivaldi Multi-Strategy Fund	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Scott M. Clements	For	Yes	No
Vivaldi Multi-Strategy Fund	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Michael P. Cullinane	For	Yes	No
Vivaldi Multi-Strategy Fund	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director John N. Fox, Jr.	For	Yes	No
Vivaldi Multi-Strategy Fund	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Jean K. Holley	For	Yes	No
Vivaldi Multi-Strategy Fund	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director T. Kendall "Ken" Hunt	For	Yes	No
Vivaldi Multi-Strategy Fund	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Matthew Moog	For	Yes	No
Vivaldi Multi-Strategy Fund	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Marc Zenner	For	Yes	No
Vivaldi Multi-Strategy Fund	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Approve Omnibus Stock Plan	For	Yes	No
Vivaldi Multi-Strategy Fund	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Ratify KPMG LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Vertex Energy, Inc.	VTNR	92534K107	20-Jun-19	Management	Elect Director Benjamin P. Cowart	For	Yes	No
Vivaldi Multi-Strategy Fund	Vertex Energy, Inc.	VTNR	92534K107	20-Jun-19	Management	Elect Director Dan Borgen	For	Yes	No
Vivaldi Multi-Strategy Fund	Vertex Energy, Inc.	VTNR	92534K107	20-Jun-19	Management	Elect Director David L. Phillips	For	Yes	No
Vivaldi Multi-Strategy Fund	Vertex Energy, Inc.	VTNR	92534K107	20-Jun-19	Management	Elect Director Christopher Stratton	For	Yes	No
Vivaldi Multi-Strategy Fund	Vertex Energy, Inc.	VTNR	92534K107	20-Jun-19	Management	Elect Director Timothy C. Harvey	For	Yes	No
Vivaldi Multi-Strategy Fund	Vertex Energy, Inc.	VTNR	92534K107	20-Jun-19	Management	Elect Director James P. Gregory	For	Yes	No
Vivaldi Multi-Strategy Fund	Vertex Energy, Inc.	VTNR	92534K107	20-Jun-19	Management	Ratify Ham, Langston & Brezina, L.L.P. as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Vertex Energy, Inc.	VTNR	92534K107	20-Jun-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Vertex Energy, Inc.	VTNR	92534K107	20-Jun-19	Management	Advisory Vote on Say on Pay Frequency	Three Years	Yes	No
Vivaldi Multi-Strategy Fund	RSP Permian, Inc.	RSPP	74978Q105	17-Jul-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	RSP Permian, Inc.	RSPP	74978Q105	17-Jul-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	RSP Permian, Inc.	RSPP	74978Q105	17-Jul-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	RSP Permian, Inc.	RSPP	74978Q105	17-Jul-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Gramercy Property Trust	GPT	385002308	09-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Gramercy Property Trust	GPT	385002308	09-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Gramercy Property Trust	GPT	385002308	09-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Williams Partners L.P.	WPZ	96949L105	09-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Charter Financial Corp. (Georgia)	CHFN	16122W108	21-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Charter Financial Corp. (Georgia)	CHFN	16122W108	21-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Charter Financial Corp. (Georgia)	CHFN	16122W108	21-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	ILG, Inc.	ILG	44967H101	28-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	ILG, Inc.	ILG	44967H101	28-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	ILG, Inc.	ILG	44967H101	28-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Vectren Corp.	VVC	92240G101	28-Aug-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Vectren Corp.	VVC	92240G101	28-Aug-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Vectren Corp.	VVC	92240G101	28-Aug-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Approve Merger Agreement	Against	Yes	Yes
Vivaldi Multi-Strategy Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Advisory Vote on Golden Parachutes	Against	Yes	Yes
Vivaldi Multi-Strategy Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Approve Merger Agreement	Do Not Vote	Yes	No
Vivaldi Multi-Strategy Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Advisory Vote on Golden Parachutes	Do Not Vote	Yes	No
Vivaldi Multi-Strategy Fund	LaSalle Hotel Properties	LHO	517942108	06-Sep-18	Management	Adjourn Meeting	Do Not Vote	Yes	No
Vivaldi Multi-Strategy Fund	CA, Inc.	CA	12673P105	12-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	CA, Inc.	CA	12673P105	12-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	CA, Inc.	CA	12673P105	12-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Education Realty Trust, Inc.	EDR	28140H203	14-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Education Realty Trust, Inc.	EDR	28140H203	14-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Education Realty Trust, Inc.	EDR	28140H203	14-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Amend Charter	For	Yes	No
Vivaldi Multi-Strategy Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	MB Financial, Inc.	MBFI	55264U108	18-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	ANDEAVOR	ANDV	03349M105	24-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	ANDEAVOR	ANDV	03349M105	24-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	ANDEAVOR	ANDV	03349M105	24-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	CoBiz Financial, Inc.	COBZ	190897108	27-Sep-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	CoBiz Financial, Inc.	COBZ	190897108	27-Sep-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	CoBiz Financial, Inc.	COBZ	190897108	27-Sep-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	SodaStream International Ltd.	SODA	M9068E105	09-Oct-18	Management	Approve Acquisition of SodaStream by PepsiCo, Inc.	For	Yes	No
Vivaldi Multi-Strategy Fund	SodaStream International Ltd.	SODA	M9068E105	09-Oct-18	Management	Vote FOR if you are NOT PepsiCo, Inc., Merger Sub, or PepsiCo Ventures B.V., or a related party thereof; otherwise vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager.	For	Yes	No
Vivaldi Multi-Strategy Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Tor R. Braham	For	Yes	No
Vivaldi Multi-Strategy Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Eric K. Brandt	For	Yes	No
Vivaldi Multi-Strategy Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Catherine J. Friedman	For	Yes	No
Vivaldi Multi-Strategy Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Richard L. Kauffman	For	Yes	No
Vivaldi Multi-Strategy Fund	Altaba, Inc.	AABA	021346101	16-Oct-18	Management	Elect Director Thomas J. McInerney	For	Yes	No
Vivaldi Multi-Strategy Fund	Pinnacle Foods, Inc.	PF	72348P104	23-Oct-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Pinnacle Foods, Inc.	PF	72348P104	23-Oct-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Pinnacle Foods, Inc.	PF	72348P104	23-Oct-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Dun & Bradstreet Corp.	DNB	26483E100	07-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Dun & Bradstreet Corp.	DNB	26483E100	07-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Dun & Bradstreet Corp.	DNB	26483E100	07-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	K2M Group Holdings, Inc.	KTWO	48273J107	07-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	K2M Group Holdings, Inc.	KTWO	48273J107	07-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	K2M Group Holdings, Inc.	KTWO	48273J107	07-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	KMG Chemicals, Inc.	KMG	482564101	13-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	KMG Chemicals, Inc.	KMG	482564101	13-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	KMG Chemicals, Inc.	KMG	482564101	13-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director K. Rupert Murdoch AC	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Lachlan K. Murdoch	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Delphine Arnault	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director James W. Breyer	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Chase Carey	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director David F. DeVoe	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Roderick I. Eddington	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director James R. Murdoch	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Jacques Nasser AC	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Robert S. Silberman	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Elect Director Tidjane Thiam	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Ratify Ernst & Young LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Twenty-First Century Fox, Inc.	FOXA	90130A101	14-Nov-18	Share Holder	Approve Recapitalization Plan for all Stock to Have One-vote per Share	Against	Yes	No
Vivaldi Multi-Strategy Fund	Forest City Realty Trust, Inc.	FCE.A	345605109	15-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Forest City Realty Trust, Inc.	FCE.A	345605109	15-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Forest City Realty Trust, Inc.	FCE.A	345605109	15-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Energen Corp.	EGN	29265N108	27-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Energen Corp.	EGN	29265N108	27-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	LaSalle Hotel Properties	LHO	517942108	27-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	LaSalle Hotel Properties	LHO	517942108	27-Nov-18	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	LaSalle Hotel Properties	LHO	517942108	27-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Ocean Rig UDW, Inc.	ORIG	FDS0S4WL7	29-Nov-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Ocean Rig UDW, Inc.	ORIG	FDS0S4WL7	29-Nov-18	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Ocean Rig UDW, Inc.	ORIG	FDS0S4WL7	29-Nov-18	Management	Approve Drag-Along Sellers	For	Yes	No
Vivaldi Multi-Strategy Fund	Shire Plc	SHP	G8124V108	05-Dec-18	Management	Approve Scheme of Arrangement	For	Yes	No
Vivaldi Multi-Strategy Fund	Shire Plc	SHP	G8124V108	05-Dec-18	Management	Approve Matters Relating to the Recommended Cash and Share Offer for Shire plc by Takeda Pharmaceutical Company Limited	For	Yes	No
Vivaldi Multi-Strategy Fund	Spectra Energy Partners LP	SEP	84756N109	12-Dec-18	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Apptio, Inc.	APTI	03835C108	08-Jan-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Apptio, Inc.	APTI	03835C108	08-Jan-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	athenahealth, Inc.	ATHN	04685W103	07-Feb-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	athenahealth, Inc.	ATHN	04685W103	07-Feb-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	athenahealth, Inc.	ATHN	04685W103	07-Feb-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Dominion Energy Midstream Partners LP		FDS0VZZQ0	15-Feb-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	TransMontaigne Partners LP	TLP	89376V100	26-Feb-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	TransMontaigne Partners LP	TLP	89376V100	26-Feb-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Nutrisystem, Inc.	NTRI	67069D108	05-Mar-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Nutrisystem, Inc.	NTRI	67069D108	05-Mar-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Nutrisystem, Inc.	NTRI	67069D108	05-Mar-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Attunity Ltd.	ATTU	M15332121	07-Apr-19	Management	Approve the Acquisition of Attunity by "QlikTech International AB"	For	Yes	No
Vivaldi Multi-Strategy Fund	Attunity Ltd.	ATTU	M15332121	07-Apr-19	Management	Vote FOR if you are NOT a Parent, Merger Sub, Any Person Holding at Least 25% of the Means of Control of Either of Them, Anyone Acting on Their Behalf, or Any Relative or Corporation Controlled By, as indicated in the proxy card; otherwise, vote AGAINST	Against	Yes	No
Vivaldi Multi-Strategy Fund	Attunity Ltd.	ATTU	M15332121	07-Apr-19	Management	Approve Accelerated Vesting of Unvested Options	For	Yes	No
Vivaldi Multi-Strategy Fund	First Data Corp.	FDC	32008D106	11-Apr-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	First Data Corp.	FDC	32008D106	11-Apr-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Celgene Corporation	CELG	151020104	12-Apr-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Celgene Corporation	CELG	151020104	12-Apr-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Celgene Corporation	CELG	151020104	12-Apr-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Ellie Mae, Inc.	ELLI	28849P100	15-Apr-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Ellie Mae, Inc.	ELLI	28849P100	15-Apr-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Ellie Mae, Inc.	ELLI	28849P100	15-Apr-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	The Ultimate Software Group, Inc.	ULTI	90385D107	30-Apr-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	The Ultimate Software Group, Inc.	ULTI	90385D107	30-Apr-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	The Ultimate Software Group, Inc.	ULTI	90385D107	30-Apr-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	First Data Corporation	FDC	32008D106	09-May-19	Management	Elect Director Frank J. Bisignano	For	Yes	No
Vivaldi Multi-Strategy Fund	First Data Corporation	FDC	32008D106	09-May-19	Management	Elect Director Henry R. Kravis	For	Yes	No
Vivaldi Multi-Strategy Fund	First Data Corporation	FDC	32008D106	09-May-19	Management	Elect Director Heidi G. Miller	For	Yes	No
Vivaldi Multi-Strategy Fund	First Data Corporation	FDC	32008D106	09-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	First Data Corporation	FDC	32008D106	09-May-19	Management	Ratify Ernst & Young LLP as Auditor	For	Yes	No
Vivaldi Multi-Strategy Fund	TCF Financial Corporation	TCF	872275102	07-Jun-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	TCF Financial Corporation	TCF	872275102	07-Jun-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	TCF Financial Corporation	TCF	872275102	07-Jun-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Are Not a Parent Affiliate Vote FOR. Otherwise, Vote AGAINST	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 4b Please Select "FOR". If You Do Have a Personal Interest in Item 4b Please Select "AGAINST"	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Increase in Annual Base Cash Compensation for Eyal Waldman	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 5b Please Select "FOR". If You Do Have a Personal Interest in Item 5b Please Select "AGAINST"	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Grant of 2019 Performance-Based Cash Incentive Award to Eyal Waldman	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 6b Please Select "FOR". If You Do Have a Personal Interest in Item 6b Please Select "AGAINST"	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Amend Executive Severance Benefits Agreement of Eyal Waldman	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 7b Please Select "FOR". If You Do Have a Personal Interest in Item 7b Please Select "AGAINST"	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Grant of Restricted Share Units to Eyal Waldman	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	If You Do Not Have a Personal Interest in Item 8b Please Select "FOR". If You Do Have a Personal Interest in Item 8b Please Select "AGAINST"	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Tax Equalization Payments to Eyal Waldman	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	20-Jun-19	Management	Approve Payment of Cash Bonus to Greg Waters	For	Yes	No
Vivaldi Multi-Strategy Fund	SunCoke Energy Partners, L.P.	SXCP	86722Y101	27-Jun-19	Management	Approve Merger Agreement	For	Yes	No

Vote Summary - Vivaldi Multi-Strategy - RiverNorth

VOYA PRIME RATE TRUST

Security

92913A100

Meeting Type

Annual

Ticker Symbol

PPR

Meeting Date

10-Jul-2018

ISIN

US92913A1007

Agenda

934822570 - Management

Record Date

12-Apr-2018

Holding Recon Date

12-Apr-2018

City /

Country

United States

Vote Deadline Date

09-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Colleen D. Baldwin

Split

For

Split

John V. Boyer

Split

For

Split

Patricia W. Chadwick

Split

For

Split

Martin J. Gavin

Split

For

Split

Russell H. Jones

Split

For

Split

Patrick W. Kenny

Split

For

Split

Joseph E. Obermeyer

Split

For

Split

Sheryl K. Pressler

Split

For

Split

Christopher P. Sullivan

Split

For

Split

Roger B. Vincent

Split

For

Split

Dina Santoro

Split

For

Split

ALLIANZGI CONVERTIBLE & INCOME 2024

Security

01883H102

Meeting Type

Annual

Ticker Symbol

CBH

Meeting Date

12-Jul-2018

ISIN

US01883H1023

Agenda

934846253 - Opposition

Record Date

17-May-2018

Holding Recon Date

17-May-2018

City /

Country

United States

Vote Deadline Date

11-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Hans W. Kertess

Split

For

Split

William B. Ogden, IV

Split

For

Split

Alan Rappaport

Split

For

Split

Davey S. Scoon

Split

For

Split

Erick R. Holt

Split

For

Split

ALLIANZGI CONVERTIBLE & INCOME 2024

Security

01883H102

Meeting Type

Annual

Ticker Symbol

CBH

Meeting Date

12-Jul-2018

ISIN

US01883H1023

Agenda

934846253 - Opposition

Record Date

17-May-2018

Holding Recon Date

17-May-2018

City /

Country

United States

Vote Deadline Date

11-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Hans W. Kertess

Split

For

Split

William B. Ogden, IV

Split

For

Split

Alan Rappaport

Split

For

Split

Davey S. Scoon

Split

For

Split

Erick R. Holt

Split

For

Split

ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST

Security

01883A107

Meeting Type

Annual

Ticker Symbol

NFJ

Meeting Date

12-Jul-2018

ISIN

US01883A1079

Agenda

934846241 - Management

Record Date

17-May-2018

Holding Recon Date

17-May-2018

City /

Country

United States

Vote Deadline Date

11-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Hans W. Kertess

Split

For

Split

James S. MacLeod

Split

For

Split

William B. Ogden, IV

Split

For

Split

A. Douglas Eu

Split

For

Split

Erick R. Holt

Split

For

Split

ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST

Security

01883A107

Meeting Type

Annual

Ticker Symbol

NFJ

Meeting Date

12-Jul-2018

ISIN

US01883A1079

Agenda

934846241 - Management

Record Date

17-May-2018

Holding Recon Date

17-May-2018

City /

Country

United States

Vote Deadline Date

11-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Hans W. Kertess

Split

For

Split

James S. MacLeod

Split

For

Split

William B. Ogden, IV

Split

For

Split

A. Douglas Eu

Split

For

Split

Erick R. Holt

Split

For

Split

INSIGHT INVESTMENTS

Security

56165R103

Meeting Type

Special

Ticker Symbol

MZF

Meeting Date

12-Jul-2018

ISIN

US56165R1032

Agenda

934841885 - Management

Record Date

13-Apr-2018

Holding Recon Date

13-Apr-2018

City /

Country

United States

Vote Deadline Date

11-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To approve a proposal to liquidate and dissolve the Fund pursuant to the Plan of Liquidation and Dissolution.

Management

Split

For

Split

INSIGHT INVESTMENTS

Security

56165R103

Meeting Type

Special

Ticker Symbol

MZF

Meeting Date

12-Jul-2018

ISIN

US56165R1032

Agenda

934841885 - Management

Record Date

13-Apr-2018

Holding Recon Date

13-Apr-2018

City /

Country

United States

Vote Deadline Date

11-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To approve a proposal to liquidate and dissolve the Fund pursuant to the Plan of Liquidation and Dissolution.

Management

Split

For

Split

CLOUGH GLOBAL EQUITY FUND

Security

18914C100

Meeting Type

Annual

Ticker Symbol

GLQ

Meeting Date

19-Jul-2018

ISIN

US18914C1009

Agenda

934845883 - Management

Record Date

21-May-2018

Holding Recon Date

21-May-2018

City /

Country

United States

Vote Deadline Date

18-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Adam D. Crescenzi

Split

For

Split

Jerry G. Rutledge

Split

For

Split

CLOUGH GLOBAL EQUITY FUND

Security

18914C100

Meeting Type

Annual

Ticker Symbol

GLQ

Meeting Date

19-Jul-2018

ISIN

US18914C1009

Agenda

934845883 - Management

Record Date

21-May-2018

Holding Recon Date

21-May-2018

City /

Country

United States

Vote Deadline Date

18-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Adam D. Crescenzi

Split

For

Split

Jerry G. Rutledge

Split

For

Split

CLOUGH GLOBAL OPPORTUNITIES FUND

Security

18914E106

Meeting Type

Annual

Ticker Symbol

GLO

Meeting Date

19-Jul-2018

ISIN

US18914E1064

Agenda

934845871 - Management

Record Date

21-May-2018

Holding Recon Date

21-May-2018

City /

Country

United States

Vote Deadline Date

18-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Vincent W. Versaci

Split

For

Split

Clifford J. Weber

Split

For

Split

Edmund J. Burke

Split

For

Split

CLOUGH GLOBAL OPPORTUNITIES FUND

Security

18914E106

Meeting Type

Annual

Ticker Symbol

GLO

Meeting Date

19-Jul-2018

ISIN

US18914E1064

Agenda

934845871 - Management

Record Date

21-May-2018

Holding Recon Date

21-May-2018

City /

Country

United States

Vote Deadline Date

18-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Vincent W. Versaci

Split

For

Split

Clifford J. Weber

Split

For

Split

Edmund J. Burke

Split

For

Split

GUGGENHEIM FUNDS

Security

00765E104

Meeting Type

Annual

Ticker Symbol

LCM

Meeting Date

20-Jul-2018

ISIN

US00765E1047

Agenda

934844831 - Management

Record Date

17-Apr-2018

Holding Recon Date

17-Apr-2018

City /

Country

United States

Vote Deadline Date

19-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1B.

Approval of the Agreement and Plan of Merger between LCM and the Acquiring Fund, including the termination of LCM's registration under the Investment Company Act of 1940.

Management

Split

For

Split

2A.

Election of Class II Trustee: Tracy V. Maitland

Management

Split

For

Split

2B.

Election of Class II Trustee: Ronald A. Nyberg

Management

Split

For

Split

GUGGENHEIM FUNDS

Security

00765E104

Meeting Type

Annual

Ticker Symbol

LCM

Meeting Date

20-Jul-2018

ISIN

US00765E1047

Agenda

934844831 - Management

Record Date

17-Apr-2018

Holding Recon Date

17-Apr-2018

City /

Country

United States

Vote Deadline Date

19-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1B.

Approval of the Agreement and Plan of Merger between LCM and the Acquiring Fund, including the termination of LCM's registration under the Investment Company Act of 1940.

Management

Split

For

Split

2A.

Election of Class II Trustee: Tracy V. Maitland

Management

Split

For

Split

2B.

Election of Class II Trustee: Ronald A. Nyberg

Management

Split

For

Split

TRIANGLE CAPITAL CORPORATION

Security

895848109

Meeting Type

Special

Ticker Symbol

TCAP

Meeting Date

24-Jul-2018

ISIN

US8958481090

Agenda

934846695 - Management

Record Date

25-May-2018

Holding Recon Date

25-May-2018

City /

Country

United States

Vote Deadline Date

23-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To approve the Asset Purchase Agreement, dated as of April 3, 2018 (the "Asset Purchase Agreement"), by and between the Company and BSP Asset Acquisition I, LLC (the "Asset Buyer"), and the transactions contemplated thereby, including the sale of substantially all of the Company's portfolio investments to the Asset Buyer for the price, and on the terms, set forth in the Asset Purchase Agreement (the "Asset Sale").

Management

Split

For

Split

To approve, in accordance with Section 312.03 of the New York Stock Exchange Listed Company Manual, the issuance and sale by the Company to Barings LLC ("Barings") of up to, under certain circumstances, $150 million worth of shares of common stock, par value $0.001 per share, of the Company (the "Stock Issuance") pursuant to the terms of the Stock Purchase and Transaction Agreement, dated as of April 3, 2018, by and between the Company and Barings (the "Externalization Agreement").

Management

Split

For

Split

To approve the investment advisory agreement (the "Advisory Agreement") pursuant to which Barings would be appointed as the investment adviser of the Company.

Management

Split

For

Split

To approve a proposal to authorize the Company to be subject to a reduced asset coverage ratio of at least 150% under the Investment Company Act of 1940, as amended.

Management

Split

For

Split

To approve on an advisory, non-binding basis, the payment of an estimated $17.2 million in the aggregate, subject to the occurrence of certain conditions regarding change of control and termination, in golden parachute payments that will or may

Management

Split

For

Split

become payable by the Company to its named executive officers pursuant to their employment and other arrangements with the Company in connection with the closing of the transactions contemplated by the Asset Purchase Agreement and the Externalization Agreement.

To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Asset Purchase Agreement and related Asset Sale, the Stock Issuance or the Advisory Agreement.

Management

Split

For

Split

TRIANGLE CAPITAL CORPORATION

Security

895848109

Meeting Type

Special

Ticker Symbol

TCAP

Meeting Date

24-Jul-2018

ISIN

US8958481090

Agenda

934846695 - Management

Record Date

25-May-2018

Holding Recon Date

25-May-2018

City /

Country

United States

Vote Deadline Date

23-Jul-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

Management

Split

For

Split

Management

Split

For

Split

To approve the investment advisory agreement (the "Advisory Agreement") pursuant to which Barings would be appointed as the investment adviser of the Company.

Management

Split

For

Split

To approve a proposal to authorize the Company to be subject to a reduced asset coverage ratio of at least 150% under the Investment Company Act of 1940, as amended.

Management

Split

For

Split

Management

Split

For

Split

Management

Split

For

Split

INVESCO

Security

46131F101

Meeting Type

Annual

Ticker Symbol

VLT

Meeting Date

09-Aug-2018

ISIN

US46131F1012

Agenda

934853296 - Management

Record Date

21-May-2018

Holding Recon Date

21-May-2018

City /

Country

United States

Vote Deadline Date

08-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Bruce L. Crockett

Split

For

Split

Jack M. Fields

Split

For

Split

Martin L. Flanagan

Split

For

Split

Robert C. Troccoli

Split

For

Split

INVESCO

Security

46131F101

Meeting Type

Annual

Ticker Symbol

VLT

Meeting Date

09-Aug-2018

ISIN

US46131F1012

Agenda

934853296 - Management

Record Date

21-May-2018

Holding Recon Date

21-May-2018

City /

Country

United States

Vote Deadline Date

08-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Bruce L. Crockett

Split

For

Split

Jack M. Fields

Split

For

Split

Martin L. Flanagan

Split

For

Split

Robert C. Troccoli

Split

For

Split

INVESCO

Security

46131H107

Meeting Type

Annual

Ticker Symbol

VVR

Meeting Date

09-Aug-2018

ISIN

US46131H1077

Agenda

934853309 - Management

Record Date

21-May-2018

Holding Recon Date

21-May-2018

City /

Country

United States

Vote Deadline Date

08-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Bruce L. Crockett

Split

For

Split

Jack M. Fields

Split

For

Split

Martin L. Flanagan

Split

For

Split

Robert C. Troccoli

Split

For

Split

INVESCO

Security

46131H107

Meeting Type

Annual

Ticker Symbol

VVR

Meeting Date

09-Aug-2018

ISIN

US46131H1077

Agenda

934853309 - Management

Record Date

21-May-2018

Holding Recon Date

21-May-2018

City /

Country

United States

Vote Deadline Date

08-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Bruce L. Crockett

Split

For

Split

Jack M. Fields

Split

For

Split

Martin L. Flanagan

Split

For

Split

Robert C. Troccoli

Split

For

Split

ATLANTIC ACQUISITION CORP.

Security

048206106

Meeting Type

Special

Ticker Symbol

ATAC

Meeting Date

10-Aug-2018

ISIN

US0482061068

Agenda

934859907 - Management

Record Date

16-Jul-2018

Holding Recon Date

16-Jul-2018

City /

Country

United States

Vote Deadline Date

09-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

Business Combination Proposal - To approve the authorization for Atlantic's board of directors to complete the merger of Merger Sub into HF Group Holding Corporation ("HF Group"), resulting in HF Group becoming a wholly owned subsidiary of Atlantic, as provided for in the Acquisition Agreement, or the "Business Combination."

Management

For

1a.

Intention to Exercise Redemption Rights If you intend to exercise your redemption rights, please check this 'FOR' box. Checking this 'FOR' box, however,is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the definitive proxy statement under the section entitled "Special Meeting of Atlantic Shareholders - Redemption Rights."

Management

For

1b.

Stockholder Certification I hereby certify that I am not acting in concert, or as a "group" (as defined in Section 13(d)(3) of the Securities Exchange Act of 1934, as amended), with any other stockholder with respect to the shares of common stock of Atlantic, owned by me in connection with the proposed Business Combination between Atlantic and HF Group. "For" = I am not acting in concert. "Against" = I am acting in concert.

Management

For

Name Change Proposal - To approve the amendment of the certificate of incorporation Atlantic to change Atlantic's name from "Atlantic Acquisition Corp." to "HF Foods Group Inc."

Management

For

Equity Incentive Plan Proposal - To approve the 2018 Omnibus Equity Incentive Plan.

Management

For

Nasdaq Proposal - To approve the issuance of more than 20% of the issued and outstanding shares of common stock of Atlantic pursuant to the terms of the Acquisition Agreement and Business Combination, as required by Nasdaq Listing Rules 5635(a) and (d).

Management

For

Adjournment Proposal - To approve the adjournment of the special meeting in the event Atlantic does not receive the requisite shareholder vote to approve the Business Combination.

Management

For

GARRISON CAPITAL INC.

Security

366554103

Meeting Type

Special

Ticker Symbol

GARS

Meeting Date

14-Aug-2018

ISIN

US3665541039

Agenda

934861332 - Management

Record Date

03-Jul-2018

Holding Recon Date

03-Jul-2018

City /

Country

United States

Vote Deadline Date

13-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

Approval of application of the reduced asset coverage requirements in Section 61(a)(2) of the Investment Company Act of 1940, as amended, to the Company, which would permit the Company to double the maximum amount of leverage that it is permitted to incur by reducing the asset coverage requirement applicable to the Company from 200% to 150% (without giving effect to any exemptive relief with respect to SBIC debentures).

Management

Split

For

Split

DELAWARE INVTS DIVIDEND AND INCM FD INC.

Security

245915103

Meeting Type

Annual

Ticker Symbol

DDF

Meeting Date

15-Aug-2018

ISIN

US2459151039

Agenda

934855923 - Management

Record Date

08-Jun-2018

Holding Recon Date

08-Jun-2018

City /

Country

United States

Vote Deadline Date

14-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Thomas L. Bennett

Split

For

Split

Ann D. Borowiec

Split

For

Split

Joseph W. Chow

Split

For

Split

John A. Fry

Split

For

Split

Lucinda S. Landreth

Split

For

Split

Shawn K. Lytle

Split

For

Split

F.A. Sevilla-Sacasa

Split

For

Split

Thomas K. Whitford

Split

For

Split

Janet L. Yeomans

Split

For

Split

To approve sub-advisory agreements between Delaware Management Company and each of Macquarie Investment Management Europe Limited, Macquarie Investment Management Global Limited, and Macquarie Funds Management Hong Kong Limited.

Management

Split

For

Split

OSPREY ENERGY ACQUISITION CORP

Security

688397108

Meeting Type

Special

Ticker Symbol

OSPR

Meeting Date

20-Aug-2018

ISIN

US6883971086

Agenda

934864883 - Management

Record Date

01-Aug-2018

Holding Recon Date

01-Aug-2018

City /

Country

United States

Vote Deadline Date

17-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

The Business Combination Proposal - To approve and adopt the Contribution Agreement, dated as of June 3, 2018 (the "Contribution Agreement"), by and among Royal Resources L.P., Osprey, and the other parties thereto, and approve the transactions contemplated by the Contribution Agreement (the "business combination"). The Business Combination Proposal is conditioned on the approval of the Charter Proposal and the Nasdaq Proposal.

Management

For

The Charter Proposal - To approve and adopt amendments to Osprey's amended and restated certificate of incorporation (the "Charter"), to be effective upon the consummation of the business combination, including six sub-proposals.

Management

For

2a.

To create a new class of capital stock designated as Class C common stock, par value $0.0001 per share (the "Class C common stock").

Management

For

2b.

To increase the number of authorized shares of Osprey's capital stock to 361,000,000 shares and to increase the number of authorized shares of Osprey's Class A common stock, par value $0.0001 per share (the "Class A common stock"), to 240,000,000 shares.

Management

For

2c.

To adopt Delaware as the exclusive forum for certain stockholder litigation.

Management

For

2d.

To require the affirmative vote of the holders of at least 75% of the voting power of all outstanding shares of capital stock of Osprey to amend, repeal or adopt certain provisions of the Charter.

Management

For

2e.

To provide that Section 203 of the Delaware General Corporation Law, which governs business combinations between Osprey and certain interested Osprey stockholders, does not apply to Osprey.

Management

For

2f.

To eliminate certain provisions in the Charter relating to Osprey's Class B common stock, par value $0.0001 per share (the "Class B common stock") and our Initial Business Combination that will no longer be applicable to us following the completion of the business combination.

Management

For

To approve, for purposes of complying with applicable listing rules of The NASDAQ Capital Market (a) the issuance of Class C common stock in the business combination, (b) the issuance of Class A common stock concurrent with the completion of the business combination to certain qualified institutional buyers and accredited investors, (c) the issuance of Class A common stock in connection with the future redemption or exchange of common units, and (d) the issuance of Class A common stock upon the conversion of Class B common stock.

Management

For

The LTIP Proposal - To approve and adopt the Falcon Minerals Corporation 2018 Long-Term Incentive Plan and material terms thereunder. The LTIP Proposal is conditioned on the approval of the Business Combination Proposal and the Nasdaq Proposal.

Management

For

The Adjournment Proposal - To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with the foregoing proposals. The Adjournment Proposal is not conditioned on the approval of any other proposal at the special meeting.

Management

For

5a.

Stockholder Certification: I hereby certify that I am not acting in concert or as a "group" as defined in Section 13(d) (3) of the Securities Exchange Act of 1934, as amended, with any other stockholder with respect to the shares of Osprey's Class A common stock or Class B common stock.

Management

For

DELAWARE INVESTMENTS

Security

246060107

Meeting Type

Contested-Annual

Ticker Symbol

DEX

Meeting Date

22-Aug-2018

ISIN

US2460601071

Agenda

934854402 - Management

Record Date

08-Jun-2018

Holding Recon Date

08-Jun-2018

City /

Country

United States

Vote Deadline Date

21-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Thomas L. Bennett

Split

For

Split

Ann D. Borowiec

Split

For

Split

Joseph W. Chow

Split

For

Split

John A. Fry

Split

For

Split

Lucinda S. Landreth

Split

For

Split

Shawn K. Lytle

Split

For

Split

F.A. Sevilla-Sacasa

Split

For

Split

Thomas K. Whitford

Split

For

Split

Janet L. Yeomans

Split

For

Split

BE IT RESOLVED, that the shareholders of Delaware Enhanced Global Dividend & Income Fund (the "Fund"), requests that the Board of Trustees (the "Board") consider authorizing a self- tender offer for all outstanding shares of the Fund at or close to net asset value ("NAV").

Shareholder

Split

Against

Split

DELAWARE INVESTMENTS

Security

246060107

Meeting Type

Contested-Annual

Ticker Symbol

DEX

Meeting Date

22-Aug-2018

ISIN

US2460601071

Agenda

934854402 - Management

Record Date

08-Jun-2018

Holding Recon Date

08-Jun-2018

City /

Country

United States

Vote Deadline Date

21-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Thomas L. Bennett

Split

For

Split

Ann D. Borowiec

Split

For

Split

Joseph W. Chow

Split

For

Split

John A. Fry

Split

For

Split

Lucinda S. Landreth

Split

For

Split

Shawn K. Lytle

Split

For

Split

F.A. Sevilla-Sacasa

Split

For

Split

Thomas K. Whitford

Split

For

Split

Janet L. Yeomans

Split

For

Split

Shareholder

Split

Against

Split

DELAWARE INVESTMENTS

Security

246060107

Meeting Type

Contested-Annual

Ticker Symbol

DEX

Meeting Date

22-Aug-2018

ISIN

US2460601071

Agenda

934854402 - Management

Record Date

08-Jun-2018

Holding Recon Date

08-Jun-2018

City /

Country

United States

Vote Deadline Date

21-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Thomas L. Bennett

Split

For

Split

Ann D. Borowiec

Split

For

Split

Joseph W. Chow

Split

For

Split

John A. Fry

Split

For

Split

Lucinda S. Landreth

Split

For

Split

Shawn K. Lytle

Split

For

Split

F.A. Sevilla-Sacasa

Split

For

Split

Thomas K. Whitford

Split

For

Split

Janet L. Yeomans

Split

For

Split

Shareholder

Split

Against

Split

DELAWARE INVESTMENTS

Security

246060107

Meeting Type

Contested-Annual

Ticker Symbol

DEX

Meeting Date

22-Aug-2018

ISIN

US2460601071

Agenda

934854616 - Opposition

Record Date

08-Jun-2018

Holding Recon Date

08-Jun-2018

City /

Country

United States

Vote Deadline Date

21-Aug-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Jason Beckett

Split

For

Split

Jeremy Benkiewicz

Split

For

Split

Stephen J. Flanagan

Split

For

Split

Frederic Gabriel

Split

For

Split

Paul Kazarian

Split

For

Split

Thomas H. McGlade

Split

For

Split

Nitin Sapru

Split

For

Split

Pierre Weinstein

Split

For

Split

For the Board to consider authorizing a self- tender offer for all outstanding shares of the Fund at or close to net asset value ("NAV"). If more than 50% of the Fund's outstanding shares are submitted for tender, the tender offer should be cancelled and the Board should take the steps necessary to liquidate or convert the Fund into an open-end mutual fund.

Management

Split

For

Split

SPROTT FUNDS

Security

85208J109

Meeting Type

Annual

Ticker Symbol

FUND

Meeting Date

05-Sep-2018

ISIN

US85208J1097

Agenda

934868083 - Management

Record Date

13-Jul-2018

Holding Recon Date

13-Jul-2018

City /

Country

United States

Vote Deadline Date

04-Sep-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

W. Whitney George

Split

For

Split

James R. Pierce, Jr

Split

For

Split

SPROTT FUNDS

Security

85208J109

Meeting Type

Annual

Ticker Symbol

FUND

Meeting Date

05-Sep-2018

ISIN

US85208J1097

Agenda

934868083 - Management

Record Date

13-Jul-2018

Holding Recon Date

13-Jul-2018

City /

Country

United States

Vote Deadline Date

04-Sep-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

W. Whitney George

Split

For

Split

James R. Pierce, Jr

Split

For

Split

FIRST TRUST ADVISORS

Security

33740K101

Meeting Type

Annual

Ticker Symbol

FIV

Meeting Date

10-Sep-2018

ISIN

US33740K1016

Agenda

934867219 - Management

Record Date

25-Jul-2018

Holding Recon Date

25-Jul-2018

City /

Country

United States

Vote Deadline Date

07-Sep-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

RICHARD E. ERICKSON

Split

For

Split

THOMAS R. KADLEC

Split

For

Split

FIRST TRUST ADVISORS

Security

33740K101

Meeting Type

Annual

Ticker Symbol

FIV

Meeting Date

10-Sep-2018

ISIN

US33740K1016

Agenda

934867219 - Management

Record Date

25-Jul-2018

Holding Recon Date

25-Jul-2018

City /

Country

United States

Vote Deadline Date

07-Sep-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

RICHARD E. ERICKSON

Split

For

Split

THOMAS R. KADLEC

Split

For

Split

ABERDEEN FUNDS

Security

00326L100

Meeting Type

Annual

Ticker Symbol

AOD

Meeting Date

19-Sep-2018

ISIN

US00326L1008

Agenda

934869073 - Management

Record Date

20-Jul-2018

Holding Recon Date

20-Jul-2018

City /

Country

United States

Vote Deadline Date

18-Sep-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

John Sievwright

Split

For

Split

ABERDEEN FUNDS

Security

00326L100

Meeting Type

Annual

Ticker Symbol

AOD

Meeting Date

19-Sep-2018

ISIN

US00326L1008

Agenda

934869073 - Management

Record Date

20-Jul-2018

Holding Recon Date

20-Jul-2018

City /

Country

United States

Vote Deadline Date

18-Sep-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

John Sievwright

Split

For

Split

LEGG MASON

Security

95766B109

Meeting Type

Annual

Ticker Symbol

EHI

Meeting Date

28-Sep-2018

ISIN

US95766B1098

Agenda

934873387 - Management

Record Date

24-Jul-2018

Holding Recon Date

24-Jul-2018

City /

Country

United States

Vote Deadline Date

27-Sep-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Leslie H. Gelb

Split

For

Split

William R. Hutchinson

Split

For

Split

Jane Trust

Split

For

Split

LEGG MASON

Security

95766B109

Meeting Type

Annual

Ticker Symbol

EHI

Meeting Date

28-Sep-2018

ISIN

US95766B1098

Agenda

934873387 - Management

Record Date

24-Jul-2018

Holding Recon Date

24-Jul-2018

City /

Country

United States

Vote Deadline Date

27-Sep-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Leslie H. Gelb

Split

For

Split

William R. Hutchinson

Split

For

Split

Jane Trust

Split

For

Split

MADISON COVERED CALL & EQUITY STRGY FUND

Security

557437100

Meeting Type

Annual

Ticker Symbol

MCN

Meeting Date

28-Sep-2018

ISIN

US5574371002

Agenda

934873363 - Management

Record Date

05-Jun-2018

Holding Recon Date

05-Jun-2018

City /

Country

United States

Vote Deadline Date

27-Sep-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To approve an Agreement and Plan of Merger and the transactions contemplated therein, including the merger of Madison Strategic Sector Premium Fund (MSP- Acquired Fund) with and into MCN- Acquiring Fund (the "Merger").

Management

Split

For

Split

To approve the issuance of additional common shares of MCN in connection with the Merger.

Management

Split

For

Split

To approve an amendment to clarify the fund's industry concentration policy.

Management

Split

For

Split

DIRECTOR

Management

Split

James R. Imhoff, Jr.

Split

For

Split

ABERDEEN FUNDS

Security

00326L100

Meeting Type

Annual

Ticker Symbol

AOD

Meeting Date

31-Oct-2018

ISIN

US00326L1008

Agenda

934886980 - Management

Record Date

20-Jul-2018

Holding Recon Date

20-Jul-2018

City /

Country

United States

Vote Deadline Date

30-Oct-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1.1

DIRECTOR

Management

Split

John Sievwright

Split

For

Split

A Shareholder proposal that the Board take the necessary steps to declassify the Board of Trustees of the Fund so that all Trustees are elected on an annual basis.

Shareholder

Split

Against

Split

ABERDEEN FUNDS

Security

00326L100

Meeting Type

Annual

Ticker Symbol

AOD

Meeting Date

31-Oct-2018

ISIN

US00326L1008

Agenda

934886980 - Management

Record Date

20-Jul-2018

Holding Recon Date

20-Jul-2018

City /

Country

United States

Vote Deadline Date

30-Oct-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1.1

DIRECTOR

Management

Split

John Sievwright

Split

For

Split

A Shareholder proposal that the Board take the necessary steps to declassify the Board of Trustees of the Fund so that all Trustees are elected on an annual basis.

Shareholder

Split

Against

Split

INDUSTREA ACQUISITION CORP.

Security

45579J104

Meeting Type

Special

Ticker Symbol

INDU

Meeting Date

04-Dec-2018

ISIN

US45579J1043

Agenda

934903899 - Management

Record Date

17-Oct-2018

Holding Recon Date

17-Oct-2018

City /

Country

United States

Vote Deadline Date

03-Dec-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

The Business Combination Proposal: Approve and adopt the Agreement and Plan of Merger, dated as of September 7, 2018, by and among the Company, Concrete Pumping Holdings Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of the Company ("Newco"), Concrete Pumping Holdings, Inc., a Delaware corporation ("CPH"), certain subsidiaries of Newco, and PGP Investors, LLC, solely in its capacity as the initial Holder Representative, a copy of which is attached to the proxy statement/prospectus as Annex A.

Management

For

The Nasdaq Proposal: To approve, for puposes of complying with applicable Nasdaq listing rules, the issuance of more than 20% of the Company's issued and outstanding common stock pursuant to the Business Combination.

Management

For

Management

For

The Charter Proposals: To approve the following material differences between the proposed amended and restated certificate of incorporation of Newco (the "Newco Charter"): Newco will have 500,000,000 authorized shares of common stock and 10,000,000 authorized shares of preferred stock, as opposed to the Company having 220,000,000 authorized shares of common stock and 1,000,000 authorized shares of preferred stock.

Management

For

The Charter Proposals: To approve the following material differences between the proposed amended and restated certificate of incorporation of Newco (the "Newco Charter"): The Newco Charter will not include the various provisions applicable only to special purpose acquisition companies that the Industrea Charter contains (such as the obligation to dissolve and liquidate if a business combination is not consummated in a certain period of time).

Management

For

DIRECTOR

Management

Heather L. Faust

For

David G. Hall

For

Iain Humphries

For

Brian Hodges

For

John M. Piecuch

For

Howard D. Morgan

For

David A. B. Brown

For

Tariq Osman

For

Bruce Young

For

The Incentive Plan Proposal: To approve the Concrete Pumping Holdings, Inc. 2018 Omnibus Incentive Plan, which is an incentive compensation plan for employees, directors and consultants of Newco and its subsidiaries, including CPH, a copy of which is attached to the proxy statement/prospectus as Annex C.

Management

For

The Adjournment Proposal: To approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Nasdaq Proposal, the Charter Proposals or the Incentive Plan Proposal. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Business Combination Proposal the Nasdaq Proposal.

Management

For

SPECIAL OPPORTUNITIES FUND, INC

Security

84741T104

Meeting Type

Annual

Ticker Symbol

SPE

Meeting Date

06-Dec-2018

ISIN

US84741T1043

Agenda

934897248 - Management

Record Date

18-Oct-2018

Holding Recon Date

18-Oct-2018

City /

Country

United States

Vote Deadline Date

05-Dec-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Mr. Andrew Dakos

Split

For

Split

Mr. Gerald Hellerman

Split

For

Split

Mr. Charles Walden

Split

For

Split

Mr. Ben Harris

Split

For

Split

THE CHINA FUND, INC.

Security

169373107

Meeting Type

Special

Ticker Symbol

CHN

Meeting Date

07-Dec-2018

ISIN

US1693731077

Agenda

934905576 - Management

Record Date

29-Oct-2018

Holding Recon Date

29-Oct-2018

City /

Country

United States

Vote Deadline Date

06-Dec-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To approve the proposed Investment Advisory and Management Agreement between the fund and Matthews International Capital Management, LLC.

Management

Split

For

Split

LEISURE ACQUISITION CORP.

Security

52539T107

Meeting Type

Annual

Ticker Symbol

LACQ

Meeting Date

14-Dec-2018

ISIN

US52539T1079

Agenda

934902037 - Management

Record Date

05-Nov-2018

Holding Recon Date

05-Nov-2018

City /

Country

United States

Vote Deadline Date

13-Dec-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Marc J. Falcone

Split

For

Split

To ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

Split

For

Split

DRAPER OAKWOOD TECHNOLOGY ACQUISITION IN

Security

26146L103

Meeting Type

Special

Ticker Symbol

DOTA

Meeting Date

19-Dec-2018

ISIN

US26146L1035

Agenda

934912064 - Management

Record Date

05-Dec-2018

Holding Recon Date

05-Dec-2018

City /

Country

United States

Vote Deadline Date

18-Dec-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To consider and vote upon a proposal to approve and adopt the Business Combination Agreement, the transactions contemplated thereby and the performance by Draper Oakwood Technology Acquisition, Inc. of its obligations thereunder (the "Business Combination").

Management

For

1a.

Intention to Exercise Redemption Rights - If you intend to exercise your redemption rights, please check 'For' box. Checking 'For' box, however, is not sufficient to exercise your redemption rights. You must also vote either FOR or AGAINST the Business Combination Proposal, and, in addition, you must comply with the procedures set forth in the prospectus/proxy statement under the heading "Special Meeting of DOTA Stockholders - Redemption Rights."

Management

For

2a.

To consider and vote upon proposals to approve the adoption of the following incentive compensation plans: 2018 Omnibus Equity Incentive Plan.

Management

For

2b.

To consider and vote upon proposals to approve the adoption of the following incentive compensation plans: 2018 Reebonz Share Option Plan.

Management

For

2c.

To consider and vote upon proposals to approve the adoption of the following incentive compensation plans: Management Performance Plan.

Management

For

The Share Issuance Proposal - To consider and vote upon a proposal to approve, for purposes of complying with applicable NASDAQ Stock Market LLC listing rules, the issuance of more than 20% of the issued and outstanding common stock of Draper Oakwood Technology Acquisition, Inc. in financing transactions in connection with the Business Combination.

Management

For

The Adjournment Proposal - To consider and vote upon a proposal to adjourn the special meeting of stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Business Combination Proposal.

Management

For

MORGAN STANLEY EMERGING MARKETS FD, INC.

Security

61744G107

Meeting Type

Special

Ticker Symbol

MSF

Meeting Date

07-Jan-2019

ISIN

US61744G1076

Agenda

934902974 - Management

Record Date

06-Nov-2018

Holding Recon Date

06-Nov-2018

City /

Country

United States

Vote Deadline Date

04-Jan-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To approve the actions and transactions described in that certain Agreement and Plan of Reorganization between Morgan Stanley Emerging Markets Fund, Inc. (the "Acquired Fund") and Morgan Stanley Institutional Fund, Inc., on behalf of the Emerging Markets Portfolio (the "Acquiring Fund"), pursuant to which substantially all of the assets and liabilities of the Acquired Fund will be transferred to the Acquiring Fund in exchange for Class I shares of common stock of the Acquiring Fund and pursuant to which the Acquired Fund will be dissolved.

Management

Split

For

Split

EATON VANCE LIMITED DURATION INCOME FD

Security

27828H105

Meeting Type

Annual

Ticker Symbol

EVV

Meeting Date

17-Jan-2019

ISIN

US27828H1059

Agenda

934909512 - Management

Record Date

06-Nov-2018

Holding Recon Date

06-Nov-2018

City /

Country

United States

Vote Deadline Date

16-Jan-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Cynthia E. Frost

Split

For

Split

Valerie A. Mosley

Split

For

Split

Scott E. Wennerholm

Split

For

Split

HIGH INCOME SECURITIES FUND

Security

42968F108

Meeting Type

Special

Ticker Symbol

PCF

Meeting Date

22-Jan-2019

ISIN

US42968F1084

Agenda

934914842 - Management

Record Date

02-Nov-2018

Holding Recon Date

02-Nov-2018

City /

Country

United States

Vote Deadline Date

18-Jan-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To change the nature of the Fund's business from being an investment company under the Investment Company Act of 1940, as amended and to deregister the Fund as an investment company with the Securities and Exchange Commission to permit the Fund to operate as a holding company.

Management

Split

For

Split

To approve the reorganization of the Fund from a Massachusetts business trust into a newly established Delaware corporation

Management

Split

For

Split

PENSARE ACQUISITION CORP

Security

70957E105

Meeting Type

Special

Ticker Symbol

WRLS

Meeting Date

28-Jan-2019

ISIN

US70957E1055

Agenda

934919741 - Management

Record Date

26-Dec-2018

Holding Recon Date

26-Dec-2018

City /

Country

United States

Vote Deadline Date

25-Jan-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

The Charter Amendment: Amend Pensare's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination (the "Extension") for an additional three months, from February 1, 2019 to May 1, 2019, and permit holders of public shares to redeem their shares for their pro rata portion of the trust account.

Management

For

DIRECTOR

Management

U. Bertram Ellis, Jr.

For

Karl Krapek

For

Dennis Lockhart

For

Dr. Klaas Baks

For

Ratification of Selection of Independent Registered Public Accounting Firm: To ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2019.

Management

For

BAIN CAPITAL SPECIALTY FINANCE, INC.

Security

05684B107

Meeting Type

Special

Ticker Symbol

BCSF

Meeting Date

01-Feb-2019

ISIN

US05684B1070

Agenda

934918535 - Management

Record Date

17-Dec-2018

Holding Recon Date

17-Dec-2018

City /

Country

United States

Vote Deadline Date

31-Jan-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To approve a proposal to authorize the Company to be subject to a reduced asset Coverage ratio of at least 150% under the Investment Company Act of 1940, as amended.

Management

Split

For

Split

To approve the second amended and restated investment advisory agreement between the Company and BCSF Advisors, LP, that includes (I) a tiered management fee structure, (II) a three-year lookback with respect to the incentive fee on income and (III) an incentive fee cap with respect to the incentive fee on income.

Management

Split

For

Split

To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies.

Management

Split

For

Split

MODERN MEDIA ACQUISITION CORP.

Security

60765P103

Meeting Type

Special

Ticker Symbol

MMDM

Meeting Date

08-Feb-2019

ISIN

US60765P1030

Agenda

934921695 - Management

Record Date

14-Jan-2019

Holding Recon Date

14-Jan-2019

City /

Country

United States

Vote Deadline Date

07-Feb-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

Extension Amendment: Proposal to amend the Company's Second Amended and Restated Certificate of Incorporation to extend the date by which the Company must consummate a business combination from February 17, 2019 to June 17, 2019.

Management

For

Trust Amendment: Proposal to amend the Investment Management Trust Agreement, dated as of May 17, 2017, between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the trust account established in connection with the Company's initial public offering if the Company has not completed a business combination from February 17, 2019 to June 17, 2019.

Management

For

3a.

Election of Class I Director: John White

Management

For

REEBONZ HOLDING LIMITED

Security

G7457R106

Meeting Type

Special

Ticker Symbol

RBZ

Meeting Date

19-Feb-2019

ISIN

KYG7457R1065

Agenda

934927130 - Management

Record Date

04-Feb-2019

Holding Recon Date

04-Feb-2019

City /

Country

Singapore

Vote Deadline Date

15-Feb-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

Authorize the Board of Directors to effect a reverse split of ordinary shares, at an exchange ratio of not less than 1-for-2 and not greater than 1-for-10, to be determined by the Board of Directors in its sole discretion.

Management

Split

For

Split

Approval of the Company's Employee Stock Purchase Plan.

Management

Split

For

Split

ABERDEEN FUNDS

Security

00301W105

Meeting Type

Annual

Ticker Symbol

AEF

Meeting Date

21-Feb-2019

ISIN

US00301W1053

Agenda

934923079 - Management

Record Date

31-Dec-2018

Holding Recon Date

31-Dec-2018

City /

Country

United States

Vote Deadline Date

20-Feb-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1.1

Election of Class II Director: Lawrence J. Fox

Management

Split

For

Split

1.2

Election of Class II Director: C. William Maher

Management

Split

For

Split

ABERDEEN FUNDS

Security

00301W105

Meeting Type

Annual

Ticker Symbol

AEF

Meeting Date

21-Feb-2019

ISIN

US00301W1053

Agenda

934923079 - Management

Record Date

31-Dec-2018

Holding Recon Date

31-Dec-2018

City /

Country

United States

Vote Deadline Date

20-Feb-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1.1

Election of Class II Director: Lawrence J. Fox

Management

Split

For

Split

1.2

Election of Class II Director: C. William Maher

Management

Split

For

Split

LEGG MASON

Security

10537L104

Meeting Type

Annual

Ticker Symbol

BWG

Meeting Date

22-Feb-2019

ISIN

US10537L1044

Agenda

934921417 - Management

Record Date

21-Dec-2018

Holding Recon Date

21-Dec-2018

City /

Country

United States

Vote Deadline Date

21-Feb-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Nisha Kumar#

Split

For

Split

Daniel P. Cronin*

Split

For

Split

Paolo M. Cucchi*

Split

For

Split

LEGG MASON

Security

10537L104

Meeting Type

Annual

Ticker Symbol

BWG

Meeting Date

22-Feb-2019

ISIN

US10537L1044

Agenda

934921417 - Management

Record Date

21-Dec-2018

Holding Recon Date

21-Dec-2018

City /

Country

United States

Vote Deadline Date

21-Feb-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Nisha Kumar#

Split

For

Split

Daniel P. Cronin*

Split

For

Split

Paolo M. Cucchi*

Split

For

Split

HAYMAKER ACQUISITION CORP.

Security

420870107

Meeting Type

Special

Ticker Symbol

HYAC

Meeting Date

06-Mar-2019

ISIN

US4208701072

Agenda

934931014 - Management

Record Date

11-Feb-2019

Holding Recon Date

11-Feb-2019

City /

Country

United States

Vote Deadline Date

05-Mar-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

The Business Combination Proposal: To consider and vote upon a proposal to adopt and approve the Business Combination Agreement, (as amended on January 7, 2019, by Amendment No. 1 to Business Combination Agreement, and as it may be further amended from time to time, the "Transaction Agreement"), by and among Haymaker, OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"), the sellers identified therein.

Management

For

2A.

Shareholding Limits for Certain Shareholders of OneSpaWorld: The OneSpaWorld Memorandum and Articles of Association will provide that shareholders will be prohibited from beneficially owning OneSpaWorld's common shares, par value 0.0001 per share (the "OneSpaWorld Shares"), exceeding 9.99% of the issued and outstanding OneSpaWorld Shares without the consent of the OneSpaWorld board of directors.

Management

For

2B.

Shareholder Approval of Certain Matters: The OneSpaWorld Memorandum and Articles of Association will provide for supermajority voting requirements with respect to certain significant transactions. At least two-thirds of the outstanding OneSpaWorld Shares will be required to approve any merger or sale of all or substantially all of OneSpaWorld's assets (unless the OneSpaWorld board of directors has approved such transaction in advance, in which case a majority of the shares entitled to vote shall be required).

Management

For

The Lock-Up Amendment Proposal: To ratify the entry into the OSW Lock-Up Agreement (as defined in the accompanying proxy statement) by Haymaker Sponsor, LLC, and the directors and officers of Haymaker that, among other things, modifies the lock-up period such parties were subject to under the lock-up agreements entered into at the closing of Haymaker's initial public offering.

Management

For

The Adjournment Proposal: To consider and vote upon a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Charter Proposal or the Lock- Up Amendment Proposal.

Management

For

PGIM INVESTMENTS

Security

69346H100

Meeting Type

Annual

Ticker Symbol

ISD

Meeting Date

08-Mar-2019

ISIN

US69346H1005

Agenda

934918624 - Management

Record Date

14-Dec-2018

Holding Recon Date

14-Dec-2018

City /

Country

United States

Vote Deadline Date

07-Mar-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Ellen S. Alberding

Split

For

Split

Barry H. Evans

Split

For

Split

Stuart S. Parker

Split

For

Split

Brian K. Reid

Split

For

Split

PGIM INVESTMENTS

Security

69346J106

Meeting Type

Annual

Ticker Symbol

GHY

Meeting Date

08-Mar-2019

ISIN

US69346J1060

Agenda

934918636 - Management

Record Date

14-Dec-2018

Holding Recon Date

14-Dec-2018

City /

Country

United States

Vote Deadline Date

07-Mar-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Ellen S. Alberding

Split

For

Split

Barry H. Evans

Split

For

Split

Stuart S. Parker

Split

For

Split

Brian K. Reid

Split

For

Split

PGIM INVESTMENTS

Security

69346J106

Meeting Type

Annual

Ticker Symbol

GHY

Meeting Date

08-Mar-2019

ISIN

US69346J1060

Agenda

934918636 - Management

Record Date

14-Dec-2018

Holding Recon Date

14-Dec-2018

City /

Country

United States

Vote Deadline Date

07-Mar-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Ellen S. Alberding

Split

For

Split

Barry H. Evans

Split

For

Split

Stuart S. Parker

Split

For

Split

Brian K. Reid

Split

For

Split

THE CHINA FUND, INC.

Security

169373107

Meeting Type

Annual

Ticker Symbol

CHN

Meeting Date

13-Mar-2019

ISIN

US1693731077

Agenda

934925857 - Management

Record Date

14-Jan-2019

��

Holding Recon Date

14-Jan-2019

City /

Country

United States

Vote Deadline Date

12-Mar-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1a.

Election of Class II Director: Richard A. Silver

Management

Split

For

Split

NUVEEN EMER MKTS DEBT 2022 TARGET TERM

Security

67077P101

Meeting Type

Annual

Ticker Symbol

JEMD

Meeting Date

10-Apr-2019

ISIN

US67077P1012

Agenda

934935668 - Management

Record Date

18-Jan-2019

Holding Recon Date

18-Jan-2019

City /

Country

United States

Vote Deadline Date

09-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1b.

DIRECTOR

Management

Split

Judith M. Stockdale

Split

For

Split

Carole E. Stone

Split

For

Split

Margaret L. Wolff

Split

For

Split

William C. Hunter

Split

For

Split

NUVEEN EMER MKTS DEBT 2022 TARGET TERM

Security

67077P101

Meeting Type

Annual

Ticker Symbol

JEMD

Meeting Date

10-Apr-2019

ISIN

US67077P1012

Agenda

934935668 - Management

Record Date

18-Jan-2019

Holding Recon Date

18-Jan-2019

City /

Country

United States

Vote Deadline Date

09-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1b.

DIRECTOR

Management

Split

Judith M. Stockdale

Split

For

Split

Carole E. Stone

Split

For

Split

Margaret L. Wolff

Split

For

Split

William C. Hunter

Split

For

Split

NUVEEN INTER DUR QLTY MUNI TERM FD

Security

670677103

Meeting Type

Annual

Ticker Symbol

NIQ

Meeting Date

10-Apr-2019

ISIN

US6706771036

Agenda

934935670 - Management

Record Date

18-Jan-2019

Holding Recon Date

18-Jan-2019

City /

Country

United States

Vote Deadline Date

09-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1a.

DIRECTOR

Management

Split

Judith M. Stockdale

Split

For

Split

Carole E. Stone

Split

For

Split

Margaret L. Wolff

Split

For

Split

NUVEEN INTER DUR QLTY MUNI TERM FD

Security

670677103

Meeting Type

Annual

Ticker Symbol

NIQ

Meeting Date

10-Apr-2019

ISIN

US6706771036

Agenda

934935670 - Management

Record Date

18-Jan-2019

Holding Recon Date

18-Jan-2019

City /

Country

United States

Vote Deadline Date

09-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1a.

DIRECTOR

Management

Split

Judith M. Stockdale

Split

For

Split

Carole E. Stone

Split

For

Split

Margaret L. Wolff

Split

For

Split

NUVEEN PREFERED & CONVERTIBLE INCOME 2

Security

67073D102

Meeting Type

Annual

Ticker Symbol

JQC

Meeting Date

10-Apr-2019

ISIN

US67073D1028

Agenda

934935668 - Management

Record Date

18-Jan-2019

Holding Recon Date

18-Jan-2019

City /

Country

United States

Vote Deadline Date

09-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1b.

DIRECTOR

Management

Split

Judith M. Stockdale

Split

For

Split

Carole E. Stone

Split

For

Split

Margaret L. Wolff

Split

For

Split

William C. Hunter

Split

For

Split

NUVEEN PREFERED & CONVERTIBLE INCOME 2

Security

67073D102

Meeting Type

Annual

Ticker Symbol

JQC

Meeting Date

10-Apr-2019

ISIN

US67073D1028

Agenda

934935668 - Management

Record Date

18-Jan-2019

Holding Recon Date

18-Jan-2019

City /

Country

United States

Vote Deadline Date

09-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1b.

DIRECTOR

Management

Split

Judith M. Stockdale

Split

For

Split

Carole E. Stone

Split

For

Split

Margaret L. Wolff

Split

For

Split

William C. Hunter

Split

For

Split

CORNERSTONE STRATEGIC VALUE FUND, INC.

Security

21924B302

Meeting Type

Annual

Ticker Symbol

CLM

Meeting Date

16-Apr-2019

ISIN

US21924B3024

Agenda

934937333 - Management

Record Date

19-Feb-2019

Holding Recon Date

19-Feb-2019

City /

Country

United States

Vote Deadline Date

15-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Andrew A. Strauss

Split

For

Split

Glenn W. Wilcox, Sr.

Split

For

Split

To approve a new investment management agreement with Cornerstone Advisors Asset Management LLC.

Management

Split

For

Split

In their discretion, the proxies are authorized to consider and vote upon such other matters as may properly come before the Meeting or any adjournment thereof.

Management

Split

For

Split

CORNERSTONE STRATEGIC VALUE FUND, INC.

Security

21924B302

Meeting Type

Annual

Ticker Symbol

CLM

Meeting Date

16-Apr-2019

ISIN

US21924B3024

Agenda

934937333 - Management

Record Date

19-Feb-2019

Holding Recon Date

19-Feb-2019

City /

Country

United States

Vote Deadline Date

15-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Andrew A. Strauss

Split

For

Split

Glenn W. Wilcox, Sr.

Split

For

Split

To approve a new investment management agreement with Cornerstone Advisors Asset Management LLC.

Management

Split

For

Split

In their discretion, the proxies are authorized to consider and vote upon such other matters as may properly come before the Meeting or any adjournment thereof.

Management

Split

For

Split

CORNERSTONE TOTAL RETURN FUND, INC.

Security

21924U300

Meeting Type

Annual

Ticker Symbol

CRF

Meeting Date

16-Apr-2019

ISIN

US21924U3005

Agenda

934937357 - Management

Record Date

19-Feb-2019

Holding Recon Date

19-Feb-2019

City /

Country

United States

Vote Deadline Date

15-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Ralph W. Bradshaw

Split

For

Split

Robert E. Dean

Split

For

Split

Edwin Meese III

Split

For

Split

Matthew W. Morris

Split

For

Split

Scott B. Rogers

Split

For

Split

Andrew A. Strauss

Split

For

Split

Glenn W. Wilcox, Sr.

Split

For

Split

To approve a new investment management agreement with Cornerstone Advisors Asset Management LLC.

Management

Split

For

Split

In their discretion, the proxies are authorized to consider and vote upon such other matters as may properly come before the Meeting or any adjournment thereof.

Management

Split

For

Split

EATON VANCE FUNDS

Security

27829M103

Meeting Type

Annual

Ticker Symbol

EXD

Meeting Date

18-Apr-2019

ISIN

US27829M1036

Agenda

934932422 - Management

Record Date

05-Feb-2019

Holding Recon Date

05-Feb-2019

City /

Country

United States

Vote Deadline Date

17-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Mark R. Fetting

Split

For

Split

Valerie A. Mosley

Split

For

Split

Helen Frame Peters

Split

For

Split

Marcus L. Smith

Split

For

Split

ALLIANCE CALIFORNIA MUNI INCOME FD, INC.

Security

018546101

Meeting Type

Special

Ticker Symbol

AKP

Meeting Date

26-Apr-2019

ISIN

US0185461011

Agenda

934947118 - Management

Record Date

19-Feb-2019

Holding Recon Date

19-Feb-2019

City /

Country

United States

Vote Deadline Date

25-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To approve the liquidation and dissolution of the Fund.

Management

Split

For

Split

CM SEVEN STAR ACQUISITION CORP

Security

G2345N102

Meeting Type

Annual

Ticker Symbol

CMSS

Meeting Date

29-Apr-2019

ISIN

KYG2345N1025

Agenda

934985081 - Management

Record Date

28-Mar-2019

Holding Recon Date

28-Mar-2019

City /

Country

China

Vote Deadline Date

26-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

To approve the Share Exchange Agreement, and among CM Seven Star, Kaixin Auto Group (Kaixin) and Renren Inc. (Seller) and transactions contemplated thereunder, including but not limited to CM Seven Star's acquisition of all the issued and outstanding shares and any other equity interests of Kaixin from the Seller, as provided for in the Share Exchange Agreement & consideration paid to the Seller and earn-out consideration by way of new issue of ordinary shares credited as fully paid in accordance with the Share Exchange Agreement, or Business Combination.

Management

For

To approve increase in the number of authorized ordinary shares of CM Seven Star to 500,000,000 and removal of the class of preferred shares. This proposal is referred to as the "Authorized Share Increase Proposal."

Management

For

To approve as a special resolution the change of CM Seven Star's name to Kaixin Auto Holdings and the adoption of the Second Amended and Restated Memorandum and Articles of Association of CM Seven Star as further described in the definitive proxy statement. This proposal is referred to as the "Amendment Proposal."

Management

For

To approve the issuance of more than 20% of the issued and outstanding ordinary shares of CM Seven Star pursuant to the terms of the Share Exchange Agreement, as required by Nasdaq Listing Rules 5635(a) and (d). This proposal is referred to as the "Nasdaq Proposal."

Management

For

To approve the 2018 CM Seven Star Equity Incentive Plan. This proposal is referred to as the "Equity Incentive Plan Proposal."

Management

For

DIRECTOR

Management

Anthony Ho

For

Sing Wang

For

Stephen N. Cannon

For

Jiong Shao

For

Michele Smith

For

To approve the adjournment of the annual general meeting in the event CM Seven Star does not receive the requisite shareholder vote to approve the Business Combination. This proposal is called the "Business Combination Adjournment Proposal."

Management

For

PENSARE ACQUISITION CORP

Security

70957E105

Meeting Type

Special

Ticker Symbol

WRLS

Meeting Date

29-Apr-2019

ISIN

US70957E1055

Agenda

934985207 - Management

Record Date

27-Mar-2019

Holding Recon Date

27-Mar-2019

City /

Country

United States

Vote Deadline Date

26-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

The Charter Amendment: To amend Pensare's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination (the "Extension") for an additional three months, from May 1, 2019 to August 1, 2019, and permit holders of public shares to redeem their shares for their pro rata portion of the trust account.

Management

For

Adjournment of the Meeting: To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve any of the foregoing proposal.

Management

For

GARRISON CAPITAL INC.

Security

366554103

Meeting Type

Annual

Ticker Symbol

GARS

Meeting Date

01-May-2019

ISIN

US3665541039

Agenda

934951511 - Management

Record Date

06-Mar-2019

Holding Recon Date

06-Mar-2019

City /

Country

United States

Vote Deadline Date

30-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Joseph Tansey

Management

Split

For

Split

1B.

Election of Director: Cecil Martin

Management

Split

For

Split

Ratification of selection of RSM US LLP to serve as independent registered public accounting firm for fiscal year ending December 31, 2019.

Management

Split

For

Split

GARRISON CAPITAL INC.

Security

366554103

Meeting Type

Annual

Ticker Symbol

GARS

Meeting Date

01-May-2019

ISIN

US3665541039

Agenda

934951511 - Management

Record Date

06-Mar-2019

Holding Recon Date

06-Mar-2019

City /

Country

United States

Vote Deadline Date

30-Apr-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Joseph Tansey

Management

Split

For

Split

1B.

Election of Director: Cecil Martin

Management

Split

For

Split

Ratification of selection of RSM US LLP to serve as independent registered public accounting firm for fiscal year ending December 31, 2019.

Management

Split

For

Split

BARINGS BDC, INC.

Security

06759L103

Meeting Type

Annual

Ticker Symbol

BBDC

Meeting Date

09-May-2019

ISIN

US06759L1035

Agenda

934952107 - Management

Record Date

05-Mar-2019

Holding Recon Date

05-Mar-2019

City /

Country

United States

Vote Deadline Date

08-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1.1

Election of Class I Director: Eric Lloyd

Management

Split

For

Split

1.2

Election of Class I Director: Mark F. Mulhern

Management

Split

For

Split

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

Split

For

Split

BARINGS BDC, INC.

Security

06759L103

Meeting Type

Annual

Ticker Symbol

BBDC

Meeting Date

09-May-2019

ISIN

US06759L1035

Agenda

934952107 - Management

Record Date

05-Mar-2019

Holding Recon Date

05-Mar-2019

City /

Country

United States

Vote Deadline Date

08-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1.1

Election of Class I Director: Eric Lloyd

Management

Split

For

Split

1.2

Election of Class I Director: Mark F. Mulhern

Management

Split

For

Split

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

Split

For

Split

TORTOISE MLP FUND INC

Security

89148B101

Meeting Type

Annual

Ticker Symbol

NTG

Meeting Date

20-May-2019

ISIN

US89148B1017

Agenda

934988582 - Management

Record Date

07-Mar-2019

Holding Recon Date

07-Mar-2019

City /

Country

United States

Vote Deadline Date

17-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Alexandra A. Herger

Split

For

Split

Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm to audit the financial statements of the Company for the fiscal year ending November 30, 2019.

Management

Split

For

Split

TORTOISE MLP FUND INC

Security

89148B101

Meeting Type

Annual

Ticker Symbol

NTG

Meeting Date

20-May-2019

ISIN

US89148B1017

Agenda

934988582 - Management

Record Date

07-Mar-2019

Holding Recon Date

07-Mar-2019

City /

Country

United States

Vote Deadline Date

17-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Alexandra A. Herger

Split

For

Split

Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm to audit the financial statements of the Company for the fiscal year ending November 30, 2019.

Management

Split

For

Split

BIG ROCK PARTNERS ACQUISITION CORP

Security

089482103

Meeting Type

Annual

Ticker Symbol

BRPA

Meeting Date

21-May-2019

ISIN

US0894821034

Agenda

935030899 - Management

Record Date

30-Apr-2019

Holding Recon Date

30-Apr-2019

City /

Country

United States

Vote Deadline Date

20-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

Extension of Corporate Life: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to August 22, 2019.

Management

For

Early Termination: Approve the Company's early winding up and redemption of 100% of the outstanding public shares if determined by the Company's board of directors.

Management

For

DIRECTOR

Management

Lori B. Wittman

For

Michael Fong

For

Stuart Koenig

For

VIRTUS MUTUAL FUNDS

Security

92837G100

Meeting Type

Annual

Ticker Symbol

Meeting Date

21-May-2019

ISIN

US92837G1004

Agenda

934997834 - Management

Record Date

03-Apr-2019

Holding Recon Date

03-Apr-2019

City /

Country

United States

Vote Deadline Date

20-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1g.

Election of Director (Class II): George R. Aylward

Management

Split

For

Split

1h.

Election of Director (Class II): Philip R. McLoughlin

Management

Split

For

Split

1i.

Election of Director (Class II): William R. Moyer

Management

Split

For

Split

VIRTUS MUTUAL FUNDS

Security

92837G100

Meeting Type

Annual

Ticker Symbol

Meeting Date

21-May-2019

ISIN

US92837G1004

Agenda

934997834 - Management

Record Date

03-Apr-2019

Holding Recon Date

03-Apr-2019

City /

Country

United States

Vote Deadline Date

20-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1g.

Election of Director (Class II): George R. Aylward

Management

Split

For

Split

1h.

Election of Director (Class II): Philip R. McLoughlin

Management

Split

For

Split

1i.

Election of Director (Class II): William R. Moyer

Management

Split

For

Split

ONE MADISON CORPORATION

Security

G6772P100

Meeting Type

Special

Ticker Symbol

OMAD

Meeting Date

28-May-2019

ISIN

KYG6772P1000

Agenda

935023440 - Management

Record Date

29-Apr-2019

Holding Recon Date

29-Apr-2019

City /

Country

United States

Vote Deadline Date

24-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

Business Combination Proposal: To approve by ordinary resolution transactions contemplated by the Stock Purchase Agreement, as amended, by and among One Madison, Rack Holdings L.P., a Delaware limited partnership ("Seller"), and Rack Holdings Inc., a Delaware corporation ("Rack Holdings"), owner of all of issued and outstanding equity interests of Ranpak Corporation, pursuant to which One Madison will acquire all of issued and outstanding equity interests of Rack Holdings from Seller, on the terms and subject to conditions set forth therein.

Management

For

THE NYSE Proposal: To approve, for purposes of complying with applicable listing rules of New York Stock Exchange, issuance by One Madison of Class A ordinary shares, par value $0.0001 per share, and Class C ordinary shares, par value $0.0001 per share, to certain accredited investors, including certain directors, officers and substantial security holders of One Madison, in each case in a private placement, the proceeds of which will be used to finance the business combination and related transactions & costs & expenses incurred in connection.

Management

For

The Domestication Proposal. To approve by special resolution the change of One Madison's jurisdiction of incorporation from the Cayman Islands to the State of Delaware by deregistering as an exempted company in the Cayman Islands and domesticating and continuing as a corporation incorporated under the laws of the State of Delaware (the "domestication").

Management

For

To approve (i) the change of our name from "One Madison Corporation" to "Ranpak Holdings Corp.", (ii) adopting Delaware as the exclusive forum for certain stockholder litigation, (iii) upon the closing of the business combination (the "closing"), making One Madison's corporate existence perpetual and (iv) upon the closing, providing for the ineffectiveness of certain provisions in our existing organizational documents relating to our status as a blank check company that will no longer be applicable to us following the closing;

Management

For

To approve provisions providing that One Madison's board of directors will be divided into three classes following the business combination, with each class generally serving for a term of three years and with only one class of directors being elected in each year.

Management

For

To approve provisions providing that the directors of One Madison may only be removed for cause.

Management

For

To approve advance notice procedures with regard to the nomination by shareholders of candidates for election as directors.

Management

For

To approve provisions removing the ability of shareholders to call a special meeting of shareholders.

Management

For

To approve provisions removing the ability of shareholders to act by written consent in lieu of a meeting.

Management

For

10)

To approve the amendment and restatement of the existing organizational documents by the deletion of the existing organizational documents in their entirety and the substitution of the proposed organizational documents in their place to (among other matters) reflect the changes proposals 4 through 10.

Management

For

11)

The Incentive Plan Proposal. To approve by ordinary resolution the One Madison Corporation 2019 Omnibus Incentive Plan.

Management

For

12)

The Adjournment Proposal. To approve by ordinary resolution the adjournment of the general meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal or the NYSE Proposal.

Management

For

ONE MADISON CORPORATION

Security

G6772P100

Meeting Type

Special

Ticker Symbol

OMAD

Meeting Date

28-May-2019

ISIN

KYG6772P1000

Agenda

935023452 - Management

Record Date

06-May-2019

Holding Recon Date

06-May-2019

City /

Country

United States

Vote Deadline Date

24-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

Management

For

Management

For

Management

For

Management

For

Management

For

To approve provisions providing that the directors of One Madison may only be removed for cause.

Management

For

To approve advance notice procedures with regard to the nomination by shareholders of candidates for election as directors.

Management

For

To approve provisions removing the ability of shareholders to call a special meeting of shareholders.

Management

For

To approve provisions removing the ability of shareholders to act by written consent in lieu of a meeting.

Management

For

10)

Management

For

11)

The Incentive Plan Proposal. To approve by ordinary resolution the One Madison Corporation 2019 Omnibus Incentive Plan.

Management

For

12)

Management

For

TEMPLETON GLOBAL INCOME FUND

Security

880198106

Meeting Type

Annual

Ticker Symbol

GIM

Meeting Date

30-May-2019

ISIN

US8801981064

Agenda

934962160 - Management

Record Date

14-Mar-2019

Holding Recon Date

14-Mar-2019

City /

Country

United States

Vote Deadline Date

29-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Mary C. Choksi

Split

For

Split

Larry D. Thompson

Split

For

Split

Rupert H. Johnson, Jr.

Split

For

Split

Gregory E. Johnson

Split

For

Split

The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2019

Management

Split

For

Split

TEMPLETON GLOBAL INCOME FUND

Security

880198106

Meeting Type

Annual

Ticker Symbol

GIM

Meeting Date

30-May-2019

ISIN

US8801981064

Agenda

934962160 - Management

Record Date

14-Mar-2019

Holding Recon Date

14-Mar-2019

City /

Country

United States

Vote Deadline Date

29-May-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Mary C. Choksi

Split

For

Split

Larry D. Thompson

Split

For

Split

Rupert H. Johnson, Jr.

Split

For

Split

Gregory E. Johnson

Split

For

Split

The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2019

Management

Split

For

Split

OHA INVESTMENT CORPORATION

Security

67091U102

Meeting Type

Annual

Ticker Symbol

OHAI

Meeting Date

04-Jun-2019

ISIN

US67091U1025

Agenda

935012992 - Management

Record Date

15-Apr-2019

Holding Recon Date

15-Apr-2019

City /

Country

United States

Vote Deadline Date

03-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1a.

Election of Class III Director: Stuart I. Oran

Management

Split

For

Split

1b.

Election of Class III Director: Glenn R. August

Management

Split

For

Split

To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

Split

For

Split

OHA INVESTMENT CORPORATION

Security

67091U102

Meeting Type

Annual

Ticker Symbol

OHAI

Meeting Date

04-Jun-2019

ISIN

US67091U1025

Agenda

935012992 - Management

Record Date

15-Apr-2019

Holding Recon Date

15-Apr-2019

City /

Country

United States

Vote Deadline Date

03-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1a.

Election of Class III Director: Stuart I. Oran

Management

Split

For

Split

1b.

Election of Class III Director: Glenn R. August

Management

Split

For

Split

To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

Split

For

Split

HIGHLAND FUNDS

Security

43010E404

Meeting Type

Annual

Ticker Symbol

HFRO

Meeting Date

14-Jun-2019

ISIN

US43010E4044

Agenda

935029555 - Management

Record Date

16-Apr-2019

Holding Recon Date

16-Apr-2019

City /

Country

United States

Vote Deadline Date

13-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Ethan Powell

Split

For

Split

Bryan A. Ward

Split

For

Split

To approve a change to the Fund's fundamental policy regarding concentration such that that the Fund will invest, at least 25% of the value of its total assets in the real estate industry ("Proposal 2").

Management

Split

For

Split

To approve one or more adjournments to the Annual Meeting, if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Annual Meeting cast in favor of Proposal 1 and/or Proposal 2 ("Proposal 3").

Management

Split

For

Split

HIGHLAND FUNDS

Security

43010E404

Meeting Type

Annual

Ticker Symbol

HFRO

Meeting Date

14-Jun-2019

ISIN

US43010E4044

Agenda

935029555 - Management

Record Date

16-Apr-2019

Holding Recon Date

16-Apr-2019

City /

Country

United States

Vote Deadline Date

13-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Ethan Powell

Split

For

Split

Bryan A. Ward

Split

For

Split

Management

Split

For

Split

Management

Split

For

Split

NEXPOINT FUNDS

Security

65340G205

Meeting Type

Annual

Ticker Symbol

NHF

Meeting Date

14-Jun-2019

ISIN

US65340G2057

Agenda

935019249 - Management

Record Date

16-Apr-2019

Holding Recon Date

16-Apr-2019

City /

Country

United States

Vote Deadline Date

13-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Ethan Powell

Split

For

Split

Bryan A.Ward

Split

For

Split

NEXPOINT FUNDS

Security

65340G205

Meeting Type

Annual

Ticker Symbol

NHF

Meeting Date

14-Jun-2019

ISIN

US65340G2057

Agenda

935019249 - Management

Record Date

16-Apr-2019

Holding Recon Date

16-Apr-2019

City /

Country

United States

Vote Deadline Date

13-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Ethan Powell

Split

For

Split

Bryan A.Ward

Split

For

Split

THE INDIA FUND, INC.

Security

454089103

Meeting Type

Annual

Ticker Symbol

IFN

Meeting Date

19-Jun-2019

ISIN

US4540891037

Agenda

935032348 - Management

Record Date

22-Apr-2019

Holding Recon Date

22-Apr-2019

City /

Country

United States

Vote Deadline Date

18-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1.1

Election of Class III Director: Nancy Yao Maasbach

Management

Split

For

Split

1.2

Election of Class III Director: Hugh Young

Management

Split

For

Split

THE INDIA FUND, INC.

Security

454089103

Meeting Type

Annual

Ticker Symbol

IFN

Meeting Date

19-Jun-2019

ISIN

US4540891037

Agenda

935032348 - Management

Record Date

22-Apr-2019

Holding Recon Date

22-Apr-2019

City /

Country

United States

Vote Deadline Date

18-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1.1

Election of Class III Director: Nancy Yao Maasbach

Management

Split

For

Split

1.2

Election of Class III Director: Hugh Young

Management

Split

For

Split

MORGAN STANLEY EMER MKTS DEBT FUND, INC.

Security

61744H105

Meeting Type

Annual

Ticker Symbol

MSD

Meeting Date

25-Jun-2019

ISIN

US61744H1059

Agenda

935029567 - Management

Record Date

05-Apr-2019

Holding Recon Date

05-Apr-2019

City /

Country

United States

Vote Deadline Date

24-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Frank L. Bowman

Split

For

Split

Jakki L. Haussler

Split

For

Split

Manuel H. Johnson

Split

For

Split

Patricia Maleski

Split

For

Split

MORGAN STANLEY EMER MKTS DEBT FUND, INC.

Security

61744H105

Meeting Type

Annual

Ticker Symbol

MSD

Meeting Date

25-Jun-2019

ISIN

US61744H1059

Agenda

935029567 - Management

Record Date

05-Apr-2019

Holding Recon Date

05-Apr-2019

City /

Country

United States

Vote Deadline Date

24-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

DIRECTOR

Management

Split

Frank L. Bowman

Split

For

Split

Jakki L. Haussler

Split

For

Split

Manuel H. Johnson

Split

For

Split

Patricia Maleski

Split

For

Split

KAYNE ANDERSON MLP/MIDSTREAM INV CO

Security

486606106

Meeting Type

Annual

Ticker Symbol

KYN

Meeting Date

27-Jun-2019

ISIN

US4866061066

Agenda

935046765 - Management

Record Date

15-May-2019

Holding Recon Date

15-May-2019

City /

Country

United States

Vote Deadline Date

26-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: ANNE K. COSTIN

Management

Split

For

Split

1B.

Election of Director: ALBERT L. RICHEY

Management

Split

For

Split

THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2019.

Management

Split

For

Split

KAYNE ANDERSON MLP/MIDSTREAM INV CO

Security

486606106

Meeting Type

Annual

Ticker Symbol

KYN

Meeting Date

27-Jun-2019

ISIN

US4866061066

Agenda

935046765 - Management

Record Date

15-May-2019

Holding Recon Date

15-May-2019

City /

Country

United States

Vote Deadline Date

26-Jun-2019

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: ANNE K. COSTIN

Management

Split

For

Split

1B.

Election of Director: ALBERT L. RICHEY

Management

Split

For

Split

THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2019.

Management

Split

For

Split

Form N-PX	Proxy Voting Records
Fund Name:	WV Concentrated Equities Fund
Reporting Period:	07/1/18 to 06/30/2019

Institutional Account Name	Company Name	Ticker	Primary CUSIP	Meeting Date	Proponent	Proposal Text	Vote Instruction	Voted	Vote Against Management
WV Concentrated Equities Fund - Grizzly	The Walt Disney Company	DIS	254687106	27-Jul-18	Management	Issue Shares in Connection with Acquisition	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Company	DIS	254687106	27-Jul-18	Management	Adjourn Meeting	For	Yes	No
WV Concentrated Equities Fund - Grizzly	TeleNav, Inc.	TNAV	879455103	15-Nov-18	Management	Elect Director HP Jin	Withhold	Yes	Yes
WV Concentrated Equities Fund - Grizzly	TeleNav, Inc.	TNAV	879455103	15-Nov-18	Management	Elect Director Randy Ortiz	For	Yes	No
WV Concentrated Equities Fund - Grizzly	TeleNav, Inc.	TNAV	879455103	15-Nov-18	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	TeleNav, Inc.	TNAV	879455103	15-Nov-18	Management	Ratify Grant Thornton LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Costco Wholesale Corp.	COST	22160K105	24-Jan-19	Management	Elect Director Hamilton E. James	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Costco Wholesale Corp.	COST	22160K105	24-Jan-19	Management	Elect Director John W. Stanton	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Costco Wholesale Corp.	COST	22160K105	24-Jan-19	Management	Elect Director Mary Agnes (Maggie) Wilderotter	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Costco Wholesale Corp.	COST	22160K105	24-Jan-19	Management	Ratify KPMG LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Costco Wholesale Corp.	COST	22160K105	24-Jan-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Costco Wholesale Corp.	COST	22160K105	24-Jan-19	Management	Approve Omnibus Stock Plan	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Costco Wholesale Corp.	COST	22160K105	24-Jan-19	Management	Declassify the Board of Directors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Costco Wholesale Corp.	COST	22160K105	24-Jan-19	Management	Reduce Supermajority Vote Requirement	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Costco Wholesale Corp.	COST	22160K105	24-Jan-19	Share Holder	Report on Human Rights Risk Assessment Process	Against	Yes	No
WV Concentrated Equities Fund - Grizzly	Sanderson Farms, Inc.	SAFM	800013104	14-Feb-19	Management	Elect Director Fred L. Banks, Jr.	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Sanderson Farms, Inc.	SAFM	800013104	14-Feb-19	Management	Elect Director Robert C. Khayat	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Sanderson Farms, Inc.	SAFM	800013104	14-Feb-19	Management	Elect Director Gail Jones Pittman	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Sanderson Farms, Inc.	SAFM	800013104	14-Feb-19	Management	Elect Director Toni D. Cooley	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Sanderson Farms, Inc.	SAFM	800013104	14-Feb-19	Management	Elect Director David Barksdale	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Sanderson Farms, Inc.	SAFM	800013104	14-Feb-19	Management	Elect Director Edith Kelly-Green	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Sanderson Farms, Inc.	SAFM	800013104	14-Feb-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Sanderson Farms, Inc.	SAFM	800013104	14-Feb-19	Management	Ratify Ernst & Young LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Univar, Inc.	UNVR	91336L107	27-Feb-19	Management	Issue Shares in Connection with Merger	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Univar, Inc.	UNVR	91336L107	27-Feb-19	Management	Adjourn Meeting	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Idalene F. Kesner	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Carl J. (Rick) Rickertsen	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Thomas E. Salmon	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Paula A. Sneed	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Robert A. Steele	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Stephen E. Sterrett	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Elect Director Scott B. Ullem	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Ratify Ernst & Young LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Advisory Vote on Say on Pay Frequency	Three Years	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Management	Provide Right to Call Special Meeting	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berry Global Group, Inc.	BERY	08579W103	06-Mar-19	Share Holder	Amend Bylaws to Call Special Meetings	Against	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Elect Director Susan E. Arnold	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Elect Director Mary T. Barra	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Elect Director Safra A. Catz	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Elect Director Francis A. deSouza	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Elect Director Michael Froman	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Elect Director Robert A. Iger	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Elect Director Maria Elena Lagomasino	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Elect Director Mark G. Parker	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Elect Director Derica W. Rice	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Ratify PricewaterhouseCoopers LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Share Holder	Report on Lobbying Payments and Policy	Against	Yes	No
WV Concentrated Equities Fund - Grizzly	The Walt Disney Co.	DIS	254687106	07-Mar-19	Share Holder	Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation	Against	Yes	No
WV Concentrated Equities Fund - Grizzly	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Christopher M. Bingaman	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Randolph J. Fortener	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director James F. Laird	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Paula R. Meyer	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Paul A. Reeder, III	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Bradley C. Shoup	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Elect Director Nicole R. St. Pierre	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Ratify KPMG LLP as Auditor	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Diamond Hill Investment Group, Inc.	DHIL	25264R207	01-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Warren E. Buffet	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Charles T. Munger	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Gregory E. Abel	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Howard G. Buffett	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Stephen B. Burke	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Susan L. Decker	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director William H. Gates, III	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director David S. Gottesman	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Charlotte Guyman	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Ajit Jain	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Thomas S. Murphy	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Ronald L. Olson	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Walter Scott, Jr.	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Berkshire Hathaway Inc.	BRK.B	084670702	04-May-19	Management	Elect Director Meryl B. Witmer	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Randall C. Stuewe	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Charles Adair	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director D. Eugene Ewing	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Linda Goodspeed	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Dirk Kloosterboer	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Mary R. Korby	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Cynthia Pharr Lee	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Charles Macaluso	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Gary W. Mize	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Michael E. Rescoe	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Elect Director Nicole M. Ringenberg	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Ratify KPMG LLP as Auditor	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Darling Ingredients, Inc.	DAR	237266101	07-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Elect Director Mark J. Byrne	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Elect Director David C. Jukes	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Elect Director Kerry J. Preete	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Elect Director William S. Stavropoulos	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Elect Director Robert L. Wood	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Univar, Inc.	UNVR	91336L107	08-May-19	Management	Ratify Ernst & Young LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Elect Director Alok Maskara	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Elect Director David Landless	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Elect Director Clive Snowdon	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Elect Director Richard Hipple	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Elect Director Allisha Elliott	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Approve Remuneration Report	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Advisory Vote on Say on Pay Frequency	One Year	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Ratify PricewaterhouseCoopers LLP as Auditor	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Authorize Audit Committee to Fix Remuneration of Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Amend Employee Savings-Related Share Purchase Plan	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Luxfer Holdings PLC	LXFR	G5698W116	15-May-19	Management	Amend Articles of Association	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Edward T. Tilly	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Eugene S. Sunshine	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Frank E. English, Jr.	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director William M. Farrow, III	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Edward J. Fitzpatrick	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Janet P. Froetscher	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Jill R. Goodman	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Roderick A. Palmore	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director James E. Parisi	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Joseph P. Ratterman	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Michael L. Richter	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Jill E. Sommers	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Elect Director Carole E. Stone	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Cboe Global Markets, Inc.	CBOE	12503M108	16-May-19	Management	Ratify Deloitte & Touche LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Joseph Boehm	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Susan Chapman-Hughes	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Sue Collyns - Withdrawn		Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Dan Ginsberg	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Marla Gottschalk	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Alan Johnson	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Elect Director Benjamin Rosenzweig	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Ratify Deloitte & Touche LLP as Auditor	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Advisory Vote on Say on Pay Frequency	One Year	Yes	No
WV Concentrated Equities Fund - Grizzly	Potbelly Corporation	PBPB	73754Y100	16-May-19	Management	Approve Omnibus Stock Plan	For	Yes	No
WV Concentrated Equities Fund - Grizzly	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director Karel K. Czanderna	For	Yes	No
WV Concentrated Equities Fund - Grizzly	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director Dominic DiNapoli	For	Yes	No
WV Concentrated Equities Fund - Grizzly	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director Kim S. Fennebresque	For	Yes	No
WV Concentrated Equities Fund - Grizzly	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director Mitchell B. Lewis	For	Yes	No
WV Concentrated Equities Fund - Grizzly	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director Alan H. Schumacher	For	Yes	No
WV Concentrated Equities Fund - Grizzly	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Elect Director J. David Smith	For	Yes	No
WV Concentrated Equities Fund - Grizzly	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Ratify BDO USA, LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	BlueLinx Holdings Inc.	BXC	09624H208	17-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Graphic Packaging Holding Company	GPK	388689101	22-May-19	Management	Elect Director Laurie Brlas	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Graphic Packaging Holding Company	GPK	388689101	22-May-19	Management	Elect Director David D. Campbell	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Graphic Packaging Holding Company	GPK	388689101	22-May-19	Management	Elect Director Robert A. Hagemann	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Graphic Packaging Holding Company	GPK	388689101	22-May-19	Management	Ratify Ernst & Young LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Graphic Packaging Holding Company	GPK	388689101	22-May-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Elect Director Michael J. Saylor	For	Yes	No
WV Concentrated Equities Fund - Grizzly	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Elect Director Stephen X. Graham	For	Yes	No
WV Concentrated Equities Fund - Grizzly	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Elect Director Jarrod M. Patten	For	Yes	No
WV Concentrated Equities Fund - Grizzly	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Elect Director Leslie J. Rechan	For	Yes	No
WV Concentrated Equities Fund - Grizzly	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Elect Director Carl J. Rickertsen	For	Yes	No
WV Concentrated Equities Fund - Grizzly	MicroStrategy Incorporated	MSTR	594972408	29-May-19	Management	Ratify KPMG LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	NRC Group Holdings Corp.	NRCG	629375106	30-May-19	Management	Elect Director Michael J. Bayer	For	Yes	No
WV Concentrated Equities Fund - Grizzly	NRC Group Holdings Corp.	NRCG	629375106	30-May-19	Management	Elect Director Donald Glickman	For	Yes	No
WV Concentrated Equities Fund - Grizzly	NRC Group Holdings Corp.	NRCG	629375106	30-May-19	Management	Elect Director Glenn M. Shor	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Garrett Motion Inc.	GTX	366505105	04-Jun-19	Management	Elect Director Olivier Rabiller	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Garrett Motion Inc.	GTX	366505105	04-Jun-19	Management	Elect Director Maura J. Clark	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Garrett Motion Inc.	GTX	366505105	04-Jun-19	Management	Ratify Deloitte SA as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Garrett Motion Inc.	GTX	366505105	04-Jun-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Garrett Motion Inc.	GTX	366505105	04-Jun-19	Management	Advisory Vote on Say on Pay Frequency	One Year	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Neil S. Braun	For	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Eric A. Demirian	For	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Kevin Douglas	For	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Richard L. Gelfond	For	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director David W. Leebron	For	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Michael MacMillan	For	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Dana Settle	For	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Darren Throop	For	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Elect Director Bradley J. Wechsler	For	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration	For	Yes	No
WV Concentrated Equities Fund - Grizzly	IMAX Corporation	IMAX	45245E109	05-Jun-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Advansix Inc.	ASIX	00773T101	11-Jun-19	Management	Elect Director Erin N. Kane	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Advansix Inc.	ASIX	00773T101	11-Jun-19	Management	Elect Director Michael L. Marberry	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Advansix Inc.	ASIX	00773T101	11-Jun-19	Management	Ratify PricewaterhouseCoopers LLP as Auditors	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Advansix Inc.	ASIX	00773T101	11-Jun-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
WV Concentrated Equities Fund - Grizzly	Advansix Inc.	ASIX	00773T101	11-Jun-19	Management	Eliminate Supermajority Vote Requirement to Amend Bylaws	For	Yes	No
WV Concentrated Equities Fund - Grizzly	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Marc D. Boroditsky	For	Yes	No
WV Concentrated Equities Fund - Grizzly	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Scott M. Clements	For	Yes	No
WV Concentrated Equities Fund - Grizzly	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Michael P. Cullinane	For	Yes	No
WV Concentrated Equities Fund - Grizzly	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director John N. Fox, Jr.	For	Yes	No
WV Concentrated Equities Fund - Grizzly	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Jean K. Holley	For	Yes	No
WV Concentrated Equities Fund - Grizzly	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director T. Kendall "Ken" Hunt	For	Yes	No
WV Concentrated Equities Fund - Grizzly	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Matthew Moog	For	Yes	No
WV Concentrated Equities Fund - Grizzly	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Elect Director Marc Zenner	For	Yes	No
WV Concentrated Equities Fund - Grizzly	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Approve Omnibus Stock Plan	For	Yes	No
WV Concentrated Equities Fund - Grizzly	OneSpan Inc.	OSPN	68287N100	12-Jun-19	Management	Ratify KPMG LLP as Auditors	For	Yes	No

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)

Investment Managers Series Trust II

By (Signature and Title)*		/s/ Terrance P. Gallagher
		Terrance P. Gallagher, President
Date	August 14, 2019

Print the name and title of each signing officer under his or her signature.

Investment Managers Series Trust II (TSLW) N-PXAnnual report of proxy voting record