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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22894
INVESTMENT MANAGERS SERIES TRUST II
(Exact name of registrant as specified in charter)
| 235 W. Galena Street, Milwaukee, WI | 53212 |
| (Address of principal executive offices) | (Zip code) |
Constance Dye Shannon
235 W. Galena Street, Milwaukee, WI 53212
(Name and address of agent for service)
Registrant's telephone number, including area code: (414) 299-2295
Date of fiscal year end: April 30
Date of reporting period: July 1, 2019 - June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Fund Name: AXS Multi-Strategy Alternatives Fund
Registrant: Investment Managers Series Trust II
Investment Company Act file number: 811-22894
Reporting Period: July 1, 2019 - June 30, 2020
| |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c) CUSIP | (d) Shareholder Meeting Date | | (f) Proposal Type | (g)Voted | (h) Vote Cast | (i) For/Against Management |
| Company Name | Ticker | | Meeting Date | Description | Proposal Source | Vote Date | How We Voted | For/ Against Mgmt |
| Capri Holdings Limited | CPRI | G1890L107 | 08/01/19 | Election of Directors | Issuer | 07/01/19 | For | For |
| | | | | Ratify the appointment of Ernst & Young LLP as the Co Ind Reg Pub Acct Firm for the ye 032820 | | | For | For |
| | | | | Executive Compensation | | | For | For |
| | | | | To approve on a non-binding adv basis the freq of future adv votes on exec compensation | | | 1 Year | 1 Year |
| Ralph Lauren Corporation | RL | 751212101 | 08/01/19 | Election of Directors | Issuer | 07/01/19 | For | For |
| | | | | Rat for the appt of Ernst & Young LLP as and reg pub acct firm for the ye 032820 | | | For | For |
| | | | | Approval of the comp of our named exec officers and our comp philosophy, policies and practices as described in the accompanying Proxy Statement | | | For | For |
| | | | | Approval of the 2019 Long-Term Stock Incentive Plan | | | For | For |
| Carvel Corporation | CRVL | 221006109 | 08/08/19 | Election of Directors | Issuer | 07/16/19 | For | For |
| | | | | To ratify the appt of Haskell & White LLP as and reg pub acct firm for ye 033120 | | | For | For |
| | | | | Proposal req the issuance of a public report detailing the potential risks associated with omitting "sexual orientation" and "Gender identity" from our equal emp opportunity policy | Stockholder | | Abstain | Against |
| | | | | Transact such other business as may properly come before the Annual Meeting or any adjournment or postponement thereof | | | Abstain | Against |
| Take Two Interactive Software, Inc. | TTWO | 874054109 | 09/18/19 | Election of Directors | Issuer | 08/16/19 | For | For |
| | | | | Executive Compensation | | | For | For |
| | | | | Ratification of the appt of Ernst & Young LLP as our And Reg Pub Acct firm for the fiscal ye 033120 | | | For | For |
| NETAPP, Inc. | NTAP | 64110D104 | 09/18/19 | Election of Directors | Issuer | 08/20/19 | For | For |
| | | | | To approve Amendments to NetApps Amended and Restated 1999 Stock Option Plan to increase the share reserve by an addl 4M shares of commons stock and to approve a new 10-year term for the 1999 Stock Option Plan | | | For | For |
| | | | | To approve an amend to NetApps EESPP to increase the share reserve by an addl 2M shares of common stock | | | For | For |
| | | | | Executive Compensation | | | For | For |
| | | | | To ratify the appt of Deloitte & Touche LLP as ind reg pub acct firm for the fiscal ye 042420 | | | For | For |
| The Proctor & Gamble Company | PG | 742718109 | 10/08/19 | Election of Directors | Issuer | 09/17/19 | For | For |
| | | | | Ratify Appt of the Ind Reg Pub Acct Firm | | | For | For |
| | | | | Executive Compensation | | | For | For |
| | | | | Approval of the Procter & Gamble 2019 Stock and Incentive Comp Plan | | | For | For |
| United Technologies Corporation | UTX | 913017109 | 10/11/19 | Approve the issuance of UTC common stock, par value $1 per share, to Raytheon stockholders in connection with the merger contemplated by the Agmt and Plan of Merger, dated as of 6/9/19 by and among UTCLMSC and Raytheon Company | Issuer | 09/17/19 | For | For |
| | | | | Approve the adjournment of the UTC special mtg to a later date or dates, if necessary or appropriate, to solicit addl proxies in the event that there are not sufficient votes at the time of the UTC special meeting to approve the UTC share proposal | | | For | For |
| GMS, INC | GMS | 36251C103 | 10/30/19 | Election of Directors | Issuer | 09/30/19 | For | For |
| | | | | Rat of appt of Ernst & Young LLP as ind reg acct firm for the fiscal ye 043020 | | | For | For |
| | | | | Executive Compensation | | | For | For |
| John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | 10/30/19 | Election of Directors | Issuer | 10/07/19 | For | For |
| | | | | Ratification of the Audit Committee's appt of PricewaterhouseCoopers as Ind Reg Pub Acct Firm for the 2020 Fiscal Year | | | For | For |
| | | | | Executive Compensation | | | For | For |
| Cintas Corporation | CTAS | 172908105 | 10/29/19 | Election of Directors | Issuer | 10/18/19 | For | For |
| | | | | Executive Compensation | | | For | For |
| | | | | To ratify Ernst & Young as ind reg pub acct firm for fiscal yr 2020 | | | For | For |
| | | | | Proposal req the Co provide an annual report on political contributions, if properly present at the meeting | Shareholder | | Abstain | Against |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/19 | Election of Directors | Issuer | 11/18/19 | For | For |
| | | | | Executive Compensation | | | For | For |
| | | | | Ratification of PricewaterhouseCoopers, LLP as Cisco's ind reg pub acct firm for fiscal 2020 | | | For | For |
| | | | | Approval to have Cisco's Board adopt a policy to have an ind Board Chairman | Shareholder | | Abstain | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Investment Managers Series Trust II | |
| | | | |
| By (Signature and Title)* | /s/ Terrance P. Gallagher | |
| | | Terrance P. Gallagher, President and Principal Executive Officer | |
| Date | July 15, 2020 | | |
| * | Print the name and title of each signing officer under his or her signature. |
