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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22894
INVESTMENT MANAGERS SERIES TRUST II
(Exact name of registrant as specified in charter)
| 235 W. Galena Street, Milwaukee, WI | 53212 |
| (Address of principal executive offices) | (Zip code) |
Constance Dye Shannon
235 W. Galena Street, Milwaukee, WI 53212
(Name and address of agent for service)
Registrant's telephone number, including area code: (414) 299-2295
Date of fiscal year end: December 31
Date of reporting period: December 31, 2019 (Inception Date) - June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Investment Company Report
| THE TORO COMPANY | |||||||||||||
| Security | 891092108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TTC | Meeting Date | 17-Mar-2020 | ||||||||||
| ISIN | US8910921084 | Agenda | 935127553 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Jeffrey M. Ettinger | For | For | ||||||||||
| 2 | Katherine J. Harless | For | For | ||||||||||
| 3 | D. Christian Koch | For | For | ||||||||||
| 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2020. | Management | For | For | |||||||||
| 3. | Approval of, on an advisory basis, our executive compensation. | Management | For | For | |||||||||
| THE SHERWIN-WILLIAMS COMPANY | |||||||||||||
| Security | 824348106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | SHW | Meeting Date | 22-Apr-2020 | ||||||||||
| ISIN | US8243481061 | Agenda | 935137352 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director: K.B. Anderson | Management | For | For | |||||||||
| 1B. | Election of Director: A.F. Anton | Management | For | For | |||||||||
| 1C. | Election of Director: J.M. Fettig | Management | For | For | |||||||||
| 1D. | Election of Director: R.J. Kramer | Management | For | For | |||||||||
| 1E. | Election of Director: S.J. Kropf | Management | For | For | |||||||||
| 1F. | Election of Director: J.G. Morikis | Management | For | For | |||||||||
| 1G. | Election of Director: C.A. Poon | Management | For | For | |||||||||
| 1H. | Election of Director: M.H. Thaman | Management | For | For | |||||||||
| 1I. | Election of Director: M. Thornton III | Management | For | For | |||||||||
| 1J. | Election of Director: S.H. Wunning | Management | For | For | |||||||||
| 2. | Advisory approval of the compensation of the named executives. | Management | For | For | |||||||||
| 3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | |||||||||
| TEXAS INSTRUMENTS INCORPORATED | |||||||||||||
| Security | 882508104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TXN | Meeting Date | 23-Apr-2020 | ||||||||||
| ISIN | US8825081040 | Agenda | 935138722 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | |||||||||
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | |||||||||
| 1C. | Election of Director: Janet F. Clark | Management | For | For | |||||||||
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | |||||||||
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | |||||||||
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | |||||||||
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | |||||||||
| 1H. | Election of Director: Ronald Kirk | Management | For | For | |||||||||
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | |||||||||
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | |||||||||
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | |||||||||
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | |||||||||
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | |||||||||
| CANADIAN NATIONAL RAILWAY COMPANY | |||||||||||||
| Security | 136375102 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CNI | Meeting Date | 28-Apr-2020 | ||||||||||
| ISIN | CA1363751027 | Agenda | 935157227 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Shauneen Bruder | For | For | ||||||||||
| 2 | Donald J. Carty | For | For | ||||||||||
| 3 | Amb. Gordon D. Giffin | For | For | ||||||||||
| 4 | Julie Godin | For | For | ||||||||||
| 5 | Edith E. Holiday | For | For | ||||||||||
| 6 | V.M. Kempston Darkes | For | For | ||||||||||
| 7 | The Hon. Denis Losier | For | For | ||||||||||
| 8 | The Hon. Kevin G. Lynch | For | For | ||||||||||
| 9 | James E. O'Connor | For | For | ||||||||||
| 10 | Robert Pace | For | For | ||||||||||
| 11 | Robert L. Phillips | For | For | ||||||||||
| 12 | Jean-Jacques Ruest | For | For | ||||||||||
| 13 | Laura Stein | For | For | ||||||||||
| 2 | Appointment of KPMG LLP as Auditors. | Management | For | For | |||||||||
| 3 | Non-binding advisory resolution to accept the approach to executive compensation disclosed in the Management Information Circular, the full text of which resolution is set out on p. 9 of the Management Information Circular. | Management | For | For | |||||||||
| ABBVIE INC. | |||||||||||||
| Security | 00287Y109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ABBV | Meeting Date | 08-May-2020 | ||||||||||
| ISIN | US00287Y1091 | Agenda | 935152138 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Robert J. Alpern | For | For | ||||||||||
| 2 | Edward M. Liddy | For | For | ||||||||||
| 3 | Melody B. Meyer | For | For | ||||||||||
| 4 | Frederick H. Waddell | For | For | ||||||||||
| 2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2020 | Management | For | For | |||||||||
| 3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | For | For | |||||||||
| 4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | For | For | |||||||||
| 5. | Stockholder Proposal - to Issue an Annual Report on Lobbying | Shareholder | Against | For | |||||||||
| 6. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shareholder | Against | For | |||||||||
| 7. | Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing | Shareholder | Against | For | |||||||||
| ZOETIS INC. | |||||||||||||
| Security | 98978V103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ZTS | Meeting Date | 20-May-2020 | ||||||||||
| ISIN | US98978V1035 | Agenda | 935169905 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director: Gregory Norden | Management | For | For | |||||||||
| 1B. | Election of Director: Louise M. Parent | Management | For | For | |||||||||
| 1C. | Election of Director: Kristin C. Peck | Management | For | For | |||||||||
| 1D. | Election of Director: Robert W. Scully | Management | For | For | |||||||||
| 2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | For | |||||||||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency). | Management | 1 Year | For | |||||||||
| 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | |||||||||
| CDW CORP | |||||||||||||
| Security | 12514G108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CDW | Meeting Date | 21-May-2020 | ||||||||||
| ISIN | US12514G1085 | Agenda | 935174324 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Steven W. Alesio | Management | For | For | |||||||||
| 1b. | Election of Director: Barry K. Allen | Management | For | For | |||||||||
| 1c. | Election of Director: Lynda M. Clarizio | Management | For | For | |||||||||
| 1d. | Election of Director: Christine A. Leahy | Management | For | For | |||||||||
| 1e. | Election of Director: David W. Nelms | Management | For | For | |||||||||
| 1f. | Election of Director: Joseph R. Swedish | Management | For | For | |||||||||
| 1g. | Election of Director: Donna F. Zarcone | Management | For | For | |||||||||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | |||||||||
| 3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | |||||||||
| LOWE'S COMPANIES, INC. | |||||||||||||
| Security | 548661107 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | LOW | Meeting Date | 29-May-2020 | ||||||||||
| ISIN | US5486611073 | Agenda | 935180808 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Raul Alvarez | For | For | ||||||||||
| 2 | David H. Batchelder | For | For | ||||||||||
| 3 | Angela F. Braly | For | For | ||||||||||
| 4 | Sandra B. Cochran | For | For | ||||||||||
| 5 | Laurie Z. Douglas | For | For | ||||||||||
| 6 | Richard W. Dreiling | For | For | ||||||||||
| 7 | Marvin R. Ellison | For | For | ||||||||||
| 8 | Brian C. Rogers | For | For | ||||||||||
| 9 | Bertram L. Scott | For | For | ||||||||||
| 10 | Lisa W. Wardell | For | For | ||||||||||
| 11 | Eric C. Wiseman | For | For | ||||||||||
| 2. | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2019. | Management | For | For | |||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2020. | Management | For | For | |||||||||
| 4. | Approve amendment to Bylaws reducing the ownership threshold to call special shareholder meetings to 15% of outstanding shares. | Management | For | For | |||||||||
| 5. | Approve 2020 Employee Stock Purchase Plan. | Management | For | For | |||||||||
| 6. | Shareholder proposal to reduce the ownership threshold to call special shareholder meetings to 10% of outstanding shares. | Shareholder | Against | For | |||||||||
| UNITEDHEALTH GROUP INCORPORATED | |||||||||||||
| Security | 91324P102 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | UNH | Meeting Date | 01-Jun-2020 | ||||||||||
| ISIN | US91324P1021 | Agenda | 935188931 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | |||||||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | |||||||||
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | |||||||||
| 1E. | Election of Director: F. William McNabb III | Management | For | For | |||||||||
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | |||||||||
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | |||||||||
| 1H. | Election of Director: Glenn M. Renwick | Management | For | For | |||||||||
| 1I. | Election of Director: David S. Wichmann | Management | For | For | |||||||||
| 1J. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | |||||||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | |||||||||
| 4. | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | For | For | |||||||||
| 5. | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. | Shareholder | Against | For | |||||||||
| THE TJX COMPANIES, INC. | |||||||||||||
| Security | 872540109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TJX | Meeting Date | 09-Jun-2020 | ||||||||||
| ISIN | US8725401090 | Agenda | 935195633 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director: Zein Abdalla | Management | For | For | |||||||||
| 1B. | Election of Director: Alan M. Bennett | Management | For | For | |||||||||
| 1C. | Election of Director: Rosemary T. Berkery | Management | For | For | |||||||||
| 1D. | Election of Director: David T. Ching | Management | For | For | |||||||||
| 1E. | Election of Director: Ernie Herrman | Management | For | For | |||||||||
| 1F. | Election of Director: Michael F. Hines | Management | For | For | |||||||||
| 1G. | Election of Director: Amy B. Lane | Management | For | For | |||||||||
| 1H. | Election of Director: Carol Meyrowitz | Management | For | For | |||||||||
| 1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | |||||||||
| 1J. | Election of Director: John F. O'Brien | Management | For | For | |||||||||
| 1K. | Election of Director: Willow B. Shire | Management | For | For | |||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2021 | Management | For | For | |||||||||
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote) | Management | For | For | |||||||||
| 4. | Shareholder proposal for a report on reduction in chemical footprint | Shareholder | Against | For | |||||||||
| 5. | Shareholder proposal for a report on animal welfare | Shareholder | Against | For | |||||||||
| 6.�� | Shareholder proposal for setting target amounts for CEO compensation | Shareholder | Against | For | |||||||||
| 7. | Shareholder proposal for disclosure regarding executive share retention | Shareholder | Against | For | |||||||||
| MASTERCARD INCORPORATED | |||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | ||||||||||
| ISIN | US57636Q1040 | Agenda | 935196332 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director: Richard Haythornthwaite | Management | For | For | |||||||||
| 1B. | Election of Director: Ajay Banga | Management | For | For | |||||||||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | |||||||||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | |||||||||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | |||||||||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | |||||||||
| 1G. | Election of Director: Merit E. Janow | Management | For | For | |||||||||
| 1H. | Election of Director: Oki Matsumoto | Management | For | For | |||||||||
| 1I. | Election of Director: Youngme Moon | Management | For | For | |||||||||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | |||||||||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | |||||||||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | |||||||||
| 1M. | Election of Director: Jackson Tai | Management | For | For | |||||||||
| 1N. | Election of Director: Lance Uggla | Management | For | For | |||||||||
| 2. | Advisory approval of Mastercard's executive compensation | Management | For | For | |||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Management | For | For | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Investment Managers Series Trust II
| By (Signature and Title)* | /s/ Terrance P. Gallagher | ||
| Terrance P. Gallagher, President and Principal Executive Officer | |||
| Date | August 10, 2020 | ||
| * | Print the name and title of each signing officer under his or her signature. |