Investment Managers Series Trust II (TSLW) N-PX Annual report of proxy voting record

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number 811-22894

INVESTMENT MANAGERS SERIES TRUST II

(Exact name of registrant as specified in charter)

235 W. Galena Street, Milwaukee, WI	53212
(Address of principal executive offices)	(Zip code)

Constance Dye Shannon

235 W. Galena Street, Milwaukee, WI 53212

(Name and address of agent for service)

Registrant's telephone number, including area code: (414) 299-2295

Date of fiscal year end: September 30

Date of reporting period: July 1, 2019 to June 30, 2020

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

ITEM 1. PROXY VOTING RECORD.

Form N-PX	Proxy Voting Records	# of Proposals:	303
Fund Name:	Vivaldi Merger Arbitrage Fund	# Voted Against Management:	0
Reporting Period:	07/1/19 to 06/30/2020

Institutional Account Name	Company Name	Ticker	Primary CUSIP	Meeting Date	Proponent	Proposal Text	Vote Instruction	Voted	Vote Against Management
Vivaldi Merger Arbitrage Fund	Electronics For Imaging, Inc.	EFII	286082102	15-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Electronics For Imaging, Inc.	EFII	286082102	15-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Electronics For Imaging, Inc.	EFII	286082102	15-Jul-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Worldpay, Inc.	WP	981558109	24-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Worldpay, Inc.	WP	981558109	24-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Worldpay, Inc.	WP	981558109	24-Jul-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Worldpay, Inc.	WP	981558109	24-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Worldpay, Inc.	WP	981558109	24-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Worldpay, Inc.	WP	981558109	24-Jul-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Glenda Dorchak	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Irwin Federman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Amal M. Johnson	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Jack R. Lazar	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Jon A. Olson	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Umesh Padval	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director David Perlmutter	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Steve Sanghi	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Eyal Waldman	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Gregory L. Waters	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Amend Omnibus Stock Plan	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Approve Certain Changes to the Annual Retainer Fees and Equity Awards to Non-Employee Directors	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	If You Do Not Have a Personal Interest in Item 5b Please Select "FOR". If You Do Have a Personal Interest in Item 5b Please Select "AGAINST"	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Approve the Mellanox Technologies, Ltd. Compensation Philosophy	For	Yes	No
Vivaldi Merger Arbitrage Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration	For	Yes	No
Vivaldi Merger Arbitrage Fund	Liberty Expedia Holdings, Inc.	LEXEA	53046P109	26-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Liberty Expedia Holdings, Inc.	LEXEA	53046P109	26-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Liberty Expedia Holdings, Inc.	LEXEA	53046P109	26-Jul-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Liberty Expedia Holdings, Inc.	LEXEA	53046P109	26-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Liberty Expedia Holdings, Inc.	LEXEA	53046P109	26-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Liberty Expedia Holdings, Inc.	LEXEA	53046P109	26-Jul-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Andeavor Logistics LP	ANDX	FDSE332C9	29-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Andeavor Logistics LP	ANDX	FDSE332C9	29-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Andeavor Logistics LP	ANDX	FDSE332C9	29-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Andeavor Logistics LP	ANDX	FDSE332C9	29-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Buckeye Partners, L.P.	BPL	118230101	31-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Buckeye Partners, L.P.	BPL	118230101	31-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Anadarko Petroleum Corporation	APC	032511107	08-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Anadarko Petroleum Corporation	APC	032511107	08-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Medidata Solutions, Inc.	MDSO	58471A105	16-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Medidata Solutions, Inc.	MDSO	58471A105	16-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Medidata Solutions, Inc.	MDSO	58471A105	16-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Medidata Solutions, Inc.	MDSO	58471A105	16-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Medidata Solutions, Inc.	MDSO	58471A105	16-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Medidata Solutions, Inc.	MDSO	58471A105	16-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	AmeriGas Partners, L.P.	APU	030975106	21-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	AmeriGas Partners, L.P.	APU	030975106	21-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	AmeriGas Partners, L.P.	APU	030975106	21-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	AmeriGas Partners, L.P.	APU	030975106	21-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	AmeriGas Partners, L.P.	APU	030975106	21-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	AmeriGas Partners, L.P.	APU	030975106	21-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	PCM, Inc.	PCMI	69323K100	26-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	PCM, Inc.	PCMI	69323K100	26-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	PCM, Inc.	PCMI	69323K100	26-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Cray Inc.	CRAY	225223304	27-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Cray Inc.	CRAY	225223304	27-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Cray Inc.	CRAY	225223304	27-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Shutterfly, Inc.	SFLY	82568P304	28-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Shutterfly, Inc.	SFLY	82568P304	28-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Shutterfly, Inc.	SFLY	82568P304	28-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	WageWorks, Inc.	WAGE	930427109	28-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	WageWorks, Inc.	WAGE	930427109	28-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	WageWorks, Inc.	WAGE	930427109	28-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	WageWorks, Inc.	WAGE	930427109	28-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	WageWorks, Inc.	WAGE	930427109	28-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	WageWorks, Inc.	WAGE	930427109	28-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Declassify the Board of Directors	For	Yes	No
Vivaldi Merger Arbitrage Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Declassify the Board of Directors	For	Yes	No
Vivaldi Merger Arbitrage Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Del Frisco's Restaurant Group, Inc.	DFRG	245077102	04-Sep-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Del Frisco's Restaurant Group, Inc.	DFRG	245077102	04-Sep-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Del Frisco's Restaurant Group, Inc.	DFRG	245077102	04-Sep-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Spark Therapeutics, Inc.	ONCE	84652J103	05-Sep-19	Management	Elect Director Anand Mehra	For	Yes	No
Vivaldi Merger Arbitrage Fund	Spark Therapeutics, Inc.	ONCE	84652J103	05-Sep-19	Management	Elect Director Robert J. Perez	For	Yes	No
Vivaldi Merger Arbitrage Fund	Spark Therapeutics, Inc.	ONCE	84652J103	05-Sep-19	Management	Elect Director Lota Zoth	For	Yes	No
Vivaldi Merger Arbitrage Fund	Spark Therapeutics, Inc.	ONCE	84652J103	05-Sep-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Merger Arbitrage Fund	Spark Therapeutics, Inc.	ONCE	84652J103	05-Sep-19	Management	Ratify KPMG LLP as Auditors	For	Yes	No
Vivaldi Merger Arbitrage Fund	EMC Insurance Group Inc.	EMCI	268664109	18-Sep-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	EMC Insurance Group Inc.	EMCI	268664109	18-Sep-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	EMC Insurance Group Inc.	EMCI	268664109	18-Sep-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	EMC Insurance Group Inc.	EMCI	268664109	18-Sep-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Peak Resorts, Inc.	SKIS	70469L100	20-Sep-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Peak Resorts, Inc.	SKIS	70469L100	20-Sep-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Genesee & Wyoming Inc.	GWR	371559105	03-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Genesee & Wyoming Inc.	GWR	371559105	03-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Genesee & Wyoming Inc.	GWR	371559105	03-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	DryShips Inc.	DRYS	Y2109Q705	09-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Approve Scheme of Arrangement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Approve Scheme of Arrangement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Approve Cancellation of Cancellation Shares	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Authorize Board to Allot and Issue Shares	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Amend Articles of Association	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Approve Scheme of Arrangement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Approve Scheme of Arrangement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Approve Cancellation of Cancellation Shares	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Authorize Board to Allot and Issue Shares	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Amend Articles of Association	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	United Financial Bancorp, Inc.	UBNK	910304104	22-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	United Financial Bancorp, Inc.	UBNK	910304104	22-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	United Financial Bancorp, Inc.	UBNK	910304104	22-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Cambrex Corporation	CBM	132011107	23-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Cambrex Corporation	CBM	132011107	23-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Cambrex Corporation	CBM	132011107	23-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Corindus Vascular Robotics, Inc.	CVRS	218730109	25-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Corindus Vascular Robotics, Inc.	CVRS	218730109	25-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Corindus Vascular Robotics, Inc.	CVRS	218730109	25-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Old Line Bancshares, Inc.	OLBK	67984M100	29-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Old Line Bancshares, Inc.	OLBK	67984M100	29-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Old Line Bancshares, Inc.	OLBK	67984M100	29-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Presidio, Inc.	PSDO	74102M103	06-Nov-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Presidio, Inc.	PSDO	74102M103	06-Nov-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Presidio, Inc.	PSDO	74102M103	06-Nov-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Presidio, Inc.	PSDO	74102M103	06-Nov-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Presidio, Inc.	PSDO	74102M103	06-Nov-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Presidio, Inc.	PSDO	74102M103	06-Nov-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Avedro, Inc.	AVDR	05355N109	19-Nov-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Avedro, Inc.	AVDR	05355N109	19-Nov-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Avedro, Inc.	AVDR	05355N109	19-Nov-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	SemGroup Corporation	SEMG	81663A105	04-Dec-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	SemGroup Corporation	SEMG	81663A105	04-Dec-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	SemGroup Corporation	SEMG	81663A105	04-Dec-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	SemGroup Corporation	SEMG	81663A105	04-Dec-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	SemGroup Corporation	SEMG	81663A105	04-Dec-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	SemGroup Corporation	SEMG	81663A105	04-Dec-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pivotal Software, Inc.	PVTL	72582H107	27-Dec-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pivotal Software, Inc.	PVTL	72582H107	27-Dec-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Liberty Property Trust	LPT	531172104	30-Jan-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Liberty Property Trust	LPT	531172104	30-Jan-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Liberty Property Trust	LPT	531172104	30-Jan-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	William Lyon Homes	WLH	552074700	30-Jan-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	William Lyon Homes	WLH	552074700	30-Jan-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	William Lyon Homes	WLH	552074700	30-Jan-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Tiffany & Co.	TIF	886547108	04-Feb-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Tiffany & Co.	TIF	886547108	04-Feb-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Tiffany & Co.	TIF	886547108	04-Feb-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Tiffany & Co.	TIF	886547108	04-Feb-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Tiffany & Co.	TIF	886547108	04-Feb-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Tiffany & Co.	TIF	886547108	04-Feb-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Tech Data Corporation	TECD	878237106	12-Feb-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Tech Data Corporation	TECD	878237106	12-Feb-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Tech Data Corporation	TECD	878237106	12-Feb-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Discuss the Recommended Tender Offer by Digital Intrepid Holding B.V on all Issued and Outstanding Ordinary Shares of the Company		Yes	No
Vivaldi Merger Arbitrage Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Legal Merger	For	Yes	No
Vivaldi Merger Arbitrage Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Legal Demerger	For	Yes	No
Vivaldi Merger Arbitrage Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Sale of Company Assets and Sale of Post-Demerger Share	For	Yes	No
Vivaldi Merger Arbitrage Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Conditions of Liquidation Re: Item 3	For	Yes	No
Vivaldi Merger Arbitrage Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Discharge of Management Board	For	Yes	No
Vivaldi Merger Arbitrage Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Conversion from Dutch Public Company (N.V.). to Dutch Private Companywith Limited Liability (B.V.) and Amend Articles of Association in Relation with Conversion	For	Yes	No
Vivaldi Merger Arbitrage Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Elect Directors (Bundled)	For	Yes	No
Vivaldi Merger Arbitrage Fund	Aircastle Limited	AYR	G0129K104	06-Mar-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Aircastle Limited	AYR	G0129K104	06-Mar-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Aircastle Limited	AYR	G0129K104	06-Mar-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Aircastle Limited	AYR	G0129K104	06-Mar-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Aircastle Limited	AYR	G0129K104	06-Mar-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Aircastle Limited	AYR	G0129K104	06-Mar-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pattern Energy Group Inc.	PEGI	70338P100	10-Mar-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pattern Energy Group Inc.	PEGI	70338P100	10-Mar-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pattern Energy Group Inc.	PEGI	70338P100	10-Mar-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pattern Energy Group Inc.	PEGI	70338P100	10-Mar-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pattern Energy Group Inc.	PEGI	70338P100	10-Mar-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Pattern Energy Group Inc.	PEGI	70338P100	10-Mar-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	12-Mar-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	12-Mar-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	12-Mar-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	AquaVenture Holdings Limited	WAAS	G0443N107	16-Mar-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	AquaVenture Holdings Limited	WAAS	G0443N107	16-Mar-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	ForeScout Technologies, Inc.	FSCT	34553D101	23-Apr-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	ForeScout Technologies, Inc.	FSCT	34553D101	23-Apr-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	ForeScout Technologies, Inc.	FSCT	34553D101	23-Apr-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Discuss the Tender Offer by Stryker B.V. on all Outstanding Ordinary Shares of the Company		Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Spencer S. Stiles	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director William E. Berry, Jr.	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Dean H. Bergy	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Jeanne M. Blondia	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director David G. Furgason	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Robert J. Palmisano as Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of J. Patrick Mackin as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of John L. Miclot as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Kevin O'Boyle as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Amy S. Paul as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Richard F. Wallman as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Elizabeth H. Weatherman as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Discharge of Management and Supervisory Boards	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Conditional Sale of Company Assets	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Appoint Stichting Vereffening Wright Medical Group as the Liquidator; Appoint Purchaser as the Custodian of the Books and Records of Wright; and Approve Reimbursement of the Liquidator's Salary and Costs	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Compensation of Dissenting Shareholders	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approval of the Mergers	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Proposal to Resolve on the Demerger of the Company	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Change the Company Form to a Privately Held Limited Liability Company	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Association	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Delisting from The Nasdaq Stock Market LLC	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Change Financial Year	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Discuss the Tender Offer by Stryker B.V. on all Outstanding Ordinary Shares of the Company		Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Spencer S. Stiles	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director William E. Berry, Jr.	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Dean H. Bergy	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Jeanne M. Blondia	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director David G. Furgason	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Robert J. Palmisano as Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of J. Patrick Mackin as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of John L. Miclot as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Kevin O'Boyle as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Amy S. Paul as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Richard F. Wallman as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Elizabeth H. Weatherman as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Discharge of Management and Supervisory Boards	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Conditional Sale of Company Assets	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Appoint Stichting Vereffening Wright Medical Group as the Liquidator; Appoint Purchaser as the Custodian of the Books and Records of Wright; and Approve Reimbursement of the Liquidator's Salary and Costs	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Compensation of Dissenting Shareholders	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approval of the Mergers	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Proposal to Resolve on the Demerger of the Company	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Change the Company Form to a Privately Held Limited Liability Company	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Association	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Delisting from The Nasdaq Stock Market LLC	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Change Financial Year	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Discuss the Tender Offer by Stryker B.V. on all Outstanding Ordinary Shares of the Company		Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Spencer S. Stiles	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director William E. Berry, Jr.	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Dean H. Bergy	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Jeanne M. Blondia	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director David G. Furgason	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Robert J. Palmisano as Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of J. Patrick Mackin as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of John L. Miclot as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Kevin O'Boyle as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Amy S. Paul as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Richard F. Wallman as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Elizabeth H. Weatherman as Non-Executive Director	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Discharge of Management and Supervisory Boards	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Conditional Sale of Company Assets	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Appoint Stichting Vereffening Wright Medical Group as the Liquidator; Appoint Purchaser as the Custodian of the Books and Records of Wright; and Approve Reimbursement of the Liquidator's Salary and Costs	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Compensation of Dissenting Shareholders	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approval of the Mergers	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Proposal to Resolve on the Demerger of the Company	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Change the Company Form to a Privately Held Limited Liability Company	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Association	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Delisting from The Nasdaq Stock Market LLC	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Change Financial Year	For	Yes	No
Vivaldi Merger Arbitrage Fund	Wright Medical Group N.V.	WMGI	N96617118	43945.5417	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Adesto Technologies Corporation	IOTS	00687D101	43956.4167	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Adesto Technologies Corporation	IOTS	00687D101	43956.4167	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director Richard J. Carbone	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director Robert J. Chersi	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director Jaime W. Ellertson	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director James P. Healy	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director Kevin T. Kabat	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director James Lam	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director Rodger A. Lawson	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director Shelley B. Leibowitz	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director Michael A. Pizzi	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director Rebecca Saeger	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director Donna L. Weaver	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Elect Director Joshua A. Weinreich	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Management	Ratify Deloitte & Touche LLP as Auditors	For	Yes	No
Vivaldi Merger Arbitrage Fund	E*TRADE Financial Corporation	ETFC	269246401	43958.3542	Share Holder	Adopt Simple Majority Vote	Abstain	Yes	No
Vivaldi Merger Arbitrage Fund	Legg Mason, Inc.	LM	524901105	43966.4167	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Legg Mason, Inc.	LM	524901105	43966.4167	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Legg Mason, Inc.	LM	524901105	43966.4167	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Legg Mason, Inc.	LM	524901105	43966.4167	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Legg Mason, Inc.	LM	524901105	43966.4167	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Legg Mason, Inc.	LM	524901105	43966.4167	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Xperi Corporation	XPER	98421B100	43980.375	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Xperi Corporation	XPER	98421B100	43980.375	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	Xperi Corporation	XPER	98421B100	43980.375	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	GAIN Capital Holdings, Inc.	GCAP	36268W100	43987.5833	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	GAIN Capital Holdings, Inc.	GCAP	36268W100	43987.5833	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	GAIN Capital Holdings, Inc.	GCAP	36268W100	43987.5833	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	GAIN Capital Holdings, Inc.	GCAP	36268W100	43987.5833	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	GAIN Capital Holdings, Inc.	GCAP	36268W100	43987.5833	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	GAIN Capital Holdings, Inc.	GCAP	36268W100	43987.5833	Management	Adjourn Meeting	For	Yes	No
142820.13	Nebula Acquisition Corporation	NEBU	629076100	43991.4583	Management	Approve SPAC Transaction	For	Yes	No
142820.13	Nebula Acquisition Corporation	NEBU	629076100	43991.4583	Management	Increase Authorized Preferred and Common Stock	For	Yes	No
142820.13	Nebula Acquisition Corporation	NEBU	629076100	43991.4583	Management	Adopt Supermajority Vote Requirement for Removal of Directors	For	Yes	No
142820.13	Nebula Acquisition Corporation	NEBU	629076100	43991.4583	Management	Adopt Supermajority Vote Requirement to Amend Bylaws	For	Yes	No
142820.13	Nebula Acquisition Corporation	NEBU	629076100	43991.4583	Management	Approve Issuance of Shares for a Private Placement	For	Yes	No
142820.13	Nebula Acquisition Corporation	NEBU	629076100	43991.4583	Management	Approve Omnibus Stock Plan	For	Yes	No
142820.13	Nebula Acquisition Corporation	NEBU	629076100	43991.4583	Management	Adjourn Meeting	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	43993.375	Management	Elect Director David J. Henshall	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	43993.375	Management	Elect Director Peter J. Sacripanti	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	43993.375	Management	Elect Director William R. Wagner	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	43993.375	Management	Ratify Deloitte & Touche LLP as Auditors	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	43993.375	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	43993.375	Management	Elect Director David J. Henshall	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	43993.375	Management	Elect Director Peter J. Sacripanti	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	43993.375	Management	Elect Director William R. Wagner	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	43993.375	Management	Ratify Deloitte & Touche LLP as Auditors	For	Yes	No
Vivaldi Merger Arbitrage Fund	LogMeIn, Inc.	LOGM	54142L109	43993.375	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Merger Arbitrage Fund	EQM Midstream Partners, LP	EQM	26885B100	43997.3958	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Taubman Centers, Inc.	TCO	876664103	44007.4167	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Merger Arbitrage Fund	Taubman Centers, Inc.	TCO	876664103	44007.4167	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Merger Arbitrage Fund	Taubman Centers, Inc.	TCO	876664103	44007.4167	Management	Adjourn Meeting	For	Yes	No

Form N-PX	Proxy Voting Records	# of Proposals:	271
Fund Name:	Vivaldi Multi-Strategy Fund	# Voted Against Management:	0
Reporting Period:	07/1/19 to 06/30/2020

Institutional Account Name	Company Name	Ticker	Primary CUSIP	Meeting Date	Proponent	Proposal Text	Vote Instruction	Voted	Vote Against Management
Vivaldi Multi-Strategy Fund	Electronics For Imaging, Inc.	EFII	286082102	15-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Electronics For Imaging, Inc.	EFII	286082102	15-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Electronics For Imaging, Inc.	EFII	286082102	15-Jul-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Worldpay, Inc.	WP	981558109	24-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Worldpay, Inc.	WP	981558109	24-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Worldpay, Inc.	WP	981558109	24-Jul-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Glenda Dorchak	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Irwin Federman	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Amal M. Johnson	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Jack R. Lazar	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Jon A. Olson	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Umesh Padval	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director David Perlmutter	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Steve Sanghi	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Eyal Waldman	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Elect Director Gregory L. Waters	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Amend Omnibus Stock Plan	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Approve Certain Changes to the Annual Retainer Fees and Equity Awards to Non-Employee Directors	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	If You Do Not Have a Personal Interest in Item 5b Please Select "FOR". If You Do Have a Personal Interest in Item 5b Please Select "AGAINST"	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Approve the Mellanox Technologies, Ltd. Compensation Philosophy	For	Yes	No
Vivaldi Multi-Strategy Fund	Mellanox Technologies, Ltd.	MLNX	M51363113	25-Jul-19	Management	Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration	For	Yes	No
Vivaldi Multi-Strategy Fund	Liberty Expedia Holdings, Inc.	LEXEA	53046P109	26-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Liberty Expedia Holdings, Inc.	LEXEA	53046P109	26-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Liberty Expedia Holdings, Inc.	LEXEA	53046P109	26-Jul-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Andeavor Logistics LP	ANDX	FDSE332C9	29-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Andeavor Logistics LP	ANDX	FDSE332C9	29-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Buckeye Partners, L.P.	BPL	118230101	31-Jul-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Buckeye Partners, L.P.	BPL	118230101	31-Jul-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	KEMET Corporation	KEM	488360207	31-Jul-19	Management	Elect Director Jacob T. Kotzubei	For	Yes	No
Vivaldi Multi-Strategy Fund	KEMET Corporation	KEM	488360207	31-Jul-19	Management	Elect Director Robert G. Paul	For	Yes	No
Vivaldi Multi-Strategy Fund	KEMET Corporation	KEM	488360207	31-Jul-19	Management	Elect Director Yasuko Matsumoto	For	Yes	No
Vivaldi Multi-Strategy Fund	KEMET Corporation	KEM	488360207	��31-Jul-19	Management	Ratify Ernst & Young LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	KEMET Corporation	KEM	488360207	31-Jul-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Anadarko Petroleum Corporation	APC	032511107	08-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Anadarko Petroleum Corporation	APC	032511107	08-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Medidata Solutions, Inc.	MDSO	58471A105	16-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Medidata Solutions, Inc.	MDSO	58471A105	16-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Medidata Solutions, Inc.	MDSO	58471A105	16-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	AmeriGas Partners, L.P.	APU	030975106	21-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	AmeriGas Partners, L.P.	APU	030975106	21-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	AmeriGas Partners, L.P.	APU	030975106	21-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	PCM, Inc.	PCMI	69323K100	26-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	PCM, Inc.	PCMI	69323K100	26-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	PCM, Inc.	PCMI	69323K100	26-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Cray Inc.	CRAY	225223304	27-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Cray Inc.	CRAY	225223304	27-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Cray Inc.	CRAY	225223304	27-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Shutterfly, Inc.	SFLY	82568P304	28-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Shutterfly, Inc.	SFLY	82568P304	28-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Shutterfly, Inc.	SFLY	82568P304	28-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	WageWorks, Inc.	WAGE	930427109	28-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	WageWorks, Inc.	WAGE	930427109	28-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	WageWorks, Inc.	WAGE	930427109	28-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Declassify the Board of Directors	For	Yes	No
Vivaldi Multi-Strategy Fund	Total System Services, Inc.	TSS	891906109	29-Aug-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Del Frisco's Restaurant Group, Inc.	DFRG	245077102	04-Sep-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Del Frisco's Restaurant Group, Inc.	DFRG	245077102	04-Sep-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Del Frisco's Restaurant Group, Inc.	DFRG	245077102	04-Sep-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Spark Therapeutics, Inc.	ONCE	84652J103	05-Sep-19	Management	Elect Director Anand Mehra	For	Yes	No
Vivaldi Multi-Strategy Fund	Spark Therapeutics, Inc.	ONCE	84652J103	05-Sep-19	Management	Elect Director Robert J. Perez	For	Yes	No
Vivaldi Multi-Strategy Fund	Spark Therapeutics, Inc.	ONCE	84652J103	05-Sep-19	Management	Elect Director Lota Zoth	For	Yes	No
Vivaldi Multi-Strategy Fund	Spark Therapeutics, Inc.	ONCE	84652J103	05-Sep-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Spark Therapeutics, Inc.	ONCE	84652J103	05-Sep-19	Management	Ratify KPMG LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	EMC Insurance Group Inc.	EMCI	268664109	18-Sep-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	EMC Insurance Group Inc.	EMCI	268664109	18-Sep-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Peak Resorts, Inc.	SKIS	70469L100	20-Sep-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Peak Resorts, Inc.	SKIS	70469L100	20-Sep-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Genesee & Wyoming Inc.	GWR	371559105	03-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Genesee & Wyoming Inc.	GWR	371559105	03-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Genesee & Wyoming Inc.	GWR	371559105	03-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	DryShips Inc.	DRYS	Y2109Q705	09-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Approve Scheme of Arrangement	For	Yes	No
Vivaldi Multi-Strategy Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Approve Scheme of Arrangement	For	Yes	No
Vivaldi Multi-Strategy Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Approve Cancellation of Cancellation Shares	For	Yes	No
Vivaldi Multi-Strategy Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Authorize Board to Allot and Issue Shares	For	Yes	No
Vivaldi Multi-Strategy Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Amend Articles of Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Allergan plc	AGN	G0177J108	14-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Matthew A. Drapkin	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Thomas S. Harbin, III	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director James P. Parmelee	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Peter A. Reed	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Jeffrey S. Serota	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Mark A. Snell	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Hugh Steven Wilson	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Ratify Deloitte & Touche LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Matthew A. Drapkin	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Thomas S. Harbin, III	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director James P. Parmelee	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Peter A. Reed	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Jeffrey S. Serota	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Mark A. Snell	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Elect Director Hugh Steven Wilson	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Ratify Deloitte & Touche LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Great Elm Capital Group, Inc.	GEC	39036P209	22-Oct-19	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	United Financial Bancorp, Inc.	UBNK	910304104	22-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	United Financial Bancorp, Inc.	UBNK	910304104	22-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	United Financial Bancorp, Inc.	UBNK	910304104	22-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Cambrex Corporation	CBM	132011107	23-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Cambrex Corporation	CBM	132011107	23-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Cambrex Corporation	CBM	132011107	23-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Old Line Bancshares, Inc.	OLBK	67984M100	29-Oct-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Old Line Bancshares, Inc.	OLBK	67984M100	29-Oct-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Old Line Bancshares, Inc.	OLBK	67984M100	29-Oct-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Presidio, Inc.	PSDO	74102M103	06-Nov-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Presidio, Inc.	PSDO	74102M103	06-Nov-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Presidio, Inc.	PSDO	74102M103	06-Nov-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Avedro, Inc.	AVDR	05355N109	19-Nov-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Avedro, Inc.	AVDR	05355N109	19-Nov-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Avedro, Inc.	AVDR	05355N109	19-Nov-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	SemGroup Corporation	SEMG	81663A105	04-Dec-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	SemGroup Corporation	SEMG	81663A105	04-Dec-19	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	SemGroup Corporation	SEMG	81663A105	04-Dec-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Pivotal Software, Inc.	PVTL	72582H107	27-Dec-19	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Pivotal Software, Inc.	PVTL	72582H107	27-Dec-19	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO Inc.	EXF	302046107	08-Jan-20	Management	Elect Director Francois Cote	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO Inc.	EXF	302046107	08-Jan-20	Management	Elect Director Germain Lamonde	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO Inc.	EXF	302046107	08-Jan-20	Management	Elect Director Angela Logothetis	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO Inc.	EXF	302046107	08-Jan-20	Management	Elect Director Philippe Morin	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO Inc.	EXF	302046107	08-Jan-20	Management	Elect Director Claude Seguin	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO Inc.	EXF	302046107	08-Jan-20	Management	Elect Director Randy E. Tornes	For	Yes	No
Vivaldi Multi-Strategy Fund	EXFO Inc.	EXF	302046107	08-Jan-20	Management	Ratify PricewaterhouseCoopers LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	Liberty Property Trust	LPT	531172104	30-Jan-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Liberty Property Trust	LPT	531172104	30-Jan-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Liberty Property Trust	LPT	531172104	30-Jan-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	William Lyon Homes	WLH	552074700	30-Jan-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	William Lyon Homes	WLH	552074700	30-Jan-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	William Lyon Homes	WLH	552074700	30-Jan-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Tiffany & Co.	TIF	886547108	04-Feb-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Tiffany & Co.	TIF	886547108	04-Feb-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Tiffany & Co.	TIF	886547108	04-Feb-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Tech Data Corporation	TECD	878237106	12-Feb-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Tech Data Corporation	TECD	878237106	12-Feb-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Tech Data Corporation	TECD	878237106	12-Feb-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Receive Special Board Report Re: Company Law Art. 604 on Renewal on Authorized Capital		Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 50 Million With the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 25 Million With the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 239,147,502.82 Without the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 120 Million Without the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Repurchase of Up to 20 Percent of Issued Share Capital	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Reissuance of Repurchased Shares	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Amend Articles of Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Implementation of Approved Resolutions and Approve Coordination of Articles of Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Approve Filing of Required Documents/Formalities at Trade Registry	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Receive Special Board Report Re: Company Law Art. 604 on Renewal on Authorized Capital		Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 50 Million With the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 25 Million With the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 239,147,502.82 Without the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 120 Million Without the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Repurchase of Up to 20 Percent of Issued Share Capital	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Reissuance of Repurchased Shares	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Amend Articles of Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Implementation of Approved Resolutions and Approve Coordination of Articles of Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Approve Filing of Required Documents/Formalities at Trade Registry	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Receive Special Board Report Re: Company Law Art. 604 on Renewal on Authorized Capital		Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 50 Million With the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 25 Million With the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 239,147,502.82 Without the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 120 Million Without the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Repurchase of Up to 20 Percent of Issued Share Capital	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Reissuance of Repurchased Shares	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Amend Articles of Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Implementation of Approved Resolutions and Approve Coordination of Articles of Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Approve Filing of Required Documents/Formalities at Trade Registry	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Receive Special Board Report Re: Company Law Art. 604 on Renewal on Authorized Capital		Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 50 Million With the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 25 Million With the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 239,147,502.82 Without the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Renew Authorization to Increase Share Capital up to USD 120 Million Without the Possibility to Restrict or Suspend Preemptive Rights	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Repurchase of Up to 20 Percent of Issued Share Capital	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Reissuance of Repurchased Shares	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Amend Articles of Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Authorize Implementation of Approved Resolutions and Approve Coordination of Articles of Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	20-Feb-20	Management	Approve Filing of Required Documents/Formalities at Trade Registry	For	Yes	No
Vivaldi Multi-Strategy Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Discuss the Recommended Tender Offer by Digital Intrepid Holding B.V on all Issued and Outstanding Ordinary Shares of the Company		Yes	No
Vivaldi Multi-Strategy Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Legal Merger	For	Yes	No
Vivaldi Multi-Strategy Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Legal Demerger	For	Yes	No
Vivaldi Multi-Strategy Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Sale of Company Assets and Sale of Post-Demerger Share	For	Yes	No
Vivaldi Multi-Strategy Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Conditions of Liquidation Re: Item 3	For	Yes	No
Vivaldi Multi-Strategy Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Discharge of Management Board	For	Yes	No
Vivaldi Multi-Strategy Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Approve Conversion from Dutch Public Company (N.V.). to Dutch Private Companywith Limited Liability (B.V.) and Amend Articles of Association in Relation with Conversion	For	Yes	No
Vivaldi Multi-Strategy Fund	InterXion Holding NV	INXN	FDS0J6G30	27-Feb-20	Management	Elect Directors (Bundled)	For	Yes	No
Vivaldi Multi-Strategy Fund	Aircastle Limited	AYR	G0129K104	06-Mar-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Aircastle Limited	AYR	G0129K104	06-Mar-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Aircastle Limited	AYR	G0129K104	06-Mar-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Pattern Energy Group Inc.	PEGI	70338P100	10-Mar-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Pattern Energy Group Inc.	PEGI	70338P100	10-Mar-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Pattern Energy Group Inc.	PEGI	70338P100	10-Mar-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	LogMeIn, Inc.	LOGM	54142L109	12-Mar-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	LogMeIn, Inc.	LOGM	54142L109	12-Mar-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	LogMeIn, Inc.	LOGM	54142L109	12-Mar-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	AquaVenture Holdings Limited	WAAS	G0443N107	16-Mar-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	AquaVenture Holdings Limited	WAAS	G0443N107	16-Mar-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	09-Apr-20	Management	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	09-Apr-20	Management	Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	09-Apr-20	Management	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	Yes	No
Vivaldi Multi-Strategy Fund	Euronav NV	EURN	B38564108	09-Apr-20	Management	Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry	For	Yes	No
Vivaldi Multi-Strategy Fund	ForeScout Technologies, Inc.	FSCT	34553D101	23-Apr-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	ForeScout Technologies, Inc.	FSCT	34553D101	23-Apr-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	ForeScout Technologies, Inc.	FSCT	34553D101	23-Apr-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Discuss the Tender Offer by Stryker B.V. on all Outstanding Ordinary Shares of the Company		Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Spencer S. Stiles	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director William E. Berry, Jr.	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Dean H. Bergy	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director Jeanne M. Blondia	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Elect Director David G. Furgason	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Robert J. Palmisano as Executive Director	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of J. Patrick Mackin as Non-Executive Director	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of John L. Miclot as Non-Executive Director	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Kevin O'Boyle as Non-Executive Director	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Amy S. Paul as Non-Executive Director	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Richard F. Wallman as Non-Executive Director	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Accept Resignation of Elizabeth H. Weatherman as Non-Executive Director	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Discharge of Management and Supervisory Boards	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Conditional Sale of Company Assets	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Appoint Stichting Vereffening Wright Medical Group as the Liquidator; Appoint Purchaser as the Custodian of the Books and Records of Wright; and Approve Reimbursement of the Liquidator's Salary and Costs	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Compensation of Dissenting Shareholders	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approval of the Mergers	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Approve Proposal to Resolve on the Demerger of the Company	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Change the Company Form to a Privately Held Limited Liability Company	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Association	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Delisting from The Nasdaq Stock Market LLC	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Amend Articles Re: Change Financial Year	For	Yes	No
Vivaldi Multi-Strategy Fund	Wright Medical Group N.V.	WMGI	N96617118	24-Apr-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Adesto Technologies Corporation	IOTS	00687D101	05-May-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Adesto Technologies Corporation	IOTS	00687D101	05-May-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director Richard J. Carbone	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director Robert J. Chersi	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director Jaime W. Ellertson	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director James P. Healy	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director Kevin T. Kabat	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director James Lam	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director Rodger A. Lawson	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director Shelley B. Leibowitz	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director Michael A. Pizzi	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director Rebecca Saeger	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director Donna L. Weaver	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Elect Director Joshua A. Weinreich	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Management	Ratify Deloitte & Touche LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	E*TRADE Financial Corporation	ETFC	269246401	07-May-20	Share Holder	Adopt Simple Majority Vote	Abstain	Yes	No
Vivaldi Multi-Strategy Fund	Legg Mason, Inc.	LM	524901105	15-May-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Legg Mason, Inc.	LM	524901105	15-May-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Legg Mason, Inc.	LM	524901105	15-May-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Xperi Corporation	XPER	98421B100	29-May-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Xperi Corporation	XPER	98421B100	29-May-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	Xperi Corporation	XPER	98421B100	29-May-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	GAIN Capital Holdings, Inc.	GCAP	36268W100	05-Jun-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	GAIN Capital Holdings, Inc.	GCAP	36268W100	05-Jun-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	GAIN Capital Holdings, Inc.	GCAP	36268W100	05-Jun-20	Management	Adjourn Meeting	For	Yes	No
Vivaldi Multi-Strategy Fund	LogMeIn, Inc.	LOGM	54142L109	11-Jun-20	Management	Elect Director David J. Henshall	For	Yes	No
Vivaldi Multi-Strategy Fund	LogMeIn, Inc.	LOGM	54142L109	11-Jun-20	Management	Elect Director Peter J. Sacripanti	For	Yes	No
Vivaldi Multi-Strategy Fund	LogMeIn, Inc.	LOGM	54142L109	11-Jun-20	Management	Elect Director William R. Wagner	For	Yes	No
Vivaldi Multi-Strategy Fund	LogMeIn, Inc.	LOGM	54142L109	11-Jun-20	Management	Ratify Deloitte & Touche LLP as Auditors	For	Yes	No
Vivaldi Multi-Strategy Fund	LogMeIn, Inc.	LOGM	54142L109	11-Jun-20	Management	Advisory Vote to Ratify Named Executive Officers' Compensation	For	Yes	No
Vivaldi Multi-Strategy Fund	EQM Midstream Partners, LP	EQM	26885B100	15-Jun-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Taubman Centers, Inc.	TCO	876664103	25-Jun-20	Management	Approve Merger Agreement	For	Yes	No
Vivaldi Multi-Strategy Fund	Taubman Centers, Inc.	TCO	876664103	25-Jun-20	Management	Advisory Vote on Golden Parachutes	For	Yes	No
Vivaldi Multi-Strategy Fund	Taubman Centers, Inc.	TCO	876664103	25-Jun-20	Management	Adjourn Meeting	For	Yes	No

Vote Summary

VOYA PRIME RATE TRUST
Security				92913A100						Meeting Type	Annual
Ticker Symbol				PPR						Meeting Date	09-Jul-2019
ISIN				US92913A1007						Agenda	935033415 - Management
Record Date				15-Apr-2019						Holding Recon Date	15-Apr-2019
City /	Country				/	United States				Vote Deadline Date	08-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Colleen D. Baldwin					Split	For
		2	John V. Boyer					Split	For
		3	Patricia W. Chadwick					Split	For
		4	Martin J. Gavin					Split	For
		5	Russell H. Jones					Split	For
		6	Joseph E. Obermeyer					Split	For
		7	Sheryl K. Pressler					Split	For
		8	Dina Santoro					Split	For
		9	Christopher P. Sullivan					Split	For
		10	Roger B. Vincent					Split	For
VOYA PRIME RATE TRUST
Security				92913A100						Meeting Type	Annual
Ticker Symbol				PPR						Meeting Date	09-Jul-2019
ISIN				US92913A1007						Agenda	935033415 - Management
Record Date				15-Apr-2019						Holding Recon Date	15-Apr-2019
City /	Country				/	United States				Vote Deadline Date	08-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Colleen D. Baldwin					Split	For
		2	John V. Boyer					Split	For
		3	Patricia W. Chadwick					Split	For
		4	Martin J. Gavin					Split	For
		5	Russell H. Jones					Split	For
		6	Joseph E. Obermeyer					Split	For
		7	Sheryl K. Pressler					Split	For
		8	Dina Santoro					Split	For
		9	Christopher P. Sullivan					Split	For
		10	Roger B. Vincent					Split	For
ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST
Security				01883A107						Meeting Type	Annual
Ticker Symbol				NFJ						Meeting Date	11-Jul-2019
ISIN				US01883A1079						Agenda	935051653 - Opposition
Record Date				16-May-2019						Holding Recon Date	16-May-2019
City /	Country				/	United States				Vote Deadline Date	10-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a.	Election of Trustee: Deborah A. DeCotis						Management	Split	For
1b.	Election of Trustee: Bradford K. Gallagher						Management	Split	For
1c.	Election of Trustee: James A. Jacobson						Management	Split	For
1d.	Election of Trustee: Erick R. Holt						Management	Split	For
1e.	Election of Trustee: Sarah E. Cogan						Management	Split	For
1f.	Election of Trustee: Thomas J Fuccillo						Management	Split	For
ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST
Security				01883A107						Meeting Type	Annual
Ticker Symbol				NFJ						Meeting Date	11-Jul-2019
ISIN				US01883A1079						Agenda	935051653 - Opposition
Record Date				16-May-2019						Holding Recon Date	16-May-2019
City /	Country				/	United States				Vote Deadline Date	10-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a.	Election of Trustee: Deborah A. DeCotis						Management	Split	For
1b.	Election of Trustee: Bradford K. Gallagher						Management	Split	For
1c.	Election of Trustee: James A. Jacobson						Management	Split	For
1d.	Election of Trustee: Erick R. Holt						Management	Split	For
1e.	Election of Trustee: Sarah E. Cogan						Management	Split	For
1f.	Election of Trustee: Thomas J Fuccillo						Management	Split	For
ALLIANZGI CONVERTIBLE & INCOME 2024
Security				01883H102						Meeting Type	Annual
Ticker Symbol				CBH						Meeting Date	11-Jul-2019
ISIN				US01883H1023						Agenda	935051665 - Opposition
Record Date				16-May-2019						Holding Recon Date	16-May-2019
City /	Country				/	United States				Vote Deadline Date	10-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a.	Election of Trustee: F. Ford Drummond						Management	Split	For
1b.	Election of Trustee: James A. Jacobson						Management	Split	For
1c.	Election of Trustee: James S. MacLeod						Management	Split	For
1d.	Election of Trustee: Sarah E. Cogan						Management	Split	For
1e.	Election of Trustee: Thomas J. Fuccillo						Management	Split	For
ALLIANZGI CONVERTIBLE & INCOME 2024
Security				01883H102						Meeting Type	Annual
Ticker Symbol				CBH						Meeting Date	11-Jul-2019
ISIN				US01883H1023						Agenda	935051665 - Opposition
Record Date				16-May-2019						Holding Recon Date	16-May-2019
City /	Country				/	United States				Vote Deadline Date	10-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a.	Election of Trustee: F. Ford Drummond						Management	Split	For
1b.	Election of Trustee: James A. Jacobson						Management	Split	For
1c.	Election of Trustee: James S. MacLeod						Management	Split	For
1d.	Election of Trustee: Sarah E. Cogan						Management	Split	For
1e.	Election of Trustee: Thomas J. Fuccillo						Management	Split	For
CLOUGH GLOBAL OPPORTUNITIES FUND
Security				18914E106						Meeting Type	Annual
Ticker Symbol				GLO						Meeting Date	16-Jul-2019
ISIN				US18914E1064						Agenda	935049228 - Management
Record Date				20-May-2019						Holding Recon Date	20-May-2019
City /	Country				/	United States				Vote Deadline Date	15-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
3.	DIRECTOR						Management	Split
		1	Adam D. Crescenzi					Split	For
		2	Jerry G. Rutledge					Split	For
CLOUGH GLOBAL OPPORTUNITIES FUND
Security				18914E106						Meeting Type	Annual
Ticker Symbol				GLO						Meeting Date	16-Jul-2019
ISIN				US18914E1064						Agenda	935049228 - Management
Record Date				20-May-2019						Holding Recon Date	20-May-2019
City /	Country				/	United States				Vote Deadline Date	15-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
3.	DIRECTOR						Management	Split
		1	Adam D. Crescenzi					Split	For
		2	Jerry G. Rutledge					Split	For
BLACKROCK RESOURCES & COMMODITIES STRAT
Security				09257A108						Meeting Type	Annual
Ticker Symbol				BCX						Meeting Date	29-Jul-2019
ISIN				US09257A1088						Agenda	935052592 - Management
Record Date				30-May-2019						Holding Recon Date	30-May-2019
City /	Country				/	United States				Vote Deadline Date	26-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Richard E. Cavanagh					Split	For
		2	Cynthia L. Egan					Split	For
		3	Robert Fairbairn					Split	For
		4	Henry Gabbay					Split	For
BLACKROCK CALIFORNIA MUNICIPAL INCOME TR
Security				09248E102						Meeting Type	Annual
Ticker Symbol				BFZ						Meeting Date	29-Jul-2019
ISIN				US09248E1029						Agenda	935052592 - Management
Record Date				30-May-2019						Holding Recon Date	30-May-2019
City /	Country				/	United States				Vote Deadline Date	26-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Richard E. Cavanagh					Split	For
		2	Cynthia L. Egan					Split	For
		3	Robert Fairbairn					Split	For
		4	Henry Gabbay					Split	For
BLACKROCK RESOURCES & COMMODITIES STRAT
Security				09257A108						Meeting Type	Annual
Ticker Symbol				BCX						Meeting Date	29-Jul-2019
ISIN				US09257A1088						Agenda	935052592 - Management
Record Date				30-May-2019						Holding Recon Date	30-May-2019
City /	Country				/	United States				Vote Deadline Date	26-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Richard E. Cavanagh					Split	For
		2	Cynthia L. Egan					Split	For
		3	Robert Fairbairn					Split	For
		4	Henry Gabbay					Split	For
BLACKROCK NY INSURED MUNICIPAL INCOME TR
Security				09249U105						Meeting Type	Annual
Ticker Symbol				BSE						Meeting Date	29-Jul-2019
ISIN				US09249U1051						Agenda	935052592 - Management
Record Date				30-May-2019						Holding Recon Date	30-May-2019
City /	Country				/	United States				Vote Deadline Date	26-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Richard E. Cavanagh					Split	For
		2	Cynthia L. Egan					Split	For
		3	Robert Fairbairn					Split	For
		4	Henry Gabbay					Split	For
BLACKROCK DEBT STRATEGIES FD INC
Security				09255R202						Meeting Type	Annual
Ticker Symbol				DSU						Meeting Date	29-Jul-2019
ISIN				US09255R2022						Agenda	935052605 - Management
Record Date				30-May-2019						Holding Recon Date	30-May-2019
City /	Country				/	United States				Vote Deadline Date	26-Jul-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Richard E. Cavanagh					Split	For
		2	Frank J. Fabozzi					Split	For
		3	Robert Fairbairn					Split	For
		4	Henry Gabbay					Split	For
BIG ROCK PARTNERS ACQUISITION CORP
Security				089482103						Meeting Type	Special
Ticker Symbol				BRPA						Meeting Date	21-Aug-2019
ISIN				US0894821034						Agenda	935071073 - Management
Record Date				31-Jul-2019						Holding Recon Date	31-Jul-2019
City /	Country				/	United States				Vote Deadline Date	20-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	Extension of Corporate Life: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to November 22, 2019.						Management	For	For
2.	Early Termination: Approve the Company's early winding up and redemption of 100% of the outstanding public shares if determined by the Company's board of directors.						Management	For	For
LIBERTY ALL-STAR GROWTH FUND, INC.
Security				529900102						Meeting Type	Annual
Ticker Symbol				ASG						Meeting Date	22-Aug-2019
ISIN				US5299001025						Agenda	935059279 - Management
Record Date				10-Jun-2019						Holding Recon Date	10-Jun-2019
City /	Country				/	United States				Vote Deadline Date	21-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
2.	DIRECTOR						Management	Split
		1	George R. Gaspari					Split	For
		2	Edmund J. Burke					Split	For
LIBERTY ALL-STAR GROWTH FUND, INC.
Security				529900102						Meeting Type	Annual
Ticker Symbol				ASG						Meeting Date	22-Aug-2019
ISIN				US5299001025						Agenda	935059279 - Management
Record Date				10-Jun-2019						Holding Recon Date	10-Jun-2019
City /	Country				/	United States				Vote Deadline Date	21-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
2.	DIRECTOR						Management	Split
		1	George R. Gaspari					Split	For
		2	Edmund J. Burke					Split	For
INVESCO
Security				46131H107						Meeting Type	Annual
Ticker Symbol				VVR						Meeting Date	23-Aug-2019
ISIN				US46131H1077						Agenda	935062151 - Management
Record Date				13-May-2019						Holding Recon Date	13-May-2019
City /	Country				/	United States				Vote Deadline Date	22-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a	DIRECTOR						Management	Split
		1	Cynthia Hostetler					Split	For
		2	Eli Jones					Split	For
		3	Ann Barnett Stern					Split	For
		4	Raymond Stickel, Jr.					Split	For
INVESCO
Security				46132R104						Meeting Type	Annual
Ticker Symbol				VTA						Meeting Date	23-Aug-2019
ISIN				US46132R1041						Agenda	935062151 - Management
Record Date				13-May-2019						Holding Recon Date	13-May-2019
City /	Country				/	United States				Vote Deadline Date	22-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a	DIRECTOR						Management	Split
		1	Cynthia Hostetler					Split	For
		2	Eli Jones					Split	For
		3	Ann Barnett Stern					Split	For
		4	Raymond Stickel, Jr.					Split	For
INVESCO
Security				46131H107						Meeting Type	Annual
Ticker Symbol				VVR						Meeting Date	23-Aug-2019
ISIN				US46131H1077						Agenda	935062151 - Management
Record Date				13-May-2019						Holding Recon Date	13-May-2019
City /	Country				/	United States				Vote Deadline Date	22-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a	DIRECTOR						Management	Split
		1	Cynthia Hostetler					Split	For
		2	Eli Jones					Split	For
		3	Ann Barnett Stern					Split	For
		4	Raymond Stickel, Jr.					Split	For
VAN KAMPEN FUNDS
Security				46132C107						Meeting Type	Annual
Ticker Symbol				VMO						Meeting Date	23-Aug-2019
ISIN				US46132C1071						Agenda	935062151 - Management
Record Date				13-May-2019						Holding Recon Date	13-May-2019
City /	Country				/	United States				Vote Deadline Date	22-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a	DIRECTOR						Management	Split
		1	Cynthia Hostetler					Split	For
		2	Eli Jones					Split	For
		3	Ann Barnett Stern					Split	For
		4	Raymond Stickel, Jr.					Split	For
INVESCO
Security				46132R104						Meeting Type	Annual
Ticker Symbol				VTA						Meeting Date	23-Aug-2019
ISIN				US46132R1041						Agenda	935062151 - Management
Record Date				13-May-2019						Holding Recon Date	13-May-2019
City /	Country				/	United States				Vote Deadline Date	22-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a	DIRECTOR						Management	Split
		1	Cynthia Hostetler					Split	For
		2	Eli Jones					Split	For
		3	Ann Barnett Stern					Split	For
		4	Raymond Stickel, Jr.					Split	For
INVESCO
Security				46131F101						Meeting Type	Annual
Ticker Symbol				VLT						Meeting Date	23-Aug-2019
ISIN				US46131F1012						Agenda	935062163 - Management
Record Date				13-May-2019						Holding Recon Date	13-May-2019
City /	Country				/	United States				Vote Deadline Date	22-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1c	DIRECTOR						Management	Split
		1	Cynthia Hostetler					Split	For
		2	Eli Jones					Split	For
		3	Prema Mathai-Davis					Split	For
		4	Ann Barnett Stern					Split	For
		5	Raymond Stickel, Jr.					Split	For
NUVEEN MORTGAGE OPPORTUNITY TERM FUND
Security				670735109						Meeting Type	Annual
Ticker Symbol				JLS						Meeting Date	29-Aug-2019
ISIN				US6707351093						Agenda	935049874 - Management
Record Date				29-Mar-2019						Holding Recon Date	29-Mar-2019
City /	Country				/	United States				Vote Deadline Date	28-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	To approve an amendment to the Fund's Declaration of Trust that would eliminate the provision requiring the automatic termination of the Fund on November 30, 2019.						Management	Split	For
2.	To approve the adoption of a new investment objective.						Management	Split	For
3a.	To approve a new investment management agreement with Nuveen Fund Advisors, LLC.						Management	Split	For
3b.	To approve a new investment sub-advisory agreement between Nuveen Fund Advisors, LLC and Teachers Advisors, LLC on behalf of the Fund.						Management	Split	For
4.	DIRECTOR						Management	Split
		1	Judith M. Stockdale					Split	For
		2	Carole E. Stone					Split	For
		3	Margaret L. Wolff					Split	For
		4	William C. Hunter					Split	For
NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2
Security				67074R100						Meeting Type	Annual
Ticker Symbol				JMT						Meeting Date	29-Aug-2019
ISIN				US67074R1005						Agenda	935049886 - Management
Record Date				29-Mar-2019						Holding Recon Date	29-Mar-2019
City /	Country				/	United States				Vote Deadline Date	28-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	To approve an amendment to the Fund's Declaration of Trust that would eliminate the provision requiring the automatic termination of the Fund on February 28, 2020.						Management	Split	For
2.	To approve the adoption of a new investment objective.						Management	Split	For
3a.	To approve a new investment management agreement with Nuveen Fund Advisors, LLC.						Management	Split	For
3b.	To approve a new investment sub-advisory agreement between Nuveen Fund Advisors, LLC and Teachers Advisors, LLC on behalf of the Fund.						Management	Split	For
4.	DIRECTOR						Management	Split
		1	Judith M. Stockdale					Split	For
		2	Carole E. Stone					Split	For
		3	Margaret L. Wolff					Split	For
		4	William C. Hunter					Split	For
NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2
Security				67074R100						Meeting Type	Annual
Ticker Symbol				JMT						Meeting Date	29-Aug-2019
ISIN				US67074R1005						Agenda	935049886 - Management
Record Date				29-Mar-2019						Holding Recon Date	29-Mar-2019
City /	Country				/	United States				Vote Deadline Date	28-Aug-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	To approve an amendment to the Fund's Declaration of Trust that would eliminate the provision requiring the automatic termination of the Fund on February 28, 2020.						Management	Split	For
2.	To approve the adoption of a new investment objective.						Management	Split	For
3a.	To approve a new investment management agreement with Nuveen Fund Advisors, LLC.						Management	Split	For
3b.	To approve a new investment sub-advisory agreement between Nuveen Fund Advisors, LLC and Teachers Advisors, LLC on behalf of the Fund.						Management	Split	For
4.	DIRECTOR						Management	Split
		1	Judith M. Stockdale					Split	For
		2	Carole E. Stone					Split	For
		3	Margaret L. Wolff					Split	For
		4	William C. Hunter					Split	For
DELAWARE INVESTMENTS
Security				246060107						Meeting Type	Annual
Ticker Symbol				DEX						Meeting Date	20-Sep-2019
ISIN				US2460601071						Agenda	935064763 - Management
Record Date				10-Jul-2019						Holding Recon Date	10-Jul-2019
City /	Country				/	United States				Vote Deadline Date	19-Sep-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Thomas L. Bennett					Split	For
		2	Jerome D. Abernathy					Split	For
		3	Ann D. Borowiec					Split	For
		4	Joseph W. Chow					Split	For
		5	John A. Fry					Split	For
		6	Lucinda S. Landreth					Split	For
		7	Shawn K. Lytle					Split	For
		8	F.A. Sevilla-Sacasa					Split	For
		9	Thomas K. Whitford					Split	For
		10	Christianna Wood					Split	For
		11	Janet L. Yeomans					Split	For
2.	To approve sub-advisory agreements between Delaware Management Company and each of Macquarie Investment Management Europe Limited, Macquarie Investment Management Global Limited, Macquarie Investment Management Austria Kapitalanlage AG, and Macquarie Funds Management Hong Kong Limited.						Management	Split	For
DELAWARE INVESTMENTS
Security				246060107						Meeting Type	Annual
Ticker Symbol				DEX						Meeting Date	20-Sep-2019
ISIN				US2460601071						Agenda	935064763 - Management
Record Date				10-Jul-2019						Holding Recon Date	10-Jul-2019
City /	Country				/	United States				Vote Deadline Date	19-Sep-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Thomas L. Bennett					Split	For
		2	Jerome D. Abernathy					Split	For
		3	Ann D. Borowiec					Split	For
		4	Joseph W. Chow					Split	For
		5	John A. Fry					Split	For
		6	Lucinda S. Landreth					Split	For
		7	Shawn K. Lytle					Split	For
		8	F.A. Sevilla-Sacasa					Split	For
		9	Thomas K. Whitford					Split	For
		10	Christianna Wood					Split	For
		11	Janet L. Yeomans					Split	For
2.	To approve sub-advisory agreements between Delaware Management Company and each of Macquarie Investment Management Europe Limited, Macquarie Investment Management Global Limited, Macquarie Investment Management Austria Kapitalanlage AG, and Macquarie Funds Management Hong Kong Limited.						Management	Split	For
ROYCE MICRO-CAP TRUST, INC.
Security				780915104						Meeting Type	Annual
Ticker Symbol				RMT						Meeting Date	24-Sep-2019
ISIN				US7809151043						Agenda	935069624 - Management
Record Date				18-Jul-2019						Holding Recon Date	18-Jul-2019
City /	Country				/	United States				Vote Deadline Date	23-Sep-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Patricia W. Chadwick					Split	For
		2	Arthur S. Mehlman					Split	For
		3	Michael K. Shields					Split	For
GUGGENHEIM FUNDS
Security				00764C109						Meeting Type	Annual
Ticker Symbol				AVK						Meeting Date	25-Sep-2019
ISIN				US00764C1099						Agenda	935073990 - Management
Record Date				22-Jul-2019						Holding Recon Date	22-Jul-2019
City /	Country				/	United States				Vote Deadline Date	24-Sep-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a.	Election of Trustee: Mr. Randall C. Barnes						Management	Split	For
1b.	Election of Trustee: Mr. Derek Medina						Management	Split	For
1c.	Election of Trustee: Mr. Gerald L. Seizert						Management	Split	For
GUGGENHEIM FUNDS
Security				00764C109						Meeting Type	Annual
Ticker Symbol				AVK						Meeting Date	25-Sep-2019
ISIN				US00764C1099						Agenda	935073990 - Management
Record Date				22-Jul-2019						Holding Recon Date	22-Jul-2019
City /	Country				/	United States				Vote Deadline Date	24-Sep-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1a.	Election of Trustee: Mr. Randall C. Barnes						Management	Split	For
1b.	Election of Trustee: Mr. Derek Medina						Management	Split	For
1c.	Election of Trustee: Mr. Gerald L. Seizert						Management	Split	For
FRANKLIN TEMPLETON LTD DURATION INC TR
Security				35472T101						Meeting Type	Annual
Ticker Symbol				FTF						Meeting Date	03-Oct-2019
ISIN				US35472T1016						Agenda	935074548 - Management
Record Date				24-Jul-2019						Holding Recon Date	24-Jul-2019
City /	Country				/	United States				Vote Deadline Date	02-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Harris J. Ashton					Split	For
		2	Edith E. Holiday					Split	For
FRANKLIN TEMPLETON LTD DURATION INC TR
Security				35472T101						Meeting Type	Annual
Ticker Symbol				FTF						Meeting Date	03-Oct-2019
ISIN				US35472T1016						Agenda	935074548 - Management
Record Date				24-Jul-2019						Holding Recon Date	24-Jul-2019
City /	Country				/	United States				Vote Deadline Date	02-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Harris J. Ashton					Split	For
		2	Edith E. Holiday					Split	For
NEUBERGER BERMAN HI/YLD STRATEGY
Security				64128C106						Meeting Type	Contested-Annual
Ticker Symbol				NHS						Meeting Date	03-Oct-2019
ISIN				US64128C1062						Agenda	935074788 - Management
Record Date				15-Jul-2019						Holding Recon Date	15-Jul-2019
City /	Country				/	United States				Vote Deadline Date	02-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Michael J. Cosgrove					Split	For
		2	Deborah C. McLean					Split	For
		3	Tom D. Seip					Split	For
2.	STOCKHOLDER PROPOSAL: If properly presented, to vote on a stockholder proposal that the Fund terminate the investment management agreement between the Fund and Neuberger Berman Investment Advisers LLC ("NBIA"), the Fund's investment manager, and all other advisory and management agreements between the Fund and NBIA.						Shareholder	Split	Against
3.	STOCKHOLDER PROPOSAL: If properly presented, to vote on a non- binding stockholder proposal asking the Board of Directors of the Fund to consider a self- tender offer for all outstanding common stock of the Fund, and, if more than 50% of the Fund's outstanding shares are submitted for tender, to cancel the tender offer and either liquidate the Fund or convert it to an open-end fund.						Shareholder	Split	Against
NEUBERGER BERMAN HI/YLD STRATEGY
Security				64128C106						Meeting Type	Contested-Annual
Ticker Symbol				NHS						Meeting Date	03-Oct-2019
ISIN				US64128C1062						Agenda	935075540 - Opposition
Record Date				15-Jul-2019						Holding Recon Date	15-Jul-2019
City /	Country				/	United States				Vote Deadline Date	02-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Frederic Gabriel					Split	For
		2	Thomas H. McGlade					Split	For
		3	Arthur D. Lipson					Split	For
2.	Proposal 2- Termination of the Management Agreement between the Fund and Neuberger Berman Management LLC, dated August 6, 2010, as amended or novated and all other advisory and management agreements between the Fund and Neuberger Berman Investment Advisers LLC.						Management	Split	For
3.	Proposal 3- For the Board to consider authorizing a self-tender offer for all outstanding shares of the Fund at or close to net asset value ("NAV'). If more than 50% of the Fund's outstanding shares are submitted for tender, the tender offer should be cancelled and the Board should take the steps necessary to liquidate or convert the Fund into an open-end mutual fund.						Management	Split	For
NEUBERGER BERMAN HI/YLD STRATEGY
Security				64128C106						Meeting Type	Contested-Annual
Ticker Symbol				NHS						Meeting Date	03-Oct-2019
ISIN				US64128C1062						Agenda	935075540 - Opposition
Record Date				15-Jul-2019						Holding Recon Date	15-Jul-2019
City /	Country				/	United States				Vote Deadline Date	02-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Frederic Gabriel					Split	For
		2	Thomas H. McGlade					Split	For
		3	Arthur D. Lipson					Split	For
2.	Proposal 2- Termination of the Management Agreement between the Fund and Neuberger Berman Management LLC, dated August 6, 2010, as amended or novated and all other advisory and management agreements between the Fund and Neuberger Berman Investment Advisers LLC.						Management	Split	For
3.	Proposal 3- For the Board to consider authorizing a self-tender offer for all outstanding shares of the Fund at or close to net asset value ("NAV'). If more than 50% of the Fund's outstanding shares are submitted for tender, the tender offer should be cancelled and the Board should take the steps necessary to liquidate or convert the Fund into an open-end mutual fund.						Management	Split	For
NEUBERGER BERMAN CA INTERM FD
Security				64123C101						Meeting Type	Annual
Ticker Symbol				NBW						Meeting Date	03-Oct-2019
ISIN				US64123C1018						Agenda	935078394 - Management
Record Date				30-Jul-2019						Holding Recon Date	30-Jul-2019
City /	Country				/	United States				Vote Deadline Date	02-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Michael J. Cosgrove					Split	For
		2	Deborah C. McLean					Split	For
		3	Tom D. Seip					Split	For
NEUBERGER BERMAN NY INTERM MUNI FD
Security				64124K102						Meeting Type	Annual
Ticker Symbol				NBO						Meeting Date	03-Oct-2019
ISIN				US64124K1025						Agenda	935078394 - Management
Record Date				30-Jul-2019						Holding Recon Date	30-Jul-2019
City /	Country				/	United States				Vote Deadline Date	02-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Michael J. Cosgrove					Split	For
		2	Deborah C. McLean					Split	For
		3	Tom D. Seip					Split	For
ABERDEEN FUNDS
Security				00326L100						Meeting Type	Annual
Ticker Symbol				AOD						Meeting Date	09-Oct-2019
ISIN				US00326L1008						Agenda	935074803 - Management
Record Date				19-Jul-2019						Holding Recon Date	19-Jul-2019
City /	Country				/	United States				Vote Deadline Date	08-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Election of Class II Trustee to serve a term of three years until the 2022 Annual Meeting: P. Gerald Malone						Management	Split	For
ABERDEEN FUNDS
Security				00326L100						Meeting Type	Annual
Ticker Symbol				AOD						Meeting Date	09-Oct-2019
ISIN				US00326L1008						Agenda	935074803 - Management
Record Date				19-Jul-2019						Holding Recon Date	19-Jul-2019
City /	Country				/	United States				Vote Deadline Date	08-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Election of Class II Trustee to serve a term of three years until the 2022 Annual Meeting: P. Gerald Malone						Management	Split	For
LAZARD WORLD DIVIDEND & INCOME FD, INC.
Security				521076109						Meeting Type	Annual
Ticker Symbol				LOR						Meeting Date	18-Oct-2019
ISIN				US5210761095						Agenda	935077188 - Management
Record Date				20-Aug-2019						Holding Recon Date	20-Aug-2019
City /	Country				/	United States				Vote Deadline Date	17-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	Approval of the merger of LOR with and into LGI, pursuant to an Agreement and Plan of Merger between LOR and LGI.						Management	Split	For
2.	DIRECTOR						Management	Split
		1	Robert M. Solmson					Split	For
		2	Nathan A. Paul					Split	For
LAZARD WORLD DIVIDEND & INCOME FD, INC.
Security				521076109						Meeting Type	Annual
Ticker Symbol				LOR						Meeting Date	18-Oct-2019
ISIN				US5210761095						Agenda	935077188 - Management
Record Date				20-Aug-2019						Holding Recon Date	20-Aug-2019
City /	Country				/	United States				Vote Deadline Date	17-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	Approval of the merger of LOR with and into LGI, pursuant to an Agreement and Plan of Merger between LOR and LGI.						Management	Split	For
2.	DIRECTOR						Management	Split
		1	Robert M. Solmson					Split	For
		2	Nathan A. Paul					Split	For
LEGACY ACQUISITION CORP.
Security				524643103						Meeting Type	Special
Ticker Symbol				LGC						Meeting Date	22-Oct-2019
ISIN				US5246431036						Agenda	935086478 - Management
Record Date				06-Sep-2019						Holding Recon Date	06-Sep-2019
City /	Country				/	United States				Vote Deadline Date	21-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	To amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination from November 21, 2019 to December 21, 2019, plus an option for the Company to further extend such date up to five times, initially to January 21, 2020 and thereafter by additional 30 day periods each to May 20, 2020 (the "Extended Date"), a copy of which is attached as Exhibit A to the proxy statement and as more fully described therein.						Management	For	For
2.	To amend the Company's investment management trust agreement, dated as of November 16, 2017, by and between the Company and Continental Stock Transfer & Trust Company to extend the date on which to commence liquidating the trust account established in connection with the Company's initial public offering in the event the Company has not consummated a business combination from November 21, 2019 to the Extended Date, a copy of which is attached as Exhibit B to the proxy statement and as more fully described therein.						Management	For	For
WESTERN ASSET GBL HIGH INC FD INC.
Security				95766B109						Meeting Type	Contested-Annual
Ticker Symbol				EHI						Meeting Date	25-Oct-2019
ISIN				US95766B1098						Agenda	935078940 - Management
Record Date				01-Aug-2019						Holding Recon Date	01-Aug-2019
City /	Country				/	United States				Vote Deadline Date	24-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Robert D. Agdern					Split	For
		2	Eileen A. Kamerick					Split	For
2.	A non-binding proposal put forth by Saba Capital Management, L.P., if properly presented before the Meeting, requesting that the Board of Directors take all necessary steps in its power to declassify the Board of Directors.						Shareholder	Split	Against
WESTERN ASSET GBL HIGH INC FD INC.
Security				95766B109						Meeting Type	Contested-Annual
Ticker Symbol				EHI						Meeting Date	25-Oct-2019
ISIN				US95766B1098						Agenda	935078940 - Management
Record Date				01-Aug-2019						Holding Recon Date	01-Aug-2019
City /	Country				/	United States				Vote Deadline Date	24-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Robert D. Agdern					Split	For
		2	Eileen A. Kamerick					Split	For
2.	A non-binding proposal put forth by Saba Capital Management, L.P., if properly presented before the Meeting, requesting that the Board of Directors take all necessary steps in its power to declassify the Board of Directors.						Shareholder	Split	Against
WESTERN ASSET GBL HIGH INC FD INC.
Security				95766B109						Meeting Type	Contested-Annual
Ticker Symbol				EHI						Meeting Date	25-Oct-2019
ISIN				US95766B1098						Agenda	935078952 - Opposition
Record Date				01-Aug-2019						Holding Recon Date	01-Aug-2019
City /	Country				/	United States				Vote Deadline Date	24-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	David Basile					Split	For
		2	Frederic Gabriel					Split	For
2.	For the board to consider declassifying the board so that all directors are elected on an annual basis starting at the next annual meeting of stockholders.						Management	Split	For
VIRTUS MUTUAL FUNDS
Security				92837G100						Meeting Type	Special
Ticker Symbol				ZF						Meeting Date	01-Nov-2019
ISIN				US92837G1004						Agenda	935074295 - Management
Record Date				05-Aug-2019						Holding Recon Date	05-Aug-2019
City /	Country				/	United States				Vote Deadline Date	31-Oct-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	Reorganization of Virtus Total Return Fund Inc. into Virtus Global Dividend & Income Fund Inc.						Management	Split	For
5.	DIRECTOR						Management	Split
		1	Donald C. Burke*					Split	For
		2	Sidney E. Harris*					Split	For
		3	John R. Mallin#					Split	For
		4	Connie D. McDaniel+					Split	For
		5	Geraldine M. McNamara+					Split	For
BIG ROCK PARTNERS ACQUISITION CORP
Security				089482103						Meeting Type	Special
Ticker Symbol				BRPA						Meeting Date	21-Nov-2019
ISIN				US0894821034						Agenda	935103351 - Management
Record Date				04-Nov-2019						Holding Recon Date	04-Nov-2019
City /	Country				/	United States				Vote Deadline Date	20-Nov-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	Extension of Corporate Life: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to March 23, 2020.						Management	For	For
2.	Early Termination: Approve the Company's early winding up and redemption of 100% of the outstanding public shares if determined by the Company's board of directors.						Management	For	For
LEISURE ACQUISITION CORP.
Security				52539T107						Meeting Type	Special
Ticker Symbol				LACQ						Meeting Date	26-Nov-2019
ISIN				US52539T1079						Agenda	935098170 - Management
Record Date				18-Oct-2019						Holding Recon Date	18-Oct-2019
City /	Country				/	United States				Vote Deadline Date	25-Nov-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	Extension Amendment: Proposal to amend the Company's Second Amended and Restated Certificate of Incorporation to extend the date by which the Company must consummate a business combination from December 5, 2019 to April 5, 2020.						Management	For	For
2.	Trust Amendment: Proposal to amend the Company's investment management trust agreement, dated December 1, 2017, by and between the Company and Continental Stock Transfer & Trust Company to extend the date on which to commence liquidating the trust account established in connection with the Company's initial public offering in the event the Company has not consummated a business combination by April 5, 2020.						Management	For	For
3.	DIRECTOR						Management
		1	Steven M. Rittvo					For	For
		2	David L. Weinstein					For	For
4.	Auditor Proposal: Proposal to ratify the selection by our Audit Committee of Marcum LLP to serve as our independent registered public accounting firm for the year ending December 31, 2019.						Management	For	For
5.	Adjournment Proposal: Proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve any of the foregoing proposals.						Management	For	For
NUVEEN OHIO QUALITY MUNICIPAL INCOME FD
Security				670980101						Meeting Type	Contested-Annual
Ticker Symbol				NUO						Meeting Date	05-Dec-2019
ISIN				US6709801012						Agenda	935086303 - Management
Record Date				19-Sep-2019						Holding Recon Date	19-Sep-2019
City /	Country				/	United States				Vote Deadline Date	04-Dec-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Judith M. Stockdale					Split	For
		2	Carole E. Stone					Split	For
		3	Margaret L. Wolff					Split	For
2.	If properly presented at the meeting, a shareholder proposal to declassify the Board of Trustees, so that all Trustees are elected on an annual basis.						Shareholder	Split	Against
NUVEEN OHIO QUALITY MUNICIPAL INCOME FD
Security				670980101						Meeting Type	Contested-Annual
Ticker Symbol				NUO						Meeting Date	05-Dec-2019
ISIN				US6709801012						Agenda	935087216 - Opposition
Record Date				19-Sep-2019						Holding Recon Date	19-Sep-2019
City /	Country				/	United States				Vote Deadline Date	04-Dec-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1	DIRECTOR						Management	Split
		1	David Basile					Split	For
		2	Peter Borish					Split	For
		3	Charles Clarvit					Split	For
2	For the Board to consider declassifying the Board so that all trustees are elected on an annual basis starting at the next annual meeting of shareholders.						Management	Split	For
NUVEEN OHIO QUALITY MUNICIPAL INCOME FD
Security				670980101						Meeting Type	Contested-Annual
Ticker Symbol				NUO						Meeting Date	05-Dec-2019
ISIN				US6709801012						Agenda	935087216 - Opposition
Record Date				19-Sep-2019						Holding Recon Date	19-Sep-2019
City /	Country				/	United States				Vote Deadline Date	04-Dec-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1	DIRECTOR						Management	Split
		1	David Basile					Split	For
		2	Peter Borish					Split	For
		3	Charles Clarvit					Split	For
2	For the Board to consider declassifying the Board so that all trustees are elected on an annual basis starting at the next annual meeting of shareholders.						Management	Split	For
SPECIAL OPPORTUNITIES FUND, INC
Security				84741T104						Meeting Type	Annual
Ticker Symbol				SPE						Meeting Date	11-Dec-2019
ISIN				US84741T1043						Agenda	935098954 - Management
Record Date				15-Oct-2019						Holding Recon Date	15-Oct-2019
City /	Country				/	United States				Vote Deadline Date	10-Dec-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Mr. Andrew Dakos					Split	For
		2	Mr. Gerald Hellerman					Split	For
		3	Mr. Charles Walden					Split	For
		4	Mr. Ben Harris					Split	For
OHA INVESTMENT CORPORATION
Security				67091U102						Meeting Type	Special
Ticker Symbol				OHAI						Meeting Date	12-Dec-2019
ISIN				US67091U1025						Agenda	935102789 - Management
Record Date				05-Nov-2019						Holding Recon Date	05-Nov-2019
City /	Country				/	United States				Vote Deadline Date	11-Dec-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	To approve the merger of Storm Acquisition Sub Inc., a wholly owned subsidiary of Portman Ridge Finance Corporation ("PTMN"), with and into OHA Investment Corporation ("OHAI") (the "Merger Proposal"), after which OHAI will merge immediately with and into PTMN.						Management	Split	For
2.	To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are not sufficient votes at the time of the Special Meeting to approve the Merger Proposal.						Management	Split	For
OHA INVESTMENT CORPORATION
Security				67091U102						Meeting Type	Special
Ticker Symbol				OHAI						Meeting Date	12-Dec-2019
ISIN				US67091U1025						Agenda	935102789 - Management
Record Date				05-Nov-2019						Holding Recon Date	05-Nov-2019
City /	Country				/	United States				Vote Deadline Date	11-Dec-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	To approve the merger of Storm Acquisition Sub Inc., a wholly owned subsidiary of Portman Ridge Finance Corporation ("PTMN"), with and into OHA Investment Corporation ("OHAI") (the "Merger Proposal"), after which OHAI will merge immediately with and into PTMN.						Management	Split	For
2.	To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are not sufficient votes at the time of the Special Meeting to approve the Merger Proposal.						Management	Split	For
HEALTH SCIENCES ACQUISITIONS CORPORATION
Security				42227C102						Meeting Type	Special
Ticker Symbol				HSAC						Meeting Date	16-Dec-2019
ISIN				US42227C1027						Agenda	935113388 - Management
Record Date				20-Nov-2019						Holding Recon Date	20-Nov-2019
City /	Country				/	United States				Vote Deadline Date	13-Dec-2019
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	Adopt the Share Exchange Agreement, dated as of September 29, 2019 ("Share Exchange Agreement"), by and among Health Sciences Acquisitions Corporation ("HSAC"), Immunovant Sciences Ltd., a Bermuda exempted limited company ("Immunovant"), stockholders of Immunovant ("Sellers") and Roivant Sciences Ltd., a Bermuda exempted limited company, as representative of the Sellers, and thereby approve the transactions contemplated under the Share Exchange Agreement ("Business Combination"). This proposal is referred to as the "Business Combination Proposal".						Management	For	For
2A.	To approve, subject to and with immediate effect upon the consummation of the Business Combination, the following proposals to amend HSAC's current Amended and Restated Certificate of Incorporation as set forth in the proposed Second Amended and Restated Certificate of Incorporation of HSAC (the "Amended Charter") to: change name of the combined company after the Business Combination (the "Combined Company") to "Immunovant, Inc." from "Health Sciences Acquisition Corporation".						Management	For	For
2B.	To approve, subject to and with immediate effect upon the consummation of the Business Combination, the following proposals to amend HSAC's current Amended and Restated Certificate of Incorporation as set forth in the proposed Second Amended and Restated Certificate of Incorporation of HSAC (the "Amended Charter") to: the authorized number of shares of common stock from 30,000,000 shares to 500,000,000 shares.						Management	For	For
2C.	To approve to amend HSAC's current Amended and Restated Certificate of Incorporation to authorize the issuance of up to 10,000,000 shares of "blank check" preferred stock, the rights, preferences and privileges of which may be designated from time to time by the Combined Company's board of directors to increase the number of outstanding shares and discourage a takeover attempt.						Management	For	For
2D.	To approve to amend HSAC's current Amended and Restated Certificate of Incorporation to authorize the issuance of up to 10,000 shares of Series A Preferred Stock ("Series A Preferred Stock") and designate the rights, preferences and privileges of the Series A Preferred Stock, including that the holder(s) of a majority of the outstanding shares of Series A Preferred Stock will be entitled to elect: (1) four directors (the "Series A Preferred Directors"), (2) three Series A Preferred Directors and (3) two Series A Preferred Directors.						Management	For	For
2E.	To approve, subject to and with immediate effect upon the consummation of the Business Combination, the following proposals to amend HSAC's current Amended and Restated Certificate of Incorporation as set forth in the proposed Second Amended and Restated Certificate of Incorporation of HSAC (the "Amended Charter") to: provide that the number of directors constituting the board of directors of the Combined Company will be fixed at no less than seven.						Management	For	For
2F.	To approve to amend HSAC's current Amended and Restated Certificate of Incorporation to provide that directors may be removed with or without cause by the affirmative vote of the holders of at least 66 2/3% of the voting power of all then- outstanding shares of the Combined Company's capital stock entitled to vote generally at an election of directors; provided that the Series A Preferred Directors may be removed without cause only by the holder(s) of Series A Preferred Stock.						Management	For	For
2G.	To approve to amend HSAC's current Amended and Restated Certificate of Incorporation to declassify the Combined Company's board of directors and provide that each director will serve for a one-year term, until his or her successor is duly elected and qualified or until his or her earlier death, resignation or removal.						Management	For	For
2H.	To approve to amend HSAC's current Amended and Restated Certificate of Incorporation to provide that, as long as the Combined Company is a "controlled company," the chairperson of the broad of directors of the Combined Company will be entitled to a casting vote and be entitled to two votes on any matter or resolution presented to the full board of directors or any committee on which he or she then serves for which a majority vote cannot be obtained.						Management	For	For
2I.	To approve to amend HSAC's current Amended and Restated Certificate of Incorporation to provide that from and after such time as the Combined Company is no longer a "controlled company," no action shall be taken by the stockholders of the Combined Company except at an annual or special meeting of stockholders called in accordance with the Combined Company's bylaws, and no action shall be taken by the stockholders by written consent or electronic transmission.						Management	For	For
2J.	To approve, subject to and with immediate effect upon the consummation of the Business Combination, the following proposals to amend HSAC's current Amended and Restated Certificate of Incorporation as set forth in the proposed Second Amended and Restated Certificate of Incorporation of HSAC (the "Amended Charter") to: provide that the Combined Company opts out of Section 203 of the Delaware General Corporation Law.						Management	For	For
2K.	To approve to amend HSAC's current Amended and Restated Certificate of Incorporation to provide that, from and after such time as the Combined Company is no longer a "controlled company," as such term is defined under the rules of the exchange on which the Combined Company's securities are listed, any amendment to the Combined Company's bylaws will require the approval of the holders of at least 66 2/3% of the Combined Company's then- outstanding shares of capital stock entitled to vote generally at an election of directors.						Management	For	For
2L.	To approve to amend HSAC's current Amended and Restated Certificate of Incorporation to provide that, from and after such time as the Combined Company is no longer a "controlled company," any amendment to certain provisions of the Amended Charter will require the approval of the holders of at least 66 2/3% of the Combined Company's then-outstanding shares of capital stock entitled to vote generally at an election of directors.						Management	For	For
2M.	To approve, subject to and with immediate effect upon the consummation of the Business Combination, the following proposals to amend HSAC's current Amended and Restated Certificate of Incorporation as set forth in the proposed Second Amended and Restated Certificate of Incorporation of HSAC (the "Amended Charter") to: remove various provisions related to its operations as a blank check company prior to the consummation of an initial business combination.						Management	For	For
2N.	To approve to amend HSAC's current Amended and Restated Certificate of Incorporation to provide that the federal district courts of the United States of America will be the exclusive forum for resolving any complaint asserting a cause of action arising under the Securities Act of 1933, as amended.						Management	For	For
3.	To approve the issuance of more than 20% of the issued and outstanding shares of HSAC's common stock pursuant to the terms of the Share Exchange Agreement, resulting in a change of control, as required by Nasdaq Listing Rules 5635(a), (b) and (d). This proposal is referred to as the "Nasdaq Proposal" or "Proposal No. 3."						Management	For	For
4.	To approve the 2019 HSAC Equity Incentive Plan. This proposal is referred to as the "Equity Incentive Plan Proposal" or "Proposal No. 4".						Management	For	For
5.	To approve the adjournment of the special meeting for the purpose of soliciting additional proxies in favor of the adoption of the Share Exchange Agreement in the event HSAC does not receive the requisite shareholder vote to approve the Business Combination. This proposal is called the "Business Combination Adjournment Proposal" or "Proposal No. 5."						Management	For	For
EATON VANCE LIMITED DURATION INCOME FD
Security				27828H105						Meeting Type	Annual
Ticker Symbol				EVV						Meeting Date	16-Jan-2020
ISIN				US27828H1059						Agenda	935112211 - Management
Record Date				21-Nov-2019						Holding Recon Date	21-Nov-2019
City /	Country				/	United States				Vote Deadline Date	15-Jan-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	DIRECTOR						Management	Split
		1	Thomas E. Faust Jr.					Split	For
		2	Mark R. Fetting					Split	For
		3	Keith Quinton					Split	For
2.	A non-binding shareholder proposal that the Board take the necessary steps to declassify the Board of Trustees of the Fund so that all Trustees are elected on an annual basis.						Shareholder	Split	Against
EATON VANCE LIMITED DURATION INCOME FD
Security				27828H105						Meeting Type	Annual
Ticker Symbol				EVV						Meeting Date	16-Jan-2020
ISIN				US27828H1059						Agenda	935112211 - Management
Record Date				21-Nov-2019						Holding Recon Date	21-Nov-2019
City /	Country				/	United States				Vote Deadline Date	15-Jan-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	DIRECTOR						Management	Split
		1	Thomas E. Faust Jr.					Split	For
		2	Mark R. Fetting					Split	For
		3	Keith Quinton					Split	For
2.	A non-binding shareholder proposal that the Board take the necessary steps to declassify the Board of Trustees of the Fund so that all Trustees are elected on an annual basis.						Shareholder	Split	Against
JOHN HANCOCK FUNDS
Security				41013P749						Meeting Type	Annual
Ticker Symbol				HTY						Meeting Date	03-Feb-2020
ISIN				US41013P7490						Agenda	935116067 - Management
Record Date				12-Nov-2019						Holding Recon Date	12-Nov-2019
City /	Country				/	United States				Vote Deadline Date	31-Jan-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	James R. Boyle					Split	For
		2	William H. Cunningham					Split	For
		3	Grace K. Fey					Split	For
		4	Hassell H. McClellan					Split	For
		5	Gregory A. Russo					Split	For
B. RILEY PRINCIPAL MERGER CORP.
Security				05586Y106						Meeting Type	Special
Ticker Symbol				BRPM						Meeting Date	11-Feb-2020
ISIN				US05586Y1064						Agenda	935126347 - Management
Record Date				16-Jan-2020						Holding Recon Date	16-Jan-2020
City /	Country				/	United States				Vote Deadline Date	10-Feb-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	The Business Combination Proposal - approve and adopt the Agreement and Plan of Merger, dated as of December 12, 2019 (as the same may be amended from time to time, the "Merger Agreement"), by and among BRPM, BR Canyon Merger Sub Corp., a wholly-owned subsidiary of the Company and a Michigan corporation ("Merger Sub"), Alta Equipment Holdings, Inc., a Michigan corporation ("Alta"), and Ryan Greenawalt ("Greenawalt"), pursuant to which Merger Sub will merge with & into Alta (the "Merger") in accordance with Merger Agreement.						Management	For	For
2.	The Charter Amendment Proposal - approve and adopt, assuming the business combination proposal is approved and adopted, the third amended and restated certificate of incorporation of the Company (the "Proposed Charter"), which, if approved, would take effect upon the closing of the business combination (the "Closing") (we refer to this proposal as the "charter amendment proposal") The Advisory Charter Proposals - approve and adopt, on a nonbinding advisory basis, certain amendments to the amended and restated certificate of incorporation.						Management	For	For
3.	Advisory Charter Proposal A - to, upon completion of the business combination and the conversion of the Company's Class B common stock, par value $0.0001 per share ("Class B common stock"), into the Company's Class A common stock, par value $0.0001 per share ("Class A common stock"), increase the authorized capital stock of the Company from 126,000,000 shares, consisting of 100,000,000 shares of Class A common stock, 25,000,000 shares of Class B common stock and 1,000,000 shares of preferred stock to 201,000,000 shares.						Management	For	For
4.	Advisory Charter Proposal B - to change the stockholder vote required to amend certain provisions of the Proposed Charter and the Company's bylaws (we refer to this proposal as "advisory charter proposal B").						Management	For	For
5.	Advisory Charter Proposal C - to clarify that the current exclusive forum provision in the Charter adopting Delaware as the exclusive forum for certain stockholder litigation does not apply to claims (i) arising under the Securities Act of 1933, as amended (the "Securities Act"), as to which the Court of Chancery of the State of Delaware and the federal district court for the District of Delaware have concurrent jurisdiction under Section 22 of the Securities Act, or (ii) brought to enforce a duty or liability created by Securities Exchange act.						Management	For	For
6.	Advisory Charter Proposal D - to remove the waiver of the corporate opportunity doctrine (we refer to this proposal as "advisory charter proposal D").						Management	For	For
7.	Advisory Charter Proposal E - to provide that Section 203 of the Delaware General Corporation Law, which governs business combinations between the Company and certain interested stockholders, does not apply to the Company (we refer to this proposal as "advisory charter proposal E").						Management	For	For
8.	Advisory Charter Proposal F - to provide for certain additional changes, including, among other things, (i) changing the post- business combination company's corporate name from "B. Riley Principal Merger Corp." to "Alta Equipment Group Inc." and making the Company's corporate existence perpetual and (ii) removing certain provisions related to our status as a blank check company that will no longer apply upon consummation of business combination, all of which our board believes are necessary to adequately address the needs of the post-business.						Management	For	For
9.	The NYSE Proposal - approve, assuming the business combination proposal and the charter amendment proposal are approved and adopted, for the purposes of complying with the applicable provisions of Section 312.03 of the Listed Company Manual of the New York Stock Exchange (the "NYSE"), (i) the issuance of shares of common stock to Alta's equityholders, which include Greenawalt, pursuant to the terms of the Merger Agreement, (ii) the issuance of shares of common stock to the PIPE investors (as defined in the accompanying proxy statement).						Management	For	For
10.	DIRECTOR						Management
		1	Katherine E. White					For	For
		2	Daniel Shribman					For	For
		3	Zachary E. Savas					For	For
		4	Ryan Greenawalt					For	For
		5	Andrew Studdert					For	For
11.	The Incentive Plan Proposal - approve and adopt, assuming the condition precedent proposals are approved and adopted, the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan, a copy of which is attached to the accompanying proxy statement as Annex C (we refer to this proposal as the "incentive plan proposal").						Management	For	For
12.	The Adjournment Proposal - approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the condition precedent proposals or the incentive plan proposal (we refer to this proposal as the "adjournment proposal").						Management	For	For
ABERDEEN FUNDS
Security				00301W105						Meeting Type	Annual
Ticker Symbol				AEF						Meeting Date	04-Mar-2020
ISIN				US00301W1053						Agenda	935126082 - Management
Record Date				31-Dec-2019						Holding Recon Date	31-Dec-2019
City /	Country				/	United States				Vote Deadline Date	03-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	Election of Class III Director to serve for a term expiring in 2023: Steven N. Rappaport						Management	Split	For
PGIM INVESTMENTS
Security				69346H100						Meeting Type	Annual
Ticker Symbol				ISD						Meeting Date	09-Mar-2020
ISIN				US69346H1005						Agenda	935122616 - Management
Record Date				18-Dec-2019						Holding Recon Date	18-Dec-2019
City /	Country				/	United States				Vote Deadline Date	06-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Kevin J. Bannon					Split	For
		2	Keith F. Hartstein					Split	For
		3	Grace C. Torres					Split	For
PGIM INVESTMENTS
Security				69346H100						Meeting Type	Annual
Ticker Symbol				ISD						Meeting Date	09-Mar-2020
ISIN				US69346H1005						Agenda	935122616 - Management
Record Date				18-Dec-2019						Holding Recon Date	18-Dec-2019
City /	Country				/	United States				Vote Deadline Date	06-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Kevin J. Bannon					Split	For
		2	Keith F. Hartstein					Split	For
		3	Grace C. Torres					Split	For
PGIM INVESTMENTS
Security				69346J106						Meeting Type	Annual
Ticker Symbol				GHY						Meeting Date	09-Mar-2020
ISIN				US69346J1060						Agenda	935122628 - Management
Record Date				18-Dec-2019						Holding Recon Date	18-Dec-2019
City /	Country				/	United States				Vote Deadline Date	06-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Kevin J. Bannon					Split	For
		2	Keith F. Hartstein					Split	For
		3	Grace C. Torres					Split	For
PGIM INVESTMENTS
Security				69346J106						Meeting Type	Annual
Ticker Symbol				GHY						Meeting Date	09-Mar-2020
ISIN				US69346J1060						Agenda	935122628 - Management
Record Date				18-Dec-2019						Holding Recon Date	18-Dec-2019
City /	Country				/	United States				Vote Deadline Date	06-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Kevin J. Bannon					Split	For
		2	Keith F. Hartstein					Split	For
		3	Grace C. Torres					Split	For
BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD
Security				10537L104						Meeting Type	Contested-Annual
Ticker Symbol				BWG						Meeting Date	20-Mar-2020
ISIN				US10537L1044						Agenda	935128632 - Management
Record Date				07-Jan-2020						Holding Recon Date	07-Jan-2020
City /	Country				/	United States				Vote Deadline Date	19-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.1	Election of Class II Director: Nisha Kumar						Management	Split	For
1.2	Election of Class II Director: Jane E. Trust, CFA						Management	Split	For
2.	To ratify the selection of PricewaterhouseCoopers LLP ("PwC") as independent registered public accountants of the Fund for the fiscal year ended October 31, 2020.						Management	Split	For
3.	A non-binding proposal put forth by an affiliate of Bulldog Investors, LLC requesting that the Board consider a self- tender offer for all outstanding shares of the Fund at or close to net asset value, if properly presented before the Meeting.						Shareholder	Split	Against
4.	A non-binding proposal put forth by an affiliate of Bulldog Investors, LLC requesting that the Board amend the Fund's bylaws to provide a majority of votes cast voting standard for contested director elections, if properly presented before the Meeting.						Shareholder	Split	Against
BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD
Security				10537L104						Meeting Type	Contested-Annual
Ticker Symbol				BWG						Meeting Date	20-Mar-2020
ISIN				US10537L1044						Agenda	935128632 - Management
Record Date				07-Jan-2020						Holding Recon Date	07-Jan-2020
City /	Country				/	United States				Vote Deadline Date	19-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.1	Election of Class II Director: Nisha Kumar						Management	Split	For
1.2	Election of Class II Director: Jane E. Trust, CFA						Management	Split	For
2.	To ratify the selection of PricewaterhouseCoopers LLP ("PwC") as independent registered public accountants of the Fund for the fiscal year ended October 31, 2020.						Management	Split	For
3.	A non-binding proposal put forth by an affiliate of Bulldog Investors, LLC requesting that the Board consider a self- tender offer for all outstanding shares of the Fund at or close to net asset value, if properly presented before the Meeting.						Shareholder	Split	Against
4.	A non-binding proposal put forth by an affiliate of Bulldog Investors, LLC requesting that the Board amend the Fund's bylaws to provide a majority of votes cast voting standard for contested director elections, if properly presented before the Meeting.						Shareholder	Split	Against
BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD
Security				10537L104						Meeting Type	Contested-Annual
Ticker Symbol				BWG						Meeting Date	20-Mar-2020
ISIN				US10537L1044						Agenda	935128632 - Management
Record Date				07-Jan-2020						Holding Recon Date	07-Jan-2020
City /	Country				/	United States				Vote Deadline Date	19-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.1	Election of Class II Director: Nisha Kumar						Management	Split	For
1.2	Election of Class II Director: Jane E. Trust, CFA						Management	Split	For
2.	To ratify the selection of PricewaterhouseCoopers LLP ("PwC") as independent registered public accountants of the Fund for the fiscal year ended October 31, 2020.						Management	Split	For
3.	A non-binding proposal put forth by an affiliate of Bulldog Investors, LLC requesting that the Board consider a self- tender offer for all outstanding shares of the Fund at or close to net asset value, if properly presented before the Meeting.						Shareholder	Split	Against
4.	A non-binding proposal put forth by an affiliate of Bulldog Investors, LLC requesting that the Board amend the Fund's bylaws to provide a majority of votes cast voting standard for contested director elections, if properly presented before the Meeting.						Shareholder	Split	Against
BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD
Security				10537L104						Meeting Type	Contested-Annual
Ticker Symbol				BWG						Meeting Date	20-Mar-2020
ISIN				US10537L1044						Agenda	935129937 - Opposition
Record Date				07-Jan-2020						Holding Recon Date	07-Jan-2020
City /	Country				/	United States				Vote Deadline Date	19-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.1	Election of Director: Rajeev Das						Management	Split	For
1.2	Election of Director: Andrew Dakos						Management	Split	For
2.	Ratification of PricewaterhouseCoopers LLP ("PwC")as the Fund's independent registered public accountants.						Management	Split	For
3.	To conduct a self-tender offer at or close to NAV.						Management	Split	For
4.	The Board should amend the bylaws to provide that in a contested election, a majority of the votes cast in the election of Directors shall be required to elect a Director.						Management	Split	For
BIG ROCK PARTNERS ACQUISITION CORP
Security				089482103						Meeting Type	Special
Ticker Symbol				BRPA						Meeting Date	23-Mar-2020
ISIN				US0894821034						Agenda	935142428 - Management
Record Date				03-Mar-2020						Holding Recon Date	03-Mar-2020
City /	Country				/	United States				Vote Deadline Date	20-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	Extension of Corporate Life: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to July 23, 2020.						Management	For	For
2.	Early Termination: Approve the Company's early winding up and redemption of 100% of the outstanding public shares if determined by the Company's board of directors.						Management	For	For
LEISURE ACQUISITION CORP.
Security				52539T107						Meeting Type	Special
Ticker Symbol				LACQ						Meeting Date	26-Mar-2020
ISIN				US52539T1079						Agenda	935137491 - Management
Record Date				24-Feb-2020						Holding Recon Date	24-Feb-2020
City /	Country				/	United States				Vote Deadline Date	25-Mar-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	Extension Amendment: Proposal to amend the Company's Second Amended and Restated Certificate of Incorporation, as amended on December 5, 2019, to extend the date by which the Company must consummate a business combination from April 5, 2020 to June 30, 2020.						Management	For	For
2.	Trust Amendment: Proposal to amend the Company's investment management trust agreement, dated December 1, 2017, as amended on December 5, 2019, by and between the Company and Continental Stock Transfer & Trust Company to extend the date on which to commence liquidating the trust account established in connection with the Company's initial public offering in the event the Company has not consummated a business combination from April 5, 2020 to June 30, 2020.						Management	For	For
3.	Adjournment Proposal: Proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve any of the foregoing proposals.						Management	For	For
DUFF & PHELPS UTILITY & CORP BD TR INC.
Security				26432K108						Meeting Type	Annual
Ticker Symbol				DUC						Meeting Date	14-Apr-2020
ISIN				US26432K1088						Agenda	935123303 - Management
Record Date				27-Dec-2019						Holding Recon Date	27-Dec-2019
City /	Country				/	United States				Vote Deadline Date	13-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Geraldine M. McNamara					Split	For
		2	David J. Vitale					Split	For
2.	Shareholder Proposal: BE IT RESOLVED, the shareholders of the Duff & Phelps Utility and Corporate Bond Trust Inc. ("DUC" or "Fund") request that the Board of Directors ("Board") promptly consider authorizing a self-tender offer for all outstanding common shares of the Fund at or close to net asset value ("NAV"). If more than 50% of Fund's outstanding common shares are tendered, the tender offer should be cancelled & the Board should take the steps necessary to liquidate, merge, or convert Fund to an open-end mutual fund or exchange traded fund.						Shareholder	Split	Against
DUFF & PHELPS UTILITY & CORP BD TR INC.
Security				26432K108						Meeting Type	Annual
Ticker Symbol				DUC						Meeting Date	14-Apr-2020
ISIN				US26432K1088						Agenda	935123303 - Management
Record Date				27-Dec-2019						Holding Recon Date	27-Dec-2019
City /	Country				/	United States				Vote Deadline Date	13-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Geraldine M. McNamara					Split	For
		2	David J. Vitale					Split	For
2.	Shareholder Proposal: BE IT RESOLVED, the shareholders of the Duff & Phelps Utility and Corporate Bond Trust Inc. ("DUC" or "Fund") request that the Board of Directors ("Board") promptly consider authorizing a self-tender offer for all outstanding common shares of the Fund at or close to net asset value ("NAV"). If more than 50% of Fund's outstanding common shares are tendered, the tender offer should be cancelled & the Board should take the steps necessary to liquidate, merge, or convert Fund to an open-end mutual fund or exchange traded fund.						Shareholder	Split	Against
EATON VANCE FUNDS
Security				27829M103						Meeting Type	Annual
Ticker Symbol				EXD						Meeting Date	16-Apr-2020
ISIN				US27829M1036						Agenda	935132578 - Management
Record Date				04-Feb-2020						Holding Recon Date	04-Feb-2020
City /	Country				/	United States				Vote Deadline Date	15-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Thomas E. Faust Jr.					Split	For
		2	Cynthia E. Frost					Split	For
		3	Scott E. Wennerholm					Split	For
EATON VANCE FUNDS
Security				27829M103						Meeting Type	Annual
Ticker Symbol				EXD						Meeting Date	16-Apr-2020
ISIN				US27829M1036						Agenda	935132578 - Management
Record Date				04-Feb-2020						Holding Recon Date	04-Feb-2020
City /	Country				/	United States				Vote Deadline Date	15-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Thomas E. Faust Jr.					Split	For
		2	Cynthia E. Frost					Split	For
		3	Scott E. Wennerholm					Split	For
EATON VANCE FLOATING RATE
Security				278284104						Meeting Type	Contested-Annual
Ticker Symbol				EFF						Meeting Date	16-Apr-2020
ISIN				US2782841041						Agenda	935149458 - Management
Record Date				02-Mar-2020						Holding Recon Date	02-Mar-2020
City /	Country				/	United States				Vote Deadline Date	15-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Thomas E. Faust Jr.					Split	For
		2	Cynthia E. Frost					Split	For
		3	Scott E. Wennerholm					Split	For
2.	A non-binding shareholder proposal that the Board take the necessary steps to declassify the Board of Trustees of the Fund so that all Trustees are elected on an annual basis.						Shareholder	Split	Against
EATON VANCE FLOATING RATE
Security				278284104						Meeting Type	Contested-Annual
Ticker Symbol				EFF						Meeting Date	16-Apr-2020
ISIN				US2782841041						Agenda	935149458 - Management
Record Date				02-Mar-2020						Holding Recon Date	02-Mar-2020
City /	Country				/	United States				Vote Deadline Date	15-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Thomas E. Faust Jr.					Split	For
		2	Cynthia E. Frost					Split	For
		3	Scott E. Wennerholm					Split	For
2.	A non-binding shareholder proposal that the Board take the necessary steps to declassify the Board of Trustees of the Fund so that all Trustees are elected on an annual basis.						Shareholder	Split	Against
EATON VANCE FLOATING RATE
Security				278284104						Meeting Type	Contested-Annual
Ticker Symbol				EFF						Meeting Date	16-Apr-2020
ISIN				US2782841041						Agenda	935149460 - Opposition
Record Date				02-Mar-2020						Holding Recon Date	02-Mar-2020
City /	Country				/	United States				Vote Deadline Date	15-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	David Basile					Split	For
		2	Peter Borish					Split	For
		3	Charles Clarvit					Split	For
2.	For the Board to consider declassifying the Board so that all trustees are elected on an annual basis starting at the next annual meeting of shareholders.						Management	Split	For
CORNERSTONE STRATEGIC VALUE FUND, INC.
Security				21924B302						Meeting Type	Annual
Ticker Symbol				CLM						Meeting Date	21-Apr-2020
ISIN				US21924B3024						Agenda	935135598 - Management
Record Date				18-Feb-2020						Holding Recon Date	18-Feb-2020
City /	Country				/	United States				Vote Deadline Date	20-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management
		1	Marcia E. Malzahn						For
		2	Ralph W. Bradshaw						For
2.	In their discretion, the proxies are authorized to consider and vote upon such other matters as may properly come before the said Meeting or any adjournment thereof.						Management		For
NUVEEN PREFERED & CONVERTIBLE INCOME 2
Security				67073D102						Meeting Type	Annual
Ticker Symbol				JQC						Meeting Date	22-Apr-2020
ISIN				US67073D1028						Agenda	935139382 - Management
Record Date				13-Jan-2020						Holding Recon Date	13-Jan-2020
City /	Country				/	United States				Vote Deadline Date	21-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1B.	DIRECTOR						Management	Split
		1	John K. Nelson					Split	For
		2	Terence J. Toth					Split	For
		3	Robert L. Young					Split	For
NUVEEN PREFERED & CONVERTIBLE INCOME 2
Security				67073D102						Meeting Type	Annual
Ticker Symbol				JQC						Meeting Date	22-Apr-2020
ISIN				US67073D1028						Agenda	935139382 - Management
Record Date				13-Jan-2020						Holding Recon Date	13-Jan-2020
City /	Country				/	United States				Vote Deadline Date	21-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1B.	DIRECTOR						Management	Split
		1	John K. Nelson					Split	For
		2	Terence J. Toth					Split	For
		3	Robert L. Young					Split	For
NUVEEN INTER DUR QLTY MUNI TERM FD
Security				670677103						Meeting Type	Annual
Ticker Symbol				NIQ						Meeting Date	22-Apr-2020
ISIN				US6706771036						Agenda	935139394 - Management
Record Date				13-Jan-2020						Holding Recon Date	13-Jan-2020
City /	Country				/	United States				Vote Deadline Date	21-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	DIRECTOR						Management	Split
		1	John K. Nelson					Split	For
		2	Terence J. Toth					Split	For
		3	Robert L. Young					Split	For
NUVEEN GEORGIA QUALITY MUNICIPAL INC FD
Security				67072B107						Meeting Type	Annual
Ticker Symbol				NKG						Meeting Date	22-Apr-2020
ISIN				US67072B1070						Agenda	935139394 - Management
Record Date				13-Jan-2020						Holding Recon Date	13-Jan-2020
City /	Country				/	United States				Vote Deadline Date	21-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	DIRECTOR						Management	Split
		1	John K. Nelson					Split	For
		2	Terence J. Toth					Split	For
		3	Robert L. Young					Split	For
NUVEEN INTER DUR QLTY MUNI TERM FD
Security				670677103						Meeting Type	Annual
Ticker Symbol				NIQ						Meeting Date	22-Apr-2020
ISIN				US6706771036						Agenda	935139394 - Management
Record Date				13-Jan-2020						Holding Recon Date	13-Jan-2020
City /	Country				/	United States				Vote Deadline Date	21-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	DIRECTOR						Management	Split
		1	John K. Nelson					Split	For
		2	Terence J. Toth					Split	For
		3	Robert L. Young					Split	For
NUVEEN GEORGIA QUALITY MUNICIPAL INC FD
Security				67072B107						Meeting Type	Annual
Ticker Symbol				NKG						Meeting Date	22-Apr-2020
ISIN				US67072B1070						Agenda	935139394 - Management
Record Date				13-Jan-2020						Holding Recon Date	13-Jan-2020
City /	Country				/	United States				Vote Deadline Date	21-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	DIRECTOR						Management	Split
		1	John K. Nelson					Split	For
		2	Terence J. Toth					Split	For
		3	Robert L. Young					Split	For
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
Security				746922103						Meeting Type	Annual
Ticker Symbol				PMO						Meeting Date	24-Apr-2020
ISIN				US7469221037						Agenda	935168890 - Management
Record Date				06-Feb-2020						Holding Recon Date	06-Feb-2020
City /	Country				/	United States				Vote Deadline Date	23-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Fixing the number of Trustees at 11.						Management	Split	For
1B.	DIRECTOR						Management	Split
		1	Liaquat Ahamed					Split	For
		2	Ravi Akhoury					Split	For
		3	Barbara M. Baumann					Split	For
		4	Catharine Bond Hill					Split	For
		5	Paul L. Joskow					Split	For
		6	Kenneth R. Leibler					Split	For
		7	Robert L. Reynolds					Split	For
		8	Manoj P. Singh					Split	For
		9	Mona K. Sutphen					Split	For
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
Security				746922103						Meeting Type	Annual
Ticker Symbol				PMO						Meeting Date	24-Apr-2020
ISIN				US7469221037						Agenda	935168890 - Management
Record Date				06-Feb-2020						Holding Recon Date	06-Feb-2020
City /	Country				/	United States				Vote Deadline Date	23-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Fixing the number of Trustees at 11.						Management	Split	For
1B.	DIRECTOR						Management	Split
		1	Liaquat Ahamed					Split	For
		2	Ravi Akhoury					Split	For
		3	Barbara M. Baumann					Split	For
		4	Catharine Bond Hill					Split	For
		5	Paul L. Joskow					Split	For
		6	Kenneth R. Leibler					Split	For
		7	Robert L. Reynolds					Split	For
		8	Manoj P. Singh					Split	For
		9	Mona K. Sutphen					Split	For
BARINGS BDC, INC.
Security				06759L103						Meeting Type	Annual
Ticker Symbol				BBDC						Meeting Date	30-Apr-2020
ISIN				US06759L1035						Agenda	935146046 - Management
Record Date				03-Mar-2020						Holding Recon Date	03-Mar-2020
City /	Country				/	United States				Vote Deadline Date	29-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Election of Class II Director: Michael Freno						Management	Split	For
1B.	Election of Class II Director: John A. Switzer						Management	Split	For
2.	To authorize the Company, with subsequent approval of its Board of Directors, to issue and sell shares of its common stock at a price below its then current net asset value per share in one or more offerings, subject to certain limitations (including, without limitation, that the number of shares does not exceed 25% of its then outstanding common stock immediately prior to each such offering).						Management	Split	For
BARINGS BDC, INC.
Security				06759L103						Meeting Type	Annual
Ticker Symbol				BBDC						Meeting Date	30-Apr-2020
ISIN				US06759L1035						Agenda	935146046 - Management
Record Date				03-Mar-2020						Holding Recon Date	03-Mar-2020
City /	Country				/	United States				Vote Deadline Date	29-Apr-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Election of Class II Director: Michael Freno						Management	Split	For
1B.	Election of Class II Director: John A. Switzer						Management	Split	For
2.	To authorize the Company, with subsequent approval of its Board of Directors, to issue and sell shares of its common stock at a price below its then current net asset value per share in one or more offerings, subject to certain limitations (including, without limitation, that the number of shares does not exceed 25% of its then outstanding common stock immediately prior to each such offering).						Management	Split	For
ABERDEEN FUNDS
Security				00326L100						Meeting Type	Annual
Ticker Symbol				AOD						Meeting Date	06-May-2020
ISIN				US00326L1008						Agenda	935157683 - Management
Record Date				27-Feb-2020						Holding Recon Date	27-Feb-2020
City /	Country				/	United States				Vote Deadline Date	05-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Election of Class III Trustee to serve until the 2023 Annual Meeting of Shareholders: Nancy Yao Maasbach						Management	Split	For
1B.	Election of Class III Trustee to serve until the 2023 Annual Meeting of Shareholders: Martin J. Gilbert						Management	Split	For
KAYNE ANDERSON MLP/MIDSTREAM INV CO
Security				486606106						Meeting Type	Annual
Ticker Symbol				KYN						Meeting Date	07-May-2020
ISIN				US4866061066						Agenda	935138114 - Management
Record Date				14-Feb-2020						Holding Recon Date	14-Feb-2020
City /	Country				/	United States				Vote Deadline Date	06-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Election of Director: WILLIAM R. CORDES						Management	Split	For
1B.	Election of Director: BARRY R. PEARL						Management	Split	For
2.	THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2020.						Management	Split	For
KAYNE ANDERSON MLP/MIDSTREAM INV CO
Security				486606106						Meeting Type	Annual
Ticker Symbol				KYN						Meeting Date	07-May-2020
ISIN				US4866061066						Agenda	935138114 - Management
Record Date				14-Feb-2020						Holding Recon Date	14-Feb-2020
City /	Country				/	United States				Vote Deadline Date	06-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Election of Director: WILLIAM R. CORDES						Management	Split	For
1B.	Election of Director: BARRY R. PEARL						Management	Split	For
2.	THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2020.						Management	Split	For
KAYNE ANDERSON MIDSTREAM/ENERGY FUND INC
Security				48661E108						Meeting Type	Annual
Ticker Symbol				KMF						Meeting Date	07-May-2020
ISIN				US48661E1082						Agenda	935138126 - Management
Record Date				14-Feb-2020						Holding Recon Date	14-Feb-2020
City /	Country				/	United States				Vote Deadline Date	06-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Election of Director: WILLIAM R. CORDES						Management	Split	For
1B.	Election of Director: BARRY R. PEARL						Management	Split	For
2.	THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS KMF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2020.						Management	Split	For
GABELLI DIVIDEND & INCOME TRUST
Security				36242H104						Meeting Type	Annual
Ticker Symbol				GDV						Meeting Date	11-May-2020
ISIN				US36242H1041						Agenda	935161276 - Management
Record Date				17-Mar-2020						Holding Recon Date	17-Mar-2020
City /	Country				/	United States				Vote Deadline Date	08-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Frank J. Fahrenkopf, Jr					Split	For
		2	Anthonie C. van Ekris					Split	For
		3	Salvatore J. Zizza					Split	For
COHEN & STEERS SELECT UTILITY FUND, INC.
Security				19248A109						Meeting Type	Annual
Ticker Symbol				UTF						Meeting Date	14-May-2020
ISIN				US19248A1097						Agenda	935144458 - Management
Record Date				02-Mar-2020						Holding Recon Date	02-Mar-2020
City /	Country				/	United States				Vote Deadline Date	13-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Michael G. Clark					Split	For
		2	Dean A. Junkans					Split	For
COHEN & STEERS QUALITY INC RLTY, FD INC.
Security				19247L106						Meeting Type	Annual
Ticker Symbol				RQI						Meeting Date	14-May-2020
ISIN				US19247L1061						Agenda	935144458 - Management
Record Date				02-Mar-2020						Holding Recon Date	02-Mar-2020
City /	Country				/	United States				Vote Deadline Date	13-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Michael G. Clark					Split	For
		2	Dean A. Junkans					Split	For
SOURCE CAPITAL, INC.
Security				836144105						Meeting Type	Annual
Ticker Symbol				SOR						Meeting Date	22-May-2020
ISIN				US8361441053						Agenda	935152847 - Management
Record Date				16-Mar-2020						Holding Recon Date	16-Mar-2020
City /	Country				/	United States				Vote Deadline Date	21-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Atwood					Split	For
		2	Brown					Split	For
		3	Lipson					Split	For
		4	Osborne					Split	For
		5	Pisano					Split	For
		6	Purcell					Split	For
2A.	To approve the amendment or elimination of the fundamental investment restrictions: Commodities and Real Estate						Management	Split	For
2B.	To approve the amendment or elimination of the fundamental investment restrictions: Senior Securities and Borrowing						Management	Split	For
2C.	To approve the amendment or elimination of the fundamental investment restrictions: Concentration of Investments						Management	Split	For
2D.	To approve the amendment or elimination of the fundamental investment restrictions: Making Loans						Management	Split	For
2E.	To approve the amendment or elimination of the fundamental investment restrictions: Underwriting						Management	Split	For
2F.	To approve the amendment or elimination of the fundamental investment restrictions: Concentration Limits						Management	Split	For
2G.	To approve the amendment or elimination of the fundamental investment restrictions: Short Sales and Purchases of Securities on Margin						Management	Split	For
2H.	To approve the amendment or elimination of the fundamental investment restrictions: Investments in which a Director or Officer is Invested						Management	Split	For
2I.	To approve the amendment or elimination of the fundamental investment restrictions: Writing and Selling Options						Management	Split	For
2J.	To approve the amendment or elimination of the fundamental investment restrictions: Investments in Other Investment Companies						Management	Split	For
2K.	To approve the amendment or elimination of the fundamental investment restrictions: Investments in Securities for Which Market Quotations Are Not Readily Available						Management	Split	For
2L.	To approve the amendment or elimination of the fundamental investment restrictions: Purchases of Certain Restricted Securities						Management	Split	For
THE INDIA FUND, INC.
Security				454089103						Meeting Type	Annual
Ticker Symbol				IFN						Meeting Date	27-May-2020
ISIN				US4540891037						Agenda	935199441 - Management
Record Date				26-Mar-2020						Holding Recon Date	26-Mar-2020
City /	Country				/	United States				Vote Deadline Date	26-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.1	Election of Class II Director to serve until the 2023 Annual Meeting of Stockholders: Nisha Kumar						Management	Split	For
1.2	Election of Class II Director to serve until the 2023 Annual Meeting of Stockholders: Luis Rubio						Management	Split	For
TEMPLETON GLOBAL INCOME FUND
Security				880198106						Meeting Type	Annual
Ticker Symbol				GIM						Meeting Date	28-May-2020
ISIN				US8801981064						Agenda	935159093 - Management
Record Date				12-Mar-2020						Holding Recon Date	12-Mar-2020
City /	Country				/	United States				Vote Deadline Date	27-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Edith E. Holiday					Split	For
		2	J. Michael Luttig					Split	For
		3	C.D. Tseretopoulos					Split	For
2.	The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2020.						Management	Split	For
TEMPLETON GLOBAL INCOME FUND
Security				880198106						Meeting Type	Annual
Ticker Symbol				GIM						Meeting Date	28-May-2020
ISIN				US8801981064						Agenda	935159093 - Management
Record Date				12-Mar-2020						Holding Recon Date	12-Mar-2020
City /	Country				/	United States				Vote Deadline Date	27-May-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Edith E. Holiday					Split	For
		2	J. Michael Luttig					Split	For
		3	C.D. Tseretopoulos					Split	For
2.	The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2020.						Management	Split	For
PROFICIENT ALPHA ACQUISITION CORP.
Security				74317H204						Meeting Type	Special
Ticker Symbol				PAACU						Meeting Date	03-Jun-2020
ISIN				US74317H2040						Agenda	935224408 - Management
Record Date				27-Apr-2020						Holding Recon Date	27-Apr-2020
City /	Country				/	United States				Vote Deadline Date	02-Jun-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	The Extension Amendment Proposal: To amend the amended and restated articles of incorporation of Proficient Alpha Acquisition Corp. ("Proficient") to extend the date by which Proficient has to consummate a business combination from June 3, 2020 to September 3, 2020.						Management	For	For
2.	The Adjournment Proposal: To adjourn the special meeting of Proficient stockholders to a later date or dates, if necessary, to permit further solicitation and vote of Proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal.						Management	For	For
PROFICIENT ALPHA ACQUISITION CORP.
Security				74317H204						Meeting Type	Special
Ticker Symbol				PAACU						Meeting Date	03-Jun-2020
ISIN				US74317H2040						Agenda	935227353 - Management
Record Date				27-Apr-2020						Holding Recon Date	27-Apr-2020
City /	Country				/	United States				Vote Deadline Date	02-Jun-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	The Business Combination Proposal - To consider and vote upon a proposal to approve and adopt the First Amended and Restated Business Combination Agreement, dated as of May 12, 2020, by and among Proficient Alpha Acquisition Corp., Lion Group Holding Ltd., Lion MergerCo I, Inc., Lion Financial Group Limited and the other parties thereto, and the transactions contemplated thereby (the "Business Combination").						Management	For	For
2.	The Share Issuance Proposal - To consider and vote upon a proposal, if necessary, to approve, for purposes of complying with applicable Nasdaq Stock Market LLC listing rules, the issuance of more than 20% of the issued and outstanding shares of common stock of Proficient Alpha Acquisition Corp. in financing transactions in connection with the Business Combination.						Management	For	For
3.	The Adjournment Proposal - To consider and vote upon a proposal to adjourn the special meeting of stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the meeting, there are not sufficient votes to approve the Business Combination Proposal and the Share Issuance Proposal, as applicable.						Management	For	For
LEGACY ACQUISITION CORP.
Security				524643111						Meeting Type	Consent
Ticker Symbol				LGCWS						Meeting Date	08-Jun-2020
ISIN				US5246431119						Agenda	935222416 - Management
Record Date				20-Mar-2020						Holding Recon Date	20-Mar-2020
City /	Country				/	United States				Vote Deadline Date	05-Jun-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	To approve amendments to that certain Warrant Agreement, dated as of November 16, 2017, between the Company and Continental Stock Transfer & Trust Company (the "Warrant Agreement"), which amendments provide, among other things.						Management	For	For
HIGHLAND FUNDS
Security				43010E404						Meeting Type	Annual
Ticker Symbol				HFRO						Meeting Date	12-Jun-2020
ISIN				US43010E4044						Agenda	935209177 - Management
Record Date				16-Apr-2020						Holding Recon Date	16-Apr-2020
City /	Country				/	United States				Vote Deadline Date	11-Jun-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Dr. Bob Froehlich					Split	For
HIGHLAND FUNDS
Security				43010E404						Meeting Type	Annual
Ticker Symbol				HFRO						Meeting Date	12-Jun-2020
ISIN				US43010E4044						Agenda	935209177 - Management
Record Date				16-Apr-2020						Holding Recon Date	16-Apr-2020
City /	Country				/	United States				Vote Deadline Date	11-Jun-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Dr. Bob Froehlich					Split	For
HIGHLAND FUNDS
Security				43010T104						Meeting Type	Annual
Ticker Symbol				HGLB						Meeting Date	12-Jun-2020
ISIN				US43010T1043						Agenda	935212580 - Management
Record Date				16-Apr-2020						Holding Recon Date	16-Apr-2020
City /	Country				/	United States				Vote Deadline Date	11-Jun-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Dr. Bob Froehlich					Split	For
HIGHLAND FUNDS
Security				43010T104						Meeting Type	Annual
Ticker Symbol				HGLB						Meeting Date	12-Jun-2020
ISIN				US43010T1043						Agenda	935212580 - Management
Record Date				16-Apr-2020						Holding Recon Date	16-Apr-2020
City /	Country				/	United States				Vote Deadline Date	11-Jun-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Dr. Bob Froehlich					Split	For
ARES CAPITAL CORPORATION
Security				04010L103						Meeting Type	Annual
Ticker Symbol				ARCC						Meeting Date	22-Jun-2020
ISIN				US04010L1035						Agenda	935167999 - Management
Record Date				25-Mar-2020						Holding Recon Date	25-Mar-2020
City /	Country				/	United States				Vote Deadline Date	19-Jun-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1A.	Election of Director: Michael J Arougheti						Management	Split	For
1B.	Election of Director: Ann Torre Bates						Management	Split	For
1C.	Election of Director: Steven B McKeever						Management	Split	For
2.	To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020.						Management	Split	For
PIMCO FUNDS
Security				69346N107						Meeting Type	Annual
Ticker Symbol				NRGX						Meeting Date	29-Jun-2020
ISIN				US69346N1072						Agenda	935224802 - Management
Record Date				30-Apr-2020						Holding Recon Date	30-Apr-2020
City /	Country				/	United States				Vote Deadline Date	26-Jun-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Sarah E. Cogan					Split	For
		2	Joseph B. Kittredge, Jr					Split	For
		3	John C. Maney					Split	For
		4	William B. Ogden, IV					Split	For
PIMCO FUNDS
Security				69346N107						Meeting Type	Annual
Ticker Symbol				NRGX						Meeting Date	29-Jun-2020
ISIN				US69346N1072						Agenda	935224802 - Management
Record Date				30-Apr-2020						Holding Recon Date	30-Apr-2020
City /	Country				/	United States				Vote Deadline Date	26-Jun-2020
SEDOL(s)										Quick Code
Item	Proposal						Proposed by	Vote	Management Recommendation
1.	DIRECTOR						Management	Split
		1	Sarah E. Cogan					Split	For
		2	Joseph B. Kittredge, Jr					Split	For
		3	John C. Maney					Split	For
		4	William B. Ogden, IV					Split	For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)		Investment Managers Series Trust II
By (Signature and Title)*		/s/ Terrance P. Gallagher
		Terrance P. Gallagher, President & Principle Executive Officer
Date	August 25, 2020

* Print the name and title of each signing officer under his or her signature.