UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22922
Aspiration Funds
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
4551 Glencoe Avenue, Marine Del Rey, California 90292
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street, Wilmington, DE 19801
(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
Date of fiscal year end: September 30
Date of reporting period: July 1, 2022 - June 30, 2023
Aspiration Redwood Fund Vote Summary | |||||||||
VMware, Inc. | |||||||||
Security | 928563402 | Meeting Type | Annual | ||||||
Ticker Symbol | VMW | Meeting Date | 12-Jul-22 | ||||||
Record Date | 16-May-22 | ||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Nicole Anasenes | Management | For | For | |||||
1b | Elect Director Marianne Brown | Management | For | For | |||||
1c | Elect Director Paul Sagan | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
Take-Two Interactive Software, Inc. | |||||||||
Security | 874054109 | Meeting Type | Annual | ||||||
Ticker Symbol | TTWO | Meeting Date | 16-Sep-22 | ||||||
Record Date | 25-Jul-22 | ||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Strauss Zelnick | Management | For | For | |||||
1b | Elect Director Michael Dornemann | Management | Against | For | |||||
1c | Elect Director J Moses | Management | Against | For | |||||
1d | Elect Director Michael Sheresky | Management | Against | For | |||||
1e | Elect Director LaVerne Srinivasan | Management | For | For | |||||
1f | Elect Director Susan Tolson | Management | For | For | |||||
1g | Elect Director Paul Viera | Management | For | For | |||||
1h | Elect Director Roland Hernandez | Management | For | For | |||||
1i | Elect Director William "Bing" Gordon | Management | For | For | |||||
1j | Elect Director Ellen Siminoff | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||
Prologis, Inc. | |||||||||
Security | 74340W103 | Meeting Type | Special | ||||||
Ticker Symbol | PLD | Meeting Date | 28-Sep-22 | ||||||
Record Date | 8-Aug-22 | ||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1 | Issue Shares in Connection with Merger | Management | For | For | |||||
2 | Adjourn Meeting | Management | For | For | |||||
VMware, Inc. | |||||||||
Security | 928563402 | Meeting Type | Special | ||||||
Ticker Symbol | VMW | Meeting Date | 4-Nov-22 | ||||||
Record Date | 30-Sep-22 | ||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1 | Approve Merger Agreement | Management | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Management | For | For | |||||
3 | Adjourn Meeting | Management | For | For | |||||
4 | Amend Certificate of Incorporation to Eliminate Personal Liability of Directors | Management | For | For | |||||
Western Digital Corporation | |||||||||
Security | 958102105 | Meeting Type | Annual | ||||||
Ticker Symbol | WDC | Meeting Date | 16-Nov-22 | ||||||
Record Date | 19-Sep-22 | ||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Kimberly E. Alexy | Management | For | For | |||||
1b | Elect Director Thomas H. Caulfield | Management | For | For | |||||
1c | Elect Director Martin I. Cole | Management | For | For | |||||
1d | Elect Director Tunc Doluca | Management | For | For | |||||
1e | Elect Director David V. Goeckeler | Management | For | For | |||||
1f | Elect Director Matthew E. Massengill | Management | For | For | |||||
1g | Elect Director Stephanie A. Streeter | Management | For | For | |||||
1h | Elect Director Miyuki Suzuki | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
3 | Amend Omnibus Stock Plan | Management | For | For | |||||
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | |||||
5 | Ratify KPMG LLP as Auditors | Management | For | For | |||||
The Estee Lauder Companies Inc. | ||||||||
Security | 518439104 | Meeting Type | Annual | |||||
Ticker Symbol | EL | Meeting Date | 18-Nov-22 | |||||
Record Date | 19-Sep-22 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Ronald S. Lauder | Management | For | For | ||||
1b | Elect Director William P. Lauder | Management | Withhold | For | ||||
1c | Elect Director Richard D. Parsons | Management | Withhold | For | ||||
1d | Elect Director Lynn Forester de Rothschild | Management | Withhold | For | ||||
1e | Elect Director Jennifer Tejada | Management | For | For | ||||
1f | Elect Director Richard F. Zannino | Management | Withhold | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
Vail Resorts, Inc. | ||||||||
Security | 91879Q109 | Meeting Type | Annual | |||||
Ticker Symbol | MTN | Meeting Date | 7-Dec-22 | |||||
Record Date | 11-Oct-22 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Susan L. Decker | Management | For | For | ||||
1b | Elect Director Robert A. Katz | Management | For | For | ||||
1c | Elect Director Kirsten A. Lynch | Management | For | For | ||||
1d | Elect Director Nadia Rawlinson | Management | For | For | ||||
1e | Elect Director John T. Redmond | Management | Against | For | ||||
1f | Elect Director Michele Romanow | Management | For | For | ||||
1g | Elect Director Hilary A. Schneider | Management | For | For | ||||
1h | Elect Director D. Bruce Sewell | Management | For | For | ||||
1i | Elect Director John F. Sorte | Management | Against | For | ||||
1j | Elect Director Peter A. Vaughn | Management | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
Microsoft Corporation | ||||||||
Security | 594918104 | Meeting Type | Annual | |||||
Ticker Symbol | MSFT | Meeting Date | 13-Dec-22 | |||||
Record Date | 12-Oct-22 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Reid G. Hoffman | Management | For | For | ||||
1.2 | Elect Director Hugh F. Johnston | Management | For | For | ||||
1.3 | Elect Director Teri L. List | Management | For | For | ||||
1.4 | Elect Director Satya Nadella | Management | For | For | ||||
1.5 | Elect Director Sandra E. Peterson | Management | For | For | ||||
1.6 | Elect Director Penny S. Pritzker | Management | For | For | ||||
1.7 | Elect Director Carlos A. Rodriguez | Management | For | For | ||||
1.8 | Elect Director Charles W. Scharf | Management | For | For | ||||
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For | ||||
1.11 | Elect Director Emma N. Walmsley | Management | For | For | ||||
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||
4 | Report on Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Against | Against | ||||
5 | Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Against | Against | ||||
6 | Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk | Shareholder | Against | Against | ||||
7 | Report on Government Use of Microsoft Technology | Shareholder | Against | Against | ||||
8 | Report on Development of Products for Military | Shareholder | Against | Against | ||||
9 | Report on Tax Transparency | Shareholder | For | Against | ||||
Micron Technology, Inc. | ||||||||
Security | 595112103 | Meeting Type | Annual | |||||
Ticker Symbol | MU | Meeting Date | 12-Jan-23 | |||||
Record Date | 14-Nov-22 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Richard M. Beyer | Management | For | For | ||||
1b | Elect Director Lynn A. Dugle | Management | For | For | ||||
1c | Elect Director Steven J. Gomo | Management | For | For | ||||
1d | Elect Director Linnie M. Haynesworth | Management | For | For | ||||
1e | Elect Director Mary Pat McCarthy | Management | For | For | ||||
1f | Elect Director Sanjay Mehrotra | Management | For | For | ||||
1g | Elect Director Robert E. Switz | Management | For | For | ||||
1h | Elect Director MaryAnn Wright | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
3 | Amend Omnibus Stock Plan | Management | For | For | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
Costco Wholesale Corporation | ||||||||
Security | 22160K105 | Meeting Type | Annual | |||||
Ticker Symbol | COST | Meeting Date | 19-Jan-23 | |||||
Record Date | 11-Nov-22 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Susan L. Decker | Management | Against | For | ||||
1b | Elect Director Kenneth D. Denman | Management | For | For | ||||
1c | Elect Director Richard A. Galanti | Management | For | For | ||||
1d | Elect Director Hamilton E. James | Management | Against | For | ||||
1e | Elect Director W. Craig Jelinek | Management | For | For | ||||
1f | Elect Director Sally Jewell | Management | For | For | ||||
1g | Elect Director Charles T. Munger | Management | Against | For | ||||
1h | Elect Director Jeffrey S. Raikes | Management | Against | For | ||||
1i | Elect Director John W. Stanton | Management | For | For | ||||
1j | Elect Director Ron M. Vachris | Management | For | For | ||||
1k | Elect Director Mary Agnes (Maggie) Wilderotter | Management | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
5 | Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | For | Against | ||||
Visa Inc. | ||||||||
Security | 92826C839 | Meeting Type | Annual | |||||
Ticker Symbol | V | Meeting Date | 24-Jan-23 | |||||
Record Date | 25-Nov-22 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Lloyd A. Carney | Management | For | For | ||||
1b | Elect Director Kermit R. Crawford | Management | For | For | ||||
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For | ||||
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For | ||||
1e | Elect Director Ramon Laguarta | Management | For | For | ||||
1f | Elect Director Teri L. List | Management | For | For | ||||
1g | Elect Director John F. Lundgren | Management | For | For | ||||
1h | Elect Director Denise M. Morrison | Management | For | For | ||||
1i | Elect Director Linda J. Rendle | Management | For | For | ||||
1j | Elect Director Maynard G. Webb, Jr. | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify KPMG LLP as Auditors | Management | For | For | ||||
5 | Require Independent Board Chair | Shareholder | For | Against | ||||
The AZEK Company Inc. | ||||||||
Security | 05478C105 | Meeting Type | Annual | |||||
Ticker Symbol | AZEK | Meeting Date | 28-Feb-23 | |||||
Record Date | 5-Jan-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Gary Hendrickson | Management | For | For | ||||
1.2 | Elect Director Howard Heckes | Management | For | For | ||||
1.3 | Elect Director Bennett Rosenthal | Management | For | For | ||||
1.4 | Elect Director Jesse Singh | Management | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
4 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Management | For | For | ||||
Starbucks Corporation | ||||||||
Security | 855244109 | Meeting Type | Annual | |||||
Ticker Symbol | SBUX | Meeting Date | 23-Mar-23 | |||||
Record Date | 13-Jan-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Richard E. Allison, Jr. | Management | For | For | ||||
1b | Elect Director Andrew Campion | Management | For | For | ||||
1c | Elect Director Beth Ford | Management | For | For | ||||
1d | Elect Director Mellody Hobson | Management | Against | For | ||||
1e | Elect Director Jorgen Vig Knudstorp | Management | Against | For | ||||
1f | Elect Director Satya Nadella | Management | For | For | ||||
1g | Elect Director Laxman Narasimhan | Management | For | For | ||||
1h | Elect Director Howard Schultz | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||
5 | Report on Plant-Based Milk Pricing | Shareholder | Against | Against | ||||
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against | ||||
7 | Report on Operations in Communist China | Shareholder | Against | Against | ||||
8 | Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining Rights | Shareholder | For | Against | ||||
9 | Establish Committee on Corporate Sustainability | Shareholder | Against | Against |
Adobe Inc. | ||||||||
Security | 00724F101 | Meeting Type | Annual | |||||
Ticker Symbol | ADBE | Meeting Date | 20-Apr-23 | |||||
Record Date | 21-Feb-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Amy Banse | Management | For | For | ||||
1b | Elect Director Brett Biggs | Management | For | For | ||||
1c | Elect Director Melanie Boulden | Management | For | For | ||||
1d | Elect Director Frank Calderoni | Management | For | For | ||||
1e | Elect Director Laura Desmond | Management | For | For | ||||
1f | Elect Director Shantanu Narayen | Management | For | For | ||||
1g | Elect Director Spencer Neumann | Management | For | For | ||||
1h | Elect Director Kathleen Oberg | Management | For | For | ||||
1i | Elect Director Dheeraj Pandey | Management | For | For | ||||
1j | Elect Director David Ricks | Management | For | For | ||||
1k | Elect Director Daniel Rosensweig | Management | For | For | ||||
1l | Elect Director John Warnock | Management | For | For | ||||
2 | Amend Omnibus Stock Plan | Management | For | For | ||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
6 | Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | For | Against | ||||
Bio-Rad Laboratories, Inc. | ||||||||
Security | 090572207 | Meeting Type | Annual | |||||
Ticker Symbol | BIO | Meeting Date | 25-Apr-23 | |||||
Record Date | 24-Feb-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Melinda Litherland | Management | For | For | ||||
1.2 | Elect Director Arnold A. Pinkston | Management | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | ||||
5 | Report on Political Contributions and Expenditures | Shareholder | For | Against | ||||
Regal Rexnord Corporation | ||||||||
Security | 758750103 | Meeting Type | Annual | |||||
Ticker Symbol | RRX | Meeting Date | 25-Apr-23 | |||||
Record Date | 3-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Jan A. Bertsch | Management | For | For | ||||
1b | Elect Director Stephen M. Burt | Management | Against | For | ||||
1c | Elect Director Anesa T. Chaibi | Management | For | For | ||||
1d | Elect Director Theodore D. Crandall | Management | For | For | ||||
1e | Elect Director Michael P. Doss | Management | For | For | ||||
1f | Elect Director Michael F. Hilton | Management | For | For | ||||
1g | Elect Director Louis V. Pinkham | Management | For | For | ||||
1h | Elect Director Rakesh Sachdev | Management | Against | For | ||||
1i | Elect Director Curtis W. Stoelting | Management | For | For | ||||
1j | Elect Director Robin A. Walker-Lee | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||
5 | Approve Omnibus Stock Plan | Management | For | For | ||||
Ameriprise Financial, Inc. | ||||||||
Security | 03076C106 | Meeting Type | Annual | |||||
Ticker Symbol | AMP | Meeting Date | 26-Apr-23 | |||||
Record Date | 27-Feb-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director James M. Cracchiolo | Management | Against | For | ||||
1b | Elect Director Robert F. Sharpe, Jr. | Management | Against | For | ||||
1c | Elect Director Dianne Neal Blixt | Management | For | For | ||||
1d | Elect Director Amy DiGeso | Management | Against | For | ||||
1e | Elect Director Christopher J. Williams | Management | For | For | ||||
1f | Elect Director Armando Pimentel, Jr. | Management | For | For | ||||
1g | Elect Director Brian T. Shea | Management | For | For | ||||
1h | Elect Director W. Edward Walter, III | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Amend Omnibus Stock Plan | Management | For | For | ||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
Aptiv PLC | ||||||||
Security | G6095L109 | Meeting Type | Annual | |||||
Ticker Symbol | APTV | Meeting Date | 26-Apr-23 | |||||
Record Date | 2-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Kevin P. Clark | Management | For | For | ||||
1b | Elect Director Richard L. (Rick) Clemmer | Management | For | For | ||||
1c | Elect Director Nancy E. Cooper | Management | For | For | ||||
1d | Elect Director Joseph L. (Jay) Hooley | Management | For | For | ||||
1e | Elect Director Merit E. Janow | Management | For | For | ||||
1f | Elect Director Sean O. Mahoney | Management | For | For | ||||
1g | Elect Director Paul M. Meister | Management | For | For | ||||
1h | Elect Director Robert K. (Kelly) Ortberg | Management | For | For | ||||
1i | Elect Director Colin J. Parris | Management | For | For | ||||
1j | Elect Director Ana G. Pinczuk | Management | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
Eli Lilly and Company | ||||||||
Security | 532457108 | Meeting Type | Annual | |||||
Ticker Symbol | LLY | Meeting Date | 1-May-23 | |||||
Record Date | 21-Feb-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director William G. Kaelin, Jr. | Management | For | For | ||||
1b | Elect Director David A. Ricks | Management | For | For | ||||
1c | Elect Director Marschall S. Runge | Management | For | For | ||||
1d | Elect Director Karen Walker | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||
5 | Declassify the Board of Directors | Management | For | For | ||||
6 | Eliminate Supermajority Vote Requirement | Management | For | For | ||||
7 | Report on Lobbying Payments and Policy | Shareholder | For | Against | ||||
8 | Adopt Simple Majority Vote | Shareholder | For | Against | ||||
9 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | For | Against |
10 | Report on Risks of Supporting Abortion | Shareholder | Against | Against | ||||
11 | Publish Third-Party Review of Alignment of Company's Lobbying Activities with its Public Statements | Shareholder | For | Against | ||||
12 | Report on Effectiveness of Diversity, Equity and Inclusion Efforts and Metrics | Shareholder | Against | Against | ||||
13 | Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities | Shareholder | Against | Against |
Brunswick Corporation | ||||||||
Security | 117043109 | Meeting Type | Annual | |||||
Ticker Symbol | BC | Meeting Date | 3-May-23 | |||||
Record Date | 6-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Nancy E. Cooper | Management | For | For | ||||
1b | Elect Director David C. Everitt | Management | For | For | ||||
1c | Elect Director Reginald Fils-Aime | Management | For | For | ||||
1d | Elect Director Lauren P. Flaherty | Management | For | For | ||||
1e | Elect Director David M. Foulkes | Management | For | For | ||||
1f | Elect Director Joseph W. McClanathan | Management | For | For | ||||
1g | Elect Director David V. Singer | Management | For | For | ||||
1h | Elect Director J. Steven Whisler | Management | For | For | ||||
1i | Elect Director Roger J. Wood | Management | For | For | ||||
1j | Elect Director MaryAnn Wright | Management | For | For | ||||
2a | Amend Certificate of Incorporation to Allow Exculpation of Officers | Management | For | For | ||||
2b | Amend Certificate of Incorporation | Management | For | For | ||||
2c | Amend Charter | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
5 | Approve Omnibus Stock Plan | Management | For | For | ||||
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||
International Flavors & Fragrances Inc. | ||||||||
Security | 459506101 | Meeting Type | Annual | |||||
Ticker Symbol | IFF | Meeting Date | 3-May-23 | |||||
Record Date | 8-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Kathryn J. Boor | Management | For | For | ||||
1b | Elect Director Barry A. Bruno | Management | For | For | ||||
1c | Elect Director Frank K. Clyburn, Jr. | Management | For | For | ||||
1d | Elect Director Mark J. Costa | Management | For | For | ||||
1e | Elect Director Carol Anthony (John) Davidson | Management | For | For | ||||
1f | Elect Director Roger W. Ferguson, Jr. | Management | For | For | ||||
1g | Elect Director John F. Ferraro | Management | For | For | ||||
1h | Elect Director Christina Gold | Management | For | For | ||||
1i | Elect Director Gary Hu | Management | For | For | ||||
1j | Elect Director Kevin O'Byrne | Management | For | For | ||||
1k | Elect Director Dawn C. Willoughby | Management | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
Cadence Design Systems, Inc. | ||||||||
Security | 127387108 | Meeting Type | Annual | |||||
Ticker Symbol | CDNS | Meeting Date | 4-May-23 | |||||
Record Date | 6-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Mark W. Adams | Management | For | For | ||||
1.2 | Elect Director Ita Brennan | Management | For | For | ||||
1.3 | Elect Director Lewis Chew | Management | For | For | ||||
1.4 | Elect Director Anirudh Devgan | Management | For | For | ||||
1.5 | Elect Director ML Krakauer | Management | For | For | ||||
1.6 | Elect Director Julia Liuson | Management | For | For | ||||
1.7 | Elect Director James D. Plummer | Management | For | For | ||||
1.8 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For | ||||
1.9 | Elect Director John B. Shoven | Management | For | For |
1.10 | Elect Director Young K. Sohn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
6 | Remove One-Year Holding Period Requirement to Call Special Meeting | Shareholder | For | Against | ||||
Ecolab Inc. | ||||||||
Security | 278865100 | Meeting Type | Annual | |||||
Ticker Symbol | ECL | Meeting Date | 4-May-23 | |||||
Record Date | 7-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Shari L. Ballard | Management | For | For | ||||
1b | Elect Director Barbara J. Beck | Management | For | For | ||||
1c | Elect Director Christophe Beck | Management | For | For | ||||
1d | Elect Director Jeffrey M. Ettinger | Management | For | For | ||||
1e | Elect Director Eric M. Green | Management | For | For | ||||
1f | Elect Director Arthur J. Higgins | Management | For | For | ||||
1g | Elect Director Michael Larson | Management | For | For | ||||
1h | Elect Director David W. MacLennan | Management | For | For | ||||
1i | Elect Director Tracy B. McKibben | Management | For | For | ||||
1j | Elect Director Lionel L. Nowell, III | Management | For | For | ||||
1k | Elect Director Victoria J. Reich | Management | For | For | ||||
1l | Elect Director Suzanne M. Vautrinot | Management | For | For | ||||
1m | Elect Director John J. Zillmer | Management | Against | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
3 | Approve Omnibus Stock Plan | Management | For | For | ||||
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
7 | Require Independent Board Chair | Shareholder | For | Against |
Prologis, Inc. | ||||||||
Security | 74340W103 | Meeting Type | Annual | |||||
Ticker Symbol | PLD | Meeting Date | 4-May-23 | |||||
Record Date | 7-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Hamid R. Moghadam | Management | For | For | ||||
1b | Elect Director Cristina G. Bita | Management | For | For | ||||
1c | Elect Director James B. Connor | Management | Against | For | ||||
1d | Elect Director George L. Fotiades | Management | Against | For | ||||
1e | Elect Director Lydia H. Kennard | Management | Against | For | ||||
1f | Elect Director Irving F. Lyons, III | Management | Against | For | ||||
1g | Elect Director Avid Modjtabai | Management | For | For | ||||
1h | Elect Director David P. O'Connor | Management | For | For | ||||
1i | Elect Director Olivier Piani | Management | For | For | ||||
1j | Elect Director Jeffrey L. Skelton | Management | Against | For | ||||
1k | Elect Director Carl B. Webb | Management | Against | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify KPMG LLP as Auditors | Management | For | For | ||||
Shoals Technologies Group, Inc. | ||||||||
Security | 82489W107 | Meeting Type | Annual | |||||
Ticker Symbol | SHLS | Meeting Date | 4-May-23 | |||||
Record Date | 15-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Jeannette Mills | Management | For | For | ||||
1.2 | Elect Director Lori Sundberg | Management | For | For | ||||
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
4 | Ratify BDO USA, LLP as Auditors | Management | For | For | ||||
AbbVie Inc. | ||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||
Ticker Symbol | ABBV | Meeting Date | 5-May-23 | |||||
Record Date | 6-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Robert J. Alpern | Management | For | For | ||||
1.2 | Elect Director Melody B. Meyer | Management | For | For | ||||
1.3 | Elect Director Frederick H. Waddell | Management | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
4 | Eliminate Supermajority Vote Requirement | Management | For | For | ||||
5 | Adopt Simple Majority Vote | Shareholder | For | Against | ||||
6 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Against | ||||
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against | ||||
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against | ||||
Bank OZK | ||||||||
Security | 06417N103 | Meeting Type | Annual | |||||
Ticker Symbol | OZK | Meeting Date | 8-May-23 | |||||
Record Date | 1-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Nicholas Brown | Management | For | For | ||||
1b | Elect Director Paula Cholmondeley | Management | For | For | ||||
1c | Elect Director Beverly Cole | Management | For | For | ||||
1d | Elect Director Robert East | Management | For | For | ||||
1e | Elect Director Kathleen Franklin | Management | For | For | ||||
1f | Elect Director Jeffrey Gearhart | Management | For | For | ||||
1g | Elect Director George Gleason | Management | For | For | ||||
1h | Elect Director Peter Kenny | Management | For | For | ||||
1i | Elect Director William A. Koefoed, Jr. | Management | For | For | ||||
1j | Elect Director Elizabeth Musico | Management | For | For | ||||
1k | Elect Director Christopher Orndorff | Management | For | For | ||||
1l | Elect Director Steven Sadoff | Management | For | For | ||||
1m | Elect Director Ross Whipple | Management | For | For | ||||
2 | Ratify Pricewaterhousecoopers Llp as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Montrose Environmental Group, Inc. | ||||||||
Security | 615111101 | Meeting Type | Annual | |||||
Ticker Symbol | MEG | Meeting Date | 9-May-23 | |||||
Record Date | 15-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Peter M. Graham | Management | For | For | ||||
1.2 | Elect Director Richard E. Perlman | Management | For | For | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
American Water Works Company, Inc. | ||||||||
Security | 030420103 | Meeting Type | Annual | |||||
Ticker Symbol | AWK | Meeting Date | 10-May-23 | |||||
Record Date | 17-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Jeffrey N. Edwards | Management | For | For | ||||
1b | Elect Director Martha Clark Goss | Management | For | For | ||||
1c | Elect Director M. Susan Hardwick | Management | For | For | ||||
1d | Elect Director Kimberly J. Harris | Management | For | For | ||||
1e | Elect Director Laurie P. Havanec | Management | For | For | ||||
1f | Elect Director Julia L. Johnson | Management | For | For | ||||
1g | Elect Director Patricia L. Kampling | Management | For | For | ||||
1h | Elect Director Karl F. Kurz | Management | For | For | ||||
1i | Elect Director Michael L. Marberry | Management | For | For | ||||
1j | Elect Director James G. Stavridis | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
5 | Oversee and Report a Racial Equity Audit | Shareholder | For | Against | ||||
Akamai Technologies, Inc. | ||||||||
Security | 00971T101 | Meeting Type | Annual | |||||
Ticker Symbol | AKAM | Meeting Date | 11-May-23 | |||||
Record Date | 16-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Sharon Bowen | Management | For | For | ||||
1.2 | Elect Director Marianne Brown | Management | For | For | ||||
1.3 | Elect Director Monte Ford | Management | For | For | ||||
1.4 | Elect Director Dan Hesse | Management | For | For | ||||
1.5 | Elect Director Tom Killalea | Management | For | For | ||||
1.6 | Elect Director Tom Leighton | Management | For | For | ||||
1.7 | Elect Director Jonathan Miller | Management | For | For | ||||
1.8 | Elect Director Madhu Ranganathan | Management | For | For | ||||
1.9 | Elect Director Ben Verwaayen | Management | For | For |
1.10 | Elect Director Bill Wagner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
MSA SAFETY INCORPORATED | ||||||||
Security | 553498106 | Meeting Type | Annual | |||||
Ticker Symbol | MSA | Meeting Date | 12-May-23 | |||||
Record Date | 14-Feb-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director William M. Lambert | Management | Withhold | For | ||||
1.2 | Elect Director Diane M. Pearse | Management | For | For | ||||
1.3 | Elect Director Nishan J. Vartanian | Management | For | For | ||||
2 | Approve Omnibus Stock Plan | Management | For | For | ||||
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
Bloom Energy Corp. | ||||||||
Security | 093712107 | Meeting Type | Annual | |||||
Ticker Symbol | BE | Meeting Date | 17-May-23 | |||||
Record Date | 22-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Jeffrey Immelt | Management | For | For | ||||
1.2 | Elect Director Eddy Zervigon | Management | Withhold | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Option Care Health, Inc. | ||||||||
Security | 68404L201 | Meeting Type | Annual | |||||
Ticker Symbol | OPCH | Meeting Date | 17-May-23 | |||||
Record Date | 22-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director John J. Arlotta | Management | For | For | ||||
1.2 | Elect Director Elizabeth Q. Betten | Management | For | For | ||||
1.3 | Elect Director Elizabeth D. Bierbower | Management | For | For | ||||
1.4 | Elect Director Natasha Deckmann | Management | For | For | ||||
1.5 | Elect Director David W. Golding | Management | For | For | ||||
1.6 | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For | ||||
1.7 | Elect Director R. Carter Pate | Management | For | For | ||||
1.8 | Elect Director John C. Rademacher | Management | For | For | ||||
1.9 | Elect Director Nitin Sahney | Management | For | For |
1.10 | Elect Director Timothy P. Sullivan | Management | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
Vertex Pharmaceuticals Incorporated | ||||||||
Security | 92532F100 | Meeting Type | Annual | |||||
Ticker Symbol | VRTX | Meeting Date | 17-May-23 | |||||
Record Date | 23-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Sangeeta Bhatia | Management | For | For | ||||
1.2 | Elect Director Lloyd Carney | Management | For | For | ||||
1.3 | Elect Director Alan Garber | Management | For | For | ||||
1.4 | Elect Director Terrence Kearney | Management | Against | For | ||||
1.5 | Elect Director Reshma Kewalramani | Management | For | For | ||||
1.6 | Elect Director Jeffrey Leiden | Management | Against | For | ||||
1.7 | Elect Director Diana McKenzie | Management | For | For | ||||
1.8 | Elect Director Bruce Sachs | Management | Against | For | ||||
1.9 | Elect Director Suketu Upadhyay | Management | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
Advanced Micro Devices, Inc. | ||||||||
Security | 007903107 | Meeting Type | Annual | |||||
Ticker Symbol | AMD | Meeting Date | 18-May-23 | |||||
Record Date | 22-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Nora M. Denzel | Management | For | For | ||||
1b | Elect Director Mark Durcan | Management | For | For | ||||
1c | Elect Director Michael P. Gregoire | Management | For | For | ||||
1d | Elect Director Joseph A. Householder | Management | For | For | ||||
1e | Elect Director John W. Marren | Management | For | For | ||||
1f | Elect Director Jon A. Olson | Management | For | For | ||||
1g | Elect Director Lisa T. Su | Management | For | For | ||||
1h | Elect Director Abhi Y. Talwalkar | Management | Against | For | ||||
1i | Elect Director Elizabeth W. Vanderslice | Management | For | For | ||||
2 | Approve Omnibus Stock Plan | Management | For | For | ||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
Maravai LifeSciences Holdings, Inc. | ||||||||
Security | 56600D107 | Meeting Type | Annual | |||||
Ticker Symbol | MRVI | Meeting Date | 18-May-23 | |||||
Record Date | 21-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Anat Ashkenazi | Management | For | For | ||||
1.2 | Elect Director Gregory T. Lucier | Management | For | For | ||||
1.3 | Elect Director Luke Marker | Management | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
Marsh & McLennan Companies, Inc. | ||||||||
Security | 571748102 | Meeting Type | Annual | |||||
Ticker Symbol | MMC | Meeting Date | 18-May-23 | |||||
Record Date | 20-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Anthony K. Anderson | Management | For | For | ||||
1b | Elect Director John Q. Doyle | Management | For | For | ||||
1c | Elect Director Hafize Gaye Erkan | Management | For | For | ||||
1d | Elect Director Oscar Fanjul | Management | Against | For | ||||
1e | Elect Director H. Edward Hanway | Management | Against | For | ||||
1f | Elect Director Judith Hartmann | Management | For | For | ||||
1g | Elect Director Deborah C. Hopkins | Management | For | For | ||||
1h | Elect Director Tamara Ingram | Management | For | For | ||||
1i | Elect Director Jane H. Lute | Management | For | For | ||||
1j | Elect Director Steven A. Mills | Management | Against | For | ||||
1k | Elect Director Bruce P. Nolop | Management | Against | For | ||||
1l | Elect Director Morton O. Schapiro | Management | Against | For | ||||
1m | Elect Director Lloyd M. Yates | Management | For | For | ||||
1n | Elect Director Ray G. Young | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||
ON Semiconductor Corporation | ||||||||
Security | 682189105 | Meeting Type | Annual | |||||
Ticker Symbol | ON | Meeting Date | 18-May-23 | |||||
Record Date | 21-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Atsushi Abe | Management | For | For | ||||
1b | Elect Director Alan Campbell | Management | For | For | ||||
1c | Elect Director Susan K. Carter | Management | For | For | ||||
1d | Elect Director Thomas L. Deitrich | Management | For | For | ||||
1e | Elect Director Hassane El-Khoury | Management | For | For | ||||
1f | Elect Director Bruce E. Kiddoo | Management | For | For | ||||
1g | Elect Director Paul A. Mascarenas | Management | Against | For | ||||
1h | Elect Director Gregory Waters | Management | For | For | ||||
1i | Elect Director Christine Y. Yan | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
The Allstate Corporation | ||||||||
Security | 020002101 | Meeting Type | Annual | |||||
Ticker Symbol | ALL | Meeting Date | 23-May-23 | |||||
Record Date | 24-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Donald E. Brown | Management | For | For | ||||
1b | Elect Director Kermit R. Crawford | Management | For | For | ||||
1c | Elect Director Richard T. Hume | Management | For | For | ||||
1d | Elect Director Margaret M. Keane | Management | For | For | ||||
1e | Elect Director Siddharth N. Mehta | Management | For | For | ||||
1f | Elect Director Jacques P. Perold | Management | For | For | ||||
1g | Elect Director Andrea Redmond | Management | For | For | ||||
1h | Elect Director Gregg M. Sherrill | Management | For | For | ||||
1i | Elect Director Judith A. Sprieser | Management | For | For | ||||
1j | Elect Director Perry M. Traquina | Management | For | For | ||||
1k | Elect Director Monica Turner | Management | For | For | ||||
1l | Elect Director Thomas J. Wilson | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||
Sprouts Farmers Market, Inc. | ||||||||
Security | 85208M102 | Meeting Type | Annual | |||||
Ticker Symbol | SFM | Meeting Date | 24-May-23 | |||||
Record Date | 27-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Joel D. Anderson | Management | For | For | ||||
1.2 | Elect Director Terri Funk Graham | Management | For | For | ||||
1.3 | Elect Director Doug G. Rauch | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
Voya Financial, Inc. | ||||||||
Security | 929089100 | Meeting Type | Annual | |||||
Ticker Symbol | VOYA | Meeting Date | 25-May-23 | |||||
Record Date | 29-Mar-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Lynne Biggar | Management | For | For | ||||
1b | Elect Director Stephen Bowman | Management | For | For | ||||
1c | Elect Director Yvette S. Butler | Management | For | For | ||||
1d | Elect Director Jane P. Chwick | Management | For | For | ||||
1e | Elect Director Kathleen DeRose | Management | For | For | ||||
1f | Elect Director Hikmet Ersek | Management | For | For | ||||
1g | Elect Director Ruth Ann M. Gillis | Management | For | For | ||||
1h | Elect Director Heather Lavallee | Management | For | For | ||||
1i | Elect Director Aylwin B. Lewis | Management | For | For | ||||
1j | Elect Director Rodney O. Martin, Jr. | Management | For | For | ||||
1k | Elect Director Joseph V. Tripodi | Management | For | For | ||||
1l | Elect Director David Zwiener | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||
SolarEdge Technologies, Inc. | ||||||||
Security | 83417M104 | Meeting Type | Annual | |||||
Ticker Symbol | SEDG | Meeting Date | 1-Jun-23 | |||||
Record Date | 3-Apr-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Marcel Gani | Management | For | For | ||||
1b | Elect Director Tal Payne | Management | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
5 | Declassify the Board of Directors | Management | For | For | ||||
6 | Eliminate Supermajority Vote Requirement | Management | For | For | ||||
7 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | For | ||||
UnitedHealth Group Incorporated | ||||||||
Security | 91324P102 | Meeting Type | Annual | |||||
Ticker Symbol | UNH | Meeting Date | 5-Jun-23 | |||||
Record Date | 10-Apr-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Timothy Flynn | Management | For | For | ||||
1b | Elect Director Paul Garcia | Management | For | For | ||||
1c | Elect Director Kristen Gil | Management | For | For | ||||
1d | Elect Director Stephen Hemsley | Management | For | For | ||||
1e | Elect Director Michele Hooper | Management | For | For | ||||
1f | Elect Director F. William McNabb, III | Management | For | For | ||||
1g | Elect Director Valerie Montgomery Rice | Management | For | For | ||||
1h | Elect Director John Noseworthy | Management | For | For | ||||
1i | Elect Director Andrew Witty | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||
5 | Report on Third-Party Racial Equity Audit | Shareholder | Against | Against | ||||
6 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Against | ||||
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against | ||||
The TJX Companies, Inc. | ||||||||
Security | 872540109 | Meeting Type | Annual | |||||
Ticker Symbol | TJX | Meeting Date | 6-Jun-23 | |||||
Record Date | 13-Apr-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Jose B. Alvarez | Management | For | For | ||||
1b | Elect Director Alan M. Bennett | Management | Against | For | ||||
1c | Elect Director Rosemary T. Berkery | Management | For | For | ||||
1d | Elect Director David T. Ching | Management | Against | For | ||||
1e | Elect Director C. Kim Goodwin | Management | For | For | ||||
1f | Elect Director Ernie Herrman | Management | For | For | ||||
1g | Elect Director Amy B. Lane | Management | Against | For | ||||
1h | Elect Director Carol Meyrowitz | Management | Against | For | ||||
1i | Elect Director Jackwyn L. Nemerov | Management | Against | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
5 | Report on Third-Party Assessment of Human Rights Due Diligence in Supply Chain | Shareholder | For | Against | ||||
6 | Report on Risk from Supplier Misclassification of Supplier's Employees | Shareholder | For | Against | ||||
7 | Adopt a Paid Sick Leave Policy for All Employees | Shareholder | Against | Against |
Salesforce, Inc. | ||||||||
Security | 79466L302 | Meeting Type | Annual | |||||
Ticker Symbol | CRM | Meeting Date | 8-Jun-23 | |||||
Record Date | 14-Apr-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Marc Benioff | Management | For | For | ||||
1b | Elect Director Laura Alber | Management | For | For | ||||
1c | Elect Director Craig Conway | Management | For | For | ||||
1d | Elect Director Arnold Donald | Management | For | For | ||||
1e | Elect Director Parker Harris | Management | For | For | ||||
1f | Elect Director Neelie Kroes | Management | For | For | ||||
1g | Elect Director Sachin Mehra | Management | For | For | ||||
1h | Elect Director G. Mason Morfit | Management | For | For | ||||
1i | Elect Director Oscar Munoz | Management | For | For | ||||
1j | Elect Director John V. Roos | Management | For | For | ||||
1k | Elect Director Robin Washington | Management | For | For | ||||
1l | Elect Director Maynard Webb | Management | For | For | ||||
1m | Elect Director Susan Wojcicki | Management | For | For | ||||
2 | Amend Omnibus Stock Plan | Management | For | For | ||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
6 | Require Independent Board Chair | Shareholder | For | Against | ||||
7 | Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company | Shareholder | Against | Against | ||||
Dollar Tree, Inc. | ||||||||
Security | 256746108 | Meeting Type | Annual | |||||
Ticker Symbol | DLTR | Meeting Date | 13-Jun-23 | |||||
Record Date | 14-Apr-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Richard W. Dreiling | Management | For | For | ||||
1b | Elect Director Cheryl W. Grise | Management | For | For | ||||
1c | Elect Director Daniel J. Heinrich | Management | For | For | ||||
1d | Elect Director Paul C. Hilal | Management | For | For | ||||
1e | Elect Director Edward J. Kelly, III | Management | For | For | ||||
1f | Elect Director Mary A. Laschinger | Management | For | For | ||||
1g | Elect Director Jeffrey G. Naylor | Management | For | For | ||||
1h | Elect Director Winnie Y. Park | Management | For | For | ||||
1i | Elect Director Bertram L. Scott | Management | For | For | ||||
1j | Elect Director Stephanie P. Stahl | Management | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||||
4 | Ratify KPMG LLP as Auditors | Management | For | For | ||||
5 | Report on Economic and Social Risks of Compensation and Workforce Practices and Any Impact on Diversified Shareholders | Shareholder | Against | Against | ||||
Rivian Automotive, Inc. | ||||||||
Security | 76954A103 | Meeting Type | Annual | |||||
Ticker Symbol | RIVN | Meeting Date | 21-Jun-23 | |||||
Record Date | 24-Apr-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1a | Elect Director Karen Boone | Management | For | For | ||||
1b | Elect Director Rose Marcario | Management | For | For | ||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||
4 | Adopt a Comprehensive Human Rights Policy | Shareholder | For | Against | ||||
American Well Corporation | ||||||||
Security | 03044L105 | Meeting Type | Annual | |||||
Ticker Symbol | AMWL | Meeting Date | 22-Jun-23 | |||||
Record Date | 25-Apr-23 | |||||||
Item | Proposal | Type | Vote | Mgt. Rec | ||||
1.1 | Elect Director Peter L. Slavin | Management | For | For | ||||
1.2 | Elect Director Ido Schoenberg | Management | For | For | ||||
1.3 | Elect Director Roy Schoenberg | Management | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Withhold | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Aspiration Funds | |||
/s/ Olivia Albrecht | |||
By: | Olivia Albrecht President, Principal Executive Officer, and Principal Financial Officer | ||
Date: | August 19, 2023 |