UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22922
Aspiration Funds
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
4551 Glencoe Avenue, Marine Del Rey, California 90292
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street, Wilmington, DE 19801
(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
Date of fiscal year end: September 30
Date of reporting period: July 1, 2021 - June 30, 2022
VMware, Inc. | |||||||||
Security | 928563402 | Meeting Type | Annual | ||||||
Ticker Symbol | VMW | Meeting Date | 7/23/2021 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Kenneth Denman | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Amend Omnibus Stock Plan | Management | Against | Against | |||||
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | |||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
Linde Plc | |||||||||
Security | G5494J103 | Meeting Type | Annual | ||||||
Ticker Symbol | LIN | Meeting Date | 7/26/2021 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Wolfgang H. Reitzle | Management | For | For | |||||
1b | Elect Director Stephen F. Angel | Management | For | For | |||||
1c | Elect Director Ann-Kristin Achleitner | Management | For | For | |||||
1d | Elect Director Clemens A. H. Borsig | Management | For | For | |||||
1e | Elect Director Nance K. Dicciani | Management | For | For | |||||
1f | Elect Director Thomas Enders | Management | For | For | |||||
1g | Elect Director Franz Fehrenbach | Management | For | For | |||||
1h | Elect Director Edward G. Galante | Management | For | For | |||||
1i | Elect Director Larry D. McVay | Management | For | For | |||||
1j | Elect Director Victoria E. Ossadnik | Management | For | For | |||||
1k | Elect Director Martin H. Richenhagen | Management | For | For | |||||
1l | Elect Director Robert L. Wood | Management | For | For | |||||
2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For | |||||
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
4 | Approve Remuneration Policy | Management | For | For | |||||
5 | Approve Remuneration Report | Management | For | For | |||||
6 | Approve Omnibus Stock Plan | Management | For | For | |||||
7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For | |||||
Xilinx, Inc. | |||||||||
Security | 983919101 | Meeting Type | Annual | ||||||
Ticker Symbol | XLNX | Meeting Date | 8/4/2021 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Dennis Segers | Management | For | For | |||||
1.2 | Elect Director Raman K. Chitkara | Management | For | For | |||||
1.3 | Elect Director Saar Gillai | Management | For | For | |||||
1.4 | Elect Director Ronald S. Jankov | Management | For | For | |||||
1.5 | Elect Director Mary Louise Krakauer | Management | For | For | |||||
1.6 | Elect Director Thomas H. Lee | Management | For | For | |||||
1.7 | Elect Director Jon A. Olson | Management | For | For | |||||
1.8 | Elect Director Victor Peng | Management | For | For | |||||
1.9 | Elect Director Elizabeth W. Vanderslice | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||
Take-Two Interactive Software, Inc. | |||||||||
Security | 874054109 | Meeting Type | Annual | ||||||
Ticker Symbol | TTWO | Meeting Date | 9/14/2021 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Strauss Zelnick | Management | Against | For | |||||
1.2 | Elect Director Michael Dornemann | Management | Against | For | |||||
1.3 | Elect Director J Moses | Management | Against | For | |||||
1.4 | Elect Director Michael Sheresky | Management | Against | For | |||||
1.5 | Elect Director LaVerne Srinivasan | Management | For | For | |||||
1.6 | Elect Director Susan Tolson | Management | Against | For | |||||
1.7 | Elect Director Paul Viera | Management | For | For | |||||
1.8 | Elect Director Roland Hernandez | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
3 | Amend Omnibus Stock Plan | Management | For | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||
The Procter & Gamble Company | |||||||||
Security | 742718109 | Meeting Type | Annual | ||||||
Ticker Symbol | PG | Meeting Date | 10/12/2021 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director B. Marc Allen | Management | For | For | |||||
1b | Elect Director Angela F. Braly | Management | Against | For | |||||
1c | Elect Director Amy L. Chang | Management | For | For | |||||
1d | Elect Director Joseph Jimenez | Management | For | For | |||||
1e | Elect Director Christopher Kempczinski | Management | For | For | |||||
1f | Elect Director Debra L. Lee | Management | For | For | |||||
1g | Elect Director Terry J. Lundgren | Management | For | For | |||||
1h | Elect Director Christine M. McCarthy | Management | For | For | |||||
1i | Elect Director Jon R. Moeller | Management | For | For | |||||
1j | Elect Director David S. Taylor | Management | For | For | |||||
1k | Elect Director Margaret C. Whitman | Management | For | For | |||||
1l | Elect Director Patricia A. Woertz | Management | Against | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Against | Against | |||||
Western Digital Corporation | |||||||||
Security | 958102105 | Meeting Type | Annual | ||||||
Ticker Symbol | WDC | Meeting Date | 11/16/2021 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Kimberly E. Alexy | Management | For | For | |||||
1b | Elect Director Thomas H. Caulfield | Management | For | For | |||||
1c | Elect Director Martin I. Cole | Management | For | For | |||||
1d | Elect Director Tunc Doluca | Management | For | For | |||||
1e | Elect Director David V. Goeckeler | Management | For | For | |||||
1f | Elect Director Matthew E. Massengill | Management | For | For | |||||
1g | Elect Director Paula A. Price | Management | For | For | |||||
1h | Elect Director Stephanie A. Streeter | Management | For | For | |||||
1i | Elect Director Miyuki Suzuki | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Approve Omnibus Stock Plan | Management | For | For | |||||
4 | Ratify KPMG LLP as Auditors | Management | For | For | |||||
Microsoft Corporation | |||||||||
Security | 594918104 | Meeting Type | Annual | ||||||
Ticker Symbol | MSFT | Meeting Date | 11/30/2021 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Reid G. Hoffman | Management | For | For | |||||
1.2 | Elect Director Hugh F. Johnston | Management | For | For | |||||
1.3 | Elect Director Teri L. List | Management | For | For | |||||
1.4 | Elect Director Satya Nadella | Management | For | For | |||||
1.5 | Elect Director Sandra E. Peterson | Management | For | For | |||||
1.6 | Elect Director Penny S. Pritzker | Management | For | For | |||||
1.7 | Elect Director Carlos A. Rodriguez | Management | For | For | |||||
1.8 | Elect Director Charles W. Scharf | Management | For | For | |||||
1.9 | Elect Director John W. Stanton | Management | For | For | |||||
1.10 | Elect Director John W. Thompson | Management | For | For | |||||
1.11 | Elect Director Emma N. Walmsley | Management | For | For | |||||
1.12 | Elect Director Padmasree Warrior | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||
5 | Report on Gender/Racial Pay Gap | Share Holder | For | Against | |||||
6 | Report on Effectiveness of Workplace Sexual Harassment Policies | Share Holder | For | Against | |||||
7 | Prohibit Sales of Facial Recognition Technology to All Government Entities | Share Holder | Against | Against | |||||
8 | Report on Implementation of the Fair Chance Business Pledge | Share Holder | For | Against | |||||
9 | Report on Lobbying Activities Alignment with Company Policies | Share Holder | For | Against | |||||
Vail Resorts, Inc. | |||||||||
Security | 91879Q109 | Meeting Type | Annual | ||||||
Ticker Symbol | MTN | Meeting Date | 12/8/2021 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Susan L. Decker | Management | For | For | |||||
1b | Elect Director Robert A. Katz | Management | For | For | |||||
1c | Elect Director Kirsten A. Lynch | Management | For | For | |||||
1d | Elect Director Nadia Rawlinson | Management | For | For | |||||
1e | Elect Director John T. Redmond | Management | Against | For | |||||
1f | Elect Director Michele Romanow | Management | For | For | |||||
1g | Elect Director Hilary A. Schneider | Management | For | For | |||||
1h | Elect Director D. Bruce Sewell | Management | For | For | |||||
1i | Elect Director John F. Sorte | Management | Against | For | |||||
1j | Elect Director Peter A. Vaughn | Management | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
Medtronic plc | |||||||||
Security | G5960L103 | Meeting Type | Annual | ||||||
Ticker Symbol | MDT | Meeting Date | 12/9/2021 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Richard H. Anderson | Management | Against | For | |||||
1b | Elect Director Craig Arnold | Management | For | For | |||||
1c | Elect Director Scott C. Donnelly | Management | Against | For | |||||
1d | Elect Director Andrea J. Goldsmith | Management | For | For | |||||
1e | Elect Director Randall J. Hogan, III | Management | For | For | |||||
1f | Elect Director Kevin E. Lofton | Management | For | For | |||||
1g | Elect Director Geoffrey S. Martha | Management | For | For | |||||
1h | Elect Director Elizabeth G. Nabel | Management | For | For | |||||
1i | Elect Director Denise M. O'Leary | Management | Against | For | |||||
1j | Elect Director Kendall J. Powell | Management | Against | For | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | |||||
5 | Approve Omnibus Stock Plan | Management | For | For | |||||
6 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | Against | For | |||||
7 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For | |||||
8 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For | |||||
Micron Technology, Inc. | |||||||||
Security | 595112103 | Meeting Type | Annual | ||||||
Ticker Symbol | MU | Meeting Date | 1/13/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Richard M. Beyer | Management | For | For | |||||
1b | Elect Director Lynn A. Dugle | Management | For | For | |||||
1c | Elect Director Steven J. Gomo | Management | For | For | |||||
1d | Elect Director Linnie Haynesworth | Management | For | For | |||||
1e | Elect Director Mary Pat McCarthy | Management | For | For | |||||
1f | Elect Director Sanjay Mehrotra | Management | For | For | |||||
1g | Elect Director Robert E. Switz | Management | For | For | |||||
1h | Elect Director MaryAnn Wright | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
Costco Wholesale Corporation | |||||||||
Security | 22160K105 | Meeting Type | Annual | ||||||
Ticker Symbol | COST | Meeting Date | 1/20/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Susan L. Decker | Management | Against | For | |||||
1b | Elect Director Kenneth D. Denman | Management | For | For | |||||
1c | Elect Director Richard A. Galanti | Management | For | For | |||||
1d | Elect Director Hamilton E. James | Management | Against | For | |||||
1e | Elect Director W. Craig Jelinek | Management | For | For | |||||
1f | Elect Director Sally Jewell | Management | For | For | |||||
1g | Elect Director Charles T. Munger | Management | Against | For | |||||
1h | Elect Director Jeffrey S. Raikes | Management | Against | For | |||||
1i | Elect Director John W. Stanton | Management | For | For | |||||
1j | Elect Director Mary Agnes (Maggie) Wilderotter | Management | Against | For | |||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
4 | Report on Charitable Contributions | Share Holder | Against | Against | |||||
5 | Report on GHG Emissions Reduction Targets | Share Holder | For | Against | |||||
6 | Report on Racial Justice and Food Equity | Share Holder | Against | Against | |||||
Visa Inc. | |||||||||
Security | 92826C839 | Meeting Type | Annual | ||||||
Ticker Symbol | V | Meeting Date | 1/25/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Lloyd A. Carney | Management | Against | For | |||||
1b | Elect Director Mary B. Cranston | Management | For | For | |||||
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | Against | For | |||||
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For | |||||
1e | Elect Director Ramon Laguarta | Management | For | For | |||||
1f | Elect Director John F. Lundgren | Management | For | For | |||||
1g | Elect Director Robert W. Matschullat | Management | For | For | |||||
1h | Elect Director Denise M. Morrison | Management | For | For | |||||
1i | Elect Director Linda J. Rendle | Management | For | For | |||||
1j | Elect Director Maynard G. Webb, Jr. | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | |||||
The AZEK Company Inc. | |||||||||
Security | 05478C105 | Meeting Type | Annual | ||||||
Ticker Symbol | AZEK | Meeting Date | 3/8/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Fumbi Chima | Management | For | For | |||||
1.2 | Elect Director Brian Spaly | Management | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | |||||
4 | Eliminate Supermajority Voting Requirements | Management | For | For | |||||
5 | Declassify the Board of Directors | Management | For | For | |||||
6 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For | |||||
Ciena Corporation | |||||||||
Security | 171779309 | Meeting Type | Annual | ||||||
Ticker Symbol | CIEN | Meeting Date | 3/31/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Lawton W. Fitt | Management | Against | For | |||||
1b | Elect Director Devinder Kumar | Management | For | For | |||||
1c | Elect Director Patrick H. Nettles | Management | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
Bio-Rad Laboratories, Inc. | |||||||||
Security | 090572207 | Meeting Type | Annual | ||||||
Ticker Symbol | BIO | Meeting Date | 4/26/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Melinda Litherland | Management | For | For | |||||
1.2 | Elect Director Arnold A. Pinkston | Management | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | |||||
Ameriprise Financial, Inc. | |||||||||
Security | 03076C106 | Meeting Type | Annual | ||||||
Ticker Symbol | AMP | Meeting Date | 4/27/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director James M. Cracchiolo | Management | Against | For | |||||
1b | Elect Director Dianne Neal Blixt | Management | For | For | |||||
1c | Elect Director Amy DiGeso | Management | Against | For | |||||
1d | Elect Director Lon R. Greenberg | Management | For | For | |||||
1e | Elect Director Robert F. Sharpe, Jr. | Management | Against | For | |||||
1f | Elect Director Brian T. Shea | Management | For | For | |||||
1g | Elect Director W. Edward Walter, III | Management | For | For | |||||
1h | Elect Director Christopher J. Williams | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
Aptiv Plc | |||||||||
Security | G6095L109 | Meeting Type | Annual | ||||||
Ticker Symbol | APTV | Meeting Date | 4/27/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Kevin P. Clark | Management | For | For | |||||
1b | Elect Director Richard L. Clemmer | Management | For | For | |||||
1c | Elect Director Nancy E. Cooper | Management | For | For | |||||
1d | Elect Director Joseph L. Hooley | Management | For | For | |||||
1e | Elect Director Merit E. Janow | Management | For | For | |||||
1f | Elect Director Sean O. Mahoney | Management | For | For | |||||
1g | Elect Director Paul M. Meister | Management | For | For | |||||
1h | Elect Director Robert K. Ortberg | Management | For | For | |||||
1i | Elect Director Colin J. Parris | Management | For | For | |||||
1j | Elect Director Ana G. Pinczuk | Management | For | For | |||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
AGCO Corporation | |||||||||
Security | 001084102 | Meeting Type | Annual | ||||||
Ticker Symbol | AGCO | Meeting Date | 4/28/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Michael C. Arnold | Management | For | For | |||||
1.2 | Elect Director Sondra L. Barbour | Management | For | For | |||||
1.3 | Elect Director Suzanne P. Clark | Management | For | For | |||||
1.4 | Elect Director Bob De Lange | Management | For | For | |||||
1.5 | Elect Director Eric P. Hansotia | Management | For | For | |||||
1.6 | Elect Director George E. Minnich | Management | For | For | |||||
1.7 | Elect Director Niels Porksen | Management | For | For | |||||
1.8 | Elect Director David Sagehorn | Management | For | For | |||||
1.9 | Elect Director Mallika Srinivasan | Management | For | For | |||||
1.10 | Elect Director Matthew Tsien | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | |||||
Prologis, Inc. | |||||||||
Security | 74340W103 | Meeting Type | Annual | ||||||
Ticker Symbol | PLD | Meeting Date | 5/4/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Hamid R. Moghadam | Management | For | For | |||||
1b | Elect Director Cristina G. Bita | Management | For | For | |||||
1c | Elect Director George L. Fotiades | Management | For | For | |||||
1d | Elect Director Lydia H. Kennard | Management | Against | For | |||||
1e | Elect Director Irving F. Lyons, III | Management | Against | For | |||||
1f | Elect Director Avid Modjtabai | Management | For | For | |||||
1g | Elect Director David P. O'Connor | Management | For | For | |||||
1h | Elect Director Olivier Piani | Management | For | For | |||||
1i | Elect Director Jeffrey L. Skelton | Management | Against | For | |||||
1j | Elect Director Carl B. Webb | Management | Against | For | |||||
1k | Elect Director William D. Zollars | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | |||||
Cadence Design Systems, Inc. | |||||||||
Security | 127387108 | Meeting Type | Annual | ||||||
Ticker Symbol | CDNS | Meeting Date | 5/5/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Mark W. Adams | Management | For | For | |||||
1.2 | Elect Director Ita Brennan | Management | For | For | |||||
1.3 | Elect Director Lewis Chew | Management | For | For | |||||
1.4 | Elect Director Anirudh Devgan | Management | For | For | |||||
1.5 | Elect Director Mary Louise Krakauer | Management | For | For | |||||
1.6 | Elect Director Julia Liuson | Management | For | For | |||||
1.7 | Elect Director James D. Plummer | Management | Against | For | |||||
1.8 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For | |||||
1.9 | Elect Director John B. Shoven | Management | Against | For | |||||
1.10 | Elect Director Young K. Sohn | Management | For | For | |||||
1.11 | Elect Director Lip-Bu Tan | Management | Against | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against |
Ecolab Inc. | |||||||||
Security | 278865100 | Meeting Type | Annual | ||||||
Ticker Symbol | ECL | Meeting Date | 5/5/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Shari L. Ballard | Management | For | For | |||||
1b | Elect Director Barbara J. Beck | Management | For | For | |||||
1c | Elect Director Christophe Beck | Management | For | For | |||||
1d | Elect Director Jeffrey M. Ettinger | Management | For | For | |||||
1e | Elect Director Arthur J. Higgins | Management | For | For | |||||
1f | Elect Director Michael Larson | Management | For | For | |||||
1g | Elect Director David W. MacLennan | Management | For | For | |||||
1h | Elect Director Tracy B. McKibben | Management | For | For | |||||
1i | Elect Director Lionel L. Nowell, III | Management | For | For | |||||
1j | Elect Director Victoria J. Reich | Management | Against | For | |||||
1k | Elect Director Suzanne M. Vautrinot | Management | For | For | |||||
1l | Elect Director John J. Zillmer | Management | Against | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | |||||
Shoals Technologies Group, Inc. | |||||||||
Security | 82489W107 | Meeting Type | Annual | ||||||
Ticker Symbol | SHLS | Meeting Date | 5/5/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Peter Wilver | Management | For | For | |||||
1.2 | Elect Director Ty Daul | Management | For | For | |||||
1.3 | Elect Director Toni Volpe | Management | For | For | |||||
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | |||||
AbbVie Inc. | |||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||
Ticker Symbol | ABBV | Meeting Date | 5/6/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director William H.L. Burnside | Management | For | For | |||||
1.2 | Elect Director Thomas C. Freyman | Management | For | For | |||||
1.3 | Elect Director Brett J. Hart | Management | For | For | |||||
1.4 | Elect Director Edward J. Rapp | Management | Against | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
4 | Eliminate Supermajority Vote Requirement | Management | For | For | |||||
5 | Require Independent Board Chair | Share Holder | For | Against | |||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | For | Against | |||||
7 | Report on Board Oversight of Risks Related to Anticompetitive Practices | Share Holder | For | Against | |||||
8 | Report on Congruency of Political Spending with Company Values and Priorities | Share Holder | For | Against | |||||
Montrose Environmental Group, Inc. | |||||||||
Security | 615111101 | Meeting Type | Annual | ||||||
Ticker Symbol | MEG | Meeting Date | 5/10/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director J. Thomas Presby | Management | For | For | |||||
1.2 | Elect Director James K. Price | Management | For | For | |||||
1.3 | Elect Director Janet Risi Field | Management | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
American Water Works Company, Inc. | |||||||||
Security | 030420103 | Meeting Type | Annual | ||||||
Ticker Symbol | AWK | Meeting Date | 5/11/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Jeffrey N. Edwards | Management | For | For | |||||
1b | Elect Director Martha Clark Goss | Management | Against | For | |||||
1c | Elect Director M. Susan Hardwick | Management | For | For | |||||
1d | Elect Director Kimberly J. Harris | Management | For | For | |||||
1e | Elect Director Julia L. Johnson | Management | For | For | |||||
1f | Elect Director Patricia L. Kampling | Management | For | For | |||||
1g | Elect Director Karl F. Kurz | Management | For | For | |||||
1h | Elect Director George MacKenzie | Management | Against | For | |||||
1i | Elect Director James G. Stavridis | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
4 | Report on Medium and Long-Term Greenhouse Gas Targets Aligned with Paris Agreement - Withdrawn | Share Holder | Non voting | n/a | |||||
5 | Report on Third-Party Racial Equity Audit | Share Holder | For | Against |
Bloom Energy Corp. | |||||||||
Security | 093712107 | Meeting Type | Annual | ||||||
Ticker Symbol | BE | Meeting Date | 5/11/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Mary K. Bush | Management | For | For | |||||
1.2 | Elect Director KR Sridhar | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
3 | Increase Authorized Preferred Stock | Management | Against | For | |||||
4 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | For | |||||
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | |||||
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||
Akamai Technologies, Inc. | |||||||||
Security | 00971T101 | Meeting Type | Annual | ||||||
Ticker Symbol | AKAM | Meeting Date | 5/12/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Sharon Bowen | Management | For | For | |||||
1.2 | Elect Director Marianne Brown | Management | For | For | |||||
1.3 | Elect Director Monte Ford | Management | For | For | |||||
1.4 | Elect Director Dan Hesse | Management | For | For | |||||
1.5 | Elect Director Tom Killalea | Management | For | For | |||||
1.6 | Elect Director Tom Leighton | Management | For | For | |||||
1.7 | Elect Director Jonathan Miller | Management | For | For | |||||
1.8 | Elect Director Madhu Ranganathan | Management | For | For | |||||
1.9 | Elect Director Ben Verwaayen | Management | For | For | |||||
1.10 | Elect Director Bill Wagner | Management | For | For | |||||
2 | Amend Omnibus Stock Plan | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
Coursera, Inc. | |||||||||
Security | 22266M104 | Meeting Type | Annual | ||||||
Ticker Symbol | COUR | Meeting Date | 5/12/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Carmen Chang | Management | For | For | |||||
1.2 | Elect Director Theodore R. Mitchell | Management | For | For | |||||
1.3 | Elect Director Scott D. Sandell | Management | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||
Ford Motor Company | |||||||||
Security | 345370860 | Meeting Type | Annual | ||||||
Ticker Symbol | F | Meeting Date | 5/12/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Kimberly A. Casiano | Management | For | For | |||||
1b | Elect Director Alexandra Ford English | Management | For | For | |||||
1c | Elect Director James D. Farley, Jr. | Management | For | For | |||||
1d | Elect Director Henry Ford, III | Management | For | For | |||||
1e | Elect Director William Clay Ford, Jr. | Management | Against | For | |||||
1f | Elect Director William W. Helman, IV | Management | For | For | |||||
1g | Elect Director Jon M. Huntsman, Jr. | Management | For | For | |||||
1h | Elect Director William E. Kennard | Management | Against | For | |||||
1i | Elect Director John C. May | Management | For | For | |||||
1j | Elect Director Beth E. Mooney | Management | For | For | |||||
1k | Elect Director Lynn Vojvodich Radakovich | Management | For | For | |||||
1l | Elect Director John L. Thornton | Management | For | For | |||||
1m | Elect Director John B. Veihmeyer | Management | For | For | |||||
1l | Elect Director John S. Weinberg | Management | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
4 | Approve Tax Benefits Preservation Plan | Management | For | For | |||||
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | For | Against |
Maravai LifeSciences Holdings, Inc. | |||||||||
Security | 56600D107 | Meeting Type | Annual | ||||||
Ticker Symbol | MRVI | Meeting Date | 5/12/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Sean Cunningham | Management | For | For | |||||
1.2 | Elect Director Robert B. Hance | Management | For | For | |||||
1.3 | Elect Director Jessica Hopfield | Management | For | For | |||||
1.4 | Elect Director Murali K. Prahalad | Management | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MSA Safety Incorporated | |||||||||
Security | 553498106 | Meeting Type | Annual | ||||||
Ticker Symbol | MSA | Meeting Date | 5/13/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Robert A. Bruggeworth | Management | Against | For | |||||
1.2 | Elect Director Gregory B. Jordan | Management | For | For | |||||
1.3 | Elect Director Rebecca B. Roberts | Management | For | For | |||||
1.4 | Elect Director William R. Sperry | Management | For | For | |||||
2 | Elect Director Luca Savi | Management | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
Bank OZK | |||||||||
Security | 06417N103 | Meeting Type | Annual | ||||||
Ticker Symbol | OZK | Meeting Date | 5/16/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Nicholas Brown | Management | For | For | |||||
1b | Elect Director Paula Cholmondeley | Management | For | For | |||||
1c | Elect Director Beverly Cole | Management | For | For | |||||
1d | Elect Director Robert East | Management | For | For | |||||
1e | Elect Director Kathleen Franklin | Management | Against | For | |||||
1f | Elect Director Jeffrey Gearhart | Management | For | For | |||||
1g | Elect Director George Gleason | Management | For | For | |||||
1h | Elect Director Peter Kenny | Management | For | For | |||||
1i | Elect Director William A. Koefoed, Jr. | Management | For | For | |||||
1j | Elect Director Christopher Orndorff | Management | For | For | |||||
1k | Elect Director Steven Sadoff | Management | For | For | |||||
1l | Elect Director Ross Whipple | Management | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
Advanced Micro Devices, Inc. | |||||||||
Security | 007903107 | Meeting Type | Annual | ||||||
Ticker Symbol | AMD | Meeting Date | 5/18/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director John E. Caldwell | Management | Against | For | |||||
1b | Elect Director Nora M. Denzel | Management | For | For | |||||
1c | Elect Director Mark Durcan | Management | For | For | |||||
1d | Elect Director Michael P. Gregoire | Management | For | For | |||||
1e | Elect Director Joseph A. Householder | Management | For | For | |||||
1f | Elect Director John W. Marren | Management | For | For | |||||
1g | Elect Director Jon A. Olson | Management | For | For | |||||
1h | Elect Director Lisa T. Su | Management | For | For | |||||
1i | Elect Director Abhi Y. Talwalkar | Management | Against | For | |||||
1j | Elect Director Elizabeth W. Vanderslice | Management | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
Lazard Ltd | |||||||||
Security | G54050102 | Meeting Type | Annual | ||||||
Ticker Symbol | LAZ | Meeting Date | 5/18/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Richard N. Haass | Management | For | For | |||||
1.2 | Elect Director Jane L. Mendillo | Management | For | For | |||||
1.3 | Elect Director Richard D. Parsons | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
Southwest Airlines Co. | |||||||||
Security | 844741108 | Meeting Type | Annual | ||||||
Ticker Symbol | LUV | Meeting Date | 5/18/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director David W. Biegler | Management | Against | For | |||||
1b | Elect Director J. Veronica Biggins | Management | Against | For | |||||
1c | Elect Director Douglas H. Brooks | Management | Against | For | |||||
1d | Elect Director William H. Cunningham | Management | Against | For | |||||
1e | Elect Director John G. Denison | Management | Against | For | |||||
1f | Elect Director Thomas W. Gilligan | Management | For | For | |||||
1g | Elect Director David P. Hess | Management | For | For | |||||
1h | Elect Director Robert E. Jordan | Management | For | For | |||||
1i | Elect Director Gary C. Kelly | Management | Against | For | |||||
1j | Elect Director Nancy B. Loeffler | Management | Against | For | |||||
1k | Elect Director John T. Montford | Management | Against | For | |||||
1l | Elect Director Christopher P. Reynolds | Management | For | For | |||||
1m | Elect Director Ron Ricks | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||
5 | Adopt Majority Vote Cast to Remove Directors With or Without Cause | Share Holder | For | Against | |||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | For | Against | |||||
Vertex Pharmaceuticals Incorporated | |||||||||
Security | 92532F100 | Meeting Type | Annual | ||||||
Ticker Symbol | VRTX | Meeting Date | 5/18/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Sangeeta Bhatia | Management | For | For | |||||
1.2 | Elect Director Lloyd Carney | Management | For | For | |||||
1.3 | Elect Director Alan Garber | Management | For | For | |||||
1.4 | Elect Director Terrence Kearney | Management | For | For | |||||
1.5 | Elect Director Reshma Kewalramani | Management | For | For | |||||
1.6 | Elect Director Yuchun Lee | Management | For | For | |||||
1.7 | Elect Director Jeffrey Leiden | Management | Against | For | |||||
1.8 | Elect Director Margaret McGlynn | Management | For | For | |||||
1.9 | Elect Director Diana McKenzie | Management | For | For | |||||
1.10 | Elect Director Bruce Sachs | Management | Against | For | |||||
1.11 | Elect Director Suketu "Suky" Upadhyay | Management | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Management | Against | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
4 | Amend Omnibus Stock Plan | Management | For | For | |||||
Marsh & McLennan Companies, Inc. | |||||||||
Security | 571748102 | Meeting Type | Annual | ||||||
Ticker Symbol | MMC | Meeting Date | 5/19/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Anthony K. Anderson | Management | For | For | |||||
1b | Elect Director Hafize Gaye Erkan | Management | For | For | |||||
1c | Elect Director Oscar Fanjul | Management | For | For | |||||
1d | Elect Director Daniel S. Glaser | Management | For | For | |||||
1e | Elect Director H. Edward Hanway | Management | For | For | |||||
1f | Elect Director Deborah C. Hopkins | Management | For | For | |||||
1g | Elect Director Tamara Ingram | Management | For | For | |||||
1h | Elect Director Jane H. Lute | Management | For | For | |||||
1i | Elect Director Steven A. Mills | Management | For | For | |||||
1j | Elect Director Bruce P. Nolop | Management | Against | For | |||||
1k | Elect Director Morton O. Schapiro | Management | For | For | |||||
1l | Elect Director Lloyd M. Yates | Management | For | For | |||||
1m | Elect Director R. David Yost | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
Synchrony Financial | |||||||||
Security | 87165B103 | Meeting Type | Annual | ||||||
Ticker Symbol | SYF | Meeting Date | 5/19/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Margaret M. Keane | Management | For | For | |||||
1b | Elect Director Fernando Aguirre | Management | For | For | |||||
1c | Elect Director Paget L. Alves | Management | For | For | |||||
1d | Elect Director Kamila Chytil | Management | For | For | |||||
1e | Elect Director Arthur W. Coviello, Jr. | Management | For | For | |||||
1f | Elect Director Brian D. Doubles | Management | For | For | |||||
1g | Elect Director William W. Graylin | Management | For | For | |||||
1h | Elect Director Roy A. Guthrie | Management | For | For | |||||
1i | Elect Director Jeffrey G. Naylor | Management | For | For | |||||
1j | Elect Director P.W 'Bill' Parker | Management | For | For | |||||
1k | Elect Director Laurel J. Richie | Management | For | For | |||||
1l | Elect Director Ellen M. Zane | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | |||||
Take-Two Interactive Software, Inc. | |||||||||
Security | 874054109 | Meeting Type | Special | ||||||
Ticker Symbol | TTWO | Meeting Date | 5/19/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1 | Issue Shares in Connection with Merger | Management | For | For | |||||
2 | Increase Authorized Common Stock | Management | For | For | |||||
3 | Adjourn Meeting | Management | For | For | |||||
The Allstate Corporation | |||||||||
Security | 020002101 | Meeting Type | Annual | ||||||
Ticker Symbol | ALL | Meeting Date | 5/24/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Donald E. Brown | Management | For | For | |||||
1b | Elect Director Kermit R. Crawford | Management | For | For | |||||
1c | Elect Director Richard T. Hume | Management | For | For | |||||
1d | Elect Director Margaret M. Keane | Management | For | For | |||||
1e | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For | |||||
1f | Elect Director Jacques P. Perold | Management | For | For | |||||
1g | Elect Director Andrea Redmond | Management | Against | For | |||||
1h | Elect Director Gregg M. Sherrill | Management | For | For | |||||
1i | Elect Director Judith A. Sprieser | Management | For | For | |||||
1j | Elect Director Perry M. Traquina | Management | For | For | |||||
1k | Elect Director Thomas J. Wilson | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||
Sprouts Farmers Market, Inc. | |||||||||
Security | 85208M102 | Meeting Type | Annual | ||||||
Ticker Symbol | SFM | Meeting Date | 5/25/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Kristen E. Blum | Management | For | For | |||||
1.2 | Elect Director Jack L. Sinclair | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
3 | Approve Omnibus Stock Plan | Management | For | For | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
Voya Financial, Inc. | |||||||||
Security | 929089100 | Meeting Type | Annual | ||||||
Ticker Symbol | VOYA | Meeting Date | 5/26/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Lynne Biggar | Management | For | For | |||||
1b | Elect Director Yvette S. Butler | Management | For | For | |||||
1c | Elect Director Jane P. Chwick | Management | For | For | |||||
1d | Elect Director Kathleen DeRose | Management | For | For | |||||
1e | Elect Director Ruth Ann M. Gillis | Management | For | For | |||||
1f | Elect Director Aylwin B. Lewis | Management | For | For | |||||
1g | Elect Director Rodney O. Martin, Jr. | Management | For | For | |||||
1h | Elect Director Byron H. Pollitt, Jr. | Management | For | For | |||||
1i | Elect Director Joseph V. Tripodi | Management | For | For | |||||
1j | Elect Director David Zwiener | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NXP Semiconductors N.V. | |||||||||
Security | N6596X109 | Meeting Type | Annual | ||||||
Ticker Symbol | NXPI | Meeting Date | 6/1/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1 | Adopt Financial Statements and Statutory Reports | Management | For | For | |||||
2 | Approve Discharge of Board Members | Management | For | For | |||||
3a | Reelect Kurt Sievers as Executive Director | Management | For | For | |||||
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For | |||||
3c | Reelect Annette Clayton as Non-Executive Director | Management | For | For | |||||
3d | Reelect Anthony Foxx as Non-Executive Director | Management | For | For | |||||
3e | Elect Chunyuan Gu as Non-Executive Director | Management | For | For | |||||
3f | Reelect Lena Olving as Non-Executive Director | Management | For | For | |||||
3g | Reelect Julie Southern as Non-Executive Director | Management | For | For | |||||
3h | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For | |||||
3i | Reelect Gregory Summe as Non-Executive Director | Management | For | For | |||||
3j | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For | |||||
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For | |||||
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For | |||||
6 | Authorize Share Repurchase Program | Management | For | For | |||||
7 | Approve Cancellation of Ordinary Shares | Management | For | For | |||||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
Rivian Automotive, Inc. | |||||||||
Security | 76954A103 | Meeting Type | Annual | ||||||
Ticker Symbol | RIVN | Meeting Date | 6/6/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Robert J. Scaringe | Management | For | For | |||||
1b | Elect Director Peter Krawiec | Management | For | For | |||||
1c | Elect Director Sanford Schwartz | Management | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | |||||
UnitedHealth Group Incorporated | |||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||
Ticker Symbol | UNH | Meeting Date | 6/6/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Timothy P. Flynn | Management | For | For | |||||
1b | Elect Director Paul R. Garcia | Management | For | For | |||||
1c | Elect Director Stephen J. Hemsley | Management | For | For | |||||
1d | Elect Director Michele J. Hooper | Management | For | For | |||||
1e | Elect Director F. William McNabb, III | Management | For | For | |||||
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For | |||||
1g | Elect Director John H. Noseworthy | Management | For | For | |||||
1h | Elect Director Andrew Witty | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | For | Against | |||||
5 | Report on Congruency of Political Spending with Company Values and Priorities | Share Holder | For | Against |
The TJX Companies, Inc. | |||||||||
Security | 872540109 | Meeting Type | Annual | ||||||
Ticker Symbol | TJX | Meeting Date | 6/7/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Jose B. Alvarez | Management | For | For | |||||
1b | Elect Director Alan M. Bennett | Management | Against | For | |||||
1c | Elect Director Rosemary T. Berkery | Management | For | For | |||||
1d | Elect Director David T. Ching | Management | Against | For | |||||
1e | Elect Director C. Kim Goodwin | Management | For | For | |||||
1f | Elect Director Ernie Herrman | Management | For | For | |||||
1g | Elect Director Michael F. Hines | Management | Against | For | |||||
1h | Elect Director Amy B. Lane | Management | Against | For | |||||
1i | Elect Director Carol Meyrowitz | Management | Against | For | |||||
1j | Elect Director Jackwyn L. Nemerov | Management | Against | For | |||||
1k | Elect Director John F. O'Brien | Management | For | For | |||||
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For | |||||
3 | Amend Omnibus Stock Plan | Management | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
5 | Report on Assessing Due Diligence on Human Rights in Supply Chain | Share Holder | For | Against | |||||
6 | Report on Risks from Company Vendors that Misclassify Employees as Independent Contractors | Share Holder | For | Against | |||||
7 | Report on Risk Due to Restrictions on Reproductive Rights | Share Holder | For | Against | |||||
8 | Adopt Paid Sick Leave Policy for All Associates | Share Holder | For | Against |
Salesforce, Inc. | |||||||||
Security | 79466L302 | Meeting Type | Annual | ||||||
Ticker Symbol | CRM | Meeting Date | 6/9/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Marc Benioff | Management | For | For | |||||
1b | Elect Director Bret Taylor | Management | For | For | |||||
1c | Elect Director Laura Alber | Management | For | For | |||||
1d | Elect Director Craig Conway | Management | For | For | |||||
1e | Elect Director Parker Harris | Management | For | For | |||||
1f | Elect Director Alan Hassenfeld | Management | Against | For | |||||
1g | Elect Director Neelie Kroes | Management | For | For | |||||
1h | Elect Director Oscar Munoz | Management | For | For | |||||
1i | Elect Director Sanford Robertson | Management | Against | For | |||||
1j | Elect Director John V. Roos | Management | For | For | |||||
1k | Elect Director Robin Washington | Management | For | For | |||||
1l | Elect Director Maynard Webb | Management | Against | For | |||||
1m | Elect Director Susan Wojcicki | Management | For | For | |||||
2 | Amend Omnibus Stock Plan | Management | For | For | |||||
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
6 | Require Independent Board Chair | Share Holder | For | Against | |||||
7 | Oversee and Report a Racial Equity Audit | Share Holder | For | Against | |||||
American Well Corporation | |||||||||
Security | 03044L105 | Meeting Type | Annual | ||||||
Ticker Symbol | AMWL | Meeting Date | 6/13/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Deval Patrick | Management | For | For | |||||
1.2 | Elect Director Stephen Schlegel | Management | For | For | |||||
1.3 | Elect Director Delos (Toby) Cosgrove | Management | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | |||||
Sweetgreen, Inc. | |||||||||
Security | 87043Q108 | Meeting Type | Annual | ||||||
Ticker Symbol | SG | Meeting Date | 6/15/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1.1 | Elect Director Neil Blumenthal | Management | For | For | |||||
1.2 | Elect Director Julie Bornstein | Management | For | For | |||||
1.3 | Elect Director Cliff Burrows | Management | For | For | |||||
1.4 | Elect Director Nicolas Jammet | Management | For | For | |||||
1.5 | Elect Director Valerie Jarrett | Management | For | For | |||||
1.6 | Elect Director Youngme Moon | Management | For | For | |||||
1.7 | Elect Director Jonathan Neman | Management | For | For | |||||
1.8 | Elect Director Nathaniel Ru | Management | For | For | |||||
1.9 | Elect Director Bradley Singer | Management | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||
SolarEdge Technologies, Inc. | |||||||||
Security | 83417M104 | Meeting Type | Annual | ||||||
Ticker Symbol | SEDG | Meeting Date | 6/20/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Betsy Atkins | Management | For | For | |||||
1c | Elect Director Dirk Carsten Hoke | Management | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
Dollar Tree, Inc. | |||||||||
Security | 256746108 | Meeting Type | Annual | ||||||
Ticker Symbol | DLTR | Meeting Date | 6/30/2022 | ||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||
1a | Elect Director Thomas W. Dickson | Management | For | For | |||||
1b | Elect Director Richard W. Dreiling | Management | For | For | |||||
1c | Elect Director Cheryl W. Grise | Management | For | For | |||||
1d | Elect Director Daniel J. Heinrich | Management | For | For | |||||
1e | Elect Director Paul C. Hilal | Management | For | For | |||||
1f | Elect Director Edward J. Kelly, III | Management | For | For | |||||
1g | Elect Director Mary A. Laschinger | Management | For | For | |||||
1h | Elect Director Jeffrey G. Naylor | Management | For | For | |||||
1i | Elect Director Winnie Y. Park | Management | For | For | |||||
1j | Elect Director Bertram L. Scott | Management | For | For | |||||
1k | Elect Director Stephanie P. Stahl | Management | For | For | |||||
1l | Elect Director Michael A. Witynski | Management | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | |||||
4 | Provide Right to Call Special Meeting | Management | For | For | |||||
5 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Share Holder | For | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Aspiration Funds | |||
/s/ Andrei Cherny | |||
By: | Andrei Cherny President and Principal Executive Officer | ||
Date: | August 30, 2022 |