UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22922
Aspiration Funds
(Exact name of registrant as specified in charter)
4551 Glencoe Avenue, Marine Del Rey, California 90292
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street, Wilmington, DE 19801
(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
Date of fiscal year end: September 30
Date of reporting period: July 1, 2018 - June 30, 2019
PROXY VOTING RECORDS
Aspiration Flagship Fund Proxy Voting Records |
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BLACKROCK | | | | | | | | | | | | | |
Security | | | | 09260B382 | | | | | | Meeting Type | | Special |
Ticker Symbol | | | BSIIX | | | | | | | | Meeting Date | | | 21-Nov-18 |
Record Date | | | 24-Sep-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | Type | | | Vote | Mgt. Rec |
1B | Election of Directors | | | | | | Management | | | |
| 1 | Michael J. Castellano | | | | | | | | | For | For | |
| 2 | Richard E. Cavanagh | | | | | | | | | For | For | |
| 3 | Cynthia L. Egan | | | | | | | | | | For | For | |
| 4 | Frank J. Fabozzi | | | | | | | | | | For | For | |
| 5 | Rober Fairbairn | | | | | | | | | | For | For | |
| 6 | Henry Gabbay | | | | | | | | | | For | For | |
| 7 | R. Glenn Hubbard | | | | | | | | | | For | For | |
| 8 | W. Carl Kester | | | | | | | | | | For | For | |
| 9 | Catherine A. Lynch | | | | | | | | | For | For | |
| 10 | John M. Perlowski | | | | | | | | | | For | For | |
| 11 | Karen P. Robards | | | | | | | | | | For | For | |
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HORIZONS ETF TRUST I | | | | | | | | | | | |
Security | | | | 44053G603 | | | | | | Meeting Type | | Special |
Ticker Symbol | | | HSPX | | | | | | | | Meeting Date | | | 19-Dec-18 |
Record Date | | | 31-Oct-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1 | Approve Reorganization Plan | | | Management | For | | | |
2 | Approve Reorganization Plan | | | | Management | For | | | |
3 | Approve Reorganization Plan | | | | Management | For | For | |
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OPPENHEIMER QUEST FOR VALUE FUNDS | | | | | | | |
Security | | | | 68380E759 | | | | | | Meeting Type | | Special |
Ticker Symbol | | | QOPIX | | | | | | | | Meeting Date | | | 12-Apr-19 |
Record Date | | | 14-Jan-19 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1 | Approve Reorganization Plan | | | Management | For | For | |
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LIVENT CORPORATION | | | | | | | | | | | |
Security | | | | 53814L108 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | LTHM | | | | | | | | Meeting Date | | | 1-May-19 |
Record Date | | | 11-Mar-19 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a. | Election of Directors (Majority Voting) | | Management | Against | Against |
1b. | Election of Directors (Majority Voting) | | | Management | Against | Against | |
2 | Ratify Appointment of Independent Auditors | | Management | For | For | |
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TREX COMPANY, INC. | | | | | | | | | | | | |
Security | | | | 89531P105 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | TREX | | | | | | | | Meeting Date | | | 1-May-19 |
Record Date | | | 4-Mar-19 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1 | Election of Directors | | | | | | Management | | | |
| 1 | Michael F. Golden | | | | | | | | | | Abstain | Against | |
| 2 | Richard E. Posey | | | | | | | | | | Abstain | Against | |
2 | 14A Executive Compensation | | | | Management | For | For | |
3 | Amend Articles-Board Related | | | | Management | For | For | |
4 | Ratify Appointment of Independent Auditors | | Management | For | For | |
Aspiration Redwood Fund Proxy Voting Records |
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LAM RESEARCH CORP. | | | | | | | | | | | |
Security | | | | 512807108 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | LRCX | | | | | | | | Meeting Date | | | 6-Nov-18 |
Record Date | | | 7-Sep-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Martin B. Anstice | | | Management | For | For | |
1.2 | Elect Director Eric K. Brandt | | | | | Management | Abstain | For | |
1.3 | Elect Director Michael R. Cannon | | | Management | For | For | |
1.4 | Elect Director Youssef A. El-Mansy | | | Management | For | For | |
1.5 | Elect Director Christine A. Heckart | | | Management | For | For | |
1.6 | Elect Director Catherine P. Lego | | | Management | For | For | |
1.7 | Elect Director Stephen G. Newberry | | | Management | For | For | |
1.8 | Elect Director Abhijit Y. Talwalkar | | | Management | For | For | |
1.9 | Elect Director Lih Shyng (Rick L.) Tsai | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
3 | Amend Qualified Employee Stock Purchase Plan | | Management | For | For | |
4 | Ratify Ernst & Young LLP as Auditors | | | Management | For | For | |
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WESTERN DIGITAL CORP. | | | | | | | | | | |
Security | | | | 958102105 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | WDC | | | | | | | | Meeting Date | | | 7-Nov-18 |
Record Date | | | 10-Sep-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Martin I. Cole | | | Management | Against | For | |
1b | Elect Director Kathleen A. Cote | | | Management | Against | For | |
1c | Elect Director Henry T. DeNero | | | Management | For | For | |
1d | Elect Director Tunc Doluca | | | | | Management | For | For | |
1e | Elect Director Michael D. Lambert | | | Management | For | For | |
1f | Elect Director Len J. Lauer | | | | | Management | For | For | |
1g | Elect Director Matthew E. Massengill | | | Management | For | For | |
1h | Elect Director Stephen D. Milligan | | | Management | For | For | |
1i | Elect Director Paula A. Price | | | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
3 | Amend Omnibus Stock Plan | | | | | Management | For | For | |
4 | Amend Qualified Employee Stock Purchase Plan | | Management | For | For | |
5 | Ratify KPMG LLP as Auditors | | | | Management | For | For | |
THE TJX COS., INC. | | | | | | | | | | | | |
Security | | | | 872540109 | | | | | | Meeting Type | | Special |
Ticker Symbol | | | TJX | | | | | | | | Meeting Date | | | 22-Oct-18 |
Record Date | | | 27-Sep-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1 | Increase Authorized Common Stock | | Management | For | For | |
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MICRON TECHNOLOGY, INC. | | | | | | | | |
Security | | | | 595112103 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | MU | | | | | | | | Meeting Date | | | 17-Jan-19 |
Record Date | | | 19-Nov-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Robert L. Bailey | | | Management | For | For | |
1.2 | Elect Director Richard M. Beyer | | | Management | For | For | |
1.3 | Elect Director Patrick J. Byrne | | | | Management | For | For | |
1.4 | Elect Director Steven J. Gomo | | | | Management | For | For | |
1.5 | Elect Director Mary Pat McCarthy | | | Management | For | For | |
1.6 | Elect Director Sanjay Mehrotra | | | | Management | For | For | |
1.7 | Elect Director Robert E. Switz | | | | Management | For | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | For | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
WALGREENS BOOTS ALLIANCE, INC. | | | | | | | |
Security | | | | 931427108 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | WBA | | | | | | | | Meeting Date | | | 25-Jan-19 |
Record Date | | | 26-Nov-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Jose E. Almeida | | | Management | For | For | |
1b | Elect Director Janice M. Babiak | | | Management | For | For | |
1c | Elect Director David J. Brailer | | | | | Management | For | For | |
1d | Elect Director William C. Foote | | | | Management | For | For | |
1e | Elect Director Ginger L. Graham | | | Management | For | For | |
1f | Elect Director John A. Lederer | | | | Management | For | For | |
1g | Elect Director Dominic P. Murphy | | | Management | For | For | |
1h | Elect Director Stefano Pessina | | | | Management | For | For | |
1i | Elect Director Leonard D. Schaeffer | | | Management | For | For | |
1j | Elect Director Nancy M. Schlichting | | | Management | For | For | |
1k | Elect Director James A. Skinner | | | Management | For | For | |
2 | Ratify Deloitte & Touche LLP as Auditors | | Management | For | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
4 | Amend Qualified Employee Stock Purchase Plan | | Management | For | For | |
5 | Require Independent Board Chairman | | | Shareholder | For | Against | |
6 | Use GAAP for Executive Compensation Metrics | | Shareholder | Against | Against | |
7 | Report on Governance Measures Implemented Related to Opioids | | Shareholder | For | Against | |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | For | Against | |
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JABIL, INC. | | | | | | | | | | | | | | | |
Security | | | | 466313103 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | JBL | | | | | | | | Meeting Date | | | 24-Jan-19 |
Record Date | | | 30-Nov-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Anousheh Ansari | | | Management | For | For | |
1.2 | Elect Director Martha F. Brooks | | | Management | For | For | |
1.3 | Elect Director Christopher S. Holland | | | Management | For | For | |
1.4 | Elect Director Timothy L. Main | | | | Management | For | For | |
1.5 | Elect Director Mark T. Mondello | | | Management | For | For | |
1.6 | Elect Director John C. Plant | | | | | Management | For | For | |
1.7 | Elect Director Steven A. Raymund | | | Management | For | For | |
1.8 | Elect Director Thomas A. Sansone | | | Management | For | For | |
1.9 | Elect Director David M. Stout | | | | | Management | For | For | |
2 | Ratify Ernst & Young LLP as Auditors | | | Management | For | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
VISA, INC. | | | | | | | | | | | | | | | |
Security | | | | 92826C839 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | V | | | | | | | | Meeting Date | | | 29-Jan-19 |
Record Date | | | 30-Nov-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Lloyd A. Carney | | | Management | For | For | |
1b | Elect Director Mary B. Cranston | | | Management | For | For | |
1c | Elect Director Francisco Javier Fernandez-Carbajal | | Management | For | For | |
1d | Elect Director Alfred F. Kelly, Jr. | | | Management | For | For | |
1e | Elect Director John F. Lundgren | | | Management | For | For | |
1f | Elect Director Robert W. Matschullat | | | Management | For | For | |
1g | Elect Director Denise M. Morrison | | | Management | For | For | |
1h | Elect Director Suzanne Nora Johnson | | | Management | For | For | |
1i | Elect Director John A.C. Swainson | | | Management | For | For | |
1j | Elect Director Maynard G. Webb, Jr. | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
3 | Ratify KPMG LLP as Auditors | | | | Management | For | For | |
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ASHLAND GLOBAL HOLDINGS, INC. | | | | | | | |
Security | | | | 44186104 | | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | ASH | | | | | | | | Meeting Date | | | 8-Feb-19 |
Record Date | | | 10-Dec-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Brendan M. Cummins | | Management | For | For | |
1.1 | Elect Director Kathleen Wilson-Thompson | | Management | For | For | |
1.11 | Elect Director William A. Wulfsohn | | | Management | For | For | |
1.2 | Elect Director William G. Dempsey | | | Management | For | For | |
1.3 | Elect Director Jay V. Ihlenfeld | | | | Management | For | For | |
1.4 | Elect Director Susan L. Main | | | | | Management | For | For | |
1.5 | Elect Director Jerome A. Peribere | | | Management | For | For | |
1.6 | Elect Director Craig A. Rogerson | | | Management | For | For | |
1.7 | Elect Director Mark C. Rohr | | | | | Management | For | For | |
1.8 | Elect Director Janice J. Teal | | | | | Management | For | For | |
1.9 | Elect Director Michael J. Ward | | | | Management | For | For | |
2 | Ratify Ernst & Young LLP as Auditors | | | Management | For | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
THE WALT DISNEY CO. | | | | | | | | | | | |
Security | | | | 254687106 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | DIS | | | | | | | | Meeting Date | | | 7-Mar-19 |
Record Date | | | 7-Jan-19 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Susan E. Arnold | | | Management | For | For | |
1b | Elect Director Mary T. Barra | | | | | Management | For | For | |
1c | Elect Director Safra A. Catz | | | | | Management | For | For | |
1d | Elect Director Francis A. deSouza | | | Management | For | For | |
1e | Elect Director Michael Froman | | | | Management | For | For | |
1f | Elect Director Robert A. Iger | | | | | Management | For | For | |
1g | Elect Director Maria Elena Lagomasino | | | Management | For | For | |
1h | Elect Director Mark G. Parker | | | | | Management | For | For | |
1i | Elect Director Derica W. Rice | | | | | Management | For | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | For | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
4 | Report on Lobbying Payments and Policy | | Management | For | Against | |
5 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Management | Against | Against | |
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APPLIED MATERIALS, INC. | | | | | | | | | | |
Security | | | | 38222105 | | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | AMAT | | | | | | | | Meeting Date | | | 7-Mar-19 |
Record Date | | | 10-Jan-19 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Judy Bruner | | | Management | For | For | |
1b | Elect Director Xun (Eric) Chen | | | | Management | For | For | |
1c | Elect Director Aart J. de Geus | | | | Management | For | For | |
1d | Elect Director Gary E. Dickerson | | | Management | For | For | |
1e | Elect Director Stephen R. Forrest | | | Management | For | For | |
1f | Elect Director Thomas J. Iannotti | | | Management | For | For | |
1g | Elect Director Alexander A. Karsner | | | Management | For | For | |
1h | Elect Director Adrianna C. Ma | | | | Management | For | For | |
1i | Elect Director Scott A. McGregor | | | Management | For | For | |
1j | Elect Director Dennis D. Powell | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
3 | Ratify KPMG LLP as Auditors | | | | Management | For | For | |
4 | Provide Right to Act by Written Consent | | Shareholder | For | Against | |
ADOBE INC. | | | | | | | | | | | | | | |
Security | | | | 00724F101 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | ADBE | | | | | | | | Meeting Date | | | 11-Apr-19 |
Record Date | | | 13-Feb-19 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Amy L. Banse | | | Management | For | For | |
1b | Elect Director Frank A. Calderoni | | | Management | For | For | |
1c | Elect Director James E. Daley | | | | Management | For | For | |
1d | Elect Director Laura B. Desmond | | | Management | For | For | |
1e | Elect Director Charles M. Geschke | | | Management | For | For | |
1f | Elect Director Shantanu Narayen | | | Management | For | For | |
1g | Elect Director Kathleen Oberg | | | | Management | For | For | |
1h | Elect Director Dheeraj Pandey | | | | Management | For | For | |
1i | Elect Director David A. Ricks | | | | | Management | For | For | |
1j | Elect Director Daniel L. Rosensweig | | | Management | For | For | |
1k | Elect Director John E. Warnock | | | Management | For | For | |
2 | Approve Omnibus Stock Plan | | | | Management | For | For | |
3 | Ratify KPMG LLP as Auditors | | | | Management | For | For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
5 | Report on Gender Pay Gap | | | | | Shareholder | Against | Against | |
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U.S. BANCORP | | | | | | | | | | | | | | | |
Security | | | | 902973304 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | USB | | | | | | | | Meeting Date | | | 16-Apr-19 |
Record Date | | | 19-Feb-19 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Warner L. Baxter | | | Management | For | For | |
1b | Elect Director Dorothy J. Bridges | | | Management | For | For | |
1c | Elect Director Elizabeth L. Buse | | | Management | For | For | |
1d | Elect Director Marc N. Casper | | | | Management | For | For | |
1e | Elect Director Andrew Cecere | | | | Management | For | For | |
1f | Elect Director Arthur D. Collins, Jr. | | | Management | Against | For | |
1g | Elect Director Kimberly J. Harris | | | Management | For | For | |
1h | Elect Director Roland A. Hernandez | | | Management | Against | For | |
1i | Elect Director Doreen Woo Ho | | | | Management | For | For | |
1j | Elect Director Olivia F. Kirtley | | | | | Management | Against | For | |
1k | Elect Director Karen S. Lynch | | | | Management | For | For | |
1l | Elect Director Richard P. McKenney | | | Management | For | For | |
1m | Elect Director Yusuf I. Mehdi | | | | | Management | For | For | |
1n | Elect Director David B. O'Maley | | | Management | Against | For | |
1o | Elect Director O'dell M. Owens | | | | Management | Against | For | |
1p | Elect Director Craig D. Schnuck | | | Management | Against | For | |
1q | Elect Director Scott W. Wine | | | | | Management | For | For | |
2 | Ratify Ernst & Young LLP as Auditors | | | Management | For | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
JOHNSON & JOHNSON | | | | | | | | | | | |
Security | | | | 478160104 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | JNJ | | | | | | | | Meeting Date | | | 25-Apr-19 |
Record Date | | | 26-Feb-19 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Mary C. Beckerle | | | Management | For | For | |
1b | Elect Director D. Scott Davis | | | | | Management | For | For | |
1c | Elect Director Ian E. L. Davis | | | | | Management | For | For | |
1d | Elect Director Jennifer A. Doudna | | | Management | For | For | |
1e | Elect Director Alex Gorsky | | | | | Management | For | For | |
1f | Elect Director Marillyn A. Hewson | | | Management | For | For | |
1g | Elect Director Mark B. McClellan | | | Management | For | For | |
1h | Elect Director Anne M. Mulcahy | | | Management | For | For | |
1i | Elect Director William D. Perez | | | | Management | For | For | |
1j | Elect Director Charles Prince | | | | | Management | For | For | |
1k | Elect Director A. Eugene Washington | | | Management | For | For | |
1l | Elect Director Ronald A. Williams | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | | Management | Against | For | |
4 | Clawback Disclosure of Recoupment Activity from Senior Officers | | Shareholder | For | Against | |
5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against | |
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AMERIPRISE FINANCIAL, INC. | | | | | | | | | | | | |
Security | | | | 03076C106 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | AMP | | | | | | | | Meeting Date | | | 24-Apr-19 |
Record Date | | | 28-Feb-19 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director James M. Cracchiolo | | Management | Against | For | |
1b | Elect Director Dianne Neal Blixt | | | Management | For | For | |
1c | Elect Director Amy DiGeso | | | | | Management | For | For | |
1d | Elect Director Lon R. Greenberg | | | Management | For | For | |
1e | Elect Director Jeffrey Noddle | | | | | Management | For | For | |
1f | Elect Director Robert F. Sharpe, Jr. | | | Management | Against | For | |
1g | Elect Director W. Edward Walter, III | | | Management | For | For | |
1h | Elect Director Christopher J. Williams | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | For | For | |
APTIV PLC | | | | | | | | | | | | | | | |
Security | | | | G6095L109 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | APTV | | | | | | | | Meeting Date | | | 25-Apr-19 |
Record Date | | | 28-Feb-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1 | Elect Director Kevin P. Clark | | | Management | For | | For | |
2 | Elect Director Nancy E. Cooper | | | Management | For | | For | |
3 | Elect Director Frank J. Dellaquila | | | Management | For | | For | |
4 | Elect Director Nicholas M. Donofrio | | | Management | For | | For | |
5 | Elect Director Mark P. Frissora | | | | Management | For | | For | |
6 | Elect Director Rajiv L. Gupta | | | | | Management | Against | | For | |
7 | Elect Director Sean O. Mahoney | | | Management | For | | For | |
8 | Elect Director Robert K. Ortberg | | | Management | For | | For | |
9 | Elect Director Colin J. Parris | | | | | Management | For | | For | |
10 | Elect Director Ana G. Pinczuk | | | | Management | For | | For | |
11 | Elect Director Lawrence A. Zimmerman | | Management | For | | For | |
12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | | For | |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | | For | |
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BIO-RAD LABORATORIES, INC. | | | | | | | | | | | |
Security | | | | 90572207 | | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | BIO | | | | | | | | Meeting Date | | | 29-Apr-19 |
Record Date | | | 28-Feb-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Arnold A. Pinkston | | | Management | For | | For | |
1.2 | Elect Director Melinda Litherland | | | Management | For | | For | |
1.3 | Ratify KPMG LLP as Auditors | | | | Management | For | | For | |
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ALLERGAN PLC | | | | | | | | | | | | |
Security | | | | G0177J108 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | AGN | | | | | | | | Meeting Date | | | 1-May-19 |
Record Date | | | 5-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Nesli Basgoz | | | Management | For | For | |
1b | Elect Director Joseph H. Boccuzi | | | Management | For | For | |
1c | Elect Director Christopher W. Bodine | | | Management | For | For | |
1d | Elect Director Adriane M. Brown | | | Management | For | For | |
1e | Elect Director Christopher J. Coughlin | | | Management | For | For | |
1f | Elect Director Carol Anthony (John) Davidson | | Management | For | For | |
1g | Elect Director Thomas C. Freyman | | | Management | For | For | |
1h | Elect Director Michael E. Greenberg | | | Management | For | For | |
1i | Elect Director Robert J. Hugin | | | | Management | For | For | |
1j | Elect Director Peter J. McDonnell | | | Management | For | For | |
1k | Elect Director Brenton L. Saunders | | | Management | For | For | |
5a | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For | |
5b | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Against | For | |
4 | Authorize Issue of Equity | | | | | | Management | For | For | |
6 | Require Independent Board Chairman | | | Shareholder | For | Against | |
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AMERICAN EXPRESS COMPANY | | | | | | | | | | |
Security | | | | 25816109 | | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | AXP | | | | | | | | Meeting Date | | | 7-May-19 |
Record Date | | | 11-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Charlene Barshefsky | | Management | For | For | |
1b | Elect Director John J. Brennan | | | | Management | For | For | |
1c | Elect Director Peter Chernin | | | | | Management | Against | For | |
1d | Elect Director Ralph de la Vega | | | Management | For | For | |
1e | Elect Director Anne Lauvergeon | | | Management | For | For | |
1f | Elect Director Michael O. Leavitt | | | Management | For | For | |
1g | Elect Director Theodore J. Leonsis | | | Management | For | For | |
1h | Elect Director Stephen J. Squeri | | | Management | Against | For | |
1i | Elect Director Daniel L. Vasella | | | Management | For | For | |
1j | Elect Director Ronald A. Williams | | | Management | Against | For | |
1k | Elect Director Christopher D. Young | | | Management | For | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | | Management | For | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
4 | Provide Right to Act by Written Consent | | Shareholder | For | Against | |
5 | Adjust Executive Compensation Metrics for Share Buybacks | | Shareholder | Against | Against | |
6 | Report on Gender Pay Gap | | | | | Shareholder | For | Against | |
INCYTE CORPORATION | | | | | | | | | | | |
Security | | | | 45337C102 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | INCY | | | | | | | | Meeting Date | | | 26-Apr-19 |
Record Date | | | 12-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Julian C. Baker | | | Management | Against | For | |
1.2 | Elect Director Jean-Jacques Bienaime | | | Management | For | For | |
1.3 | Elect Director Paul A. Brooke | | | | | Management | Against | For | |
1.4 | Elect Director Paul J. Clancy | | | | | Management | Against | For | |
1.5 | Elect Director Wendy L. Dixon | | | | Management | Against | For | |
1.6 | Elect Director Jacqualyn A. Fouse | | | Management | Against | For | |
1.7 | Elect Director Paul A. Friedman | | | Management | Against | For | |
1.8 | Elect Director Herve Hoppenot | | | | Management | Against | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
3 | Amend Omnibus Stock Plan | | | | | Management | For | For | |
4 | Ratify Ernst & Young LLP as Auditors | | | Management | Against | For | |
5 | Require Independent Board Chairman | | | Shareholder | For | Against | |
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GARDNER DENVER HOLDINGS, INC. | | | | | | | | | |
Security | | | | 36555P107 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | GDI | | | | | | | | Meeting Date | | | 9-May-19 |
Record Date | | | 13-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Vicente Reynal | | | Management | For | For | |
1b | Elect Director John Humphrey | | | | Management | For | For | |
1c | Elect Director Joshua T. Weisenbeck | | | Management | For | For | |
2 | Ratify Deloitte & Touche LLP as Auditors | | Management | For | For | |
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TERADYNE. INC. | | | | | | | | | | | | |
Security | | | | 880770102 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | TER | | | | | | | | Meeting Date | | | 7-May-19 |
Record Date | | | 14-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1A | Elect Director Michael A. Bradley | | | Management | For | For | |
1B | Elect Director Edwin J. Gillis | | | | | Management | For | For | |
1C | Elect Director Timothy E. Guertin | | | Management | For | For | |
1D | Elect Director Mark E. Jagiela | | | | | Management | For | For | |
1E | Elect Director Mercedes Johnson | | | Management | For | For | |
1F | Elect Director Marilyn Matz | | | | | Management | For | For | |
1G | Elect Director Paul J. Tufano | | | | | Management | Against | For | |
1H | Elect Director Roy A. Vallee | | | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | | Management | Against | For | |
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AGCO CORP. | | | | | | | | | | | | | | | |
Security | | | | 1084102 | | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | AGCO | | | | | | | | Meeting Date | | | 25-Apr-19 |
Record Date | | | 15-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Roy V. Armes | | | Management | For | For | |
1.1 | Elect Director Hendrikus Visser | | | Management | For | For | |
1.2 | Elect Director Michael C. Arnold | | | Management | For | For | |
1.3 | Elect Director P. George Benson | | | Management | Against | For | |
1.4 | Elect Director Suzanne P. Clark | | | Management | For | For | |
1.5 | Elect Director Wolfgang Deml | | | | | Management | For | For | |
1.6 | Elect Director George E. Minnich | | | Management | For | For | |
1.7 | Elect Director Martin H. Richenhagen | | | Management | For | For | |
1.8 | Elect Director Gerald L. Shaheen | | | Management | Against | For | |
1.9 | Elect Director Mallika Srinivasan | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
3 | Ratify KPMG LLP as Auditor | | | | | Management | For | For | |
MASCO CORPORATION | | | | | | | | | | | |
Security | | | | 574599106 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | MAS | | | | | | | | Meeting Date | | | 10-May-19 |
Record Date | | | 15-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Marie A. Ffolkes | | | Management | For | For | |
1b | Elect Director Donald R. Parfet | | | | Management | Againt | For | |
1c | Elect Director Lisa A. Payne | | | | | Management | Againt | For | |
1d | Elect Director Reginald M. Turner | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | Againt | For | |
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PRUDENTIAL FINANCIAL, INC. | | | | | | | | | | | |
Security | | | | 744320102 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | PRU | | | | | | | | Meeting Date | | | 14-May-19 |
Record Date | | | 15-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Thomas J. Baltimore, Jr. | | Management | Against | For | |
1.1 | Elect Director Sandra Pianalto | | | | Management | For | For | |
1.11 | Elect Director Christine A. Poon | | | Management | For | For | |
1.12 | Elect Director Douglas A. Scovanner | | | Management | For | For | |
1.13 | Elect Director Michael A. Todman | | | Management | For | For | |
1.2 | Elect Director Gilbert F. Casellas | | | Management | For | For | |
1.3 | Elect Director Robert M. Falzon | | | Management | For | For | |
1.4 | Elect Director Mark B. Grier | | | | | Management | For | For | |
1.5 | Elect Director Martina Hund-Mejean | | | Management | For | For | |
1.6 | Elect Director Karl J. Krapek | | | | | Management | For | For | |
1.7 | Elect Director Peter R. Lighte | | | | | Management | For | For | |
1.8 | Elect Director Charles F. Lowrey | | | Management | For | For | |
1.9 | Elect Director George Paz | | | | | Management | For | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | Against | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
4 | Provide Right to Act by Written Consent | | Shareholder | For | Against | |
SIMON PROPERTY GROUP, INC. | | | | | | | | |
Security | | | | 828806109 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | SPG | | | | | | | | Meeting Date | | | 8-May-19 |
Record Date | | | 15-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Glyn F. Aeppel | | | Management | For | For | |
1b | Elect Director Larry C. Glasscock | | | Management | For | For | |
1c | Elect Director Karen N. Horn | | | | | Management | For | For | |
1d | Elect Director Allan Hubbard | | | | | Management | For | For | |
1e | Elect Director Reuben S. Leibowitz | | | Management | Against | For | |
1f | Elect Director Gary M. Rodkin | | | | Management | For | For | |
1g | Elect Director Stefan M. Selig | | | | | Management | For | For | |
1h | Elect Director Daniel C. Smith | | | | | Management | For | For | |
1i | Elect Director J. Albert Smith, Jr. | | | Management | Against | For | |
1j | Elect Director Marta R. Stewart | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
3 | Ratify Ernst & Young LLP as Auditors | | | Management | For | For | |
4 | Approve Omnibus Stock Plan | | | | Management | For | For | |
5 | Report on Political Contributions | | | Shareholder | For | Against | |
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AMAZON.COM, INC. | | | | | | | | | | | | |
Security | | | | 23135106 | | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | AMZN | | | | | | | | Meeting Date | | | 22-May-19 |
Record Date | | | 28-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Jeffrey P. Bezos | | | Management | For | For | |
1b | Elect Director Rosalind G. Brewer | | | Management | For | For | |
1c | Elect Director Jamie S. Gorelick | | | Management | For | For | |
1d | Elect Director Daniel P. Huttenlocher | | | Management | For | For | |
1e | Elect Director Judith A. McGrath | | | Management | For | For | |
1f | Elect Director Indra K. Nooyi | | | | | Management | For | For | |
1g | Elect Director Jonathan J. Rubinstein | | | Management | For | For | |
1h | Elect Director Thomas O. Ryder | | | Management | For | For | |
1i | Elect Director Patricia Q. Stonesifer | | | Management | For | For | |
1j | Elect Director Wendell P. Weeks | | | Management | Against | For | |
2 | Ratify Ernst & Young LLP as Auditor | | | Management | Against | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
4 | Report on Management of Food Waste | | | Shareholder | Against | Against | |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against | |
6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | Shareholder | Against | Against | |
7 | Report on Impact of Government Use of Facial Recognition Technologies | Shareholder | Against | Against | |
8 | Report on Products Promoting Hate Speech | | Shareholder | Against | Against | |
9 | Require Independent Board Chairman | | | Shareholder | Against | Against | |
10 | Report on Sexual Harassment | | | | Shareholder | Against | Against | |
11 | Report on Climate Change | | | | | Shareholder | For | Against | |
12 | Disclose a Board of Directors' Qualification Matrix | | Shareholder | Against | Against | |
13 | Report on Gender Pay Gap | | | | | Shareholder | For | Against | |
14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against | |
15 | Provide Vote Counting to Exclude Abstentions | | Shareholder | Against | Against | |
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STERICYCLE, INC. | | | | | | | | | | | | |
Security | | | | 858912108 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | SRCL | | | | | | | | Meeting Date | | | 22-May-19 |
Record Date | | | 28-Mar-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Robert S. Murley | | | Management | For | For | |
1b | Elect Director Cindy J. Miller | | | | | Management | For | For | |
1c | Elect Director Brian P. Anderson | | | Management | For | For | |
1d | Elect Director Lynn D. Bleil | | | | | Management | For | For | |
1e | Elect Director Thomas F. Chen | | | | Management | For | For | |
1f | Elect Director J. Joel Hackney, Jr. | | | Management | For | For | |
1g | Elect Director Veronica M. Hagen | | | Management | For | For | |
1h | Elect Director Stephen C. Hooley | | | Management | For | For | |
1i | Elect Director Kay G. Priestly | | | | | Management | For | For | |
1j | Elect Director Mike S. Zafirovski | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
3 | Ratify Ernst & Young LLP as Auditor | | | Management | For | For | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | For | Against | |
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THE TJX COMPANIES, INC. | | | | | | | | | | |
Security | | | | 872540109 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | TJX | | | | | | | | Meeting Date | | | 4-Jun-19 |
Record Date | | | 8-Apr-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Zein Abdalla | | | Management | For | For | |
1.1 | Elect Director John F. O'Brien | | | | Management | Against | For | |
1.11 | Elect Director Willow B. Shire | | | | Management | Against | For | |
1.2 | Elect Director Alan M. Bennett | | | | Management | Against | For | |
1.3 | Elect Director Rosemary T. Berkery | | | Management | For | For | |
1.4 | Elect Director David T. Ching | | | | | Management | Against | For | |
1.5 | Elect Director Ernie Herrman | | | | | Management | For | For | |
1.6 | Elect Director Michael F. Hines | | | | Management | Against | For | |
1.7 | Elect Director Amy B. Lane | | | | | Management | Against | For | |
1.8 | Elect Director Carol Meyrowitz | | | | Management | For | For | |
1.9 | Elect Director Jackwyn L. Nemerov | | | Management | For | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | Against | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
4 | Report on Gender, Race, or Ethnicity Pay Equity | | Shareholder | Against | Against | |
5 | Report on Prison Labor in Supply Chain | | Shareholder | For | Against | |
6 | Report on Human Rights Risks in Operations and Supply Chain | | Shareholder | For | Against | |
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IRONWOOD PHARMACEUTICALS, INC. | | | | | | | |
Security | | | | 46333X108 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | IRWD | | | | | | | | Meeting Date | | | 30-May-19 |
Record Date | | | 9-Apr-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Andrew Dreyfus | | | Management | For | For | |
1.2 | Elect Director Julie H. McHugh | | | | Management | For | For | |
1.3 | Elect Director Edward P. Owens | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
3 | Declassify the Board of Directors | | | Management | For | For | |
4 | Approve Omnibus Stock Plan | | | | Management | For | For | |
5 | Ratify Ernst & Young LLP as Auditors | | | Management | Against | For | |
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UNITEDHEALTH GROUP INCORPORATED | | | | | | | |
Security | | | | 91324P102 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | UNH | | | | | | | | Meeting Date | | | 3-Jun-19 |
Record Date | | | 9-Apr-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director William C. Ballard, Jr. | | Management | Against | For | |
1b | Elect Director Richard T. Burke | | | Management | Against | For | |
1c | Elect Director Timothy P. Flynn | | | | Management | For | For | |
1d | Elect Director Stephen J. Hemsley | | | Management | For | For | |
1e | Elect Director Michele J. Hooper | | | Management | Against | For | |
1f | Elect Director F. William McNabb, III | | | Management | For | For | |
1g | Elect Director Valerie C. Montgomery Rice | | Management | For | For | |
1h | Elect Director John H. Noseworthy | | | Management | For | For | |
1i | Elect Director Glenn M. Renwick | | | Management | For | For | |
1j | Elect Director David S. Wichmann | | | Management | For | For | |
1k | Elect Director Gail R. Wilensky | | | | Management | Against | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
3 | Ratify Deloitte & Touche LLP as Auditors | | Management | For | For | |
4 | Amend Proxy Access Right | | | | | Shareholder | For | Against | |
ROYAL CARIBBEAN CRUISES LTD. | | | | | | | |
Security | | | | V7780T103 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | RCL | | | | | | | | Meeting Date | | | 30-May-19 |
Record Date | | | 10-Apr-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director John F. Brock | | | Management | For | For | |
1b | Elect Director Richard D. Fain | | | | Management | Against | For | |
1c | Elect Director Stephen R. Howe, Jr. | | | Management | For | For | |
1d | Elect Director William L. Kimsey | | | Management | Against | For | |
1e | Elect Director Maritza G. Montiel | | | Management | For | For | |
1f | Elect Director Ann S. Moore | | | | | Management | For | For | |
1g | Elect Director Eyal M. Ofer | | | | | Management | Against | For | |
1h | Elect Director Thomas J. Pritzker | | | Management | Against | For | |
1i | Elect Director William K. Reilly | | | | Management | For | For | |
1j | Elect Director Vagn O. Sorensen | | | Management | Against | For | |
1k | Elect Director Donald Thompson | | | Management | For | For | |
1l | Elect Director Arne Alexander Wilhelmsen | | Management | Against | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | For | For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | Against | For | |
4 | Report on Political Contributions Disclosure | | Shareholder | For | Against | |
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ACTIVISION BLIZZARD, INC. | | | | | | | | | | |
Security | | | | 00507V109 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | ATVI | | | | | | | | Meeting Date | | | 20-Jun-19 |
Record Date | | | 22-Apr-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1.1 | Elect Director Reveta Bowers | | | Management | For | For | |
1.1 | Elect Director Elaine Wynn | | | | | Management | For | For | |
1.2 | Elect Director Robert Corti | | | | | Management | Against | For | |
1.3 | Elect Director Hendrik Hartong, III | | | Management | For | For | |
1.4 | Elect Director Brian Kelly | | | | | | Management | For | For | |
1.5 | Elect Director Robert A. Kotick | | | | Management | For | For | |
1.6 | Elect Director Barry Meyer | | | | | Management | For | For | |
1.7 | Elect Director Robert Morgado | | | | Management | Against | For | |
1.8 | Elect Director Peter Nolan | | | | | | Management | For | For | |
1.9 | Elect Director Casey Wasserman | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | For | For | |
DELTA AIR LINES, INC. | | | | | | | | | | | |
Security | | | | 247361702 | | | | | | Meeting Type | | Annual |
Ticker Symbol | | | DAL | | | | | | | | Meeting Date | | | 20-Jun-19 |
Record Date | | | 30-Apr-19 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | Mgt. Rec |
1a | Elect Director Edward H. Bastian | | | Management | For | For | |
1b | Elect Director Francis S. Blake | | | | Management | Against | For | |
1c | Elect Director Daniel A. Carp | | | | | Management | For | For | |
1d | Elect Director Ashton B. Carter | | | Management | For | For | |
1e | Elect Director David G. DeWalt | | | | Management | For | For | |
1f | Elect Director William H. Easter, III | | | Management | For | For | |
1g | Elect Director Christopher A. Hazleton | | | Management | For | For | |
1h | Elect Director Michael P. Huerta | | | Management | For | For | |
1i | Elect Director Jeanne P. Jackson | | | Management | For | For | |
1j | Elect Director George N. Mattson | | | Management | For | For | |
1k | Elect Director Sergio A. L. Rial | | | | Management | For | For | |
1l | Elect Director Kathy N. Waller | | | | Management | For | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | Against | For | |
3 | Ratify Ernst & Young LLP as Auditors | | | Management | For | For | |
4 | Provide Right to Act by Written Consent | | Shareholder | For | Against | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Aspiration Funds |
| |
| |
| /s/ Andrei Cherny
|
Date: August 19, 2019 | Andrei Cherny President and Principal Executive Officer |