| FINANCIAL INVESTORS TRUST | ||||||||||
| Security | 317609782 | Meeting Type | Special | |||||||
| Ticker Symbol | LPEIX | Meeting Date | 07-Jul-2015 | |||||||
| ISIN | US3176097828 | Agenda | 934247152 - Management | |||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1. | Approve Sub-Investment Advisory Agreement | Management | For | For | ||||||
| FIDELITY INSTL CASH PORTFOLIOS | ||||||||||
| Security | 316175504 | Meeting Type | Special | |||||||
| Ticker Symbol | FISXX | Meeting Date | 12-Feb-2016 | |||||||
| ISIN | US3161755042 | Agenda | 934286421 - Management | |||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1. | Election of Directors | Management | ||||||||
| 1 | ELIZABETH S. ACTON | For | For | |||||||
| 2 | JOHN ENGLER | For | For | |||||||
| 3 | ALBERT R. GAMPER, JR. | For | For | |||||||
| 4 | ROBERT F. GARTLAND | For | For | |||||||
| 5 | ABIGAIL P. JOHNSON | For | For | |||||||
| 6 | ARTHUR E. JOHNSON | For | For | |||||||
| 7 | MICHAEL E. KENNEALLY | For | For | |||||||
| 8 | JAMES H. KEYES | For | For | |||||||
| 9 | MARIE L. KNOWLES | For | For | |||||||
| 10 | GEOFFREY A. VON KUHN | For | For | |||||||
| FPA NEW INCOME, INC. | ||||||||||
| Security | 302544101 | Meeting Type | Special | |||||||
| Ticker Symbol | FPNIX | Meeting Date | 09-May-2016 | |||||||
| ISIN | US3025441011 | Agenda | 934370127 - Management | |||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1. | Election of Directors | Management | ||||||||
| 1 | J. RICHARD ATWOOD | For | For | |||||||
| 2 | MARK L. LIPSON | For | For | |||||||
| 3 | ALFRED E. OSBORNE, JR. | For | For | |||||||
| 4 | A. ROBERT PISANO | For | For | |||||||
| 5 | PATRICK B. PURCELL | For | For | |||||||
| 6 | ALLAN M. RUDNICK | For | For | |||||||
| 7 | ROBERT L. RODRIGUEZ | For | For | |||||||
| Aspiration Redwood Fund | ||||||||||
| AFLAC INCORPORATED | ||||||||||
| Security | 001055102 | Meeting Type | Annual | |||||||
| Ticker Symbol | AFL | Meeting Date | 2-May-16 | |||||||
| Record Date | 24-Feb-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1a | Elect Director Daniel P. Amos | Management | For | For | ||||||
| 1b | Elect Director Paul S. Amos, II | Management | For | For | ||||||
| 1c | Elect Director W. Paul Bowers | Management | For | For | ||||||
| 1d | Elect Director Kriss Cloninger, III | Management | For | For | ||||||
| 1e | Elect Director Toshihiko Fukuzawa | Management | For | For | ||||||
| 1f | Elect Director Elizabeth J. Hudson | Management | For | For | ||||||
| 1g | Elect Director Douglas W. Johnson | Management | For | For | ||||||
| 1h | Elect Director Robert B. Johnson | Management | For | For | ||||||
| 1i | Elect Director Thomas J. Kenny | Management | For | For | ||||||
| 1j | Elect Director Charles B. Knapp | Management | For | For | ||||||
| 1k | Elect Director Joseph L. Moskowitz | Management | For | For | ||||||
| 1l | Elect Director Barbara K. Rimer | Management | For | For | ||||||
| 1m | Elect Director Melvin T. Stith | Management | For | For | ||||||
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||||
| 3 | Ratify KPMG LLP as Auditors | Management | For | For | ||||||
| ALNYLAM PHARMACEUTICALS, INC. | ||||||||||
| Security | 02043Q107 | Meeting Type | Annual | |||||||
| Ticker Symbol | ALNY | Meeting Date | 3-May-16 | |||||||
| Record Date | 11-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director Steven M. Paul | Management | For | For | ||||||
| 1.2 | Elect Director Amy W. Schulman | Management | For | For | ||||||
| 1.3 | Elect Director Kevin P. Starr | Management | For | For | ||||||
| 2 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For | ||||||
| 3 | Ratify PricewaterhouseCoopers LLP as auditors | Management | For | For | ||||||
| AMERICAN EXPRESS COMPANY | ||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||
| Ticker Symbol | AXP | Meeting Date | 2-May-16 | |||||||
| Record Date | 4-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1a | Elect Director Charlene Barshefsky | Management | For | For | ||||||
| 1b | Elect Director Ursula M. Burns | Management | For | For | ||||||
| 1c | Elect Director Kenneth I. Chenault | Management | For | For | ||||||
| 1d | Elect Director Peter Chernin | Management | For | For | ||||||
| 1e | Elect Director Ralph de la Vega | Management | For | For | ||||||
| 1f | Elect Director Anne L. Lauvergeon | Management | For | For | ||||||
| 1g | Elect Director Michael O. Leavitt | Management | For | For | ||||||
| 1h | Elect Director Theodore J. Leonsis | Management | For | For | ||||||
| 1i | Elect Director Richard C. Levin | Management | For | For | ||||||
| 1j | Elect Director Samuel J. Palmisano | Management | For | For | ||||||
| 1k | Elect Director Daniel L. Vasella | Management | For | For | ||||||
| 1l | Elect Director Robert D. Walter | Management | For | For | ||||||
| 1m | Elect Director Ronald A. Williams | Management | For | For | ||||||
| 2 | Ratify PricewaterhouseCoopers LLP as auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 4 | Approve Omnibus Stock Plan | Management | For | For | ||||||
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Against | ||||||
| 6 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Against | ||||||
| 7 | Provide Right to Act by Written Consent | Shareholder | For | Against | ||||||
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against | ||||||
| 9 | Require Independent Board Chairman | Shareholder | Against | Against | ||||||
| APPLE INC. | ||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||
| Ticker Symbol | AAPL | Meeting Date | 26-Feb-16 | |||||||
| Record Date | 28-Dec-15 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director James Bell | Management | For | For | ||||||
| 1.2 | Elect Director Tim Cook | Management | For | For | ||||||
| 1.3 | Elect Director Al Gore | Management | For | For | ||||||
| 1.4 | Elect Director Bob Iger | Management | For | For | ||||||
| 1.5 | Elect Director Andrea Jung | Management | For | For | ||||||
| 1.6 | Elect Director Art Levinson | Management | For | For | ||||||
| 1.7 | Elect Director Ron Sugar | Management | For | For | ||||||
| 1.8 | Elect Director Sue Wagner | Management | For | For | ||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 4 | Amend Omnibus Stock Plan | Management | For | For | ||||||
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Against | ||||||
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against | ||||||
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Against | ||||||
| 8 | Adopt Proxy Access Right | Shareholder | For | Against | ||||||
| ARISTA NETWORKS, INC. | ||||||||||
| Security | 040413106 | Meeting Type | Annual | |||||||
| Ticker Symbol | ANET | Meeting Date | 2-Jun-16 | |||||||
| Record Date | 28-Apr-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director Charles Giancarlo | Management | For | For | ||||||
| 1.2 | Elect Director Ann Mather | Management | For | For | ||||||
| 1.3 | Elect Director Daniel Scheinman | Management | For | For | ||||||
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 3 | Advisory Vote on Say on Pay Frequency | Management | For | For | ||||||
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||||
| ATARA BIOTHERAPEUTICS, INC. | ||||||||||
| Security | 046513107 | Meeting Type | Annual | |||||||
| Ticker Symbol | ATRA | Meeting Date | 23-Jun-16 | |||||||
| Record Date | 25-Apr-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director Matthew K. Fust | Management | For | For | ||||||
| 1.2 | Elect Director Joel S. Marcus | Management | For | For | ||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||||
| 3 | Amend Omnibus Stock Plan | Management | For | For | ||||||
| BEST BUY CO., INC. | ||||||||||
| Security | 086516101 | Meeting Type | Annual | |||||||
| Ticker Symbol | BBY | Meeting Date | 14-Jun-16 | |||||||
| Record Date | 18-Apr-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1a | Elect Director Lisa M. Caputo | Management | For | For | ||||||
| 1b | Elect Director J. Patrick Doyle | Management | For | For | ||||||
| 1c | Elect Director Russell P. Fradin | Management | For | For | ||||||
| 1d | Elect Director Kathy J. Higgins Victor | Management | For | For | ||||||
| 1e | Elect Director Hubert Joly | Management | For | For | ||||||
| 1f | Elect Director David W. Kenny | Management | For | For | ||||||
| 1g | Elect Director Karen A. McLoughlin | Management | For | For | ||||||
| 1h | Elect Director Thomas L. "Tommy" Millner | Management | For | For | ||||||
| 1i | Elect Director Claudia F. Munce | Management | For | For | ||||||
| 1j | Elect Director Gerard R. Vittecoq | Management | For | For | ||||||
| 2 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| CATERPILLAR INC. | ||||||||||
| Security | 149123101 | Meeting Type | Annual | |||||||
| Ticker Symbol | CAT | Meeting Date | 8-Jun-16 | |||||||
| Record Date | 11-Apr-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director David L. Calhoun | Management | For | For | ||||||
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For | ||||||
| 1.3 | Elect Director Juan Gallardo | Management | For | For | ||||||
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For | ||||||
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For | ||||||
| 1.6 | Elect Director Dennis A. Muilenburg | Management | For | For | ||||||
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For | ||||||
| 1.8 | Elect Director William A. Osborn | Management | For | For | ||||||
| 1.9 | Elect Director Debra L. Reed | Management | For | For | ||||||
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For | ||||||
| 1.11 | Elect Director Susan C. Schwab | Management | For | For | ||||||
| 1.12 | Elect Director Miles D. White | Management | For | For | ||||||
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against | ||||||
| 5 | Provide Right to Act by Written Consent | Shareholder | For | Against | ||||||
| 6 | Require Independent Board Chairman | Shareholder | For | Against | ||||||
| CHECK POINT SOFTWARE TECHNOLOGIES LTD. | ||||||||||
| Security | M22465104 | Meeting Type | Annual | |||||||
| Ticker Symbol | CHKP | Meeting Date | 7-Jun-16 | |||||||
| Record Date | 28-Apr-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Reelect Gil Shwed as Director Until the End of the Next Annual General Meeting | Management | For | For | ||||||
| 1.2 | Reelect Marius Nacht as Director Until the End of the Next Annual General Meeting | Management | For | For | ||||||
| 1.3 | Reelect Jerry Ungerman as Director Until the End of the Next Annual General Meeting | Management | For | For | ||||||
| 1.4 | Reelect Dan Propper as Director Until the End of the Next Annual General Meeting | Management | For | For | ||||||
| 1.5 | Reelect David Rubner as Director Until the End of the Next Annual General Meeting | Management | Against | For | ||||||
| 1.6 | Reelect Tal Shavit as Director Until the End of the Next Annual General Meeting | Management | Against | For | ||||||
| 2 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | ||||||
| 3 | Approve Employment Terms of Gil Shwed, CEO | Management | For | For | ||||||
| 4 | Approve Executive Compensation Policy | Management | For | For | ||||||
| 4a | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | Against | Abstain | ||||||
| CHIMERIX, INC. | ||||||||||
| Security | 16934W106 | Meeting Type | Annual | |||||||
| Ticker Symbol | CMRX | Meeting Date | 24-Jun-16 | |||||||
| Record Date | 27-Apr-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director Catherine L. Gilliss | Management | For | For | ||||||
| 1.2 | Elect Director C. Patrick Machado | Management | For | For | ||||||
| 1.3 | Elect Director Ernest Mario | Management | For | For | ||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 4 | Advisory Vote on Say on Pay Frequency | Management | For | For | ||||||
| CITIGROUP INC. | ||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||
| Ticker Symbol | C | Meeting Date | 26-Apr-16 | |||||||
| Record Date | 29-Feb-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1a | Elect Director Michael L. Corbat | Management | For | For | ||||||
| 1b | Elect Director Ellen M. Costello | Management | For | For | ||||||
| 1c | Elect Director Duncan P. Hennes | Management | For | For | ||||||
| 1d | Elect Director Peter B. Henry | Management | For | For | ||||||
| 1e | Elect Director Franz B. Humer | Management | For | For | ||||||
| 1f | Elect Director Renee J. James | Management | For | For | ||||||
| 1g | Elect Director Eugene M. McQuade | Management | For | For | ||||||
| 1h | Elect Director Michael E. O'Neill | Management | For | For | ||||||
| 1i | Elect Director Gary M. Reiner | Management | For | For | ||||||
| 1j | Elect Director Judith Rodin | Management | For | For | ||||||
| 1k | Elect Director Anthony M. Santomero | Management | For | For | ||||||
| 1l | Elect Director Joan E. Spero | Management | For | For | ||||||
| 1m | Elect Director Diana L. Taylor | Management | For | For | ||||||
| 1n | Elect Director William S. Thompson, Jr. | Management | For | For | ||||||
| 1o | Elect Director James S. Turley | Management | For | For | ||||||
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||
| 2 | Ratify KPMG LLP as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 4 | Amend Omnibus Stock Plan | Management | For | For | ||||||
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For | ||||||
| 6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Against | ||||||
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against | ||||||
| 8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against | ||||||
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | Against | ||||||
| 10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against | ||||||
| DIGITAL REALTY TRUST, INC. | ||||||||||
| Security | 253868103 | Meeting Type | Annual | |||||||
| Ticker Symbol | DLR | Meeting Date | 10-May-16 | |||||||
| Record Date | 17-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1A | Elect Director Dennis E. Singleton | Management | For | For | ||||||
| 1B | Elect Director Laurence A. Chapman | Management | For | For | ||||||
| 1C | Elect Director Kathleen Earley | Management | For | For | ||||||
| 1D | Elect Director Kevin J. Kennedy | Management | For | For | ||||||
| 1E | Elect Director William G. LaPerch | Management | For | For | ||||||
| 1F | Elect Director A. William Stein | Management | For | For | ||||||
| 1G | Elect Director Robert H. Zerbst | Management | For | For | ||||||
| 2 | Ratify KMPG LLP as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| DOLBY LABORATORIES, INC. | ||||||||||
| Security | 25659T107 | Meeting Type | Annual | |||||||
| Ticker Symbol | DLB | Meeting Date | 2-Feb-16 | |||||||
| Record Date | 8-Dec-15 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director Kevin Yeaman | Management | For | For | ||||||
| 1.2 | Elect Director Peter Gotcher | Management | For | For | ||||||
| 1.3 | Elect Director Micheline Chau | Management | For | For | ||||||
| 1.4 | Elect Director David Dolby | Management | For | For | ||||||
| 1.5 | Elect Director Nicholas Donatiello, Jr. | Management | For | For | ||||||
| 1.6 | Elect Director N. William Jasper, Jr. | Management | For | For | ||||||
| 1.7 | Elect Director Simon Segars | Management | For | For | ||||||
| 1.8 | Elect Director Roger Siboni | Management | For | For | ||||||
| 1.9 | Elect Director Avadis Tevanian, Jr. | Management | For | For | ||||||
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 3 | Ratify KPMG LLP as Auditors | Management | For | For | ||||||
| ELI LILLY AND COMPANY | ||||||||||
| Security | 532457108 | Meeting Type | Annual | |||||||
| Ticker Symbol | LLY | Meeting Date | 2-May-16 | |||||||
| Record Date | 26-Feb-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1a | Elect Director Ralph Alvarez | Management | For | For | ||||||
| 1b | Elect Director R. David Hoover | Management | For | For | ||||||
| 1c | Elect Director Juan R. Luciano | Management | For | For | ||||||
| 1d | Elect Director Franklyn G. Prendergast | Management | For | For | ||||||
| 1e | Elect Director Kathi P. Seifert | Management | For | For | ||||||
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||||
| 4 | Report on Guidelines for Country Selection | Shareholder | Against | Against | ||||||
| ENVISION HEALTHCARE HOLDINGS, INC. | ||||||||||
| Security | 29413U103 | Meeting Type | Annual | |||||||
| Ticker Symbol | EVHC | Meeting Date | 2-May-16 | |||||||
| Record Date | 15-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director William A. Sanger | Management | For | For | ||||||
| 1.2 | Elect Director Michael L. Smith | Management | For | For | ||||||
| 1.3 | Elect Director Ronald A. Williams | Management | For | For | ||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||||
| FORD MOTOR COMPANY | ||||||||||
| Security | 345370860 | Meeting Type | Annual | |||||||
| Ticker Symbol | F | Meeting Date | 12-May-16 | |||||||
| Record Date | 16-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director Stephen G. Butler | Management | For | For | ||||||
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For | ||||||
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For | ||||||
| 1.4 | Elect Director Mark Fields | Management | For | For | ||||||
| 1.5 | Elect Director Edsel B. Ford, II | Management | For | For | ||||||
| 1.6 | Elect Director William Clay Ford, Jr. | Management | For | For | ||||||
| 1.7 | Elect Director James H. Hance, Jr. | Management | For | For | ||||||
| 1.8 | Elect Director William W. Helman, IV | Management | For | For | ||||||
| 1.9 | Elect Director Jon M. Huntsman, Jr. | Management | For | For | ||||||
| 1.10 | Elect Director William E. Kennard | Management | For | For | ||||||
| 1.11 | Elect Director John C. Lechleiter | Management | For | For | ||||||
| 1.12 | Elect Director Ellen R. Marram | Management | For | For | ||||||
| 1.13 | Elect Director Gerald L. Shaheen | Management | For | For | ||||||
| 1.14 | Elect Director John L. Thornton | Management | For | For | ||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 4 | Amend Tax Benefits Preservation Plan | Management | For | For | ||||||
| 5 | Approve Recapitalization Plan for all Stock to Have One-Vote per Share | Shareholder | For | Against | ||||||
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | For | Against | ||||||
| HEARTWARE INTERNATIONAL, INC. | ||||||||||
| Security | 422368100 | Meeting Type | Annual | |||||||
| Ticker Symbol | HTWR | Meeting Date | 2-Jun-16 | |||||||
| Record Date | 20-Apr-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director Chadwick Cornell | Management | For | For | ||||||
| 1.2 | Elect Director Douglas Godshall | Management | For | For | ||||||
| 1.3 | Elect Director Seth Harrison | Management | For | For | ||||||
| 1.4 | Elect Director Stephen Oesterle | Management | For | For | ||||||
| 1.5 | Elect Director Robert Stockman | Management | For | For | ||||||
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| JPMORGAN CHASE & CO. | ||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||
| Ticker Symbol | JPM | Meeting Date | 17-May-16 | |||||||
| Record Date | 18-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1a | Elect Director Linda B. Bammann | Management | For | For | ||||||
| 1b | Elect Director James A. Bell | Management | For | For | ||||||
| 1c | Elect Director Crandall C. Bowles | Management | For | For | ||||||
| 1d | Elect Director Stephen B. Burke | Management | For | For | ||||||
| 1e | Elect Director James S. Crown | Management | For | For | ||||||
| 1f | Elect Director James Dimon | Management | For | For | ||||||
| 1g | Elect Director Timothy P. Flynn | Management | For | For | ||||||
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For | ||||||
| 1i | Elect Director Michael A. Neal | Management | For | For | ||||||
| 1j | Elect Director Lee R. Raymond | Management | For | For | ||||||
| 1k | Elect Director William C. Weldon | Management | For | For | ||||||
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||||
| 4 | Require Independent Board Chairman | Shareholder | Against | Against | ||||||
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against | ||||||
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against | ||||||
| 7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against | ||||||
| 8 | Clawback Amendment | Shareholder | Against | Against | ||||||
| 9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Against | ||||||
| LAM RESEARCH CORPORATION | ||||||||||
| Security | 512807108 | Meeting Type | Special | |||||||
| Ticker Symbol | LRCX | Meeting Date | 19-Feb-16 | |||||||
| Record Date | 7-Jan-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1 | Issue Shares in Connection with Acquisition | Management | For | For | ||||||
| 2 | Adjourn Meeting | Management | For | For | ||||||
| 3 | Increase Authorized Common Stock | Management | For | For | ||||||
| LEXICON PHARMACEUTICALS, INC. | ||||||||||
| Security | 528872302 | Meeting Type | Annual | |||||||
| Ticker Symbol | LXRX | Meeting Date | 28-Apr-16 | |||||||
| Record Date | 29-Feb-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1a | Elect Director Raymond Debbane | Management | For | For | ||||||
| 1b | Elect Director Robert J. Lefkowitz | Management | For | For | ||||||
| 1c | Elect Director Alan S. Nies | Management | For | For | ||||||
| 1d | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 1e | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||||
| MORGAN STANLEY | ||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||
| Ticker Symbol | MS | Meeting Date | 17-May-16 | |||||||
| Record Date | 21-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1a | Elect Director Erskine B. Bowles | Management | For | For | ||||||
| 1b | Elect Director Alistair Darling | Management | For | For | ||||||
| 1c | Elect Director Thomas H. Glocer | Management | For | For | ||||||
| 1d | Elect Director James P. Gorman | Management | For | For | ||||||
| 1e | Elect Director Robert H. Herz | Management | For | For | ||||||
| 1f | Elect Director Nobuyuki Hirano | Management | For | For | ||||||
| 1g | Elect Director Klaus Kleinfeld | Management | For | For | ||||||
| 1h | Elect Director Jami Miscik | Management | For | For | ||||||
| 1i | Elect Director Donald T. Nicolaisen | Management | For | For | ||||||
| 1j | Elect Director Hutham S. Olayan | Management | For | For | ||||||
| 1k | Elect Director James W. Owens | Management | For | For | ||||||
| 2 | Elect Director Ryosuke Tamakoshi | Management | For | For | ||||||
| 3 | Elect Director Perry M. Traquina | Management | For | For | ||||||
| 4 | Elect Director Rayford Wilkins, Jr. | Management | For | For | ||||||
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||||
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 7 | Amend Omnibus Stock Plan | Management | For | For | ||||||
| 8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against | ||||||
| 9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against | ||||||
| NORFOLK SOUTHERN CORPORATION | ||||||||||
| Security | 655844108 | Meeting Type | Annual | |||||||
| Ticker Symbol | NSC | Meeting Date | 12-May-16 | |||||||
| Record Date | 22-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | For | ||||||
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For | ||||||
| 1.3 | Elect Director Robert A. Bradway | Management | For | For | ||||||
| 1.4 | Elect Director Wesley G. Bush | Management | For | For | ||||||
| 1.5 | Elect Director Daniel A. Carp | Management | For | For | ||||||
| 1.6 | Elect Director Steven F. Leer | Management | For | For | ||||||
| 1.7 | Elect Director Michael D. Lockhart | Management | For | For | ||||||
| 1.8 | Elect Director Amy E. Miles | Management | For | For | ||||||
| 1.9 | Elect Director Martin H. Nesbitt | Management | For | For | ||||||
| 1.10 | Elect Director James A. Squires | Management | For | For | ||||||
| 1.11 | Elect Director John R. Thompson | Management | For | For | ||||||
| 2 | Ratify KPMG LLP as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| NXP SEMICONDUCTORS NV | ||||||||||
| Security | N6596X109 | Meeting Type | Annual | |||||||
| Ticker Symbol | NXPI | Meeting Date | 2-Jun-16 | |||||||
| Record Date | 5-May-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For | ||||||
| 2d | Approve Discharge of Board Members | Management | For | For | ||||||
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For | ||||||
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For | ||||||
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For | ||||||
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | Against | n/a | ||||||
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For | ||||||
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For | ||||||
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For | ||||||
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For | ||||||
| 3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For | ||||||
| 3j | Reelect Julie Southern as Non-Executive Director | Management | For | For | ||||||
| 3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For | ||||||
| 3l | Reelect Rick Tsai as Director | Management | For | For | ||||||
| 4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For | ||||||
| 5a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | Against | n/a | ||||||
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | Against | n/a | ||||||
| 6 | Authorize Repurchase of Shares | Management | For | For | ||||||
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For | ||||||
| SERVICESOURCE INTERNATIONAL, INC. | ||||||||||
| Security | 81763U100 | Meeting Type | Annual | |||||||
| Ticker Symbol | SREV | Meeting Date | 31-May-16 | |||||||
| Record Date | 8-Apr-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1A | Elect Director James C. Madden | Management | For | For | ||||||
| 1B | Elect Director Thomas F. Mendoza | Management | For | For | ||||||
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | ||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors - Withdrawn | Management | Abstain | Abstain | ||||||
| SIMON PROPERTY GROUP, INC. | ||||||||||
| Security | 828806109 | Meeting Type | Annual | |||||||
| Ticker Symbol | SPG | Meeting Date | 11-May-16 | |||||||
| Record Date | 14-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1a | Elect Director Glyn F. Aeppels | Management | For | For | ||||||
| 1b | Elect Director Larry C. Glasscock | Management | For | For | ||||||
| 1c | Elect Director Karen N. Horn | Management | For | For | ||||||
| 1d | Elect Director Allan Hubbard | Management | For | For | ||||||
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For | ||||||
| 1f | Elect Director Gary M. Rodkin | Management | For | For | ||||||
| 1g | Elect Director Daniel C. Smith | Management | For | For | ||||||
| 1h | Elect Director J. Albert Smith, Jr. | Management | For | For | ||||||
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||||
| TG THERAPEUTICS, INC. | |||||||||
| Security | 88322Q108 | Meeting Type | Annual | ||||||
| Ticker Symbol | TGTX | Meeting Date | 14-Jun-16 | ||||||
| Record Date | 19-Apr-16 | ||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | |||||
| 1.1 | Elect Director Laurence N. Charney | Management | For | For | |||||
| 1.2 | Elect Director Yann Echelard | Management | For | For | |||||
| 1.3 | Elect Director William J. Kennedy | Management | For | For | |||||
| 1.4 | Elect Director Kenneth Hoberman | Management | For | For | |||||
| 1.5 | Elect Director Daniel Hume | Management | For | For | |||||
| 1.6 | Elect Director Mark Schoenebaum | Management | For | For | |||||
| 1.7 | Elect Director Michael S. Weiss | Management | For | For | |||||
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
| THE WALT DISNEY COMPANY | |||||||||
| Security | 254687106 | Meeting Type | Annual | ||||||
| Ticker Symbol | DIS | Meeting Date | 3-Mar-16 | ||||||
| Record Date | 4-Jan-16 | ||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | |||||
| 1a | Elect Director Susan E. Arnold | Management | For | For | |||||
| 1b | Elect Director John S. Chen | Management | For | For | |||||
| 1c | Elect Director Jack Dorsey | Management | For | For | |||||
| 1d | Elect Director Robert A. Iger | Management | For | For | |||||
| 1e | Elect Director Maria Elena Lagomasino | Management | For | For | |||||
| 1f | Elect Director Fred H. Langhammer | Management | For | For | |||||
| 1g | Elect Director Aylwin B. Lewis | Management | For | For | |||||
| 1h | Elect Director Robert W. Matschullat | Management | For | For | |||||
| 1i | Elect Director Mark G. Parker | Management | For | For | |||||
| 1j | Elect Director Sheryl K. Sandberg | Management | For | For | |||||
| 1k | Elect Director Orin C. Smith | Management | For | For | |||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||
| 4 | Reduce Supermajority Vote Requirement | Management | For | For | |||||
| 5 | Reduce Supermajority Vote Requirement | Shareholder | For | Against | |||||
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against | |||||
| TIME WARNER INC. | ||||||||||
| Security | 887317303 | Meeting Type | Annual | |||||||
| Ticker Symbol | TWX | Meeting Date | 17-Jun-16 | |||||||
| Record Date | 20-Apr-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director James L. Barksdale | Management | For | For | ||||||
| 1.2 | Elect Director William P. Barr | Management | For | For | ||||||
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For | ||||||
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For | ||||||
| 1.5 | Elect Director Robert C. Clark | Management | For | For | ||||||
| 1.6 | Elect Director Mathias Dopfner | Management | For | For | ||||||
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For | ||||||
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For | ||||||
| 1.9 | Elect Director Fred Hassan | Management | For | For | ||||||
| 1.10 | Elect Director Paul D. Wachter | Management | For | For | ||||||
| 1.11 | Elect Director Deborah C. Wright | Management | For | For | ||||||
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| UNION PACIFIC CORPORATION | ||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||
| Ticker Symbol | UNP | Meeting Date | 12-May-16 | |||||||
| Record Date | 11-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For | ||||||
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For | ||||||
| 1.3 | Elect Director David B. Dillon | Management | For | For | ||||||
| 1.4 | Elect Director Lance M. Fritz | Management | For | For | ||||||
| 1.5 | Elect Director Charles C. Krulak | Management | For | For | ||||||
| 1.6 | Elect Director Jane H. Lute | Management | For | For | ||||||
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For | ||||||
| 1.8 | Elect Director Michael W. McConnell | Management | For | For | ||||||
| 1.9 | Elect Director Thomas F. McLarty, III | Management | For | For | ||||||
| 1.10 | Elect Director Steven R. Rogel | Management | For | For | ||||||
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For | ||||||
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||||
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 4 | Stock Retention | Shareholder | Against | Against | ||||||
| 5 | Require Independent Board Chairman | Shareholder | Against | Against | ||||||
| VMWARE, INC. | ||||||||||
| Security | 928563402 | Meeting Type | Annual | |||||||
| Ticker Symbol | VMW | Meeting Date | 26-May-16 | |||||||
| Record Date | 31-Mar-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||||
| WESTERN DIGITAL CORPORATION | ||||||||||
| Security | 958102105 | Meeting Type | Special | |||||||
| Ticker Symbol | WDC | Meeting Date | 15-Mar-16 | |||||||
| Record Date | 3-Feb-16 | |||||||||
| Item | Proposal | Proposed by | Vote Cast | For/Against Management | ||||||
| 1 | Issue Shares in Connection with Merger | Management | For | For | ||||||
| 2 | Adjourn Meeting | Management | For | For | ||||||
| 3 | Advisory Vote on Golden Parachutes | Management | For | For | ||||||
| By: (Signature and Title) | /s/ Andrei Cherny |
Date: August 24, 2016 | Andrei Cherny President and Principal Executive Officer Aspiration Flagship Fund Aspiration Redwood Fund |
