UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22922
Aspiration Funds
(Exact name of registrant as specified in charter)
4551 Glencoe Avenue, Marine Del Rey, California 90292
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street, Wilmington, DE 19801
(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
Date of fiscal year end: September 30
Date of reporting period: July 1, 2017 - June 30, 2018
PROXY VOTING RECORDS
Aspiration Flagship Fund Proxy Voting Records |
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MAINSTAY FUNDS | | | | | | | | | | | | |
Security | | | | 56062X500 | | | | | | | | Meeting Type | | | Special |
Ticker Symbol | | | MSDIX | | | | | | | | Meeting Date | | | 23-Oct-17 |
Record Date | | | | 24-Aug-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | Mgt. Rec | | |
1. | Election of Directors | | | | | | | Management | | | | | | |
| 1 | DAVID H. CHOW | | | | | | | | | | For | | For | |
| 2 | YIE-HSIN HUNG | | | | | | | | | | For | | For | |
| 3 | SUSAN B. KERLEY | | | | | | | | | | For | | For | |
| 4 | ALAN R. LATSHAW | | | | | | | | | | For | | For | |
| 5 | PETER MEENAN | | | | | | | | | | For | | For | |
| 6 | RICHARD H. NOLAN, JR. | | | | | | | | For | | For | |
| 7 | JACQUES P. PEROLD | | | | | | | | For | | For | |
| 8 | RICHARD S. TRUTANIC | | | | | | | | For | | For | |
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THE GATEWAY TRUST | | | | | | | | | | | |
Security | | | | 367829884 | | | | | | | | Meeting Type | | | Special |
Ticker Symbol | | | GTEYX | | | | | | | | Meeting Date | | | 4-Dec-17 |
Record Date | | | | 15-Sep-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Management | |
1. | Election of Directors | | | | | | | Management | | | | | | |
| 1 | KEVIN CHARLESTON | | | | | | | | For | | For | |
| 2 | KENNETH A. DRUCKER | | | | | | | | For | | For | |
| 3 | EDMOND J. ENGLISH | | | | | | | | For | | For | |
| 4 | DAVID L. GIUNTA | | | | | | | | For | | For | |
| 5 | RICHARD A. GOGLIA | | | | | | | | For | | For | |
| 6 | WENDELL J. KNOXX | | | | | | | | For | | For | |
| 7 | MARTIN T. MEEHAN | | | | | | | | For | | For | |
| 8 | MAUREEN B. MITCHELL | | | | | | | | For | | For | |
| 9 | SANDRA O. MOOSE | | | | | | | | For | | For | |
| 10 | JAMES P. PALERMO | | | | | | | | For | | For | |
| 11 | ERIK R. SIRRI | | | | | | | | | | For | | For | |
| 12 | PETER J. SMAIL | | | | | | | | | | For | | For | |
| 13 | CYNTHIA L. WALKER | | | | | | | | For | | For | |
HANCOCK HORIZON FUNDS | | | | | | | | | | | |
Security | | | | 41012R753 | | | | | | | | Meeting Type | | | Special |
Ticker Symbol | | | HHQTX | | | | | | | | Meeting Date | | | 26-Mar-18 |
Record Date | | | | 19-Jan-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1 | Election of Directors | | | | | | | Management | | | | | | |
| 1 | Robert Nesher | | | | | | | | | | For | | For | |
| 2 | N. Jeffrey Klauder | | | | | | | | | | For | | For | |
| 3 | Joseph T. Grause, Jr. | | | | | | | | | | For | | For | |
| 4 | Mitchell A. Johnson | | | | | | | | | | For | | For | |
| 5 | Betty L. Krikorian | | | | | | | | | | For | | For | |
| 6 | Bruce Speca | | | | | | | | | | For | | For | |
| 7 | George J. Sullivan, Jr. | | | | | | | | | | For | | For | |
| 8 | Tracie E. Ahem | | | | | | | | | | For | | For | |
Aspiration Redwood Fund Proxy Voting Records |
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FLEX LTD. | | | | | | | | | | | | | | | |
Security | | | | Y2573F102 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | FLEX | | | | | | | | Meeting Date | | | 15-Aug-17 |
Record Date | | | | 16-Jun-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Michael D. Capellas | | | Management | | | For | | For | |
1b | Elect Director Marc A. Onetto | | | | | Management | | | For | | For | |
2 | Approval Deloitte & Touche LLP as Auditors and Authorize Board to Fix the Remuneration | | Management | | | For | | For | |
3 | Approve Issuance of Shares without Preemptive Rights | | Management | | | Against | | For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
5 | Advisory Vote on Say on Pay Frequency | | | Management | | | For | | For | |
6 | Approve Omnibus Stock Plan | | | | Management | | | For | | For | |
7 | Authorize Share Repurchase Plan | | | | Management | | | Against | | For | |
8 | Approve Changes in the Cash Compensation Payable to Non-Employee Directors | | Management | | | For | | For | |
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INTEGRATED DEVICE TECHNOLOGY, INC. | | | | | | | |
Security | | | | 458118106 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | IDTI | | | | | | | | Meeting Date | | | 25-Sep-17 |
Record Date | | | | 17-Jul-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1.1 | Elect Director Ken Kannappan | | | | | Management | | | For | | For | |
1.2 | Elect Director Umesh Padval | | | | | | Management | | | For | | For | |
1.3 | Elect Director Gordon Parnell | | | | | | Management | | | For | | For | |
1.4 | Elect Director Robert Rango | | | | | | Management | | | For | | For | |
1.5 | Elect Director Norman Taffe | | | | | | Management | | | For | | For | |
1.6 | Elect Director Selena LaCroix | | | | | | Management | | | For | | For | |
1.7 | Elect Director Gregory L. Waters | | | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
3 | Advisory Vote on Say on Pay Frequency | | | Management | | | For | | For | |
4 | Amend Omnibus Stock Plan | | | | | Management | | | For | | For | |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
KLA-TENCOR CORPORATION | | | | | | | | | | | |
Security | | | | 482480100 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | KLAC | | | | | | | | Meeting Date | | | 1-Nov-17 |
Record Date | | | | 13-Sep-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1.1 | Elect Director Edward W. Barnholt | | | Management | | | For | | For | |
1.2 | Elect Director Robert M. Calderoni | | | | Management | | | For | | For | |
1.3 | Elect Director John T. Dickson | | | | | | | Management | | | For | | For | |
1.4 | Elect Director Emiko Higashi | | | | | | | Management | | | For | | For | |
1.5 | Elect Director Kevin J. Kennedy | | | | Management | | | For | | For | |
1.6 | Elect Director Gary B. Moore | | | | | | | Management | | | For | | For | |
1.7 | Elect Director Kiran M. Patel | | | | | | | Management | | | For | | For | |
1.8 | Elect Director Robert A. Rango | | | | | | | Management | | | For | | For | |
1.9 | Elect Director Richard P. Wallace | | | | | | Management | | | For | | For | |
1.10 | Elect Director David C. Wang | | | | | | Management | | | For | | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
4 | Advisory Vote on Say on Pay Frequency | | | Management | | | For | | For | |
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WESTERN DIGITAL CORPORATION | | | | | | | | | | | |
Security | | | | 958102105 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | WDC | | | | | | | | Meeting Date | | | 2-Nov-17 |
Record Date | | | | 6-Sep-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Martin I. Cole | | | | | Management | | | For | | For | |
1b | Elect Director Kathleen A. Cote | | | | | | Management | | | For | | For | |
1c | Elect Director Henry R. DeNero | | | | | | Management | | | For | | For | |
1d | Elect Director Michael D. Lambert | | | Management | | | For | | For | |
1e | Elect Director Len J. Lauer | | | | | | | Management | | | For | | For | |
1f | Elect Director Matthew E. Massengill | | | | Management | | | For | | For | |
1g | Elect Director Stephen D. Milligan | | | | | Management | | | For | | For | |
1h | Elect Director Paula A. Price | | | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
3 | Advisory Vote on Say on Pay Frequency | | | Management | | | For | | For | |
4 | Amend Omnibus Stock Plan | | | | | | | Management | | | For | | For | |
5 | Ratify KPMG LLP as Auditors | | | | | | | Management | | | For | | For | |
DELPHI AUTOMOTIVE PLC | | | | | | | | | | | |
Security | | | | G27823106 | | | | | | | | Meeting Type | | | Special |
Ticker Symbol | | | DLPH | | | | | | | | Meeting Date | | | 7-Nov-17 |
Record Date | | | | 5-Oct-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Management | |
1 | Change Company Name to Aptiv PLC | | | Management | | | For | | For | |
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MICRON TECHNOLOGY, INC. | | | | | | | | | | | |
Security | | | | 595112103 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | MU | | | | | | | | Meeting Date | | | 17-Jan-18 |
Record Date | | | | 20-Nov-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1.1 | Elect Director Robert L. Bailey | | | | | Management | | | For | | For | |
1.2 | Elect Director Richard M. Beyer | | | | | Management | | | For | | For | |
1.3 | Elect Director Patrick J. Byrne | | | | | Management | | | For | | For | |
1.4 | Elect Director Mercedes Johnson | | | | | Management | | | For | | For | |
1.5 | Elect Director Sanjay Mehrotra | | | | | Management | | | For | | For | |
1.6 | Elect Director Lawrence N. Mondry | | | | | Management | | | For | | For | |
1.7 | Elect Director Robert E. Switz | | | | | Management | | | For | | For | |
2 | Approve Qualified Employee Stock Purchase Plan | | Management | | | For | | For | |
3 | Amend Executive Incentive Bonus Plan | | | Management | | | For | | For | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
6 | Advisory Vote on Say on Pay Frequency | | | Management | | | For | | For | |
JABIL INC. | | | | | | | | | | | | | | | |
Security | | | | 466313103 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | JBL | | | | | | | | Meeting Date | | | 25-Jan-18 |
Record Date | | | | 30-Nov-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1.1 | Elect Director Anousheh Ansari | | | | Management | | | For | | For | |
1.2 | Elect Director Martha F. Brooks | | | | | Management | | | For | | For | |
1.3 | Elect Director Christopher S. Holland | | | | Management | | | For | | For | |
1.4 | Elect Director Timothy L. Main | | | | | Management | | | For | | For | |
1.5 | Elect Director Mark T. Mondello | | | | | Management | | | For | | For | |
1.6 | Elect Director John C. Plant | | | | | | Management | | | For | | For | |
1.7 | Elect Director Steven A. Raymund | | | Management | | | For | | For | |
1.8 | Elect Director Thomas A. Sansone | | | Management | | | For | | For | |
1.9 | Elect Director David M. Stout | | | | | | Management | | | For | | For | |
2 | Ratify Ernst & Young LLP as Auditors | | | Management | | | For | | For | |
3 | Advisory Vote on Say on Pay Frequency | | | Management | | | For | | For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
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COSTCO WHOLESALE CORPORATION | | | | | | | | | |
Security | | | | 22160K105 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | COST | | | | | | | | Meeting Date | | | 30-Jan-18 |
Record Date | | | | 24-Nov-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1.1 | Elect Director Kenneth D. Denman | | | Management | | | For | | For | |
1.2 | Elect Director W. Craig Jelinek | | | | | | Management | | | For | | For | |
1.3 | Elect Director Jeffrey S. Raikes | | | | | | Management | | | For | | For | |
2 | Ratify KPMG LLP as Auditors | | | | | | Management | | | For | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
4 | Adopt Simple Majority Vote | | | | | | Shareholder | | | Against | | For | |
5 | Adopt Policy Regarding Prison Labor | | | Shareholder | | | Against | | Against | |
VISA INC. | | | | | | | | | | | | | | | |
Security | | | | 92826C839 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | V | | | | | | | | Meeting Date | | | 30-Jan-18 |
Record Date | | | | 1-Dec-17 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Lloyd A. Carney | | | | | Management | | | For | | For | |
1b | Elect Director Mary B. Cranston | | | | | Management | | | For | | For | |
1c | Elect Director Francisco Javier Fernandez-Carbajal | | Management | | | For | | For | |
1d | Elect Director Gary A. Hoffman | | | | | Management | | | For | | For | |
1e | Elect Director Alfred F. Kelly, Jr. | | | | | Management | | | For | | For | |
1f | Elect Director John F. Lundgren | | | | | Management | | | For | | For | |
1g | Elect Director Robert W. Matschullat | | | | Management | | | For | | For | |
1h | Elect Director Suzanne Nora Johnson | | | | Management | | | For | | For | |
1i | Elect Director John A.C. Swainson | | | | Management | | | For | | For | |
1j | Elect Director Maynard G. Webb, Jr. | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
3 | Ratify KPMG LLP as Auditors | | | | | | | Management | | | For | | For | |
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JOHNSON CONTROLS INTERNATIONAL PLC | | | | | | | | |
Security | | | | 478366107 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | JCI | | | | | | | | Meeting Date | | | 7-Mar-18 |
Record Date | | | | 3-Jan-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Michael E. Daniels | | | Management | | | For | | For | |
1b | Elect Director W. Roy Dunbar | | | | | Management | | | For | | For | |
1c | Elect Director Brian Duperreault | | | | | Management | | | For | | For | |
1d | Elect Director Gretchen R. Haggerty | | | | | Management | | | For | | For | |
1e | Elect Director Simone Menne | | | | | Management | | | For | | For | |
1f | Elect Director George R. Oliver | | | | | Management | | | For | | For | |
1g | Elect Director Juan Pablo del Valle Perochena | | | Management | | | For | | For | |
1h | Elect Director Jurgen Tinggren | | | | | | | Management | | | For | | For | |
1i | Elect Director Mark Vergnano | | | | | | | Management | | | For | | For | |
1j | Elect Director R. David Yost | | | | | | | Management | | | For | | For | |
1k | Elect Director John D. Young | | | | | | | Management | | | For | | For | |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
2b | Authorize Board to Fix Remuneration of Auditors | | | Management | | | For | | For | |
3 | Authorize Market Purchases of Company Shares | | | Management | | | For | | For | |
4 | Determine Price Range for Reissuance of Treasury Shares | | Management | | | For | | For | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | Against | | For | |
6 | Approve the Directors' Authority to Allot Shares | | | Management | | | For | | For | |
7 | Approve the Disapplication of Statutory Pre-Emption Rights | | Management | | | For | | For | |
8a | Approve Cancellation of Share Premium Account | | | Management | | | For | | For | |
8b | Approve Amendment of Articles to Facilitate Capital Reduction | | Management | | | For | | For | |
U.S. BANCORP | | | | | | | | | | | | | | |
Security | | | | 902973304 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | USB | | | | | | | | Meeting Date | | | 17-Apr-18 |
Record Date | | | | 20-Feb-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Warner L. Baxter | | | | | Management | | | For | | For | |
1b | Elect Director Marc N. Casper | | | | | Management | | | For | | For | |
1c | Elect Director Andrew Cecere | | | | | Management | | | For | | For | |
1d | Elect Director Arthur D. Collins, Jr. | | | Management | | | Against | | For | |
1e | Elect Director Kimberly J. Harris | | | | | Management | | | For | | For | |
1f | Elect Director Roland A. Hernandez | | | Management | | | For | | For | |
1g | Elect Director Doreen Woo Ho | | | | | | Management | | | For | | For | |
1h | Elect Director Olivia F. Kirtley | | | | | | Management | | | For | | For | |
1i | Elect Director Karen S. Lynch | | | | | | Management | | | For | | For | |
1j | Elect Director Richard P. McKenney | | | Management | | | For | | For | |
1k | Elect Director David B. O'Maley | | | | | | Management | | | Against | | For | |
1l | Elect Director O'dell M. Owens | | | | | | Management | | | Against | | For | |
1m | Elect Director Craig D. Schnuck | | | | | | Management | | | For | | For | |
1n | Elect Director Scott W. Wine | | | | | | Management | | | For | | For | |
2 | Ratify Ernst & Young LLP as Auditors | | | Management | | | For | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
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AGCO CORPORATION | | | | | | | | | | | |
Security | | | | 1084102 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | AGCO | | | | | | | | Meeting Date | | | 26-Apr-18 |
Record Date | | | | 16-Mar-81 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1.1 | Elect Director Roy V. Armes | | | | | Management | | | For | | For | |
1.2 | Elect Director Michael C. Arnold | | | | | Management | | | For | | For | |
1.3 | Elect Director P. George Benson | | | | | Management | | | For | | For | |
1.4 | Elect Director Suzanne P. Clark | | | | | Management | | | For | | For | |
1.5 | Elect Director Wolfgang Deml | | | | | Management | | | Against | | For | |
1.6 | Elect Director George E. Minnich | | | | | Management | | | For | | For | |
1.7 | Elect Director Martin H. Richenhagen | | | | Management | | | For | | For | |
1.8 | Elect Director Gerald L. Shaheen | | | | | Management | | | For | | For | |
1.9 | Elect Director Mallika Srinivasan | | | | | Management | | | For | | For | |
1.10 | Elect Director Hendrikus Visser | | | | | Management | | | Against | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
3 | Ratify KPMG LLP as Auditors | | | | | Management | | | For | | For | |
JOHNSON & JOHNSON | | | | | | | | | | | |
Security | | | | 478160104 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | JNJ | | | | | | | | Meeting Date | | | 26-Apr-18 |
Record Date | | | | 27-Feb-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Mary C. Beckerle | | | | Management | | | For | | For | |
1b | Elect Director D. Scott Davis | | | | | Management | | | For | | For | |
1c | Elect Director Ian E. L. Davis | | | | | Management | | | For | | For | |
1d | Elect Director Jennifer A. Doudna | | | | | Management | | | For | | For | |
1e | Elect Director Alex Gorsky | | | | | Management | | | For | | For | |
1f | Elect Director Mark B. McClellan | | | | | Management | | | For | | For | |
1g | Elect Director Anne M. Mulcahy | | | | | Management | | | For | | For | |
1h | Elect Director William D. Perez | | | | | Management | | | For | | For | |
1i | Elect Director Charles Prince | | | | | Management | | | For | | For | |
1j | Elect Director A. Eugene Washington | | | Management | | | For | | For | |
1k | Elect Director Ronald A. Williams | | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | | Shareholder | | | Against | | Against | |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Shareholder | | | For | | Against | |
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ALLERGAN PLC | | | | | | | | | | | | | | |
Security | | | | 942683103 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | AGN | | | | | | | | Meeting Date | | | 2-May-18 |
Record Date | | | | 6-Mar-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Nesli Basgoz | | | | | | Management | | | For | | For | |
1b | Elect Director Paul M. Bisaro | | | | | | Management | | | For | | For | |
1c | Elect Director Joseph H. Boccuzi | | | | | | Management | | | For | | For | |
1d | Elect Director Christopher W. Bodine | | | | Management | | | For | | For | |
1e | Elect Director Adriane M. Brown | | | | Management | | | For | | For | |
1f | Elect Director Christopher J. Coughlin | | | Management | | | For | | For | |
1g | Elect Director Carol Anthony 'John' Davidson | | | Management | | | For | | For | |
1h | Elect Director Catherine M. Klema | | | | | Management | | | For | | For | |
1i | Elect Director Peter J. McDonnell | | | | | Management | | | For | | For | |
1j | Elect Director Patrick J. O'Sullivan | | | | | Management | | | For | | For | |
1k | Elect Director Brenton L. Saunders | | | | Management | | | For | | For | |
1l | Elect Director Fred G. Weiss | | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | | | For | | For | |
4 | Authorize Issue of Equity with Pre-emptive Rights | | Management | | | For | | For | |
5A | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | | For | | For | |
5B | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | | For | | For | |
6 | Require Independent Board Chairman | | | Shareholder | | | For | | Against | |
ECOLAB INC. | | | | | | | | | | | | | | |
Security | | | | 278865100 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | ECL | | | | | | | | Meeting Date | | | 3-May-18 |
Record Date | | | | 6-Mar-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Douglas M. Baker, Jr. | | | Management | | | For | | For | |
1b | Elect Director Barbara J. Beck | | | | | | | Management | | | For | | For | |
1c | Elect Director Leslie S. Biller | | | | | | | Management | | | For | | For | |
1d | Elect Director Carl M. Casale | | | | | | | Management | | | For | | For | |
1e | Elect Director Stephen I. Chazen | | | | Management | | | For | | For | |
1f | Elect Director Jeffrey M. Ettinger | | | | Management | | | For | | For | |
1g | Elect Director Arthur J. Higgins | | | | Management | | | For | | For | |
1h | Elect Director Michael Larson | | | | | | | Management | | | For | | For | |
1i | Elect Director David W. MacLennan | | | | | Management | | | For | | For | |
1j | Elect Director Tracy B. McKibben | | | Management | | | For | | For | |
1k | Elect Director Victoria J. Reich | | | | | | Management | | | For | | For | |
1l | Elect Director Suzanne M. Vautrinot | | | Management | | | For | | For | |
1m | Elect Director John J. Zillmer | | | | | | | Management | | | For | | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Management | | | For | | Against | |
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AMERICAN EXPRESS COMPANY | | | | | | | | | | |
Security | | | | 25816109 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | AXP | | | | | | | | Meeting Date | | | 7-May-18 |
Record Date | | | | 9-Mar-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Charlene Barshefsky | | | Management | | | For | | For | |
1b | Elect Director John J. Brennan | | | | | | | Management | | | For | | For | |
1c | Elect Director Peter Chernin | | | | | | | Management | | | Against | | For | |
1d | Elect Director Ralph de la Vega | | | | | Management | | | For | | For | |
1e | Elect Director Anne L. Lauvergeon | | | | Management | | | For | | For | |
1f | Elect Director Michael O. Leavitt | | | | | Management | | | For | | For | |
1g | Elect Director Theodore J. Leonsis | | | | Management | | | For | | For | |
1h | Elect Director Richard C. Levin | | | | | Management | | | For | | For | |
1i | Elect Director Samuel J. Palmisano | | | | | Management | | | For | | For | |
1j | Elect Director Stephen J. Squeri | | | | | Management | | | For | | For | |
1k | Elect Director Daniel L. Vasella | | | | | Management | | | For | | For | |
1l | Elect Director Ronald A. Williams | | | | | Management | | | For | | For | |
1m | Elect Director Christopher D. Young | | | | Management | | | For | | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | Against | | For | |
4 | Provide Right to Act by Written Consent | | | Shareholder | | | For | | Against | |
5 | Require Independent Board Chairman | | | Shareholder | | | For | | Against | |
ELI LILLY AND COMPANY | | | | | | | | | | | |
Security | | | | 532457108 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | LLY | | | | | | | | Meeting Date | | | 7-May-18 |
Record Date | | | | 12-Mar-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Katherine Baicker | | | | Management | | | For | | For | |
1b | Elect Director J. Erik Fyrwald | | | | | | | Management | | | For | | For | |
1c | Elect Director Jamere Jackson | | | | | | | Management | | | For | | For | |
1d | Elect Director Ellen R. Marram | | | | | | | Management | | | For | | For | |
1e | Elect Director Jackson P. Tai | | | | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
3 | Ratify Ernst & Young LLP as Auditors | | | Management | | | For | | For | |
4 | Declassify the Board of Directors | | | | | Management | | | For | | For | |
5 | Eliminate Supermajority Vote Requirement | | | Management | | | For | | For | |
6 | Amend Omnibus Stock Plan | | | | | Management | | | Against | | For | |
7 | Support the Descheduling of Cannabis | | | Shareholder | | | Against | | Against | |
8 | Report on Lobbying Payments and Policy | | | Shareholder | | | For | | Against | |
9 | Report on Policies and Practices Regarding Contract Animal Laboratories | | Shareholder | | | Against | | Against | |
10 | Report on Integrating Drug Pricing Risks into Incentive Compensation Plans | | Shareholder | | | Against | | Against | |
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SIMON PROPERTY GROUP, INC | | | | | | | | | | | |
Security | | | | 828806109 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | SPG | | | | | | | | Meeting Date | | | 8-May-18 |
Record Date | | | | 15-Mar-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Glyn F. Aeppel | | | | | Management | | | For | | For | |
1b | Elect Director Larry C. Glasscock | | | | Management | | | For | | For | |
1c | Elect Director Karen N. Horn | | | | | | | Management | | | For | | For | |
1d | Elect Director Allan Hubbard | | | | | | | Management | | | For | | For | |
1e | Elect Director Reuben S. Leibowitz | | | Management | | | Against | | For | |
1f | Elect Director Gary M. Rodkin | | | | | | | Management | | | For | | For | |
1g | Elect Director Stefan M. Selig | | | | | | | Management | | | For | | For | |
1h | Elect Director Daniel C. Smith | | | | | | | Management | | | For | | For | |
1i | Elect Director J. Albert Smith, Jr. | | | | Management | | | Against | | For | |
1j | Elect Director Marta R. Stewart | | | | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
3 | Ratify Ernst & Young LLP as Auditors | | | Management | | | For | | For | |
4 | Eliminate or Restrict Severance Agreements (Change-in-Control) | | Shareholder | | | Against | | Against | |
ALNYLAM PHARMACEUTICALS, INC. | | | | | | | | | | |
Security | | | | 02043Q107 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | ALNY | | | | | | | | Meeting Date | | | 10-May-18 |
Record Date | | | | 15-Mar-18 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Dennis A. Ausiello | | | | Management | | | For | | For | |
1b | Elect Director John K. Clarke | | | | | | | Management | | | For | | For | |
1c | Elect Director Marsha H. Fanucci | | | | Management | | | For | | For | |
1d | Elect Director David E.I. Pyott | | | | | | | Management | | | For | | For | |
2 | Approve Omnibus Stock Plan | | | | | | | Management | | | Against | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
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NEWELL BRANDS INC. | | | | | | | | | | | | |
Security | | | | 651229106 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | NWL | | | | | | | | Meeting Date | | | 15-May-18 |
Record Date | | | | 16-Mar-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Bridget Ryan Berman | | | Management | | | For | | For | |
1b | Elect Director Patrick D. Campbell | | | | | Management | | | For | | For | |
1c | Elect Director James R. Craigie | | | | | | | Management | | | For | | For | |
1d | Elect Director Debra A. Crew | | | | | | | Management | | | For | | For | |
1e | Elect Director Brett M. Icahn | | | | | | | Management | | | For | | For | |
1f | Elect Director Gerardo I. Lopez | | | | | | | Management | | | For | | For | |
1g | Elect Director Courtney R. Mather | | | | Management | | | For | | For | |
1h | Elect Director Michael B. Polk | | | | | | | Management | | | For | | For | |
1i | Elect Director Judith A. Sprieser | | | | Management | | | For | | For | |
1j | Elect Director Robert A. Steele | | | | | | | Management | | | For | | For | |
1k | Elect Director Steven J. Strobel | | | | | | | Management | | | For | | For | |
1l | Elect Director Michael A. Todman | | | | | Management | | | For | | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
4 | Provide Right to Act by Written Consent | | | Shareholder | | | For | | Abstain | |
ZIMMER BIOMET HOLDINGS, INC. | | | | | | | | | |
Security | | | | 98956P102 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | ZBH | | | | | | | | Meeting Date | | | 15-May-18 |
Record Date | | | | 16-Mar-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Christopher B. Begley | | | Management | | | For | | For | |
1b | Elect Director Betsy J. Bernard | | | | | | | Management | | | For | | For | |
1c | Elect Director Gail K. Boudreaux | | | | Management | | | For | | For | |
1d | Elect Director Michael J. Farrell | | | | | | | Management | | | For | | For | |
1e | Elect Director Larry C. Glasscock | | | | Management | | | For | | For | |
1f | Elect Director Robert A. Hagemann | | | | | Management | | | For | | For | |
1g | Elect Director Bryan C. Hanson | | | | | Management | | | For | | For | |
1h | Elect Director Arthur J. Higgins | | | | | Management | | | For | | For | |
1i | Elect Director Michael W. Michelson | | | Management | | | For | | For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | Against | | For | |
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ON SEMICONDUCTOR CORPORATION | | | | | | | | | | |
Security | | | | 682189105 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | ON | | | | | | | | Meeting Date | | | 16-May-18 |
Record Date | | | | 27-Mar-18 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | �� | | | | |
Item | Proposal | | | | | | | | | Type | | | Vote | | \Mgt. Rec | |
1.1 | Elect Director Atsushi Abe | | | | | | Management | | | For | | For | |
1.2 | Elect Director Alan Campbell | | | | | Management | | | For | | For | |
1.3 | Elect Director Curtis J. Crawford | | | | | Management | | | For | | For | |
1.4 | Elect Director Gilles Delfassy | | | | | Management | | | For | | For | |
1.5 | Elect Director Emmanuel T. Hernandez | | | Management | | | For | | For | |
1.6 | Elect Director Keith D. Jackson | | | | | Management | | | For | | For | |
1.7 | Elect Director Paul A. Mascarenas | | | | | Management | | | For | | For | |
1.8 | Elect Director Daryl A. Ostrander | | | | | Management | | | For | | For | |
1.9 | Elect Director Teresa M. Ressel | | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | Against | | For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | | | Management | | | For | | For | |
MARSH & MCLENNAN COMPANIES, INC. | | | | | | | |
Security | | | | 571748102 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | MMC | | | | | | | | Meeting Date | | | 17-May-18 |
Record Date | | | | 19-Mar-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Anthony K. Anderson | | | Management | | | For | | For | |
1b | Elect Director Oscar Fanjul | | | | | Management | | | For | | For | |
1c | Elect Director Daniel S. Glaser | | | | | Management | | | For | | For | |
1d | Elect Director H. Edward Hanway | | | | Management | | | For | | For | |
1e | Elect Director Deborah C. Hopkins | | | | Management | | | For | | For | |
1f | Elect Director Elaine La Roche | | | | Management | | | For | | For | |
1g | Elect Director Steven A. Mills | | | | | | | Management | | | For | | For | |
1h | Elect Director Bruce P. Nolop | | | | | | | Management | | | For | | For | |
1i | Elect Director Marc D. Oken | | | | | | | Management | | | For | | For | |
1j | Elect Director Morton O. Schapiro | | | | Management | | | Against | | For | |
1k | Elect Director Lloyd M. Yates | | | | | | | Management | | | For | | For | |
1l | Elect Director R. David Yost | | | | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | Against | | For | |
3 | Ratify Deloitte & Touche LLP as Auditors | | | Management | | | For | | For | |
4 | Amend Qualified Employee Stock Purchase Plan | | | Management | | | For | | For | |
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AMAZON.COM, INC. | | | | | | | | | | | | |
Security | | | | 23135106 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | AMZN | | | | | | | | Meeting Date | | | 30-May-18 |
Record Date | | | | 5-Apr-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Jeffrey P. Bezos | | | | | Management | | | For | | For | |
1b | Elect Director Tom A. Alberg | | | | | Management | | | Against | | For | |
1c | Elect Director Jamie S. Gorelick | | | | | Management | | | For | | For | |
1d | Elect Director Daniel P. Huttenlocher | | | Management | | | For | | For | |
1e | Elect Director Judith A. McGrath | | | | Management | | | For | | For | |
1f | Elect Director Jonathan J. Rubinstein | | | Management | | | For | | For | |
1g | Elect Director Thomas O. Ryder | | | | Management | | | Against | | For | |
1h | Elect Director Patricia Q. Stonesifer | | | Management | | | For | | For | |
1i | Elect Director Wendell P. Weeks | | | | Management | | | For | | For | |
2 | Ratify Ernst & Young LLP as Auditors | | | Management | | | For | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | | Shareholder | | | | | | |
5 | Require Independent Board Chairman | | | Shareholder | | | For | | Against | |
6 | Provide Vote Counting to Exclude Abstentions | | | Shareholder | | | Against | | Against | |
VOYA FINANCIAL, INC. | | | | | | | | | | | | |
Security | | | | 929089100 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | VOYA | | | | | | | | Meeting Date | | | 30-May-18 |
Record Date | | | | 2-Apr-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Lynne Biggar | | | | | | Management | | | For | | For | |
1b | Elect Director Jane P. Chwick | | | | | Management | | | For | | For | |
1c | Elect Director Ruth Ann M. Gillis | | | | | Management | | | For | | For | |
1d | Elect Director J. Barry Griswell | | | | | Management | | | For | | For | |
1e | Elect Director Rodney O. Martin, Jr. | | | | Management | | | For | | For | |
1f | Elect Director Byron H. Pollitt, Jr. | | | | | Management | | | For | | For | |
1g | Elect Director Joseph V. Tripodi | | | | | Management | | | For | | For | |
1h | Elect Director Deborah C. Wright | | | | | Management | | | For | | For | |
1i | Elect Director David Zweiner | | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
3 | Ratify Ernst & Young LLP as Auditors | | | Management | | | For | | For | |
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UNITEDHEALTH GROUP INCORPORATED | | | | | | | |
Security | | | | 91324P102 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | UNH | | | | | | | | Meeting Date | | | 4-Jun-18 |
Record Date | | | | 10-Apr-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director William C. Ballard, Jr. | | | Management | | | For | | For | |
1b | Elect Director Richard T. Burke | | | | | Management | | | For | | For | |
1c | Elect Director Timothy P. Flynn | | | | | Management | | | For | | For | |
1d | Elect Director Stephen J. Hemsley | | | | | Management | | | For | | For | |
1e | Elect Director Michele J. Hooper | | | | | Management | | | For | | For | |
1f | Elect Director F. William McNabb, III | | | | Management | | | For | | For | |
1g | Elect Director Valerie C. Montgomery Rice | | Management | | | For | | For | |
1h | Elect Director Glenn M. Renwick | | | | | Management | | | For | | For | |
1i | Elect Director Kenneth I. Shine | | | | | Management | | | For | | For | |
1j | Elect Director David S. Wishmann | | | | | Management | | | For | | For | |
1k | Elect Director Gail R. Wilensky | | | | | Management | | | For | | For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
3 | Ratify Deloitte & Touche LLP as Auditors | | | Management | | | For | | For | |
THE TJX COMPANIES, INC. | | | | | | | | | | | |
Security | | | | 872540109 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | TJX | | | | | | | | Meeting Date | | | 5-Jun-18 |
Record Date | | | | 9-Apr-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1.1 | Elect Director Zein Abdalla | | | | | | Management | | | For | | For | |
1.2 | Elect Director Alan M. Bennett | | | | | | | Management | | | For | | For | |
1.3 | Elect Director David T. Ching | | | | | | | Management | | | For | | For | |
1.4 | Elect Director Ernie Herrman | | | | | | | Management | | | For | | For | |
1.5 | Elect Director Michael F. Hines | | | | | | | Management | | | For | | For | |
1.6 | Elect Director Amy B. Lane | | | | | | | Management | | | For | | For | |
1.7 | Elect Director Carol Meyrowitz | | | | | | | Management | | | For | | For | |
1.8 | Elect Director Jackwyn L. Nemerov | | | Management | | | For | | For | |
1.9 | Elect Director John F. O'Brien | | | | | | | Management | | | For | | For | |
1.10 | Elect Director Willow B. Shire | | | | | | | Management | | | For | | For | |
2 | Ratify PricewaterhouseCoopers as Auditors | | | Management | | | For | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
4 | Report on Gender, Race, or Ethnicity Pay Gaps | | | Shareholder | | | Against | | Against | |
5 | Clawback of Incentive Payments | | | | Shareholder | | | For | | Against | |
6 | Adopt Policy Regarding Prison Labor in Supply Chain | | Shareholder | | | Against | | Against | |
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COMCAST CORPORATION | | | | | | | | | | | |
Security | | | | 20030N101 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | CMCSA | | | | | | | | Meeting Date | | | 11-Jun-18 |
Record Date | | | | 6-Apr-18 | | | | | | | | | | | | | |
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Item | Proposal | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1.1 | Elect Director Kenneth J. Bacon | | | | Management | | | For | | For | |
1.2 | Elect Director Madeline S. Bell | | | | | Management | | | For | | For | |
1.3 | Elect Director Sheldon M. Bonovitz | | | | | Management | | | For | | For | |
1.4 | Elect Director Edward D. Breen | | | | | | | Management | | | For | | For | |
1.5 | Elect Director Gerald L. Hassell | | | | | | | Management | | | For | | For | |
1.6 | Elect Director Jeffrey A. Honickman | | | Management | | | For | | For | |
1.7 | Elect Director Maritza G. Montiel | | | | Management | | | For | | For | |
1.8 | Elect Director Asuka Nakahara | | | | | | | Management | | | For | | For | |
1.9 | Elect Director David C. Novak | | | | | | | Management | | | For | | For | |
1.10 | Elect Director Brian L. Roberts | | | | | | | Management | | | For | | For | |
2 | Ratify Deloitte & Touche LLP as Auditors | | | Management | | | For | | For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | Against | | For | |
4 | Report on Lobbying Payments and Policy | | | Shareholder | | | For | | Against | |
SALESFORCE.COM, INC. | | | | | | | | | | | |
Security | | | | 79466L302 | | | | | | | | Meeting Type | | | Annual |
Ticker Symbol | | | CRM | | | | | | | | Meeting Date | | | 12-Jun-18 |
Record Date | | | | 18-Apr-18 | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Item | Proposal | | | | | | | | Type | | | Vote | | Mgt. Rec | |
1a | Elect Director Marc Benioff | | | | | | Management | | | For | | For | |
1b | Elect Director Keith Block | | | | | | | Management | | | For | | For | |
1c | Elect Director Craig Conway | | | | | | | Management | | | For | | For | |
1d | Elect Director Alan Hassenfeld | | | | | | | Management | | | Against | | For | |
1e | Elect Director Neelie Kroes | | | | | | | Management | | | For | | For | |
1f | Elect Director Colin Powell | | | | | | | Management | | | For | | For | |
1g | Elect Director Sanford Robertson | | | | Management | | | Against | | For | |
1h | Elect Director John V. Roos | | | | | | | Management | | | For | | For | |
1i | Elect Director Bernard Tyson | | | | | | | Management | | | For | | For | |
1j | Elect Director Robin Washington | | | | Management | | | For | | For | |
1k | Elect Director Maynard Webb | | | | | | | Management | | | For | | For | |
1l | Elect Director Susan Wojcicki | | | | | | | Management | | | For | | For | |
2 | Amend Right to Call Special Meeting | | | Management | | | For | | For | |
3 | Amend Omnibus Stock Plan | | | | Management | | | Against | | For | |
4 | Ratify Ernst & Young LLP as Auditors | | | Management | | | For | | For | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | | For | | For | |
6 | Eliminate Supermajority Vote Requirement | | | Shareholder | | | For | | Against | |
7 | Adopt Guidelines for Country Selection | | | Shareholder | | | Against | | Against | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Aspiration Funds |
| |
| /s/ Andrei Cherny |
Date: August 22, 2018 | Andrei Cherny President and Principal Executive Officer |