USCF ETF TRUST July 1, 2016 to June 30, 2017 |
Stock Split Index Fund |
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Issuer of security | Ticker | Meeting date | CUSIP | Item | Matter voted on | Issuer or Shareholder Proposal | Did Adviser Vote on Behalf of Fund | Fund Vote (FOR, AGAINST, ABSTAIN, or WITHHOLD) | For or Against Management Recommendation |
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Nike Inc | NKE | 9/22/2016 | 654106103 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | To approve executive compensation by an advisory vote | Issuer | Yes | For | For |
| | | | 3 | To Approve an amendment to the Nike Inc employee stock purchase plan | Issuer | Yes | For | For |
| | | | 4 | To consider a shareholder proposal regarding political contributions disclosure | Shareholder | Yes | Against | For |
| | | | 5 | To ratify the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm | Issuer | Yes | For | For |
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Open Text Corporation | OTEX | 9/23/2016 | 683715106 | 1 | Electon of Directors | Issuer | Yes | For All | For |
| | | | 2 | Re-appoint KPMG LLP Chartered Accountants as independent auditors for the company | Issuer | Yes | For | For |
| | | | 3 | The special resolution authorizing an amendment to the company's articles, the full text of which is attached as schedule "A" to the company's management proxy circular (the "circular"), with or without variation, to change the number of common shares of the company, as more described in the circular. | Issuer | Yes | For | For |
| | | | 4 | The amended and restated shareholder rights plan resolution. The full text of which is located as schedule "B" to the circular, with or without variation, to continue, amend or restate the company's shareholder rights plan, as more particularly described in the circular. | Issuer | Yes | Against | Against |
| | | | 5 | The 2004 stock opton plan resolution. The full text of which is attached as schedule "D" to the circular, with or without variation, to approve the amendment to the company's 2004 stock option plan to reserve for issuance an additional 4,000,000 common shares under such plan, as more particularly described in the circular. | Issuer | Yes | Against | Against |
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Cal-Maine Foods Inc | CALM | 9/30/2016 | 128030202 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Ratification of the selection of Frost PLLC as independent registered public accounting firm of the company for fiscal year 2017 | Issuer | Yes | For | For |
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Intercontinental Exchange Inc | ICE | 10/12/2016 | 45866F104 | 1 | To approve te adoption of the third amended and restated certificate of incorporation, which increases the total nuimber of authorized shares of common stock, par value $0.01 per share, from 500,000,000 to 1,500,000,000, and correspondingly increases the total number of shares of capital stock that ICE is authorized to issue from 600,000,000 to 1,600,000,000. | Issuer | Yes | For | For |
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New Jersey Resources Corporation | NJR | 1/25/2017 | 646025106 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | To approve a non-binding advisory resolution approving the compensation of our named executive officers. | Issuer | Yes | For | For |
| | | | 3 | To provide a non-binding advisory vote as to the frequency (every one, two or three years) of the non-binding shareowner vote to approve the compensation of our named executive officers. | Issuer | Yes | 1 year | For |
| | | | 4 | To approve our 2017 stock award and incentive plan | Issuer | Yes | For | For |
| | | | 5 | To ratify the appointment by the audit committee of Deloite & Touche LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2017. | Issuer | Yes | For | For |
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Apple Inc | AAPL | 2/28/2017 | 037833100 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Ratification of the appointment of Enrst & Young LLP as Apple's independent registered public accounting firm for 2017 | Issuer | Yes | For | For |
| | | | 3 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| | | | 4 | Advisory vote on the frequency of shareholder votes on executive compensation | Issuer | Yes | 1 year | For |
| | | | 5 | A shareholder proposal entitled "Charitable Giving" - recipients, intents and benfits" | Shareholder | Yes | Against | For |
| | | | 6 | A shareholder proposal regarding diversity among our senior management and board of directors | Shareholder | Yes | Against | For |
| | | | 7 | A shareholder proposal entitled "Shareholder proxy access amendments" | Shareholder | Yes | Against | For |
| | | | 8 | A shareholder proposal entitled "Executive compensation reform" | Shareholder | Yes | Against | For |
| | | | 9 | A shareholder proposal entitled "Executives to retain significant stock" | Shareholder | Yes | Against | For |
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The Toro Company | TTC | 3/21/2017 | 891092108 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2017 | Issuer | Yes | For | For |
| | | | 3 | Approval of, on an advisory basis, our executive compensation | Issuer | Yes | For | For |
| | | | 4 | Approval of, on an adisory basis, the frequesncy of the advisory approval of our executive compensation | Issuer | Yes | 1 Year | For |
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Starbucks Corporation | SBUX | 3/22/2017 | 855244109 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Advisory resolution to approve executive compensation | Issuer | Yes | For | For |
| | | | 3 | Advisory vote on the frequency of future advisory votes on executive compensation | Issuer | Yes | 1 Year | For |
| | | | 4 | ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2017 | Issuer | Yes | For | For |
| | | | 5 | Amend proxy access bylaw | Shareholder | Yes | Against | For |
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Lakeland Financial Corp | LKFN | 4/11/2017 | 511656100 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Adoption of the Lakeland Financial Corporation 2017 equity incentive plan | Issuer | Yes | Against | Against |
| | | | 3 | Ratify the appointment of Crowe Horwath LLP as the company's independent regidtered public accounting firm for the year ending December 31, 2017 | Issuer | Yes | For | For |
| | | | 4 | Approval, by non-binding vote, of the company's compensation of certain executive officers | Issuer | Yes | Against | Against |
| | | | 5 | Frequency of vote on the company's compensation of certain executive officers | Issuer | Yes | 1 year | For |
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AO Smith Corporation | AOS | 4/13/2017 | 831865209 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers | Issuer | Yes | For | For |
| | | | 3 | Proposal to recommend, by nonbinding advisory vote, the frequency of future advisory votes on the compensation of our named officers | Issuer | Yes | 1 Year | For |
| | | | 4 | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the corporation | Issuer | Yes | For | For |
| | | | 5 | Proposal to approve performance goals and related matters under the AO Smith combined incentive compensation plan | Issuer | Yes | For | For |
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PPG Industries Inc | PPG | 4/20/2017 | 693506107 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Approve the compensation of the company's named executive officers on an advisory basis | Issuer | Yes | For | For |
| | | | 3 | Advisory vote on the frequency of future advisory votes on executive compensation | Issuer | Yes | 1 Year | For |
| | | | 4 | Ratify the appointment of PriceWaterhouseCoopers LLP as the company's independent registered public accounting firm for 2017 | Issuer | Yes | For | For |
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Astrazeneca PLC | AZN | 4/27/2017 | 046353108 | 1 | To receive the company's accounts, the reports of the directors and auditor and the strategic report for the year ended 31 December 2016 | Issuer | Yes | For | For |
| | | | 2 | To confirm dividends | Issuer | Yes | For | For |
| | | | 3 | To appoint PriceWaterhouseCoopers LLP as auditor | Issuer | Yes | For | For |
| | | | 4 | To authorize the directors to agree the remuneration of the auditor | Issuer | Yes | For | For |
| | | | 5 | To elect or re-elect the following directors | Issuer | Yes | For All | For |
| | | | 6 | To approve the annual report on remuneration for the year ended 31 December 2016 | Issuer | Yes | For | For |
| | | | 7 | To approve the directors remuneration policy | Issuer | Yes | For | For |
| | | | 8 | To authorize limited political donations | Issuer | Yes | For | For |
| | | | 9 | To authorise the directors to allot shares | Issuer | Yes | For | For |
| | | | 10 | to authorise the directors to disapply pre-emption rights | Issuer | Yes | For | For |
| | | | 11 | To authorize the company to purchase its own shares | Issuer | Yes | For | For |
| | | | 12 | To reduce the notice period for general meetings | Issuer | Yes | Against | Against |
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Badger Meter Inc | BMI | 4/28/2017 | 056525108 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Advisory vote to aapprove compensation for our named executive officers | Issuer | Yes | For | For |
| | | | 3 | Advisory vote on frequency of advisory vote on compesation of our named executive ofiicers | Issuer | Yes | 1 Year | Against |
| | | | 4 | Ratification of the appointment of Enrst & Young LLP as independent registered public accounts for 2017 | Issuer | Yes | For | For |
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Church & Dwight Co Inc | CHD | 5/4/2017 | 171340102 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Advisory vote to approve compensation of our named executive officers | Issuer | Yes | For | For |
| | | | 3 | An advisory vote to determine the frequency of the advisory vote on compensation of our named executive officers | Issuer | Yes | 1 Year | For |
| | | | 4 | Approval of our second amemnded and restated annual incentive plan | Issuer | Yes | For | For |
| | | | 5 | Proposal to amend our restated certificate of incorporation to increase the number of authorized shares of common stock from 300,000,000 to 6000,000,000 shares | Issuer | Yes | For | For |
| | | | 6 | ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2017 | Issuer | Yes | For | For |
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Union Pacific Corporation | UNP | 5/11/2017 | 907818108 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the company for 2017 | Issuer | Yes | For | For |
| | | | 3 | An advisory vote to approve executive compensation ("Say on Pay") | Issuer | Yes | For | For |
| | | | 4 | An advisory vote on the frequency of future advisory votes to approve executive compensation ("Say on Frequency") | Issuer | Yes | 1 Year | For |
| | | | 5 | Shareholder proposal regarding independent chairman if properly presented at the annual meeting | Shareholder | Yes | Against | For |
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CF Industries Holdings Inc | CF | 5/12/2017 | 125269100 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Approval of an advisory resolution regarding the compensation of CF Industries Holdings Inc's named executive officers | Issuer | Yes | Against | Against |
| | | | 3 | Recommendation, by a non-binding advisory vote, on the frequency of future advisory votes to approve the compensation if CF Industries Holdings Inc's named executive officers | Issuer | Yes | 1 Year | For |
| | | | 4 | Ratification of the selection of KPMG LLP as Cf Industries Holdings Inc's independent registered public accounting firm in 2017 | Issuer | Yes | For | For |
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Gentex Corporation | GNTX | 5/18/2017 | 371901109 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | To ratify the appointment of Ernst & Young LLP as the company's auditors for the fiscal year ending December 31, 2017 | Issuer | Yes | For | For |
| | | | 3 | To approve, on an advisory basis, compensation of the company's named executive officers | Issuer | Yes | Against | Against |
| | | | 4 | To determine, on an advisory basis, whether future shareholder advisory votes on named executive officer compensation should occur every one, two, or three years | Issuer | Yes | 1 Year | Against |
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Amphenol Corporation | APH | 5/18/2017 | 032095101 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Ratification of Deloitte & Touche LLP as independent accountants of the company | Issuer | Yes | For | For |
| | | | 3 | Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For |
| | | | 4 | Advisory vote on the frequency of future votes on compensation of named executive officers | Issuer | Yes | 1 year | For |
| | | | 5 | To ratify and approve the 2017 stock purchase and option plan for key employees of Amphenol and subsidiaries | Issuer | Yes | Against | Against |
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Amtrust Financial Services Inc | AFSI | 5/18/2017 | 032359309 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Advisory vote on named executive officer compensation | Issuer | Yes | For | For |
| | | | 3 | Advisory vote on frequency of advisory vote on nmaed executive officer compensation | Issuer | Yes | 1 year | Against |
| | | | 4 | Stockholder proposal on majority voting standard in uncontested election of directors | Stockholder | Yes | For | For |
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Intercontinental Exchange Inc | ICE | 5/19/2017 | 45866F104 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | To approve, by non-binding vote, the advisory resolution on executive compensation for nmaed executive officers | Issuer | Yes | For | For |
| | | | 3 | To approve, by non-binding vote, the advisory resolution on the frequency of future advisory votes on executive compensation | Issuer | Yes | 1 Year | For |
| | | | 4 | To approve the Intercontinental Exchange Inc 2017 omnibus employee incentive plan | Issuer | Yes | Against | Against |
| | | | 5 | To approve an amendment to the Intercontinental Exchange Inc 2013 omnibus non-employee director incentive plan to add an aggregate annual compensation limit | Issuer | Yes | For | For |
| | | | 6 | To approve the adoption of our fourth amended and restated certificate of incorporation to update the streamline references to our national securities exchange subsidiaries, their members, and the holdng companies that control such exchanges, and delete references to certain other subsidiaries | Issuer | Yes | For | For |
| | | | 7 | To approve the adoption of our fourth amended and restated certificate of incorporation to remove an obsolete proviso cross-referncing a section of our bylaws that was deleted after the sale of the euronext business in 2014 | Issuer | Yes | For | For |
| | | | 8 | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2017 | Issuer | Yes | For | For |
| | | | 9 | Stockholder proposal regarding the preparation of a report assessing ESG market disclosure expectations | Stockholder | Yes | Against | For |
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First Business Finl Svcs Inc | FBIZ | 5/23/2017 | 319390100 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | To approve, in a non-binding, advisory vote, the compensation of the company's named executive officers | Issuer | Yes | For | For |
| | | | 3 | To ratify the appointment of KPMG LLP as the company's registered public accounting firm for the year ending December 31, 2017 | Issuer | Yes | For | For |
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Alliant Energy Corporation | LNT | 5/23/2017 | 018802108 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For |
| | | | 3 | Advisory vote on the frequency of the adviory vote on compensation of our named executive officers | Issuer | Yes | 1 Year | For |
| | | | 4 | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for 2017 | Issuer | Yes | For | For |
| | | | 5 | A shareholder proposal requesting periodic reporting disclosing expenditures on political activities | Shareholder | Yes | Against | For |
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The Navigators Group Inc | NAVG | 5/25/2017 | 638904102 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | An advisory resolution on executive compensation | Issuer | Yes | For | For |
| | | | 3 | Hold an advisory vote to recommend the frequency of future advisory votes on executive compensation | Issuer | Yes | 1 Year | For |
| | | | 4 | Ratification of KPMG LLP as the independent auditors of the company to examine and report on the December 31, 2017 financial statements | Issuer | Yes | For | For |
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The Ensign Group Inc | ENSG | 5/25/2017 | 29358P101 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Ratification of Deloitte & Touche LLP as independent registered public accounting firm for 2017 | Issuer | Yes | For | For |
| | | | 3 | Approval of the company's 2017 omnibus incentive plan | Issuer | Yes | For | For |
| | | | 4 | Approval, on an advisory basis, of our named executive officers' compensation | Issuer | Yes | For | For |
| | | | 5 | Advisory vote on the frequency of an advisory vote on executive compensation | Issuer | Yes | 1 Year | For |
| | | | 6 | Stockholder proposal regarding a sustainability report | Stockholder | Yes | Against | For |
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Exponent Inc | EXPO | 6/1/2017 | 30214U102 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | To ratify the appointment of KPMG LLP , an independent registered public accounting firm, as independent auditor for the fiscal year ending December 29, 2017 | Issuer | Yes | For | For |
| | | | 3 | Advisory vote to approve the compensation of the company's named executive officers for fiscal 2016 | Issuer | Yes | For | For |
| | | | 4 | To recommend, by non-binding vote, the frequency of executive compensation votes | Issuer | Yes | 1 Year | For |
| | | | 5 | To consider and approve an amendment of the amended and restated 2008 equity incentive plan | Issuer | Yes | For | For |
| | | | 6 | To consider and approve an amendment of the 2008 employee stock purchase plan | Issuer | Yes | For | For |
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Comcast Corporation | CMCSA | 6/8/2017 | 20030N101 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | Ratification of the appointment of our independent auditors | Issuer | Yes | For | For |
| | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | 4 | Advisory vote on the frequency of the vote on executive compensation | Issuer | Yes | 1 Year | For |
| | | | 5 | To provide a lobbying report | Issuer | Yes | Against | For |
| | | | 6 | To stop 100-to-one voting power | Issuer | Yes | For | Against |
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Columbia Sportwear Company | COLM | 6/13/2017 | 198516106 | 1 | Election of Directors | Issuer | Yes | For All | For |
| | | | 2 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2017 | Issuer | Yes | For | For |
| | | | 3 | To approve, by non-binding vote, executive compensation | Issuer | Yes | Against | Against |
| | | | 4 | To recommend, by non-binding vote, the frequency of executive compensation votes | Issuer | Yes | 1 Year | For |
| | | | 5 | To approve the 1997 stock incentive plan, as amended | Issuer | Yes | For | For |
| | | | 6 | To approve the executive incentive plan, as amended | Issuer | Yes | For | For |
| | | | 7 | Shareholder proposal asking the board of directors to amend the company's bylaws to rovide proxy access | Shareholder | Yes | Against | For |