UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22930
USCF ETF Trust
(Exact name of registrant as specified in charter)
1999 Harrison Street, Suite 1530, Oakland, California 94612
(Address of principal executive offices) (Zip code)
USCF Advisers LLC
Mr. Stuart Crumbaugh
1999 Harrison Street, Suite 1530
Oakland, California 94612
(Name and address of agent for service)
Registrant’s telephone number, including area code: (510) 522-9600
Date of fiscal year end: June 30
Date of reporting period: July 1, 2017 to June 30, 2018
ITEM 1. PROXY VOTING RECORD:
The following 4 Series of the Registrant held voting securities during the reporting period. Their voting records are included herein.
Stock Split Index Fund
USCF Restaurant Leaders Fund
USCF SummerHaven SHPEI Index Fund
USCF SummerHaven SHPEN Index Fund
The following Series of the Registrant did not hold any voting securities and accordingly did not vote any proxies during the reporting period:
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
USCF ETF TRUST |
USCF Stock Split Index Fund |
July 1, 2017 to November 15, 2017 |
| | | | | | | | | |
Issuer of security | Ticker | Meeting date | CUSIP | Item | Matter voted on | Issuer or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Fund Vote (FOR, AGAINST, ABSTAIN, or WITHHOLD) | For or Against Management Recommendation |
| | | | | | | | | |
Open Text Corporation | OTEX | 9/21/2017 | 683715106 | 1 | Election of Directors | Issuer | No | For All | For |
| | | | 2 | Re-appoint KPMG LLP, Chartered Accountants, as independent auditors for the company | Issuer | No | For | For |
| | | | 3 | The non-binding say-on-pay resolution, the full text of which is attached as schedule “A” to the circular, with or without variation, on the company’s approach to executive compensation, as more particularly described in the circular. | Issuer | No | Against | Against |
Home Banshares, Inc | HOMB | 9/25/2017 | 436893200 | 1 | Approval of the agreement and plan of merger (The “Merger Agreement”) dated as of March 27,2017,by and among Home Bancshares, Inc., Centennial Bank, and Stonegate Bank, including the issuance of HBI Common Stock in the merger as contemplated by the merger agreement (The “Share Issuance Proposal”). | Issuer | No | For | For |
| | | | 2 | Approval of one or more adjournments of the company’s special meeting, if necessary or appropriate, including to solicit additional proxies in favor of the Share Issuance Proposal. | Issuer | No | For | For |
Cal-Maine Foods Inc | CALM | 9/30/2016 | 128030202 | 1 | Election of Directors | Issuer | No | For All | For |
| | | | 2 | Advisory vote to approve our Executive Compensation. | Issuer | No | Against | For |
| | | | 3 | Advisory vote regarding the frequency of future votes on Executive Compensation. | Issuer | No | 1 year | Against |
| | | | 4 | Ratification of the selection of Frost, PLLC as the company’s independent registered public accounting firm for fiscal year 2018. | Issuer | No | For | For |
The Hain Celestial | HAIN | 11/16/2017 | 405217100 | 1 | Election of Directors | Issuer | No | For | For |
Group, Inc. | | | | 2 | To approve an amendment to the amended and restated by-laws of the Hain Clestrial Group, Inc. to implement advance notice Procedures for stockholder proposals | Issuer | No | For | For |
| | | | 3 | To approve an amendment to the amended and restated By-Laws of the Hain Clestial Group, Inc. to implement proxy access | Issuer | No | For | For |
| | | | 4 | To approve on am advisory basis named executive officer compensation for the fiscal year ended June 30, 2017 | Issuer | No | For | For |
| | | | 5 | To approve on an advisory basis the frequency of holding future advisory votes on named executive officer compensation | Issuer | No | For 1 year | For |
| | | | 6 | to ratify the appointment of Ernst & Young LLP to act as registered public independent accountants of the company for FYE June 30, 2018. | Issuer | No | For | For |
USCF ETF TRUST |
USCF Restaurant Leaders Fund |
July 1, 2017 to November 15, 2017 |
| | | | | | | | | |
Issuer of security | Ticker | Meeting date | CUSIP | Item | Matter voted on | Issuer or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Fund Vote (FOR, AGAINST, ABSTAIN, or WITHHOLD) | For or Against Management Recommendation |
| | | | | | | | | |
Panera Bread Company | PNRA | 7/11/2017 | 69840W108 | 1 | To adopt the agreement and plan merger, dated as of April 4, 2017, by and among Panera Bread Company, JAB Holdings B.V., RYE Parent Corp., and RYE Merger Sub, Inc. | Issuer | No | For | For |
| | | | 2 | To approve, by non-binding, advisory vote, certain compensation arrangements for the company’s named executive officers in connection with the merger. | Issuer | No | For | For |
Chuy’s Holdings, Inc | CHUY | 7/27/2017 | 171604101 | 1 | Election of directors | Issuer | No | For All | For |
| | | | 2 | To ratify the appointment of RSM US LLP as the company’s independent registered public accounting firm for 2017. | Issuer | No | For | For |
Cracker Barrel Old | CBRL | 11/16/2017 | 24410J106 | 1 | Election of directors | Issuer | No | For All | For |
Country Store, Inc. | | | | 2 | To Approve, on an advisory basis, the compensation of the company’s named executive officers as disclosed in the proxy statement that accompanies this notice | Issuer | No | For | For |
| | | | 3 | To select, on an advisory basis, the frequency with which shareholders of the company will have an advisory vote on the compensation of the company’s named executive officers | Issuer | No | For 1 year term | For |
| | | | 4 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2018 fiscal year | Issuer | No | For | For |
USCF SummerHaven SHPEI Index Fund
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Capella Education Company | |
Meeting Date: 01/19/2018 | Country: USA | Primary Security ID: 139594105 |
Record Date: 12/11/2017 | Meeting Type: Special | Ticker: CPLA |
| Shares Voted: 0 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Approve Merger Agreement | Mgmt | For | For | |
| | | | | |
2 | Adjourn Meeting | Mgmt | For | For | |
| | | | | |
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | |
Timberland Bancorp, Inc. | |
Meeting Date: 01/23/2018 | Country: USA | Primary Security ID: 887098101 |
Record Date: 12/01/2017 | Meeting Type: Annual | Ticker: TSBK |
| Shares Voted: 0 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Michael R. Sand | Mgmt | For | For | |
| | | | | |
1.2 | Elect Director Andrea M. Clinton | Mgmt | For | For | |
| | | | | |
1.3 | Elect Director James A. Davis | Mgmt | For | For | |
| | | | | |
1.4 | Elect Director Kathy D. Leodler | Mgmt | For | For | |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | |
| | | | | |
3 | Ratify Delap LLP as Auditors | Mgmt | For | For | |
Ashland Global Holdings Inc. | |
Meeting Date: 01/25/2018 | Country: USA | Primary Security ID: 044186104 |
Record Date: 12/04/2017 | Meeting Type: Annual | Ticker: ASH |
| Shares Voted: 0 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Brendan M. Cummins | Mgmt | For | For | |
| | | | | |
1.2 | Elect Director William G. Dempsey | Mgmt | For | For | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| | | | | |
Ashland Global Holdings Inc. | | | | |
| | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.3 | Elect Director Jay V. Ihlenfeld | Mgmt | For | For | |
| | | | | |
1.4 | Elect Director Susan L. Main | Mgmt | For | For | |
| | | | | |
1.5 | Elect Director Jerome A. Peribere | Mgmt | For | For | |
| | | | | |
1.6 | Elect Director Barry W. Perry | Mgmt | For | For | |
| | | | | |
1.7 | Elect Director Mark C. Rohr | Mgmt | For | For | |
| | | | | |
1.8 | Elect Director Janice J. Teal | Mgmt | For | For | |
| | | | | |
1.9 | Elect Director Michael J. Ward | Mgmt | For | For | |
| | | | | |
1.10 | Elect Director Kathleen Wilson-Thompson | Mgmt | For | For | |
| | | | | |
1.11 | Elect Director William A. Wulfsohn | Mgmt | For | For | |
| | | | | |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | |
| | | | | |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | |
Griffon Corporation | | |
Meeting Date: 01/31/2018 | Country: USA | Primary Security ID: 398433102 |
Record Date: 12/11/2017 | Meeting Type: Annual | Ticker: GFF |
| Shares Voted: 358 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Henry A. Alpert | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Bradley J. Gross | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Donald J. Kutyna | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Kevin F. Sullivan | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | |
4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Delta Apparel, Inc. | | |
Meeting Date: 02/01/2018 | Country: USA | Primary Security ID: 247368103 |
Record Date: 12/11/2017 | Meeting Type: Annual | Ticker: DLA |
| Shares Voted: 360 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director J. Bradley Campbell | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Sam P. Cortez | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Elizabeth J. Gatewood | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director G. Jay Gogue | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Robert W. Humphreys | Mgmt | For | For | For |
| | | | | |
1.6 | Elect Director Robert E. Staton, Sr. | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director A. Alexander Taylor, II | Mgmt | For | For | For |
| | | | | |
1.8 | Elect Director David G. Whalen | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
J. Alexander’s Holdings, Inc. | |
Meeting Date: 02/01/2018 | Country: USA | Primary Security ID: 46609J106 |
Record Date: 12/19/2017 | Meeting Type: Special | Ticker: JAX |
| Shares Voted: 0 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Approve Merger Agreement | Mgmt | For | Against | Do Not Vote |
| | | | | |
2 | Approve the Transactions by Disinterested Shareholders’ Action Pursuant to Section 48-18-704 of the Tennessee Business Corporation Act | Mgmt | For | Against | Do Not Vote |
| | | | | |
3a | Reclassify the Current Common Stock as Class A Common Stock and Authorize a New Class of Class B Common Stock | Mgmt | For | Against | Do Not Vote |
| | | | | |
3b | Increase Authorized Common Stock | Mgmt | For | Against | Do Not Vote |
| | | | | |
4 | Approve the Control Share Acquisition Act Charter Amendment | Mgmt | For | Against | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
J. Alexander’s Holdings, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
5 | Adjourn Meeting | Mgmt | For | Against | Do Not Vote |
IES Holdings, Inc. | | |
Meeting Date: 02/07/2018 | Country: USA | Primary Security ID: 44951W106 |
Record Date: 12/11/2017 | Meeting Type: Annual | Ticker: IESC |
| Shares Voted: 426 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Todd M. Cleveland | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Joseph L. Dowling, III | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director David B. Gendell | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Jeffrey L. Gendell | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Joe D. Koshkin | Mgmt | For | For | For |
| | | | | |
1.6 | Elect Director Robert W. Lewey | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director Donald L. Luke | Mgmt | For | For | For |
| | | | | |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Insteel Industries, Inc. | | |
Meeting Date: 02/13/2018 | Country: USA | Primary Security ID: 45774W108 |
Record Date: 12/13/2017 | Meeting Type: Annual | Ticker: IIIN |
| Shares Voted: 226 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Charles B. Newsome | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director G. Kennedy (‘Ken’) Thompson | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director H. O. Woltz III | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Insteel Industries, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Charter Financial Corporation | |
Meeting Date: 02/14/2018 | Country: USA | Primary Security ID: 16122W108 |
Record Date: 12/26/2017 | Meeting Type: Annual | Ticker: CHFN |
| Shares Voted: 0 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jane W. Darden | Mgmt | For | For | |
| | | | | |
1.2 | Elect Director Thomas M. Lane | Mgmt | For | For | |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | |
| | | | | |
3 | Ratify Dixon Hughes Goodman LLP as Auditors | Mgmt | For | For | |
Sanderson Farms, Inc. | |
Meeting Date: 02/15/2018 | Country: USA | Primary Security ID: 800013104 |
Record Date: 12/21/2017 | Meeting Type: Annual | Ticker: SAFM |
| Shares Voted: 246 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director John H. Baker, III | Mgmt | For | For | For |
1.2 | Elect Director John Bierbusse | Mgmt | For | For | For |
1.3 | Elect Director Mike Cockrell | Mgmt | For | For | For |
1.4 | Elect Director Suzanne T. Mestayer | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
4 | Adopt a Policy to Phase Out Use of Medically Important Antibiotics For Growth Promotion and Disease Prevention | SH | Against | For | For |
5 | Require Independent Board Chairman | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
General Cable Corporation | |
Meeting Date: 02/16/2018 | Country: USA | Primary Security ID: 369300108 |
Record Date: 01/12/2018 | Meeting Type: Special | Ticker: BGC |
| Shares Voted: 460 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Approve Merger Agreement | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| | | | | |
3 | Adjourn Meeting | Mgmt | For | For | For |
Powell Industries, Inc. | |
Meeting Date: 02/21/2018 | Country: USA | Primary Security ID: 739128106 |
Record Date: 01/04/2018 | Meeting Type: Annual | Ticker: POWL |
| Shares Voted: 234 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James W. McGill | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director John D. White | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Lifetime Brands, Inc. | | |
Meeting Date: 02/28/2018 | Country: USA | Primary Security ID: 53222Q103 |
Record Date: 01/22/2018 | Meeting Type: Special | Ticker: LCUT |
| Shares Voted: 402 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| | | | | |
3 | Adjourn Meeting | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Shiloh Industries, Inc. | | |
Meeting Date: 03/01/2018 | Country: USA | Primary Security ID: 824543102 |
Record Date: 01/08/2018 | Meeting Type: Annual | Ticker: SHLO |
| Shares Voted: 738 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jean A. Brunol | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Michael S. Hanley | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director David J. Hessler | Mgmt | For | For | For |
Blue Bird Corporation | | |
Meeting Date: 03/05/2018 | Country: USA | Primary Security ID: 095306106 |
Record Date: 01/17/2018 | Meeting Type: Annual | Ticker: BLBD |
| Shares Voted: 439 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Gurminder S. Bedi | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Kevin Penn | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director Alan H. Schumacher | Mgmt | For | For | For |
Sanmina Corporation | | |
Meeting Date: 03/05/2018 | Country: USA | Primary Security ID: 801056102 |
Record Date: 01/12/2018 | Meeting Type: Annual | Ticker: SANM |
| Shares Voted: 193 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Michael J. Clarke | Mgmt | For | For | For |
| | | | | |
1b | Elect Director Eugene A. Delaney | Mgmt | For | For | For |
| | | | | |
1c | Elect Director William J. DeLaney | Mgmt | For | For | For |
| | | | | |
1d | Elect Director Robert K. Eulau | Mgmt | For | For | For |
| | | | | |
1e | Elect Director John P. Goldsberry | Mgmt | For | For | For |
| | | | | |
1f | Elect Director Rita S. Lane | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Sanmina Corporation
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1g | Elect Director Joseph G. Licata, Jr. | Mgmt | For | For | For |
| | | | | |
1h | Elect Director Mario M. Rosati | Mgmt | For | For | For |
| | | | | |
1i | Elect Director Wayne Shortridge | Mgmt | For | For | For |
| | | | | |
1j | Elect Director Jure Sola | Mgmt | For | For | For |
| | | | | |
1k | Elect Director Jackie M. Ward | Mgmt | For | For | For |
| | | | | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against |
| | | | | |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
| | | | | |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
| | |
Bassett Furniture Industries, Incorporated | |
Meeting Date: 03/07/2018 | Country: USA | Primary Security ID: 070203104 |
Record Date: 01/19/2018 | Meeting Type: Annual | Ticker: BSET |
| Shares Voted: 199 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director John R. Belk | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Kristina Cashman | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Paul Fulton | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director George W. Henderson, III | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director J. Walter McDowell | Mgmt | For | For | For |
| | | | | |
1.6 | Elect Director Robert H. Spilman, Jr. | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director William C. Wampler, Jr. | Mgmt | For | For | For |
| | | | | |
1.8 | Elect Director William C. Warden, Jr. | Mgmt | For | For | For |
| | | | | |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| | |
Natural Grocers by Vitamin Cottage, Inc. | |
Meeting Date: 03/07/2018 | Country: USA | Primary Security ID: 63888U108 |
Record Date: 01/12/2018 | Meeting Type: Annual | Ticker: NGVC |
| Shares Voted: 968 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Heather Isely | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Kemper Isely | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director Edward Cerkovnik | Mgmt | For | For | For |
| | | | | |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
| | | | | |
5 | Other Business | Mgmt | For | Against | Against |
Civitas Solutions, Inc. | | |
Meeting Date: 03/09/2018 | Country: USA | Primary Security ID: 17887R102 |
Record Date: 01/10/2018 | Meeting Type: Annual | Ticker: CIVI |
| Shares Voted: 431 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Chris A. Durbin | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Patrick M. Gray | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Bruce F. Nardella | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Hurco Companies, Inc. | |
Meeting Date: 03/15/2018 | Country: USA | Primary Security ID: 447324104 |
Record Date: 01/19/2018 | Meeting Type: Annual | Ticker: HURC |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Hurco Companies, Inc. |
| Shares Voted: 225 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Thomas A. Aaro | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Robert W. Cruickshank | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Michael Doar | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Timothy J. Gardner | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Jay C. Longbottom | Mgmt | For | For | For |
| | | | | |
1.6 | Elect Director Andrew Niner | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director Richard Porter | Mgmt | For | For | For |
| | | | | |
1.8 | Elect Director Janaki Sivanesan | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify RSM US LLP as Auditors | Mgmt | For | For | For |
Pinnacle Entertainment, Inc. | |
Meeting Date: 03/29/2018 | Country: USA | Primary Security ID: 72348Y105 |
Record Date: 02/27/2018 | Meeting Type: Special | Ticker: PNK |
| Shares Voted: 387 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Approve Merger Agreement | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| | | | | |
3 | Adjourn Meeting | Mgmt | For | For | For |
C&F Financial Corporation | |
Meeting Date: 04/17/2018 | Country: USA | Primary Security ID: 12466Q104 |
Record Date: 03/02/2018 | Meeting Type: Annual | Ticker: CFFI |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
C&F Financial Corporation
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Larry G. Dillon | Mgmt | For | For | For |
1.2 | Elect Director James H. Hudson, III | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director C. Elis Olsson | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Ratify Yount, Hyde & Barbour, P.C as Auditors | Mgmt | For | For | For |
Civista Bancshares, Inc. | |
Meeting Date: 04/17/2018 | Country: USA | Primary Security ID: 178867107 |
Record Date: 02/16/2018 | Meeting Type: Annual | Ticker: CIVB |
| Shares Voted: 363 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Thomas A. Depler | Mgmt | For | For | For |
1.2 | Elect Director Allen R. Maurice | Mgmt | For | For | For |
1.3 | Elect Director James O. Miller | Mgmt | For | For | For |
1.4 | Elect Director Dennis E. Murray, Jr. | Mgmt | For | For | For |
1.5 | Elect Director Allen R. Nickles | Mgmt | For | For | For |
1.6 | Elect Director Mary Patricia Oliver | Mgmt | For | Withhold | Withhold |
1.7 | Elect Director Dennis G. Shaffer | Mgmt | For | For | For |
1.8 | Elect Director Daniel J. White | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Ratify S. R. Snodgrass, P.C. as Auditors | Mgmt | For | For | For |
Parke Bancorp, Inc. | | |
Meeting Date: 04/17/2018 | Country: USA | Primary Security ID: 700885106 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: PKBK |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Parke Bancorp, Inc. | |
| Shares Voted: 338 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Vito S. Pantilione | Mgmt | For | For | For |
1.2 | Elect Director Daniel J. Dalton | Mgmt | For | For | For |
1.3 | Elect Director Arret F. Dobson | Mgmt | For | For | For |
1.4 | Elect Director Anthony J. Jannetti | Mgmt | For | For | For |
2 | Ratify RSM US LLP as Auditors | Mgmt | For | For | For |
Teradata Corporation | | |
Meeting Date: 04/17/2018 | Country: USA | Primary Security ID: 88076W103 |
Record Date: 02/20/2018 | Meeting Type: Annual | Ticker: TDC |
| Shares Voted: 269 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Lisa R. Bacus | Mgmt | For | For | For |
1b | Elect Director Timothy C.K. Chou | Mgmt | For | For | For |
1c | Elect Director James M. Ringler | Mgmt | For | For | For |
1d | Elect Director John G. Schwarz | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
| | | | | |
4 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For |
AMN Healthcare Services, Inc. | |
Meeting Date: 04/18/2018 | Country: USA | Primary Security ID: 001744101 |
Record Date: 02/21/2018 | Meeting Type: Annual | Ticker: AMN |
| Shares Voted: 210 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Mark G. Foletta | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
AMN Healthcare Services, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.2 | Elect Director R. Jeffrey Harris | Mgmt | For | For | For |
1.3 | Elect Director Michael M.E. Johns | Mgmt | For | For | For |
1.4 | Elect Director Martha H. Marsh | Mgmt | For | For | For |
1.5 | Elect Director Susan R. Salka | Mgmt | For | For | For |
1.6 | Elect Director Andrew M. Stern | Mgmt | For | For | For |
1.7 | Elect Director Paul E. Weaver | Mgmt | For | For | For |
1.8 | Elect Director Douglas D. Wheat | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Asbury Automotive Group, Inc. | |
Meeting Date: 04/18/2018 | Country: USA | Primary Security ID: 043436104 |
Record Date: 02/27/2018 | Meeting Type: Annual | Ticker: ABG |
| Shares Voted: 134 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Bridget Ryan-Berman | Mgmt | For | For | For |
1.2 | Elect Director Dennis E. Clements | Mgmt | For | For | For |
1.3 | Elect Director David W. Hult | Mgmt | For | For | For |
1.4 | Elect Director Eugene S. Katz | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
First Financial Corporation | |
Meeting Date: 04/18/2018 | Country: USA | Primary Security ID: 320218100 |
Record Date: 02/26/2018 | Meeting Type: Annual | Ticker: THFF |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
First Financial Corporation |
| Shares Voted: 165 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Thomas T. Dinkel | Mgmt | For | For | For |
1.2 | Elect Director Norman L. Lowery | Mgmt | For | For | For |
1.3 | Elect Director William J. Voges | Mgmt | For | Withhold | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Crowe Horwath LLP as Auditors | Mgmt | For | For | For |
Universal Forest Products, Inc. | |
Meeting Date: 04/18/2018 | Country: USA | Primary Security ID: 913543104 |
Record Date: 02/21/2018 | Meeting Type: Annual | Ticker: UFPI |
| Shares Voted: 267 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Matthew J. Missad | Mgmt | For | For | For |
1b | Elect Director Thomas W. Rhodes | Mgmt | For | For | For |
1c | Elect Director Brian C. Walker | Mgmt | For | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
| | |
Farmers & Merchants Bancorp, Inc. | |
Meeting Date: 04/19/2018 | Country: USA | Primary Security ID: 30779N105 |
Record Date: 02/28/2018 | Meeting Type: Annual | Ticker: FMAO |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| |
Farmers & Merchants Bancorp, Inc. |
| Shares Voted: 250 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Eugene N. Burkholder | Mgmt | For | For | For |
1.2 | Elect Director Steven A. Everhart | Mgmt | For | For | For |
1.3 | Elect Director Jo Ellen Hornish | Mgmt | For | For | For |
1.4 | Elect Director Jack C. Johnson | Mgmt | For | For | For |
1.5 | Elect Director Marcia S. Latta | Mgmt | For | For | For |
1.6 | Elect Director Steven J. Planson | Mgmt | For | For | For |
1.7 | Elect Director Anthony J. Rupp | Mgmt | For | For | For |
1.8 | Elect Director Kevin J. Sauder | Mgmt | For | For | For |
1.9 | Elect Director Paul S. Siebenmorgen | Mgmt | For | For | For |
1.10 | Elect Director K. Brad Stamm | Mgmt | For | For | For |
2 | Ratify BKD, LLP as Auditors | Mgmt | For | For | For |
Tower International, Inc. | |
Meeting Date: 04/19/2018 | Country: USA | Primary Security ID: 891826109 |
Record Date: 03/07/2018 | Meeting Type: Annual | Ticker: TOWR |
| Shares Voted: 357 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Thomas K. Brown | Mgmt | For | For | For |
1B | Elect Director James Chapman | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | |
Capital City Bank Group, Inc. | |
Meeting Date: 04/24/2018 | Country: USA | Primary Security ID: 139674105 |
Record Date: 02/26/2018 | Meeting Type: Annual | Ticker: CCBG |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Capital City Bank Group, Inc. |
| Shares Voted: 367 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Frederick Carroll, III | Mgmt | For | For | For |
1.2 | Elect Director Laura L. Johnson | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | |
First Community Bancshares, Inc. | |
Meeting Date: 04/24/2018 | Country: USA | Primary Security ID: 31983A103 |
Record Date: 03/01/2018 | Meeting Type: Annual | Ticker: FCBC |
| Shares Voted: 276 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director W. C. Blankenship, Jr. | Mgmt | For | For | For |
1.2 | Elect Director William P. Stafford, II | Mgmt | For | For | For |
2 | Ratify Dixon Hughes Goodman, LLP as Auditors | Mgmt | For | For | For |
3 | Change State of Incorporation Nevada to Virginia | Mgmt | For | For | For |
Huttig Building Products, Inc. | |
Meeting Date: 04/24/2018 | Country: USA | Primary Security ID: 448451104 |
Record Date: 02/26/2018 | Meeting Type: Annual | Ticker: HBP |
| Shares Voted: 1,112 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Donald L. Glass | Mgmt | For | For | For |
1.2 | Elect Director Delbert H. Tanner | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| | |
Independent Bank Corporation | |
Meeting Date: 04/24/2018 | Country: USA | Primary Security ID: 453838609 |
Record Date: 02/23/2018 | Meeting Type: Annual | Ticker: IBCP |
| Shares Voted: 361 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Christina L. Keller | Mgmt | For | For | For |
1b | Elect Director Michael M. Magee, Jr. | Mgmt | For | For | For |
1c | Elect Director Matthew J. Missad | Mgmt | For | For | For |
2 | Ratify Crowe Horwath LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Aegion Corporation | | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 00770F104 |
Record Date: 03/02/2018 | Meeting Type: Annual | Ticker: AEGN |
| Shares Voted: 334 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Stephen P. Cortinovis | Mgmt | For | For | For |
1b | Elect Director Stephanie A. Cuskley | Mgmt | For | For | For |
1c | Elect Director Walter J. Galvin | Mgmt | For | For | For |
1d | Elect Director Rhonda Germany Ballintyn | Mgmt | For | For | For |
1e | Elect Director Charles R. Gordon | Mgmt | For | For | For |
1f | Elect Director Juanita H. Hinshaw | Mgmt | For | For | For |
1g | Elect Director M. Richard Smith | Mgmt | For | For | For |
1h | Elect Director Alfred L. Woods | Mgmt | For | For | For |
1i | Elect Director Phillip D. Wright | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Archrock Inc. | | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 03957W106 |
Record Date: 03/14/2018 | Meeting Type: Annual | Ticker: AROC |
| Shares Voted: 686 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Issue Shares in Connection with Merger | Mgmt | For | For | For |
2.1 | Elect Director Anne-Marie N. Ainsworth | Mgmt | For | For | For |
2.2 | Elect Director Wendell R. Brooks | Mgmt | For | For | For |
2.3 | Elect Director D. Bradley Childers | Mgmt | For | For | For |
2.4 | Elect Director Gordon T. Hall | Mgmt | For | For | For |
2.5 | Elect Director Frances Powell Hawes | Mgmt | For | For | For |
2.6 | Elect Director J.W.G. “Will” Honeybourne | Mgmt | For | For | For |
2.7 | Elect Director James H. Lytal | Mgmt | For | For | For |
2.8 | Elect Director Mark A. McCollum | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
5 | Adjourn Meeting | Mgmt | For | For | For |
Gulf Island Fabrication, Inc. | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 402307102 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: GIFI |
| Shares Voted: 695 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Michael J. Keeffe | Mgmt | For | For | For |
1.2 | Elect Director Kirk J. Meche | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
OFG Bancorp | | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 67103X102 |
Record Date: 03/02/2018 | Meeting Type: Annual | Ticker: OFG |
| Shares Voted: 775 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Julian S. Inclan | Mgmt | For | For | For |
1.2 | Elect Director Pedro Morazzani | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Amend Articles | Mgmt | For | For | For |
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Ryerson Holding Corporation | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 783754104 |
Record Date: 03/02/2018 | Meeting Type: Annual | Ticker: RYI |
| Shares Voted: 861 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Court D. Carruthers | Mgmt | For | For | For |
1.2 | Elect Director Eva M. Kalawski | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director Mary Ann Sigler | Mgmt | For | Withhold | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
Shore Bancshares, Inc. | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 825107105 |
Record Date: 03/01/2018 | Meeting Type: Annual | Ticker: SHBI |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Shore Bancshares, Inc. |
| Shares Voted: 457 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director David J. Bates | Mgmt | For | Against | Against |
1b | Elect Director Lloyd L. Beatty, Jr. | Mgmt | For | Against | Against |
1c | Elect Director James A. Judge | Mgmt | For | Against | Against |
1d | Elect Director R. Michael Clemmer, Jr. | Mgmt | For | Against | Against |
2 | Ratify Yount, Hyde & Barbour, P.C. as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Veritiv Corporation | | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 923454102 |
Record Date: 02/26/2018 | Meeting Type: Annual | Ticker: VRTV |
| Shares Voted: 182 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director David E. Flitman | Mgmt | For | For | For |
1.2 | Elect Director Daniel T. Henry | Mgmt | For | For | For |
1.3 | Elect Director Liza K. Landsman | Mgmt | For | For | For |
1.4 | Elect Director Mary A. Laschinger | Mgmt | For | For | For |
1.5 | Elect Director Tracy A. Leinbach | Mgmt | For | For | For |
1.6 | Elect Director William E. Mitchell | Mgmt | For | For | For |
1.7 | Elect Director Michael P. Muldowney | Mgmt | For | For | For |
1.8 | Elect Director Charles G. Ward, III | Mgmt | For | For | For |
1.9 | Elect Director John J. Zillmer | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Evans Bancorp, Inc. | | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 29911Q208 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: EVBN |
| Shares Voted: 184 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Robert G. Miller, Jr. | Mgmt | For | For | For |
1.2 | Elect Director Kimberley A. Minkel | Mgmt | For | For | For |
1.3 | Elect Director Christina P. Orsi | Mgmt | For | For | For |
1.4 | Elect Director Michael J. Rogers | Mgmt | For | For | For |
1.5 | Elect Director Oliver H. Sommer | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Exterran Corporation | | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 30227H106 |
Record Date: 02/28/2018 | Meeting Type: Annual | Ticker: EXTN |
| Shares Voted: 282 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director William M. Goodyear | Mgmt | For | For | For |
1b | Elect Director James C. Gouin | Mgmt | For | For | For |
1c | Elect Director John P. Ryan | Mgmt | For | For | For |
1d | Elect Director Christopher T. Seaver | Mgmt | For | For | For |
1e | Elect Director Mark R. Sotir | Mgmt | For | For | For |
1f | Elect Director Andrew J. Way | Mgmt | For | For | For |
1g | Elect Director Ieda Gomes Yell | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Fidelity Southern Corporation | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 316394105 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: LION |
| Shares Voted: 332 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James B. Miller, Jr. | Mgmt | For | For | For |
1.2 | Elect Director David R. Bockel | Mgmt | For | For | For |
1.3 | Elect Director Rodney D. Bullard | Mgmt | For | For | For |
1.4 | Elect Director William Millard Choate | Mgmt | For | For | For |
1.5 | Elect Director Donald A. Harp, Jr. | Mgmt | For | For | For |
1.6 | Elect Director Kevin S. King | Mgmt | For | For | For |
1.7 | Elect Director William C. Lankford, Jr. | Mgmt | For | For | For |
1.8 | Elect Director Gloria A. O’Neal | Mgmt | For | For | For |
1.9 | Elect Director H. Palmer Proctor, Jr. | Mgmt | For | For | For |
1.10 | Elect Director W. Clyde Shepherd, III | Mgmt | For | For | For |
1.11 | Elect Director Rankin M. Smith, Jr. | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
4 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against |
Iconix Brand Group, Inc. | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 451055107 |
Record Date: 03/22/2018 | Meeting Type: Special | Ticker: ICON |
| Shares Voted: 1,219 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Increase Authorized Common Stock | Mgmt | For | For | For |
| | | | | |
2 | Adjourn Meeting | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
MYR Group Inc. | | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 55405W104 |
Record Date: 02/28/2018 | Meeting Type: Annual | Ticker: MYRG |
| Shares Voted: 252 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Donald C.I. Lucky | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Maurice E. Moore | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Crowe Horwath LLP as Auditors | Mgmt | For | For | For |
TEGNA Inc. | | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 87901J105 |
Record Date: 02/26/2018 | Meeting Type: Annual | Ticker: TGNA |
| Shares Voted: 536 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Gina L. Bianchini | Mgmt | For | For | For |
1b | Elect Director Howard D. Elias | Mgmt | For | For | For |
1c | Elect Director Stuart J. Epstein | Mgmt | For | For | For |
1d | Elect Director Lidia Fonseca | Mgmt | For | For | For |
1e | Elect Director David T. Lougee | Mgmt | For | For | For |
1f | Elect Director Scott K. McCune | Mgmt | For | For | For |
1g | Elect Director Henry W. McGee | Mgmt | For | For | For |
1h | Elect Director Susan Ness | Mgmt | For | For | For |
1i | Elect Director Bruce P. Nolop | Mgmt | For | For | For |
1j | Elect Director Neal Shapiro | Mgmt | For | For | For |
1k | Elect Director Melinda C. Witmer | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Unisys Corporation | | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 909214306 |
Record Date: 02/26/2018 | Meeting Type: Annual | Ticker: UIS |
| Shares Voted: 593 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Peter A. Altabef | Mgmt | For | For | For |
1b | Elect Director Jared L. Cohon | Mgmt | For | For | For |
1c | Elect Director Nathaniel A. Davis | Mgmt | For | For | For |
1d | Elect Director Denise K. Fletcher | Mgmt | For | For | For |
1e | Elect Director Philippe Germond | Mgmt | For | For | For |
1f | Elect Director Deborah Lee James | Mgmt | For | For | For |
1g | Elect Director Paul E. Martin | Mgmt | For | For | For |
1h | Elect Director Regina Paolillo | Mgmt | For | For | For |
1i | Elect Director Lee D. Roberts | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Unity Bancorp, Inc. | | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 913290102 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: UNTY |
| Shares Voted: 424 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Mark S. Brody | Mgmt | For | For | For |
1.2 | Elect Director Raj Patel | Mgmt | For | For | For |
1.3 | Elect Director Donald E. Souders, Jr. | Mgmt | For | For | For |
2 | Ratify RSM US LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| | |
Universal Logistics Holdings, Inc. | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 91388P105 |
Record Date: 03/16/2018 | Meeting Type: Annual | Ticker: ULH |
| Shares Voted: 508 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Grant E. Belanger | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Frederick P. Calderone | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director Joseph J. Casaroll | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director Daniel J. Deane | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Manuel J. Moroun | Mgmt | For | Withhold | Withhold |
1.6 | Elect Director Matthew T. Moroun | Mgmt | For | Withhold | Withhold |
1.7 | Elect Director Michael A. Regan | Mgmt | For | Withhold | Withhold |
1.8 | Elect Director Jeff Rogers | Mgmt | For | Withhold | Withhold |
1.9 | Elect Director Daniel C. Sullivan | Mgmt | For | Withhold | Withhold |
1.10 | Elect Director Richard P. Urban | Mgmt | For | Withhold | Withhold |
1.11 | Elect Director H.E. ’Scott’ Wolfe | Mgmt | For | Withhold | Withhold |
2 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For |
Waddell & Reed Financial, Inc. | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 930059100 |
Record Date: 02/26/2018 | Meeting Type: Annual | Ticker: WDR |
| Shares Voted: 385 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Thomas C. Godlasky | Mgmt | For | For | For |
1.2 | Elect Director Dennis E. Logue | Mgmt | For | For | For |
1.3 | Elect Director Michael F. Morrissey | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Weis Markets, Inc. | | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 948849104 |
Record Date: 03/14/2018 | Meeting Type: Annual | Ticker: WMK |
| Shares Voted: 161 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jonathan H. Weis | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Harold G. Graber | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director Dennis G. Hatchell | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director Edward J. Lauth, III | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Gerrald B. Silverman | Mgmt | For | Withhold | Withhold |
2 | Ratify RSM US LLP as Auditors | Mgmt | For | For | For |
Validus Holdings, Ltd. | | |
Meeting Date: 04/27/2018 | Country: Bermuda | Primary Security ID: G9319H102 |
Record Date: 03/21/2018 | Meeting Type: Special | Ticker: VR |
| Shares Voted: 147 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Reduce Supermajority Vote Requirement to Approve Merger | Mgmt | For | For | For |
2 | Approve Merger Agreement | Mgmt | For | For | For |
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against |
4 | Adjourn Meeting | Mgmt | For | For | For |
ArcBest Corporation | | |
Meeting Date: 05/01/2018 | Country: USA | Primary Security ID: 03937C105 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: ARCB |
| Shares Voted: 357 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Eduardo F. Conrado | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
ArcBest Corporation
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.2 | Elect Director Stephen E. Gorman | Mgmt | For | For | For |
1.3 | Elect Director Michael P. Hogan | Mgmt | For | For | For |
1.4 | Elect Director William M. Legg | Mgmt | For | For | For |
1.5 | Elect Director Kathleen D. McElligott | Mgmt | For | For | For |
1.6 | Elect Director Judy R. McReynolds | Mgmt | For | For | For |
1.7 | Elect Director Craig E. Philip | Mgmt | For | For | For |
1.8 | Elect Director Steven L. Spinner | Mgmt | For | For | For |
1.9 | Elect Director Janice E. Stipp | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Pinnacle Entertainment, Inc. | |
Meeting Date: 05/01/2018 | Country: USA | Primary Security ID: 72348Y105 |
Record Date: 03/06/2018 | Meeting Type: Annual | Ticker: PNK |
| Shares Voted: 387 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Charles L. Atwood | Mgmt | For | For | For |
1B | Elect Director Stephen C. Comer | Mgmt | For | For | For |
1C | Elect Director Ron Huberman | Mgmt | For | For | For |
1D | Elect Director James L. Martineau | Mgmt | For | For | For |
1E | Elect Director Desiree Rogers | Mgmt | For | For | For |
1F | Elect Director Carlos A. Ruisanchez | Mgmt | For | For | For |
1G | Elect Director Anthony M. Sanfilippo | Mgmt | For | For | For |
1H | Elect Director Jaynie M. Studenmund | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| | |
Whiting Petroleum Corporation | |
Meeting Date: 05/01/2018 | Country: USA | Primary Security ID: 966387409 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: WLL |
| Shares Voted: 369 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director William N. Hahne | Mgmt | For | For | For |
1.2 | Elect Director Bradley J. Holly | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
YRC Worldwide Inc. | | |
Meeting Date: 05/01/2018 | Country: USA | Primary Security ID: 984249607 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: YRCW |
| Shares Voted: 633 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Raymond J. Bromark | Mgmt | For | For | For |
1.2 | Elect Director Matthew A. Doheny | Mgmt | For | For | For |
1.3 | Elect Director Robert L. Friedman | Mgmt | For | For | For |
1.4 | Elect Director James E. Hoffman | Mgmt | For | For | For |
1.5 | Elect Director Michael J. Kneeland | Mgmt | For | For | For |
1.6 | Elect Director James L. Welch | Mgmt | For | For | For |
1.7 | Elect Director James F. Winestock | Mgmt | For | For | For |
1.8 | Elect Director Patricia M. Nazemetz | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | |
American Renal Associates Holdings, Inc. | |
Meeting Date: 05/02/2018 | Country: USA | Primary Security ID: 029227105 |
Record Date: 03/08/2018 | Meeting Type: Annual | Ticker: ARA |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| |
American Renal Associates Holdings, Inc. |
| Shares Voted: 427 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Syed T. Kamal | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Jared S. Hendricks | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director John M. Jureller | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director Susanne V. Clark | Mgmt | For | Withhold | Withhold |
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Chicago Bridge & Iron Company N.V. | |
Meeting Date: 05/02/2018 | Country: Netherlands | Primary Security ID: 167250109 |
Record Date: 04/04/2018 | Meeting Type: Special | Ticker: CBI |
| Shares Voted: 434 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For |
2 | Approve Merger Agreement | Mgmt | For | For | For |
3 | Approve Acquisition | Mgmt | For | For | For |
4 | Approve Sale of Comet II B.V. | Mgmt | For | For | For |
5 | Approve Plan of Liquidation | Mgmt | For | For | For |
6 | Approve Discharge of Management Board | Mgmt | For | For | For |
7 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against |
Ducommun Incorporated | |
Meeting Date: 05/02/2018 | Country: USA | Primary Security ID: 264147109 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: DCO |
| Shares Voted: 237 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Elect Director Gregory S. Churchill | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Ducommun Incorporated
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Fresh Del Monte Produce Inc. | |
Meeting Date: 05/02/2018 | Country: Cayman Islands | Primary Security ID: G36738105 |
Record Date: 03/13/2018 | Meeting Type: Annual | Ticker: FDP |
| Shares Voted: 148 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Mohammad Abu-Ghazaleh | Mgmt | For | For | For |
1b | Elect Director John H. Dalton | Mgmt | For | Against | Against |
1c | Elect Director Ahmad Abu-Ghazaleh | Mgmt | For | For | For |
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
4 | Approve Dividends | Mgmt | For | For | For |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Molina Healthcare, Inc. | |
Meeting Date: 05/02/2018 | Country: USA | Primary Security ID: 60855R100 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: MOH |
| Shares Voted: 106 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Garrey E. Carruthers | Mgmt | For | For | For |
| | | | | |
1B | Elect Director Daniel Cooperman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Molina Healthcare, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1C | Elect Director Richard M. Schapiro | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
| | | | | |
3 | Provide Proxy Access Right | Mgmt | For | For | For |
| | | | | |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
RigNet, Inc. | | |
Meeting Date: 05/02/2018 | Country: USA | Primary Security ID: 766582100 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: RNET |
| Shares Voted: 437 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James H. Browning | Mgmt | For | For | For |
1.2 | Elect Director Mattia Caprioli | Mgmt | For | For | For |
1.3 | Elect Director Kevin Mulloy | Mgmt | For | For | For |
1.4 | Elect Director Kevin J. O’Hara | Mgmt | For | For | For |
1.5 | Elect Director Keith Olsen | Mgmt | For | For | For |
1.6 | Elect Director Brent K. Whittington | Mgmt | For | For | For |
1.7 | Elect Director Ditlef de Vibe | Mgmt | For | For | For |
1.8 | Elect Director Steven E. Pickett | Mgmt | For | For | For |
1.9 | Elect Director Gail P. Smith | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
The Eastern Company | |
Meeting Date: 05/02/2018 | Country: USA | Primary Security ID: 276317104 |
Record Date: 03/01/2018 | Meeting Type: Annual | Ticker: EML |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
The Eastern Company |
| Shares Voted: 250 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director John W. Everets | Mgmt | For | For | For |
1.2 | Elect Director Michael A. McManus, Jr. | Mgmt | For | For | For |
1.3 | Elect Director James A. Mitarotonda | Mgmt | For | For | For |
1.4 | Elect Director August M. Vlak | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Fiondella, Milone & LaSaracina LLP as Auditors | Mgmt | For | For | For |
The Hackett Group, Inc. | |
Meeting Date: 05/02/2018 | Country: USA | Primary Security ID: 404609109 |
Record Date: 03/15/2018 | Meeting Type: Annual | Ticker: HCKT |
| Shares Voted: 482 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director David N. Dungan | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Richard N. Hamlin | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify RSM US LLP as Auditors | Mgmt | For | For | For |
Unit Corporation | | |
Meeting Date: 05/02/2018 | Country: USA | Primary Security ID: 909218109 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: UNT |
| Shares Voted: 425 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Gary R. Christopher | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Robert J. Sullivan, Jr. | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Unit Corporation
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Fluor Corporation | | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 343412102 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: FLR |
| Shares Voted: 169 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Peter K. Barker | Mgmt | For | For | For |
1B | Elect Director Alan M. Bennett | Mgmt | For | For | For |
1C | Elect Director Rosemary T. Berkery | Mgmt | For | For | For |
1D | Elect Director Peter J. Fluor | Mgmt | For | For | For |
1E | Elect Director James T. Hackett | Mgmt | For | For | For |
1F | Elect Director Samuel J. Locklear, III | Mgmt | For | For | For |
1G | Elect Director Deborah D. McWhinney | Mgmt | For | For | For |
1H | Elect Director Armando J. Olivera | Mgmt | For | For | For |
1I | Elect Director Matthew K. Rose | Mgmt | For | For | For |
1J | Elect Director David T. Seaton | Mgmt | For | For | For |
1K | Elect Director Nader H. Sultan | Mgmt | For | For | For |
1L | Elect Director Lynn C. Swann | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
4 | Adopt Quantitative Company-wide GHG Goals | SH | Against | For | For |
LGI Homes, Inc. | | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 50187T106 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: LGIH |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
LGI Homes, Inc. | |
| Shares Voted: 183 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Ryan Edone | Mgmt | For | For | For |
1.2 | Elect Director Duncan Gage | Mgmt | For | For | For |
1.3 | Elect Director Eric Lipar | Mgmt | For | For | For |
1.4 | Elect Director Bryan Sansbury | Mgmt | For | For | For |
1.5 | Elect Director Steven Smith | Mgmt | For | For | For |
1.6 | Elect Director Robert Vahradian | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | One Year |
MBT Financial Corp. | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 578877102 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: MBTF |
| Shares Voted: 763 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Kristine L. Barann | Mgmt | For | For | For |
1.2 | Elect Director Peter H. Carlton | Mgmt | For | For | For |
1.3 | Elect Director H. Douglas Chaffin | Mgmt | For | For | For |
1.4 | Elect Director Joseph S. Daly | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director James F. Deutsch | Mgmt | For | For | For |
1.6 | Elect Director Michael J. Miller | Mgmt | For | For | For |
1.7 | Elect Director Tony Scavuzzo | Mgmt | For | Withhold | Withhold |
1.8 | Elect Director Debra J. Shah | Mgmt | For | For | For |
1.9 | Elect Director John L. Skibski | Mgmt | For | For | For |
1.10 | Elect Director Joseph S. Vig | Mgmt | For | For | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
3 | Ratify Plante & Moran, PLLC as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
MBT Financial Corp.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Murphy USA Inc. | | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 626755102 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: MUSA |
| Shares Voted: 106 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Fred L. Holliger | Mgmt | For | For | For |
1.2 | Elect Director James W. Keyes | Mgmt | For | For | For |
1.3 | Elect Director Diane N. Landen | Mgmt | For | For | For |
1.4 | Elect Director David B. Miller | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Peoples Bancorp of North Carolina, Inc.
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 710577107 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: PEBK |
| Shares Voted: 264 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James S. Abernethy | Mgmt | For | For | For |
1.2 | Elect Director Robert C. Abernethy | Mgmt | For | For | For |
1.3 | Elect Director Douglas S. Howard | Mgmt | For | For | For |
1.4 | Elect Director John W. Lineberger, Jr. | Mgmt | For | For | For |
1.5 | Elect Director Gary E. Matthews | Mgmt | For | For | For |
1.6 | Elect Director Billy L. Price, Jr. | Mgmt | For | For | For |
1.7 | Elect Director Larry E. Robinson | Mgmt | For | For | For |
1.8 | Elect Director William Gregory Terry | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Peoples Bancorp of North Carolina, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.9 | Elect Director Dan Ray Timmerman, Sr. | Mgmt | For | For | For |
1.10 | Elect Director Benjamin I. Zachary | Mgmt | For | For | For |
2 | Ratify Elliott Davis, PLLC as Auditors | Mgmt | For | For | For |
SunCoke Energy, Inc. | | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 86722A103 |
Record Date: 03/07/2018 | Meeting Type: Annual | Ticker: SXC |
| Shares Voted: 702 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Alvin Bledsoe | Mgmt | For | For | For |
1b | Elect Director Susan R. Landahl | Mgmt | For | For | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| | |
SUPERIOR UNIFORM GROUP, INC. | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 868358102 |
Record Date: 02/28/2018 | Meeting Type: Annual | Ticker: SGC |
| Shares Voted: 342 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Sidney Kirschner | Mgmt | For | For | For |
1.2 | Elect Director Michael Benstock | Mgmt | For | For | For |
1.3 | Elect Director Alan D. Schwartz | Mgmt | For | For | For |
1.4 | Elect Director Robin M. Hensley | Mgmt | For | For | For |
1.5 | Elect Director Paul Mellini | Mgmt | For | For | For |
1.6 | Elect Director Todd Siegel | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
SUPERIOR UNIFORM GROUP, INC.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Change Company Name to Superior Group of Companies, Inc. | Mgmt | For | For | For |
| | | | | |
3 | Ratify Mayer Hoffman McCann P.C. as Auditors | Mgmt | For | For | For |
Tenet Healthcare Corporation | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 88033G407 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: THC |
| Shares Voted: 398 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Ronald A. Rittenmeyer | Mgmt | For | For | For |
1B | Elect Director J. Robert Kerrey | Mgmt | For | For | For |
1C | Elect Director James L. Bierman | Mgmt | For | For | For |
1D | Elect Director Richard W. Fisher | Mgmt | For | For | For |
1E | Elect Director Brenda J. Gaines | Mgmt | For | For | For |
1F | Elect Director Edward A. Kangas | Mgmt | For | For | For |
1G | Elect Director Richard J. Mark | Mgmt | For | For | For |
1H | Elect Director Tammy Romo | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
4 | Require Independent Board Chairman | SH | Against | For | For |
| | |
Argo Group International Holdings, Ltd. | |
Meeting Date: 05/04/2018 | Country: Bermuda | Primary Security ID: G0464B107 |
Record Date: 03/07/2018 | Meeting Type: Annual | Ticker: AGII |
| Shares Voted: 126 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Hector De Leon | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Argo Group International Holdings, Ltd.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1b | Elect Director Mural R. Josephson | Mgmt | For | For | For |
1c | Elect Director Dymphna A. Lehane | Mgmt | For | For | For |
1d | Elect Director Gary V. Woods | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
| | |
Cooper Tire & Rubber Company | |
Meeting Date: 05/04/2018 | Country: USA | Primary Security ID: 216831107 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: CTB |
| Shares Voted: 213 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Thomas P. Capo | Mgmt | For | For | For |
1.2 | Elect Director Steven M. Chapman | Mgmt | For | For | For |
1.3 | Elect Director Susan F. Davis | Mgmt | For | For | For |
1.4 | Elect Director John J. Holland | Mgmt | For | For | For |
1.5 | Elect Director Bradley E. Hughes | Mgmt | For | For | For |
1.6 | Elect Director Tracey I. Joubert | Mgmt | For | For | For |
1.7 | Elect Director Gary S. Michel | Mgmt | For | For | For |
1.8 | Elect Director Robert D. Welding | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Gibraltar Industries, Inc. | |
Meeting Date: 05/04/2018 | Country: USA | Primary Security ID: 374689107 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: ROCK |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Gibraltar Industries, Inc. |
| Shares Voted: 231 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Sharon M. Brady | Mgmt | For | For | For |
1b | Elect Director Frank G. Heard | Mgmt | For | For | For |
1c | Elect Director Craig A. Hindman | Mgmt | For | For | For |
1d | Elect Director Vinod M. Khilnani | Mgmt | For | For | For |
1e | Elect Director William P. Montague | Mgmt | For | For | For |
1f | Elect Director James B. Nish | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
ManpowerGroup Inc. | | |
Meeting Date: 05/04/2018 | Country: USA | Primary Security ID: 56418H100 |
Record Date: 02/23/2018 | Meeting Type: Annual | Ticker: MAN |
| Shares Voted: 66 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Gina R. Boswell | Mgmt | For | For | For |
1B | Elect Director Cari M. Dominguez | Mgmt | For | For | For |
1C | Elect Director William Downe | Mgmt | For | For | For |
1D | Elect Director John F. Ferraro | Mgmt | For | For | For |
1E | Elect Director Patricia Hemingway Hall | Mgmt | For | For | For |
1F | Elect Director Julie M. Howard | Mgmt | For | For | For |
1G | Elect Director Ulice Payne, Jr. | Mgmt | For | For | For |
1H | Elect Director Jonas Prising | Mgmt | For | For | For |
1I | Elect Director Paul Read | Mgmt | For | For | For |
1J | Elect Director Elizabeth P. Sartain | Mgmt | For | For | For |
1K | Elect Director Michael J. Van Handel | Mgmt | For | For | For |
1L | Elect Director John R. Walter | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
ManpowerGroup Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Oceaneering International, Inc. | |
Meeting Date: 05/04/2018 | Country: USA | Primary Security ID: 675232102 |
Record Date: 03/21/2018 | Meeting Type: Annual | Ticker: OII |
| Shares Voted: 340 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Deanna L. Goodwin | Mgmt | For | For | For |
1.2 | Elect Director John R. Huff | Mgmt | For | For | For |
1.3 | Elect Director Steven A. Webster | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
The Brink’s Company | | |
Meeting Date: 05/04/2018 | Country: USA | Primary Security ID: 109696104 |
Record Date: 03/01/2018 | Meeting Type: Annual | Ticker: BCO |
| Shares Voted: 110 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Paul G. Boynton | Mgmt | For | For | For |
1.2 | Elect Director Ian D. Clough | Mgmt | For | For | For |
1.3 | Elect Director Susan E. Docherty | Mgmt | For | For | For |
1.4 | Elect Director Reginald D. Hedgebeth | Mgmt | For | For | For |
1.5 | Elect Director Dan R. Henry | Mgmt | For | For | For |
1.6 | Elect Director Michael J. Herling | Mgmt | For | For | For |
1.7 | Elect Director Douglas A. Pertz | Mgmt | For | For | For |
1.8 | Elect Director George I. Stoeckert | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
The Brink’s Company
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
| | | | | |
4 | Ratify Deloitte and Touche LLP as Auditors | Mgmt | For | For | For |
Pitney Bowes Inc. | | |
Meeting Date: 05/07/2018 | Country: USA | Primary Security ID: 724479100 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: PBI |
| Shares Voted: 508 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Linda G. Alvarado | Mgmt | For | For | For |
1b | Elect Director Anne M. Busquet | Mgmt | For | For | For |
1c | Elect Director Roger Fradin | Mgmt | For | For | For |
1d | Elect Director Anne Sutherland Fuchs | Mgmt | For | For | For |
1e | Elect Director S. Douglas Hutcheson | Mgmt | For | For | For |
1f | Elect Director Marc B. Lautenbach | Mgmt | For | For | For |
1g | Elect Director Eduardo R. Menasce | Mgmt | For | For | For |
1h | Elect Director Michael I. Roth | Mgmt | For | For | For |
1i | Elect Director Linda S. Sanford | Mgmt | For | For | For |
1j | Elect Director David L. Shedlarz | Mgmt | For | For | For |
1k | Elect Director David B. Snow, Jr. | Mgmt | For | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
| | |
Superior Industries International, Inc. | |
Meeting Date: 05/07/2018 | Country: USA | Primary Security ID: 868168105 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: SUP |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Superior Industries International, Inc.
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Michael R. Bruynesteyn | Mgmt | For | For | For |
1.2 | Elect Director Paul J. Humphries | Mgmt | For | For | For |
1.3 | Elect Director Ransom A. Langford | Mgmt | For | For | For |
1.4 | Elect Director James S. McElya | Mgmt | For | For | For |
1.5 | Elect Director Timothy C. McQuay | Mgmt | For | For | For |
1.6 | Elect Director Ellen B. Richstone | Mgmt | For | For | For |
1.7 | Elect Director Donald J. Stebbins | Mgmt | For | For | For |
1.8 | Elect Director Francisco S. Uranga | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
5 | Other Business | Mgmt | For | Against | Against |
| | |
Adams Resources & Energy, Inc. | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 006351308 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: AE |
| Shares Voted: 184 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Townes G. Pressler | Mgmt | For | For | For |
1.2 | Elect Director Larry E. Bell | Mgmt | For | For | For |
1.3 | Elect Director Michelle A. Earley | Mgmt | For | For | For |
1.4 | Elect Director Murray E. Brasseux | Mgmt | For | For | For |
1.5 | Elect Director Richard C. Jenner | Mgmt | For | For | For |
1.6 | Elect Director W. R. Scofield | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Adams Resources & Energy, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Avid Technology, Inc. | | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 05367P100 |
Record Date: 03/07/2018 | Meeting Type: Annual | Ticker: AVID |
| Shares Voted: 1,462 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Nancy Hawthorne | Mgmt | For | For | For |
1b | Elect Director John H. Park | Mgmt | For | For | For |
1c | Elect Director Peter M. Westley | Mgmt | For | For | For |
2 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
| | | | | |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Enova International, Inc. | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 29357K103 |
Record Date: 03/15/2018 | Meeting Type: Annual | Ticker: ENVA |
| Shares Voted: 473 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Ellen Carnahan | Mgmt | For | Withhold | Withhold |
1b | Elect Director Daniel R. Feehan | Mgmt | For | Withhold | Withhold |
1c | Elect Director David Fisher | Mgmt | For | For | For |
1d | Elect Director William M. Goodyear | Mgmt | For | Withhold | Withhold |
1e | Elect Director James A. Gray | Mgmt | For | Withhold | Withhold |
1f | Elect Director Gregg A. Kaplan | Mgmt | For | Withhold | Withhold |
1g | Elect Director Mark P. McGowan | Mgmt | For | Withhold | Withhold |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Enova International, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1h | Elect Director Mark A. Tebbe | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | |
Farmers Capital Bank Corporation | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 309562106 |
Record Date: 03/23/2018 | Meeting Type: Annual | Ticker: FFKT |
| Shares Voted: 196 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Ratify BKD, LLP as Auditors | Mgmt | For | For | For |
2.1 | Elect Director J. Barry Banker | Mgmt | For | Withhold | Withhold |
2.2 | Elect Director Fred N. Parker | Mgmt | For | Withhold | Withhold |
2.3 | Elect Director David Y. Phelps | Mgmt | For | Withhold | Withhold |
2.4 | Elect Director Fred Sutterlin | Mgmt | For | For | For |
Gannett Co., Inc. | | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 36473H104 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: GCI |
| Shares Voted: 898 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Matthew W. Barzun | Mgmt | For | For | For |
1b | Elect Director John E. Cody | Mgmt | For | For | For |
1c | Elect Director Stephen W. Coll | Mgmt | For | For | For |
1d | Elect Director Robert J. Dickey | Mgmt | For | For | For |
1e | Elect Director Donald E. Felsinger | Mgmt | For | For | For |
1f | Elect Director Lila Ibrahim | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Gannett Co., Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1g | Elect Director Lawrence S. Kramer | Mgmt | For | For | For |
1h | Elect Director John Jeffry Louis | Mgmt | For | For | For |
1i | Elect Director Tony A. Prophet | Mgmt | For | For | For |
1j | Elect Director Debra A. Sandler | Mgmt | For | For | For |
1k | Elect Director Chloe R. Sladden | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
National Bankshares, Inc.
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 634865109 |
Record Date: 03/14/2018 | Meeting Type: Annual | Ticker: NKSH |
| Shares Voted: 187 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Lawrence J. Ball | Mgmt | For | For | For |
1.2 | Elect Director Michael E. Dye | Mgmt | For | For | For |
1.3 | Elect Director Mary G. Miller | Mgmt | For | For | For |
1.4 | Elect Director Glenn P. Reynolds | Mgmt | For | For | For |
1.5 | Elect Director J. Lewis Webb, Jr. | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Yount, Hyde & Barbour P.C as Auditors | Mgmt | For | For | For |
| | |
Preformed Line Products Company | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 740444104 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: PLPC |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| |
Preformed Line Products Company |
| Shares Voted: 163 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Glenn E. Corlett | Mgmt | For | For | For |
1.2 | Elect Director Michael E. Gibbons | Mgmt | For | For | For |
1.3 | Elect Director R. Steven Kestner | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director J. Ryan Ruhlman | Mgmt | For | Withhold | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
SkyWest, Inc. | | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 830879102 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: SKYW |
| Shares Voted: 209 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jerry C. Atkin | Mgmt | For | For | For |
1.2 | Elect Director W. Steve Albrecht | Mgmt | For | For | For |
1.3 | Elect Director Russell A. Childs | Mgmt | For | For | For |
1.4 | Elect Director Henry J. Eyring | Mgmt | For | For | For |
1.5 | Elect Director Meredith S. Madden | Mgmt | For | For | For |
1.6 | Elect Director Ronald J. Mittelstaedt | Mgmt | For | For | For |
1.7 | Elect Director Andrew C. Roberts | Mgmt | For | For | For |
1.8 | Elect Director Keith E. Smith | Mgmt | For | For | For |
1.9 | Elect Director Steven F. Udvar-Hazy | Mgmt | For | For | For |
1.10 | Elect Director James L. Welch | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
SP Plus Corporation | | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 78469C103 |
Record Date: 03/30/2018 | Meeting Type: Annual | Ticker: SP |
| Shares Voted: 242 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director G Marc Baumann | Mgmt | For | For | For |
1.2 | Elect Director Karen M. Garrison | Mgmt | For | For | For |
1.3 | Elect Director Alice M. Peterson | Mgmt | For | For | For |
1.4 | Elect Director Gregory A. Reid | Mgmt | For | For | For |
1.5 | Elect Director Wyman T. Roberts | Mgmt | For | For | For |
1.6 | Elect Director Douglas R. Waggoner | Mgmt | For | For | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
WEYCO GROUP, INC. | | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 962149100 |
Record Date: 03/16/2018 | Meeting Type: Annual | Ticker: WEYS |
| Shares Voted: 278 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director John W. Florsheim | Mgmt | For | For | For |
1.2 | Elect Director Frederick P. Stratton, Jr. | Mgmt | For | For | For |
1.3 | Elect Director Cory L. Nettles | Mgmt | For | For | For |
2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Mgmt | For | For | For |
Alcoa Corporation | | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 013872106 |
Record Date: 03/13/2018 | Meeting Type: Annual | Ticker: AA |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Alcoa Corporation | |
| Shares Voted: 221 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Michael G. Morris | Mgmt | For | For | For |
1.2 | Elect Director Mary Anne Citrino | Mgmt | For | For | For |
1.3 | Elect Director Timothy P. Flynn | Mgmt | For | For | For |
1.4 | Elect Director Kathryn S. Fuller | Mgmt | For | For | For |
1.5 | Elect Director Roy C. Harvey | Mgmt | For | For | For |
1.6 | Elect Director James A. Hughes | Mgmt | For | For | For |
1.7 | Elect Director James E. Nevels | Mgmt | For | For | For |
1.8 | Elect Director James W. Owens | Mgmt | For | For | For |
1.9 | Elect Director Carol L. Roberts | Mgmt | For | For | For |
1.10 | Elect Director Suzanne Sitherwood | Mgmt | For | For | For |
1.11 | Elect Director Steven W. Williams | Mgmt | For | For | For |
1.12 | Elect Director Ernesto Zedillo | Mgmt | For | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Dean Foods Company | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 242370203 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: DF |
| Shares Voted: 508 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Janet Hill | Mgmt | For | For | For |
1.2 | Elect Director J. Wayne Mailloux | Mgmt | For | For | For |
1.3 | Elect Director Helen E. McCluskey | Mgmt | For | For | For |
1.4 | Elect Director John R. Muse | Mgmt | For | For | For |
1.5 | Elect Director B. Craig Owens | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Dean Foods Company
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.6 | Elect Director Ralph P. Scozzafava | Mgmt | For | For | For |
1.7 | Elect Director Jim L. Turner | Mgmt | For | For | For |
1.8 | Elect Director Robert T. Wiseman | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Green Plains Inc. | | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 393222104 |
Record Date: 03/15/2018 | Meeting Type: Annual | Ticker: GPRE |
| Shares Voted: 398 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Todd A. Becker | Mgmt | For | For | For |
1.2 | Elect Director Thomas Manuel | Mgmt | For | For | For |
1.3 | Elect Director Brian Peterson | Mgmt | For | For | For |
1.4 | Elect Director Alain Treuer | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
HollyFrontier Corporation | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 436106108 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: HFC |
| Shares Voted: 284 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Anne-Marie N. Ainsworth | Mgmt | For | For | For |
1b | Elect Director Douglas Y. Bech | Mgmt | For | For | For |
1c | Elect Director Anna C. Catalano | Mgmt | For | For | For |
1d | Elect Director George J. Damiris | Mgmt | For | For | For |
1e | Elect Director Leldon E. Echols | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
HollyFrontier Corporation
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1f | Elect Director R. Kevin Hardage *Withdrawn Resolution* | Mgmt | | | |
1g | Elect Director Michael C. Jennings | Mgmt | For | For | For |
1h | Elect Director Robert J. Kostelnik | Mgmt | For | For | For |
1i | Elect Director James H. Lee | Mgmt | For | For | For |
1j | Elect Director Franklin Myers | Mgmt | For | For | For |
1k | Elect Director Michael E. Rose | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Home Bancorp, Inc. | | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 43689E107 |
Record Date: 03/20/2018 | Meeting Type: Annual | Ticker: HBCP |
| Shares Voted: 180 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Kathy J. Bobbs *Withdrawn Resolution (Deceased)* | Mgmt | | | |
1.2 | Elect Director John W. Bordelon | Mgmt | For | For | For |
1.3 | Elect Director John A. Hendry | Mgmt | For | For | For |
1.4 | Elect Director Daniel G. Guidry | Mgmt | For | For | For |
1.5 | Elect Director Mark M. Cole | Mgmt | For | For | For |
2 | Ratify Porter Keadle Moore, LLC as Auditors | Mgmt | For | For | For |
Renewable Energy Group, Inc. | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 75972A301 |
Record Date: 03/15/2018 | Meeting Type: Annual | Ticker: REGI |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Renewable Energy Group, Inc. |
| Shares Voted: 640 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Michael M. Scharf | Mgmt | For | For | For |
1B | Elect Director James C. Borel | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
The Children’s Place, Inc. | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 168905107 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: PLCE |
| Shares Voted: 72 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Joseph Alutto | Mgmt | For | For | For |
1.2 | Elect Director John E. Bachman | Mgmt | For | For | For |
1.3 | Elect Director Marla Malcolm Beck | Mgmt | For | For | For |
1.4 | Elect Director Jane Elfers | Mgmt | For | For | For |
1.5 | Elect Director Joseph Gromek | Mgmt | For | For | For |
1.6 | Elect Director Norman Matthews | Mgmt | For | For | For |
1.7 | Elect Director Robert L. Mettler | Mgmt | For | For | For |
1.8 | Elect Director Stanley W. Reynolds | Mgmt | For | For | For |
1.9 | Elect Director Susan Sobbott | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | |
Air Transport Services Group, Inc. | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 00922R105 |
Record Date: 03/15/2018 | Meeting Type: Annual | Ticker: ATSG |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| |
Air Transport Services Group, Inc. |
| Shares Voted: 332 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Richard M. Baudouin | Mgmt | For | For | For |
1b | Elect Director Raymond E. Johns, Jr. | Mgmt | For | For | For |
1c | Elect Director Joseph C. Hete | Mgmt | For | For | For |
1d | Elect Director Randy D. Rademacher | Mgmt | For | For | For |
1e | Elect Director J. Christopher Teets | Mgmt | For | For | For |
1f | Elect Director Jeffrey J. Vorholt | Mgmt | For | For | For |
2 | Approve Increase in Size of Board | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
5 | Increase Authorized Common Stock | Mgmt | For | For | For |
6 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For |
7 | Adjourn Meeting | Mgmt | For | For | For |
Build-A-Bear Workshop, Inc. | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 120076104 |
Record Date: 03/20/2018 | Meeting Type: Annual | Ticker: BBW |
| Shares Voted: 718 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Robert L. Dixon, Jr. | Mgmt | For | For | For |
1.2 | Elect Director Michael Shaffer | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Other Business | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| | |
Chemung Financial Corporation | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 164024101 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: CHMG |
| Shares Voted: 187 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director David J. Dalrymple | Mgmt | For | For | For |
1.2 | Elect Director Denise V. Gonick | Mgmt | For | For | For |
1.3 | Elect Director Kevin B. Tully | Mgmt | For | For | For |
1.4 | Elect Director Thomas R. Tyrrell | Mgmt | For | For | For |
1.5 | Elect Director Larry H. Becker | Mgmt | For | For | For |
1.6 | Elect Director David M. Buicko | Mgmt | For | For | For |
1.7 | Elect Director Jeffrey B. Streeter | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify Crowe Horwath LLP as Auditors | Mgmt | For | For | For |
CyberOptics Corporation | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 232517102 |
Record Date: 03/30/2018 | Meeting Type: Annual | Ticker: CYBE |
| Shares Voted: 336 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Craig D. Gates | Mgmt | For | For | For |
1.2 | Elect Director Subodh Kulkarni | Mgmt | For | For | For |
1.3 | Elect Director Irene M. Qualters | Mgmt | For | For | For |
1.4 | Elect Director Michael M. Selzer, Jr. | Mgmt | For | For | For |
1.5 | Elect Director Vivek Mohindra | Mgmt | For | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
FreightCar America, Inc. | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 357023100 |
Record Date: 03/14/2018 | Meeting Type: Annual | Ticker: RAIL |
| Shares Voted: 456 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James D. Cirar | Mgmt | For | For | For |
1.2 | Elect Director Malcom F. Moore | Mgmt | For | For | For |
1.3 | Elect Director James R. Meyer | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | |
Helix Energy Solutions Group, Inc. | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 42330P107 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: HLX |
| Shares Voted: 1,422 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Owen Kratz | Mgmt | For | For | For |
1.2 | Elect Director James A. Watt | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Natural Health Trends Corp. | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 63888P406 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: NHTC |
| Shares Voted: 266 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director George K. Broady | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Natural Health Trends Corp.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.2 | Elect Director Yiu T. Chan | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director Kin Y. Chung | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director Randall A. Mason | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Chris T. Sharng | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Marcum LLP as Auditors | Mgmt | For | For | For |
Park-Ohio Holdings Corp. | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 700666100 |
Record Date: 03/16/2018 | Meeting Type: Annual | Ticker: PKOH |
| Shares Voted: 201 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Patrick V. Auletta | Mgmt | For | For | For |
1.2 | Elect Director Ronna Romney | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director James W. Wert | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against |
Peabody Energy Corporation | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 704551100 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: BTU |
| Shares Voted: 290 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Bob Malone | Mgmt | For | For | For |
1b | Elect Director Nicholas J. Chirekos | Mgmt | For | For | For |
1c | Elect Director Stephen E. Gorman | Mgmt | For | For | For |
1d | Elect Director Glenn L. Kellow | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Peabody Energy Corporation
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1e | Elect Director Joe W. Laymon | Mgmt | For | For | For |
1f | Elect Director Teresa S. Madden | Mgmt | For | For | For |
1g | Elect Director Kenneth W. Moore | Mgmt | For | For | For |
1h | Elect Director Michael W. Sutherlin | Mgmt | For | For | For |
1i | Elect Director Shaun A. Usmar | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Pilgrim’s Pride Corporation | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 72147K108 |
Record Date: 03/21/2018 | Meeting Type: Annual | Ticker: PPC |
| Shares Voted: 357 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Gilberto Tomazoni | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Denilson Molina | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director Wallim Cruz De Vasconcellos Junior | Mgmt | For | For | For |
1.4 | Elect Director William W. Lovette | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Andre Nogueira de Souza | Mgmt | For | Withhold | Withhold |
2.1 | Elect Director David E. Bell | Mgmt | For | For | For |
2.2 | Elect Director Michael L. Cooper | Mgmt | For | For | For |
2.3 | Elect Director Charles Macaluso | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
5 | Adopt and Implement a Water Quality Stewardship Policy | SH | Against | For | For |
6 | Report on Steps Taken to Increase Board Diversity | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Two River Bancorp | | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 90207C105 |
Record Date: 03/16/2018 | Meeting Type: Annual | Ticker: TRCB |
| Shares Voted: 429 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Joseph F.X. O’Sullivan | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director William D. Moss | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director Frank J. Patock, Jr. | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director Andrew A. Vitale | Mgmt | For | Withhold | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For |
Walker & Dunlop, Inc. | | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 93148P102 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: WD |
| Shares Voted: 147 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Alan J. Bowers | Mgmt | For | For | For |
1.2 | Elect Director Cynthia A. Hallenbeck | Mgmt | For | For | For |
1.3 | Elect Director Michael D. Malone | Mgmt | For | For | For |
1.4 | Elect Director John Rice | Mgmt | For | For | For |
1.5 | Elect Director Dana L. Schmaltz | Mgmt | For | For | For |
1.6 | Elect Director Howard W. Smith, III | Mgmt | For | For | For |
1.7 | Elect Director William M. Walker | Mgmt | For | For | For |
1.8 | Elect Director Michael J. Warren | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Clearwater Paper Corporation | |
Meeting Date: 05/14/2018 | Country: USA | Primary Security ID: 18538R103 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: CLW |
| Shares Voted: 163 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Linda K. Massman | Mgmt | For | For | For |
1b | Elect Director Alexander Toeldte | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Contango Oil & Gas Company | |
Meeting Date: 05/14/2018 | Country: USA | Primary Security ID: 21075N204 |
Record Date: 03/16/2018 | Meeting Type: Annual | Ticker: MCF |
| Shares Voted: 1,186 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Joseph J. Romano | Mgmt | For | For | For |
1b | Elect Director Allan D. Keel | Mgmt | For | For | For |
1c | Elect Director B.A. Berilgen | Mgmt | For | For | For |
1d | Elect Director B. James Ford | Mgmt | For | For | For |
1e | Elect Director Lon McCain | Mgmt | For | For | For |
1f | Elect Director Charles M. Reimer | Mgmt | For | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
ACCO Brands Corporation | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 00081T108 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: ACCO |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
ACCO Brands Corporation |
| Shares Voted: 648 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director James A. Buzzard | Mgmt | For | For | For |
1b | Elect Director Kathleen S. Dvorak | Mgmt | For | For | For |
1c | Elect Director Boris Elisman | Mgmt | For | For | For |
1d | Elect Director Pradeep Jotwani | Mgmt | For | For | For |
1e | Elect Director Robert J. Keller | Mgmt | For | For | For |
1f | Elect Director Thomas Kroeger | Mgmt | For | For | For |
1g | Elect Director Ron Lombardi | Mgmt | For | For | For |
1h | Elect Director Graciela Monteagudo | Mgmt | For | For | For |
1i | Elect Director Hans Michael Norkus | Mgmt | For | For | For |
1j | Elect Director E. Mark Rajkowski | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | |
Altisource Portfolio Solutions S.A. | |
Meeting Date: 05/15/2018 | Country: Luxembourg | Primary Security ID: L0175J104 |
Record Date: 03/21/2018 | Meeting Type: Annual | Ticker: ASPS |
| Shares Voted: 357 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Timo Vatto | Mgmt | For | For | For |
1b | Elect Director Orin S. Kramer | Mgmt | For | For | For |
1c | Elect Director W. Michael Linn | Mgmt | For | For | For |
1d | Elect Director Joseph L. Morettini | Mgmt | For | For | For |
1e | Elect Director Roland Muller-Ineichen | Mgmt | For | For | For |
1f | Elect Director William B. Shepro | Mgmt | For | For | For |
2 | Ratify Mayer Hoffman McCann P.C. as Independent Registered Auditors and Atwell S.a r.l. as Certified Auditor for Statutory Accounts | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Altisource Portfolio Solutions S.A.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Approve Financial Statements | Mgmt | For | For | For |
4 | Receive and Approve Directors’ and Auditors’ Special Reports | Mgmt | For | For | For |
5 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For |
6 | Approve Discharge of Directors and Auditors | Mgmt | For | For | For |
7 | Approve Share Repurchase | Mgmt | For | Against | Against |
8 | Approve Remuneration of Directors | Mgmt | For | For | For |
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
| | |
American National Bankshares Inc. | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 027745108 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: AMNB |
| Shares Voted: 206 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Michael P. Haley | Mgmt | For | For | For |
1.2 | Elect Director Charles S. Harris | Mgmt | For | For | For |
1.3 | Elect Director Franklin W. Maddux | Mgmt | For | For | For |
1.4 | Elect Director F. D. Hornaday, III | Mgmt | For | For | For |
2.1 | Elect Director Tammy Moss Finley | Mgmt | For | For | For |
3 | Ratify Yount, Hyde and Barbour, P.C. as Auditors | Mgmt | For | For | For |
| | | | | |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
5 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against |
| | |
Community Health Systems, Inc. | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 203668108 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: CYH |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| |
Community Health Systems, Inc. |
| Shares Voted: 787 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director John A. Clerico | Mgmt | For | For | For |
1b | Elect Director Michael Dinkins | Mgmt | For | For | For |
1c | Elect Director James S. Ely, III | Mgmt | For | For | For |
1d | Elect Director John A. Fry | Mgmt | For | For | For |
1e | Elect Director Tim L. Hingtgen | Mgmt | For | For | For |
1f | Elect Director William Norris Jennings | Mgmt | For | For | For |
1g | Elect Director K. Ranga Krishnan | Mgmt | For | For | For |
1h | Elect Director Julia B. North | Mgmt | For | For | For |
1i | Elect Director Wayne T. Smith | Mgmt | For | For | For |
1j | Elect Director H. James Williams | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Ratify Directors of Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
5 | Report on Feasibility of Adopting Renewable Energy & Energy Efficiency Goals | SH | Against | For | For |
Diamond Offshore Drilling, Inc. | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 25271C102 |
Record Date: 03/20/2018 | Meeting Type: Annual | Ticker: DO |
| Shares Voted: 717 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James S. Tisch | Mgmt | For | Against | Against |
1.2 | Elect Director Marc Edwards | Mgmt | For | Against | Against |
1.3 | Elect Director Charles L. Fabrikant | Mgmt | For | Against | Against |
1.4 | Elect Director Paul G. Gaffney, II | Mgmt | For | For | For |
1.5 | Elect Director Edward Grebow | Mgmt | For | For | For |
1.6 | Elect Director Kenneth I. Siegel | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Diamond Offshore Drilling, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.7 | Elect Director Clifford M. Sobel | Mgmt | For | For | For |
1.8 | Elect Director Andrew H. Tisch | Mgmt | For | Against | Against |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Dine Brands Global, Inc. | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 254423106 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: DIN |
| Shares Voted: 179 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Richard J. Dahl | Mgmt | For | For | For |
1.2 | Elect Director Stephen P. Joyce | Mgmt | For | For | For |
1.3 | Elect Director Lilian C. Tomovich | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Innophos Holdings, Inc. | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 45774N108 |
Record Date: 03/20/2018 | Meeting Type: Annual | Ticker: IPHS |
| Shares Voted: 180 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Gary Cappeline | Mgmt | For | For | For |
1.2 | Elect Director Kim Ann Mink | Mgmt | For | For | For |
1.3 | Elect Director Linda Myrick | Mgmt | For | For | For |
1.4 | Elect Director Karen Osar | Mgmt | For | For | For |
1.5 | Elect Director John Steitz | Mgmt | For | For | For |
1.6 | Elect Director Peter Thomas | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Innophos Holdings, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.7 | Elect Director Robert Zatta | Mgmt | For | For | For |
| | | | | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Preferred Bank | | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 740367404 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: PFBC |
| Shares Voted: 134 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Li Yu | Mgmt | For | For | For |
1.2 | Elect Director J. Richard Belliston | Mgmt | For | For | For |
1.3 | Elect Director Gary S. Nunnelly | Mgmt | For | For | For |
1.4 | Elect Director Clark Hsu | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify Crowe Horwath, LLP as Auditors | Mgmt | For | For | For |
QEP Resources, Inc. | | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 74733V100 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: QEP |
| Shares Voted: 830 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Declassify the Board of Directors | Mgmt | For | For | For |
| | | | | |
| If Item No. 1 is Approved, Elect Eight Directors Nominated by the Board | Mgmt | | | |
| | | | | |
2.1 | Elect Director Phillips S. Baker, Jr. | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
QEP Resources, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2.2 | Elect Director Julie A. Dill | Mgmt | For | For | For |
2.3 | Elect Director Robert F. Heinemann | Mgmt | For | For | For |
2.4 | Elect Director Michael J. Minarovic | Mgmt | For | For | For |
2.5 | Elect Director M. W. Scoggins | Mgmt | For | For | For |
2.6 | Elect Director Mary Shafer-Malicki | Mgmt | For | For | For |
2.7 | Elect Director Charles B. Stanley | Mgmt | For | For | For |
2.8 | Elect Director David A. Trice | Mgmt | For | For | For |
| If Item No. 1 is Not Approved, Elect Eight Directors Nominated by the Board as a Class I, Class II, or Class III Director with Terms Expiring in 2020, 2021, and 2019 | Mgmt | | | |
3.9 | Elect Director Phillips S. Baker, Jr. (Class II) | Mgmt | For | For | For |
3.10 | Elect Director Julie A. Dill (Class III) | Mgmt | For | For | For |
3.11 | Elect Director Robert F. Heinemann (Class I) | Mgmt | For | For | For |
3.12 | Elect Director Michael J. Minarovic (Class I) | Mgmt | For | For | For |
3.13 | Elect Director M. W. Scoggins (Class III) | Mgmt | For | For | For |
3.14 | Elect Director Mary Shafer-Malicki (Class II) | Mgmt | For | For | For |
3.15 | Elect Director Charles B. Stanley (Class II) | Mgmt | For | For | For |
3.16 | Elect Director David A. Trice (Class I) | Mgmt | For | For | For |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Ruth’s Hospitality Group, Inc. | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 783332109 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: RUTH |
| Shares Voted: 365 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Michael P. O’Donnell | Mgmt | For | For | For |
| | | | | |
1b | Elect Director Robin P. Selati | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Ruth’s Hospitality Group, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1c | Elect Director Giannella Alvarez | Mgmt | For | For | For |
1d | Elect Director Mary L. Baglivo | Mgmt | For | For | For |
1e | Elect Director Carla R. Cooper | Mgmt | For | For | For |
1f | Elect Director Stephen M. King | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Southern First Bancshares, Inc. | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 842873101 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: SFST |
| Shares Voted: 207 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Mark A. Cothran | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Rudolph G. ‘Trip’ Johnstone, III | Mgmt | For | For | For |
1.3 | Elect Director R. Arthur ‘Art’ Seaver, Jr. | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Elliott Davis, LLC as Auditors | Mgmt | For | For | For |
SPX Corporation | | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 784635104 |
Record Date: 03/20/2018 | Meeting Type: Annual | Ticker: SPXC |
| Shares Voted: 286 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Ruth G. Shaw | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Robert B. Toth | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
SPX Corporation
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Stoneridge, Inc. | | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 86183P102 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: SRI |
| Shares Voted: 504 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jonathan B. DeGaynor | Mgmt | For | For | For |
1.2 | Elect Director Jeffrey P. Draime | Mgmt | For | For | For |
1.3 | Elect Director Douglas C. Jacobs | Mgmt | For | For | For |
1.4 | Elect Director Ira C. Kaplan | Mgmt | For | For | For |
1.5 | Elect Director Kim Korth | Mgmt | For | For | For |
1.6 | Elect Director William M. Lasky | Mgmt | For | For | For |
1.7 | Elect Director George S. Mayes, Jr. | Mgmt | For | For | For |
1.8 | Elect Director Paul J. Schlather | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | For | For |
TPI Composites, Inc. | | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 87266J104 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: TPIC |
| Shares Voted: 410 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Paul G. Giovacchini | Mgmt | For | Withhold | Withhold |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
TPI Composites, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.2 | Elect Director Michael L. DeRosa | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director Jayshree S. Desai | Mgmt | For | For | For |
| | | | | |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Ultra Clean Holdings, Inc. | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 90385V107 |
Record Date: 03/21/2018 | Meeting Type: Annual | Ticker: UCTT |
| Shares Voted: 355 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Clarence L. Granger | Mgmt | For | For | For |
1B | Elect Director James P. Scholhamer | Mgmt | For | For | For |
1C | Elect Director David T. ibnAle | Mgmt | For | For | For |
1D | Elect Director Leonid Mezhvinsky | Mgmt | For | For | For |
1E | Elect Director Emily M. Liggett | Mgmt | For | For | For |
1F | Elect Director Thomas T. Edman | Mgmt | For | For | For |
1G | Elect Director Barbara V. Scherer | Mgmt | For | For | For |
2 | Ratify Moss Adams LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Benchmark Electronics, Inc. | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 08160H101 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: BHE |
| Shares Voted: 232 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Bruce A. Carlson | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Douglas G. Duncan | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Robert K. Gifford | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Benchmark Electronics, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.4 | Elect Director Kenneth T. Lamneck | Mgmt | For | For | For |
1.5 | Elect Director Jeffrey S. McCreary | Mgmt | For | For | For |
1.6 | Elect Director David W. Scheible | Mgmt | For | For | For |
1.7 | Elect Director Paul J. Tufano | Mgmt | For | For | For |
1.8 | Elect Director Clay C. Williams | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Cohu, Inc. | | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 192576106 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: COHU |
| Shares Voted: 438 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Andrew M. Caggia | Mgmt | For | For | For |
1.2 | Elect Director Luis A. Muller | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Investors Title Company | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 461804106 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: ITIC |
| Shares Voted: 40 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James A. Fine, Jr. | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director H. Joe King, Jr. | Mgmt | For | Withhold | Withhold |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Investors Title Company
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.3 | Elect Director James R. Morton | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Ratify Dixon Hughes Goodman LLP as Auditors | Mgmt | For | For | For |
Kohl’s Corporation | | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 500255104 |
Record Date: 03/14/2018 | Meeting Type: Annual | Ticker: KSS |
| Shares Voted: 206 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Peter Boneparth | Mgmt | For | For | For |
1b | Elect Director Steven A. Burd | Mgmt | For | For | For |
1c | Elect Director H. Charles Floyd | Mgmt | For | For | For |
1d | Elect Director Michelle Gass | Mgmt | For | For | For |
1e | Elect Director Jonas Prising | Mgmt | For | For | For |
1f | Elect Director John E. Schlifske | Mgmt | For | For | For |
1g | Elect Director Adrianne Shapira | Mgmt | For | For | For |
1h | Elect Director Frank V. Sica | Mgmt | For | For | For |
1i | Elect Director Stephanie A. Streeter | Mgmt | For | For | For |
1j | Elect Director Nina G. Vaca | Mgmt | For | For | For |
1k | Elect Director Stephen E. Watson | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Provide Right to Act by Written Consent | SH | Against | Against | Against |
Libbey Inc. | | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 529898108 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: LBY |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Libbey Inc. | |
| Shares Voted: 961 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Carol B. Moerdyk | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director John C. Orr | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Ohio Valley Banc Corp. | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 677719106 |
Record Date: 03/23/2018 | Meeting Type: Annual | Ticker: OVBC |
| Shares Voted: 206 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Anna P. Barnitz | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Brent R. Eastman | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Thomas E. Wiseman | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Crowe Horwath LLP as Auditors | Mgmt | For | For | For |
Patrick Industries, Inc. | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 703343103 |
Record Date: 03/23/2018 | Meeting Type: Annual | Ticker: PATK |
| Shares Voted: 153 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Joseph M. Cerulli | Mgmt | For | For | For |
1.2 | Elect Director Todd M. Cleveland | Mgmt | For | For | For |
1.3 | Elect Director John A. Forbes | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director Paul E. Hassler | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Patrick Industries, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.5 | Elect Director Michael A. Kitson | Mgmt | For | Withhold | Withhold |
1.6 | Elect Director Andy L. Nemeth | Mgmt | For | For | For |
1.7 | Elect Director M. Scott Welch | Mgmt | For | Withhold | Withhold |
1.8 | Elect Director Walter E. Wells | Mgmt | For | Withhold | Withhold |
2 | Ratify Crowe Horwath LLP as Auditors | Mgmt | For | For | For |
3 | Amend Articles of Incorporation to Permit Shareholders to Amend Bylaws | Mgmt | For | For | For |
Sleep Number Corporation | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 83125X103 |
Record Date: 03/21/2018 | Meeting Type: Annual | Ticker: SNBR |
| Shares Voted: 250 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Daniel I. Alegre | Mgmt | For | For | For |
1.2 | Elect Director Stephen L. Gulis, Jr. | Mgmt | For | For | For |
1.3 | Elect Director Brenda J. Lauderback | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Tenneco Inc. | | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 880349105 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: TEN |
| Shares Voted: 128 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Thomas C. Freyman | Mgmt | For | For | For |
1b | Elect Director Brian J. Kesseler | Mgmt | For | For | For |
1c | Elect Director Dennis J. Letham | Mgmt | For | For | For |
1d | Elect Director James S. Metcalf | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Tenneco Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1e | Elect Director Roger B. Porter | Mgmt | For | For | For |
| | | | | |
1f | Elect Director David B. Price, Jr. | Mgmt | For | For | For |
| | | | | |
1g | Elect Director Gregg M. Sherrill | Mgmt | For | For | For |
| | | | | |
1h | Elect Director Paul T. Stecko | Mgmt | For | For | For |
| | | | | |
1i | Elect Director Jane L. Warner | Mgmt | For | For | For |
| | | | | |
1j | Elect Director Roger J. Wood | Mgmt | For | For | For |
| | | | | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
United Security Bancshares | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 911460103 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: UBFO |
| Shares Voted: 791 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Stanley J. Cavalla | Mgmt | For | For | For |
1.2 | Elect Director Tom Ellithorpe | Mgmt | For | For | For |
1.3 | Elect Director Benjamin Mackovak | Mgmt | For | For | For |
1.4 | Elect Director Nabeel Mahmood | Mgmt | For | For | For |
1.5 | Elect Director Robert M. Mochizuki | Mgmt | For | For | For |
1.6 | Elect Director Kenneth D. Newby | Mgmt | For | For | For |
1.7 | Elect Director Susan Quigley | Mgmt | For | For | For |
1.8 | Elect Director Brian C. Tkacz | Mgmt | For | For | For |
1.9 | Elect Director Dennis R. Woods | Mgmt | For | For | For |
1.10 | Elect Director Michael T. Woolf | Mgmt | For | For | For |
2 | Ratify Moss Adams LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Wabash National Corporation | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 929566107 |
Record Date: 03/20/2018 | Meeting Type: Annual | Ticker: WNC |
| Shares Voted: 349 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Richard J. Giromini | Mgmt | For | For | For |
1b | Elect Director Martin C. Jischke | Mgmt | For | For | For |
1c | Elect Director John G. Boss | Mgmt | For | For | For |
1d | Elect Director John E. Kunz | Mgmt | For | For | For |
1e | Elect Director Larry J. Magee | Mgmt | For | For | For |
1f | Elect Director Ann D. Murtlow | Mgmt | For | For | For |
1g | Elect Director Scott K. Sorensen | Mgmt | For | For | For |
1h | Elect Director Brent L. Yeagy | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | |
Commercial Vehicle Group, Inc. | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 202608105 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: CVGI |
| Shares Voted: 884 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Scott C. Arves | Mgmt | For | For | For |
1.2 | Elect Director Harold C. Bevis | Mgmt | For | For | For |
1.3 | Elect Director Roger L. Fix | Mgmt | For | For | For |
1.4 | Elect Director Robert C. Griffin | Mgmt | For | For | For |
1.5 | Elect Director Patrick E. Miller | Mgmt | For | For | For |
1.6 | Elect Director Wayne M. Rancourt | Mgmt | For | For | For |
1.7 | Elect Director Richard A. Snell | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Commercial Vehicle Group, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Amend Certificate to Permit Removal of Directors With or Without Cause | Mgmt | For | For | For |
| | | | | |
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| | |
Core Molding Technologies, Inc. | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 218683100 |
Record Date: 03/23/2018 | Meeting Type: Annual | Ticker: CMT |
| Shares Voted: 348 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Kevin L. Barnett | Mgmt | For | For | For |
1.2 | Elect Director Thomas R. Cellitti | Mgmt | For | For | For |
1.3 | Elect Director James F. Crowley | Mgmt | For | For | For |
1.4 | Elect Director Ralph O. Hellmold | Mgmt | For | For | For |
1.5 | Elect Director Matthew E. Jauchius | Mgmt | For | For | For |
1.6 | Elect Director James L. Simonton | Mgmt | For | For | For |
1.7 | Elect Director Andrew O. Smith | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Crowe Horwath LLP as Auditors | Mgmt | For | For | For |
First Guaranty Bancshares, Inc. | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 32043P106 |
Record Date: 04/06/2018 | Meeting Type: Annual | Ticker: FGBI |
| Shares Voted: 318 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jack Rossi | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director William K. Hood | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director Alton B. Lewis, Jr. | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Marshall T. Reynolds | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
First Guaranty Bancshares, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.5 | Elect Director Edgar R. Smith, III | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Ratify Castaing, Hussey & Lolan, LLC as Auditors | Mgmt | For | For | For |
GNC Holdings, Inc. | | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 36191G107 |
Record Date: 03/23/2018 | Meeting Type: Special | Ticker: GNC |
| Shares Voted: 997 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Approve Issuance of Shares for a Private Placement | Mgmt | For | For | For |
Lear Corporation | | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 521865204 |
Record Date: 03/22/2018 | Meeting Type: Annual | Ticker: LEA |
| Shares Voted: 52 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Richard H. Bott | Mgmt | For | For | For |
1B | Elect Director Thomas P. Capo | Mgmt | For | For | For |
1C | Elect Director Jonathan F. Foster | Mgmt | For | For | For |
1D | Elect Director Mary Lou Jepsen | Mgmt | For | For | For |
1E | Elect Director Kathleen A. Ligocki | Mgmt | For | For | For |
1F | Elect Director Conrad L. Mallett, Jr. | Mgmt | For | For | For |
1G | Elect Director Raymond E. Scott | Mgmt | For | For | For |
1H | Elect Director Gregory C. Smith | Mgmt | For | For | For |
1I | Elect Director Henry D.G. Wallace | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
LSC Communications, Inc. | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 50218P107 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: LKSD |
| Shares Voted: 381 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Thomas J. Quinlan, III | Mgmt | For | For | For |
1.2 | Elect Director M. Shan Atkins | Mgmt | For | For | For |
1.3 | Elect Director Margaret A. Breya | Mgmt | For | For | For |
1.4 | Elect Director Thomas F. O’Toole | Mgmt | For | For | For |
1.5 | Elect Director Douglas W. Stotlar | Mgmt | For | For | For |
1.6 | Elect Director Shivan S. Subramaniam | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Piper Jaffray Companies | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 724078100 |
Record Date: 03/21/2018 | Meeting Type: Annual | Ticker: PJC |
| Shares Voted: 118 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Chad R. Abraham | Mgmt | For | For | For |
1b | Elect Director Andrew S. Duff | Mgmt | For | For | For |
1c | Elect Director William R. Fitzgerald | Mgmt | For | For | For |
1d | Elect Director B. Kristine Johnson | Mgmt | For | For | For |
1e | Elect Director Addison L. Piper | Mgmt | For | For | For |
1f | Elect Director Sherry M. Smith | Mgmt | For | For | For |
1g | Elect Director Philip E. Soran | Mgmt | For | For | For |
1h | Elect Director Scott C. Taylor | Mgmt | For | For | For |
1i | Elect Director Michele Volpi | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Piper Jaffray Companies
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Steel Dynamics, Inc. | | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 858119100 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: STLD |
| Shares Voted: 213 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Mark D. Millett | Mgmt | For | For | For |
1.2 | Elect Director Keith E. Busse | Mgmt | For | For | For |
1.3 | Elect Director Frank D. Byrne | Mgmt | For | For | For |
1.4 | Elect Director Kenneth W. Cornew | Mgmt | For | For | For |
1.5 | Elect Director Traci M. Dolan | Mgmt | For | For | For |
1.6 | Elect Director Jurgen Kolb | Mgmt | For | For | For |
1.7 | Elect Director James C. Marcuccilli | Mgmt | For | For | For |
1.8 | Elect Director Bradley S. Seaman | Mgmt | For | For | For |
1.9 | Elect Director Gabriel L. Shaheen | Mgmt | For | For | For |
1.10 | Elect Director Richard P. Teets, Jr. | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Amend Articles of Incorporation to Provide Shareholders the Right to Amend Bylaws | Mgmt | For | For | For |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
5 | Approve Restricted Stock Plan | Mgmt | For | For | For |
U.S. Concrete, Inc. | | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 90333L201 |
Record Date: 03/22/2018 | Meeting Type: Annual | Ticker: USCR |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
U.S. Concrete, Inc. | |
| Shares Voted: 96 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director William J. Sandbrook | Mgmt | For | For | For |
1.2 | Elect Director Kurt M. Cellar | Mgmt | For | For | For |
1.3 | Elect Director Michael D. Lundin | Mgmt | For | For | For |
1.4 | Elect Director Robert M. Rayner | Mgmt | For | For | For |
1.5 | Elect Director Colin M. Sutherland | Mgmt | For | For | For |
1.6 | Elect Director Theodore P. Rossi | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Viad Corp | | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 92552R406 |
Record Date: 03/22/2018 | Meeting Type: Annual | Ticker: VVI |
| Shares Voted: 161 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Richard H. Dozer | Mgmt | For | For | For |
1B | Elect Director Virginia L. Henkels | Mgmt | For | For | For |
1C | Elect Director Robert E. Munzenrider | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Macy’s, Inc. | | |
Meeting Date: 05/18/2018 | Country: USA | Primary Security ID: 55616P104 |
Record Date: 03/23/2018 | Meeting Type: Annual | Ticker: M |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Macy’s, Inc. | |
| Shares Voted: 362 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Francis S. Blake | Mgmt | For | For | For |
1b | Elect Director John A. Bryant | Mgmt | For | For | For |
1c | Elect Director Deirdre P. Connelly | Mgmt | For | For | For |
1d | Elect Director Jeff Gennette | Mgmt | For | For | For |
1e | Elect Director Leslie D. Hale | Mgmt | For | For | For |
1f | Elect Director William H. Lenehan | Mgmt | For | For | For |
1g | Elect Director Sara Levinson | Mgmt | For | For | For |
1h | Elect Director Joyce M. Roche | Mgmt | For | For | For |
1i | Elect Director Paul C. Varga | Mgmt | For | For | For |
1j | Elect Director Marna C. Whittington | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
tronc, Inc. | | |
Meeting Date: 05/18/2018 | Country: USA | Primary Security ID: 89703P107 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: TRNC |
| Shares Voted: 617 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Carol Crenshaw | Mgmt | For | For | For |
1.2 | Elect Director Justin C. Dearborn | Mgmt | For | For | For |
1.3 | Elect Director David Dreier | Mgmt | For | For | For |
1.4 | Elect Director Philip G. Franklin | Mgmt | For | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Mgmt | For | For | For |
1.6 | Elect Director Richard A. Reck | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
tronc, Inc.
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vectrus, Inc. | | |
Meeting Date: 05/18/2018 | Country: USA | Primary Security ID: 92242T101 |
Record Date: 03/20/2018 | Meeting Type: Annual | Ticker: VEC |
| Shares Voted: 225 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Bradford J. Boston | Mgmt | For | For | For |
| | | | | |
1b | Elect Director Charles L. Prow | Mgmt | For | For | For |
| | | | | |
1c | Elect Director Phillip C. Widman | Mgmt | For | For | For |
| | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Ensco plc | | |
Meeting Date: 05/21/2018 | Country: United Kingdom | Primary Security ID: G3157S106 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: ESV |
| Shares Voted: 1,561 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director J. Roderick Clark | Mgmt | For | For | For |
1b | Elect Director Roxanne J. Decyk | Mgmt | For | For | For |
1c | Elect Director Mary E. Francis | Mgmt | For | For | For |
1d | Elect Director C. Christopher Gaut | Mgmt | For | For | For |
1e | Elect Director Jack E. Golden | Mgmt | For | For | For |
1f | Elect Director Gerald W. Haddock | Mgmt | For | For | For |
1g | Elect Director Francis S. Kalman | Mgmt | For | For | For |
1h | Elect Director Keith O. Rattie | Mgmt | For | For | For |
1i | Elect Director Paul E. Rowsey, III | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Ensco plc
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1j | Elect Director Carl G. Trowell | Mgmt | For | For | For |
| | | | | |
1k | Elect Director Phil D. Wedemeyer | Mgmt | For | For | For |
| | | | | |
2 | Ratify KPMG LLP as US Independent Auditor | Mgmt | For | For | For |
| | | | | |
3 | Appoint KPMG LLP as UK Statutory Auditor | Mgmt | For | For | For |
| | | | | |
4 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
| | | | | |
5 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | |
6 | Approve Remuneration Report | Mgmt | For | Against | Against |
| | | | | |
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
| | | | | |
8 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| | | | | |
9 | Authorize Share Repurchase Program | Mgmt | For | For | For |
| | | | | |
10 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
| | | | | |
11 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
| | | | | |
12 | Authorize Issue of Equity without Pre-emptive Rights In Connection with an Acquisition or Specified Capital Investment | Mgmt | For | For | For |
| | |
Rayonier Advanced Materials Inc. | |
Meeting Date: 05/21/2018 | Country: USA | Primary Security ID: 75508B104 |
Record Date: 03/23/2018 | Meeting Type: Annual | Ticker: RYAM |
| Shares Voted: 492 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Charles E. Adair | Mgmt | For | Against | Against |
1B | Elect Director Julie A. Dill | Mgmt | For | For | For |
1C | Elect Director James F. Kirsch | Mgmt | For | Against | Against |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
American Financial Group, Inc. | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 025932104 |
Record Date: 03/27/2018 | Meeting Type: Annual | Ticker: AFG |
| Shares Voted: 76 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Carl H. Lindner, III | Mgmt | For | For | For |
1.2 | Elect Director S. Craig Lindner | Mgmt | For | For | For |
1.3 | Elect Director Kenneth C. Ambrecht | Mgmt | For | For | For |
1.4 | Elect Director John B. Berding | Mgmt | For | For | For |
1.5 | Elect Director Joseph E. “Jeff” Consolino | Mgmt | For | For | For |
1.6 | Elect Director Virginia “Gina” C. Drosos | Mgmt | For | For | For |
1.7 | Elect Director James E. Evans | Mgmt | For | For | For |
1.8 | Elect Director Terry S. Jacobs | Mgmt | For | For | For |
1.9 | Elect Director Gregory G. Joseph | Mgmt | For | For | For |
1.10 | Elect Director William W. Verity | Mgmt | For | For | For |
1.11 | Elect Director John I. Von Lehman | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Report on Sustainability | SH | Against | For | For |
Bank of Commerce Holdings | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 06424J103 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: BOCH |
| Shares Voted: 687 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Orin N. Bennett | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Gary R. Burks | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Randall S. Eslick | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Joseph Q. Gibson | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Jon W. Halfhide | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Bank of Commerce Holdings
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.6 | Elect Director Linda J. Miles | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director Karl L. Silberstein | Mgmt | For | For | For |
| | | | | |
1.8 | Elect Director Terence J. Street | Mgmt | For | For | For |
| | | | | |
1.9 | Elect Director Lyle L. Tullis | Mgmt | For | For | For |
| | | | | |
2 | Ratify Moss Adams LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Comfort Systems USA, Inc. | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 199908104 |
Record Date: 03/23/2018 | Meeting Type: Annual | Ticker: FIX |
| Shares Voted: 214 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Darcy G. Anderson | Mgmt | For | For | For |
1.2 | Elect Director Herman E. Bulls | Mgmt | For | For | For |
1.3 | Elect Director Alan P. Krusi | Mgmt | For | For | For |
1.4 | Elect Director Brian E. Lane | Mgmt | For | For | For |
1.5 | Elect Director Franklin Myers | Mgmt | For | For | For |
1.6 | Elect Director William J. Sandbrook | Mgmt | For | For | For |
1.7 | Elect Director James H. Schultz | Mgmt | For | For | For |
1.8 | Elect Director Constance E. Skidmore | Mgmt | For | For | For |
1.9 | Elect Director Vance W. Tang | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Cross Country Healthcare, Inc. | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 227483104 |
Record Date: 03/27/2018 | Meeting Type: Annual | Ticker: CCRN |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Cross Country Healthcare, Inc. |
| Shares Voted: 623 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director William J. Grubbs | Mgmt | For | For | For |
1.2 | Elect Director W. Larry Cash | Mgmt | For | For | For |
1.3 | Elect Director Thomas C. Dircks | Mgmt | For | For | For |
1.4 | Elect Director Gale Fitzgerald | Mgmt | For | For | For |
1.5 | Elect Director Richard M. Mastaler | Mgmt | For | For | For |
1.6 | Elect Director Mark Perlberg | Mgmt | For | For | For |
1.7 | Elect Director Joseph A. Trunfio | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Dycom Industries, Inc. | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 267475101 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: DY |
| Shares Voted: 84 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Stephen C. Coley | Mgmt | For | For | For |
| | | | | |
1b | Elect Director Patricia L. Higgins | Mgmt | For | For | For |
| | | | | |
1c | Elect Director Steven E. Nielsen | Mgmt | For | For | For |
| | | | | |
1d | Elect Director Richard K. Sykes | Mgmt | For | For | For |
| | | | | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Eastman Kodak Company | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 277461406 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: KODK |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Eastman Kodak Company |
| Shares Voted: 848 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Richard Todd Bradley | Mgmt | For | For | For |
1.2 | Elect Director Mark S. Burgess | Mgmt | For | For | For |
1.3 | Elect Director Jeffrey J. Clarke | Mgmt | For | For | For |
1.4 | Elect Director James V. Continenza | Mgmt | For | For | For |
1.5 | Elect Director Matthew A. Doheny | Mgmt | For | For | For |
1.6 | Elect Director Jeffrey D. Engelberg | Mgmt | For | For | For |
1.7 | Elect Director George Karfunkel | Mgmt | For | For | For |
1.8 | Elect Director Jason New | Mgmt | For | Against | Against |
1.9 | Elect Director William G. Parrett | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Gap Inc. | | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 364760108 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: GPS |
| Shares Voted: 356 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Robert J. Fisher | Mgmt | For | Against | Against |
1b | Elect Director William S. Fisher | Mgmt | For | For | For |
1c | Elect Director Tracy Gardner | Mgmt | For | For | For |
1d | Elect Director Brian Goldner | Mgmt | For | For | For |
1e | Elect Director Isabella D. Goren | Mgmt | For | For | For |
1f | Elect Director Bob L. Martin | Mgmt | For | For | For |
1g | Elect Director Jorge P. Montoya | Mgmt | For | For | For |
1h | Elect Director Chris O’Neill | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Gap Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1i | Elect Director Arthur Peck | Mgmt | For | For | For |
| | | | | |
1j | Elect Director Mayo A. Shattuck, III | Mgmt | For | For | For |
| | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
GNC Holdings, Inc. | | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 36191G107 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: GNC |
| Shares Voted: 997 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For | For | For |
1.2 | Elect Director Alan D. Feldman | Mgmt | For | For | For |
1.3 | Elect Director Michael F. Hines | Mgmt | For | For | For |
1.4 | Elect Director Amy B. Lane | Mgmt | For | For | For |
1.5 | Elect Director Philip E. Mallott | Mgmt | For | For | For |
1.6 | Elect Director Kenneth A. Martindale | Mgmt | For | For | For |
1.7 | Elect Director Robert F. Moran | Mgmt | For | For | For |
1.8 | Elect Director Richard J. Wallace | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Hardinge Inc. | | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 412324303 |
Record Date: 04/16/2018 | Meeting Type: Special | Ticker: HDNG |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Hardinge Inc. | |
| Shares Voted: 619 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Approve Merger Agreement | Mgmt | For | For | For |
| | | | | |
2 | Adjourn Meeting | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| | |
National Commerce Corporation | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 63546L102 |
Record Date: 04/06/2018 | Meeting Type: Annual | Ticker: NCOM |
| Shares Voted: 189 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Joel S. Arogeti | Mgmt | For | For | For |
1.2 | Elect Director Bobby A. Bradley | Mgmt | For | For | For |
1.3 | Elect Director Thomas H. Coley | Mgmt | For | For | For |
1.4 | Elect Director Mark L. Drew | Mgmt | For | For | For |
1.5 | Elect Director Brian C. Hamilton | Mgmt | For | For | For |
1.6 | Elect Director R. Holman Head | Mgmt | For | For | For |
1.7 | Elect Director John H. Holcomb, III | Mgmt | For | For | For |
1.8 | Elect Director William E. Matthews, V | Mgmt | For | For | For |
1.9 | Elect Director C. Phillip McWane | Mgmt | For | For | For |
1.10 | Elect Director Richard Murray, IV | Mgmt | For | For | For |
1.11 | Elect Director G. Ruffner Page, Jr. | Mgmt | For | For | For |
1.12 | Elect Director Stephen A. Sevigny | Mgmt | For | For | For |
1.13 | Elect Director W. Stancil Starnes | Mgmt | For | For | For |
1.14 | Elect Director Temple W. Tutwiler, III | Mgmt | For | For | For |
1.15 | Elect Director Russell H. Vandevelde, IV | Mgmt | For | For | For |
2 | Ratify Porter Keadle Moore, LLC as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| | |
Old Point Financial Corporation | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 680194107 |
Record Date: 03/13/2018 | Meeting Type: Annual | Ticker: OPOF |
| Shares Voted: 228 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Stephen C. Adams | Mgmt | For | For | For |
1.2 | Elect Director James Reade Chisman | Mgmt | For | For | For |
1.3 | Elect Director Russell Smith Evans, Jr. | Mgmt | For | For | For |
1.4 | Elect Director Michael A. Glasser | Mgmt | For | For | For |
1.5 | Elect Director Arthur D. Greene | Mgmt | For | For | For |
1.6 | Elect Director John Cabot Ishon | Mgmt | For | For | For |
1.7 | Elect Director William F. Keefe | Mgmt | For | For | For |
1.8 | Elect Director Tom B. Langley | Mgmt | For | For | For |
1.9 | Elect Director H. Robert Schappert | Mgmt | For | For | For |
1.10 | Elect Director Robert F. Shuford, Sr. | Mgmt | For | For | For |
1.11 | Elect Director Robert F. Shuford, Jr. | Mgmt | For | For | For |
1.12 | Elect Director Ellen Clark Thacker | Mgmt | For | For | For |
1.13 | Elect Director Joseph R. Witt | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Yount, Hyde & Barbour, P.C. as Auditors | Mgmt | For | For | For |
Southwestern Energy Company | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 845467109 |
Record Date: 03/23/2018 | Meeting Type: Annual | Ticker: SWN |
| Shares Voted: 1,324 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director John D. Gass | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Catherine A. Kehr | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Greg D. Kerley | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Southwestern Energy Company
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.4 | Elect Director Gary P. Luquette | Mgmt | For | For | For |
1.5 | Elect Director Jon A. Marshall | Mgmt | For | For | For |
1.6 | Elect Director Patrick M. Prevost | Mgmt | For | For | For |
1.7 | Elect Director Terry W. Rathert | Mgmt | For | For | For |
1.8 | Elect Director William J. Way | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Avis Budget Group, Inc. | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 053774105 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: CAR |
| Shares Voted: 259 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Larry D. De Shon | Mgmt | For | For | For |
1.2 | Elect Director Brian J. Choi | Mgmt | For | For | For |
1.3 | Elect Director Mary C. Choksi | Mgmt | For | For | For |
1.4 | Elect Director Leonard S. Coleman | Mgmt | For | For | For |
1.5 | Elect Director Jeffrey H. Fox | Mgmt | For | For | For |
1.6 | Elect Director Lynn Krominga | Mgmt | For | For | For |
1.7 | Elect Director Glenn Lurie | Mgmt | For | For | For |
1.8 | Elect Director Eduardo G. Mestre | Mgmt | For | For | For |
1.9 | Elect Director Jagdeep Pahwa | Mgmt | For | For | For |
1.10 | Elect Director F. Robert Salerno | Mgmt | For | For | For |
1.11 | Elect Director Francis J. Shammo | Mgmt | For | For | For |
1.12 | Elect Director Carl Sparks | Mgmt | For | For | For |
1.13 | Elect Director Sanoke Viswanathan | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Cambium Learning Group, Inc. | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 13201A107 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: ABCD |
| Shares Voted: 1,537 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director David F. Bainbridge | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Walter G. Bumphus | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director John Campbell | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director Clifford K. Chiu | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Carolyn Getridge | Mgmt | For | Withhold | Withhold |
1.6 | Elect Director Thomas Kalinske | Mgmt | For | Withhold | Withhold |
1.7 | Elect Director Jeffrey T. Stevenson | Mgmt | For | Withhold | Withhold |
1.8 | Elect Director Joe Walsh | Mgmt | For | Withhold | Withhold |
2 | Ratify Whitley Penn LLP as Auditors | Mgmt | For | For | For |
Fossil Group, Inc. | | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 34988V106 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: FOSL |
| Shares Voted: 811 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Mark R. Belgya | Mgmt | For | For | For |
1.2 | Elect Director William B. Chiasson | Mgmt | For | For | For |
1.3 | Elect Director Mauria A. Finley | Mgmt | For | For | For |
1.4 | Elect Director Kosta N. Kartsotis | Mgmt | For | For | For |
1.5 | Elect Director Diane L. Neal | Mgmt | For | For | For |
1.6 | Elect Director Thomas M. Nealon | Mgmt | For | For | For |
1.7 | Elect Director James E. Skinner | Mgmt | For | For | For |
1.8 | Elect Director Gail B. Tifford | Mgmt | For | For | For |
1.9 | Elect Director James M. Zimmerman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Fossil Group, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against |
| | | | | |
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Hallador Energy Company
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 40609P105 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: HNRG |
| Shares Voted: 936 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Brent K. Bilsland | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director David C. Hardie | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Steven Hardie | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Bryan H. Lawrence | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Sheldon B. Lubar | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Hawaiian Holdings, Inc. | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 419879101 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: HA |
| Shares Voted: 163 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Donald J. Carty | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Abhinav Dhar | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Earl E. Fry | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Lawrence S. Hershfield | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Peter R. Ingram | Mgmt | For | For | For |
| | | | | |
1.6 | Elect Director Randall L. Jenson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Hawaiian Holdings, Inc.
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.7 | Elect Director Crystal K. Rose | Mgmt | For | For | For |
| | | | | |
1.8 | Elect Director Richard N. Zwern | Mgmt | For | For | For |
| | | | | |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Insperity, Inc. | | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 45778Q107 |
Record Date: 04/03/2018 | Meeting Type: Annual | Ticker: NSP |
| Shares Voted: 215 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Carol R. Kaufman | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Paul J. Sarvadi | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | |
4 | Increase Authorized Common Stock | Mgmt | For | For | For |
Safety Insurance Group, Inc. | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 78648T100 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: SAFT |
| Shares Voted: 110 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Peter J. Manning | Mgmt | For | For | For |
| | | | | |
1b | Elect Director David K. McKown | Mgmt | For | For | For |
| | | | | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Sierra Bancorp | | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 82620P102 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: BSRR |
| Shares Voted: 318 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Robb Evans | Mgmt | For | For | For |
1.2 | Elect Director James C. Holly | Mgmt | For | For | For |
1.3 | Elect Director Lynda B. Scearcy | Mgmt | For | For | For |
1.4 | Elect Director Morris A. Tharp | Mgmt | For | For | For |
2 | Ratify Vavrinek, Trine, Day & Co., LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
SpartanNash Company | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 847215100 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: SPTN |
| Shares Voted: 296 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director M. Shan Atkins | Mgmt | For | For | For |
1.2 | Elect Director Dennis Eidson | Mgmt | For | For | For |
1.3 | Elect Director Frank M. Gambino | Mgmt | For | For | For |
1.4 | Elect Director Douglas A. Hacker | Mgmt | For | For | For |
1.5 | Elect Director Yvonne R. Jackson | Mgmt | For | For | For |
1.6 | Elect Director Matthew Mannelly | Mgmt | For | For | For |
1.7 | Elect Director Elizabeth A. Nickels | Mgmt | For | For | For |
1.8 | Elect Director David M. Staples | Mgmt | For | For | For |
1.9 | Elect Director Hawthorne L. Proctor | Mgmt | For | For | For |
1.10 | Elect Director Gregg A. Tanner | Mgmt | For | For | For |
1.11 | Elect Director William R. Voss | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
SpartanNash Company
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | |
Sportsman’s Warehouse Holdings, Inc. | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 84920Y106 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: SPWH |
| Shares Voted: 1,543 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Joseph P. Schneider | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Christopher Eastland | Mgmt | For | For | For |
| | | | | |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
WellCare Health Plans, Inc. | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 94946T106 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: WCG |
| Shares Voted: 42 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Richard C. Breon | Mgmt | For | For | For |
1b | Elect Director Kenneth A. Burdick | Mgmt | For | For | For |
1c | Elect Director Amy Compton-Phillips | Mgmt | For | For | For |
1d | Elect Director H. James Dallas | Mgmt | For | For | For |
1e | Elect Director Kevin F. Hickey | Mgmt | For | For | For |
1f | Elect Director Christian P. Michalik | Mgmt | For | For | For |
1g | Elect Director Glenn D. Steele, Jr. | Mgmt | For | For | For |
1h | Elect Director William L. Trubeck | Mgmt | For | For | For |
1i | Elect Director Kathleen E. Walsh | Mgmt | For | For | For |
1j | Elect Director Paul E. Weaver | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
WellCare Health Plans, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | |
Donnelley Financial Solutions, Inc. | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 25787G100 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: DFIN |
| Shares Voted: 342 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Daniel N. Leib | Mgmt | For | For | For |
1.2 | Elect Director Lois M. Martin | Mgmt | For | For | For |
1.3 | Elect Director Charles D. Drucker | Mgmt | For | For | For |
1.4 | Elect Director Gary G. Greenfield | Mgmt | For | For | For |
1.5 | Elect Director Oliver R. Sockwell | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Essendant Inc. | | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 296689102 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: ESND |
| Shares Voted: 558 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Charles K. Crovitz | Mgmt | For | For | For |
1.2 | Elect Director Richard D. Phillips | Mgmt | For | For | For |
1.3 | Elect Director Stuart A. Taylor, II | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| | |
Global Brass and Copper Holdings, Inc. | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 37953G103 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: BRSS |
| Shares Voted: 251 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Vicki L. Avril | Mgmt | For | For | For |
1B | Elect Director Donald L. Marsh | Mgmt | For | For | For |
1C | Elect Director Bradford T. Ray | Mgmt | For | For | For |
1D | Elect Director John H. Walker | Mgmt | For | For | For |
1E | Elect Director John J. Wasz | Mgmt | For | For | For |
1F | Elect Director Martin E. Welch, III | Mgmt | For | For | For |
1G | Elect Director Ronald C. Whitaker | Mgmt | For | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
HCI GROUP, INC. | | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 40416E103 |
Record Date: 04/11/2018 | Meeting Type: Annual | Ticker: HCI |
| Shares Voted: 165 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James Macchiarola | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Harish M. Patel | Mgmt | For | Withhold | Withhold |
2 | Ratify Dixon Hughes Goodman, LLP as Auditors | Mgmt | For | For | For |
| | |
Heidrick & Struggles International, Inc. | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 422819102 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: HSII |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| |
Heidrick & Struggles International, Inc. |
| Shares Voted: 352 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Elizabeth L. Axelrod | Mgmt | For | For | For |
1.2 | Elect Director Clare M. Chapman | Mgmt | For | For | For |
1.3 | Elect Director Gary E. Knell | Mgmt | For | For | For |
1.4 | Elect Director Lyle Logan | Mgmt | For | For | For |
1.5 | Elect Director Willem Mesdag | Mgmt | For | For | For |
1.6 | Elect Director Krishnan Rajagopalan | Mgmt | For | For | For |
1.7 | Elect Director Adam Warby | Mgmt | For | For | For |
1.8 | Elect Director Tracy R. Wolstencroft | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
L.B. Foster Company | | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 350060109 |
Record Date: 03/22/2018 | Meeting Type: Annual | Ticker: FSTR |
| Shares Voted: 365 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Robert P. Bauer | Mgmt | For | For | For |
1.2 | Elect Director Lee B. Foster, II | Mgmt | For | For | For |
1.3 | Elect Director Dirk Junge | Mgmt | For | For | For |
1.4 | Elect Director Diane B. Owen | Mgmt | For | For | For |
1.5 | Elect Director Robert S. Purgason | Mgmt | For | For | For |
1.6 | Elect Director William H. Rackoff | Mgmt | For | For | For |
1.7 | Elect Director Suzanne B. Rowland | Mgmt | For | For | For |
1.8 | Elect Director Bradley S. Vizi | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
L.B. Foster Company
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Magellan Health, Inc. | | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 559079207 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: MGLN |
| Shares Voted: 104 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Eran Broshy | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Matthew J. Simas | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Swati Abbott | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
| | | | | |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Northrim BanCorp, Inc. | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 666762109 |
Record Date: 03/30/2018 | Meeting Type: Annual | Ticker: NRIM |
| Shares Voted: 250 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Larry S. Cash | Mgmt | For | For | For |
1.2 | Elect Director Anthony Drabek | Mgmt | For | For | For |
1.3 | Elect Director Karl L. Hanneman | Mgmt | For | For | For |
1.4 | Elect Director David W. Karp | Mgmt | For | For | For |
1.5 | Elect Director David J. McCambridge | Mgmt | For | For | For |
1.6 | Elect Director Krystal M. Nelson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Northrim BanCorp, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.7 | Elect Director Joseph M. Schierhorn | Mgmt | For | For | For |
| | | | | |
1.8 | Elect Director John C. Swalling | Mgmt | For | For | For |
| | | | | |
1.9 | Elect Director Linda C. Thomas | Mgmt | For | For | For |
| | | | | |
1.10 | Elect Director David G. Wight | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Moss Adams LLP as Auditors | Mgmt | For | For | For |
Orion Group Holdings, Inc. | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 68628V308 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: ORN |
| Shares Voted: 1,046 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Richard L. Daerr, Jr. | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director J. Michael Pearson | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Potbelly Corporation | | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 73754Y100 |
Record Date: 04/12/2018 | Meeting Type: Annual | Ticker: PBPB |
| Shares Voted: 617 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Pete Bassi | Mgmt | For | For | For |
1.2 | Elect Director Joseph Boehm | Mgmt | For | For | For |
1.3 | Elect Director Ann-Marie Campbell | Mgmt | For | For | For |
1.4 | Elect Director Susan Chapman-Hughes | Mgmt | For | For | For |
1.5 | Elect Director Sue Collyns | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Potbelly Corporation
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.6 | Elect Director Dan Ginsberg | Mgmt | For | For | For |
1.7 | Elect Director Marla Gottschalk | Mgmt | For | For | For |
1.8 | Elect Director Alan Johnson | Mgmt | For | For | For |
1.9 | Elect Director Harvey Kanter | Mgmt | For | For | For |
1.10 | Elect Director Benjamin Rosenzweig | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Rowan Companies plc | |
Meeting Date: 05/24/2018 | Country: United Kingdom | Primary Security ID: G7665A101 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: RDC |
| Shares Voted: 732 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director William E. Albrecht | Mgmt | For | For | For |
1b | Elect Director Thomas P. Burke | Mgmt | For | For | For |
1c | Elect Director Thomas R. Hix | Mgmt | For | For | For |
1d | Elect Director Jack B. Moore | Mgmt | For | For | For |
1e | Elect Director Thierry Pilenko | Mgmt | For | For | For |
1f | Elect Director Suzanne P. Nimocks | Mgmt | For | For | For |
1g | Elect Director John J. Quicke | Mgmt | For | For | For |
1h | Elect Director Tore I. Sandvold | Mgmt | For | For | For |
1i | Elect Director Charles L. Szews | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Approve Remuneration Report | Mgmt | For | Against | Against |
4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
6 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Rowan Companies plc
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
8 | Resolution to Approve the Form of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For |
| | | | | |
9 | Resolution Authorizing the Board to Allot Equity Securities | Mgmt | For | For | For |
| | | | | |
10 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Mgmt | For | For | For |
| | | | | |
11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Mgmt | For | For | For |
SmartFinancial, Inc. | | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 83190L208 |
Record Date: 03/21/2018 | Meeting Type: Annual | Ticker: SMBK |
| Shares Voted: 302 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Victor L. Barrett | Mgmt | For | For | For |
1.2 | Elect Director Monique P. Berke | Mgmt | For | For | For |
1.3 | Elect Director William “Bill” Y. Carroll, Sr. | Mgmt | For | For | For |
1.4 | Elect Director William “Billy” Y. Carroll, Jr. | Mgmt | For | For | For |
1.5 | Elect Director Ted C. Miller | Mgmt | For | For | For |
1.6 | Elect Director David A. Ogle | Mgmt | For | For | For |
1.7 | Elect Director Steven B. Tucker | Mgmt | For | For | For |
1.8 | Elect Director Wesley M. “Miller” Welborn | Mgmt | For | For | For |
1.9 | Elect Director Keith E. Whaley | Mgmt | For | For | For |
1.10 | Elect Director J. Beau Wicks | Mgmt | For | For | For |
1.11 | Elect Director Geoffrey A. Wolpert | Mgmt | For | For | For |
2 | Ratify Dixon Hughes Goodman, LLP as Auditors | Mgmt | For | For | For |
| | |
Willis Lease Finance Corporation | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 970646105 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: WLFC |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| |
Willis Lease Finance Corporation |
| Shares Voted: 288 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Robert J. Keady | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Austin C. Willis | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against |
| | | | | |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Chart Industries, Inc. | | |
Meeting Date: 05/25/2018 | Country: USA | Primary Security ID: 16115Q308 |
Record Date: 03/27/2018 | Meeting Type: Annual | Ticker: GTLS |
| Shares Voted: 219 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director W. Douglas Brown | Mgmt | For | For | For |
1.2 | Elect Director Carey Chen | Mgmt | For | For | For |
1.3 | Elect Director William C. Johnson | Mgmt | For | For | For |
1.4 | Elect Director Steven W. Krablin | Mgmt | For | For | For |
1.5 | Elect Director Michael L. Molinini | Mgmt | For | For | For |
1.6 | Elect Director Elizabeth G. Spomer | Mgmt | For | For | For |
1.7 | Elect Director Thomas L. Williams | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Miller Industries, Inc. | | |
Meeting Date: 05/25/2018 | Country: USA | Primary Security ID: 600551204 |
Record Date: 04/03/2018 | Meeting Type: Annual | Ticker: MLR |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Miller Industries, Inc. | |
| Shares Voted: 306 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Theodore H. Ashford, III | Mgmt | For | For | For |
1.2 | Elect Director A. Russell Chandler, III | Mgmt | For | For | For |
1.3 | Elect Director William G. Miller | Mgmt | For | For | For |
1.4 | Elect Director William G. Miller, II | Mgmt | For | For | For |
1.5 | Elect Director Richard H. Roberts | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Nordstrom, Inc. | | |
Meeting Date: 05/29/2018 | Country: USA | Primary Security ID: 655664100 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: JWN |
| Shares Voted: 164 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Shellye L. Archambeau | Mgmt | For | For | For |
1b | Elect Director Stacy Brown-Philpot | Mgmt | For | For | For |
1c | Elect Director Tanya L. Domier | Mgmt | For | For | For |
1d | Elect Director Blake W. Nordstrom | Mgmt | For | For | For |
1e | Elect Director Erik B. Nordstrom | Mgmt | For | For | For |
1f | Elect Director Peter E. Nordstrom | Mgmt | For | For | For |
1g | Elect Director Philip G. Satre | Mgmt | For | For | For |
1h | Elect Director Brad D. Smith | Mgmt | For | For | For |
1i | Elect Director Gordon A. Smith | Mgmt | For | For | For |
1j | Elect Director Bradley D. Tilden | Mgmt | For | For | For |
1k | Elect Director B. Kevin Turner | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Barrett Business Services, Inc. | |
Meeting Date: 05/30/2018 | Country: USA | Primary Security ID: 068463108 |
Record Date: 04/17/2018 | Meeting Type: Annual | Ticker: BBSI |
| Shares Voted: 132 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Thomas J. Carley | Mgmt | For | For | For |
1.2 | Elect Director Michael L. Elich | Mgmt | For | For | For |
1.3 | Elect Director James B. Hicks | Mgmt | For | For | For |
1.4 | Elect Director Thomas B. Cusick | Mgmt | For | For | For |
1.5 | Elect Director Jon L. Justesen | Mgmt | For | For | For |
1.6 | Elect Director Anthony Meeker | Mgmt | For | For | For |
1.7 | Elect Director Vincent P. Price | Mgmt | For | For | For |
2 | Amend Articles of Incorporation to Permit Shareholders to Amend Bylaws | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Hibbett Sports, Inc. | | |
Meeting Date: 05/30/2018 | Country: USA | Primary Security ID: 428567101 |
Record Date: 04/09/2018 | Meeting Type: Annual | Ticker: HIBB |
| Shares Voted: 394 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jane F. Aggers | Mgmt | For | For | For |
1.2 | Elect Director Terrance G. Finley | Mgmt | For | For | For |
1.3 | Elect Director Jeffry O. Rosenthal | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
J. Alexander’s Holdings, Inc. | |
Meeting Date: 05/30/2018 | Country: USA | Primary Security ID: 46609J106 |
Record Date: 03/27/2018 | Meeting Type: Annual | Ticker: JAX |
| Shares Voted: 683 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Douglas K. Ammerman | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Lonnie J. Stout, II | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
PC Connection, Inc. | | |
Meeting Date: 05/30/2018 | Country: USA | Primary Security ID: 69318J100 |
Record Date: 04/09/2018 | Meeting Type: Annual | Ticker: CNXN |
| Shares Voted: 292 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Patricia Gallup | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director David Hall | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director Joseph Baute | Mgmt | For | For | For |
1.4 | Elect Director David Beffa-Negrini | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Barbara Duckett | Mgmt | For | For | For |
1.6 | Elect Director Jack Ferguson | Mgmt | For | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
| | | | | |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Big Lots, Inc. | | |
Meeting Date: 05/31/2018 | Country: USA | Primary Security ID: 089302103 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: BIG |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Big Lots, Inc. | |
| Shares Voted: 163 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For | For | For |
1.2 | Elect Director James R. Chambers | Mgmt | For | For | For |
1.3 | Elect Director Marla C. Gottschalk | Mgmt | For | For | For |
1.4 | Elect Director Cynthia T. Jamison | Mgmt | For | For | For |
1.5 | Elect Director Philip E. Mallott | Mgmt | For | For | For |
1.6 | Elect Director Nancy A. Reardon | Mgmt | For | For | For |
1.7 | Elect Director Wendy L. Schoppert | Mgmt | For | For | For |
1.8 | Elect Director Russell E. Solt | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Caleres, Inc. | | |
Meeting Date: 05/31/2018 | Country: USA | Primary Security ID: 129500104 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: CAL |
| Shares Voted: 290 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Brenda C. Freeman | Mgmt | For | For | For |
1.2 | Elect Director Lori H. Greeley | Mgmt | For | For | For |
1.3 | Elect Director Mahendra R. Gupta | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | |
Francesca’s Holding Corporation | |
Meeting Date: 05/31/2018 | Country: USA | Primary Security ID: 351793104 |
Record Date: 04/09/2018 | Meeting Type: Annual | Ticker: FRAN |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| |
Francesca’s Holding Corporation |
| Shares Voted: 783 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Patricia Bender | Mgmt | For | For | For |
1.2 | Elect Director Joseph O’Leary | Mgmt | For | For | For |
1.3 | Elect Director Marie Toulantis | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
| | |
Hallmark Financial Services, Inc. | |
Meeting Date: 05/31/2018 | Country: USA | Primary Security ID: 40624Q203 |
Record Date: 04/06/2018 | Meeting Type: Annual | Ticker: HALL |
| Shares Voted: 695 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Mark E. Schwarz | Mgmt | For | For | For |
1.2 | Elect Director Scott T. Berlin | Mgmt | For | For | For |
1.3 | Elect Director James H. Graves | Mgmt | For | For | For |
1.4 | Elect Director Mark E. Pape | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vera Bradley, Inc. | | |
Meeting Date: 05/31/2018 | Country: USA | Primary Security ID: 92335C106 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: VRA |
| Shares Voted: 827 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Robert J. Hall | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director P. Michael Miller | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Vera Bradley, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.3 | Elect Director Edward M. Schmults | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | |
American Public Education, Inc. | |
Meeting Date: 06/01/2018 | Country: USA | Primary Security ID: 02913V103 |
Record Date: 04/05/2018 | Meeting Type: Annual | Ticker: APEI |
| Shares Voted: 344 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Eric C. Andersen | Mgmt | For | For | For |
1b | Elect Director Wallace E. Boston, Jr. | Mgmt | For | For | For |
1c | Elect Director Barbara G. Fast | Mgmt | For | For | For |
1d | Elect Director Jean C. Halle | Mgmt | For | For | For |
1e | Elect Director Barbara ‘Bobbi’ L. Kurshan | Mgmt | For | For | For |
1f | Elect Director Timothy J. Landon | Mgmt | For | For | For |
1g | Elect Director William G. Robinson, Jr. | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Armstrong Flooring, Inc. | |
Meeting Date: 06/01/2018 | Country: USA | Primary Security ID: 04238R106 |
Record Date: 04/09/2018 | Meeting Type: Annual | Ticker: AFI |
| Shares Voted: 431 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Kathleen S. Lane | Mgmt | For | For | For |
| | | | | |
1b | Elect Director Jeffrey Liaw | Mgmt | For | For | For |
| | | | | |
1c | Elect Director Donald R. Maier | Mgmt | For | For | For |
| | | | | |
1d | Elect Director Michael W. Malone | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Armstrong Flooring, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1e | Elect Director James J. O’Connor | Mgmt | For | For | For |
| | | | | |
1f | Elect Director Jacob H. Welch | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
The Buckle, Inc. | | |
Meeting Date: 06/01/2018 | Country: USA | Primary Security ID: 118440106 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: BKE |
| Shares Voted: 469 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Daniel J. Hirschfeld | Mgmt | For | For | For |
1.2 | Elect Director Dennis H. Nelson | Mgmt | For | For | For |
1.3 | Elect Director Thomas B. Heacock | Mgmt | For | For | For |
1.4 | Elect Director Kari G. Smith | Mgmt | For | For | For |
1.5 | Elect Director Robert E. Campbell | Mgmt | For | For | For |
1.6 | Elect Director Bill L. Fairfield | Mgmt | For | For | For |
1.7 | Elect Director Bruce L. Hoberman | Mgmt | For | For | For |
1.8 | Elect Director Michael E. Huss | Mgmt | For | For | For |
1.9 | Elect Director John P. Peetz, III | Mgmt | For | For | For |
1.10 | Elect Director Karen B. Rhoads | Mgmt | For | For | For |
1.11 | Elect Director James E. Shada | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For |
4 | Amend Restricted Stock Plan | Mgmt | For | Against | Against |
| | |
American Railcar Industries, Inc. | |
Meeting Date: 06/05/2018 | Country: USA | Primary Security ID: 02916P103 |
Record Date: 04/16/2018 | Meeting Type: Annual | Ticker: ARII |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| |
American Railcar Industries, Inc. |
| Shares Voted: 212 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director SungHwan Cho | Mgmt | For | Against | Against |
1b | Elect Director James C. Pontious | Mgmt | For | For | For |
1c | Elect Director J. Mike Laisure | Mgmt | For | For | For |
1d | Elect Director Harold First | Mgmt | For | For | For |
1e | Elect Director Jonathan Frates | Mgmt | For | Against | Against |
1f | Elect Director Michael Nevin | Mgmt | For | Against | Against |
1g | Elect Director Patricia A. Agnello | Mgmt | For | Against | Against |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Crocs, Inc. | | |
Meeting Date: 06/05/2018 | Country: USA | Primary Security ID: 227046109 |
Record Date: 04/10/2018 | Meeting Type: Annual | Ticker: CROX |
| Shares Voted: 1,021 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Ronald L. Frasch | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Andrew Rees | Mgmt | For | For | For |
| | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
FTD Companies, Inc. | | |
Meeting Date: 06/05/2018 | Country: USA | Primary Security ID: 30281V108 |
Record Date: 04/10/2018 | Meeting Type: Annual | Ticker: FTD |
| Shares Voted: 396 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Mir Aamir | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
FTD Companies, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.2 | Elect Director James T. Armstrong | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director Candace H. Duncan | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against |
Hooker Furniture Corporation | |
Meeting Date: 06/05/2018 | Country: USA | Primary Security ID: 439038100 |
Record Date: 04/06/2018 | Meeting Type: Annual | Ticker: HOFT |
| Shares Voted: 183 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Paul B. Toms, Jr. | Mgmt | For | For | For |
1.2 | Elect Director W. Christopher Beeler, Jr. | Mgmt | For | For | For |
1.3 | Elect Director Paulette Garafalo | Mgmt | For | For | For |
1.4 | Elect Director John L. Gregory, III | Mgmt | For | For | For |
1.5 | Elect Director Tonya H. Jackson | Mgmt | For | For | For |
1.6 | Elect Director E. Larry Ryder | Mgmt | For | For | For |
1.7 | Elect Director Ellen C. Taaffe | Mgmt | For | For | For |
1.8 | Elect Director Henry G. Williamson, Jr. | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
LifePoint Health, Inc. | | |
Meeting Date: 06/05/2018 | Country: USA | Primary Security ID: 53219L109 |
Record Date: 04/13/2018 | Meeting Type: Annual | Ticker: LPNT |
| Shares Voted: 118 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Marguerite W. Kondracke | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
LifePoint Health, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1b | Elect Director John E. Maupin, Jr. | Mgmt | For | For | For |
| | | | | |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
SEACOR Holdings Inc. | |
Meeting Date: 06/05/2018 | Country: USA | Primary Security ID: 811904101 |
Record Date: 04/06/2018 | Meeting Type: Annual | Ticker: CKH |
| Shares Voted: 231 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Charles Fabrikant | Mgmt | For | For | For |
1.2 | Elect Director David R. Berz | Mgmt | For | For | For |
1.3 | Elect Director Pierre de Demandolx | Mgmt | For | For | For |
1.4 | Elect Director Oivind Lorentzen | Mgmt | For | For | For |
1.5 | Elect Director Christopher P. Papouras | Mgmt | For | For | For |
1.6 | Elect Director David M. Schizer | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Urban Outfitters, Inc. | | |
Meeting Date: 06/05/2018 | Country: USA | Primary Security ID: 917047102 |
Record Date: 04/06/2018 | Meeting Type: Annual | Ticker: URBN |
| Shares Voted: 437 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Edward N. Antoian | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Urban Outfitters, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.2 | Elect Director Sukhinder Singh Cassidy | Mgmt | For | For | For |
1.3 | Elect Director Harry S. Cherken, Jr. | Mgmt | For | Against | Against |
1.4 | Elect Director Scott Galloway | Mgmt | For | For | For |
1.5 | Elect Director Robert L. Hanson | Mgmt | For | For | For |
1.6 | Elect Director Margaret A. Hayne | Mgmt | For | For | For |
1.7 | Elect Director Richard A. Hayne | Mgmt | For | For | For |
1.8 | Elect Director Elizabeth Ann Lambert | Mgmt | For | For | For |
1.9 | Elect Director Joel S. Lawson, III | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
American Eagle Outfitters, Inc. | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 02553E106 |
Record Date: 04/11/2018 | Meeting Type: Annual | Ticker: AEO |
| Shares Voted: 682 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Janice E. Page | Mgmt | For | For | For |
1.2 | Elect Director David M. Sable | Mgmt | For | For | For |
1.3 | Elect Director Noel J. Spiegel | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
BJ’s Restaurants, Inc. | | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 09180C106 |
Record Date: 04/19/2018 | Meeting Type: Annual | Ticker: BJRI |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
BJ’s Restaurants, Inc. | |
| Shares Voted: 213 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Peter ‘Pete’ A. Bassi | Mgmt | For | For | For |
1.2 | Elect Director Larry D. Bouts | Mgmt | For | For | For |
1.3 | Elect Director James ‘Jim’ A. Dal Pozzo | Mgmt | For | For | For |
1.4 | Elect Director Gerald ‘Jerry’ W. Deitchle | Mgmt | For | For | For |
1.5 | Elect Director Noah A. Elbogen | Mgmt | For | For | For |
1.6 | Elect Director Lea Anne S. Ottinger | Mgmt | For | For | For |
1.7 | Elect Director Gregory A. Trojan | Mgmt | For | For | For |
1.8 | Elect Director Patrick D. Walsh | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Citi Trends, Inc. | | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 17306X102 |
Record Date: 04/09/2018 | Meeting Type: Annual | Ticker: CTRN |
| Shares Voted: 372 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Laurens M. Goff | Mgmt | For | For | For |
1.2 | Elect Director Margaret L. Jenkins | Mgmt | For | For | For |
1.3 | Elect Director Bruce D. Smith | Mgmt | For | For | For |
2 | Declassify the Board of Directors | Mgmt | For | For | For |
3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
5 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Kirkland’s, Inc. | | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 497498105 |
Record Date: 04/10/2018 | Meeting Type: Annual | Ticker: KIRK |
| Shares Voted: 807 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Steven J. Collins | Mgmt | For | For | For |
1b | Elect Director R. Wilson Orr, III | Mgmt | For | For | For |
1c | Elect Director Miles T. Kirkland | Mgmt | For | For | For |
1d | Elect Director Gregory A. Sandfort | Mgmt | For | For | For |
1e | Elect Director Chris L. Shimojima | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | |
REX American Resources Corporation | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 761624105 |
Record Date: 04/24/2018 | Meeting Type: Annual | Ticker: REX |
| Shares Voted: 80 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Stuart A. Rose | Mgmt | For | For | For |
1.2 | Elect Director Zafar Rizvi | Mgmt | For | For | For |
1.3 | Elect Director Edward M. Kress | Mgmt | For | For | For |
1.4 | Elect Director David S. Harris | Mgmt | For | For | For |
1.5 | Elect Director Charles A. Elcan | Mgmt | For | For | For |
1.6 | Elect Director Mervyn L. Alphonso | Mgmt | For | For | For |
1.7 | Elect Director Lee Fisher | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Syntel, Inc. | | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 87162H103 |
Record Date: 04/11/2018 | Meeting Type: Annual | Ticker: SYNT |
| Shares Voted: 466 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Paritosh K. Choksi | Mgmt | For | For | For |
1.2 | Elect Director Bharat Desai | Mgmt | For | For | For |
1.3 | Elect Director Thomas Doeke | Mgmt | For | For | For |
1.4 | Elect Director Rakesh Khanna | Mgmt | For | For | For |
1.5 | Elect Director Rajesh Mashruwala | Mgmt | For | For | For |
1.6 | Elect Director Prashant Ranade | Mgmt | For | For | For |
1.7 | Elect Director Vinod K. Sahney | Mgmt | For | For | For |
1.8 | Elect Director Rex E. Schlaybaugh, Jr. | Mgmt | For | For | For |
1.9 | Elect Director Neerja Sethi | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Crowe Horwath LLP as Auditors | Mgmt | For | For | For |
Tech Data Corporation | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 878237106 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: TECD |
| Shares Voted: 72 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Charles E. Adair | Mgmt | For | For | For |
1b | Elect Director Karen M. Dahut | Mgmt | For | For | For |
1c | Elect Director Robert M. Dutkowsky | Mgmt | For | For | For |
1d | Elect Director Harry J. Harczak, Jr. | Mgmt | For | For | For |
1e | Elect Director Bridgette P. Heller | Mgmt | For | For | For |
1f | Elect Director Richard T. Hume | Mgmt | For | For | For |
1g | Elect Director Kathleen Misunas | Mgmt | For | For | For |
1h | Elect Director Thomas I. Morgan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Tech Data Corporation
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1i | Elect Director Patrick G. Sayer | Mgmt | For | For | For |
1j | Elect Director Savio W. Tung | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
UFP Technologies, Inc. | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 902673102 |
Record Date: 04/13/2018 | Meeting Type: Annual | Ticker: UFPT |
| Shares Voted: 278 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director R. Jeffrey Bailly | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Marc Kozin | Mgmt | For | Withhold | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Visteon Corporation | | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 92839U206 |
Record Date: 04/10/2018 | Meeting Type: Annual | Ticker: VC |
| Shares Voted: 72 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director James J. Barrese | Mgmt | For | For | For |
| | | | | |
1b | Elect Director Naomi M. Bergman | Mgmt | For | For | For |
| | | | | |
1c | Elect Director Jeffrey D. Jones | Mgmt | For | For | For |
| | | | | |
1d | Elect Director Sachin S. Lawande | Mgmt | For | For | For |
| | | | | |
1e | Elect Director Joanne M. Maguire | Mgmt | For | For | For |
| | | | | |
1f | Elect Director Robert J. Manzo | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Visteon Corporation
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1g | Elect Director Francis M. Scricco | Mgmt | For | For | For |
1h | Elect Director David L. Treadwell | Mgmt | For | For | For |
1i | Elect Director Harry J. Wilson | Mgmt | For | For | For |
1j | Elect Director Rouzbeh Yassini-Fard | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Zumiez Inc. | | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 989817101 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: ZUMZ |
| Shares Voted: 631 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Richard M. Brooks | Mgmt | For | For | For |
| | | | | |
1B | Elect Director Matthew L. Hyde | Mgmt | For | For | For |
| | | | | |
1C | Elect Director James M. Weber | Mgmt | For | For | For |
| | | | | |
2 | Ratify Moss Adams LLP as Auditors | Mgmt | For | For | For |
Bojangles’, Inc. | | |
Meeting Date: 06/07/2018 | Country: USA | Primary Security ID: 097488100 |
Record Date: 04/13/2018 | Meeting Type: Annual | Ticker: BOJA |
| Shares Voted: 494 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Steven J. Collins | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Robert F. Hull, Jr. | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Steven M. Tadler | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
| | |
CARROLS RESTAURANT GROUP, INC. | |
Meeting Date: 06/07/2018 | Country: USA | Primary Security ID: 14574X104 |
Record Date: 04/12/2018 | Meeting Type: Annual | Ticker: TAST |
| Shares Voted: 629 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director David S. Harris | Mgmt | For | For | For |
| | | | | |
1b | Elect Director Deborah M. Derby | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Endo International plc | | |
Meeting Date: 06/07/2018 | Country: Ireland | Primary Security ID: G30401106 |
Record Date: 04/13/2018 | Meeting Type: Annual | Ticker: ENDP |
| Shares Voted: 656 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Roger H. Kimmel | Mgmt | For | For | For |
1b | Elect Director Paul V. Campanelli | Mgmt | For | For | For |
1c | Elect Director Shane M. Cooke | Mgmt | For | For | For |
1d | Elect Director Nancy J. Hutson | Mgmt | For | For | For |
1e | Elect Director Michael Hyatt | Mgmt | For | For | For |
1f | Elect Director Sharad S. Mansukani | Mgmt | For | For | For |
1g | Elect Director William P. Montague | Mgmt | For | For | For |
1h | Elect Director Todd B. Sisitsky | Mgmt | For | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
5 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
6 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Era Group Inc. | | |
Meeting Date: 06/07/2018 | Country: USA | Primary Security ID: 26885G109 |
Record Date: 04/20/2018 | Meeting Type: Annual | Ticker: ERA |
| Shares Voted: 839 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Charles Fabrikant | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Christopher S. Bradshaw | Mgmt | For | For | For |
1.3 | Elect Director Ann Fairbanks | Mgmt | For | For | For |
1.4 | Elect Director Blaine V. “Fin” Fogg | Mgmt | For | For | For |
1.5 | Elect Director Christopher P. Papouras | Mgmt | For | For | For |
1.6 | Elect Director Yueping Sun | Mgmt | For | For | For |
1.7 | Elect Director Steven Webster | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Amend Certificate of Incorporation | Mgmt | For | For | For |
4 | Amend Bylaws Regarding Director Resignation Policy in Uncontested Director Elections | Mgmt | For | For | For |
| | | | | |
5 | Amend Bylaws | Mgmt | For | For | For |
| | |
Investment Technology Group, Inc. | |
Meeting Date: 06/07/2018 | Country: USA | Primary Security ID: 46145F105 |
Record Date: 04/13/2018 | Meeting Type: Annual | Ticker: ITG |
| Shares Voted: 361 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Brian G. Cartwright | Mgmt | For | For | For |
1b | Elect Director Minder Cheng | Mgmt | For | For | For |
1c | Elect Director Timothy L. Jones | Mgmt | For | For | For |
1d | Elect Director R. Jarrett Lilien | Mgmt | For | For | For |
1e | Elect Director Kevin J. Lynch | Mgmt | For | For | For |
1f | Elect Director Lee M. Shavel | Mgmt | For | For | For |
1g | Elect Director Francis J. Troise | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Investment Technology Group, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1h | Elect Director Steven S. Wood | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
| | | | | |
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| | |
Big 5 Sporting Goods Corporation | |
Meeting Date: 06/08/2018 | Country: USA | Primary Security ID: 08915P101 |
Record Date: 04/20/2018 | Meeting Type: Annual | Ticker: BGFV |
| Shares Voted: 666 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Nicholas Donatiello, Jr. | Mgmt | For | For | For |
1.2 | Elect Director Robert C. Galvin | Mgmt | For | For | For |
1.3 | Elect Director David R. Jessick | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
NV5 Global, Inc. | | |
Meeting Date: 06/09/2018 | Country: USA | Primary Security ID: 62945V109 |
Record Date: 04/11/2018 | Meeting Type: Annual | Ticker: NVEE |
| Shares Voted: 184 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Dickerson Wright | Mgmt | For | For | For |
1.2 | Elect Director Alexander A. Hockman | Mgmt | For | For | For |
1.3 | Elect Director MaryJo E. O’Brien | Mgmt | For | For | For |
1.4 | Elect Director Jeffrey A. Liss | Mgmt | For | For | For |
1.5 | Elect Director William D. Pruitt | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
NV5 Global, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.6 | Elect Director Gerald J. Salontai | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director Francois Tardan | Mgmt | For | For | For |
| | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Century Casinos, Inc. | | |
Meeting Date: 06/11/2018 | Country: USA | Primary Security ID: 156492100 |
Record Date: 04/17/2018 | Meeting Type: Annual | Ticker: CNTY |
| Shares Voted: 1,035 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Erwin Haitzmann | Mgmt | For | For | For |
1.2 | Elect Director Gottfried Schellmann | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
PHH Corporation | | |
Meeting Date: 06/11/2018 | Country: USA | Primary Security ID: 693320202 |
Record Date: 04/03/2018 | Meeting Type: Special | Ticker: PHH |
| Shares Voted: 550 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Approve Merger Agreement | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| | | | | |
3 | Adjourn Meeting | Mgmt | For | For | For |
CECO Environmental Corp. | |
Meeting Date: 06/12/2018 | Country: USA | Primary Security ID: 125141101 |
Record Date: 04/13/2018 | Meeting Type: Annual | Ticker: CECE |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
CECO Environmental Corp. |
| Shares Voted: 785 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jason DeZwirek | Mgmt | For | For | For |
1.2 | Elect Director Eric M. Goldberg | Mgmt | For | For | For |
1.3 | Elect Director David B. Liner | Mgmt | For | For | For |
1.4 | Elect Director Claudio A. Mannarino | Mgmt | For | For | For |
1.5 | Elect Director Munish Nanda | Mgmt | For | For | For |
1.6 | Elect Director Jonathan Pollack | Mgmt | For | For | For |
1.7 | Elect Director Valerie Gentile Sachs | Mgmt | For | For | For |
1.8 | Elect Director Dennis Sadlowski | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For |
| | |
The Providence Service Corporation | |
Meeting Date: 06/12/2018 | Country: USA | Primary Security ID: 743815102 |
Record Date: 04/18/2018 | Meeting Type: Annual | Ticker: PRSC |
| Shares Voted: 155 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Todd J. Carter | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Frank J. Wright | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
CVR Energy, Inc. | | |
Meeting Date: 06/13/2018 | Country: USA | Primary Security ID: 12662P108 |
Record Date: 04/17/2018 | Meeting Type: Annual | Ticker: CVI |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
CVR Energy, Inc. | |
| Shares Voted: 350 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Bob G. Alexander | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director SungHwan Cho | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director Jonathan Frates | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director David L. Lamp | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Stephen Mongillo | Mgmt | For | Withhold | Withhold |
1.6 | Elect Director Louis J. Pastor | Mgmt | For | Withhold | Withhold |
1.7 | Elect Director James M. Strock | Mgmt | For | Withhold | Withhold |
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Provide Right to Act by Written Consent | Mgmt | For | Against | Against |
5 | Approve Issuance of Shares for a Private Placement | Mgmt | For | Against | Against |
Medifast, Inc. | | |
Meeting Date: 06/13/2018 | Country: USA | Primary Security ID: 58470H101 |
Record Date: 04/17/2018 | Meeting Type: Annual | Ticker: MED |
| Shares Voted: 191 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jeffrey J. Brown | Mgmt | For | For | For |
1.2 | Elect Director Kevin G. Byrnes | Mgmt | For | For | For |
1.3 | Elect Director Daniel R. Chard | Mgmt | For | For | For |
1.4 | Elect Director Constance J. Hallquist | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Michael A. Hoer | Mgmt | For | For | For |
1.6 | Elect Director Michael C. MacDonald | Mgmt | For | For | For |
1.7 | Elect Director Carl E. Sassano | Mgmt | For | Withhold | Withhold |
1.8 | Elect Director Scott Schlackman | Mgmt | For | Withhold | Withhold |
1.9 | Elect Director Ming Xian | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Medifast, Inc.
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Ratify RSM US LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
A. Schulman, Inc. | | |
Meeting Date: 06/14/2018 | Country: USA | Primary Security ID: 808194104 |
Record Date: 05/07/2018 | Meeting Type: Special | Ticker: SHLM |
| Shares Voted: 249 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Approve Merger Agreement | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| | | | | |
3 | Adjourn Meeting | Mgmt | For | For | For |
Abercrombie & Fitch Co. | |
Meeting Date: 06/14/2018 | Country: USA | Primary Security ID: 002896207 |
Record Date: 04/16/2018 | Meeting Type: Annual | Ticker: ANF |
| Shares Voted: 861 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Kerrii B. Anderson | Mgmt | For | For | For |
1b | Elect Director James B. Bachmann | Mgmt | For | For | For |
1c | Elect Director Bonnie R. Brooks | Mgmt | For | For | For |
1d | Elect Director Terry L. Burman | Mgmt | For | For | For |
1e | Elect Director Sarah M. Gallagher | Mgmt | For | For | For |
1f | Elect Director Michael E. Greenlees | Mgmt | For | For | For |
1g | Elect Director Archie M. Griffin | Mgmt | For | For | For |
1h | Elect Director Fran Horowitz | Mgmt | For | For | For |
1i | Elect Director Charles R. Perrin | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Abercrombie & Fitch Co.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | |
5 | Pro-rata Vesting of Equity Awards | SH | Against | For | For |
Shoe Carnival, Inc. | | |
Meeting Date: 06/14/2018 | Country: USA | Primary Security ID: 824889109 |
Record Date: 04/13/2018 | Meeting Type: Annual | Ticker: SCVL |
| Shares Voted: 412 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Kent A. Kleeberger | Mgmt | For | Against | Against |
1.2 | Elect Director Joseph W. Wood | Mgmt | For | Against | Against |
1.3 | Elect Director Charles B. Tomm | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Willdan Group, Inc. | | |
Meeting Date: 06/14/2018 | Country: USA | Primary Security ID: 96924N100 |
Record Date: 04/17/2018 | Meeting Type: Annual | Ticker: WLDN |
| Shares Voted: 238 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Thomas D. Brisbin | Mgmt | For | For | For |
1.2 | Elect Director Steven A. Cohen | Mgmt | For | For | For |
1.3 | Elect Director Debra Coy | Mgmt | For | For | For |
1.4 | Elect Director Raymond W. Holdsworth | Mgmt | For | For | For |
1.5 | Elect Director Douglas J. McEachern | Mgmt | For | For | For |
1.6 | Elect Director Dennis V. McGinn | Mgmt | For | For | For |
1.7 | Elect Director Curtis S. Probst | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Willdan Group, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.8 | Elect Director Keith W. Renken | Mgmt | For | For | For |
| | | | | |
1.9 | Elect Director Mohammad Shahidehpour | Mgmt | For | For | For |
| | | | | |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
ZAGG Inc | | |
Meeting Date: 06/14/2018 | Country: USA | Primary Security ID: 98884U108 |
Record Date: 04/17/2018 | Meeting Type: Annual | Ticker: ZAGG |
| Shares Voted: 901 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Chris Ahern | Mgmt | For | For | For |
1.2 | Elect Director Cheryl A. Larabee | Mgmt | For | For | For |
1.3 | Elect Director E. Todd Heiner | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director Daniel R. Maurer | Mgmt | For | For | For |
1.5 | Elect Director P. Scott Stubbs | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Zoe’s Kitchen, Inc. | | |
Meeting Date: 06/14/2018 | Country: USA | Primary Security ID: 98979J109 |
Record Date: 04/19/2018 | Meeting Type: Annual | Ticker: ZOES |
| Shares Voted: 675 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Thomas Baldwin | Mgmt | For | For | For |
| | | | | |
1B | Elect Director Sue Collyns | Mgmt | For | For | For |
| | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Zoe’s Kitchen, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
| | | | | |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Teekay Corporation | | |
Meeting Date: 06/15/2018 | Country: Marshall Isl | Primary Security ID: Y8564W103 |
Record Date: 04/17/2018 | Meeting Type: Annual | Ticker: TK |
| Shares Voted: 1,138 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director C. Sean Day | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Alan Semple | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director Bill Utt | Mgmt | For | Withhold | Withhold |
Trinseo S.A. | | |
Meeting Date: 06/20/2018 | Country: Luxembourg | Primary Security ID: L9340P101 |
Record Date: 04/13/2018 | Meeting Type: Special | Ticker: TSE |
| Shares Voted: 108 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Declassify the Board of Directors | Mgmt | For | For | For |
| | | | | |
2 | Authorize Issuance of Shares with or without Preemptive Rights | Mgmt | For | For | For |
Trinseo S.A. | | |
Meeting Date: 06/20/2018 | Country: Luxembourg | Primary Security ID: L9340P101 |
Record Date: 04/13/2018 | Meeting Type: Annual | Ticker: TSE |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Trinseo S.A. | |
| Shares Voted: 108 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Joseph Alvarado | Mgmt | For | For | For |
1b | Elect Director Jeffrey J. Cote | Mgmt | For | For | For |
1c | Elect Director Pierre-Marie De Leener | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
4 | Approve Allocation of Income and Dividends | Mgmt | For | For | For |
5 | Approve Allocation to Legal Reserve | Mgmt | For | For | For |
6 | Approve Discharge of Directors and Auditors | Mgmt | For | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Internal Statutory Auditor | Mgmt | For | For | For |
8 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Argan, Inc. | | |
Meeting Date: 06/21/2018 | Country: USA | Primary Security ID: 04010E109 |
Record Date: 04/24/2018 | Meeting Type: Annual | Ticker: AGX |
| Shares Voted: 122 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Rainer H. Bosselmann | Mgmt | For | For | For |
1.2 | Elect Director Cynthia A. Flanders | Mgmt | For | For | For |
1.3 | Elect Director Peter W. Getsinger | Mgmt | For | For | For |
1.4 | Elect Director William F. Griffin, Jr. | Mgmt | For | For | For |
1.5 | Elect Director John R. Jeffrey, Jr. | Mgmt | For | For | For |
1.6 | Elect Director William F. Leimkuhler | Mgmt | For | For | For |
1.7 | Elect Director W.G. Champion Mitchell | Mgmt | For | For | For |
1.8 | Elect Director James W. Quinn | Mgmt | For | For | For |
1.9 | Elect Director Brian R. Sherras | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Argan, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Chico’s FAS, Inc. | | |
Meeting Date: 06/21/2018 | Country: USA | Primary Security ID: 168615102 |
Record Date: 04/23/2018 | Meeting Type: Annual | Ticker: CHS |
| Shares Voted: 899 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director David F. Walker | Mgmt | For | For | For |
1b | Elect Director Deborah L. Kerr | Mgmt | For | For | For |
1c | Elect Director John J. Mahoney | Mgmt | For | For | For |
1d | Elect Director William S. Simon | Mgmt | For | For | For |
1e | Elect Director Stephen E. Watson | Mgmt | For | For | For |
1f | Elect Director Andrea M. Weiss | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Tailored Brands, Inc. | | |
Meeting Date: 06/21/2018 | Country: USA | Primary Security ID: 87403A107 |
Record Date: 04/24/2018 | Meeting Type: Annual | Ticker: TLRD |
| Shares Voted: 753 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Dinesh S. Lathi | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director David H. Edwab | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Douglas S. Ewert | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Irene Chang Britt | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Tailored Brands, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.5 | Elect Director Rinaldo S. Brutoco | Mgmt | For | For | For |
1.6 | Elect Director Sue Gove | Mgmt | For | For | For |
1.7 | Elect Director Theo Killion | Mgmt | For | For | For |
1.8 | Elect Director Grace Nichols | Mgmt | For | For | For |
1.9 | Elect Director Sheldon I. Stein | Mgmt | For | For | For |
2 | Ratify Deloitte &Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
| | |
Heritage Insurance Holdings, Inc. | |
Meeting Date: 06/22/2018 | Country: USA | Primary Security ID: 42727J102 |
Record Date: 04/23/2018 | Meeting Type: Annual | Ticker: HRTG |
| Shares Voted: 635 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Bruce Lucas | Mgmt | For | For | For |
1.2 | Elect Director Richard Widdicombe | Mgmt | For | For | For |
1.3 | Elect Director Panagiotis (Pete) Apostolou | Mgmt | For | For | For |
1.4 | Elect Director Irini Barlas | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Trifon Houvardas | Mgmt | For | For | For |
1.6 | Elect Director Steven Martindale | Mgmt | For | For | For |
1.7 | Elect Director James Masiello | Mgmt | For | Withhold | Withhold |
1.8 | Elect Director Nicholas Pappas | Mgmt | For | Withhold | Withhold |
1.9 | Elect Director Joseph Vattamattam | Mgmt | For | For | For |
1.10 | Elect Director Vijay Walvekar | Mgmt | For | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
GameStop Corp. | | |
Meeting Date: 06/26/2018 | Country: USA | Primary Security ID: 36467W109 |
Record Date: 05/04/2018 | Meeting Type: Annual | Ticker: GME |
| Shares Voted: 366 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Daniel A. DeMatteo | Mgmt | For | For | For |
1.2 | Elect Director Jerome L. Davis | Mgmt | For | For | For |
1.3 | Elect Director Thomas N. Kelly, Jr. | Mgmt | For | For | For |
1.4 | Elect Director Shane S. Kim | Mgmt | For | For | For |
1.5 | Elect Director Steven R. Koonin | Mgmt | For | For | For |
1.6 | Elect Director Gerald R. Szczepanski | Mgmt | For | For | For |
1.7 | Elect Director Kathy P. Vrabeck | Mgmt | For | For | For |
1.8 | Elect Director Lawrence S. Zilavy | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Pier 1 Imports, Inc. | | |
Meeting Date: 06/26/2018 | Country: USA | Primary Security ID: 720279108 |
Record Date: 04/27/2018 | Meeting Type: Annual | Ticker: PIR |
| Shares Voted: 1,641 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Claire H. Babrowski | Mgmt | For | For | For |
1.2 | Elect Director Cheryl A. Bachelder | Mgmt | For | For | For |
1.3 | Elect Director Robert L. Bass | Mgmt | For | For | For |
1.4 | Elect Director Hamish A. Dodds | Mgmt | For | For | For |
1.5 | Elect Director Brendan L. Hoffman | Mgmt | For | For | For |
1.6 | Elect Director Alasdair B. James | Mgmt | For | For | For |
1.7 | Elect Director Terry E. London | Mgmt | For | For | For |
1.8 | Elect Director Michael A. Peel | Mgmt | For | For | For |
1.9 | Elect Director Ann M. Sardini | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Pier 1 Imports, Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Genesco Inc. | | |
Meeting Date: 06/28/2018 | Country: USA | Primary Security ID: 371532102 |
Record Date: 04/30/2018 | Meeting Type: Annual | Ticker: GCO |
| Shares Voted: 248 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Joanna Barsh | Mgmt | For | For | For |
1.2 | Elect Director Marjorie L. Bowen | Mgmt | For | For | For |
1.3 | Elect Director James W. Bradford | Mgmt | For | For | For |
1.4 | Elect Director Robert J. Dennis | Mgmt | For | For | For |
1.5 | Elect Director Matthew C. Diamond | Mgmt | For | For | For |
1.6 | Elect Director Marty G. Dickens | Mgmt | For | For | For |
1.7 | Elect Director Thurgood Marshall, Jr. | Mgmt | For | For | For |
1.8 | Elect Director Kathleen Mason | Mgmt | For | For | For |
1.9 | Elect Director Kevin P. McDermott | Mgmt | For | For | For |
1.10 | Elect Director Joshua E. Schechter | Mgmt | For | For | For |
1.11 | Elect Director David M. Tehle | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Lifetime Brands, Inc. | | |
Meeting Date: 06/28/2018 | Country: USA | Primary Security ID: 53222Q103 |
Record Date: 04/30/2018 | Meeting Type: Annual | Ticker: LCUT |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Lifetime Brands, Inc. | |
| Shares Voted: 407 |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Jeffrey Siegel | Mgmt | For | For | For |
1.2 | Elect Director Ronald Shiftan | Mgmt | For | For | For |
1.3 | Elect Director Robert B. Kay | Mgmt | For | For | For |
1.4 | Elect Director Craig Phillips | Mgmt | For | For | For |
1.5 | Elect Director Bruce Pollack | Mgmt | For | For | For |
1.6 | Elect Director Michael J. Jeary | Mgmt | For | For | For |
1.7 | Elect Director John Koegel | Mgmt | For | For | For |
1.8 | Elect Director Cherrie Nanninga | Mgmt | For | For | For |
1.9 | Elect Director Dennis E. Reaves | Mgmt | For | For | For |
1.10 | Elect Director Michael J. Regan | Mgmt | For | For | For |
1.11 | Elect Director Sara Genster Robling | Mgmt | For | For | For |
1.12 | Elect Director Michael Schnabel | Mgmt | For | For | For |
1.13 | Elect Director William U. Westerfield | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Bed Bath & Beyond Inc. | |
Meeting Date: 06/29/2018 | Country: USA | Primary Security ID: 075896100 |
Record Date: 05/04/2018 | Meeting Type: Annual | Ticker: BBBY |
| Shares Voted: 271 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Warren Eisenberg | Mgmt | For | For | For |
1b | Elect Director Leonard Feinstein | Mgmt | For | For | For |
1c | Elect Director Steven H. Temares | Mgmt | For | For | For |
1d | Elect Director Dean S. Adler | Mgmt | For | For | For |
1e | Elect Director Stanley F. Barshay | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Strategy Index Fund
Bed Bath & Beyond Inc.
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1f | Elect Director Stephanie Bell-Rose | Mgmt | For | For | For |
1g | Elect Director Klaus Eppler | Mgmt | For | For | For |
1h | Elect Director Patrick R. Gaston | Mgmt | For | Against | Against |
1i | Elect Director Jordan Heller | Mgmt | For | Against | Against |
1j | Elect Director Victoria A. Morrison | Mgmt | For | Against | Against |
1k | Elect Director Johnathan B. Osborne | Mgmt | For | For | For |
1l | Elect Director Virginia P. Ruesterholz | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
USCF SummerHaven SHPEN Index Fund
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
The Goodyear Tire & Rubber Company | |
Meeting Date: 04/09/2018 | Country: USA | Primary Security ID: 382550101 |
Record Date: 02/15/2018 | Meeting Type: Annual | Ticker: GT |
| Shares Voted: 786 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director James A. Firestone | Mgmt | For | For | For |
| | | | | |
1b | Elect Director Werner Geissler | Mgmt | For | For | For |
| | | | | |
1c | Elect Director Peter S. Hellman | Mgmt | For | For | For |
| | | | | |
1d | Elect Director Laurette T. Koellner | Mgmt | For | For | For |
| | | | | |
1e | Elect Director Richard J. Kramer | Mgmt | For | For | For |
| | | | | |
1f | Elect Director W. Alan McCollough | Mgmt | For | For | For |
| | | | | |
1g | Elect Director John E. McGlade | Mgmt | For | For | For |
| | | | | |
1h | Elect Director Michael J. Morell | Mgmt | For | For | For |
| | | | | |
1i | Elect Director Roderick A. Palmore | Mgmt | For | For | For |
| | | | | |
1j | Elect Director Stephanie A. Streeter | Mgmt | For | For | For |
| | | | | |
1k | Elect Director Thomas H. Weidemeyer | Mgmt | For | For | For |
| | | | | |
1l | Elect Director Michael R. Wessel | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
United States Steel Corporation | |
Meeting Date: 04/24/2018 | Country: USA | Primary Security ID: 912909108 |
Record Date: 02/26/2018 | Meeting Type: Annual | Ticker: X |
| Shares Voted: 1,240 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director David B. Burritt | Mgmt | For | For | For |
| | | | | |
1b | Elect Director Patricia Diaz Dennis | Mgmt | For | For | For |
| | | | | |
1c | Elect Director Dan O. Dinges | Mgmt | For | For | For |
| | | | | |
1d | Elect Director John J. Engel | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
United States Steel Corporation | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1e | Elect Director Murry S. Gerber | Mgmt | For | For | For |
| | | | | |
1f | Elect Director Stephen J. Girsky | Mgmt | For | For | For |
| | | | | |
1g | Elect Director Paul A. Mascarenas | Mgmt | For | For | For |
| | | | | |
1h | Elect Director Eugene B. Sperling | Mgmt | For | For | For |
| | | | | |
1i | Elect Director David S. Sutherland | Mgmt | For | For | For |
| | | | | |
1j | Elect Director Patricia A. Tracey | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Archrock Inc. | | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 03957W106 |
Record Date: 03/14/2018 | Meeting Type: Annual | Ticker: AROC |
| Shares Voted: 2,544 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Issue Shares in Connection with Merger | Mgmt | For | For | For |
| | | | | |
2.1 | Elect Director Anne-Marie N. Ainsworth | Mgmt | For | For | For |
| | | | | |
2.2 | Elect Director Wendell R. Brooks | Mgmt | For | For | For |
| | | | | |
2.3 | Elect Director D. Bradley Childers | Mgmt | For | For | For |
| | | | | |
2.4 | Elect Director Gordon T. Hall | Mgmt | For | For | For |
| | | | | |
2.5 | Elect Director Frances Powell Hawes | Mgmt | For | For | For |
| | | | | |
2.6 | Elect Director J.W.G. “Will” Honeybourne | Mgmt | For | For | For |
| | | | | |
2.7 | Elect Director James H. Lytal | Mgmt | For | For | For |
| | | | | |
2.8 | Elect Director Mark A. McCollum | Mgmt | For | For | For |
| | | | | |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
5 | Adjourn Meeting | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Calavo Growers, Inc. | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 128246105 |
Record Date: 02/27/2018 | Meeting Type: Annual | Ticker: CVGW |
| Shares Voted: 414 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Lecil E. Cole | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Steven Hollister | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director James D. Helin | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Donald M. Sanders | Mgmt | For | Withhold | Withhold |
| | | | | |
1.5 | Elect Director Marc L. Brown | Mgmt | For | Withhold | Withhold |
| | | | | |
1.6 | Elect Director Michael A. DiGregorio | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director Scott Van Der Kar | Mgmt | For | Withhold | Withhold |
| | | | | |
1.8 | Elect Director J. Link Leavens | Mgmt | For | Withhold | Withhold |
| | | | | |
1.9 | Elect Director Dorcas H. Thille | Mgmt | For | Withhold | Withhold |
| | | | | |
1.10 | Elect Director John M. Hunt | Mgmt | For | For | For |
| | | | | |
1.11 | Elect Director Egidio Carbone, Jr. | Mgmt | For | For | For |
| | | | | |
1.12 | Elect Director Harold S. Edwards | Mgmt | For | Withhold | Withhold |
| | | | | |
1.13 | Elect Director Kathleen M. Holmgren | Mgmt | For | For | For |
| | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Gulf Island Fabrication, Inc. | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 402307102 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: GIFI |
| Shares Voted: 2,554 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Michael J. Keeffe | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Kirk J. Meche | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Gulf Island Fabrication, Inc. | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Ryerson Holding Corporation | |
Meeting Date: 04/25/2018 | Country: USA | Primary Security ID: 783754104 |
Record Date: 03/02/2018 | Meeting Type: Annual | Ticker: RYI |
| Shares Voted: 3,186 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Court D. Carruthers | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Eva M. Kalawski | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director Mary Ann Sigler | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
Exterran Corporation | |
Meeting Date: 04/26/2018 | Country: USA | Primary Security ID: 30227H106 |
Record Date: 02/28/2018 | Meeting Type: Annual | Ticker: EXTN |
| Shares Voted: 1,044 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director William M. Goodyear | Mgmt | For | For | For |
| | | | | |
1b | Elect Director James C. Gouin | Mgmt | For | For | For |
| | | | | |
1c | Elect Director John P. Ryan | Mgmt | For | For | For |
| | | | | |
1d | Elect Director Christopher T. Seaver | Mgmt | For | For | For |
| | | | | |
1e | Elect Director Mark R. Sotir | Mgmt | For | For | For |
| | | | | |
1f | Elect Director Andrew J. Way | Mgmt | For | For | For |
| | | | | |
1g | Elect Director Ieda Gomes Yell | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Exterran Corporation | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | |
4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Mgmt | For | For | For |
United States Lime & Minerals, Inc. | |
Meeting Date: 04/27/2018 | Country: USA | Primary Security ID: 911922102 |
Record Date: 03/15/2018 | Meeting Type: Annual | Ticker: USLM |
| Shares Voted: 352 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Timothy W. Byrne | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Richard W. Cardin | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Antoine M. Doumet | Mgmt | For | Withhold | Withhold |
| | | | | |
1.4 | Elect Director Ray M. Harlin | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Billy R. Hughes | Mgmt | For | For | For |
| | | | | |
1.6 | Elect Director Edward A. Odishaw | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Douglas Dynamics, Inc. | |
Meeting Date: 05/01/2018 | Country: USA | Primary Security ID: 25960R105 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: PLOW |
| Shares Voted: 888 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James L. Packard | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Kenneth W. Krueger | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Whiting Petroleum Corporation | |
Meeting Date: 05/01/2018 | Country: USA | Primary Security ID: 966387409 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: WLL |
| Shares Voted: 1,356 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director William N. Hahne | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Bradley J. Holly | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Fresh Del Monte Produce Inc. | |
Meeting Date: 05/02/2018 | Country: Cayman Islands | Primary Security ID: G36738105 |
Record Date: 03/13/2018 | Meeting Type: Annual | Ticker: FDP |
| Shares Voted: 548 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Mohammad Abu-Ghazaleh | Mgmt | For | For | For |
| | | | | |
1b | Elect Director John H. Dalton | Mgmt | For | Against | Against |
| | | | | |
1c | Elect Director Ahmad Abu-Ghazaleh | Mgmt | For | For | For |
| | | | | |
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| | | | | |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | |
4 | Approve Dividends | Mgmt | For | For | For |
| | | | | |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Penn Virginia Corporation | |
Meeting Date: 05/02/2018 | Country: USA | Primary Security ID: 70788V102 |
Record Date: 03/15/2018 | Meeting Type: Annual | Ticker: PVAC |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Penn Virginia Corporation | | |
| Shares Voted: 754 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director John A. Brooks | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Darin G. Holderness | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director David Geenberg | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Jerry R. Schuyler | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Michael Hanna | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Unit Corporation | | |
Meeting Date: 05/02/2018 | Country: USA | Primary Security ID: 909218109 |
Record Date: 03/05/2018 | Meeting Type: Annual | Ticker: UNT |
| Shares Voted: 1,572 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Gary R. Christopher | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Robert J. Sullivan, Jr. | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Alamo Group Inc. | | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 011311107 |
Record Date: 03/16/2018 | Meeting Type: Annual | Ticker: ALG |
| Shares Voted: 306 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Roderick R. Baty | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.2 | Elect Director Robert P. Bauer | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Eric P. Etchart | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director David W. Grzelak | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Tracy C. Jokinen | Mgmt | For | For | For |
| | | | | |
1.6 | Elect Director Richard W. Parod | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director Ronald A. Robinson | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Bemis Company, Inc. | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 081437105 |
Record Date: 03/06/2018 | Meeting Type: Annual | Ticker: BMS |
| Shares Voted: 610 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director William F. Austen | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Katherine C. Doyle | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Adele M. Gulfo | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director David S. Haffner | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Timothy M. Manganello | Mgmt | For | For | For |
| | | | | |
1.6 | Elect Director Arun Nayar | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director Guillermo Novo | Mgmt | For | For | For |
| | | | | |
1.8 | Elect Director Marran H. Ogilvie | Mgmt | For | For | For |
| | | | | |
1.9 | Elect Director David T. Szczupak | Mgmt | For | For | For |
| | | | | |
1.10 | Elect Director Holly A. Van Deursen | Mgmt | For | For | For |
| | | | | |
1.11 | Elect Director Philip G. Weaver | Mgmt | For | For | For |
| | | | | |
1.12 | Elect Director George W. Wurtz, III | Mgmt | For | For | For |
| | | | | |
1.13 | Elect Director Robert H. Yanker | Mgmt | For | For | For |
| | | | | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Bemis Company, Inc. | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Boise Cascade Company | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 09739D100 |
Record Date: 03/06/2018 | Meeting Type: Annual | Ticker: BCC |
| Shares Voted: 1,006 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Thomas K. Corrick | Mgmt | For | For | For |
| | | | | |
1B | Elect Director Richard H. Fleming | Mgmt | For | For | For |
| | | | | |
1C | Elect Director Mack L. Hogans | Mgmt | For | For | For |
| | | | | |
1D | Elect Director Christopher J. McGowan | Mgmt | For | For | For |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Olympic Steel, Inc. | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 68162K106 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: ZEUS |
| Shares Voted: 1,548 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director David A. Wolfort | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Ralph M. Della Ratta | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Howard L. Goldstein | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Dirk A. Kempthorne | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Idalene F. Kesner | Mgmt | For | For | For |
| | | | | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
P. H. Glatfelter Company | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 377316104 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: GLT |
| Shares Voted: 1,446 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Bruce Brown | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Kathleen A. Dahlberg | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Nicholas DeBenedictis | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director Kevin M. Fogarty | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director J. Robert Hall | Mgmt | For | For | For |
| | | | | |
1.6 | Elect Director Richard C. Ill | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director Ronald J. Naples | Mgmt | For | For | For |
| | | | | |
1.8 | Elect Director Dante C. Parrini | Mgmt | For | For | For |
| | | | | |
1.9 | Elect Director Lee C. Stewart | Mgmt | For | For | For |
| | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
SunCoke Energy, Inc. | |
Meeting Date: 05/03/2018 | Country: USA | Primary Security ID: 86722A103 |
Record Date: 03/07/2018 | Meeting Type: Annual | Ticker: SXC |
| Shares Voted: 2,584 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Alvin Bledsoe | Mgmt | For | For | For |
| | | | | |
1b | Elect Director Susan R. Landahl | Mgmt | For | For | For |
| | | | | |
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
| | | | | |
5 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Cooper Tire & Rubber Company | |
Meeting Date: 05/04/2018 | Country: USA | Primary Security ID: 216831107 |
Record Date: 03/09/2018 | Meeting Type: Annual | Ticker: CTB |
| Shares Voted: 784 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Thomas P. Capo | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Steven M. Chapman | Mgmt | For | For | For |
| | | | | |
1.3 | Elect Director Susan F. Davis | Mgmt | For | For | For |
| | | | | |
1.4 | Elect Director John J. Holland | Mgmt | For | For | For |
| | | | | |
1.5 | Elect Director Bradley E. Hughes | Mgmt | For | For | For |
| | | | | |
1.6 | Elect Director Tracey I. Joubert | Mgmt | For | For | For |
| | | | | |
1.7 | Elect Director Gary S. Michel | Mgmt | For | For | For |
| | | | | |
1.8 | Elect Director Robert D. Welding | Mgmt | For | For | For |
| | | | | |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Oceaneering International, Inc. | |
Meeting Date: 05/04/2018 | Country: USA | Primary Security ID: 675232102 |
Record Date: 03/21/2018 | Meeting Type: Annual | Ticker: OII |
| Shares Voted: 1,258 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Deanna L. Goodwin | Mgmt | For | For | For |
1.2 | Elect Director John R. Huff | Mgmt | For | For | For |
1.3 | Elect Director Steven A. Webster | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Adams Resources & Energy, Inc. | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 006351308 |
Record Date: 04/02/2018 | Meeting Type: Annual | Ticker: AE |
| Shares Voted: 676 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Townes G. Pressler | Mgmt | For | For | For |
1.2 | Elect Director Larry E. Bell | Mgmt | For | For | For |
1.3 | Elect Director Michelle A. Earley | Mgmt | For | For | For |
1.4 | Elect Director Murray E. Brasseux | Mgmt | For | For | For |
1.5 | Elect Director Richard C. Jenner | Mgmt | For | For | For |
1.6 | Elect Director W. R. Scofield | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Domtar Corporation | |
Meeting Date: 05/08/2018 | Country: USA | Primary Security ID: 257559203 |
Record Date: 03/16/2018 | Meeting Type: Annual | Ticker: UFS |
| Shares Voted: 748 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Giannella Alvarez | Mgmt | For | For | For |
1.2 | Elect Director Robert E. Apple | Mgmt | For | For | For |
1.3 | Elect Director David J. Illingworth | Mgmt | For | For | For |
1.4 | Elect Director Brian M. Levitt | Mgmt | For | For | For |
1.5 | Elect Director David G. Maffucci | Mgmt | For | For | For |
1.6 | Elect Director Pamela B. Strobel | Mgmt | For | For | For |
1.7 | Elect Director Denis Turcotte | Mgmt | For | For | For |
1.8 | Elect Director John D. Williams | Mgmt | For | For | For |
1.9 | Elect Director Mary A. Winston | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Domtar Corporation | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Alcoa Corporation | | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 013872106 |
Record Date: 03/13/2018 | Meeting Type: Annual | Ticker: AA |
| Shares Voted: 820 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Michael G. Morris | Mgmt | For | For | For |
1.2 | Elect Director Mary Anne Citrino | Mgmt | For | For | For |
1.3 | Elect Director Timothy P. Flynn | Mgmt | For | For | For |
1.4 | Elect Director Kathryn S. Fuller | Mgmt | For | For | For |
1.5 | Elect Director Roy C. Harvey | Mgmt | For | For | For |
1.6 | Elect Director James A. Hughes | Mgmt | For | For | For |
1.7 | Elect Director James E. Nevels | Mgmt | For | For | For |
1.8 | Elect Director James W. Owens | Mgmt | For | For | For |
1.9 | Elect Director Carol L. Roberts | Mgmt | For | For | For |
1.10 | Elect Director Suzanne Sitherwood | Mgmt | For | For | For |
1.11 | Elect Director Steven W. Williams | Mgmt | For | For | For |
1.12 | Elect Director Ernesto Zedillo | Mgmt | For | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
California Resources Corporation | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 13057Q206 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: CRC |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
California Resources Corporation | |
| Shares Voted: 3,796 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director William E. Albrecht | Mgmt | For | For | For |
1.2 | Elect Director Justin A. Gannon | Mgmt | For | For | For |
1.3 | Elect Director Harold M. Korell | Mgmt | For | For | For |
1.4 | Elect Director Harry T. McMahon | Mgmt | For | For | For |
1.5 | Elect Director Richard W. Moncrief | Mgmt | For | For | For |
1.6 | Elect Director Avedick B. Poladian | Mgmt | For | For | For |
1.7 | Elect Director Anita M. Powers | Mgmt | For | For | For |
1.8 | Elect Director Robert V. Sinnott | Mgmt | For | For | For |
1.9 | Elect Director Todd A. Stevens | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
5a | Eliminate Supermajority Vote Requirement to Remove Directors | Mgmt | For | For | For |
5b | Eliminate Supermajority Vote Requirement to Amend Bylaws | Mgmt | For | For | For |
5c | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Mgmt | For | For | For |
Dean Foods Company | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 242370203 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: DF |
| Shares Voted: 1,878 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Janet Hill | Mgmt | For | For | For |
1.2 | Elect Director J. Wayne Mailloux | Mgmt | For | For | For |
1.3 | Elect Director Helen E. McCluskey | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Dean Foods Company | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.4 | Elect Director John R. Muse | Mgmt | For | For | For |
1.5 | Elect Director B. Craig Owens | Mgmt | For | For | For |
1.6 | Elect Director Ralph P. Scozzafava | Mgmt | For | For | For |
1.7 | Elect Director Jim L. Turner | Mgmt | For | For | For |
1.8 | Elect Director Robert T. Wiseman | Mgmt | For | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Green Plains Inc. | | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 393222104 |
Record Date: 03/15/2018 | Meeting Type: Annual | Ticker: GPRE |
| Shares Voted: 1,466 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Todd A. Becker | Mgmt | For | For | For |
1.2 | Elect Director Thomas Manuel | Mgmt | For | For | For |
1.3 | Elect Director Brian Peterson | Mgmt | For | For | For |
1.4 | Elect Director Alain Treuer | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
HollyFrontier Corporation | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 436106108 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: HFC |
| Shares Voted: 1,046 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Anne-Marie N. Ainsworth | Mgmt | For | For | For |
1b | Elect Director Douglas Y. Bech | Mgmt | For | For | For |
1c | Elect Director Anna C. Catalano | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
HollyFrontier Corporation | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1d | Elect Director George J. Damiris | Mgmt | For | For | For |
1e | Elect Director Leldon E. Echols | Mgmt | For | For | For |
1f | Elect Director R. Kevin Hardage *Withdrawn Resolution* | Mgmt | | | |
1g | Elect Director Michael C. Jennings | Mgmt | For | For | For |
1h | Elect Director Robert J. Kostelnik | Mgmt | For | For | For |
1i | Elect Director James H. Lee | Mgmt | For | For | For |
1j | Elect Director Franklin Myers | Mgmt | For | For | For |
1k | Elect Director Michael E. Rose | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Murphy Oil Corporation | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 626717102 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: MUR |
| Shares Voted: 1,148 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director T. Jay Collins | Mgmt | For | For | For |
1b | Elect Director Steven A. Cosse | Mgmt | For | For | For |
1c | Elect Director Claiborne P. Deming | Mgmt | For | For | For |
1d | Elect Director Lawrence R. Dickerson | Mgmt | For | For | For |
1e | Elect Director Roger W. Jenkins | Mgmt | For | For | For |
1f | Elect Director Elisabeth W. Keller | Mgmt | For | For | For |
1g | Elect Director James V. Kelley | Mgmt | For | For | For |
1h | Elect Director Walentin Mirosh | Mgmt | For | For | For |
1i | Elect Director R. Madison Murphy | Mgmt | For | For | For |
1j | Elect Director Jeffrey W. Nolan | Mgmt | For | For | For |
1k | Elect Director Neal E. Schmale | Mgmt | For | For | For |
1l | Elect Director Laura A. Sugg | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Murphy Oil Corporation | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | For |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
5 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Renewable Energy Group, Inc. | |
Meeting Date: 05/09/2018 | Country: USA | Primary Security ID: 75972A301 |
Record Date: 03/15/2018 | Meeting Type: Annual | Ticker: REGI |
| Shares Voted: 2,344 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1A | Elect Director Michael M. Scharf | Mgmt | For | For | For |
1B | Elect Director James C. Borel | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Allegheny Technologies Incorporated | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 01741R102 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: ATI |
| Shares Voted: 1,594 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Herbert J. Carlisle | Mgmt | For | For | For |
1.2 | Elect Director Diane C. Creel | Mgmt | For | For | For |
1.3 | Elect Director John R. Pipski | Mgmt | For | For | For |
1.4 | Elect Director James E. Rohr | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
CF Industries Holdings, Inc. | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 125269100 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: CF |
| Shares Voted: 980 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Robert C. Arzbaecher | Mgmt | For | For | For |
1b | Elect Director William Davisson | Mgmt | For | For | For |
1c | Elect Director John W. Eaves | Mgmt | For | For | For |
1d | Elect Director Stephen A. Furbacher | Mgmt | For | For | For |
1e | Elect Director Stephen J. Hagge | Mgmt | For | For | For |
1f | Elect Director John D. Johnson | Mgmt | For | For | For |
1g | Elect Director Anne P. Noonan | Mgmt | For | For | For |
1h | Elect Director Michael J. Toelle | Mgmt | For | For | For |
1i | Elect Director Theresa E. Wagler | Mgmt | For | For | For |
1j | Elect Director W. Anthony Will | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | Against | Against |
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
FreightCar America, Inc. | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 357023100 |
Record Date: 03/14/2018 | Meeting Type: Annual | Ticker: RAIL |
| Shares Voted: 1,674 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James D. Cirar | Mgmt | For | For | For |
1.2 | Elect Director Malcom F. Moore | Mgmt | For | For | For |
1.3 | Elect Director James R. Meyer | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
FreightCar America, Inc. | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Helix Energy Solutions Group, Inc. | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 42330P107 |
Record Date: 03/12/2018 | Meeting Type: Annual | Ticker: HLX |
| Shares Voted: 5,260 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Owen Kratz | Mgmt | For | For | For |
1.2 | Elect Director James A. Watt | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Peabody Energy Corporation | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 704551100 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: BTU |
| Shares Voted: 1,076 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Bob Malone | Mgmt | For | For | For |
1b | Elect Director Nicholas J. Chirekos | Mgmt | For | For | For |
1c | Elect Director Stephen E. Gorman | Mgmt | For | For | For |
1d | Elect Director Glenn L. Kellow | Mgmt | For | For | For |
1e | Elect Director Joe W. Laymon | Mgmt | For | For | For |
1f | Elect Director Teresa S. Madden | Mgmt | For | For | For |
1g | Elect Director Kenneth W. Moore | Mgmt | For | For | For |
1h | Elect Director Michael W. Sutherlin | Mgmt | For | For | For |
1i | Elect Director Shaun A. Usmar | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Peabody Energy Corporation | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Pilgrim’s Pride Corporation | |
Meeting Date: 05/10/2018 | Country: USA | Primary Security ID: 72147K108 |
Record Date: 03/21/2018 | Meeting Type: Annual | Ticker: PPC |
| Shares Voted: 1,314 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Gilberto Tomazoni | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Denilson Molina | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director Wallim Cruz De Vasconcellos Junior | Mgmt | For | For | For |
1.4 | Elect Director William W. Lovette | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Andre Nogueira de Souza | Mgmt | For | Withhold | Withhold |
2.1 | Elect Director David E. Bell | Mgmt | For | For | For |
2.2 | Elect Director Michael L. Cooper | Mgmt | For | For | For |
2.3 | Elect Director Charles Macaluso | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
5 | Adopt and Implement a Water Quality Stewardship Policy | SH | Against | For | For |
6 | Report on Steps Taken to Increase Board Diversity | SH | Against | For | For |
Clearwater Paper Corporation | |
Meeting Date: 05/14/2018 | Country: USA | Primary Security ID: 18538R103 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: CLW |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Clearwater Paper Corporation |
| Shares Voted: 604 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Linda K. Massman | Mgmt | For | For | For |
1b | Elect Director Alexander Toeldte | Mgmt | For | For | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Contango Oil & Gas Company | |
Meeting Date: 05/14/2018 | Country: USA | Primary Security ID: 21075N204 |
Record Date: 03/16/2018 | Meeting Type: Annual | Ticker: MCF |
| Shares Voted: 4,362 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Joseph J. Romano | Mgmt | For | For | For |
1b | Elect Director Allan D. Keel | Mgmt | For | For | For |
1c | Elect Director B.A. Berilgen | Mgmt | For | For | For |
1d | Elect Director B. James Ford | Mgmt | For | For | For |
1e | Elect Director Lon McCain | Mgmt | For | For | For |
1f | Elect Director Charles M. Reimer | Mgmt | For | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Diamond Offshore Drilling, Inc. | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 25271C102 |
Record Date: 03/20/2018 | Meeting Type: Annual | Ticker: DO |
| Shares Voted: 2,650 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director James S. Tisch | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Diamond Offshore Drilling, Inc. | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.2 | Elect Director Marc Edwards | Mgmt | For | Against | Against |
1.3 | Elect Director Charles L. Fabrikant | Mgmt | For | Against | Against |
1.4 | Elect Director Paul G. Gaffney, II | Mgmt | For | For | For |
1.5 | Elect Director Edward Grebow | Mgmt | For | For | For |
1.6 | Elect Director Kenneth I. Siegel | Mgmt | For | Against | Against |
1.7 | Elect Director Clifford M. Sobel | Mgmt | For | For | For |
1.8 | Elect Director Andrew H. Tisch | Mgmt | For | Against | Against |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
QEP Resources, Inc. | |
Meeting Date: 05/15/2018 | Country: USA | Primary Security ID: 74733V100 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: QEP |
| Shares Voted: 3,072 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Declassify the Board of Directors | Mgmt | For | For | For |
| If Item No. 1 is Approved, Elect Eight Directors Nominated by the Board | Mgmt | | | |
2.1 | Elect Director Phillips S. Baker, Jr. | Mgmt | For | For | For |
2.2 | Elect Director Julie A. Dill | Mgmt | For | For | For |
2.3 | Elect Director Robert F. Heinemann | Mgmt | For | For | For |
2.4 | Elect Director Michael J. Minarovic | Mgmt | For | For | For |
2.5 | Elect Director M. W. Scoggins | Mgmt | For | For | For |
2.6 | Elect Director Mary Shafer-Malicki | Mgmt | For | For | For |
2.7 | Elect Director Charles B. Stanley | Mgmt | For | For | For |
2.8 | Elect Director David A. Trice | Mgmt | For | For | For |
| If Item No. 1 is Not Approved, Elect Eight Directors Nominated by the Board as a Class I, Class II, or Class III Director with Terms Expiring in 2020, 2021, and 2019 | Mgmt | | | |
3.9 | Elect Director Phillips S. Baker, Jr. (Class II) | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
QEP Resources, Inc. | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3.10 | Elect Director Julie A. Dill (Class III) | Mgmt | For | For | For |
3.11 | Elect Director Robert F. Heinemann (Class I) | Mgmt | For | For | For |
3.12 | Elect Director Michael J. Minarovic (Class I) | Mgmt | For | For | For |
3.13 | Elect Director M. W. Scoggins (Class III) | Mgmt | For | For | For |
3.14 | Elect Director Mary Shafer-Malicki (Class II) | Mgmt | For | For | For |
3.15 | Elect Director Charles B. Stanley (Class II) | Mgmt | For | For | For |
3.16 | Elect Director David A. Trice (Class I) | Mgmt | For | For | For |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Ingredion Incorporated | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 457187102 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: INGR |
| Shares Voted: 242 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Luis Aranguren-Trellez | Mgmt | For | For | For |
1b | Elect Director David B. Fischer | Mgmt | For | For | For |
1c | Elect Director Ilene S. Gordon | Mgmt | For | For | For |
1d | Elect Director Paul Hanrahan | Mgmt | For | For | For |
1e | Elect Director Rhonda L. Jordan | Mgmt | For | For | For |
1f | Elect Director Gregory B. Kenny | Mgmt | For | For | For |
1g | Elect Director Barbara A. Klein | Mgmt | For | For | For |
1h | Elect Director Victoria J. Reich | Mgmt | For | For | For |
1i | Elect Director Jorge A. Uribe | Mgmt | For | For | For |
1j | Elect Director Dwayne A. Wilson | Mgmt | For | For | For |
1k | Elect Director James P. Zallie | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Ingredion Incorporated | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Reliance Steel & Aluminum Co. | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 759509102 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: RS |
| Shares Voted: 388 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Sarah J. Anderson | Mgmt | For | For | For |
1b | Elect Director Karen W. Colonias | Mgmt | For | For | For |
1c | Elect Director John G. Figueroa | Mgmt | For | For | For |
1d | Elect Director Thomas W. Gimbel | Mgmt | For | For | For |
1e | Elect Director David H. Hannah | Mgmt | For | For | For |
1f | Elect Director Douglas M. Hayes | Mgmt | For | For | For |
1g | Elect Director Mark V. Kaminski | Mgmt | For | For | For |
1h | Elect Director Robert A. McEvoy | Mgmt | For | For | For |
1i | Elect Director Gregg J. Mollins | Mgmt | For | For | For |
1j | Elect Director Andrew G. Sharkey, III | Mgmt | For | For | For |
1k | Elect Director Douglas W. Stotlar | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
4 | Proxy Access Bylaw Amendment | SH | Against | For | For |
Wabash National Corporation | |
Meeting Date: 05/16/2018 | Country: USA | Primary Security ID: 929566107 |
Record Date: 03/20/2018 | Meeting Type: Annual | Ticker: WNC |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Wabash National Corporation | |
| Shares Voted: 1,278 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Richard J. Giromini | Mgmt | For | For | For |
1b | Elect Director Martin C. Jischke | Mgmt | For | For | For |
1c | Elect Director John G. Boss | Mgmt | For | For | For |
1d | Elect Director John E. Kunz | Mgmt | For | For | For |
1e | Elect Director Larry J. Magee | Mgmt | For | For | For |
1f | Elect Director Ann D. Murtlow | Mgmt | For | For | For |
1g | Elect Director Scott K. Sorensen | Mgmt | For | For | For |
1h | Elect Director Brent L. Yeagy | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Commercial Vehicle Group, Inc. | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 202608105 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: CVGI |
| Shares Voted: 3,234 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Scott C. Arves | Mgmt | For | For | For |
1.2 | Elect Director Harold C. Bevis | Mgmt | For | For | For |
1.3 | Elect Director Roger L. Fix | Mgmt | For | For | For |
1.4 | Elect Director Robert C. Griffin | Mgmt | For | For | For |
1.5 | Elect Director Patrick E. Miller | Mgmt | For | For | For |
1.6 | Elect Director Wayne M. Rancourt | Mgmt | For | For | For |
1.7 | Elect Director Richard A. Snell | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Amend Certificate to Permit Removal of Directors With or Without Cause | Mgmt | For | For | For |
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Steel Dynamics, Inc. | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 858119100 |
Record Date: 03/19/2018 | Meeting Type: Annual | Ticker: STLD |
| Shares Voted: 788 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Mark D. Millett | Mgmt | For | For | For |
1.2 | Elect Director Keith E. Busse | Mgmt | For | For | For |
1.3 | Elect Director Frank D. Byrne | Mgmt | For | For | For |
1.4 | Elect Director Kenneth W. Cornew | Mgmt | For | For | For |
1.5 | Elect Director Traci M. Dolan | Mgmt | For | For | For |
1.6 | Elect Director Jurgen Kolb | Mgmt | For | For | For |
1.7 | Elect Director James C. Marcuccilli | Mgmt | For | For | For |
1.8 | Elect Director Bradley S. Seaman | Mgmt | For | For | For |
1.9 | Elect Director Gabriel L. Shaheen | Mgmt | For | For | For |
1.10 | Elect Director Richard P. Teets, Jr. | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Amend Articles of Incorporation to Provide Shareholders the Right to Amend Bylaws | Mgmt | For | For | For |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
5 | Approve Restricted Stock Plan | Mgmt | For | For | For |
U.S. Concrete, Inc. | | |
Meeting Date: 05/17/2018 | Country: USA | Primary Security ID: 90333L201 |
Record Date: 03/22/2018 | Meeting Type: Annual | Ticker: USCR |
| Shares Voted: 356 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director William J. Sandbrook | Mgmt | For | For | For |
1.2 | Elect Director Kurt M. Cellar | Mgmt | For | For | For |
1.3 | Elect Director Michael D. Lundin | Mgmt | For | For | For |
1.4 | Elect Director Robert M. Rayner | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.5 | Elect Director Colin M. Sutherland | Mgmt | For | For | For |
1.6 | Elect Director Theodore P. Rossi | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Ensco plc | | |
Meeting Date: 05/21/2018 | Country: United Kingdom | Primary Security ID: G3157S106 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: ESV |
| Shares Voted: 5,776 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director J. Roderick Clark | Mgmt | For | For | For |
1b | Elect Director Roxanne J. Decyk | Mgmt | For | For | For |
1c | Elect Director Mary E. Francis | Mgmt | For | For | For |
1d | Elect Director C. Christopher Gaut | Mgmt | For | For | For |
1e | Elect Director Jack E. Golden | Mgmt | For | For | For |
1f | Elect Director Gerald W. Haddock | Mgmt | For | For | For |
1g | Elect Director Francis S. Kalman | Mgmt | For | For | For |
1h | Elect Director Keith O. Rattie | Mgmt | For | For | For |
1i | Elect Director Paul E. Rowsey, III | Mgmt | For | For | For |
1j | Elect Director Carl G. Trowell | Mgmt | For | For | For |
1k | Elect Director Phil D. Wedemeyer | Mgmt | For | For | For |
2 | Ratify KPMG LLP as US Independent Auditor | Mgmt | For | For | For |
3 | Appoint KPMG LLP as UK Statutory Auditor | Mgmt | For | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
6 | Approve Remuneration Report | Mgmt | For | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Ensco plc | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
8 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
9 | Authorize Share Repurchase Program | Mgmt | For | For | For |
10 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
11 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
12 | Authorize Issue of Equity without Pre-emptive Rights In Connection with an Acquisition or Specified Capital Investment | Mgmt | For | For | For |
Southwestern Energy Company | |
Meeting Date: 05/22/2018 | Country: USA | Primary Security ID: 845467109 |
Record Date: 03/23/2018 | Meeting Type: Annual | Ticker: SWN |
| Shares Voted: 4,898 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director John D. Gass | Mgmt | For | For | For |
1.2 | Elect Director Catherine A. Kehr | Mgmt | For | For | For |
1.3 | Elect Director Greg D. Kerley | Mgmt | For | For | For |
1.4 | Elect Director Gary P. Luquette | Mgmt | For | For | For |
1.5 | Elect Director Jon A. Marshall | Mgmt | For | For | For |
1.6 | Elect Director Patrick M. Prevost | Mgmt | For | For | For |
1.7 | Elect Director Terry W. Rathert | Mgmt | For | For | For |
1.8 | Elect Director William J. Way | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Graphic Packaging Holding Company | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 388689101 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: GPK |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Graphic Packaging Holding Company | |
| Shares Voted: 2,044 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Paul D. Carrico | Mgmt | For | For | For |
1.2 | Elect Director Philip R. Martens | Mgmt | For | For | For |
1.3 | Elect Director Lynn A. Wentworth | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Hallador Energy Company | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 40609P105 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: HNRG |
| Shares Voted: 3,420 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Brent K. Bilsland | Mgmt | For | For | For |
1.2 | Elect Director David C. Hardie | Mgmt | For | For | For |
1.3 | Elect Director Steven Hardie | Mgmt | For | For | For |
1.4 | Elect Director Bryan H. Lawrence | Mgmt | For | For | For |
1.5 | Elect Director Sheldon B. Lubar | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
Neenah, Inc. | | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 640079109 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: NP |
| Shares Voted: 360 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director Margaret S. Dano | Mgmt | For | For | For |
1b | Elect Director Stephen M. Wood | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | | | | |
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Spartan Motors, Inc. | |
Meeting Date: 05/23/2018 | Country: USA | Primary Security ID: 846819100 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: SPAR |
| Shares Voted: 3,240 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Daryl M. Adams | Mgmt | For | For | For |
| | | | | |
1.2 | Elect Director Thomas R. Clevinger | Mgmt | For | For | For |
| | | | | |
2 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
AK Steel Holding Corporation | |
Meeting Date: 05/24/2018 | Country: USA | Primary Security ID: 001547108 |
Record Date: 03/26/2018 | Meeting Type: Annual | Ticker: AKS |
| Shares Voted: 4,574 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
A1 | Elect Director Dennis C. Cuneo | Mgmt | For | For | For |
| | | | | |
A2 | Elect Director Sheri H. Edison | Mgmt | For | For | For |
| | | | | |
A3 | Elect Director Mark G. Essig | Mgmt | For | For | For |
| | | | | |
A4 | Elect Director William K. Gerber | Mgmt | For | For | For |
| | | | | |
A5 | Elect Director Gregory B. Kenny | Mgmt | For | For | For |
| | | | | |
A6 | Elect Director Ralph S. Michael, III | Mgmt | For | For | For |
| | | | | |
A7 | Elect Director Roger K. Newport | Mgmt | For | For | For |
| | | | | |
A8 | Elect Director James A. Thomson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
AK Steel Holding Corporation | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
A9 | Elect Director Dwayne A. Wilson | Mgmt | For | For | For |
| | | | | |
A10 | Elect Director Vicente Wright | Mgmt | For | For | For |
| | | | | |
A11 | Elect Director Arlene M. Yocum | Mgmt | For | For | For |
| | | | | |
B | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| | | | | |
C | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
International Seaways, Inc. | |
Meeting Date: 05/24/2018 | Country: Marshall Isl | Primary Security ID: Y41053102 |
Record Date: 03/29/2018 | Meeting Type: Annual | Ticker: INSW |
| Shares Voted: 1,268 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Doug Wheat | Mgmt | For | For | For |
1.2 | Elect Director Timothy J. Bernlohr | Mgmt | For | For | For |
1.3 | Elect Director Ian T. Blackley | Mgmt | For | For | For |
1.4 | Elect Director Randee E. Day | Mgmt | For | For | For |
1.5 | Elect Director David I. Greenberg | Mgmt | For | For | For |
1.6 | Elect Director Joseph I. Kronsberg | Mgmt | For | For | For |
1.7 | Elect Director Ty E. Wallach | Mgmt | For | For | For |
1.8 | Elect Director Gregory A. Wright | Mgmt | For | For | For |
1.9 | Elect Director Lois K. Zabrocky | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Rowan Companies plc | |
Meeting Date: 05/24/2018 | Country: United Kingdom | Primary Security ID: G7665A101 |
Record Date: 03/28/2018 | Meeting Type: Annual | Ticker: RDC |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Rowan Companies plc | |
| Shares Voted: 2,716 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director William E. Albrecht | Mgmt | For | For | For |
1b | Elect Director Thomas P. Burke | Mgmt | For | For | For |
1c | Elect Director Thomas R. Hix | Mgmt | For | For | For |
1d | Elect Director Jack B. Moore | Mgmt | For | For | For |
1e | Elect Director Thierry Pilenko | Mgmt | For | For | For |
1f | Elect Director Suzanne P. Nimocks | Mgmt | For | For | For |
1g | Elect Director John J. Quicke | Mgmt | For | For | For |
1h | Elect Director Tore I. Sandvold | Mgmt | For | For | For |
1i | Elect Director Charles L. Szews | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
3 | Approve Remuneration Report | Mgmt | For | Against | Against |
4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
6 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
8 | Resolution to Approve the Form of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For |
9 | Resolution Authorizing the Board to Allot Equity Securities | Mgmt | For | For | For |
10 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Mgmt | For | For | For |
11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Mgmt | For | For | For |
Miller Industries, Inc. | |
Meeting Date: 05/25/2018 | Country: USA | Primary Security ID: 600551204 |
Record Date: 04/03/2018 | Meeting Type: Annual | Ticker: MLR |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Miller Industries, Inc. | |
| Shares Voted: 1,126 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Theodore H. Ashford, III | Mgmt | For | For | For |
1.2 | Elect Director A. Russell Chandler, III | Mgmt | For | For | For |
1.3 | Elect Director William G. Miller | Mgmt | For | For | For |
1.4 | Elect Director William G. Miller, II | Mgmt | For | For | For |
1.5 | Elect Director Richard H. Roberts | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
American Railcar Industries, Inc. | |
Meeting Date: 06/05/2018 | Country: USA | Primary Security ID: 02916P103 |
Record Date: 04/16/2018 | Meeting Type: Annual | Ticker: ARII |
| Shares Voted: 776 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1a | Elect Director SungHwan Cho | Mgmt | For | Against | Against |
1b | Elect Director James C. Pontious | Mgmt | For | For | For |
1c | Elect Director J. Mike Laisure | Mgmt | For | For | For |
1d | Elect Director Harold First | Mgmt | For | For | For |
1e | Elect Director Jonathan Frates | Mgmt | For | Against | Against |
1f | Elect Director Michael Nevin | Mgmt | For | Against | Against |
1g | Elect Director Patricia A. Agnello | Mgmt | For | Against | Against |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Nabors Industries Ltd. | |
Meeting Date: 06/05/2018 | Country: Bermuda | Primary Security ID: G6359F103 |
Record Date: 04/06/2018 | Meeting Type: Annual | Ticker: NBR |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Nabors Industries Ltd. | |
| Shares Voted: 3,770 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Tanya S. Beder | Mgmt | For | For | For |
1.2 | Elect Director James R. Crane | Mgmt | For | Withhold | Withhold |
1.3 | Elect Director John P. Kotts | Mgmt | For | Withhold | Withhold |
1.4 | Elect Director Michael C. Linn | Mgmt | For | Withhold | Withhold |
1.5 | Elect Director Anthony G. Petrello | Mgmt | For | For | For |
1.6 | Elect Director Dag Skattum | Mgmt | For | For | For |
1.7 | Elect Director John Yearwood | Mgmt | For | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
SEACOR Holdings Inc. | |
Meeting Date: 06/05/2018 | Country: USA | Primary Security ID: 811904101 |
Record Date: 04/06/2018 | Meeting Type: Annual | Ticker: CKH |
| Shares Voted: 854 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Charles Fabrikant | Mgmt | For | For | For |
1.2 | Elect Director David R. Berz | Mgmt | For | For | For |
1.3 | Elect Director Pierre de Demandolx | Mgmt | For | For | For |
1.4 | Elect Director Oivind Lorentzen | Mgmt | For | For | For |
1.5 | Elect Director Christopher P. Papouras | Mgmt | For | For | For |
1.6 | Elect Director David M. Schizer | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Bonanza Creek Energy, Inc. | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 097793400 |
Record Date: 04/16/2018 | Meeting Type: Annual | Ticker: BCEI |
| Shares Voted: 990 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Eric T. Greager | Mgmt | For | For | For |
1.2 | Elect Director Paul Keglevic | Mgmt | For | For | For |
1.3 | Elect Director Brian Steck | Mgmt | For | For | For |
1.4 | Elect Director Thomas B. Tyree, Jr. | Mgmt | For | For | For |
1.5 | Elect Director Jack E. Vaughn | Mgmt | For | For | For |
1.6 | Elect Director Scott D. Vogel | Mgmt | For | For | For |
1.7 | Elect Director Jeffrey E. Wojahn | Mgmt | For | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Against | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
REX American Resources Corporation | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 761624105 |
Record Date: 04/24/2018 | Meeting Type: Annual | Ticker: REX |
| Shares Voted: 296 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Stuart A. Rose | Mgmt | For | For | For |
1.2 | Elect Director Zafar Rizvi | Mgmt | For | For | For |
1.3 | Elect Director Edward M. Kress | Mgmt | For | For | For |
1.4 | Elect Director David S. Harris | Mgmt | For | For | For |
1.5 | Elect Director Charles A. Elcan | Mgmt | For | For | For |
1.6 | Elect Director Mervyn L. Alphonso | Mgmt | For | For | For |
1.7 | Elect Director Lee Fisher | Mgmt | For | For | For |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
UFP Technologies, Inc. | |
Meeting Date: 06/06/2018 | Country: USA | Primary Security ID: 902673102 |
Record Date: 04/13/2018 | Meeting Type: Annual | Ticker: UFPT |
| Shares Voted: 1,016 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director R. Jeffrey Bailly | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Marc Kozin | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Era Group Inc. | | |
Meeting Date: 06/07/2018 | Country: USA | Primary Security ID: 26885G109 |
Record Date: 04/20/2018 | Meeting Type: Annual | Ticker: ERA |
| Shares Voted: 3,082 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Charles Fabrikant | Mgmt | For | Withhold | Withhold |
1.2 | Elect Director Christopher S. Bradshaw | Mgmt | For | For | For |
1.3 | Elect Director Ann Fairbanks | Mgmt | For | For | For |
1.4 | Elect Director Blaine V. “Fin” Fogg | Mgmt | For | For | For |
1.5 | Elect Director Christopher P. Papouras | Mgmt | For | For | For |
1.6 | Elect Director Yueping Sun | Mgmt | For | For | For |
1.7 | Elect Director Steven Webster | Mgmt | For | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Amend Certificate of Incorporation | Mgmt | For | For | For |
4 | Amend Bylaws Regarding Director Resignation Policy in Uncontested Director Elections | Mgmt | For | For | For |
5 | Amend Bylaws | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Gener8 Maritime, Inc. | |
Meeting Date: 06/11/2018 | Country: Marshall Isl | Primary Security ID: Y26889108 |
Record Date: 05/03/2018 | Meeting Type: Special | Ticker: GNRT |
| Shares Voted: 4,958 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1 | Approve Merger Agreement | Mgmt | For | For | For |
| | | | | |
2 | Adjourn Meeting | Mgmt | For | For | For |
Smart Sand, Inc. | | |
Meeting Date: 06/12/2018 | Country: USA | Primary Security ID: 83191H107 |
Record Date: 04/23/2018 | Meeting Type: Annual | Ticker: SND |
| Shares Voted: 4,034 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Andrew Speaker | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Colin M. Leonard | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
CVR Energy, Inc. | | |
Meeting Date: 06/13/2018 | Country: USA | Primary Security ID: 12662P108 |
Record Date: 04/17/2018 | Meeting Type: Annual | Ticker: CVI |
| Shares Voted: 1,290 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Bob G. Alexander | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director SungHwan Cho | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director Jonathan Frates | Mgmt | For | Withhold | Withhold |
| | | | | |
1.4 | Elect Director David L. Lamp | Mgmt | For | Withhold | Withhold |
| | | | | |
1.5 | Elect Director Stephen Mongillo | Mgmt | For | Withhold | Withhold |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
CVR Energy, Inc. | | | | |
| | | | | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.6 | Elect Director Louis J. Pastor | Mgmt | For | Withhold | Withhold |
| | | | | |
1.7 | Elect Director James M. Strock | Mgmt | For | Withhold | Withhold |
| | | | | |
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
| | | | | |
4 | Provide Right to Act by Written Consent | Mgmt | For | Against | Against |
| | | | | |
5 | Approve Issuance of Shares for a Private Placement | Mgmt | For | Against | Against |
Lifeway Foods, Inc. | |
Meeting Date: 06/14/2018 | Country: USA | Primary Security ID: 531914109 |
Record Date: 04/13/2018 | Meeting Type: Annual | Ticker: LWAY |
| Shares Voted: 3,036 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director Ludmila Smolyansky | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Julie Smolyansky | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director Edward Smolyansky | Mgmt | For | Withhold | Withhold |
| | | | | |
1.4 | Elect Director Pol Sikar | Mgmt | For | Withhold | Withhold |
| | | | | |
1.5 | Elect Director Renzo Bernardi | Mgmt | For | Withhold | Withhold |
| | | | | |
1.6 | Elect Director Paul Lee | Mgmt | For | Withhold | Withhold |
| | | | | |
1.7 | Elect Director Jason Scher | Mgmt | For | Withhold | Withhold |
| | | | | |
1.8 | Elect Director Laurent Marcel | Mgmt | For | For | For |
| | | | | |
2 | Ratify Mayer Hoffman McCann P. C. as Auditors | Mgmt | For | For | For |
Teekay Corporation | |
Meeting Date: 06/15/2018 | Country: Marshall Isl | Primary Security ID: Y8564W103 |
Record Date: 04/17/2018 | Meeting Type: Annual | Ticker: TK |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): USCF SummerHaven Private Equity Natural Resources Strategy Index Fund
Teekay Corporation | | |
| Shares Voted: 4,214 | |
Proposal | | | | Voting | Vote |
Number | Proposal Text | Proponent | Mgmt Rec | Policy Rec | Instruction |
1.1 | Elect Director C. Sean Day | Mgmt | For | Withhold | Withhold |
| | | | | |
1.2 | Elect Director Alan Semple | Mgmt | For | Withhold | Withhold |
| | | | | |
1.3 | Elect Director Bill Utt | Mgmt | For | Withhold | Withhold |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
USCF ETF Trust | |
| |
By: | /s/ John P. Love | |
| John P. Love | |
| President and Principal Executive Officer | |
| | |
Date: | August 30, 2018 | |