The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 360 | 8,959 | SH | SOLE | 0 | 0 | 8,959 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 372 | 14,692 | SH | SOLE | 0 | 0 | 14,692 | ||
AMAZON COM INC | COM | 023135106 | 558 | 1,091 | SH | SOLE | 0 | 0 | 1,091 | ||
AMERICAN APPAREL INC | COM | 023850100 | 9 | 80,640 | SH | SOLE | 0 | 0 | 80,640 | ||
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 4,309 | 189,812 | SH | SOLE | 0 | 0 | 189,812 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 9,618 | 169,275 | SH | SOLE | 0 | 0 | 169,275 | ||
AMGEN INC | COM | 031162100 | 317 | 2,290 | SH | SOLE | 0 | 0 | 2,290 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 264 | 26,751 | SH | SOLE | 0 | 0 | 26,751 | ||
APPLE INC | COM | 037833100 | 8,917 | 80,847 | SH | SOLE | 0 | 0 | 80,847 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 16,627 | 1,067,224 | SH | SOLE | 0 | 0 | 1,067,224 | ||
BANK OF AMERICA CORPORATION | *W EXP 01/16/201 | 060505146 | 1,892 | 330,170 | SH | SOLE | 0 | 0 | 330,170 | ||
BARRICK GOLD CORP | COM | 067901108 | 1,159 | 182,178 | SH | SOLE | 0 | 0 | 182,178 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 781 | 4 | SH | SOLE | 0 | 0 | 4 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,784 | 13,682 | SH | SOLE | 0 | 0 | 13,682 | ||
BLACKROCK INTL GRWTH & INC T | COM BENE INTER | 092524107 | 518 | 85,255 | SH | SOLE | 0 | 0 | 85,255 | ||
BLOCK H & R INC | COM | 093671105 | 293 | 8,104 | SH | SOLE | 0 | 0 | 8,104 | ||
CASELLA WASTE SYS INC | CL A | 147448104 | 87 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
CASEYS GEN STORES INC | COM | 147528103 | 1,030 | 10,006 | SH | SOLE | 0 | 0 | 10,006 | ||
CELGENE CORP | COM | 151020104 | 336 | 3,107 | SH | SOLE | 0 | 0 | 3,107 | ||
COLUMBIA PPTY TR INC | COM NEW | 198287203 | 287 | 12,369 | SH | SOLE | 0 | 0 | 12,369 | ||
DANAHER CORP DEL | COM | 235851102 | 252 | 2,953 | SH | SOLE | 0 | 0 | 2,953 | ||
DEERE & CO | COM | 244199105 | 202 | 2,726 | SH | SOLE | 0 | 0 | 2,726 | ||
DEL TACO RESTAURANTS INC | COM | 245496104 | 835 | 59,645 | SH | SOLE | 0 | 0 | 59,645 | ||
DEL TACO RESTAURANTS INC | *W EXP 06/30/202 | 245496112 | 60 | 11,700 | SH | SOLE | 0 | 0 | 11,700 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 2,002 | 30,649 | SH | SOLE | 0 | 0 | 30,649 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 2,231 | 21,833 | SH | SOLE | 0 | 0 | 21,833 | ||
FS INVT CORP | COM | 302635107 | 9,301 | 997,960 | SH | SOLE | 0 | 0 | 997,960 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 142 | 10,436 | SH | SOLE | 0 | 0 | 10,436 | ||
GLOBAL NET LEASE INC | COM | 379378102 | 1,865 | 202,674 | SH | SOLE | 0 | 0 | 202,674 | ||
GREEN BRICK PARTNERS INC | COM | 392709101 | 384 | 35,442 | SH | SOLE | 0 | 0 | 35,442 | ||
HEARTLAND EXPRESS INC | COM | 422347104 | 667 | 33,446 | SH | SOLE | 0 | 0 | 33,446 | ||
ILLUMINA INC | COM | 452327109 | 1,905 | 10,835 | SH | SOLE | 0 | 0 | 10,835 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,051 | 7,247 | SH | SOLE | 0 | 0 | 7,247 | ||
ISHARES | TIPS BD ETF | 464287176 | 530 | 4,785 | SH | SOLE | 0 | 0 | 4,785 | ||
ISHARES | CORE TOTUSBD ETF | 464287226 | 654 | 5,967 | SH | SOLE | 0 | 0 | 5,967 | ||
ISHARES | GLOBAL TECH ETF | 464287291 | 387 | 4,298 | SH | SOLE | 0 | 0 | 4,298 | ||
ISHARES | S&P 500 GRWT ETF | 464287309 | 818 | 7,585 | SH | SOLE | 0 | 0 | 7,585 | ||
ISHARES | GLOB HLTHCRE ETF | 464287325 | 425 | 4,312 | SH | SOLE | 0 | 0 | 4,312 | ||
ISHARES | GLOBAL FINLS ETF | 464287333 | 333 | 6,476 | SH | SOLE | 0 | 0 | 6,476 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,045 | 18,227 | SH | SOLE | 0 | 0 | 18,227 | ||
ISHARES | CORE S&P MCP ETF | 464287507 | 1,063 | 7,785 | SH | SOLE | 0 | 0 | 7,785 | ||
ISHARES TR | COHEN&STEER REIT | 464287564 | 594 | 6,410 | SH | SOLE | 0 | 0 | 6,410 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 569 | 3,625 | SH | SOLE | 0 | 0 | 3,625 | ||
ISHARES TR | PUT | 464287955 | 555 | 447 | SH | Put | SOLE | 0 | 0 | 447 | |
ISHARES | NAT AMT FREE BD | 464288414 | 245 | 2,234 | SH | SOLE | 0 | 0 | 2,234 | ||
ISHARES | MBS ETF | 464288588 | 368 | 3,354 | SH | SOLE | 0 | 0 | 3,354 | ||
ISHARES | INTERM CR BD ETF | 464288638 | 316 | 2,911 | SH | SOLE | 0 | 0 | 2,911 | ||
ISHARES TR | SHRT TRS BD ETF | 464288679 | 289 | 2,618 | SH | SOLE | 0 | 0 | 2,618 | ||
ISHARES | U.S. PFD STK ETF | 464288687 | 594 | 15,376 | SH | SOLE | 0 | 0 | 15,376 | ||
JOHNSON & JOHNSON | COM | 478160104 | 207 | 2,217 | SH | SOLE | 0 | 0 | 2,217 | ||
OLIN CORP | COM PAR $1 | 680665205 | 1,405 | 83,573 | SH | SOLE | 0 | 0 | 83,573 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 390 | 60,322 | SH | SOLE | 0 | 0 | 60,322 | ||
PEPSICO INC | COM | 713448108 | 205 | 2,176 | SH | SOLE | 0 | 0 | 2,176 | ||
PROCTOR & GAMBLE CO | COM | 742718109 | 381 | 5,293 | SH | SOLE | 0 | 0 | 5,293 | ||
SALEM COMMUNICATIONS CORP DE | CL A | 794093104 | 111 | 18,062 | SH | SOLE | 0 | 0 | 18,062 | ||
US BANCORP DEL | COM NEW | 902973304 | 209 | 5,104 | SH | SOLE | 0 | 0 | 5,104 | ||
UNITED DEV FDG IV | COM | 910187103 | 536 | 30,462 | SH | SOLE | 0 | 0 | 30,462 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 534 | 6,294 | SH | SOLE | 0 | 0 | 6,294 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 556 | 6,919 | SH | SOLE | 0 | 0 | 6,919 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 400 | 9,373 | SH | SOLE | 0 | 0 | 9,373 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 403 | 8,192 | SH | SOLE | 0 | 0 | 8,192 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,054 | 5,996 | SH | SOLE | 0 | 0 | 5,996 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,307 | 14,844 | SH | SOLE | 0 | 0 | 14,844 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 229 | 2,117 | SH | SOLE | 0 | 0 | 2,117 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 227 | 4,412 | SH | SOLE | 0 | 0 | 4,412 | ||
XENIA HOTELS & RESORTS INC | COM | 984017103 | 826 | 47,319 | SH | SOLE | 0 | 0 | 47,319 | ||
NOVAGOLD RES INC | COM NEW | 66987E206 | 542 | 150,045 | SH | SOLE | 0 | 0 | 150,045 | ||
ALPS ETF TR | RIVRFRNT STR INC | 00162Q783 | 260 | 10,787 | SH | SOLE | 0 | 0 | 10,787 | ||
AT&T INC | COM | 00206R102 | 328 | 10,067 | SH | SOLE | 0 | 0 | 10,067 | ||
ABBVIE INC | COM | 00287Y109 | 487 | 8,944 | SH | SOLE | 0 | 0 | 8,944 | ||
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 446 | 33,880 | SH | SOLE | 0 | 0 | 33,880 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 762 | 12,921 | SH | SOLE | 0 | 0 | 12,921 | ||
BARCLAYS BANK PLC | ADR PFD SR 5 | 06739H362 | 1,141 | 44,120 | SH | SOLE | 0 | 0 | 44,120 | ||
BLACKROCK MUNIVEST FN INC | COM | 09253R105 | 347 | 36,138 | SH | SOLE | 0 | 0 | 36,138 | ||
CME GROUP INC | COM | 12572Q105 | 2,160 | 23,289 | SH | SOLE | 0 | 0 | 23,289 | ||
CISCO SYS INC | COM | 17275R102 | 425 | 16,190 | SH | SOLE | 0 | 0 | 16,190 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG ENH SHT DUR | 18383M654 | 255 | 5,101 | SH | SOLE | 0 | 0 | 5,101 | ||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 598 | 47,227 | SH | SOLE | 0 | 0 | 47,227 | ||
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 497 | 26,036 | SH | SOLE | 0 | 0 | 26,036 | ||
DIREXION SHS ETF TR | ALL CP INSIDER | 25459Y769 | 264 | 3,986 | SH | SOLE | 0 | 0 | 3,986 | ||
DREYFUS STRATEGIC MUN BD FD | COM | 26202F107 | 1,232 | 157,720 | SH | SOLE | 0 | 0 | 157,720 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,966 | 204,789 | SH | SOLE | 0 | 0 | 204,789 | ||
EXXON MOBIL CORP | COM | 30231G102 | 277 | 3,723 | SH | SOLE | 0 | 0 | 3,723 | ||
FIVE STAR QUALITY CARE INC | COM | 33832D106 | 42 | 13,595 | SH | SOLE | 0 | 0 | 13,595 | ||
GLOBAL X FDS | SILVER MNR ETF | 37950E853 | 81 | 12,540 | SH | SOLE | 0 | 0 | 12,540 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 267 | 1,535 | SH | SOLE | 0 | 0 | 1,535 | ||
GOOGLE INC | CL A | 38259P508 | 2,452 | 3,841 | SH | SOLE | 0 | 0 | 3,841 | ||
GOOGLE INC | CL C | 38259P706 | 262 | 430 | SH | SOLE | 0 | 0 | 430 | ||
GREENHUNTER RES INC | COM | 39530A104 | 16 | 56,000 | SH | SOLE | 0 | 0 | 56,000 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 121 | 11,405 | SH | SOLE | 0 | 0 | 11,405 | ||
INVESCO MUNI INCOME OPP TRST | COM | 46132X101 | 351 | 51,864 | SH | SOLE | 0 | 0 | 51,864 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 400 | 6,569 | SH | SOLE | 0 | 0 | 6,569 | ||
LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | 1,451 | 124,971 | SH | SOLE | 0 | 0 | 124,971 | ||
LIBERATOR MEDICAL HLDGS INC | COM | 53012L108 | 52 | 22,000 | SH | SOLE | 0 | 0 | 22,000 | ||
MEDLEY CAP CORP | COM | 58503F106 | 261 | 35,050 | SH | SOLE | 0 | 0 | 35,050 | ||
NEW YORK REIT INC | COM | 64976L109 | 910 | 90,491 | SH | SOLE | 0 | 0 | 90,491 | ||
NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | 1,012 | 81,954 | SH | SOLE | 0 | 0 | 81,954 | ||
NUVEEN MUN ADVANTAGE FD INC | COM | 67062H106 | 350 | 26,333 | SH | SOLE | 0 | 0 | 26,333 | ||
NUVEEN PREM INCOME MUN FD 2 | COM | 67063W102 | 337 | 24,700 | SH | SOLE | 0 | 0 | 24,700 | ||
NUVEEN QUALITY PFD INC FD 3 | COM | 67072W101 | 1,249 | 155,744 | SH | SOLE | 0 | 0 | 155,744 | ||
NYMOX PHARMACEUTICAL CORP | COM | 67076P102 | 34 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 1,240 | 13,104 | SH | SOLE | 0 | 0 | 13,104 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 633 | 17,595 | SH | SOLE | 0 | 0 | 17,595 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 309 | 7,134 | SH | SOLE | 0 | 0 | 7,134 | ||
PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | 5,195 | 223,174 | SH | SOLE | 0 | 0 | 223,174 | ||
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 156 | 21,900 | SH | SOLE | 0 | 0 | 21,900 | ||
RCS CAP CORP | COM CL A | 74937W102 | 40 | 49,192 | SH | SOLE | 0 | 0 | 49,192 | ||
RETAIL PPTYS AMER INC | CL A | 76131V202 | 489 | 34,681 | SH | SOLE | 0 | 0 | 34,681 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 216 | 2,936 | SH | SOLE | 0 | 0 | 2,936 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,922 | 15,248 | SH | SOLE | 0 | 0 | 15,248 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 386 | 8,541 | SH | SOLE | 0 | 0 | 8,541 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 398 | 11,157 | SH | SOLE | 0 | 0 | 11,157 | ||
SPDR SERIES TRUST | NUVN BRCLY MUNI | 78464A458 | 232 | 9,621 | SH | SOLE | 0 | 0 | 9,621 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 264 | 6,408 | SH | SOLE | 0 | 0 | 6,408 | ||
SANDRIDGE ENERGY INC | COM | 80007P307 | 3 | 10,394 | SH | SOLE | 0 | 0 | 10,394 | ||
SELECT INCOME REIT | COM SH BEN INT | 81618T100 | 721 | 37,903 | SH | SOLE | 0 | 0 | 37,903 | ||
SPIRIT RLTY CAP INC NEW | COM | 84860W102 | 206 | 22,488 | SH | SOLE | 0 | 0 | 22,488 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 107 | 18,800 | SH | SOLE | 0 | 0 | 18,800 | ||
STANDARD PAC CORP NEW | COM | 85375C101 | 111 | 13,863 | SH | SOLE | 0 | 0 | 13,863 | ||
SUNOPTA INC | COM | 8676EP108 | 83 | 17,050 | SH | SOLE | 0 | 0 | 17,050 | ||
TIER REIT INC | COM NEW | 88650V208 | 568 | 38,569 | SH | SOLE | 0 | 0 | 38,569 | ||
TORTOISE MLP FD INC | COM | 89148B101 | 1,599 | 87,305 | SH | SOLE | 0 | 0 | 87,305 | ||
UBS AG LONDON BRH | 2X LEV LNG LKD | 90267B765 | 217 | 13,950 | SH | SOLE | 0 | 0 | 13,950 | ||
UBS AG LONDON BRH | ETRACS MTH 2XLV | 90270L842 | 513 | 33,075 | SH | SOLE | 0 | 0 | 33,075 | ||
VEREIT INC | COM | 92339V100 | 355 | 45,976 | SH | SOLE | 0 | 0 | 45,976 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 311 | 7,147 | SH | SOLE | 0 | 0 | 7,147 | ||
VISA INC | COM CL A | 92826C839 | 315 | 4,528 | SH | SOLE | 0 | 0 | 4,528 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 383 | 28,719 | SH | SOLE | 0 | 0 | 28,719 | ||
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 216 | 13,317 | SH | SOLE | 0 | 0 | 13,317 |