The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AU OPTRONICS CORP | SPONSORED ADR | 002255107 | 30 | 10,236 | SH | SOLE | 0 | 0 | 10,236 | ||
ABBOTT LABS | COM | 002824100 | 418 | 9,997 | SH | SOLE | 0 | 0 | 9,997 | ||
ADVENT CLAY CONV SEC INC FD | COM | 007639107 | 61 | 11,157 | SH | SOLE | 0 | 0 | 11,157 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 566 | 15,649 | SH | SOLE | 0 | 0 | 15,649 | ||
ALLSTATE CORP | COM | 020002101 | 204 | 3,024 | SH | SOLE | 0 | 0 | 3,024 | ||
AMAZON COM INC | COM | 023135106 | 410 | 691 | SH | SOLE | 0 | 0 | 691 | ||
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 7,317 | 391,261 | SH | SOLE | 0 | 0 | 391,261 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 8,945 | 165,497 | SH | SOLE | 0 | 0 | 165,497 | ||
AMGEN INC | COM | 031162100 | 378 | 2,518 | SH | SOLE | 0 | 0 | 2,518 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 274 | 26,661 | SH | SOLE | 0 | 0 | 26,661 | ||
APPLE INC | COM | 037833100 | 10,021 | 91,945 | SH | SOLE | 0 | 0 | 91,945 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 774 | 4,055 | SH | SOLE | 0 | 0 | 4,055 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 14,017 | 1,036,738 | SH | SOLE | 0 | 0 | 1,036,738 | ||
BARRICK GOLD CORP | COM | 067901108 | 1,733 | 127,638 | SH | SOLE | 0 | 0 | 127,638 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,067 | 5 | SH | SOLE | 0 | 0 | 5 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,125 | 22,029 | SH | SOLE | 0 | 0 | 22,029 | ||
BLACKROCK INTL GRWTH & INC T | COM BENE INTER | 092524107 | 1,612 | 272,316 | SH | SOLE | 0 | 0 | 272,316 | ||
CASEYS GEN STORES INC | COM | 147528103 | 1,127 | 9,943 | SH | SOLE | 0 | 0 | 9,943 | ||
CELGENE CORP | COM | 151020104 | 366 | 3,655 | SH | SOLE | 0 | 0 | 3,655 | ||
COLUMBIA PPTY TR INC | COM NEW | 198287203 | 310 | 14,085 | SH | SOLE | 0 | 0 | 14,085 | ||
DANAHER CORP DEL | COM | 235851102 | 336 | 3,543 | SH | SOLE | 0 | 0 | 3,543 | ||
DEERE & CO | COM | 244199105 | 210 | 2,726 | SH | SOLE | 0 | 0 | 2,726 | ||
DEL TACO RESTAURANTS INC | COM | 245496104 | 586 | 56,740 | SH | SOLE | 0 | 0 | 56,740 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 314 | 3,164 | SH | SOLE | 0 | 0 | 3,164 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 206 | 3,248 | SH | SOLE | 0 | 0 | 3,248 | ||
FS INVT CORP | COM | 302635107 | 9,365 | 1,021,230 | SH | SOLE | 0 | 0 | 1,021,230 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 206 | 15,228 | SH | SOLE | 0 | 0 | 15,228 | ||
GLOBAL NET LEASE INC | COM | 379378102 | 1,792 | 209,386 | SH | SOLE | 0 | 0 | 209,386 | ||
GREEN BRICK PARTNERS INC | COM | 392709101 | 269 | 35,442 | SH | SOLE | 0 | 0 | 35,442 | ||
HEARTLAND EXPRESS INC | COM | 422347104 | 620 | 33,446 | SH | SOLE | 0 | 0 | 33,446 | ||
HUNT J B TRANS SVCS INC | COM | 445658107 | 250 | 2,972 | SH | SOLE | 0 | 0 | 2,972 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,616 | 10,669 | SH | SOLE | 0 | 0 | 10,669 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 143 | 12,043 | SH | SOLE | 0 | 0 | 12,043 | ||
ISHARES | TIPS BD ETF | 464287176 | 575 | 5,015 | SH | SOLE | 0 | 0 | 5,015 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 280 | 1,355 | SH | SOLE | 0 | 0 | 1,355 | ||
ISHARES | CORE TOTUSBD ETF | 464287226 | 1,059 | 9,553 | SH | SOLE | 0 | 0 | 9,553 | ||
ISHARES | MSCI EMG MKT ETF | 464287234 | 503 | 14,700 | SH | SOLE | 0 | 0 | 14,700 | ||
ISHARES | GLOBAL TECH ETF | 464287291 | 356 | 3,565 | SH | SOLE | 0 | 0 | 3,565 | ||
ISHARES | S&P 500 GRWT ETF | 464287309 | 740 | 6,382 | SH | SOLE | 0 | 0 | 6,382 | ||
ISHARES | GLOB HLTHCRE ETF | 464287325 | 340 | 3,534 | SH | SOLE | 0 | 0 | 3,534 | ||
ISHARES | GLOBAL FINLS ETF | 464287333 | 264 | 5,368 | SH | SOLE | 0 | 0 | 5,368 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 720 | 12,597 | SH | SOLE | 0 | 0 | 12,597 | ||
ISHARES | CORE S&P MCP ETF | 464287507 | 769 | 5,336 | SH | SOLE | 0 | 0 | 5,336 | ||
ISHARES TR | COHEN&STEER REIT | 464287564 | 715 | 6,935 | SH | SOLE | 0 | 0 | 6,935 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 3,267 | 35,059 | SH | SOLE | 0 | 0 | 35,059 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 393 | 3,551 | SH | SOLE | 0 | 0 | 3,551 | ||
ISHARES | INTERM CR BD ETF | 464288638 | 305 | 2,778 | SH | SOLE | 0 | 0 | 2,778 | ||
ISHARES | U.S. PFD STK ETF | 464288687 | 904 | 23,153 | SH | SOLE | 0 | 0 | 23,153 | ||
JOHNSON & JOHNSON | COM | 478160104 | 293 | 2,708 | SH | SOLE | 0 | 0 | 2,708 | ||
KEMPHARM INC | COM | 488445107 | 15,143 | 1,044,344 | SH | SOLE | 0 | 0 | 1,044,344 | ||
MICROSOFT CORP | COM | 594918104 | 365 | 6,613 | SH | SOLE | 0 | 0 | 6,613 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 3,564 | 21,845 | SH | SOLE | 0 | 0 | 21,845 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 327 | 53,938 | SH | SOLE | 0 | 0 | 53,938 | ||
PEPSICO INC | COM | 713448108 | 275 | 2,686 | SH | SOLE | 0 | 0 | 2,686 | ||
PFIZER INC | COM | 717081103 | 213 | 7,172 | SH | SOLE | 0 | 0 | 7,172 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 3,273 | 33,360 | SH | SOLE | 0 | 0 | 33,360 | ||
PROCTOR & GAMBLE CO | COM | 742718109 | 459 | 5,573 | SH | SOLE | 0 | 0 | 5,573 | ||
SALEM COMMUNICATIONS CORP DE | CL A | 794093104 | 105 | 18,297 | SH | SOLE | 0 | 0 | 18,297 | ||
SEARS HLDGS CORP | COM | 812350106 | 153 | 10,010 | SH | SOLE | 0 | 0 | 10,010 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 207 | 727 | SH | SOLE | 0 | 0 | 727 | ||
SILVER WHEATON CORP | COM | 828336107 | 3,401 | 205,103 | SH | SOLE | 0 | 0 | 205,103 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 271 | 33,535 | SH | SOLE | 0 | 0 | 33,535 | ||
STARBUCKS CORP | COM | 855244109 | 364 | 6,089 | SH | SOLE | 0 | 0 | 6,089 | ||
US BANCORP DEL | COM NEW | 902973304 | 207 | 5,110 | SH | SOLE | 0 | 0 | 5,110 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 543 | 6,298 | SH | SOLE | 0 | 0 | 6,298 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 558 | 6,921 | SH | SOLE | 0 | 0 | 6,921 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 287 | 6,652 | SH | SOLE | 0 | 0 | 6,652 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 303 | 6,253 | SH | SOLE | 0 | 0 | 6,253 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,005 | 5,332 | SH | SOLE | 0 | 0 | 5,332 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 333 | 3,970 | SH | SOLE | 0 | 0 | 3,970 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,468 | 15,611 | SH | SOLE | 0 | 0 | 15,611 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 234 | 4,846 | SH | SOLE | 0 | 0 | 4,846 | ||
XENIA HOTELS & RESORTS INC | COM | 984017103 | 729 | 46,654 | SH | SOLE | 0 | 0 | 46,654 | ||
NOVAGOLD RES INC | COM NEW | 66987E206 | 754 | 149,565 | SH | SOLE | 0 | 0 | 149,565 | ||
AT&T INC | COM | 00206R102 | 444 | 11,344 | SH | SOLE | 0 | 0 | 11,344 | ||
ABBVIE INC | COM | 00287Y109 | 509 | 8,919 | SH | SOLE | 0 | 0 | 8,919 | ||
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 421 | 31,870 | SH | SOLE | 0 | 0 | 31,870 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,021 | 12,924 | SH | SOLE | 0 | 0 | 12,924 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 364 | 488 | SH | SOLE | 0 | 0 | 488 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 212 | 278 | SH | SOLE | 0 | 0 | 278 | ||
ANTERO RES CORP | COM | 03674X106 | 277 | 11,123 | SH | SOLE | 0 | 0 | 11,123 | ||
BARCLAYS BANK PLC | ADR PFD SR 5 | 06739H362 | 1,090 | 41,673 | SH | SOLE | 0 | 0 | 41,673 | ||
BLACKROCK MUNIVEST FN INC | COM | 09253R105 | 473 | 43,894 | SH | SOLE | 0 | 0 | 43,894 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 359 | 10,600 | SH | SOLE | 0 | 0 | 10,600 | ||
CISCO SYS INC | COM | 17275R102 | 677 | 23,778 | SH | SOLE | 0 | 0 | 23,778 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG ENH SHT DUR | 18383M654 | 803 | 16,101 | SH | SOLE | 0 | 0 | 16,101 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGGENHEIM SOLAR | 18383Q739 | 324 | 14,300 | SH | SOLE | 0 | 0 | 14,300 | ||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 575 | 52,879 | SH | SOLE | 0 | 0 | 52,879 | ||
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 515 | 25,977 | SH | SOLE | 0 | 0 | 25,977 | ||
CURRENCYSHARES AUSTRALIAN DL | AUSTRALIAN DOL | 23129U101 | 362 | 4,717 | SH | SOLE | 0 | 0 | 4,717 | ||
CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | 455 | 5,284 | SH | SOLE | 0 | 0 | 5,284 | ||
DREYFUS STRATEGIC MUN BD FD | COM | 26202F107 | 1,690 | 198,563 | SH | SOLE | 0 | 0 | 198,563 | ||
EOG RES INC | COM | 26875P101 | 439 | 6,045 | SH | SOLE | 0 | 0 | 6,045 | ||
EQT CORP | COM | 26884L109 | 295 | 4,381 | SH | SOLE | 0 | 0 | 4,381 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 2,464 | 259,965 | SH | SOLE | 0 | 0 | 259,965 | ||
EXXON MOBIL CORP | COM | 30231G102 | 319 | 3,816 | SH | SOLE | 0 | 0 | 3,816 | ||
FIVE STAR QUALITY CARE INC | COM | 33832D106 | 31 | 13,595 | SH | SOLE | 0 | 0 | 13,595 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 3,009 | 19,168 | SH | SOLE | 0 | 0 | 19,168 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 218 | 54,006 | SH | SOLE | 0 | 0 | 54,006 | ||
INVESCO MUNI INCOME OPP TRST | COM | 46132X101 | 479 | 62,409 | SH | SOLE | 0 | 0 | 62,409 | ||
ISHARES TR | EAFE MIN VOL ETF | 46429B689 | 585 | 8,800 | SH | SOLE | 0 | 0 | 8,800 | ||
ISHARES TR | USA MIN VOL ETF | 46429B697 | 688 | 15,670 | SH | SOLE | 0 | 0 | 15,670 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 402 | 6,791 | SH | SOLE | 0 | 0 | 6,791 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 405 | 14,932 | SH | SOLE | 0 | 0 | 14,932 | ||
LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | 1,565 | 126,719 | SH | SOLE | 0 | 0 | 126,719 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 4,733 | 236,989 | SH | SOLE | 0 | 0 | 236,989 | ||
MEDLEY CAP CORP | COM | 58503F106 | 239 | 36,150 | SH | SOLE | 0 | 0 | 36,150 | ||
NEW YORK REIT INC | COM | 64976L109 | 736 | 72,918 | SH | SOLE | 0 | 0 | 72,918 | ||
NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 144 | 12,441 | SH | SOLE | 0 | 0 | 12,441 | ||
NUVEEN MUN ADVANTAGE FD INC | COM | 67062H106 | 462 | 32,163 | SH | SOLE | 0 | 0 | 32,163 | ||
NUVEEN PREM INCOME MUN FD 2 | COM | 67063W102 | 463 | 31,463 | SH | SOLE | 0 | 0 | 31,463 | ||
NUVEEN QUALITY PFD INC FD 3 | COM | 67072W101 | 1,387 | 161,826 | SH | SOLE | 0 | 0 | 161,826 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 3,293 | 85,301 | SH | SOLE | 0 | 0 | 85,301 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 1,618 | 17,400 | SH | SOLE | 0 | 0 | 17,400 | ||
POWERSHARES ETF TR II | SOVEREIGN DEBT | 73936T573 | 382 | 13,499 | SH | SOLE | 0 | 0 | 13,499 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 991 | 24,579 | SH | SOLE | 0 | 0 | 24,579 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 234 | 6,344 | SH | SOLE | 0 | 0 | 6,344 | ||
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 170 | 23,400 | SH | SOLE | 0 | 0 | 23,400 | ||
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 215 | 13,949 | SH | SOLE | 0 | 0 | 13,949 | ||
RETAIL PPTYS AMER INC | CL A | 76131V202 | 549 | 34,616 | SH | SOLE | 0 | 0 | 34,616 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 574 | 7,315 | SH | SOLE | 0 | 0 | 7,315 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,369 | 21,259 | SH | SOLE | 0 | 0 | 21,259 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 449 | 3,816 | SH | SOLE | 0 | 0 | 3,816 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 339 | 6,922 | SH | SOLE | 0 | 0 | 6,922 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 244 | 6,472 | SH | SOLE | 0 | 0 | 6,472 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 303 | 5,717 | SH | SOLE | 0 | 0 | 5,717 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 726 | 14,635 | SH | SOLE | 0 | 0 | 14,635 | ||
SELECT INCOME REIT | COM SH BEN INT | 81618T100 | 803 | 34,821 | SH | SOLE | 0 | 0 | 34,821 | ||
SPIRIT RLTY CAP INC NEW | COM | 84860W102 | 299 | 26,598 | SH | SOLE | 0 | 0 | 26,598 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 117 | 18,800 | SH | SOLE | 0 | 0 | 18,800 | ||
SUNOPTA INC | COM | 8676EP108 | 94 | 21,050 | SH | SOLE | 0 | 0 | 21,050 | ||
TIER REIT INC | COM NEW | 88650V208 | 208 | 15,472 | SH | SOLE | 0 | 0 | 15,472 | ||
TORTOISE MLP FD INC | COM | 89148B101 | 2,149 | 131,496 | SH | SOLE | 0 | 0 | 131,496 | ||
TWITTER INC | COM | 90184L102 | 243 | 14,656 | SH | SOLE | 0 | 0 | 14,656 | ||
UBS AG LONDON BRH | 2X LEV LNG LKD | 90267B765 | 209 | 12,950 | SH | SOLE | 0 | 0 | 12,950 | ||
UBS AG LONDON BRH | ETRACS MTH 2XLV | 90270L842 | 492 | 30,775 | SH | SOLE | 0 | 0 | 30,775 | ||
VEREIT INC | COM | 92339V100 | 382 | 43,072 | SH | SOLE | 0 | 0 | 43,072 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 424 | 7,840 | SH | SOLE | 0 | 0 | 7,840 | ||
VISA INC | COM CL A | 92826C839 | 423 | 5,534 | SH | SOLE | 0 | 0 | 5,534 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 429 | 29,578 | SH | SOLE | 0 | 0 | 29,578 | ||
WISDOMTREE TR | EM LCL DEBT FD | 97717X867 | 380 | 10,322 | SH | SOLE | 0 | 0 | 10,322 | ||
WPX ENERGY INC | COM | 98212B103 | 403 | 57,701 | SH | SOLE | 0 | 0 | 57,701 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 282 | 2,443 | SH | SOLE | 0 | 0 | 2,443 | ||
DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 673 | 8,973 | SH | SOLE | 0 | 0 | 8,973 | ||
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 157 | 11,317 | SH | SOLE | 0 | 0 | 11,317 | ||
SINA CORP | ORD | G81477104 | 515 | 10,870 | SH | SOLE | 0 | 0 | 10,870 |