| UNITED STATES Washington, D.C. 20549 | OMB APPROVAL |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811- 06565
Tekla Healthcare Opportunites Fund
(Exact name of registrant as specified in charter)
100 Federal Street, 19th Floor, Boston, MA |
| 02110 |
(Address of principal executive offices) |
| (Zip code) |
Laura Woodward
Tekla Healthcare Opportunities Fund
100 Federal Street, 19th Floor, Boston MA 02110
(Name and address of agent for service)
Registrant’s telephone number, including area code: 617-772-8500
Date of fiscal year end: September 30
Date of reporting period: 7/1/14-6/30/15
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, no later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
Vote Summary
ABBVIE INC.
Security | 00287Y109 | Meeting Type | Annual |
Ticker Symbol | ABBV | Meeting Date | 08-May-2015 |
Record Date | 11-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | ROXANNE S. AUSTIN |
|
|
| For |
| For |
|
|
| 2 | RICHARD A. GONZALEZ |
|
|
| For |
| For |
|
|
| 3 | GLENN F. TILTON |
|
|
| For |
| For |
|
2. |
| RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
| Management |
| For |
| For |
| |
3. |
| SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
| |
ACHILLION PHARMACEUTICALS INC
Security | 00448Q201 | Meeting Type | Annual |
Ticker Symbol | ACHN | Meeting Date | 02-Jun-2015 |
Record Date | 15-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1.1 |
| ELECTION OF CLASS III DIRECTOR: MILIND DESHPANDE |
| Management |
| For |
| For |
|
1.2 |
| ELECTION OF CLASS III DIRECTOR: JASON FISHERMAN |
| Management |
| For |
| For |
|
1.3 |
| ELECTION OF CLASS III DIRECTOR: GARY FRASHIER |
| Management |
| For |
| For |
|
2. |
| TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
3. |
| TO APPROVE AN AMENDMENT TO OUR 2006 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED TO DATE, TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 1,700,000 SHARES. |
| Management |
| For |
| For |
|
4. |
| TO APPROVE THE ADOPTION OF OUR 2015 STOCK INCENTIVE PLAN. |
| Management |
| For |
| For |
|
5. |
| TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. |
| Management |
| For |
| For |
|
ACORDA THERAPEUTICS, INC.
Security | 00484M106 | Meeting Type | Annual |
Ticker Symbol | ACOR | Meeting Date | 09-Jun-2015 |
Record Date | 13-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | BARRY GREENE |
|
|
| For |
| For |
|
|
| 2 | IAN SMITH |
|
|
| For |
| For |
|
2. |
| TO APPROVE THE ACORDA THERAPEUTICS, INC. 2015 OMNIBUS INCENTIVE COMPENSATION PLAN |
| Management |
| For |
| For |
| |
3. |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 |
| Management |
| For |
| For |
| |
4. |
| AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
| |
ACTAVIS PLC
Security | G0083B108 | Meeting Type | Special |
Ticker Symbol | ACT | Meeting Date | 10-Mar-2015 |
Record Date | 22-Jan-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1. |
| APPROVING THE ISSUANCE OF ORDINARY SHARES PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 16, 2014, AMONG ACTAVIS PLC (“ACTAVIS”), AVOCADO ACQUISITION INC. AND ALLERGAN, INC. (THE “ACTAVIS SHARE ISSUANCE PROPOSAL”). |
| Management |
| For |
| For |
|
2. |
| APPROVING ANY MOTION TO ADJOURN THE ACTAVIS EXTRAORDINARY GENERAL MEETING (THE “ACTAVIS EGM”), OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE ISSUANCE PROPOSAL. |
| Management |
| For |
| For |
|
ACTAVIS PLC
Security | G0083B108 | Meeting Type | Annual |
Ticker Symbol | ACT | Meeting Date | 05-Jun-2015 |
Record Date | 10-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: PAUL M. BISARO |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: NESLI BASGOZ, M.D. |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: JAMES H. BLOEM |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: CATHERINE M. KLEMA |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D. |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: PATRICK J. O’SULLIVAN |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: BRENTON L. SAUNDERS |
| Management |
| For |
| For |
|
1K. |
| ELECTION OF DIRECTOR: RONALD R. TAYLOR |
| Management |
| For |
| For |
|
1L. |
| ELECTION OF DIRECTOR: FRED G. WEISS |
| Management |
| For |
| For |
|
2. |
| TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
3. |
| TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP’S REMUNERATION. |
| Management |
| For |
| For |
|
4. |
| TO PASS A SPECIAL RESOLUTION TO APPROVE, SUBJECT TO THE APPROVAL OF THE REGISTRAR OF COMPANIES IN IRELAND, THE CHANGE IN NAME OF THE COMPANY FROM ACTAVIS PLC TO ALLERGAN PLC. |
| Management |
| For |
| For |
|
5. |
| TO APPROVE THE AMENDED AND RESTATED 2013 INCENTIVE AWARD PLAN OF ACTAVIS PLC. |
| Management |
| For |
| For |
|
6. |
| TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE COMPANY TO ISSUE A SUSTAINABILITY REPORT. |
| Shareholder |
| Against |
| For |
|
7. |
| TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE COMPANY TO ADOPT SUCH SHAREHOLDER’S POLICY REGARDING EXECUTIVE STOCK RETENTION. |
| Shareholder |
| Against |
| For |
|
AEGERION PHARMACEUTICALS, INC.
Security | 00767E102 | Meeting Type | Annual |
Ticker Symbol | AEGR | Meeting Date | 25-Jun-2015 |
Record Date | 27-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | SANDFORD D. SMITH |
|
|
| For |
| For |
|
|
| 2 | PAUL THOMAS |
|
|
| For |
| For |
|
|
| 3 | ANNE VANLENT |
|
|
| For |
| For |
|
2. |
| TO APPROVE THE COMPANY’S OPTION TO SETTLE CONVERSIONS OF OUR 2.00% CONVERTIBLE SENIOR NOTES DUE 2019 ISSUED IN AUGUST 2014 IN CASH, SHARES OF OUR COMMON STOCK, OR CASH AND OUR COMMON STOCK, AT OUR ELECTION. |
| Management |
| For |
| For |
| |
3. |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
AETNA INC.
Security | 00817Y108 | Meeting Type | Annual |
Ticker Symbol | AET | Meeting Date | 15-May-2015 |
Record Date | 13-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: FERNANDO AGUIRRE |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: MARK T. BERTOLINI |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: FRANK M. CLARK |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: BETSY Z. COHEN |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: ROGER N. FARAH |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: JEFFREY E. GARTEN |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: ELLEN M. HANCOCK |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: RICHARD J. HARRINGTON |
| Management |
| For |
| For |
|
1K. |
| ELECTION OF DIRECTOR: EDWARD J. LUDWIG |
| Management |
| For |
| For |
|
1L. |
| ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE |
| Management |
| For |
| For |
|
1M. |
| ELECTION OF DIRECTOR: OLYMPIA J. SNOWE |
| Management |
| For |
| For |
|
2. |
| APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
| Management |
| For |
| For |
|
3. |
| APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS |
| Management |
| For |
| For |
|
4A. |
| SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS-DISCLOSURE |
| Shareholder |
| Against |
| For |
|
4B. |
| SHAREHOLDER PROPOSAL ON EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| Shareholder |
| Against |
| For |
|
AGIOS PHARMACEUTICALS, INC.
Security | 00847X104 | Meeting Type | Annual |
Ticker Symbol | AGIO | Meeting Date | 23-Jun-2015 |
Record Date | 24-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | DOUGLAS G. COLE, MD |
|
|
| For |
| For |
|
|
| 2 | KAYE FOSTER-CHEEK |
|
|
| For |
| For |
|
|
| 3 | JOHN M. MARAGANORE PHD |
|
|
| For |
| For |
|
2 |
| RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
ALKERMES PLC
Security | G01767105 | Meeting Type | Annual |
Ticker Symbol | ALKS | Meeting Date | 27-May-2015 |
Record Date | 17-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1.1 |
| ELECTION OF DIRECTOR: FLOYD E. BLOOM |
| Management |
| For |
| For |
|
1.2 |
| ELECTION OF DIRECTOR: NANCY J. WYSENSKI |
| Management |
| For |
| For |
|
2. |
| TO HOLD A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
3. |
| TO AUTHORIZE HOLDING THE 2016 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY AT A LOCATION OUTSIDE OF IRELAND. |
| Management |
| For |
| For |
|
4. |
| TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTING FIRM OF THE COMPANY AND TO AUTHORIZE THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE ACCOUNTING FIRM’S REMUNERATION. |
| Management |
| For |
| For |
|
ALLERGAN, INC.
Security | 018490102 | Meeting Type | Special |
Ticker Symbol | AGN | Meeting Date | 10-Mar-2015 |
Record Date | 22-Jan-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1 |
| TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 16, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME (THE “MERGER AGREEMENT”), BY AND AMONG ACTAVIS PLC, AVOCADO ACQUISITION INC. AND ALLERGAN, INC. (THE “MERGER PROPOSAL”). |
| Management |
| For |
| For |
|
2 |
| TO APPROVE THE ADJOURNMENT OF THE MEETING TO ANOTHER DATE AND PLACE IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE MERGER PROPOSAL. |
| Management |
| For |
| For |
|
3 |
| TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION TO BE PAID TO ALLERGAN’S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. |
| Management |
| For |
| For |
|
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC
Security | 01988P108 | Meeting Type | Annual |
Ticker Symbol | MDRX | Meeting Date | 29-May-2015 |
Record Date | 02-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: STUART L. BASCOMB |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: PAUL M. BLACK |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: MICHAEL A. KLAYKO |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: ANITA V. PRAMODA |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: DAVID D. STEVENS |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: RALPH H. THURMAN |
| Management |
| For |
| For |
|
2 |
| TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
|
3 |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
4 |
| TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. |
| Management |
| For |
| For |
|
AMGEN INC.
Security | 031162100 | Meeting Type | Annual |
Ticker Symbol | AMGN | Meeting Date | 14-May-2015 |
Record Date | 16-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: DR. DAVID BALTIMORE |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: MR. GREG C. GARLAND |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: DR. TYLER JACKS |
| Management |
| For |
| For |
|
1K. |
| ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM |
| Management |
| For |
| For |
|
1L. |
| ELECTION OF DIRECTOR: DR. RONALD D. SUGAR |
| Management |
| For |
| For |
|
1M. |
| ELECTION OF DIRECTOR: DR. R. SANDERS WILLIAMS |
| Management |
| For |
| For |
|
2. |
| TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
|
3. |
| ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
4. |
| STOCKHOLDER PROPOSAL (VOTE TABULATION). |
| Shareholder |
| Against |
| For |
|
ATHENAHEALTH INC
Security | 04685W103 | Meeting Type | Annual |
Ticker Symbol | ATHN | Meeting Date | 10-Jun-2015 |
Record Date | 15-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JACQUELINE B. KOSECOFF |
|
|
| For |
| For |
|
|
| 2 | DAVID E. ROBINSON |
|
|
| For |
| For |
|
2. |
| RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
3. |
| HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
| |
BIOGEN INC.
Security | 09062X103 | Meeting Type | Annual |
Ticker Symbol | BIIB | Meeting Date | 10-Jun-2015 |
Record Date | 15-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: ALEXANDER J. DENNER |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: CAROLINE D. DORSA |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: NANCY L. LEAMING |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: RICHARD C. MULLIGAN |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: ROBERT W. PANGIA |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: BRIAN S. POSNER |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: ERIC K. ROWINSKY |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: GEORGE A. SCANGOS |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: LYNN SCHENK |
| Management |
| For |
| For |
|
1K. |
| ELECTION OF DIRECTOR: STEPHEN A. SHERWIN |
| Management |
| For |
| For |
|
2. |
| TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
| Management |
| For |
| For |
|
3. |
| SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
4. |
| TO APPROVE THE BIOGEN INC. 2015 EMPLOYEE STOCK PURCHASE PLAN. |
| Management |
| For |
| For |
|
5. |
| TO APPROVE AN AMENDMENT TO THE BIOGEN INC. 2006 NON-EMPLOYEE DIRECTORS EQUITY PLAN. |
| Management |
| For |
| For |
|
BRISTOL-MYERS SQUIBB COMPANY
Security | 110122108 | Meeting Type | Annual |
Ticker Symbol | BMY | Meeting Date | 05-May-2015 |
Record Date | 13-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A) |
| ELECTION OF DIRECTOR: L. ANDREOTTI |
| Management |
| For |
| For |
|
1B) |
| ELECTION OF DIRECTOR: G. CAFORIO, M.D. |
| Management |
| For |
| For |
|
1C) |
| ELECTION OF DIRECTOR: L.B. CAMPBELL |
| Management |
| For |
| For |
|
1D) |
| ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. |
| Management |
| For |
| For |
|
1E) |
| ELECTION OF DIRECTOR: M. GROBSTEIN |
| Management |
| For |
| For |
|
1F) |
| ELECTION OF DIRECTOR: A.J. LACY |
| Management |
| For |
| For |
|
1G) |
| ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. |
| Management |
| For |
| For |
|
1H) |
| ELECTION OF DIRECTOR: D.C. PALIWAL |
| Management |
| For |
| For |
|
1I) |
| ELECTION OF DIRECTOR: V.L. SATO, PH.D. |
| Management |
| For |
| For |
|
1J) |
| ELECTION OF DIRECTOR: G.L. STORCH |
| Management |
| For |
| For |
|
1K) |
| ELECTION OF DIRECTOR: T.D. WEST, JR. |
| Management |
| For |
| For |
|
2. |
| ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| Management |
| For |
| For |
|
3. |
| RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
| Management |
| For |
| For |
|
4. |
| APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION - EXCLUSIVE FORUM PROVISION |
| Management |
| For |
| For |
|
5. |
| APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION - SUPERMAJORITY PROVISIONS - PREFERRED STOCKHOLDERS |
| Management |
| For |
| For |
|
6. |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| Shareholder |
| Against |
| For |
|
CATAMARAN CORPORATION
Security | 148887102 | Meeting Type | Annual |
Ticker Symbol | CTRX | Meeting Date | 12-May-2015 |
Record Date | 23-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: MARK THIERER |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: PETER BENSEN |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: STEVEN COSLER |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: WILLIAM DAVIS |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: STEVEN EPSTEIN |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: BETSY HOLDEN |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: KAREN KATEN |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: HARRY KRAEMER |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: ANTHONY MASSO |
| Management |
| For |
| For |
|
2. |
| TO RATIFY AN AMENDMENT TO THE COMPANY’S BYLAWS TO INCLUDE ADVANCE NOTICE AND CERTAIN OTHER REQUIREMENTS FOR SHAREHOLDERS TO PROPOSE DIRECTOR NOMINATIONS OR OTHER BUSINESS FOR SHAREHOLDER MEETINGS. |
| Management |
| For |
| For |
|
3. |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THE COMPANY’S PROXY CIRCULAR AND PROXY STATEMENT. |
| Management |
| For |
| For |
|
4. |
| TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR’S REMUNERATION AND TERMS OF ENGAGEMENT. |
| Management |
| For |
| For |
|
CELGENE CORPORATION
Security | 151020104 | Meeting Type | Annual |
Ticker Symbol | CELG | Meeting Date | 17-Jun-2015 |
Record Date | 20-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | ROBERT J. HUGIN |
|
|
| For |
| For |
|
|
| 2 | R.W. BARKER, D. PHIL. |
|
|
| For |
| For |
|
|
| 3 | MICHAEL W. BONNEY |
|
|
| For |
| For |
|
|
| 4 | MICHAEL D. CASEY |
|
|
| For |
| For |
|
|
| 5 | CARRIE S. COX |
|
|
| For |
| For |
|
|
| 6 | MICHAEL A. FRIEDMAN, MD |
|
|
| For |
| For |
|
|
| 7 | GILLA S. KAPLAN, PH.D. |
|
|
| For |
| For |
|
|
| 8 | JAMES J. LOUGHLIN |
|
|
| For |
| For |
|
|
| 9 | ERNEST MARIO, PH.D. |
|
|
| For |
| For |
|
2. |
| RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
3. |
| APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2008 STOCK INCENTIVE PLAN. |
| Management |
| For |
| For |
| |
4. |
| APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
| |
5. |
| STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. |
| Shareholder |
| Against |
| For |
| |
CIGNA CORPORATION
Security | 125509109 | Meeting Type | Annual |
Ticker Symbol | CI | Meeting Date | 22-Apr-2015 |
Record Date | 23-Feb-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1.1 |
| ELECTION OF DIRECTOR: JOHN M. PARTRIDGE |
| Management |
| For |
| For |
|
1.2 |
| ELECTION OF DIRECTOR: JAMES E. ROGERS |
| Management |
| For |
| For |
|
1.3 |
| ELECTION OF DIRECTOR: ERIC C. WISEMAN |
| Management |
| For |
| For |
|
2. |
| ADVISORY APPROVAL OF CIGNA’S EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
3. |
| RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
| Management |
| For |
| For |
|
COMMUNITY HEALTH SYSTEMS, INC.
Security | 203668108 | Meeting Type | Annual |
Ticker Symbol | CYH | Meeting Date | 19-May-2015 |
Record Date | 20-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A) |
| ELECTION OF DIRECTOR: W. LARRY CASH |
| Management |
| For |
| For |
|
1B) |
| ELECTION OF DIRECTOR: JOHN A. CLERLCO |
| Management |
| For |
| For |
|
1C) |
| ELECTION OF DIRECTOR: JAMES S. ELY III |
| Management |
| For |
| For |
|
1D) |
| ELECTION OF DIRECTOR: JOHN A. FRY |
| Management |
| For |
| For |
|
1E) |
| ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS, M.D. |
| Management |
| For |
| For |
|
1F) |
| ELECTION OF DIRECTOR: JULIA B. NORTH |
| Management |
| For |
| For |
|
1G) |
| ELECTION OF DIRECTOR: WAYNE T. SMITH |
| Management |
| For |
| For |
|
1H) |
| ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR. |
| Management |
| For |
| For |
|
2. |
| PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
3. |
| PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
|
4. |
| STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF THE COMPANY’S CLAWBACK POLICY. |
| Shareholder |
| Against |
| For |
|
5. |
| STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER PROXY ACCESS. |
| Shareholder |
| Against |
| For |
|
ELI LILLY AND COMPANY
Security | 532457108 | Meeting Type | Annual |
Ticker Symbol | LLY | Meeting Date | 04-May-2015 |
Record Date | 27-Feb-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: K. BAICKER |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: J.E. FYRWALD |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: E.R. MARRAM |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: J.P. TAI |
| Management |
| For |
| For |
|
2. |
| APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
3. |
| RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2015. |
| Management |
| For |
| For |
|
ENDOLOGIX, INC.
Security | 29266S106 | Meeting Type | Annual |
Ticker Symbol | ELGX | Meeting Date | 28-May-2015 |
Record Date | 13-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JOHN MCDERMOTT |
|
|
| For |
| For |
|
|
| 2 | GUIDO J. NEELS |
|
|
| For |
| For |
|
2. |
| APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
| Management |
| For |
| For |
| |
3. |
| APPROVAL OF OUR 2015 STOCK INCENTIVE PLAN. |
| Management |
| For |
| For |
| |
4. |
| APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED 2006 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES PURCHASABLE THEREUNDER BY 500,000 SHARES, OR FROM 2,558,738,734 SHARES TO 3,058,734 SHARES. |
| Management |
| For |
| For |
| |
5. |
| RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
GILEAD SCIENCES, INC.
Security | 375558103 | Meeting Type | Annual |
Ticker Symbol | GILD | Meeting Date | 06-May-2015 |
Record Date | 11-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: JOHN F. COGAN |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: CARLA A. HILLS |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: KEVIN E. LOFTON |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: JOHN W. MADIGAN |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: JOHN C. MARTIN |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: NICHOLAS G. MOORE |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: RICHARD J. WHITLEY |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: GAYLE E. WILSON |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: PER WOLD-OLSEN |
| Management |
| For |
| For |
|
2. |
| TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
|
3. |
| TO APPROVE AN AMENDMENT AND RESTATEMENT TO GILEAD’S EMPLOYEE STOCK PURCHASE PLAN AND INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN. |
| Management |
| For |
| For |
|
4. |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. |
| Management |
| For |
| For |
|
5. |
| TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. |
| Shareholder |
| Against |
| For |
|
6. |
| TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. |
| Shareholder |
| Against |
| For |
|
7. |
| TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT GILEAD ISSUE AN ANNUAL SUSTAINABILITY REPORT. |
| Shareholder |
| Against |
| For |
|
8. |
| TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD REPORT ON CERTAIN RISKS TO GILEAD FROM RISING PRESSURE TO CONTAIN U.S. SPECIALTY DRUG PRICES. |
| Shareholder |
| Against |
| For |
|
HCA HOLDINGS, INC.
Security | 40412C101 | Meeting Type | Annual |
Ticker Symbol | HCA | Meeting Date | 30-Apr-2015 |
Record Date | 06-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | R. MILTON JOHNSON |
|
|
| For |
| For |
|
|
| 2 | ROBERT J. DENNIS |
|
|
| For |
| For |
|
|
| 3 | NANCY-ANN DEPARLE |
|
|
| For |
| For |
|
|
| 4 | THOMAS F. FRIST III |
|
|
| For |
| For |
|
|
| 5 | WILLIAM R. FRIST |
|
|
| For |
| For |
|
|
| 6 | ANN H. LAMONT |
|
|
| For |
| For |
|
|
| 7 | JAY O. LIGHT |
|
|
| For |
| For |
|
|
| 8 | GEOFFREY G. MEYERS |
|
|
| For |
| For |
|
|
| 9 | MICHAEL W. MICHELSON |
|
|
| For |
| For |
|
|
| 10 | WAYNE J. RILEY, M.D. |
|
|
| For |
| For |
|
|
| 11 | JOHN W. ROWE, M.D. |
|
|
| For |
| For |
|
2. |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015 |
| Management |
| For |
| For |
| |
3. |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
| |
INCYTE CORPORATION
Security | 45337C102 | Meeting Type | Annual |
Ticker Symbol | INCY | Meeting Date | 22-May-2015 |
Record Date | 02-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JULIAN C. BAKER |
|
|
| For |
| For |
|
|
| 2 | JEAN-JACQUES BIENAIME |
|
|
| For |
| For |
|
|
| 3 | PAUL A. BROOKE |
|
|
| For |
| For |
|
|
| 4 | PAUL J. CLANCY |
|
|
| For |
| For |
|
|
| 5 | WENDY L. DIXON |
|
|
| For |
| For |
|
|
| 6 | PAUL A. FRIEDMAN |
|
|
| For |
| For |
|
|
| 7 | HERVE HOPPENOT |
|
|
| For |
| For |
|
2. |
| TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
| |
3. |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
| Management |
| For |
| For |
| |
JOHNSON & JOHNSON
Security | 478160104 | Meeting Type | Annual |
Ticker Symbol | JNJ | Meeting Date | 23-Apr-2015 |
Record Date | 24-Feb-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: MARY SUE COLEMAN |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: D. SCOTT DAVIS |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: IAN E.L. DAVIS |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: ALEX GORSKY |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: SUSAN L. LINDQUIST |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: MARK B. MCCLELLAN |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: ANNE M. MULCAHY |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: WILLIAM D. PEREZ |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: CHARLES PRINCE |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: A. EUGENE WASHINGTON |
| Management |
| For |
| For |
|
1K. |
| ELECTION OF DIRECTOR: RONALD A. WILLIAMS |
| Management |
| For |
| For |
|
2. |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
|
3. |
| RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
| Management |
| For |
| For |
|
4. |
| SHAREHOLDER PROPOSAL - COMMON SENSE POLICY REGARDING OVEREXTENDED DIRECTORS |
| Shareholder |
| Against |
| For |
|
5. |
| SHAREHOLDER PROPOSAL - ALIGNMENT BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS |
| Shareholder |
| Against |
| For |
|
6. |
| SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
| Shareholder |
| Against |
| For |
|
KARYOPHARM THERAPEUTICS INC.
Security | 48576U106 | Meeting Type | Annual |
Ticker Symbol | KPTI | Meeting Date | 22-May-2015 |
Record Date | 26-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | D.R. PAKIANATHAN, PH.D. |
|
|
| For |
| For |
|
|
| 2 | KENNETH E. WEG |
|
|
| For |
| For |
|
2. |
| RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
KITE PHARMA, INC.
Security | 49803L109 | Meeting Type | Annual |
Ticker Symbol | KITE | Meeting Date | 08-Jun-2015 |
Record Date | 14-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | DR. ARIE BELLDEGRUN |
|
|
| For |
| For |
|
|
| 2 | MR. DAVID BONDERMAN |
|
|
| For |
| For |
|
|
| 3 | MR. JONATHAN M. PEACOCK |
|
|
| For |
| For |
|
2. |
| TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
LIGAND PHARMACEUTICALS INCORPORATED
Security | 53220K504 | Meeting Type | Annual |
Ticker Symbol | LGND | Meeting Date | 24-Apr-2015 |
Record Date | 23-Feb-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JASON M. ARYEH |
|
|
| For |
| For |
|
|
| 2 | TODD C. DAVIS |
|
|
| For |
| For |
|
|
| 3 | JOHN L. HIGGINS |
|
|
| For |
| For |
|
|
| 4 | DAVID M. KNOTT |
|
|
| For |
| For |
|
|
| 5 | JOHN W. KOZARICH |
|
|
| For |
| For |
|
|
| 6 | JOHN L. LAMATTINA |
|
|
| For |
| For |
|
|
| 7 | SUNIL PATEL |
|
|
| For |
| For |
|
|
| 8 | STEPHEN L. SABBA |
|
|
| For |
| For |
|
2. |
| RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED ACCOUNTING FIRM. |
| Management |
| For |
| For |
| |
3. |
| APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
| |
LTC PROPERTIES, INC.
Security | 502175102 | Meeting Type | Annual |
Ticker Symbol | LTC | Meeting Date | 03-Jun-2015 |
Record Date | 17-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1.1 |
| ELECTION OF DIRECTOR: BOYD W. HENDRICKSON |
| Management |
| For |
| For |
|
1.2 |
| ELECTION OF DIRECTOR: JAMES J. PIECZYNSKI |
| Management |
| For |
| For |
|
1.3 |
| ELECTION OF DIRECTOR: DEVRA G. SHAPIRO |
| Management |
| For |
| For |
|
1.4 |
| ELECTION OF DIRECTOR: WENDY L. SIMPSON |
| Management |
| For |
| For |
|
1.5 |
| ELECTION OF DIRECTOR: TIMOTHY J. TRICHE, M.D. |
| Management |
| For |
| For |
|
2. |
| APPROVAL OF THE COMPANY’S 2015 EQUITY PARTICIPATION PLAN. |
| Management |
| For |
| For |
|
3. |
| RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
| Management |
| For |
| For |
|
4. |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
MEDICAL PROPERTIES TRUST, INC.
Security | 58463J304 | Meeting Type | Annual |
Ticker Symbol | MPW | Meeting Date | 14-May-2015 |
Record Date | 23-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | EDWARD K. ALDAG, JR. |
|
|
| For |
| For |
|
|
| 2 | G. STEVEN DAWSON |
|
|
| For |
| For |
|
|
| 3 | R. STEVEN HAMNER |
|
|
| For |
| For |
|
|
| 4 | ROBERT E. HOLMES, PH.D. |
|
|
| For |
| For |
|
|
| 5 | SHERRY A. KELLETT |
|
|
| For |
| For |
|
|
| 6 | WILLIAM G. MCKENZIE |
|
|
| For |
| For |
|
|
| 7 | L. GLENN ORR, JR. |
|
|
| For |
| For |
|
|
| 8 | D. PAUL SPARKS, JR. |
|
|
| For |
| For |
|
2. |
| TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
3. |
| ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
| |
4. |
| AMENDMENT TO COMPANY’S CHARTER TO REMOVE PLURALITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. |
| Management |
| For |
| For |
| |
MERCK & CO., INC.
Security | 58933Y105 | Meeting Type | Annual |
Ticker Symbol | MRK | Meeting Date | 26-May-2015 |
Record Date | 31-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: LESLIE A. BRUN |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: THOMAS R. CECH |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: KENNETH C. FRAZIER |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: THOMAS H. GLOCER |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: C. ROBERT KIDDER |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: CARLOS E. REPRESAS |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: PATRICIA F. RUSSO |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: CRAIG B. THOMPSON |
| Management |
| For |
| For |
|
1K. |
| ELECTION OF DIRECTOR: WENDELL P. WEEKS |
| Management |
| For |
| For |
|
1L. |
| ELECTION OF DIRECTOR: PETER C. WENDELL |
| Management |
| For |
| For |
|
2. |
| ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
3. |
| RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
| Management |
| For |
| For |
|
4. |
| PROPOSAL TO AMEND AND RESTATE THE 2010 INCENTIVE STOCK PLAN. |
| Management |
| For |
| For |
|
5. |
| PROPOSAL TO AMEND AND RESTATE THE EXECUTIVE INCENTIVE PLAN. |
| Management |
| For |
| For |
|
6. |
| SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS’ RIGHT TO ACT BY WRITTEN CONSENT. |
| Shareholder |
| Against |
| For |
|
7. |
| SHAREHOLDER PROPOSAL CONCERNING ACCELERATED VESTING OF EQUITY AWARDS. |
| Shareholder |
| Against |
| For |
|
MOLINA HEALTHCARE, INC.
Security | 60855R100 | Meeting Type | Annual |
Ticker Symbol | MOH | Meeting Date | 06-May-2015 |
Record Date | 17-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: GARREY E. CARRUTHERS |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: DANIEL COOPERMAN |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: FRANK E. MURRAY |
| Management |
| For |
| For |
|
2. |
| RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR SECTION 162(M)(1) AWARDS UNDER MOLINA HEALTHCARE, INC. INCENTIVE COMPENSATION PLAN. |
| Management |
| For |
| For |
|
3. |
| RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
| Management |
| For |
| For |
|
MOMENTA PHARMACEUTICALS, INC.
Security | 60877T100 | Meeting Type | Annual |
Ticker Symbol | MNTA | Meeting Date | 09-Jun-2015 |
Record Date | 14-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JOHN K. CLARKE |
|
|
| For |
| For |
|
|
| 2 | JAMES R. SULAT |
|
|
| For |
| For |
|
|
| 3 | CRAIG A. WHEELER |
|
|
| For |
| For |
|
2. |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
3. |
| TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
| |
4. |
| TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2013 INCENTIVE AWARD PLAN. |
| Management |
| For |
| For |
| |
MYLAN INC.
Security | 628530107 | Meeting Type | Special |
Ticker Symbol | MYL | Meeting Date | 29-Jan-2015 |
Record Date | 23-Dec-2014 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1. |
| APPROVAL OF THE AMENDED AND RESTATED BUSINESS TRANSFER AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 4, 2014, BY AND AMONG MYLAN, INC. (“MYLAN”), NEW MOON B.V., MOON OF PA INC., AND ABBOTT LABORATORIES (THE “BUSINESS TRANSFER AGREEMENT”). |
| Management |
| For |
| For |
|
2. |
| APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN MYLAN AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE BUSINESS TRANSFER AGREEMENT. |
| Management |
| For |
| For |
|
3. |
| ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE BUSINESS TRANSFER AGREEMENT. |
| Management |
| For |
| For |
|
MYRIAD GENETICS, INC.
Security | 62855J104 | Meeting Type | Annual |
Ticker Symbol | MYGN | Meeting Date | 04-Dec-2014 |
Record Date | 07-Oct-2014 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | WALTER GILBERT, PH.D. |
|
|
| For |
| For |
|
|
| 2 | D.H. LANGER, M.D., J.D. |
|
|
| For |
| For |
|
|
| 3 | LAWRENCE C. BEST |
|
|
| For |
| For |
|
2. |
| TO APPROVE A PROPOSED AMENDMENT TO THE COMPANY’S 2010 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN |
| Management |
| For |
| For |
| |
3. |
| TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2015 |
| Management |
| For |
| For |
| |
4. |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT |
| Management |
| For |
| For |
| |
OMEGA HEALTHCARE INVESTORS, INC.
Security | 681936100 | Meeting Type | Special |
Ticker Symbol | OHI | Meeting Date | 27-Mar-2015 |
Record Date | 12-Feb-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1 |
| TO APPROVE THE ISSUANCE OF SHARES OF OMEGA COMMON STOCK TO THE STOCKHOLDERS OF AVIV REIT, INC. (“AVIV”) IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 30, 2014 BY AND AMONG OMEGA HEALTHCARE INVESTORS, INC. (“OMEGA”), OHI HEALTHCARE PROPERTIES HOLDCO, INC., OHI ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
| Management |
| For |
| For |
|
2 |
| TO AMEND OMEGA’S ARTICLES OF AMENDMENT AND RESTATEMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF OMEGA CAPITAL STOCK FROM 220,000,000 TO 370,000,000 AND THE NUMBER OF AUTHORIZED SHARES OF OMEGA COMMON STOCK FROM 200,000,000 TO 350,000,000. |
| Management |
| For |
| For |
|
3 |
| TO AMEND OMEGA’S ARTICLES OF AMENDMENT AND RESTATEMENT TO DECLASSIFY OMEGA’S BOARD OF DIRECTORS AND PROVIDE THAT DIRECTORS SHALL BE ELECTED FOR ONE-YEAR TERMS. |
| Management |
| For |
| For |
|
4 |
| TO AMEND OMEGA’S ARTICLES OF AMENDMENT AND RESTATEMENT TO REMOVE THE SUPERMAJORITY VOTING REQUIREMENT (80%) FOR FUTURE AMENDMENTS RELATING TO THE TERMS OF DIRECTORS. |
| Management |
| For |
| For |
|
5 |
| TO ADJOURN THE OMEGA SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR THE PROPOSALS TO ISSUE OMEGA COMMON STOCK IN CONNECTION WITH THE MERGER AND THE CHARTER AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF OMEGA COMMON STOCK. |
| Management |
| For |
| For |
|
PFIZER INC.
Security | 717081103 | Meeting Type | Annual |
Ticker Symbol | PFE | Meeting Date | 23-Apr-2015 |
Record Date | 25-Feb-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: DENNIS A. AUSIELLO |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: W. DON CORNWELL |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: FRANCES D. FERGUSSON |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: HELEN H. HOBBS |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: JAMES M. KILTS |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: SHANTANU NARAYEN |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: IAN C. READ |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: STEPHEN W. SANGER |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: JAMES C. SMITH |
| Management |
| For |
| For |
|
1K. |
| ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE |
| Management |
| For |
| For |
|
2. |
| RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
| Management |
| For |
| For |
|
3. |
| ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
| Management |
| For |
| For |
|
4. |
| SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES |
| Shareholder |
| Against |
| For |
|
PHYSICIANS REALTY TRUST
Security | 71943U104 | Meeting Type | Annual |
Ticker Symbol | DOC | Meeting Date | 07-May-2015 |
Record Date | 20-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JOHN T. THOMAS |
|
|
| For |
| For |
|
|
| 2 | TOMMY G. THOMPSON |
|
|
| For |
| For |
|
|
| 3 | STANTON D. ANDERSON |
|
|
| For |
| For |
|
|
| 4 | MARK A. BAUMGARTNER |
|
|
| For |
| For |
|
|
| 5 | ALBERT C. BLACK, JR. |
|
|
| For |
| For |
|
|
| 6 | WILLIAM A. EBINGER, M.D |
|
|
| For |
| For |
|
|
| 7 | RICHARD A. WEISS |
|
|
| For |
| For |
|
2. |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
3. |
| TO APPROVE THE PHYSICIANS REALTY TRUST 2015 EMPLOYEE STOCK PURCHASE PLAN. |
| Management |
| For |
| For |
| |
RECEPTOS INC
Security | 756207106 | Meeting Type | Annual |
Ticker Symbol | RCPT | Meeting Date | 28-May-2015 |
Record Date | 02-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
| |
1. |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | RICHARD A. HEYMAN, PH.D |
|
|
| For |
| For |
|
|
| 2 | WILLIAM H RASTETTER PHD |
|
|
| For |
| For |
|
|
| 3 | MARY SZELA |
|
|
| For |
| For |
|
2. |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
| |
3. |
| TO APPROVE AN AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN. |
| Management |
| For |
| For |
| |
SABRA HEALTH CARE REIT, INC.
Security | 78573L106 | Meeting Type | Annual |
Ticker Symbol | SBRA | Meeting Date | 17-Jun-2015 |
Record Date | 20-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: CRAIG A. BARBAROSH |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: ROBERT A. ETTL |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: MICHAEL J. FOSTER |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: RICHARD K. MATROS |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: MILTON J. WALTERS |
| Management |
| For |
| For |
|
2. |
| RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SABRA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 |
| Management |
| For |
| For |
|
3. |
| APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF SABRA’S NAMED EXECUTIVE OFFICERS |
| Management |
| For |
| For |
|
SAREPTA THERAPEUTICS INC.
Security | 803607100 | Meeting Type | Annual |
Ticker Symbol | SRPT | Meeting Date | 23-Jun-2015 |
Record Date | 08-Apr-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: M. KATHLEEN BEHRENS, PH.D. |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: RICHARD J. BARRY |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: CLAUDE NICAISE, M.D. |
| Management |
| For |
| For |
|
2. |
| ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
3. |
| AMENDMENT TO AMENDED AND RESTATED 2011 EQUITY INCENTIVE PLAN. |
| Management |
| For |
| For |
|
4. |
| AMENDMENT TO CERTIFICATE OF INCORPORATION. |
| Management |
| For |
| For |
|
5. |
| RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
|
SENIOR HOUSING PROPERTIES TRUST
Security | 81721M109 | Meeting Type | Annual |
Ticker Symbol | SNH | Meeting Date | 19-May-2015 |
Record Date | 21-Jan-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF TRUSTEE (FOR INDEPENDENT TRUSTEE IN GROUP I): JEFFREY P. SOMERS |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF TRUSTEE (FOR MANAGING TRUSTEE IN GROUP I): BARRY M. PORTNOY |
| Management |
| For |
| For |
|
2. |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
3. |
| RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS TO SERVE FOR THE 2015 FISCAL YEAR. |
| Management |
| For |
| For |
|
ST. JUDE MEDICAL, INC.
Security | 790849103 | Meeting Type | Annual |
Ticker Symbol | STJ | Meeting Date | 07-May-2015 |
Record Date | 10-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: JOHN W. BROWN |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: DANIEL J. STARKS |
| Management |
| For |
| For |
|
2. |
| ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
3. |
| TO APPROVE THE ST. JUDE MEDICAL, INC. AMENDED AND RESTATED MANAGEMENT INCENTIVE COMPENSATION PLAN. |
| Management |
| For |
| For |
|
4. |
| TO APPROVE AMENDMENTS TO OUR ARTICLES OF INCORPORATION AND BYLAWS TO DECLASSIFY OUR BOARD OF DIRECTORS. |
| Management |
| For |
| For |
|
5. |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
| Management |
| For |
| For |
|
6. |
| TO ACT ON A SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS IF PROPERLY PRESENTED AT THE MEETING. |
| Shareholder |
| Against |
| For |
|
STRYKER CORPORATION
Security | 863667101 | Meeting Type | Annual |
Ticker Symbol | SYK | Meeting Date | 29-Apr-2015 |
Record Date | 02-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: HOWARD E. COX, JR. |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: SRIKANT M. DATAR, PH.D. |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: ALLAN C. GOLSTON |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: KEVIN A. LOBO |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: WILLIAM U. PARFET |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: RONDA E. STRYKER |
| Management |
| For |
| For |
|
2. |
| RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
| Management |
| For |
| For |
|
3. |
| APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
TENET HEALTHCARE CORPORATION
Security | 88033G407 | Meeting Type | Annual |
Ticker Symbol | THC | Meeting Date | 07-May-2015 |
Record Date | 11-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: TREVOR FETTER |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: BRENDA J. GAINES |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: KAREN M. GARRISON |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: EDWARD A. KANGAS |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: J. ROBERT KERREY |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: FREDA C. LEWIS-HALL |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: RICHARD R. PETTINGILL |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: RONALD A. RITTENMEYER |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: TAMMY ROMO |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: JAMES A. UNRUH |
| Management |
| For |
| For |
|
2. |
| PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
3. |
| PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
|
THERMO FISHER SCIENTIFIC INC.
Security | 883556102 | Meeting Type | Annual |
Ticker Symbol | TMO | Meeting Date | 20-May-2015 |
Record Date | 27-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: MARC N. CASPER |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: NELSON J. CHAI |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: C. MARTIN HARRIS |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: TYLER JACKS |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: JUDY C. LEWENT |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: THOMAS J. LYNCH |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: JIM P. MANZI |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: WILLIAM G. PARRETT |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: LARS R. SORENSEN |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: SCOTT M. SPERLING |
| Management |
| For |
| For |
|
1K. |
| ELECTION OF DIRECTOR: ELAINE S. ULLIAN |
| Management |
| For |
| For |
|
2. |
| AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
|
3. |
| RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR 2015 |
| Management |
| For |
| For |
|
VENTAS, INC.
Security | 92276F100 | Meeting Type | Annual |
Ticker Symbol | VTR | Meeting Date | 14-May-2015 |
Record Date | 18-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: MELODY C. BARNES |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: DEBRA A. CAFARO |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: DOUGLAS CROCKER II |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: RONALD G. GEARY |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: JAY M. GELLERT |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: RICHARD I. GILCHRIST |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: MATTHEW J. LUSTIG |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: ROBERT D. REED |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: GLENN J. RUFRANO |
| Management |
| For |
| For |
|
1K. |
| ELECTION OF DIRECTOR: JAMES D. SHELTON |
| Management |
| For |
| For |
|
2. |
| RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. |
| Management |
| For |
| For |
|
3. |
| ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
WELLCARE HEALTH PLANS, INC.
Security | 94946T106 | Meeting Type | Annual |
Ticker Symbol | WCG | Meeting Date | 11-May-2015 |
Record Date | 12-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: RICHARD C. BREON |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: KENNETH A. BURDICK |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: CAROL J. BURT |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: ROEL C. CAMPOS |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: D. ROBERT GRAHAM |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: KEVIN F. HICKEY |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: CHRISTIAN P. MICHALIK |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: GLENN D. STEELE, JR. |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: WILLIAM L. TRUBECK |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: PAUL E. WEAVER |
| Management |
| For |
| For |
|
2. |
| RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCALYEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
|
3. |
| ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS (“SAY ON PAY”). |
| Management |
| For |
| For |
|
WRIGHT MEDICAL GROUP, INC.
Security | 98235T107 | Meeting Type | Special |
Ticker Symbol | WMGI | Meeting Date | 18-Jun-2015 |
Record Date | 07-May-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1. |
| PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 27, 2014, AMONG WRIGHT MEDICAL GROUP, INC., TORNIER N.V., TROOPER HOLDINGS INC. AND TROOPER MERGER SUB INC. AND APPROVE THE MERGER OF TROOPER MERGER SUB WITH AND INTO WRIGHT, WITH WRIGHT AS THE SURVIVING CORPORATION AND AN INDIRECT, WHOLLY-OWNED SUBSIDIARY OF TORNIER. |
| Management |
| For |
| For |
|
2. |
| PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN WRIGHT AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE PROPOSED MERGER WITH TORNIER. |
| Management |
| For |
| For |
|
3. |
| PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING, OR ANY ADJOURNMENT THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE TRANSACTIONS CONTEMPLATED THEREBY. |
| Management |
| For |
| For |
|
ZIMMER HOLDINGS, INC.
Security | 98956P102 | Meeting Type | Annual |
Ticker Symbol | ZMH | Meeting Date | 05-May-2015 |
Record Date | 06-Mar-2015 |
|
|
Item |
| Proposal |
| Proposed |
| Vote |
| For/Against |
|
1A. |
| ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY |
| Management |
| For |
| For |
|
1B. |
| ELECTION OF DIRECTOR: BETSY J. BERNARD |
| Management |
| For |
| For |
|
1C. |
| ELECTION OF DIRECTOR: PAUL M. BISARO |
| Management |
| For |
| For |
|
1D. |
| ELECTION OF DIRECTOR: GAIL K. BOUDREAUX |
| Management |
| For |
| For |
|
1E. |
| ELECTION OF DIRECTOR: DAVID C. DVORAK |
| Management |
| For |
| For |
|
1F. |
| ELECTION OF DIRECTOR: MICHAEL J. FARRELL |
| Management |
| For |
| For |
|
1G. |
| ELECTION OF DIRECTOR: LARRY C. GLASSCOCK |
| Management |
| For |
| For |
|
1H. |
| ELECTION OF DIRECTOR: ROBERT A. HAGEMANN |
| Management |
| For |
| For |
|
1I. |
| ELECTION OF DIRECTOR: ARTHUR J. HIGGINS |
| Management |
| For |
| For |
|
1J. |
| ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. |
| Management |
| For |
| For |
|
2. |
| APPROVE THE AMENDED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS |
| Management |
| For |
| For |
|
3. |
| APPROVE THE AMENDED AND RESTATED DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS |
| Management |
| For |
| For |
|
4. |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
|
5. |
| RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
| Management |
| For |
| For |
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Tekla Healthcare Opportunites Fund |
| ||
|
|
| ||
By (Signature and Title)* |
|
| ||
|
|
| ||
| /s/ Daniel R. Omstead |
| ||
| (Daniel R. Omstead, President) |
| ||
|
|
| ||
Date | 8/28/15 |
| ||
*Print the name and title of each signing officer under his or her signature.
