| UNITED STATES Washington, D.C. 20549 | OMB APPROVAL |
| OMB Number: 3235-0582 | |
| Expires: March 31, 2018 | |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811- 06565
Tekla Healthcare Opportunites Fund
(Exact name of registrant as specified in charter)
100 Federal Street, 19th Floor, Boston, MA |
| 02110 |
(Address of principal executive offices) |
| (Zip code) |
Laura Woodward
Tekla Healthcare Opportunities Fund
100 Federal Street, 19th Floor, Boston MA 02110
(Name and address of agent for service)
Registrant’s telephone number, including area code: 617-772-8500
Date of fiscal year end: September 30
Date of reporting period: 7/1/15-6/30/16
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, no later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
Vote Summary
ABBVIE INC.
Security | 00287Y109 | Meeting Type | Annual |
Ticker Symbol | ABBV | Meeting Date | 06-May-2016 |
Record Date | 09-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | WILLIAM H.L. BURNSIDE |
|
|
| For |
| For |
|
|
| 2 | BRETT J. HART |
|
|
| For |
| For |
|
|
| 3 | EDWARD J. RAPP |
|
|
| For |
| For |
|
2 |
| RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
| Management |
| For |
| For |
| |
3 |
| SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION |
| Management |
| For |
| For |
| |
4 |
| APPROVAL OF A MANAGEMENT PROPOSAL REGARDING THE ANNUAL ELECTION OF DIRECTORS |
| Management |
| For |
| For |
| |
5 |
| APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE ABBVIE PERFORMANCE INCENTIVE PLAN |
| Management |
| For |
| For |
| |
6 |
| STOCKHOLDER PROPOSAL - DRUG DISPOSAL REPORT |
| Shareholder |
| Against |
| For |
| |
7 |
| STOCKHOLDER PROPOSAL - LOBBYING REPORT |
| Shareholder |
| Against |
| For |
| |
AETNA INC.
Security | 00817Y108 | Meeting Type | Special |
Ticker Symbol | AET | Meeting Date | 19-Oct-2015 |
Record Date | 16-Sep-2015 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1 |
| TO APPROVE THE ISSUANCE OF AETNA INC. COMMON SHARES, PAR VALUE $0.01 PER SHARE (“AETNA COMMON SHARES”), TO HUMANA INC. STOCKHOLDERS IN THE MERGER BETWEEN ECHO MERGER SUB, INC., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF AETNA INC., AND HUMANA INC. PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 2, 2015, AMONG AETNA INC., ECHO MERGER SUB, INC., ECHO MERGER SUB, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND WHOLLY OWNED SUBSIDIARY OF AETNA INC., AND HUMANA INC., AS IT MAY BE AMENDED FROM TIME TO TIME (THE “MERGER AGREEMENT”). |
| Management |
| For |
| For |
|
2 |
| TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF SHAREHOLDERS OF AETNA INC. IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE ISSUANCE OF AETNA COMMON SHARES PURSUANT TO THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING OF SHAREHOLDERS OF AETNA INC. |
| Management |
| For |
| For |
|
AGILENT TECHNOLOGIES, INC.
Security | 00846U101 | Meeting Type | Annual |
Ticker Symbol | A | Meeting Date | 16-Mar-2016 |
Record Date | 19-Jan-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR TO A 3-YEAR TERM: PAUL N. CLARK |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR TO A 3-YEAR TERM: JAMES G. CULLEN |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR TO A 3-YEAR TERM: TADATAKA YAMADA, M.D. |
| Management |
| For |
| For |
|
2 |
| TO RATIFY THE AUDIT AND FINANCE COMMITTEE’S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AGILENT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
| Management |
| For |
| For |
|
3 |
| TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF AGILENT’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
4 |
| TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO DECLASSIFY THE BOARD. |
| Management |
| For |
| For |
|
ALERE INC.
Security | 01449J105 | Meeting Type | Annual |
Ticker Symbol | ALR | Meeting Date | 22-Jul-2015 |
Record Date | 05-Jun-2015 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: GREGG J. POWERS |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: HAKAN BJORKLUND, PH D. |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: GEOFFREY S. GINSBURG |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: CAROL R. GOLDBERG |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: JOHN F. LEVY |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: BRIAN A. MARKISON |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: SIR THOMAS F. WILSON |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: JOHN A. QUELCH |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: JAMES ROOSEVELT, JR. |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: NAMAL NAWANA |
| Management |
| For |
| For |
|
2 |
| APPROVE AMENDMENTS TO OUR 2010 STOCK OPTION AND INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
| Management |
| For |
| For |
|
3 |
| RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2015. |
| Management |
| For |
| For |
|
4 |
| HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
ALEXION PHARMACEUTICALS, INC.
Security | 015351109 | Meeting Type | Annual |
Ticker Symbol | ALXN | Meeting Date | 11-May-2016 |
Record Date | 15-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: LEONARD BELL |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: FELIX BAKER |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: DAVID R. BRENNAN |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: M. MICHELE BURNS |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: DAVID L. HALLAL |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: JOHN T. MOLLEN |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: R. DOUGLAS NORBY |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: ALVIN S. PARVEN |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: ANDREAS RUMMELT |
| Management |
| For |
| For |
|
1K |
| ELECTION OF DIRECTOR: ANN M. VENEMAN |
| Management |
| For |
| For |
|
2 |
| APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE 2015 COMPENSATION PAID TO ALEXION’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
3 |
| RATIFICATION OF APPOINTMENT BY BOARD OF PRICEWATERHOUSECOOPERS LLP AS ALEXION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
| Management |
| For |
| For |
|
4 |
| TO REQUEST THE BOARD TO AMEND ALEXION’S GOVERNING DOCUMENTS TO GIVE SHAREHOLDERS OWNING 10% OF ALEXION STOCK THE POWER TO CALL A SPECIAL MEETING. |
| Shareholder |
| Against |
| For |
|
ALKERMES PLC
Security | G01767105 | Meeting Type | Annual |
Ticker Symbol | ALKS | Meeting Date | 25-May-2016 |
Record Date | 17-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1.1 |
| ELECTION OF DIRECTOR: DAVID W. ANSTICE |
| Management |
| For |
| For |
|
1.2 |
| ELECTION OF DIRECTOR: ROBERT A. BREYER |
| Management |
| For |
| For |
|
1.3 |
| ELECTION OF DIRECTOR: WENDY L. DIXON, PH.D. |
| Management |
| For |
| For |
|
2 |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
3 |
| TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORIZE THE AUDIT AND RISK COMMITTEE TO SET THE INDEPENDENT AUDITOR’S REMUNERATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
| Management |
| For |
| For |
|
4 |
| TO APPROVE THE ALKERMES PLC 2011 STOCK OPTION AND INCENTIVE PLAN, AS AMENDED. |
| Management |
| For |
| For |
|
5 |
| TO GRANT THE BOARD THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. |
| Management |
| For |
| For |
|
6A |
| TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY’S ARTICLES OF ASSOCIATION THAT ADDRESS THE ADOPTION OF THE IRISH COMPANIES ACT 2014. |
| Management |
| For |
| For |
|
6B |
| TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY’S MEMORANDUM OF ASSOCIATION THAT ADDRESS THE ADOPTION OF THE IRISH COMPANIES ACT 2014. |
| Management |
| For |
| For |
|
7 |
| TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. |
| Management |
| For |
| For |
|
ALLERGAN PLC
Security | G0177J108 | Meeting Type | Annual |
Ticker Symbol | AGN | Meeting Date | 05-May-2016 |
Record Date | 07-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | NESLI BASGOZ, M.D. |
|
|
| For |
| For |
|
|
| 2 | PAUL M. BISARO |
|
|
| For |
| For |
|
|
| 3 | JAMES H. BLOEM |
|
|
| For |
| For |
|
|
| 4 | CHRISTOPHER W. BODINE |
|
|
| For |
| For |
|
|
| 5 | CHRISTOPHER J. COUGHLIN |
|
|
| For |
| For |
|
|
| 6 | MICHAEL R. GALLAGHER |
|
|
| For |
| For |
|
|
| 7 | CATHERINE M. KLEMA |
|
|
| For |
| For |
|
|
| 8 | PETER J. MCDONNELL, M.D |
|
|
| For |
| For |
|
|
| 9 | PATRICK J. O’SULLIVAN |
|
|
| For |
| For |
|
|
| 10 | BRENTON L. SAUNDERS |
|
|
| For |
| For |
|
|
| 11 | RONALD R. TAYLOR |
|
|
| For |
| For |
|
|
| 12 | FRED G. WEISS |
|
|
| For |
| For |
|
2 |
| TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
| |
3 |
| TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP’S REMUNERATION |
| Management |
| For |
| For |
| |
4A |
| TO APPROVE THE AMENDMENT OF THE COMPANY’S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS |
| Management |
| For |
| For |
| |
4B |
| TO APPROVE THE AMENDMENT OF THE COMPANY’S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS |
| Management |
| For |
| For |
| |
5A |
| TO APPROVE THE AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION IN ORDER TO: PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION |
| Management |
| For |
| For |
| |
5B |
| TO APPROVE THE AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION IN ORDER TO: GRANT THE BOARD OF DIRECTORS SOLE AUTHORITY TO DETERMINE ITS SIZE |
| Management |
| For |
| For |
| |
6 |
| TO APPROVE THE REDUCTION OF COMPANY CAPITAL |
| Management |
| For |
| For |
| |
7 |
| TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN ANNUAL REPORT ON LOBBYING ACTIVITIES, IF PROPERLY PRESENTED AT THE MEETING |
| Shareholder |
| Against |
| For |
| |
8 |
| TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING |
| Shareholder |
| Against |
| For |
| |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC
Security | 01988P108 | Meeting Type | Annual |
Ticker Symbol | MDRX | Meeting Date | 24-May-2016 |
Record Date | 28-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: PAUL M. BLACK |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: GREG GARRISON |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: JONATHAN J. JUDGE |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: MICHAEL A. KLAYKO |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: YANCEY L. SPRUILL |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: DAVE B. STEVENS |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: DAVID D. STEVENS |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: RALPH H. THURMAN |
| Management |
| For |
| For |
|
2 |
| TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
|
3 |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
AMGEN INC.
Security | 031162100 | Meeting Type | Annual |
Ticker Symbol | AMGN | Meeting Date | 19-May-2016 |
Record Date | 21-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. DAVID BALTIMORE |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANK J. BIONDI, JR. |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. ROBERT A. BRADWAY |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANCOIS DE CARBONNEL |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. ROBERT A. ECKERT |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. GREG C. GARLAND |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRED HASSAN |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. REBECCA M. HENDERSON |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANK C. HERRINGER |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. TYLER JACKS |
| Management |
| For |
| For |
|
1K |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MS. JUDITH C. PELHAM |
| Management |
| For |
| For |
|
1L |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. RONALD D. SUGAR |
| Management |
| For |
| For |
|
1M |
| ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. R. SANDERS WILLIAMS |
| Management |
| For |
| For |
|
2 |
| TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
|
3 |
| ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
4 |
| STOCKHOLDER PROPOSAL TO CHANGE THE VOTING STANDARD APPLICABLE TO NON-BINDING PROPOSALS SUBMITTED BY STOCKHOLDERS. |
| Shareholder |
| Against |
| For |
|
ANACOR PHARMACEUTICALS INC
Security | 032420101 | Meeting Type | Annual |
Ticker Symbol | ANAC | Meeting Date | 07-Jun-2016 |
Record Date | 12-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | PAUL L. BERNS |
|
|
| For |
| For |
|
|
| 2 | LUCY SHAPIRO, PH.D. |
|
|
| For |
| For |
|
|
| 3 | WENDELL WIERENGA, PH.D. |
|
|
| For |
| For |
|
2 |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
3 |
| TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
| |
4 |
| TO RE-APPROVE THE SECTION 162(M) PERFORMANCE GOALS UNDER THE COMPANY’S 2010 EQUITY INCENTIVE PLAN. |
| Management |
| For |
| For |
| |
ARDELYX, INC
Security | 039697107 | Meeting Type | Annual |
Ticker Symbol | ARDX | Meeting Date | 02-Jun-2016 |
Record Date | 08-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | DAVID MOTT |
|
|
| For |
| For |
|
|
| 2 | MICHAEL RAAB |
|
|
| For |
| For |
|
2 |
| TO RATIFY THE SELECTION, BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS, OF ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
BAXTER INTERNATIONAL INC.
Security | 071813109 | Meeting Type | Annual |
Ticker Symbol | BAX | Meeting Date | 03-May-2016 |
Record Date | 09-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: THOMAS F. CHEN |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: JOHN D. FORSYTH |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: MICHAEL F. MAHONEY |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN |
| Management |
| For |
| For |
|
2 |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
|
3 |
| RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
| Management |
| For |
| For |
|
4 |
| PROPOSED CHARTER AMENDMENT TO DECLASSIFY BOARD |
| Management |
| For |
| For |
|
5 |
| STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
| Shareholder |
| Against |
| For |
|
BIOGEN INC.
Security | 09062X103 | Meeting Type | Annual |
Ticker Symbol | BIIB | Meeting Date | 08-Jun-2016 |
Record Date | 11-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: ALEXANDER J. DENNER |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: CAROLINE D. DORSA |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: NANCY L. LEAMING |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: RICHARD C. MULLIGAN |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: ROBERT W. PANGIA |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: BRIAN S. POSNER |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: ERIC K. ROWINSKY |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: GEORGE A. SCANGOS |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: LYNN SCHENK |
| Management |
| For |
| For |
|
1K |
| ELECTION OF DIRECTOR: STEPHEN A. SHERWIN |
| Management |
| For |
| For |
|
2 |
| TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
|
3 |
| SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
BIOMARIN PHARMACEUTICAL INC.
Security | 09061G101 | Meeting Type | Annual |
Ticker Symbol | BMRN | Meeting Date | 06-Jun-2016 |
Record Date | 11-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JEAN-JACQUES BIENAIME |
|
|
| For |
| For |
|
|
| 2 | MICHAEL GREY |
|
|
| For |
| For |
|
|
| 3 | ELAINE J. HERON |
|
|
| For |
| For |
|
|
| 4 | V. BRYAN LAWLIS |
|
|
| For |
| For |
|
|
| 5 | ALAN J. LEWIS |
|
|
| For |
| For |
|
|
| 6 | RICHARD A. MEIER |
|
|
| For |
| For |
|
|
| 7 | DAVID PYOTT |
|
|
| For |
| For |
|
|
| 8 | DENNIS J. SLAMON |
|
|
| For |
| For |
|
2 |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF BIOMARIN’S NAMED EXECUTIVE OFFICERS AS DEFINED AND DISCLOSED IN ITS PROXY STATEMENT. |
| Management |
| For |
| For |
| |
3 |
| TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR BIOMARIN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
4 |
| A STOCKHOLDER PROPOSAL REQUESTING THAT BIOMARIN ISSUE A SUSTAINABILITY REPORT DESCRIBING BIOMARIN’S ENVIRONMENTAL, SOCIAL AND GOVERNANCE PERFORMANCE, IF PROPERLY PRESENTED AT BIOMARIN’S ANNUAL MEETING OF STOCKHOLDERS. |
| Shareholder |
| Against |
| For |
| |
CARE CAPITAL PROPERTIES, INC.
Security | 141624106 | Meeting Type | Annual |
Ticker Symbol | CCP | Meeting Date | 10-May-2016 |
Record Date | 14-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: DOUGLAS CROCKER II |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: JOHN S. GATES, JR. |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: RONALD G. GEARY |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: RAYMOND J. LEWIS |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: JEFFREY A. MALEHORN |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: DALE A. REISS |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: JOHN L. WORKMAN |
| Management |
| For |
| For |
|
2 |
| RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016 |
| Management |
| For |
| For |
|
CATAMARAN CORPORATION
Security | 148887102 | Meeting Type | Special |
Ticker Symbol | CTRX | Meeting Date | 14-Jul-2015 |
Record Date | 04-Jun-2015 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1 |
| TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE THE SPECIAL RESOLUTION SET FORTH IN THE PROXY CIRCULAR AND PROXY STATEMENT (THE “ARRANGEMENT RESOLUTION”) APPROVING AN ARRANGEMENT UNDER SECTION 195 OF THE BUSINESS CORPORATIONS ACT (YUKON) (THE “ARRANGEMENT”), CONTEMPLATED BY THE ARRANGEMENT AGREEMENT, DATED AS OF MARCH 29, 2015, BY AND AMONG CATAMARAN CORPORATION (“CATAMARAN”), UNITEDHEALTH GROUP INCORPORATED, A CORPORATION INCORPORATED UNDER THE LAWS OF THE STATE OF MINNESOTA, USA ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
| Management |
| For |
| For |
|
2 |
| TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO CATAMARAN’S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE ARRANGEMENT. |
| Management |
| For |
| For |
|
3 |
| TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE SPECIAL MEETING TO ANOTHER PLACE, DATE OR TIME IF NECESSARY OR APPROPRIATE, TO THE EXTENT PERMITTED BY THE ARRANGEMENT AGREEMENT, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE ARRANGEMENT RESOLUTION IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ARRANGEMENT RESOLUTION. |
| Management |
| For |
| For |
|
CELGENE CORPORATION
Security | 151020104 | Meeting Type | Annual |
Ticker Symbol | CELG | Meeting Date | 15-Jun-2016 |
Record Date | 18-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | ROBERT J. HUGIN |
|
|
| For |
| For |
|
|
| 2 | MARK J. ALLES |
|
|
| For |
| For |
|
|
| 3 | RICHARD W BARKER D PHIL |
|
|
| For |
| For |
|
|
| 4 | MICHAEL W. BONNEY |
|
|
| For |
| For |
|
|
| 5 | MICHAEL D. CASEY |
|
|
| For |
| For |
|
|
| 6 | CARRIE S. COX |
|
|
| For |
| For |
|
|
| 7 | JACQUALYN A. FOUSE, PHD |
|
|
| For |
| For |
|
|
| 8 | MICHAEL A. FRIEDMAN, MD |
|
|
| For |
| For |
|
|
| 9 | JULIA A. HALLER, M.D. |
|
|
| For |
| For |
|
|
| 10 | GILLA S. KAPLAN, PH.D. |
|
|
| For |
| For |
|
|
| 11 | JAMES J. LOUGHLIN |
|
|
| For |
| For |
|
|
| 12 | ERNEST MARIO, PH.D. |
|
|
| For |
| For |
|
2 |
| RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
3 |
| APPROVAL OF AN AMENDMENT TO THE COMPANY’S 2008 STOCK INCENTIVE PLAN. |
| Management |
| For |
| For |
| |
4 |
| APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
| |
5 |
| RATIFICATION OF AN AMENDMENT TO THE COMPANY’S BY-LAWS. |
| Management |
| For |
| For |
| |
6 |
| STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION GRANTING STOCKHOLDERS THE RIGHT TO CALL SPECIAL MEETINGS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. |
| Shareholder |
| Against |
| For |
| |
7 |
| STOCKHOLDER PROPOSAL TO REQUEST A PROXY ACCESS BY-LAW PROVISION, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. |
| Shareholder |
| Against |
| For |
| |
CEPHEID
Security | 15670R107 | Meeting Type | Annual |
Ticker Symbol | CPHD | Meeting Date | 26-Apr-2016 |
Record Date | 04-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| TO ELECT CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR TERM: THOMAS L. GUTSHALL |
| Management |
| For |
| For |
|
1B |
| TO ELECT CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR TERM: CRISTINA H. KEPNER |
| Management |
| For |
| For |
|
1C |
| TO ELECT CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR TERM: DAVID H. PERSING, M.D., PH.D. |
| Management |
| For |
| For |
|
2 |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CEPHEID FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
|
3 |
| TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON CEPHEID’S EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
CIGNA CORPORATION
Security | 125509109 | Meeting Type | Special |
Ticker Symbol | CI | Meeting Date | 03-Dec-2015 |
Record Date | 22-Oct-2015 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1 |
| ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 23, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE “MERGER AGREEMENT”), AMONG ANTHEM, INC., AN INDIANA CORPORATION (“ANTHEM”), ANTHEM MERGER SUB CORP., A DELAWARE CORPORATION (“MERGER SUB”), AND CIGNA CORPORATION, A DELAWARE CORPORATION (“CIGNA”). |
| Management |
| For |
| For |
|
2 |
| APPROVAL ON AN ADVISORY (NON-BINDING) BASIS OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO CIGNA’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER. |
| Management |
| For |
| For |
|
3 |
| ADJOURNMENT OF THE CIGNA SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT. |
| Management |
| For |
| For |
|
COMMUNITY HEALTH SYSTEMS, INC.
Security | 203668108 | Meeting Type | Annual |
Ticker Symbol | CYH | Meeting Date | 17-May-2016 |
Record Date | 24-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: W. LARRY CASH |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: JOHN A. CLERICO |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: JAMES S. ELY III |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: JOHN A. FRY |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS, M.D. |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: JULIA B. NORTH |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: WAYNE T. SMITH |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR. |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: H. JAMES WILLIAMS, PH.D. |
| Management |
| For |
| For |
|
2 |
| PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
3 |
| PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMMUNITY HEALTH SYSTEMS, INC. 2009 STOCK OPTION AND AWARD PLAN, WHICH WAS APPROVED BY THE BOARD OF DIRECTORS AS OF MARCH 16, 2016, SUBJECT TO STOCKHOLDER APPROVAL. |
| Management |
| For |
| For |
|
4 |
| PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
|
5 |
| STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. |
| Shareholder |
| Against |
| For |
|
ELI LILLY AND COMPANY
Security | 532457108 | Meeting Type | Annual |
Ticker Symbol | LLY | Meeting Date | 02-May-2016 |
Record Date | 26-Feb-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R. ALVAREZ |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R.D. HOOVER |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: J.R. LUCIANO |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: F.G. PRENDERGAST |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: K.P. SEIFERT |
| Management |
| For |
| For |
|
2 |
| APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
3 |
| RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2016. |
| Management |
| For |
| For |
|
4 |
| CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A REPORT REGARDING HOW WE SELECT THE COUNTRIES IN WHICH WE OPERATE OR INVEST. |
| Shareholder |
| Against |
| For |
|
ENDOLOGIX, INC.
Security | 29266S106 | Meeting Type | Annual |
Ticker Symbol | ELGX | Meeting Date | 02-Jun-2016 |
Record Date | 13-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | GREGORY D. GREG WALLER |
|
|
| For |
| For |
|
|
| 2 | THOMAS C TOM WILDER III |
|
|
| For |
| For |
|
|
| 3 | THOMAS F. TOM ZENTY III |
|
|
| For |
| For |
|
2 |
| APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
| Management |
| For |
| For |
| |
3 |
| APPROVAL OF OUR 2015 STOCK INCENTIVE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER FROM 3,500,000 TO 6,300,000. |
| Management |
| For |
| For |
| |
4 |
| APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED 2006 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER FROM 3,058,734 TO 4,558,734. |
| Management |
| For |
| For |
| |
5 |
| APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 135,000,000. |
| Management |
| For |
| For |
| |
6 |
| RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
GILEAD SCIENCES, INC.
Security | 375558103 | Meeting Type | Annual |
Ticker Symbol | GILD | Meeting Date | 11-May-2016 |
Record Date | 16-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: KEVIN E. LOFTON |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: JOHN W. MADIGAN |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: NICHOLAS G. MOORE |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D. |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: GAYLE E. WILSON |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: PER WOLD-OLSEN |
| Management |
| For |
| For |
|
2 |
| TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
|
3 |
| TO APPROVE THE AMENDED AND RESTATED GILEAD SCIENCES, INC. CODE SECTION 162(M) BONUS PLAN. |
| Management |
| For |
| For |
|
4 |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. |
| Management |
| For |
| For |
|
5 |
| TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. |
| Shareholder |
| Against |
| For |
|
HCA HOLDINGS, INC.
Security | 40412C101 | Meeting Type | Annual |
Ticker Symbol | HCA | Meeting Date | 28-Apr-2016 |
Record Date | 04-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: R. MILTON JOHNSON |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: ROBERT J. DENNIS |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: NANCY-ANN DEPARLE |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: THOMAS F. FRIST III |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: WILLIAM R. FRIST |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: ANN H. LAMONT |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: JAY O. LIGHT |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: GEOFFREY G. MEYERS |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: MICHAEL W. MICHELSON |
| Management |
| For |
| For |
|
1K |
| ELECTION OF DIRECTOR: WAYNE J. RILEY, M.D. |
| Management |
| For |
| For |
|
1L |
| ELECTION OF DIRECTOR: JOHN W. ROWE, M.D. |
| Management |
| For |
| For |
|
2 |
| TO REAPPROVE THE PERFORMANCE GOALS UNDER THE 2006 STOCK INCENTIVE PLAN FOR KEY EMPLOYEES OF HCA HOLDINGS, INC. AND ITS AFFILIATES, AS AMENDED AND RESTATED |
| Management |
| For |
| For |
|
3 |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016 |
| Management |
| For |
| For |
|
4 |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
|
5 |
| STOCKHOLDER PROPOSAL REGARDING A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS |
| Shareholder |
| Against |
| For |
|
HUMANA INC.
Security | 444859102 | Meeting Type | Special |
Ticker Symbol | HUM | Meeting Date | 19-Oct-2015 |
Record Date | 16-Sep-2015 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1 |
| ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 2, 2015, AMONG AETNA INC. (“AETNA”), ECHO MERGER SUB, INC., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF AETNA, ECHO MERGER SUB, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND WHOLLY OWNED SUBSIDIARY OF AETNA, AND HUMANA INC., AS IT MAY BE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
| Management |
| For |
| For |
|
2 |
| ADJOURNMENT FROM TIME TO TIME OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. |
| Management |
| For |
| For |
|
3 |
| APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF COMPENSATION THAT WILL OR MAY BE PAID OR PROVIDED BY HUMANA TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
| Management |
| For |
| For |
|
HUMANA INC.
Security | 444859102 | Meeting Type | Annual |
Ticker Symbol | HUM | Meeting Date | 21-Apr-2016 |
Record Date | 29-Feb-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: KURT J. HILZINGER |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: BRUCE D. BROUSSARD |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: FRANK A. D’AMELIO |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: W. ROY DUNBAR |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: DAVID A. JONES, JR. |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: WILLIAM J. MCDONALD |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: WILLIAM E. MITCHELL |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: DAVID B. NASH, M.D. |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: JAMES J. O’BRIEN |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: MARISSA T. PETERSON |
| Management |
| For |
| For |
|
2 |
| THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
| Management |
| For |
| For |
|
3 |
| THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2016 PROXY STATEMENT. |
| Management |
| For |
| For |
|
INCYTE CORPORATION
Security | 45337C102 | Meeting Type | Annual |
Ticker Symbol | INCY | Meeting Date | 27-May-2016 |
Record Date | 08-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JULIAN C. BAKER |
|
|
| For |
| For |
|
|
| 2 | JEAN-JACQUES BIENAIME |
|
|
| For |
| For |
|
|
| 3 | PAUL A. BROOKE |
|
|
| For |
| For |
|
|
| 4 | PAUL J. CLANCY |
|
|
| For |
| For |
|
|
| 5 | WENDY L. DIXON |
|
|
| For |
| For |
|
|
| 6 | PAUL A. FRIEDMAN |
|
|
| For |
| For |
|
|
| 7 | HERVE HOPPENOT |
|
|
| For |
| For |
|
2 |
| TO APPROVE AMENDMENTS TO THE COMPANY’S AMENDED AND RESTATED 2010 STOCK INCENTIVE PLAN. |
| Management |
| For |
| For |
| |
3 |
| TO APPROVE AN AMENDMENT TO THE COMPANY’S 1997 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 500,000 SHARES, FROM 8,350,000 SHARES TO 8,850,000 SHARES. |
| Management |
| For |
| For |
| |
4 |
| TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
| |
5 |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
| Management |
| For |
| For |
| |
JOHNSON & JOHNSON
Security | 478160104 | Meeting Type | Annual |
Ticker Symbol | JNJ | Meeting Date | 28-Apr-2016 |
Record Date | 01-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: MARY C. BECKERLE |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: D. SCOTT DAVIS |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: IAN E.L. DAVIS |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: ALEX GORSKY |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: SUSAN L. LINDQUIST |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: MARK B. MCCLELLAN |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: ANNE M. MULCAHY |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: WILLIAM D. PEREZ |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: CHARLES PRINCE |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: A. EUGENE WASHINGTON |
| Management |
| For |
| For |
|
1K |
| ELECTION OF DIRECTOR: RONALD A. WILLIAMS |
| Management |
| For |
| For |
|
2 |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
|
3 |
| RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
| Management |
| For |
| For |
|
4 |
| SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE |
| Shareholder |
| Against |
| For |
|
5 |
| SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
| Shareholder |
| Against |
| For |
|
6 |
| SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE |
| Shareholder |
| Against |
| For |
|
7 |
| SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED MEDICINES |
| Shareholder |
| Against |
| For |
|
JUNO THERAPEUTICS INC
Security | 48205A109 | Meeting Type | Annual |
Ticker Symbol | JUNO | Meeting Date | 16-Jun-2016 |
Record Date | 18-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | HAL V. BARRON |
|
|
| For |
| For |
|
|
| 2 | RICHARD D. KLAUSNER |
|
|
| For |
| For |
|
|
| 3 | ROBERT T. NELSEN |
|
|
| For |
| For |
|
2 |
| TO APPROVE UNDER NASDAQ MARKETPLACE RULE 5635(B) AND NASDAQ MARKETPLACE RULE 5635(D) THE ISSUANCE BY THE COMPANY, PURSUANT TO THE SHARE PURCHASE AGREEMENT DATED AS OF JUNE 29, 2015, AMONG THE COMPANY, CELGENE CORPORATION, AND A SUBSIDIARY OF CELGENE CORPORATION, OF MORE THAN 19.99% OF THE COMPANY’S OUTSTANDING COMMON STOCK (MEASURED AS OF JUNE 28, 2015) TO CELGENE CORPORATION OR ITS SUBSIDIARIES. |
| Management |
| For |
| For |
| |
3 |
| TO RECOMMEND, BY ADVISORY VOTE, WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY 1 YEAR, 2 YEARS, OR 3 YEARS. |
| Management |
| 1 Year |
| For |
| |
4 |
| TO APPROVE AND RATIFY A COMPENSATION POLICY FOR NON-EMPLOYEE DIRECTORS, INCLUDING ANNUAL LIMITS ON THE AMOUNT OF CASH AND EQUITY COMPENSATION THAT MAY BE PAID TO NON-EMPLOYEE DIRECTORS. |
| Management |
| For |
| For |
| |
5 |
| TO RATIFY THE APPOINTMENT, BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE COMPANY’S FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
KARYOPHARM THERAPEUTICS INC.
Security | 48576U106 | Meeting Type | Annual |
Ticker Symbol | KPTI | Meeting Date | 16-Jun-2016 |
Record Date | 19-Apr-2016 |
|
|
Item |
| Proposal |
|
|
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | GAREN G. BOHLIN |
|
|
| For |
| For |
|
|
| 2 | MIKAEL DOLSTEN, MD, PHD |
|
|
| For |
| For |
|
|
| 3 | M.G. KAUFFMAN MD, PH.D. |
|
|
| For |
| For |
|
2 |
| RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
LTC PROPERTIES, INC.
Security | 502175102 | Meeting Type | Annual |
Ticker Symbol | LTC | Meeting Date | 02-Jun-2016 |
Record Date | 18-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: BOYD W. HENDRICKSON |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: JAMES J. PIECZYNSKI |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: DEVRA G. SHAPIRO |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: WENDY L. SIMPSON |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: TIMOTHY J. TRICHE, M.D. |
| Management |
| For |
| For |
|
2 |
| RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
| Management |
| For |
| For |
|
3 |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
MEDICAL PROPERTIES TRUST, INC.
Security | 58463J304 | Meeting Type | Annual |
Ticker Symbol | MPW | Meeting Date | 19-May-2016 |
Record Date | 21-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1.1 |
| ELECTION OF DIRECTOR: EDWARD K. ALDAG, JR. |
| Management |
| For |
| For |
|
1.2 |
| ELECTION OF DIRECTOR: G. STEVEN DAWSON |
| Management |
| For |
| For |
|
1.3 |
| ELECTION OF DIRECTOR: R. STEVEN HAMNER |
| Management |
| For |
| For |
|
1.4 |
| ELECTION OF DIRECTOR: ROBERT E. HOLMES, PH.D. |
| Management |
| For |
| For |
|
1.5 |
| ELECTION OF DIRECTOR: SHERRY A. KELLETT |
| Management |
| For |
| For |
|
1.6 |
| ELECTION OF DIRECTOR: WILLIAM G. MCKENZIE |
| Management |
| For |
| For |
|
1.7 |
| ELECTION OF DIRECTOR: D. PAUL SPARKS, JR. |
| Management |
| For |
| For |
|
2 |
| TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
|
3 |
| ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
MEDIVATION, INC.
Security | 58501N101 | Meeting Type | Annual |
Ticker Symbol | MDVN | Meeting Date | 22-Jun-2016 |
Record Date | 25-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | KIM D. BLICKENSTAFF |
|
|
| For |
| For |
|
|
| 2 | KATHRYN E. FALBERG |
|
|
| For |
| For |
|
|
| 3 | DAVID T. HUNG, M.D. |
|
|
| For |
| For |
|
|
| 4 | MICHAEL L. KING, PH.D. |
|
|
| For |
| For |
|
|
| 5 | C. PATRICK MACHADO |
|
|
| For |
| For |
|
|
| 6 | DAWN SVORONOS |
|
|
| For |
| For |
|
|
| 7 | W. ANTHONY VERNON |
|
|
| For |
| For |
|
|
| 8 | WENDY L. YARNO |
|
|
| For |
| For |
|
2 |
| TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS MEDIVATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
3 |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF MEDIVATION’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT OF MEDIVATION. |
| Management |
| For |
| For |
| |
4 |
| TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE MEDIVATION, INC. AMENDED AND RESTATED 2004 EQUITY INCENTIVE AWARD PLAN TO INCREASE THE NUMBER OF SHARES OF MEDIVATION’S COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 1,600,000 SHARES AND MAKE CERTAIN OTHER CHANGES AS DESCRIBED IN PROPOSAL NO. 4 IN THE PROXY STATEMENT OF MEDIVATION. |
| Management |
| For |
| For |
| |
5 |
| THE SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
| Shareholder |
| Against |
| For |
| |
MERCK & CO., INC.
Security | 58933Y105 | Meeting Type | Annual |
Ticker Symbol | MRK | Meeting Date | 24-May-2016 |
Record Date | 31-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: LESLIE A. BRUN |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: THOMAS R. CECH |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: PAMELA J. CRAIG |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: KENNETH C. FRAZIER |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: THOMAS H. GLOCER |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: C. ROBERT KIDDER |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: CARLOS E. REPRESAS |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: PAUL B. ROTHMAN |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: PATRICIA F. RUSSO |
| Management |
| For |
| For |
|
1K |
| ELECTION OF DIRECTOR: CRAIG B. THOMPSON |
| Management |
| For |
| For |
|
1L |
| ELECTION OF DIRECTOR: WENDELL P. WEEKS |
| Management |
| For |
| For |
|
1M |
| ELECTION OF DIRECTOR: PETER C. WENDELL |
| Management |
| For |
| For |
|
2 |
| NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
3 |
| RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
| Management |
| For |
| For |
|
4 |
| SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS’ RIGHT TO ACT BY WRITTEN CONSENT. |
| Shareholder |
| Against |
| For |
|
5 |
| SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. |
| Shareholder |
| Against |
| For |
|
6 |
| SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL OF UNUSED OR EXPIRED DRUGS. |
| Shareholder |
| Against |
| For |
|
MOLINA HEALTHCARE, INC.
Security | 60855R100 | Meeting Type | Annual |
Ticker Symbol | MOH | Meeting Date | 27-Apr-2016 |
Record Date | 08-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: CHARLES Z. FEDAK |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: JOHN C. MOLINA |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: STEVEN J. ORLANDO |
| Management |
| For |
| For |
|
2 |
| RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
| Management |
| For |
| For |
|
MYLAN N.V.
Security | N59465109 | Meeting Type | Special |
Ticker Symbol | MYL | Meeting Date | 28-Aug-2015 |
Record Date | 31-Jul-2015 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1 |
| APPROVAL UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE OF THE ACQUISITION, DIRECTLY OR INDIRECTLY (WHETHER BY WAY OF AN OFFER (AND SUBSEQUENT COMPULSORY ACQUISITION) OR ANY OTHER LEGAL ARRANGEMENT) OF ALL OR ANY PORTION OF THE ORDINARY SHARES OF PERRIGO COMPANY PLC (“PERRIGO”) OUTSTANDING (ON A FULLY DILUTED ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
| Management |
| Against |
| Against |
|
NATERA, INC.
Security | 632307104 | Meeting Type | Annual |
Ticker Symbol | NTRA | Meeting Date | 07-Jun-2016 |
Record Date | 19-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JAMES I. HEALY |
|
|
| For |
| For |
|
|
| 2 | EDWARD C. DRISCOLL, JR. |
|
|
| For |
| For |
|
2 |
| PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
OMEGA HEALTHCARE INVESTORS, INC.
Security | 681936100 | Meeting Type | Annual |
Ticker Symbol | OHI | Meeting Date | 17-Jul-2015 |
Record Date | 15-May-2015 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | NORMAN R. BOBINS |
|
|
| For |
| For |
|
|
| 2 | CRAIG R. CALLEN |
|
|
| For |
| For |
|
|
| 3 | THOMAS F. FRANKE |
|
|
| For |
| For |
|
|
| 4 | BERNARD J. KORMAN |
|
|
| For |
| For |
|
2 |
| APPROVAL OF AN AMENDMENT TO OMEGA HEALTHCARE INVESTORS, INC.’S CHARTER TO DECLASSIFY OMEGA HEALTHCARE INVESTORS, INC.’S BOARD OF DIRECTORS AND PROVIDE THAT DIRECTORS SHALL BE ELECTED FOR ONE-YEAR TERMS. |
| Management |
| For |
| For |
| |
3 |
| RATIFICATION OF INDEPENDENT AUDITORS ERNST & YOUNG LLP. |
| Management |
| For |
| For |
| |
4 |
| APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
| |
OMEGA HEALTHCARE INVESTORS, INC.
Security | 681936100 | Meeting Type | Annual |
Ticker Symbol | OHI | Meeting Date | 09-Jun-2016 |
Record Date | 19-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | NORMAN R. BOBINS |
|
|
| For |
| For |
|
|
| 2 | CRAIG R. CALLEN |
|
|
| For |
| For |
|
|
| 3 | BERNARD J. KORMAN |
|
|
| For |
| For |
|
|
| 4 | EDWARD LOWENTHAL |
|
|
| For |
| For |
|
|
| 5 | BEN W. PERKS |
|
|
| For |
| For |
|
|
| 6 | STEPHEN D. PLAVIN |
|
|
| For |
| For |
|
2 |
| RATIFICATION OF INDEPENDENT AUDITORS ERNST & YOUNG LLP. |
| Management |
| For |
| For |
| |
3 |
| APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
| |
PFIZER INC.
Security | 717081103 | Meeting Type | Annual |
Ticker Symbol | PFE | Meeting Date | 28-Apr-2016 |
Record Date | 01-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: DENNIS A. AUSIELLO |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: W. DON CORNWELL |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: FRANCES D. FERGUSSON |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: HELEN H. HOBBS |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: JAMES M. KILTS |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: SHANTANU NARAYEN |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: IAN C. READ |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: STEPHEN W. SANGER |
| Management |
| For |
| For |
|
1K |
| ELECTION OF DIRECTOR: JAMES C. SMITH |
| Management |
| For |
| For |
|
2 |
| RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
| Management |
| For |
| For |
|
3 |
| ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
| Management |
| For |
| For |
|
4 |
| SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES |
| Shareholder |
| Against |
| For |
|
5 |
| SHAREHOLDER PROPOSAL REGARDING POLICY ON DIRECTOR ELECTIONS |
| Shareholder |
| Against |
| For |
|
6 |
| SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT |
| Shareholder |
| Against |
| For |
|
7 |
| SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS |
| Shareholder |
| Against |
| For |
|
PHYSICIANS REALTY TRUST
Security | 71943U104 | Meeting Type | Annual |
Ticker Symbol | DOC | Meeting Date | 05-May-2016 |
Record Date | 01-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JOHN T. THOMAS |
|
|
| For |
| For |
|
|
| 2 | TOMMY G. THOMPSON |
|
|
| For |
| For |
|
|
| 3 | STANTON D. ANDERSON |
|
|
| For |
| For |
|
|
| 4 | MARK A. BAUMGARTNER |
|
|
| For |
| For |
|
|
| 5 | ALBERT C. BLACK, JR. |
|
|
| For |
| For |
|
|
| 6 | WILLIAM A. EBINGER, M.D |
|
|
| For |
| For |
|
|
| 7 | RICHARD A. WEISS |
|
|
| For |
| For |
|
2 |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
3 |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
| Management |
| For |
| For |
| |
4 |
| TO APPROVE, ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. |
| Management |
| 1 Year |
| For |
| |
PIERIS PHARMACEUTICALS INC
Security | 720795103 | Meeting Type | Annual |
Ticker Symbol | PIRS | Meeting Date | 28-Jun-2016 |
Record Date | 06-May-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | CHAU KHUONG |
|
|
| For |
| For |
|
|
| 2 | STEVEN PRELACK |
|
|
| For |
| For |
|
2 |
| PROPOSAL TO APPROVE THE COMPANY’S 2016 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN. |
| Management |
| For |
| For |
| |
3 |
| PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
PUMA BIOTECHNOLOGY, INC.
Security | 74587V107 | Meeting Type | Contested-Consent |
Ticker Symbol | PBYI | Meeting Date | 06-Jan-2016 |
Record Date | 17-Dec-2015 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| RESOLVED, THAT ANY CHANGES TO THE BYLAWS OF PUMA BIOTECHNOLOGY, INC. AS FILED WITH SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 14, 2007 BE AND ARE HEREBY REPEALED |
| Opposition |
| Against |
| For |
| |
02 |
| RESOLVED, THAT EACH PERSON, IF ANY, ELECTED, APPOINTED OR DESIGNATED BY THE BOARD OF DIRECTORS OF PUMA BIOTECHNOLOGY, INC. (OR ANY COMMITTEE THEREOF) ON OR AFTER SEPTEMBER 9, 2015 AND PRIOR TO THE EFFECTIVENESS OF THIS RESOLUTION TO BECOME A MEMBER OF THE BOARD OF DIRECTORS OF PUMA BIOTECHNOLOGY, INC. (INCLUDING AT ANY FUTURE TIME OR UPON ANY EVENT), BE AND HEREBY IS REMOVED AS A MEMBER OF THE BOARD OF DIRECTORS OF PUMA BIOTECHNOLOGY, INC. |
| Opposition |
| Against |
| For |
| |
03 |
| RESOLVED, THAT THE BOARD OF DIRECTORS OF PUMA BIOTECHNOLOGY, INC. SHALL CONSIST OF NINE (9) MEMBERS. |
| Opposition |
| Against |
| For |
| |
04 |
| DIRECTOR |
| Opposition |
|
|
|
|
| |
|
| 1 | FREDRIC N. ESHELMAN |
|
|
| Withheld |
| For |
|
|
| 2 | JAMES M. DALY |
|
|
| Withheld |
| For |
|
|
| 3 | SETH A. RUDNICK |
|
|
| Withheld |
| For |
|
|
| 4 | KENNETH B. LEE, JR. |
|
|
| Withheld |
| For |
|
PUMA BIOTECHNOLOGY, INC.
Security | 74587V107 | Meeting Type | Annual |
Ticker Symbol | PBYI | Meeting Date | 13-Jun-2016 |
Record Date | 20-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | ALAN H. AUERBACH |
|
|
| For |
| For |
|
|
| 2 | JAY M. MOYES |
|
|
| For |
| For |
|
|
| 3 | ADRIAN M. SENDEROWICZ |
|
|
| For |
| For |
|
|
| 4 | TROY E. WILSON |
|
|
| For |
| For |
|
|
| 5 | FRANK E. ZAVRL |
|
|
| For |
| For |
|
2 |
| RATIFICATION OF THE SELECTION OF PKF CERTIFIED PUBLIC ACCOUNTANTS, A PROFESSIONAL CORPORATION, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PUMA BIOTECHNOLOGY, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
3 |
| APPROVAL OF AN AMENDMENT TO PUMA BIOTECHNOLOGY, INC.’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION (THE “CERTIFICATE OF INCORPORATION”) TO ELIMINATE THE ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT. |
| Management |
| For |
| For |
| |
4 |
| APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE THE MANDATORY INDEMNIFICATION OF ALL PERSONS COVERED BY SECTION 145 OF THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE. |
| Management |
| For |
| For |
| |
SABRA HEALTH CARE REIT, INC.
Security | 78573L106 | Meeting Type | Annual |
Ticker Symbol | SBRA | Meeting Date | 15-Jun-2016 |
Record Date | 18-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: CRAIG A. BARBAROSH |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: ROBERT A. ETTL |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: MICHAEL J. FOSTER |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: RICHARD K. MATROS |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: MILTON J. WALTERS |
| Management |
| For |
| For |
|
2 |
| RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SABRA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 |
| Management |
| For |
| For |
|
3 |
| APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF SABRA’S NAMED EXECUTIVE OFFICERS |
| Management |
| For |
| For |
|
SENIOR HOUSING PROPERTIES TRUST
Security | 81721M109 | Meeting Type | Annual |
Ticker Symbol | SNH | Meeting Date | 18-May-2016 |
Record Date | 10-Feb-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF TRUSTEE: JOHN L. HARRINGTON (NOMINEE FOR INDEPENDENT TRUSTEE) |
| Management |
| For |
| For |
|
1B |
| ELECTION OF TRUSTEE: ADAM D. PORTNOY (NOMINEE FOR MANAGING TRUSTEE) |
| Management |
| For |
| For |
|
1C |
| ELECTION OF TRUSTEE: BARRY M. PORTNOY (NOMINEE FOR MANAGING TRUSTEE) |
| Management |
| For |
| For |
|
1D |
| ELECTION OF TRUSTEE: JEFFREY P. SOMERS (NOMINEE FOR INDEPENDENT TRUSTEE) |
| Management |
| For |
| For |
|
2 |
| HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
3 |
| RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS TO SERVE FOR THE 2016 FISCAL YEAR. |
| Management |
| For |
| For |
|
ST. JUDE MEDICAL, INC.
Security | 790849103 | Meeting Type | Annual |
Ticker Symbol | STJ | Meeting Date | 28-Apr-2016 |
Record Date | 07-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: STUART M. ESSIG |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: BARBARA B. HILL |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: MICHAEL A. ROCCA |
| Management |
| For |
| For |
|
2 |
| ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
| Management |
| For |
| For |
|
3 |
| TO APPROVE THE ST. JUDE MEDICAL, INC. 2016 STOCK INCENTIVE PLAN. |
| Management |
| For |
| For |
|
4 |
| TO APPROVE AMENDMENTS TO OUR ARTICLES OF INCORPORATION AND BYLAWS TO DECLASSIFY OUR BOARD OF DIRECTORS. |
| Management |
| For |
| For |
|
5 |
| TO APPROVE AMENDMENTS TO OUR BYLAWS TO IMPLEMENT PROXY ACCESS. |
| Management |
| For |
| For |
|
6 |
| TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
| Management |
| For |
| For |
|
7 |
| TO ACT ON A SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING IF PROPERLY PRESENTED AT THE MEETING. |
| Shareholder |
| Against |
| For |
|
STRYKER CORPORATION
Security | 863667101 | Meeting Type | Annual |
Ticker Symbol | SYK | Meeting Date | 27-Apr-2016 |
Record Date | 01-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: HOWARD E. COX, JR. |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: SRIKANT M. DATAR, PH.D. |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: ALLAN C. GOLSTON |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: KEVIN A. LOBO |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: WILLIAM U. PARFET |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: RONDA E. STRYKER |
| Management |
| For |
| For |
|
2 |
| RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
| Management |
| For |
| For |
|
3 |
| APPROVAL OF THE 2011 LONG-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED. |
| Management |
| For |
| For |
|
4 |
| APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
TENET HEALTHCARE CORPORATION
Security | 88033G407 | Meeting Type | Annual |
Ticker Symbol | THC | Meeting Date | 12-May-2016 |
Record Date | 14-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: TREVOR FETTER |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: BRENDA J. GAINES |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: KAREN M. GARRISON |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: EDWARD A. KANGAS |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: J. ROBERT KERREY |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: FREDA C. LEWIS-HALL |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: RICHARD R. PETTINGILL |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: MATTHEW J. RIPPERGER |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: RONALD A. RITTENMEYER |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: TAMMY ROMO |
| Management |
| For |
| For |
|
1K |
| ELECTION OF DIRECTOR: RANDOLPH C. SIMPSON |
| Management |
| For |
| For |
|
1L |
| ELECTION OF DIRECTOR: JAMES A. UNRUH |
| Management |
| For |
| For |
|
2 |
| PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
3 |
| PROPOSAL TO APPROVE THE SIXTH AMENDED AND RESTATED TENET HEALTHCARE 2008 STOCK INCENTIVE PLAN. |
| Management |
| For |
| For |
|
4 |
| PROPOSAL TO APPROVE THE TENET HEALTHCARE CORPORATION ELEVENTH AMENDED AND RESTATED 1995 EMPLOYEE STOCK PURCHASE PLAN. |
| Management |
| For |
| For |
|
5 |
| PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
|
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security | 881624209 | Meeting Type | Annual |
Ticker Symbol | TEVA | Meeting Date | 03-Sep-2015 |
Record Date | 04-Aug-2015 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: ROGER ABRAVANEL |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: ROSEMARY A. CRANE |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: GERALD M. LIEBERMAN |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: GALIA MAOR |
| Management |
| For |
| For |
|
2 |
| TO APPOINT GABRIELLE GREENE-SULZBERGER TO SERVE AS A STATUTORY INDEPENDENT DIRECTOR FOR A TERM OF THREE YEARS, COMMENCING FOLLOWING THE MEETING, AND TO APPROVE HER REMUNERATION AND BENEFITS. |
| Management |
| For |
| For |
|
3A |
| TO APPROVE AN AMENDMENT TO THE COMPANY’S COMPENSATION POLICY WITH RESPECT TO DIRECTOR REMUNERATION. |
| Management |
| For |
| For |
|
3A1 |
| DO YOU HAVE A “PERSONAL INTEREST” IN PROPOSAL 3A? NOTE: PROPOSAL 3A1, FOR=YES AGAINST=NO |
| Management |
| Against |
|
|
|
3B |
| TO APPROVE THE REMUNERATION TO BE PROVIDED TO THE COMPANY’S DIRECTORS. |
| Management |
| For |
| For |
|
3C |
| TO APPROVE THE REMUNERATION TO BE PROVIDED TO PROF. YITZHAK PETERBURG, CHAIRMAN OF THE BOARD OF DIRECTORS. |
| Management |
| For |
| For |
|
4A |
| TO APPROVE AN AMENDMENT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY’S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN. |
| Management |
| For |
| For |
|
4B |
| TO APPROVE THE PAYMENT OF A SPECIAL BONUS TO THE COMPANY’S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN. |
| Management |
| For |
| For |
|
5 |
| TO APPROVE THE COMPANY’S 2015 LONG-TERM EQUITY-BASED INCENTIVE PLAN. |
| Management |
| For |
| For |
|
6 |
| TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2016 ANNUAL MEETING OF SHAREHOLDERS. |
| Management |
| For |
| For |
|
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security | 881624209 | Meeting Type | Special |
Ticker Symbol | TEVA | Meeting Date | 05-Nov-2015 |
Record Date | 06-Oct-2015 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1 |
| APPROVAL OF THE CREATION OF A NEW CLASS OF MANDATORY CONVERTIBLE PREFERRED SHARES, NOMINAL (PAR) VALUE NIS 0.1 PER SHARE AND THE DEFINITION OF THEIR TERMS, AND CERTAIN RELATED AMENDMENTS TO TEVA’S ARTICLES OF ASSOCIATION AND MEMORANDUM OF ASSOCIATION. |
| Management |
| For |
| For |
|
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security | 881624209 | Meeting Type | Annual |
Ticker Symbol | TEVA | Meeting Date | 18-Apr-2016 |
Record Date | 21-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: PROF. YITZHAK PETERBURG |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: DR. ARIE BELLDEGRUN |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: MR. AMIR ELSTEIN |
| Management |
| For |
| For |
|
2. |
| TO APPROVE AN AMENDED COMPENSATION POLICY WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY’S “OFFICE HOLDERS” (AS DEFINED IN THE ISRAELI COMPANIES LAW), SUBSTANTIALLY IN THE FORM ATTACHED AS EXHIBIT A TO THE PROXY STATEMENT. |
| Management |
| For |
| For |
|
2A |
| PLEASE INDICATE WHETHER OR NOT YOU ARE A “CONTROLLING SHAREHOLDER” OF THE COMPANY OR WHETHER OR NOT YOU HAVE A PERSONAL BENEFIT OR OTHER INTEREST IN THIS PROPOSAL: FOR = YES AND AGAINST = NO. |
| Management |
| Against |
|
|
|
3A |
| WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY’S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE INCREASES IN HIS BASE SALARY. |
| Management |
| For |
| For |
|
3B |
| WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY’S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE AN AMENDMENT TO HIS ANNUAL CASH BONUS OBJECTIVES AND PAYOUT TERMS FOR 2016 AND GOING FORWARD. |
| Management |
| For |
| For |
|
3C |
| WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY’S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE AN AMENDMENT TO HIS ANNUAL EQUITY AWARDS FOR EACH YEAR COMMENCING IN 2016. |
| Management |
| For |
| For |
|
4 |
| TO APPROVE AN AMENDMENT TO THE 2015 LONG-TERM EQUITY-BASED INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. |
| Management |
| For |
| For |
|
5 |
| TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS. |
| Management |
| For |
| For |
|
THE RMR GROUP INC.
Security | 74967R106 | Meeting Type | Annual |
Ticker Symbol | RMR | Meeting Date | 09-Mar-2016 |
Record Date | 21-Jan-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: ANN LOGAN |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: ADAM D. PORTNOY |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: BARRY M. PORTNOY |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: WALTER C. WATKINS, JR |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: FREDERICK ZEYTOONJIAN |
| Management |
| For |
| For |
|
2 |
| APPROVE THE RMR GROUP INC. 2016 OMNIBUS EQUITY PLAN. |
| Management |
| For |
| For |
|
3 |
| RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS TO SERVE FOR THE 2016 FISCAL YEAR. |
| Management |
| For |
| For |
|
THERMO FISHER SCIENTIFIC INC.
Security | 883556102 | Meeting Type | Annual |
Ticker Symbol | TMO | Meeting Date | 18-May-2016 |
Record Date | 28-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: MARC N. CASPER |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: NELSON J. CHAI |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: C. MARTIN HARRIS |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: TYLER JACKS |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: JUDY C. LEWENT |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: THOMAS J. LYNCH |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: JIM P. MANZI |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: WILLIAM G. PARRETT |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: SCOTT M. SPERLING |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: ELAINE S. ULLIAN |
| Management |
| For |
| For |
|
2 |
| AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
|
3 |
| RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR 2016. |
| Management |
| For |
| For |
|
UNITED THERAPEUTICS CORPORATION
Security | 91307C102 | Meeting Type | Annual |
Ticker Symbol | UTHR | Meeting Date | 21-Jun-2016 |
Record Date | 27-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: CHRISTOPHER CAUSEY |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: RICHARD GILTNER |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: JUDY OLIAN |
| Management |
| For |
| For |
|
2 |
| ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
3 |
| RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
| Management |
| For |
| For |
|
UNITEDHEALTH GROUP INCORPORATED
Security | 91324P102 | Meeting Type | Annual |
Ticker Symbol | UNH | Meeting Date | 06-Jun-2016 |
Record Date | 08-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: EDSON BUENO, M.D. |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: RICHARD T. BURKE |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: ROBERT J. DARRETTA |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: MICHELE J. HOOPER |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: RODGER A. LAWSON |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: GLENN M. RENWICK |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. |
| Management |
| For |
| For |
|
2 |
| ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
3 |
| RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
|
UNIVERSAL HEALTH SERVICES, INC.
Security | 913903100 | Meeting Type | Annual |
Ticker Symbol | UHS | Meeting Date | 18-May-2016 |
Record Date | 22-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | ROBERT H. HOTZ |
|
|
| For |
| For |
|
2 |
| PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP, AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
3 |
| TO ACT ON A SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS IF PROPERLY PRESENTED AT THE MEETING. |
| Shareholder |
| Against |
| For |
| |
VENTAS, INC.
Security | 92276F100 | Meeting Type | Annual |
Ticker Symbol | VTR | Meeting Date | 10-May-2016 |
Record Date | 14-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: MELODY C. BARNES |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: DEBRA A. CAFARO |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: JAY M. GELLERT |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: RICHARD I. GILCHRIST |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: MATTHEW J. LUSTIG |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: ROBERT D. REED |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: GLENN J. RUFRANO |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: JAMES D. SHELTON |
| Management |
| For |
| For |
|
2 |
| RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. |
| Management |
| For |
| For |
|
3 |
| ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
| Management |
| For |
| For |
|
VERTEX PHARMACEUTICALS INCORPORATED
Security | 92532F100 | Meeting Type | Annual |
Ticker Symbol | VRTX | Meeting Date | 15-Jun-2016 |
Record Date | 20-Apr-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
| |
1 |
| DIRECTOR |
| Management |
|
|
|
|
| |
|
| 1 | JOSHUA BOGER |
|
|
| For |
| For |
|
|
| 2 | TERRENCE C. KEARNEY |
|
|
| For |
| For |
|
|
| 3 | YUCHUN LEE |
|
|
| For |
| For |
|
|
| 4 | ELAINE S. ULLIAN |
|
|
| For |
| For |
|
2 |
| RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. |
| Management |
| For |
| For |
| |
3 |
| ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION. |
| Management |
| For |
| For |
| |
4 |
| SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT WE TAKE NECESSARY STEPS TO DECLASSIFY OUR BOARD OF DIRECTORS. |
| Shareholder |
| Against |
| For |
| |
5 |
| SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT WE ADOPT A POLICY LIMITING ACCELERATION OF EQUITY AWARDS TO SENIOR EXECUTIVES UPON A CHANGE OF CONTROL. |
| Shareholder |
| Against |
| For |
| |
6 |
| SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT WE ADOPT A POLICY REQUIRING THAT SENIOR EXECUTIVES RETAIN A PERCENTAGE OF THEIR EQUITY AWARDS. |
| Shareholder |
| Against |
| For |
| |
7 |
| SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING A REPORT ASSESSING THE FEASIBILITY OF INTEGRATING SUSTAINABILITY INTO PERFORMANCE MEASURES FOR SENIOR EXECUTIVE COMPENSATION. |
| Shareholder |
| Against |
| For |
| |
ZIMMER BIOMET HOLDINGS, INC.
Security | 98956P102 | Meeting Type | Annual |
Ticker Symbol | ZBH | Meeting Date | 03-May-2016 |
Record Date | 04-Mar-2016 |
|
|
Item |
| Proposal |
| Proposed By |
| Vote |
| For/Against |
|
1A |
| ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY |
| Management |
| For |
| For |
|
1B |
| ELECTION OF DIRECTOR: BETSY J. BERNARD |
| Management |
| For |
| For |
|
1C |
| ELECTION OF DIRECTOR: PAUL M. BISARO |
| Management |
| For |
| For |
|
1D |
| ELECTION OF DIRECTOR: GAIL K. BOUDREAUX |
| Management |
| For |
| For |
|
1E |
| ELECTION OF DIRECTOR: DAVID C. DVORAK |
| Management |
| For |
| For |
|
1F |
| ELECTION OF DIRECTOR: MICHAEL J. FARRELL |
| Management |
| For |
| For |
|
1G |
| ELECTION OF DIRECTOR: LARRY C. GLASSCOCK |
| Management |
| For |
| For |
|
1H |
| ELECTION OF DIRECTOR: ROBERT A. HAGEMANN |
| Management |
| For |
| For |
|
1I |
| ELECTION OF DIRECTOR: ARTHUR J. HIGGINS |
| Management |
| For |
| For |
|
1J |
| ELECTION OF DIRECTOR: MICHAEL W. MICHELSON |
| Management |
| For |
| For |
|
1K |
| ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. |
| Management |
| For |
| For |
|
1L |
| ELECTION OF DIRECTOR: JEFFREY K. RHODES |
| Management |
| For |
| For |
|
2 |
| RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
| Management |
| For |
| For |
|
3 |
| ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
| Management |
| For |
| For |
|
4 |
| APPROVE THE AMENDED 2009 STOCK INCENTIVE PLAN |
| Management |
| For |
| For |
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Tekla Healthcare Opportunites Fund |
| ||
|
|
| ||
By (Signature and Title)* |
|
| ||
|
|
| ||
| /s/ Daniel R. Omstead |
| ||
| (Daniel R. Omstead, President) |
| ||
|
|
| ||
Date | 8/29/16 |
| ||
*Print the name and title of each signing officer under his or her signature.
