Nuveen Dow 30 Dynamic Overwrite Fund NPX Annual report of proxy voting record

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22970

Nuveen Dow 30 SM Dynamic Overwrite Fund

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

(Address of principal executive offices) (Zip Code)

Cedric H. Antosiewicz – Chief Administrative Officer

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: December 31

Date of reporting period: June 30, 2017

Item 1. Proxy Voting Record

ICA File Num

Registrant Name

fund name

company name

Ticker

security id

Meeting_Date

Proponent

item desc

mgt rec
vote

client
vote

Vote cast “for”
or “against”
Mgmt

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

7/20/2016

Management

Approve Merger Agreement

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

7/20/2016

Management

Adjourn Meeting

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

7/20/2016

Management

Advisory Vote on Golden Parachutes

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

NIKE, Inc.

NKE

654106103

9/22/2016

Management

Elect Director Alan B. Graf, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

NIKE, Inc.

NKE

654106103

9/22/2016

Management

Elect Director Michelle A. Peluso

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

NIKE, Inc.

NKE

654106103

9/22/2016

Management

Elect Director Phyllis M. Wise

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

NIKE, Inc.

NKE

654106103

9/22/2016

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

NIKE, Inc.

NKE

654106103

9/22/2016

Management

Amend Qualified Employee Stock Purchase Plan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

NIKE, Inc.

NKE

654106103

9/22/2016

Shareholder

Report on Political Contributions

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

NIKE, Inc.

NKE

654106103

9/22/2016

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Elect Director Francis S. Blake

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Elect Director Angela F. Braly

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Elect Director Kenneth I. Chenault

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Elect Director Scott D. Cook

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Elect Director Terry J. Lundgren

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Elect Director W. James McNerney, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Elect Director David S. Taylor

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Elect Director Margaret C. Whitman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Elect Director Patricia A. Woertz

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Elect Director Ernesto Zedillo

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Ratify Deloitte & Touche LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Shareholder

Report on Consistency Between Corporate Values and Political Activities

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Procter & Gamble Company

742718109

10/11/2016

Shareholder

Report on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director William H. Gates, lll

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director Teri L. List-Stoll

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director G. Mason Morfit

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director Satya Nadella

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director Charles H. Noski

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director Helmut Panke

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director Sandra E. Peterson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director Charles W. Scharf

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director John W. Stanton

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director John W. Thompson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Elect Director Padmasree Warrior

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Ratify Deloitte & Touche LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Amend Right to Call Special Meeting

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Management

Amend Omnibus Stock Plan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Microsoft Corporation

MSFT

594918104

11/30/2016

Shareholder

Proxy Access

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director Carol A. Bartz

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director M. Michele Burns

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director Michael D. Capellas

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director John T. Chambers

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director Amy L. Chang

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director John L. Hennessy

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director Kristina M. Johnson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director Roderick C. McGeary

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director Charles H. Robbins

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director Arun Sarin

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Elect Director Steven M. West

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Shareholder

Report on Lobbying Payments and Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Shareholder

Report on Arab and non-Arab Employees using EEO-1 Categories

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Cisco Systems, Inc.

CSCO

17275R102

12/12/2016

Shareholder

Establish Board Committee on Operations in Israeli Settlements

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Elect Director Lloyd A. Carney

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Elect Director Mary B. Cranston

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Elect Director Francisco Javier Fernandez-Carbajal

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Elect Director Gary A. Hoffman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Elect Director Alfred F. Kelly, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Elect Director Robert W. Matschullat

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Elect Director Suzanne Nora Johnson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Elect Director John A.C. Swainson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Elect Director Maynard G. Webb, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Visa Inc.

92826C839

1/31/2017

Management

Ratify KPMG LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Elect Director James Bell

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Elect Director Tim Cook

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Elect Director Al Gore

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Elect Director Bob Iger

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Elect Director Andrea Jung

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Elect Director Art Levinson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Elect Director Ron Sugar

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Elect Director Sue Wagner

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Ratify Ernst & Young LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Shareholder

Disclose Charitable Contributions

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Shareholder

Adopt Policy to Increase Diversity of Senior Management and Board of Directors

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Shareholder

Proxy Access Amendments

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Shareholder

Engage Outside Independent Experts for Compensation Reforms

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Apple Inc.

AAPL

37833100

2/28/2017

Shareholder

Adopt Share Retention Policy For Senior Executives

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director Susan E. Arnold

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director John S. Chen

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director Jack Dorsey

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director Robert A. Iger

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director Maria Elena Lagomasino

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director Fred H. Langhammer

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director Aylwin B. Lewis

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director Robert W. Matschullat

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director Mark G. Parker

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director Sheryl K. Sandberg

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Elect Director Orin C. Smith

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Shareholder

Report on Lobbying Payments and Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Walt Disney Company

DIS

254687106

3/8/2017

Shareholder

Proxy Access Bylaw Amendment

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Sebastien M. Bazin

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director W. Geoffrey Beattie

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director John J. Brennan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Francisco D’Souza

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Marijn E. Dekkers

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Peter B. Henry

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Susan J. Hockfield

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Jeffrey R. Immelt

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Andrea Jung

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Robert W. Lane

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Risa Lavizzo-Mourey

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Rochelle B. Lazarus

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Lowell C. McAdam

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Steven M. Mollenkopf

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director James J. Mulva

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director James E. Rohr

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director Mary L. Schapiro

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Elect Director James S. Tisch

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Amend Omnibus Stock Plan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Approve Material Terms of Senior Officer Performance Goals

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Management

Ratify KPMG LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Shareholder

Report on Lobbying Payments and Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Shareholder

Require Independent Board Chairman

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Shareholder

Restore or Provide for Cumulative Voting

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

General Electric Company

369604103

4/26/2017

Shareholder

Report on Charitable Contributions

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Herbert A. Allen

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Ronald W. Allen

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Marc Bolland

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Ana Botin

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Richard M. Daley

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Barry Diller

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Helene D. Gayle

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Alexis M. Herman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Muhtar Kent

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Robert A. Kotick

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Maria Elena Lagomasino

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director Sam Nunn

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director James Quincey

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Elect Director David B. Weinberg

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Management

Ratify Ernst & Young LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Coca-Cola Company

191216100

4/26/2017

Shareholder

Report on Human Rights Review on High-Risk Regions

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Lloyd J. Austin, III

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Diane M. Bryant

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director John V. Faraci

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Jean-Pierre Garnier

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Gregory J. Hayes

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Edward A. Kangas

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Ellen J. Kullman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Marshall O. Larsen

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Harold McGraw, III

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Fredric G. Reynolds

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Brian C. Rogers

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Elect Director Christine Todd Whitman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

United Technologies Corporation

UTX

913017109

4/24/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director Kenneth I. Chenault

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director Michael L. Eskew

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director David N. Farr

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director Mark Fields

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director Alex Gorsky

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director Shirley Ann Jackson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director Andrew N. Liveris

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director W. James McNerney, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director Hutham S. Olayan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director James W. Owens

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director Virginia M. Rometty

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director Sidney Taurel

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Elect Director Peter R. Voser

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Shareholder

Report on Lobbying Payments and Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Shareholder

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

International Business Machines Corporation

IBM

459200101

4/25/2017

Shareholder

Adopt Proxy Access Right

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Elect Director Mary C. Beckerle

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Elect Director D. Scott Davis

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Elect Director Ian E. L. Davis

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Elect Director Alex Gorsky

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Elect Director Mark B. McClellan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Elect Director Anne M. Mulcahy

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Elect Director William D. Perez

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Elect Director Charles Prince

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Elect Director A. Eugene Washington

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Elect Director Ronald A. Williams

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Amend Omnibus Stock Plan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Johnson & Johnson

JNJ

478160104

4/27/2017

Shareholder

Require Independent Board Chairman

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director Dennis A. Ausiello

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director Ronald E. Blaylock

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director W. Don Cornwell

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director Joseph J. Echevarria

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director Frances D. Fergusson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director Helen H. Hobbs

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director James M. Kilts

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director Shantanu Narayen

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director Suzanne Nora Johnson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director Ian C. Read

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director Stephen W. Sanger

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Elect Director James C. Smith

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Ratify KPMG LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Shareholder

Adopt Holy Land Principles

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Shareholder

Amend Bylaws - Call Special Meetings

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Pfizer Inc.

PFE

717081103

4/27/2017

Shareholder

Require Independent Board Chairman

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Robert A. Bradway

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director David L. Calhoun

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Arthur D. Collins, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Kenneth M. Duberstein

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Edmund P. Giambastiani, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Lynn J. Good

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Lawrence W. Kellner

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Edward M. Liddy

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Dennis A. Muilenburg

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Susan C. Schwab

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Randall L. Stephenson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Ronald A. Williams

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Elect Director Mike S. Zafirovski

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Management

Ratify Deloitte & Touche LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Shareholder

Report on Lobbying Payments and Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Shareholder

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Shareholder

Report on Weapon Sales to Israel

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Boeing Company

97023105

5/1/2017

Shareholder

Adopt Holy Land Principles

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director Lloyd C. Blankfein

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director M. Michele Burns

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director Mark A. Flaherty

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director William W. George

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director James A. Johnson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director Ellen J. Kullman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director Lakshmi N. Mittal

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director Adebayo O. Ogunlesi

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director Peter Oppenheimer

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director David A. Viniar

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Elect Director Mark O. Winkelman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Goldman Sachs Group, Inc.

38141G104

4/28/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Charlene Barshefsky

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director John J. Brennan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Ursula M. Burns

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Kenneth I. Chenault

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Peter Chernin

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Ralph de la Vega

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Anne L. Lauvergeon

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Michael O. Leavitt

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Theodore J. Leonsis

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Richard C. Levin

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Samuel J. Palmisano

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Daniel L. Vasella

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Robert D. Walter

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Elect Director Ronald A. Williams

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Shareholder

Provide Right to Act by Written Consent

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

American Express Company

AXP

25816109

5/1/2017

Shareholder

Report on Gender Pay Gap

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Shellye L. Archambeau

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Mark T. Bertolini

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Richard L. Carrion

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Melanie L. Healey

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director M. Frances Keeth

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Karl-Ludwig Kley

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Lowell C. McAdam

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Clarence Otis, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Rodney E. Slater

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Kathryn A. Tesija

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Gregory D. Wasson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Elect Director Gregory G. Weaver

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Ratify Ernst & Young LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Management

Approve Omnibus Stock Plan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Shareholder

Establish Board Committee on Human Rights

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Shareholder

Report on Feasibility of Adopting GHG Emissions Targets

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Shareholder

Amend Bylaws - Call Special Meetings

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Shareholder

Amend Clawback Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Shareholder

Stock Retention/Holding Period

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Verizon Communications Inc.

92343V104

5/4/2017

Shareholder

Limit Matching Contributions to Executive Retirement Plans

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director Sondra L. Barbour

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director Thomas “Tony” K. Brown

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director Vance D. Coffman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director David B. Dillon

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director Michael L. Eskew

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director Herbert L. Henkel

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director Muhtar Kent

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director Edward M. Liddy

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director Gregory R. Page

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director Inge G. Thulin

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Elect Director Patricia A. Woertz

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

3M Company

MMM

88579Y101

5/9/2017

Shareholder

Adopt Holy Land Principles

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director Alan L. Beller

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director John H. Dasburg

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director Janet M. Dolan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director Kenneth M. Duberstein

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director Patricia L. Higgins

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director William J. Kane

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director Cleve L. Killingsworth, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director Philip T. (Pete) Ruegger, III

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director Todd C. Schermerhorn

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director Alan D. Schnitzer

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director Donald J. Shepard

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Elect Director Laurie J. Thomsen

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Ratify KPMG LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Management

Amend Omnibus Stock Plan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Shareholder

Report on Lobbying Payments and Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Shareholder

Report on Gender Pay Gap

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Travelers Companies, Inc.

TRV

8.94E+113

5/18/2017

Shareholder

Prepare Employment Diversity Report and Report on Diversity Policies

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Gerard J. Arpey

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Ari Bousbib

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Jeffery H. Boyd

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Gregory D. Brenneman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director J. Frank Brown

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Albert P. Carey

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Armando Codina

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Helena B. Foulkes

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Linda R. Gooden

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Wayne M. Hewett

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Karen L. Katen

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Craig A. Menear

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Elect Director Mark Vadon

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Ratify KPMG LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Shareholder

Prepare Employment Diversity Report and Report on Diversity Policies

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Shareholder

Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

The Home Depot, Inc.

437076102

5/18/2017

Shareholder

Amend Articles/Bylaws/Charter - Call Special Meetings

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director Linda B. Bammann

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director James A. Bell

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director Crandall C. Bowles

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director Stephen B. Burke

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director Todd A. Combs

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director James S. Crown

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director James Dimon

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director Timothy P. Flynn

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director Laban P. Jackson, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director Michael A. Neal

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director Lee R. Raymond

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Elect Director William C. Weldon

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Shareholder

Require Independent Board Chairman

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Shareholder

Prohibit Accelerated Vesting of Awards to Pursue Government Service

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Shareholder

Clawback Amendment

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Shareholder

Report on Gender Pay Gap

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Shareholder

Provide Vote Counting to Exclude Abstentions

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

JPMorgan Chase & Co.

JPM

46625H100

5/16/2017

Shareholder

Reduce Ownership Threshold for Shareholders to Call a Special Meeting

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director Charlene Barshefsky

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director Aneel Bhusri

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director Andy D. Bryant

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director Reed E. Hundt

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director Omar Ishrak

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director Brian M. Krzanich

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director Tsu-Jae King Liu

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director David S. Pottruck

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director Gregory D. Smith

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director Frank D. Yeary

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Elect Director David B. Yoffie

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Ratify Ernst & Young LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Amend Omnibus Stock Plan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Shareholder

Political Contributions Disclosure

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Intel Corporation

INTC

458140100

5/18/2017

Shareholder

Provide Vote Counting to Exclude Abstentions

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Leslie A. Brun

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Thomas R. Cech

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Pamela J. Craig

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Kenneth C. Frazier

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Thomas H. Glocer

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Rochelle B. Lazarus

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director John H. Noseworthy

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Carlos E. Represas

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Paul B. Rothman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Patricia F. Russo

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Craig B. Thompson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Wendell P. Weeks

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Elect Director Peter C. Wendell

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Shareholder

Require Independent Board Chairman

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Shareholder

Adopt Holy Land Principles

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Shareholder

Report on Risks of Doing Business in Conflict-Affected Areas

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Merck & Co., Inc.

MRK

58933Y105

5/23/2017

Shareholder

Report on Board Oversight of Product Safety and Quality

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Wanda M. Austin

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Linnet F. Deily

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Robert E. Denham

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Alice P. Gast

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Enrique Hernandez, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Jon M. Huntsman, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Charles W. Moorman, IV

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Dambisa F. Moyo

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Ronald D. Sugar

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Inge G. Thulin

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director John S. Watson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Elect Director Michael K. Wirth

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Shareholder

Report on Lobbying Payments and Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Shareholder

Report on Risks of Doing Business in Conflict-Affected Areas

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Shareholder

Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*

None

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Shareholder

Assess and Report on Transition to a Low Carbon Economy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Shareholder

Require Independent Board Chairman

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Shareholder

Require Director Nominee with Environmental Experience

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Chevron Corporation

CVX

166764100

5/31/2017

Shareholder

Amend Articles/Bylaws/Charter - Call Special Meetings

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director Susan K. Avery

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director Michael J. Boskin

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director Angela F. Braly

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director Ursula M. Burns

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director Henrietta H. Fore

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director Kenneth C. Frazier

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director Douglas R. Oberhelman

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director Samuel J. Palmisano

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director Steven S. Reinemund

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director William C. Weldon

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Elect Director Darren W. Woods

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Shareholder

Require Independent Board Chairman

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Shareholder

Require a Majority Vote for the Election of Directors

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Shareholder

Amend Bylaws — Call Special Meetings

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Shareholder

Amend Bylaws to Prohibit Precatory Proposals

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Shareholder

Disclose Percentage of Females at Each Percentile of Compensation

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Shareholder

Report on Lobbying Payments and Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Shareholder

Increase Return of Capital to Shareholders in Light of Climate Change Risks

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Shareholder

Report on Climate Change Policies

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Exxon Mobil Corporation

XOM

30231G102

5/31/2017

Shareholder

Report on Methane Emissions

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director Lloyd Dean

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director Stephen Easterbrook

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director Robert Eckert

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director Margaret Georgiadis

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director Enrique Hernandez, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director Jeanne Jackson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director Richard Lenny

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director John Mulligan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director Sheila Penrose

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director John Rogers, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Elect Director Miles White

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Amend Omnibus Stock Plan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Management

Ratify Ernst & Young LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Shareholder

Provide Vote Counting to Exclude Abstentions

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Shareholder

Reduce Ownership Threshold for Shareholders to Call a Special Meeting

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Shareholder

Issue New Series of Preferred Stock with the Right to Elect own Director

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Shareholder

Adopt Holy Land Principles

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Shareholder

Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Shareholder

Assess Environmental Impact of Polystyrene Foam Cups

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

McDonald’s Corporation

MCD

580135101

5/24/2017

Shareholder

Report on Charitable Contributions

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Elect Director Lamberto Andreotti

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Elect Director Edward D. Breen

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Elect Director Robert A. Brown

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Elect Director Alexander M. Cutler

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Elect Director Eleuthere I. du Pont

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Elect Director James L. Gallogly

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Elect Director Marillyn A. Hewson

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Elect Director Lois D. Juliber

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Elect Director Lee M. Thomas

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Elect Director Patrick J. Ward

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Ratify PricewaterhouseCoopers LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Shareholder

Report on Pay Disparity

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

E. I. du Pont de Nemours and Company

263534109

5/24/2017

Shareholder

Report on Accident Risk Reduction Efforts

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director James I. Cash, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director Timothy P. Flynn

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director Carla A. Harris

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director Thomas W. Horton

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director Marissa A. Mayer

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director C. Douglas McMillon

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director Gregory B. Penner

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director Steven S Reinemund

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director Kevin Y. Systrom

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director S. Robson Walton

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Elect Director Steuart L. Walton

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Management

Ratify Ernst & Young LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Shareholder

Require Independent Board Chairman

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Shareholder

Provide Proxy Access Right

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Wal-Mart Stores, Inc.

WMT

931142103

6/2/2017

Shareholder

Require Independent Director Nominee with Environmental Experience

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Elect Director William C. Ballard, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Elect Director Richard T. Burke

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Elect Director Timothy P. Flynn

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Elect Director Stephen J. Hemsley

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Elect Director Michele J. Hooper

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Elect Director Rodger A. Lawson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Elect Director Glenn M. Renwick

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Elect Director Kenneth I. Shine

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Elect Director Gail R. Wilensky

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Management

Ratify Deloitte & Touche LLP as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

UnitedHealth Group Incorporated

UNH

91324P102

6/5/2017

Shareholder

Report on Lobbying Payments and Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director David L. Calhoun

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Daniel M. Dickinson

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Juan Gallardo

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Jesse J. Greene, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Jon M. Huntsman, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Dennis A. Muilenburg

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director William A. Osborn

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Debra L. Reed

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Edward B. Rust, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Susan C. Schwab

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Jim Umpleby

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Miles D. White

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Elect Director Rayford Wilkins, Jr.

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Ratify PricewaterhouseCoopers as Auditors

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Advisory Vote on Say on Pay Frequency

One Year

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Management

Amend Omnibus Stock Plan

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Shareholder

Report on Lobbying Payments and Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Shareholder

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Shareholder

Report on Lobbying Priorities

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Shareholder

Include Sustainability as a Performance Measure for Senior Executive Compensation

Against

For

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Shareholder

Amend Compensation Clawback Policy

Against

For

Against

811-22970

Nuveen Dow 30(SM) Dynamic Overwrite Fund

Caterpillar Inc.

CAT

149123101

6/14/2017

Shareholder

Require Independent Board Chairman

Against

For

Against

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Nuveen Dow 30 SM Dynamic Overwrite Fund


By		/s/ Cedric H. Antosiewicz
		Cedric H. Antosiewicz – Chief Administrative Officer

Date

August 29, 2017

Nuveen Dow 30 Dynamic Overwrite Fund (DIAX) N-PXAnnual report of proxy voting record