FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22970
Nuveen Dow 30 SM Dynamic Overwrite Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Cedric H. Antosiewicz – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2018
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-22970
Registrant Name: Nuveen Dow 30(SM) Dynamic Overwrite Fund
Reporting Period: 07/01/2017 - 06/30/2018
Nuveen Dow 30(SM) Dynamic Overwrite Fund
3M COMPANY Meeting Date: MAY 08, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: MMM Security ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sondra L. Barbour | Management | For | For |
1b | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Michael L. Eskew | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Amy E. Hood | Management | For | For |
1g | Elect Director Muhtar Kent | Management | For | For |
1h | Elect Director Edward M. Liddy | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Michael F. Roman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
AMBARELLA, INC. Meeting Date: JUN 06, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: AMBA Security ID: G037AX101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hsiao-Wuen Hon | Management | For | For |
1.2 | Elect Director Christopher B. Paisley | Management | For | For |
1.3 | Elect Director Andrew W. Verhalen | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AMERICAN EXPRESS COMPANY Meeting Date: MAY 07, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: AXP Security ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director John J. Brennan | Management | For | For |
1c | Elect Director Peter Chernin | Management | For | For |
1d | Elect Director Ralph de la Vega | Management | For | For |
1e | Elect Director Anne L. Lauvergeon | Management | For | For |
1f | Elect Director Michael O. Leavitt | Management | For | For |
1g | Elect Director Theodore J. Leonsis | Management | For | For |
1h | Elect Director Richard C. Levin | Management | For | For |
1i | Elect Director Samuel J. Palmisano | Management | For | For |
1j | Elect Director Stephen J. Squeri | Management | For | For |
1k | Elect Director Daniel L. Vasella | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
1m | Elect Director Christopher D. Young | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
APPLE INC. Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | For |
6 | Establish Human Rights Committee | Shareholder | Against | Against |
CATERPILLAR INC. Meeting Date: JUN 13, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: CAT Security ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
1.2 | Elect Director David L. Calhoun | Management | For | For |
1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.6 | Elect Director William A. Osborn | Management | For | For |
1.7 | Elect Director Debra L. Reed | Management | For | For |
1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.9 | Elect Director Susan C. Schwab | Management | For | For |
1.10 | Elect Director D. James Umpleby, III | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
1.12 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
5 | Amend Compensation Clawback Policy | Shareholder | Against | For |
6 | Require Director Nominee with Human Rights Experience | Shareholder | Against | Against |
CBOE GLOBAL MARKETS INC. Meeting Date: MAY 17, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: CBOE Security ID: 12503M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward T. Tilly | Management | For | For |
1.2 | Elect Director Frank E. English, Jr. | Management | For | For |
1.3 | Elect Director William M. Farrow, III | Management | For | For |
1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director Roderick A. Palmore | Management | For | For |
1.8 | Elect Director James E. Parisi | Management | For | For |
1.9 | Elect Director Joseph P. Ratterman | Management | For | For |
1.10 | Elect Director Michael L. Richter | Management | For | For |
1.11 | Elect Director Jill E. Sommers | Management | For | For |
1.12 | Elect Director Carole E. Stone | Management | For | For |
1.13 | Elect Director Eugene S. Sunshine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
CHEVRON CORPORATION Meeting Date: MAY 30, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Ronald D. Sugar | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director D. James Umpleby, III | Management | For | For |
1j | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Against |
7 | Report on Methane Emissions | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
CISCO SYSTEMS, INC. Meeting Date: DEC 11, 2017 Record Date: OCT 13, 2017 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Amy L. Chang | Management | For | For |
1e | Elect Director John L. Hennessy | Management | For | For |
1f | Elect Director Kristina M. Johnson | Management | For | For |
1g | Elect Director Roderick C. McGeary | Management | For | For |
1h | Elect Director Charles H. Robbins | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
DOWDUPONT INC. Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: DWDP Security ID: 26078J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Edward D. Breen | Management | For | For |
1d | Elect Director Robert A. Brown | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Jeff M. Fettig | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | For |
1h | Elect Director Lois D. Juliber | Management | For | For |
1i | Elect Director Andrew N. Liveris | Management | For | For |
1j | Elect Director Raymond J. Milchovich | Management | For | For |
1k | Elect Director Paul Polman | Management | For | For |
1l | Elect Director Dennis H. Reilley | Management | For | For |
1m | Elect Director James M. Ringler | Management | For | For |
1n | Elect Director Ruth G. Shaw | Management | For | For |
1o | Elect Director Lee M. Thomas | Management | For | For |
1p | Elect Director Patrick J. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
EXXON MOBIL CORPORATION Meeting Date: MAY 30, 2018 Record Date: APR 04, 2018 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
1.8 | Elect Director Steven S Reinemund | Management | For | For |
1.9 | Elect Director William C. Weldon | Management | For | For |
1.10 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
7 | Report on lobbying Payments and Policy | Shareholder | Against | For |
GENERAL ELECTRIC COMPANY Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien M. Bazin | Management | For | For |
2 | Elect Director W. Geoffrey Beattie | Management | For | For |
3 | Elect Director John J. Brennan | Management | For | For |
4 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
5 | Elect Director Francisco D'Souza | Management | For | For |
6 | Elect Director John L. Flannery | Management | For | For |
7 | Elect Director Edward P. Garden | Management | For | For |
8 | Elect Director Thomas W. Horton | Management | For | For |
9 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
10 | Elect Director James J. Mulva | Management | For | For |
11 | Elect Director Leslie F. Seidman | Management | For | For |
12 | Elect Director James S. Tisch | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify KPMG LLP as Auditors | Management | For | Against |
16 | Require Independent Board Chairman | Shareholder | Against | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
19 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
20 | Report on Stock Buybacks | Shareholder | Against | Against |
21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
INTEL CORPORATION Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: INTC Security ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aneel Bhusri | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Reed E. Hundt | Management | For | For |
1d | Elect Director Omar Ishrak | Management | For | For |
1e | Elect Director Brian M. Krzanich | Management | For | For |
1f | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1g | Elect Director Tsu-Jae King Liu | Management | For | For |
1h | Elect Director Gregory D. Smith | Management | For | For |
1i | Elect Director Andrew Wilson | Management | For | For |
1j | Elect Director Frank D. Yeary | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Costs and Benefits of Poltical Contributions | Shareholder | Against | Against |
INTERNATIONAL BUSINESS MACHINES CORPORATION Meeting Date: APR 24, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: IBM Security ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Michael L. Eskew | Management | For | For |
1.3 | Elect Director David N. Farr | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Andrew N. Liveris | Management | For | For |
1.7 | Elect Director Hutham S. Olayan | Management | For | For |
1.8 | Elect Director James W. Owens | Management | For | For |
1.9 | Elect Director Virginia M. Rometty | Management | For | For |
1.10 | Elect Director Joseph R. Swedish | Management | For | For |
1.11 | Elect Director Sidney Taurel | Management | For | For |
1.12 | Elect Director Peter R. Voser | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
JOHNSON & JOHNSON Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director William D. Perez | Management | For | For |
1i | Elect Director Charles Prince | Management | For | For |
1j | Elect Director A. Eugene Washington | Management | For | For |
1k | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
LKQ CORPORATION Meeting Date: MAY 07, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: LKQ Security ID: 501889208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sukhpal Singh Ahluwalia | Management | For | For |
1b | Elect Director A. Clinton Allen | Management | For | For |
1c | Elect Director Robert M. Hanser | Management | For | For |
1d | Elect Director Joseph M. Holsten | Management | For | For |
1e | Elect Director Blythe J. McGarvie | Management | For | For |
1f | Elect Director John F. O'Brien | Management | For | For |
1g | Elect Director Guhan Subramanian | Management | For | For |
1h | Elect Director William M. Webster, IV | Management | For | For |
1i | Elect Director Dominick Zarcone | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCDONALD'S CORPORATION Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Stephen Easterbrook | Management | For | For |
1c | Elect Director Robert Eckert | Management | For | For |
1d | Elect Director Margaret (Margo) Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jeanne Jackson | Management | For | For |
1g | Elect Director Richard Lenny | Management | For | For |
1h | Elect Director John Mulligan | Management | For | For |
1i | Elect Director Sheila Penrose | Management | For | For |
1j | Elect Director John Rogers, Jr. | Management | For | For |
1k | Elect Director Miles White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Plastic Straws | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Against |
MERCK & CO., INC. Meeting Date: MAY 22, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Rochelle B. Lazarus | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Wendell P. Weeks | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MICROSOFT CORPORATION Meeting Date: NOV 29, 2017 Record Date: SEP 29, 2017 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
NIKE, INC. Meeting Date: SEP 21, 2017 Record Date: JUL 21, 2017 Meeting Type: ANNUAL | ||||
Ticker: NKE Security ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Michelle A. Peluso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PFIZER INC. Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Albert Bourla | Management | For | For |
1.4 | Elect Director W. Don Cornwell | Management | For | For |
1.5 | Elect Director Joseph J. Echevarria | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director James M. Kilts | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
THE BOEING COMPANY Meeting Date: APR 30, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Bradway | Management | For | For |
1b | Elect Director David L. Calhoun | Management | For | For |
1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lynn J. Good | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Caroline B. Kennedy | Management | For | For |
1i | Elect Director Edward M. Liddy | Management | For | For |
1j | Elect Director Dennis A. Muilenburg | Management | For | For |
1k | Elect Director Susan C. Schwab | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
1m | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Require Shareholder Approval to Increase Board Size to More Than 14 | Shareholder | Against | Against |
THE COCA-COLA COMPANY Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: KO Security ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Marc Bolland | Management | For | For |
1.4 | Elect Director Ana Botin | Management | For | For |
1.5 | Elect Director Richard M. Daley | Management | For | For |
1.6 | Elect Director Christopher C. Davis | Management | For | For |
1.7 | Elect Director Barry Diller | Management | For | For |
1.8 | Elect Director Helene D. Gayle | Management | For | For |
1.9 | Elect Director Alexis M. Herman | Management | For | For |
1.10 | Elect Director Muhtar Kent | Management | For | For |
1.11 | Elect Director Robert A. Kotick | Management | For | For |
1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James Quincey | Management | For | For |
1.15 | Elect Director Caroline J. Tsay | Management | For | For |
1.16 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Mark A. Flaherty | Management | For | For |
1d | Elect Director William W. George | Management | For | For |
1e | Elect Director James A. Johnson | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director David A. Viniar | Management | For | For |
1k | Elect Director Mark O. Winkelman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Amend Proxy Access Right | Shareholder | Against | For |
THE HOME DEPOT, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Linda R. Gooden | Management | For | For |
1j | Elect Director Wayne M. Hewett | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
1m | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Clawback of Incentive Payments | Shareholder | Against | For |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 10, 2017 Record Date: AUG 11, 2017 Meeting Type: PROXY CONTEST | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Francis S. Blake | Management | For | Did Not Vote |
1.2 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
1.3 | Elect Director Amy L. Chang | Management | For | Did Not Vote |
1.4 | Elect Director Kenneth I. Chenault | Management | For | Did Not Vote |
1.5 | Elect Director Scott D. Cook | Management | For | Did Not Vote |
1.6 | Elect Director Terry J. Lundgren | Management | For | Did Not Vote |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | Did Not Vote |
1.8 | Elect Director David S. Taylor | Management | For | Did Not Vote |
1.9 | Elect Director Margaret C. Whitman | Management | For | Did Not Vote |
1.10 | Elect Director Patricia A. Woertz | Management | For | Did Not Vote |
1.11 | Elect Director Ernesto Zedillo | Management | For | Did Not Vote |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
5 | Adopt Holy Land Principles | Shareholder | Against | Did Not Vote |
6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Did Not Vote |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Did Not Vote |
8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Nelson Peltz | Shareholder | For | For |
1.2 | Management Nominee Francis S. Blake | Shareholder | For | For |
1.3 | Management Nominee Angela F. Braly | Shareholder | For | For |
1.4 | Management Nominee Amy L. Chang | Shareholder | For | For |
1.5 | Management Nominee Kenneth I. Chenault | Shareholder | For | For |
1.6 | Management Nominee Scott D. Cook | Shareholder | For | For |
1.7 | Management Nominee Terry J. Lundgren | Shareholder | For | For |
1.8 | Management Nominee W. James McNerney, Jr. | Shareholder | For | For |
1.9 | Management Nominee David S. Taylor | Shareholder | For | For |
1.10 | Management Nominee Margaret C. Whitman | Shareholder | For | For |
1.11 | Management Nominee Patricia A. Woertz | Shareholder | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | None | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Adopt Holy Land Principles | Shareholder | None | Against |
6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | None | Against |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | None | Against |
8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | For | For |
THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 23, 2018 Record Date: MAR 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: TRV Security ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Patricia L. Higgins | Management | For | For |
1f | Elect Director William J. Kane | Management | For | For |
1g | Elect Director Clarence Otis, Jr. | Management | For | For |
1h | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1i | Elect Director Todd C. Schermerhorn | Management | For | For |
1j | Elect Director Alan D. Schnitzer | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
THE WALT DISNEY COMPANY Meeting Date: MAR 08, 2018 Record Date: JAN 08, 2018 Meeting Type: ANNUAL | ||||
Ticker: DIS Security ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director John S. Chen | Management | For | For |
1e | Elect Director Francis A. deSouza | Management | For | For |
1f | Elect Director Robert A. Iger | Management | For | For |
1g | Elect Director Maria Elena Lagomasino | Management | For | For |
1h | Elect Director Fred H. Langhammer | Management | For | For |
1i | Elect Director Aylwin B. Lewis | Management | For | For |
1j | Elect Director Mark G. Parker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Proxy Access Bylaw Amendment | Shareholder | Against | For |
TWITTER, INC. Meeting Date: MAY 30, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: TWTR Security ID: 90184L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha Lane Fox | Management | For | For |
1.2 | Elect Director David Rosenblatt | Management | For | For |
1.3 | Elect Director Evan Williams | Management | For | For |
1.4 | Elect Director Debra Lee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Establish International Policy Board Committee | Shareholder | Against | Against |
5 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION Meeting Date: APR 30, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: UTX Security ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold W. McGraw, III | Management | For | For |
1i | Elect Director Margaret L. O'Sullivan | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. Meeting Date: MAY 03, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: VZ Security ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.8 | Elect Director Rodney E. Slater | Management | For | For |
1.9 | Elect Director Kathryn A. Tesija | Management | For | For |
1.10 | Elect Director Gregory D. Wasson | Management | For | For |
1.11 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Clawback of Incentive Payments | Shareholder | Against | For |
9 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | For |
VISA INC. Meeting Date: JAN 30, 2018 Record Date: DEC 01, 2017 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Gary A. Hoffman | Management | For | For |
1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1f | Elect Director John F. Lundgren | Management | For | For |
1g | Elect Director Robert W. Matschullat | Management | For | For |
1h | Elect Director Suzanne Nora Johnson | Management | For | For |
1i | Elect Director John A.C. Swainson | Management | For | For |
1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
WALMART, INC. Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Easterbrook | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | For |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S Reinemund | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Against |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Dow 30 SM Dynamic Overwrite Fund
By | /s/ Cedric H. Antosiewicz | |
Cedric H. Antosiewicz – Chief Administrative Officer | ||
Date |
August 20, 2018