The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 308 | 9,169 | SH | DFND | 0 | 0 | 9,169 | ||
ABBOTT LABORATORIES | COM | 002824100 | 1,213 | 26,940 | SH | DFND | 0 | 0 | 26,940 | ||
ALTRIA GROUP INC | COM | 02209S103 | 363 | 7,374 | SH | DFND | 0 | 0 | 7,374 | ||
APPLE INC | COM | 037833100 | 2,518 | 22,812 | SH | DFND | 0 | 0 | 22,812 | ||
AXOGEN INC | COM | 05463X106 | 36 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
BERKSHIRE HATHAWAY NEW CLASS B | COM | 084670702 | 213 | 1,420 | SH | DFND | 0 | 0 | 1,420 | ||
BERKSHIRE HTWY CL.A | 100 SHS=1 WHOLE | 084990175 | 678 | 300 | SH | DFND | 0 | 0 | 300 | ||
BROCADE COMMUNICATIONS SYSTEMS | COM | 111621306 | 1,119 | 94,550 | SH | DFND | 0 | 0 | 94,550 | ||
CADENCE DESIGN SYSTEMS INC | COM | 127387108 | 508 | 26,800 | SH | DFND | 0 | 0 | 26,800 | ||
CHEVRON CORP NEW | COM | 166764100 | 886 | 7,901 | SH | DFND | 0 | 0 | 7,901 | ||
GUGGENHEIM BULLETSHS 2017 | HIGH YIELD CORP B | 18383M399 | 5,800 | 223,520 | SH | DFND | 1,070 | 0 | 222,450 | ||
GUGGENHEIM BULLETSHS 2017 | CORPORATE BOND ET | 18383M548 | 2,228 | 98,110 | SH | DFND | 0 | 0 | 98,110 | ||
GUGGENHEIM BULLETSHS 2016 | CORP BOND ETF | 18383M555 | 6,602 | 298,740 | SH | DFND | 7,550 | 0 | 291,190 | ||
GUGGENHEIM BULLETSHS 2015 | CORP BOND ETF | 18383M563 | 4,389 | 202,520 | SH | DFND | 570 | 0 | 201,950 | ||
DETTO TECHNOLOGIES INC | COM | 251463105 | 0 | 32,000 | SH | DFND | 0 | 0 | 32,000 | ||
DISNEY WALT CO (HOLDING CO) | COM | 254687106 | 1,989 | 21,114 | SH | DFND | 0 | 0 | 21,114 | ||
EBAY INC | COM | 278642103 | 283 | 5,040 | SH | DFND | 0 | 0 | 5,040 | ||
EDISON INTERNATIONAL | COM | 281020107 | 241 | 3,688 | SH | DFND | 0 | 0 | 3,688 | ||
ROBO-STOX GLOBAL ROBOTICS ETF | COM | 301505707 | 1,136 | 44,185 | SH | DFND | 300 | 0 | 43,885 | ||
EXXON MOBIL CORP (NEW) | COM | 30231G102 | 672 | 7,271 | SH | DFND | 0 | 0 | 7,271 | ||
F5 NETWORKS INC. | COM | 315616102 | 513 | 3,930 | SH | DFND | 0 | 0 | 3,930 | ||
FORWARD AIR CORPORATION | COM | 349853101 | 1,072 | 21,280 | SH | DFND | 0 | 0 | 21,280 | ||
INTEL CORP | COM | 458140100 | 1,529 | 42,130 | SH | DFND | 0 | 0 | 42,130 | ||
iSHARES S&P MIDCAP 400 GRWTH | COM | 464287606 | 852 | 5,335 | SH | DFND | 60 | 0 | 5,275 | ||
iSHARES S&P EURO 35O IDX | COM | 464287861 | 963 | 22,650 | SH | DFND | 170 | 0 | 22,480 | ||
iSHARES MICRO-CAP ETF | COM | 464288869 | 2,777 | 36,080 | SH | DFND | 180 | 0 | 35,900 | ||
iSHARES MSCI CHINA | COM | 46429B671 | 4,443 | 88,460 | SH | DFND | 450 | 0 | 88,010 | ||
JOHNSON& JOHNSON | COM | 478160104 | 210 | 2,009 | SH | DFND | 0 | 0 | 2,009 | ||
MARKET VECTORS OIL SVCS ETF | COM | 57060U191 | 3,053 | 84,985 | SH | DFND | 305 | 0 | 84,680 | ||
MARSH& MCLENNAN COS INC | COM | 571748102 | 1,114 | 19,460 | SH | DFND | 0 | 0 | 19,460 | ||
MASTERCARD INCORPORATED | COM | 57636Q104 | 1,135 | 13,170 | SH | DFND | 0 | 0 | 13,170 | ||
MERCK& CO. INC. | COM | 58933Y105 | 250 | 4,400 | SH | DFND | 0 | 0 | 4,400 | ||
MICROSOFT CORP | COM | 594918104 | 1,371 | 29,510 | SH | DFND | 0 | 0 | 29,510 | ||
NVR, INC | COM | 62944T105 | 570 | 447 | SH | DFND | 0 | 0 | 447 | ||
NORTHERN GRAPHITE CORP F | COM | 66516A105 | 11 | 20,000 | SH | DFND | 0 | 0 | 20,000 | ||
NOVAGOLD RES INC NEW F | COM | 66987E206 | 524 | 177,500 | SH | DFND | 0 | 0 | 177,500 | ||
ORANGE COUNTY BUS BANK | COM | 684193105 | 173 | 27,832 | SH | DFND | 0 | 0 | 27,832 | ||
PFIZER INC | COM | 717081103 | 433 | 13,916 | SH | DFND | 0 | 0 | 13,916 | ||
PIMCO ENHANCED SHORT MAT ETF | COM | 72201R833 | 414 | 4,100 | SH | DFND | 0 | 0 | 4,100 | ||
POWERSHARES QQQ | COM | 73935A104 | 9,313 | 90,197 | SH | DFND | 540 | 0 | 89,657 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 222 | 2,432 | SH | DFND | 0 | 0 | 2,432 | ||
GUGGENHEIM S&P EQ WEIGHT TECH | COM | 78355W817 | 3,926 | 43,260 | SH | DFND | 240 | 0 | 43,020 | ||
GUGGENHEIM S&P 500 EQUAL | WEIGHT HEALTH CA | 78355W841 | 993 | 6,965 | SH | DFND | 60 | 0 | 6,905 | ||
SPDR MSCI ACWI (ex-US) | COM | 78463X848 | 323 | 9,654 | SH | DFND | 0 | 0 | 9,654 | ||
SPDR S&P HI YLD DIV ETF | COM | 78464A763 | 11,829 | 150,120 | SH | DFND | 565 | 0 | 149,555 | ||
ST JUDE MEDICAL INC | COM | 790849103 | 1,194 | 18,360 | SH | DFND | 0 | 0 | 18,360 | ||
SANDISK CORP | COM | 80004C101 | 1,551 | 15,830 | SH | DFND | 0 | 0 | 15,830 | ||
SCHWAB US BROAD MKT ETF | COM | 808524102 | 494 | 9,915 | SH | DFND | 0 | 0 | 9,915 | ||
SCHWAB US LARGE CAP GROWTH ETF | COM | 808524300 | 6,401 | 123,595 | SH | DFND | 280 | 0 | 123,315 | ||
SECTOR SPDR ENERGY SELECT SHS | COM | 81369Y506 | 3,719 | 46,975 | SH | DFND | 170 | 0 | 46,805 | ||
SECTOR SPDR FINCL SELECT SHS | COM | 81369Y605 | 4,789 | 193,645 | SH | DFND | 1,020 | 0 | 192,625 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 1,363 | 18,740 | SH | DFND | 0 | 0 | 18,740 | ||
STRYKER CORP | COM | 863667101 | 1,231 | 13,055 | SH | DFND | 0 | 0 | 13,055 | ||
TORCHMARK CORP | COM | 891027104 | 976 | 18,020 | SH | DFND | 0 | 0 | 18,020 | ||
VANGUARD DIV APPRECIATION ETF | COM | 921908844 | 8,042 | 99,085 | SH | DFND | 355 | 0 | 98,730 | ||
VANGUARD INTER-TRM BOND ETF | COM | 921937819 | 487 | 5,750 | SH | DFND | 0 | 0 | 5,750 | ||
VANGUARD US LRG CAP GR IND ETF | COM | 922908736 | 5,845 | 55,995 | SH | DFND | 0 | 0 | 55,995 | ||
WAL-MART STORES INC | COM | 931142103 | 310 | 3,608 | SH | DFND | 0 | 0 | 3,608 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 1,162 | 21,199 | SH | DFND | 0 | 0 | 21,199 | ||
LAZARD LTD | COM | G54050102 | 992 | 19,820 | SH | DFND | 0 | 0 | 19,820 | ||
TE CONNECTIVITY LTD | COM | H84989104 | 1,247 | 19,720 | SH | DFND | 0 | 0 | 19,720 | ||
AVAGO TECHNOLOGIES LIMITED | COM | Y0486S104 | 1,702 | 16,920 | SH | DFND | 0 | 0 | 16,920 |