The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 304 | 8,564 | SH | DFND | 0 | 0 | 8,564 | ||
ABBOTT LABORATORIES | COM | 002824100 | 1,273 | 25,940 | SH | DFND | 0 | 0 | 25,940 | ||
ALTRIA GROUP INC | COM | 02209S103 | 361 | 7,374 | SH | DFND | 0 | 0 | 7,374 | ||
APPLE INC | COM | 037833100 | 2,711 | 21,617 | SH | DFND | 0 | 0 | 21,617 | ||
AXOGEN INC | COM | 05463X106 | 79 | 25,000 | SH | DFND | 0 | 0 | 25,000 | ||
BERKSHIRE HATHAWAY NEW CLASS B | COM | 084670702 | 221 | 1,627 | SH | DFND | 0 | 0 | 1,627 | ||
BERKSHIRE HTWY CL.A | 100 SHS=1 WHOLE | 084990175 | 615 | 300 | SH | DFND | 0 | 0 | 300 | ||
CHEVRON CORP NEW | COM | 166764100 | 766 | 7,936 | SH | DFND | 0 | 0 | 7,936 | ||
GUGGENHEIM BULLETSHS 2017 | CORPORATE BOND ET | 18383M548 | 1,933 | 84,980 | SH | DFND | 0 | 0 | 84,980 | ||
GUGGENHEIM BULLETSHS 2016 | CORP BOND ETF | 18383M555 | 9,256 | 416,650 | SH | DFND | 7,550 | 0 | 409,100 | ||
GUGGENHEIM BULLETSHS 2015 | CORP BOND ETF | 18383M563 | 5,366 | 247,730 | SH | DFND | 570 | 0 | 247,160 | ||
DETTO TECHNOLOGIES INC | COM | 251463105 | 0 | 32,000 | SH | DFND | 0 | 0 | 32,000 | ||
DISNEY WALT CO (HOLDING CO) | COM | 254687106 | 2,230 | 19,534 | SH | DFND | 0 | 0 | 19,534 | ||
VANGUARD S&P 500 UCITS ETF USD | COM | 27399X646 | 1,461 | 37,300 | SH | DFND | 0 | 0 | 37,300 | ||
EBAY INC | COM | 278642103 | 304 | 5,040 | SH | DFND | 0 | 0 | 5,040 | ||
EDISON INTERNATIONAL | COM | 281020107 | 205 | 3,688 | SH | DFND | 0 | 0 | 3,688 | ||
EXXON MOBIL CORP (NEW) | COM | 30231G102 | 568 | 6,821 | SH | DFND | 0 | 0 | 6,821 | ||
INTEL CORP | COM | 458140100 | 303 | 9,970 | SH | DFND | 0 | 0 | 9,970 | ||
INVESTORS BANCORP INC | COM | 46146L101 | 1,052 | 85,500 | SH | DFND | 0 | 0 | 85,500 | ||
iSHARES RUSSELL MIDCAP GRWTH | COM | 464287481 | 312 | 3,220 | SH | DFND | 0 | 0 | 3,220 | ||
iSHARES S&P MIDCAP 400 GRWTH | COM | 464287606 | 813 | 4,795 | SH | DFND | 60 | 0 | 4,735 | ||
iSHARES S&P EURO 35O IDX | COM | 464287861 | 1,008 | 23,055 | SH | DFND | 170 | 0 | 22,885 | ||
iSHARES MICRO-CAP ETF | COM | 464288869 | 3,019 | 37,025 | SH | DFND | 180 | 0 | 36,845 | ||
iSHS III S&P SML CAP 600 UCITS | COM | 464288QST | 240 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
iSHS MSCI USA DIV IQ UCITS ETF | COM | 464288SST | 462 | 18,000 | SH | DFND | 0 | 0 | 18,000 | ||
iSHARES NASDAQ 100 UCITS ETF | COM | 464288STT | 768 | 3,200 | SH | DFND | 0 | 0 | 3,200 | ||
iSHS CHINA LRGE CAP UCITS ETF | COM | 464288YRT | 487 | 3,700 | SH | DFND | 0 | 0 | 3,700 | ||
iSHARES MSCI WORLD UCITS ETF | COM | 464288YWT | 533 | 12,500 | SH | DFND | 0 | 0 | 12,500 | ||
iSHARES MSCI CHINA | COM | 46429B671 | 4,612 | 82,300 | SH | DFND | 450 | 0 | 81,850 | ||
JOHNSON& JOHNSON | COM | 478160104 | 211 | 2,159 | SH | DFND | 0 | 0 | 2,159 | ||
J2 GLOBAL | COM | 48123V102 | 1,078 | 15,870 | SH | DFND | 0 | 0 | 15,870 | ||
MARSH& MCLENNAN COS INC | COM | 571748102 | 1,057 | 18,635 | SH | DFND | 0 | 0 | 18,635 | ||
MASTERCARD INCORPORATED | COM | 57636Q104 | 1,177 | 12,595 | SH | DFND | 0 | 0 | 12,595 | ||
MERCK& CO. INC. | COM | 58933Y105 | 205 | 3,600 | SH | DFND | 0 | 0 | 3,600 | ||
MICROSOFT CORP | COM | 594918104 | 1,285 | 29,110 | SH | DFND | 0 | 0 | 29,110 | ||
NVR, INC | COM | 62944T105 | 599 | 447 | SH | DFND | 0 | 0 | 447 | ||
NORTHERN GRAPHITE CORP F | COM | 66516A105 | 9 | 20,000 | SH | DFND | 0 | 0 | 20,000 | ||
NOVAGOLD RES INC NEW F | COM | 66987E206 | 607 | 177,500 | SH | DFND | 0 | 0 | 177,500 | ||
NOVO-NORDISK A S ADR | COM | 670100205 | 1,245 | 22,730 | SH | DFND | 0 | 0 | 22,730 | ||
ORANGE COUNTY BUS BANK | COM | 684193105 | 255 | 27,832 | SH | DFND | 0 | 0 | 27,832 | ||
PFIZER INC | COM | 717081103 | 457 | 13,616 | SH | DFND | 0 | 0 | 13,616 | ||
POWERSHARES QQQ | COM | 73935A104 | 9,010 | 84,150 | SH | DFND | 540 | 0 | 83,610 | ||
GUGGENHEIM S&P EQ WEIGHT TECH | COM | 78355W817 | 1,696 | 18,790 | SH | DFND | 170 | 0 | 18,620 | ||
GUGGENHEIM S&P 500 EQUAL | WEIGHT HEALTH CA | 78355W841 | 1,048 | 6,570 | SH | DFND | 60 | 0 | 6,510 | ||
SPDR S&P 500 ETF | COM | 78462F103 | 260 | 1,263 | SH | DFND | 0 | 0 | 1,263 | ||
SPDR S&P US DIV ARIS UCITS ETF | COM | 78462FJST | 897 | 22,800 | SH | DFND | 0 | 0 | 22,800 | ||
SPDR S&P 400 US MID CAP ETF | COM | 78462FRST | 238 | 5,700 | SH | DFND | 0 | 0 | 5,700 | ||
SPDR MSCI ACWI (ex-US) | COM | 78463X848 | 393 | 11,424 | SH | DFND | 0 | 0 | 11,424 | ||
SPDR S&P HI YLD DIV ETF | COM | 78464A763 | 11,020 | 144,600 | SH | DFND | 565 | 0 | 144,035 | ||
SPDR S&P BANK ETF | COM | 78464A797 | 2,832 | 78,110 | SH | DFND | 410 | 0 | 77,700 | ||
ST JUDE MEDICAL INC | COM | 790849103 | 1,276 | 17,460 | SH | DFND | 0 | 0 | 17,460 | ||
HENRY SCHEIN INC | COM | 806407102 | 507 | 3,565 | SH | DFND | 0 | 0 | 3,565 | ||
SCHWAB US BROAD MKT ETF | COM | 808524102 | 496 | 9,880 | SH | DFND | 0 | 0 | 9,880 | ||
SCHWAB US LARGE CAP GROWTH ETF | COM | 808524300 | 7,055 | 131,455 | SH | DFND | 280 | 0 | 131,175 | ||
SECTOR SPDR ENERGY SELECT SHS | COM | 81369Y506 | 3,329 | 44,295 | SH | DFND | 170 | 0 | 44,125 | ||
SECTOR SPDR FINCL SELECT SHS | COM | 81369Y605 | 4,373 | 179,355 | SH | DFND | 1,020 | 0 | 178,335 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 1,873 | 17,990 | SH | DFND | 0 | 0 | 17,990 | ||
STRYKER CORP | COM | 863667101 | 1,200 | 12,555 | SH | DFND | 0 | 0 | 12,555 | ||
TD AMERITRADE HOLDING CORP | COM | 87236Y108 | 1,042 | 28,310 | SH | DFND | 0 | 0 | 28,310 | ||
TORCHMARK CORP | COM | 891027104 | 1,001 | 17,195 | SH | DFND | 0 | 0 | 17,195 | ||
VANGUARD DIV APPRECIATION ETF | COM | 921908844 | 7,222 | 91,910 | SH | DFND | 355 | 0 | 91,555 | ||
VANGUARD INTER-TRM BOND ETF | COM | 921937819 | 390 | 4,650 | SH | DFND | 0 | 0 | 4,650 | ||
VANGUARD US LRG CAP GR IND ETF | COM | 922908736 | 4,880 | 45,585 | SH | DFND | 0 | 0 | 45,585 | ||
WAL-MART STORES INC | COM | 931142103 | 230 | 3,248 | SH | DFND | 0 | 0 | 3,248 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 1,155 | 20,544 | SH | DFND | 0 | 0 | 20,544 | ||
MEDTRONIC PLC | COM | G5960L103 | 976 | 13,165 | SH | DFND | 0 | 0 | 13,165 | ||
AVAGO TECHNOLOGIES LIMITED | COM | Y0486S104 | 2,142 | 16,110 | SH | DFND | 0 | 0 | 16,110 |