UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number811-21726
M3Sixty Funds
(Exact name of registrant as specified in charter)
4300 SHAWNEE MISSION PARKWAY, SUITE 100 FAIRWAY, KANSAS | 66205 |
(Address of principal executive offices) | (Zip code) |
M3SIXTY ADMINISTRATION, LLC
4300 SHAWNEE MISSION PARKWAY, SUITE 100
FAIRWAY, KANSAS 66205
(Name and address of agent for service)
Registrant’s telephone number, including area code:816.787.0723
Date of fiscal year end:06/30/2019
Date of reporting period:07/01/2018 to 06/30/2019
ITEM 1. | PROXY VOTING RECORD: |
The filing for Cognios Market Neutral Large Cap Fund, a series of the M3Sixty Funds, is attached.
Vote Summary | |||||||||||||||||
CONSTELLATION BRANDS, INC. | |||||||||||||||||
Security | 21036P108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | STZ | Meeting Date | 17-Jul-2018 | ||||||||||||||
ISIN | US21036P1084 | Agenda | 934835298 - Management | ||||||||||||||
Record Date | 18-May-2018 | Holding Recon Date | 18-May-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jul-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Jerry Fowden | For | For | ||||||||||||||
2 | Barry A. Fromberg | For | For | ||||||||||||||
3 | Robert L. Hanson | For | For | ||||||||||||||
4 | Ernesto M. Hernandez | For | For | ||||||||||||||
5 | Susan S. Johnson | For | For | ||||||||||||||
6 | James A. Locke III | For | For | ||||||||||||||
7 | Daniel J. McCarthy | For | For | ||||||||||||||
8 | Richard Sands | For | For | ||||||||||||||
9 | Robert Sands | For | For | ||||||||||||||
10 | Judy A. Schmeling | For | For | ||||||||||||||
11 | Keith E. Wandell | For | For | ||||||||||||||
2. | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 28, 2019 | Management | For | For | |||||||||||||
3. | To approve, by an advisory vote, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement | Management | For | For | |||||||||||||
VMWARE, INC. | |||||||||||||||||
Security | 928563402 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | VMW | Meeting Date | 19-Jul-2018 | ||||||||||||||
ISIN | US9285634021 | Agenda | 934842318 - Management | ||||||||||||||
Record Date | 21-May-2018 | Holding Recon Date | 21-May-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jul-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
2. | An advisory vote to approve named executive officer compensation, as described in VMware’s Proxy Statement. | Management | For | For | |||||||||||||
3. | To ratify the selection by the Audit Committee of VMware’s Board of Directors of PricewaterhouseCoopers LLP as VMware’s independent auditor for the fiscal year ending February 1, 2019. | Management | For | For | |||||||||||||
MCKESSON CORPORATION | |||||||||||||||||
Security | 58155Q103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MCK | Meeting Date | 25-Jul-2018 | ||||||||||||||
ISIN | US58155Q1031 | Agenda | 934848411 - Management | ||||||||||||||
Record Date | 31-May-2018 | Holding Recon Date | 31-May-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Jul-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: N. Anthony Coles, M.D. | Management | For | For | |||||||||||||
1b. | Election of Director: John H. Hammergren | Management | For | For | |||||||||||||
1c. | Election of Director: M. Christine Jacobs | Management | For | For | |||||||||||||
1d. | Election of Director: Donald R. Knauss | Management | For | For | |||||||||||||
1e. | Election of Director: Marie L. Knowles | Management | For | For | |||||||||||||
1f. | Election of Director: Bradley E. Lerman | Management | For | For | |||||||||||||
1g. | Election of Director: Edward A. Mueller | Management | For | For | |||||||||||||
1h. | Election of Director: Susan R. Salka | Management | For | For | |||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the company’s independent registered public accounting firm for the fiscal year ending March 31, 2019. | Management | For | For | |||||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | |||||||||||||
4. | Shareholder proposal on disclosure of lobbying activities and expenditures. | Shareholder | Against | For | |||||||||||||
5. | Shareholder proposal on accelerated vesting of equity awards. | Shareholder | Against | For | |||||||||||||
6. | Shareholder proposal on policy to use GAAP financial metrics for purposes of determining executive compensation. | Shareholder | Against | For | |||||||||||||
7. | Shareholder proposal on the ownership threshold for calling special meetings of shareholders. | Shareholder | Against | For | |||||||||||||
SCANA CORPORATION | |||||||||||||||||
Security | 80589M102 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | SCG | Meeting Date | 31-Jul-2018 | ||||||||||||||
ISIN | US80589M1027 | Agenda | 934849209 - Management | ||||||||||||||
Record Date | 31-May-2018 | Holding Recon Date | 31-May-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Jul-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | To approve the merger agreement, pursuant to which Merger Sub will be merged with and into SCANA, with SCANA surviving the merger as a wholly owned subsidiary of Dominion Energy, and each outstanding share of SCANA common stock will be converted into the right to receive 0.6690 of a share of Dominion Energy common stock, with cash paid in lieu of fractional shares. | Management | For | For | |||||||||||||
2. | The proposal to approve, on a non-binding advisory basis, the compensation to be paid to SCANA’s named executive officers that is based on or otherwise relates to the merger. | Management | For | For | |||||||||||||
3. | The proposal to adjourn the special meeting, if necessary or appropriate, in the view of the SCANA board to solicit additional proxies in favor of the merger proposal if there are not sufficient votes at the time of the special meeting to approve the merger proposal. | Management | For | For | |||||||||||||
MICHAEL KORS HOLDINGS LIMITED | |||||||||||||||||
Security | G60754101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | KORS | Meeting Date | 01-Aug-2018 | ||||||||||||||
ISIN | VGG607541015 | Agenda | 934849487 - Management | ||||||||||||||
Record Date | 01-Jun-2018 | Holding Recon Date | 01-Jun-2018 | ||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 31-Jul-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: M. William Benedetto | Management | For | For | |||||||||||||
1b. | Election of Director: Stephen F. Reitman | Management | For | For | |||||||||||||
1c. | Election of Director: Jean Tomlin | Management | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 30, 2019. | Management | For | For | |||||||||||||
3. | To approve, on a non-binding advisory basis, executive compensation. | Management | For | For | |||||||||||||
4. | A shareholder proposal entitled “Renewable Energy Resolution” if properly presented at the Annual Meeting. | Shareholder | Against | For | |||||||||||||
ELECTRONIC ARTS INC. | |||||||||||||||||
Security | 285512109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EA | Meeting Date | 02-Aug-2018 | ||||||||||||||
ISIN | US2855121099 | Agenda | 934848865 - Management | ||||||||||||||
Record Date | 08-Jun-2018 | Holding Recon Date | 08-Jun-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Aug-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Leonard S. Coleman | Management | For | For | |||||||||||||
1b. | Election of Director: Jay C. Hoag | Management | For | For | |||||||||||||
1c. | Election of Director: Jeffrey T. Huber | Management | For | For | |||||||||||||
1d. | Election of Director: Lawrence F. Probst | Management | For | For | |||||||||||||
1e. | Election of Director: Talbott Roche | Management | For | For | |||||||||||||
1f. | Election of Director: Richard A. Simonson | Management | For | For | |||||||||||||
1g. | Election of Director: Luis A. Ubinas | Management | For | For | |||||||||||||
1h. | Election of Director: Heidi J. Ueberroth | Management | For | For | |||||||||||||
1i. | Election of Director: Andrew Wilson | Management | For | For | |||||||||||||
2. | Advisory vote on the compensation of the named executive officers. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2019. | Management | For | For | |||||||||||||
RALPH LAUREN CORPORATION | |||||||||||||||||
Security | 751212101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | RL | Meeting Date | 02-Aug-2018 | ||||||||||||||
ISIN | US7512121010 | Agenda | 934850062 - Management | ||||||||||||||
Record Date | 04-Jun-2018 | Holding Recon Date | 04-Jun-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Aug-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Frank A. Bennack, Jr. | For | For | ||||||||||||||
2 | Joel L. Fleishman | For | For | ||||||||||||||
3 | Michael A. George | For | For | ||||||||||||||
4 | Hubert Joly | For | For | ||||||||||||||
2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 30, 2019. | Management | For | For | |||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers and our compensation philosophy, policies and practices as described in our 2018 Proxy Statement. | Management | For | For | |||||||||||||
CA, INC. | |||||||||||||||||
Security | 12673P105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CA | Meeting Date | 08-Aug-2018 | ||||||||||||||
ISIN | US12673P1057 | Agenda | 934850973 - Management | ||||||||||||||
Record Date | 11-Jun-2018 | Holding Recon Date | 11-Jun-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Aug-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Director: Jens Alder | Management | For | For | |||||||||||||
1B. | Election of Director: Nancy A. Altobello | Management | For | For | |||||||||||||
1C. | Election of Director: Raymond J. Bromark | Management | For | For | |||||||||||||
1D. | Election of Director: Michael P. Gregoire | Management | For | For | |||||||||||||
1E. | Election of Director: Jean M. Hobby | Management | For | For | |||||||||||||
1F. | Election of Director: Rohit Kapoor | Management | For | For | |||||||||||||
1G. | Election of Director: Jeffrey G. Katz | Management | For | For | |||||||||||||
1H. | Election of Director: Kay Koplovitz | Management | For | For | |||||||||||||
1I. | Election of Director: Christopher B. Lofgren | Management | For | For | |||||||||||||
1J. | Election of Director: Richard Sulpizio | Management | For | For | |||||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2019. | Management | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | |||||||||||||
THE J. M. SMUCKER COMPANY | |||||||||||||||||
Security | 832696405 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SJM | Meeting Date | 15-Aug-2018 | ||||||||||||||
ISIN | US8326964058 | Agenda | 934853602 - Management | ||||||||||||||
Record Date | 18-Jun-2018 | Holding Recon Date | 18-Jun-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Aug-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Kathryn W. Dindo | Management | For | For | |||||||||||||
1b. | Election of Director: Paul J. Dolan | Management | For | For | |||||||||||||
1c. | Election of Director: Jay L. Henderson | Management | For | For | |||||||||||||
1d. | Election of Director: Elizabeth Valk Long | Management | For | For | |||||||||||||
1e. | Election of Director: Gary A. Oatey | Management | For | For | |||||||||||||
1f. | Election of Director: Kirk L. Perry | Management | For | For | |||||||||||||
1g. | Election of Director: Sandra Pianalto | Management | For | For | |||||||||||||
1h. | Election of Director: Nancy Lopez Russell | Management | For | For | |||||||||||||
1i. | Election of Director: Alex Shumate | Management | For | For | |||||||||||||
1j. | Election of Director: Mark T. Smucker | Management | For | For | |||||||||||||
1k. | Election of Director: Richard K. Smucker | Management | For | For | |||||||||||||
1l. | Election of Director: Timothy P. Smucker | Management | For | For | |||||||||||||
1m. | Election of Director: Dawn C. Willoughby | Management | For | For | |||||||||||||
2. | Ratification of appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for the 2019 fiscal year. | Management | For | For | |||||||||||||
3. | Advisory approval of the Company’s executive compensation. | Management | For | For | |||||||||||||
CIGNA CORPORATION | |||||||||||||||||
Security | 125509109 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | CI | Meeting Date | 24-Aug-2018 | ||||||||||||||
ISIN | US1255091092 | Agenda | 934858311 - Management | ||||||||||||||
Record Date | 10-Jul-2018 | Holding Recon Date | 10-Jul-2018 | ||||||||||||||
City / | Country | �� | / | United States | Vote Deadline Date | 23-Aug-2018 | |||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, and as it may be further amended from time to time (the “merger agreement”), by and among Cigna, Express Scripts Holding Company (“Express Scripts”), Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc. | Management | For | For | |||||||||||||
2. | To approve the adjournment of the special meeting of Cigna stockholders (the “Cigna special meeting”), if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal to adopt the merger agreement. | Management | For | For | |||||||||||||
ENVISION HEALTHCARE CORPORATION | |||||||||||||||||
Security | 29414D100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EVHC | Meeting Date | 11-Sep-2018 | ||||||||||||||
ISIN | US29414D1000 | Agenda | 934868374 - Management | ||||||||||||||
Record Date | 10-Aug-2018 | Holding Recon Date | 10-Aug-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Sep-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of June 10, 2018 (as it may be amended from time to time, the “merger agreement”), by and among Envision Healthcare Corporation, a Delaware corporation (“Envision” or the “Company”), Enterprise Parent Holdings Inc., a Delaware corporation (“Parent”) and Enterprise Merger Sub Inc., an indirect wholly owned subsidiary of Parent (the “Merger Sub”), pursuant to which Merger Sub will be merged with and into the Company (the “merger”). | Management | For | For | |||||||||||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Envision’s named executive officers in connection with the merger. | Management | For | For | |||||||||||||
3. | To approve the adjournment of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the annual meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. | Management | For | For | |||||||||||||
4A. | Election of Class II Director: John T. Gawaluck | Management | For | For | |||||||||||||
4B. | Election of Class II Director: Joey A. Jacobs | Management | For | For | |||||||||||||
4C. | Election of Class II Director: Kevin P. Lavender | Management | For | For | |||||||||||||
4D. | Election of Class II Director: Leonard M. Riggs, Jr., M.D. | Management | For | For | |||||||||||||
5. | To amend Envision’s Second Amended and Restated Certificate of Incorporation, dated December 1, 2016 to declassify the Board of Directors and to eliminate the Series A-1 Mandatory Convertible Preferred Stock. | Management | For | For | |||||||||||||
6. | To approve, on an advisory (non-binding) basis, of the compensation of Envision’s named executive officers. | Management | For | For | |||||||||||||
7. | To ratify the appointment of Deloitte & Touche LLP as Envision Healthcare Corporation’s independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | |||||||||||||
SCANA CORPORATION | |||||||||||||||||
Security | 80589M102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SCG | Meeting Date | 12-Sep-2018 | ||||||||||||||
ISIN | US80589M1027 | Agenda | 934867663 - Management | ||||||||||||||
Record Date | 25-Jul-2018 | Holding Recon Date | 25-Jul-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Sep-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | James A. Bennett* | For | For | ||||||||||||||
2 | Lynne M. Miller* | For | For | ||||||||||||||
3 | James W. Roquemore* | For | For | ||||||||||||||
4 | Maceo K. Sloan* | For | For | ||||||||||||||
5 | John E. Bachman# | For | For | ||||||||||||||
6 | Patricia D. Galloway# | For | For | ||||||||||||||
2. | Advisory (non-binding) vote to approve executive compensation. | Management | For | For | |||||||||||||
3. | Approval of the appointment of the independent registered public accounting firm. | Management | For | For | |||||||||||||
4. | Approval of Board-proposed amendments to Article 8 of our Articles of Incorporation to declassify the Board of Directors and provide for the annual election of all directors. | Management | For | For | |||||||||||||
5. | Vote on shareholder proposal for assessment of the impact of public policies and technological advances consistent with limiting global warming. | Shareholder | Against | For | |||||||||||||
CA, INC. | |||||||||||||||||
Security | 12673P105 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | CA | Meeting Date | 12-Sep-2018 | ||||||||||||||
ISIN | US12673P1057 | Agenda | 934868451 - Management | ||||||||||||||
Record Date | 09-Aug-2018 | Holding Recon Date | 09-Aug-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Sep-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 11, 2018, as it may be amended from time to time, by and among CA, Inc., Broadcom Inc. and Collie Acquisition Corp. (the “merger agreement”). | Management | For | For | |||||||||||||
2. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | |||||||||||||
3. | To approve, on an advisory (non-binding) basis, specified compensation that will or may become payable to the named executive officers of CA, Inc. in connection with the merger. | Management | For | For | |||||||||||||
H&R BLOCK, INC. | |||||||||||||||||
Security | 093671105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HRB | Meeting Date | 13-Sep-2018 | ||||||||||||||
ISIN | US0936711052 | Agenda | 934861611 - Management | ||||||||||||||
Record Date | 13-Jul-2018 | Holding Recon Date | 13-Jul-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Sep-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Angela N. Archon | Management | For | For | |||||||||||||
1b. | Election of Director: Paul J. Brown | Management | For | For | |||||||||||||
1c. | Election of Director: Robert A. Gerard | Management | For | For | |||||||||||||
1d. | Election of Director: Richard A. Johnson | Management | For | For | |||||||||||||
1e. | Election of Director: Jeffrey J. Jones II | Management | For | For | |||||||||||||
1f. | Election of Director: David Baker Lewis | Management | For | For | |||||||||||||
1g. | Election of Director: Victoria J. Reich | Management | For | For | |||||||||||||
1h. | Election of Director: Bruce C. Rohde | Management | For | For | |||||||||||||
1i. | Election of Director: Matthew E. Winter | Management | For | For | |||||||||||||
1j. | Election of Director: Christianna Wood | Management | For | For | |||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending April 30, 2019. | Management | For | For | |||||||||||||
3. | Advisory approval of the Company’s named executive officer compensation. | Management | For | For | |||||||||||||
4. | Shareholder proposal requesting that each bylaw amendment adopted by the board of directors not become effective until approved by shareholders, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
DARDEN RESTAURANTS, INC. | |||||||||||||||||
Security | 237194105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DRI | Meeting Date | 19-Sep-2018 | ||||||||||||||
ISIN | US2371941053 | Agenda | 934863526 - Management | ||||||||||||||
Record Date | 25-Jul-2018 | Holding Recon Date | 25-Jul-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Sep-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Margaret Shan Atkins | For | For | ||||||||||||||
2 | James P. Fogarty | For | For | ||||||||||||||
3 | Cynthia T. Jamison | For | For | ||||||||||||||
4 | Eugene I. Lee, Jr. | For | For | ||||||||||||||
5 | Nana Mensah | For | For | ||||||||||||||
6 | William S. Simon | For | For | ||||||||||||||
7 | Charles M. Sonsteby | For | For | ||||||||||||||
8 | Timothy J. Wilmott | For | For | ||||||||||||||
2. | To obtain advisory approval of the Company’s executive compensation. | Management | For | For | |||||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 26, 2019. | Management | For | For | |||||||||||||
4. | To vote on a shareholder proposal requesting that the Company issue a report on the feasibility of adopting a policy to eliminate the use of medically important antibiotics for disease prevention in its supply chain. | Shareholder | Against | For | |||||||||||||
NIKE, INC. | |||||||||||||||||
Security | 654106103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NKE | Meeting Date | 20-Sep-2018 | ||||||||||||||
ISIN | US6541061031 | Agenda | 934864237 - Management | ||||||||||||||
Record Date | 20-Jul-2018 | Holding Recon Date | 20-Jul-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Sep-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Alan B. Graf, Jr. | For | For | ||||||||||||||
2 | John C. Lechleiter | For | For | ||||||||||||||
3 | Michelle A. Peluso | For | For | ||||||||||||||
2. | To approve executive compensation by an advisory vote. | Management | For | For | |||||||||||||
3. | To consider a shareholder proposal regarding political contributions disclosure. | Shareholder | Against | For | |||||||||||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | |||||||||||||
CONAGRA BRANDS, INC. | |||||||||||||||||
Security | 205887102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CAG | Meeting Date | 21-Sep-2018 | ||||||||||||||
ISIN | US2058871029 | Agenda | 934864807 - Management | ||||||||||||||
Record Date | 31-Jul-2018 | Holding Recon Date | 31-Jul-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Sep-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Anil Arora | For | For | ||||||||||||||
2 | Thomas K. Brown | For | For | ||||||||||||||
3 | Stephen G. Butler | For | For | ||||||||||||||
4 | Sean M. Connolly | For | For | ||||||||||||||
5 | Joie A. Gregor | For | For | ||||||||||||||
6 | Rajive Johri | For | For | ||||||||||||||
7 | Richard H. Lenny | For | For | ||||||||||||||
8 | Ruth Ann Marshall | For | For | ||||||||||||||
9 | Craig P. Omtvedt | For | For | ||||||||||||||
2. | Ratification of the appointment of independent auditor for fiscal 2019 | Management | For | For | |||||||||||||
3. | Advisory approval of the Company’s named executive officer compensation. | Management | For | For | |||||||||||||
GENERAL MILLS, INC. | |||||||||||||||||
Security | 370334104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | GIS | Meeting Date | 25-Sep-2018 | ||||||||||||||
ISIN | US3703341046 | Agenda | 934864960 - Management | ||||||||||||||
Record Date | 27-Jul-2018 | Holding Recon Date | 27-Jul-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Sep-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a) | Election of Director: Alicia Boler Davis | Management | For | For | |||||||||||||
1b) | Election of Director: R. Kerry Clark | Management | For | For | |||||||||||||
1c) | Election of Director: David M. Cordani | Management | For | For | |||||||||||||
1d) | Election of Director: Roger W. Ferguson Jr. | Management | For | For | |||||||||||||
1e) | Election of Director: Jeffrey L. Harmening | Management | For | For | |||||||||||||
1f) | Election of Director: Maria G. Henry | Management | For | For | |||||||||||||
1g) | Election of Director: Heidi G. Miller | Management | For | For | |||||||||||||
1h) | Election of Director: Steve Odland | Management | For | For | |||||||||||||
1i) | Election of Director: Maria A. Sastre | Management | For | For | |||||||||||||
1j) | Election of Director: Eric D. Sprunk | Management | For | For | |||||||||||||
1k) | Election of Director: Jorge A. Uribe | Management | For | For | |||||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | |||||||||||||
3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||||
4. | Shareholder Proposal for Report on Pesticide Use in Our Supply Chain and its Impacts on Pollinators. | Shareholder | Against | For | |||||||||||||
THE PROCTER & GAMBLE COMPANY | |||||||||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PG | Meeting Date | 09-Oct-2018 | ||||||||||||||
ISIN | US7427181091 | Agenda | 934870115 - Management | ||||||||||||||
Record Date | 10-Aug-2018 | Holding Recon Date | 10-Aug-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Oct-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Francis S. Blake | Management | For | For | |||||||||||||
1b. | Election of Director: Angela F. Braly | Management | For | For | |||||||||||||
1c. | Election of Director: Amy L. Chang | Management | For | For | |||||||||||||
1d. | Election of Director: Kenneth I. Chenault | Management | For | For | |||||||||||||
1e. | Election of Director: Scott D. Cook | Management | For | For | |||||||||||||
1f. | Election of Director: Joseph Jimenez | Management | For | For | |||||||||||||
1g. | Election of Director: Terry J. Lundgren | Management | For | For | |||||||||||||
1h. | Election of Director: W. James McNerney, Jr. | Management | For | For | |||||||||||||
1i. | Election of Director: Nelson Peltz | Management | For | For | |||||||||||||
1j. | Election of Director: David S. Taylor | Management | For | For | |||||||||||||
1k. | Election of Director: Margaret C. Whitman | Management | For | For | |||||||||||||
1l. | Election of Director: Patricia A. Woertz | Management | For | For | |||||||||||||
1m. | Election of Director: Ernesto Zedillo | Management | For | For | |||||||||||||
2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||
3. | Advisory Vote on the Company’s Executive Compensation (the “Say on Pay” vote) | Management | For | For | |||||||||||||
THE TJX COMPANIES, INC. | |||||||||||||||||
Security | 872540109 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | TJX | Meeting Date | 22-Oct-2018 | ||||||||||||||
ISIN | US8725401090 | Agenda | 934884594 - Management | ||||||||||||||
Record Date | 27-Sep-2018 | Holding Recon Date | 27-Sep-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Oct-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | An amendment to the Company’s Fourth Restated Certificate of Incorporation to increase the number of authorized shares of common stock, par value $1.00 per share, from 1,200,000,000 shares to 1,800,000,000 shares. | Management | For | For | |||||||||||||
TAPESTRY, INC. | |||||||||||||||||
Security | 876030107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TPR | Meeting Date | 08-Nov-2018 | ||||||||||||||
ISIN | US8760301072 | Agenda | 934880089 - Management | ||||||||||||||
Record Date | 07-Sep-2018 | Holding Recon Date | 07-Sep-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Darrell Cavens | Management | For | For | |||||||||||||
1b. | Election of Director: David Denton | Management | For | For | |||||||||||||
1c. | Election of Director: Anne Gates | Management | For | For | |||||||||||||
1d. | Election of Director: Andrea Guerra | Management | For | For | |||||||||||||
1e. | Election of Director: Susan Kropf | Management | For | For | |||||||||||||
1f. | Election of Director: Annabelle Yu Long | Management | For | For | |||||||||||||
1g. | Election of Director: Victor Luis | Management | For | For | |||||||||||||
1h. | Election of Director: Ivan Menezes | Management | For | For | |||||||||||||
1i. | Election of Director: William Nuti | Management | For | For | |||||||||||||
1j. | Election of Director: Jide Zeitlin | Management | For | For | |||||||||||||
2. | To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 29, 2019. | Management | For | For | |||||||||||||
3. | To consider and vote upon the approval, on a non- binding advisory basis, of the Company’s executive compensation as described in the proxy statement. | Management | For | For | |||||||||||||
4. | To consider and vote upon the approval of the Tapestry, Inc. 2018 Stock Incentive Plan. | Management | For | For | |||||||||||||
THE ESTEE LAUDER COMPANIES INC. | |||||||||||||||||
Security | 518439104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EL | Meeting Date | 13-Nov-2018 | ||||||||||||||
ISIN | US5184391044 | Agenda | 934879581 - Management | ||||||||||||||
Record Date | 14-Sep-2018 | Holding Recon Date | 14-Sep-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Class I Director: Rose Marie Bravo Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | |||||||||||||
1b. | Election of Class I Director: Paul J. Fribourg Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | |||||||||||||
1c. | Election of Class I Director: Irvine O. Hockaday, Jr. Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | |||||||||||||
1d. | Election of Class I Director: Jennifer Hyman Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | |||||||||||||
1e. | Election of Class I Director: Barry S. Sternlicht Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | |||||||||||||
2. | Ratification of appointment of KPMG LLP as independent auditors for the 2019 fiscal year. | Management | For | For | |||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||||
THE CLOROX COMPANY | |||||||||||||||||
Security | 189054109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CLX | Meeting Date | 14-Nov-2018 | ||||||||||||||
ISIN | US1890541097 | Agenda | 934881966 - Management | ||||||||||||||
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Director: Amy Banse | Management | For | For | |||||||||||||
1B. | Election of Director: Richard H. Carmona | Management | For | For | |||||||||||||
1C. | Election of Director: Benno Dorer | Management | For | For | |||||||||||||
1D. | Election of Director: Spencer C. Fleischer | Management | For | For | |||||||||||||
1E. | Election of Director: Esther Lee | Management | For | For | |||||||||||||
1F. | Election of Director: A.D. David Mackay | Management | For | For | |||||||||||||
1G. | Election of Director: Robert W. Matschullat | Management | For | For | |||||||||||||
1H. | Election of Director: Matthew J. Shattock | Management | For | For | |||||||||||||
1I. | Election of Director: Pamela Thomas-Graham | Management | For | For | |||||||||||||
1J. | Election of Director: Carolyn M. Ticknor | Management | For | For | |||||||||||||
1K. | Election of Director: Russell Weiner | Management | For | For | |||||||||||||
1L. | Election of Director: Christopher J. Williams | Management | For | For | |||||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||||
3. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||||
4. | Approval of the Amended and Restated Certificate of Incorporation to Eliminate the Supermajority Voting Provision. | Management | For | For | |||||||||||||
SYSCO CORPORATION | |||||||||||||||||
Security | 871829107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SYY | Meeting Date | 16-Nov-2018 | ||||||||||||||
ISIN | US8718291078 | Agenda | 934881877 - Management | ||||||||||||||
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Thomas L. Bene | Management | For | For | |||||||||||||
1b. | Election of Director: Daniel J. Brutto | Management | For | For | |||||||||||||
1c. | Election of Director: John M. Cassaday | Management | For | For | |||||||||||||
1d. | Election of Director: Joshua D. Frank | Management | For | For | |||||||||||||
1e. | Election of Director: Larry C. Glasscock | Management | For | For | |||||||||||||
1f. | Election of Director: Bradley M. Halverson | Management | For | For | |||||||||||||
1g. | Election of Director: John M. Hinshaw | Management | For | For | |||||||||||||
1h. | Election of Director: Hans-Joachim Koerber | Management | For | For | |||||||||||||
1i. | Election of Director: Nancy S. Newcomb | Management | For | For | |||||||||||||
1j. | Election of Director: Nelson Peltz | Management | For | For | |||||||||||||
1k. | Election of Director: Edward D. Shirley | Management | For | For | |||||||||||||
1l. | Election of Director: Sheila G. Talton | Management | For | For | |||||||||||||
2. | To approve the adoption of the Sysco Corporation 2018 Omnibus Incentive Plan. | Management | For | For | |||||||||||||
3. | To approve, by advisory vote, the compensation paid to Sysco’s named executive officers, as disclosed in Sysco’s 2018 proxy statement. | Management | For | For | |||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as Sysco’s independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||
5. | To consider a stockholder proposal, if properly presented at the meeting, regarding a policy limiting accelerated vesting of equity awards upon a change in control. | Shareholder | Against | For | |||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | ||||||||||||||
ISIN | US5949181045 | Agenda | 934884544 - Management | ||||||||||||||
Record Date | 26-Sep-2018 | Holding Recon Date | 26-Sep-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: William H. Gates lll | Management | For | For | |||||||||||||
1b. | Election of Director: Reid G. Hoffman | Management | For | For | |||||||||||||
1c. | Election of Director: Hugh F. Johnston | Management | For | For | |||||||||||||
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | |||||||||||||
1e. | Election of Director: Satya Nadella | Management | For | For | |||||||||||||
1f. | Election of Director: Charles H. Noski | Management | For | For | |||||||||||||
1g. | Election of Director: Helmut Panke | Management | For | For | |||||||||||||
1h. | Election of Director: Sandra E. Peterson | Management | For | For | |||||||||||||
1i. | Election of Director: Penny S. Pritzker | Management | For | For | |||||||||||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | |||||||||||||
1k. | Election of Director: Arne M. Sorenson | Management | For | For | |||||||||||||
1l. | Election of Director: John W. Stanton | Management | For | For | |||||||||||||
1m. | Election of Director: John W. Thompson | Management | For | For | |||||||||||||
1n. | Election of Director: Padmasree Warrior | Management | For | For | |||||||||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | |||||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For | |||||||||||||
CME GROUP INC. | |||||||||||||||||
Security | 12572Q105 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | CME | Meeting Date | 29-Nov-2018 | ||||||||||||||
ISIN | US12572Q1058 | Agenda | 934879909 - Management | ||||||||||||||
Record Date | 06-Sep-2018 | Holding Recon Date | 06-Sep-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Approve an amendment and restatement of our certificate of incorporation to eliminate all or some of the Class B Election Rights. | Management | For | For | |||||||||||||
CAMPBELL SOUP COMPANY | |||||||||||||||||
Security | 134429109 | Meeting Type | Contested-Annual | ||||||||||||||
Ticker Symbol | CPB | Meeting Date | 29-Nov-2018 | ||||||||||||||
ISIN | US1344291091 | Agenda | 934882348 - Opposition | ||||||||||||||
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1 | DIRECTOR | Management | |||||||||||||||
1 | Nominee 01 Withdrawn | ||||||||||||||||
2 | Nominee 02 Withdrawn | ||||||||||||||||
3 | Sarah Hofstetter | ||||||||||||||||
4 | Munib Islam | ||||||||||||||||
5 | Nominee 05 Withdrawn | ||||||||||||||||
6 | Bozoma Saint John | ||||||||||||||||
7 | Kurt Schmidt | ||||||||||||||||
8 | Nominee 08 Withdrawn | ||||||||||||||||
9 | Nominee 09 Withdrawn | ||||||||||||||||
10 | Nominee 10 Withdrawn | ||||||||||||||||
11 | Nominee 11 Withdrawn | ||||||||||||||||
12 | William Toler | ||||||||||||||||
2 | Company’s proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2019. | Management | |||||||||||||||
3 | Company’s proposal of an advisory resolution to approve executive compensation. | Management | |||||||||||||||
CAMPBELL SOUP COMPANY | |||||||||||||||||
Security | 134429109 | Meeting Type | Contested-Annual | ||||||||||||||
Ticker Symbol | CPB | Meeting Date | 29-Nov-2018 | ||||||||||||||
ISIN | US1344291091 | Agenda | 934884772 - Management | ||||||||||||||
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Fabiola R. Arredondo | ||||||||||||||||
2 | Howard M. Averill | ||||||||||||||||
3 | Bennett Dorrance | ||||||||||||||||
4 | Maria Teresa Hilado | ||||||||||||||||
5 | Randall W. Larrimore | ||||||||||||||||
6 | Marc B. Lautenbach | ||||||||||||||||
7 | Mary Alice D. Malone | ||||||||||||||||
8 | Sara Mathew | ||||||||||||||||
9 | Keith R. McLoughlin | ||||||||||||||||
10 | Nick Shreiber | ||||||||||||||||
11 | Archbold D. van Beuren | ||||||||||||||||
12 | Les C. Vinney | ||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2019. | Management | |||||||||||||||
3. | Approval of an advisory resolution on the fiscal 2018 compensation of our named executive officers. | Management | |||||||||||||||
CAMPBELL SOUP COMPANY | |||||||||||||||||
Security | 134429109 | Meeting Type | Contested-Annual | ||||||||||||||
Ticker Symbol | CPB | Meeting Date | 29-Nov-2018 | ||||||||||||||
ISIN | US1344291091 | Agenda | 934887994 - Management | ||||||||||||||
Record Date | 09-Oct-2018 | Holding Recon Date | 09-Oct-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Fabiola R. Arredondo | ||||||||||||||||
2 | Howard M. Averill | ||||||||||||||||
3 | Bennett Dorrance | ||||||||||||||||
4 | Maria Teresa Hilado | ||||||||||||||||
5 | Randall W. Larrimore | ||||||||||||||||
6 | Marc B. Lautenbach | ||||||||||||||||
7 | Mary Alice D. Malone | ||||||||||||||||
8 | Sara Mathew | ||||||||||||||||
9 | Keith R. McLoughlin | ||||||||||||||||
10 | Nick Shreiber | ||||||||||||||||
11 | Archbold D. van Beuren | ||||||||||||||||
12 | Les C. Vinney | ||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2019. | Management | |||||||||||||||
3. | Approval of an advisory resolution on the fiscal 2018 compensation of our named executive officers. | Management | |||||||||||||||
CAMPBELL SOUP COMPANY | |||||||||||||||||
Security | 134429109 | Meeting Type | Contested-Annual | ||||||||||||||
Ticker Symbol | CPB | Meeting Date | 29-Nov-2018 | ||||||||||||||
ISIN | US1344291091 | Agenda | 934888009 - Opposition | ||||||||||||||
Record Date | 09-Oct-2018 | Holding Recon Date | 09-Oct-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1 | DIRECTOR | Management | |||||||||||||||
1 | Nominee 01 Withdrawn | ||||||||||||||||
2 | Nominee 02 Withdrawn | ||||||||||||||||
3 | Sarah Hofstetter | ||||||||||||||||
4 | Munib Islam | ||||||||||||||||
5 | Nominee 05 Withdrawn | ||||||||||||||||
6 | Bozoma Saint John | ||||||||||||||||
7 | Kurt Schmidt | ||||||||||||||||
8 | Nominee 08 Withdrawn | ||||||||||||||||
9 | Nominee 09 Withdrawn | ||||||||||||||||
10 | Nominee 10 Withdrawn | ||||||||||||||||
11 | Nominee 11 Withdrawn | ||||||||||||||||
12 | William Toler | ||||||||||||||||
2 | Company’s proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2019. | Management | |||||||||||||||
3 | Company’s proposal of an advisory resolution to approve executive compensation. | Management | |||||||||||||||
CAMPBELL SOUP COMPANY | |||||||||||||||||
Security | 134429109 | Meeting Type | Contested-Annual | ||||||||||||||
Ticker Symbol | CPB | Meeting Date | 29-Nov-2018 | ||||||||||||||
ISIN | US1344291091 | Agenda | 934898682 - Opposition | ||||||||||||||
Record Date | 09-Oct-2018 | Holding Recon Date | 09-Oct-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Nov-2018 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1 | DIRECTOR | Management | |||||||||||||||
1 | Sarah Hofstetter | ||||||||||||||||
2 | Munib Islam | ||||||||||||||||
3 | Bozoma Saint John | ||||||||||||||||
4 | Kurt Schmidt | ||||||||||||||||
5 | William Toler | ||||||||||||||||
6 | Mgt Nom: F.R. Arredondo | ||||||||||||||||
7 | Mgt Nom: H.M. Averill | ||||||||||||||||
8 | Mgt Nom: M.T. Hilado | ||||||||||||||||
9 | Mgt Nom: M.B Lautenbach | ||||||||||||||||
10 | Mgt Nom: Sara Mathew | ||||||||||||||||
11 | Mgt Nom: K.R McLoughlin | ||||||||||||||||
12 | Mgt Nom: A.D van Beuren | ||||||||||||||||
2 | Company’s proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2019. | Management | |||||||||||||||
3 | Company’s proposal of an advisory resolution to approve executive compensation. | Management | |||||||||||||||
JACOBS ENGINEERING GROUP INC. | |||||||||||||||||
Security | 469814107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | JEC | Meeting Date | 16-Jan-2019 | ||||||||||||||
ISIN | US4698141078 | Agenda | 934909271 - Management | ||||||||||||||
Record Date | 23-Nov-2018 | Holding Recon Date | 23-Nov-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jan-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Joseph R. Bronson | Management | For | For | |||||||||||||
1b. | Election of Director: Juan Jose Suarez Coppel | Management | For | For | |||||||||||||
1c. | Election of Director: Robert C. Davidson, Jr. | Management | For | For | |||||||||||||
1d. | Election of Director: Steven J. Demetriou | Management | For | For | |||||||||||||
1e. | Election of Director: General Ralph E. Eberhart | Management | For | For | |||||||||||||
1f. | Election of Director: Dawne S. Hickton | Management | For | For | |||||||||||||
1g. | Election of Director: Linda Fayne Levinson | Management | For | For | |||||||||||||
1h. | Election of Director: Robert A. McNamara | Management | For | For | |||||||||||||
1i. | Election of Director: Peter J. Robertson | Management | For | For | |||||||||||||
1j. | Election of Director: Christopher M.T. Thompson | Management | For | For | |||||||||||||
1k. | Election of Director: Barry L. Williams | Management | For | For | |||||||||||||
2. | Advisory vote to approve the Company’s executive compensation. | Management | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm. | Management | For | For | |||||||||||||
INTUIT INC. | |||||||||||||||||
Security | 461202103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | INTU | Meeting Date | 17-Jan-2019 | ||||||||||||||
ISIN | US4612021034 | Agenda | 934908471 - Management | ||||||||||||||
Record Date | 19-Nov-2018 | Holding Recon Date | 19-Nov-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jan-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Eve Burton | Management | For | For | |||||||||||||
1b. | Election of Director: Scott D. Cook | Management | For | For | |||||||||||||
1c. | Election of Director: Richard L. Dalzell | Management | For | For | |||||||||||||
1d. | Election of Director: Sasan Goodarzi | Management | For | For | |||||||||||||
1e. | Election of Director: Deborah Liu | Management | For | For | |||||||||||||
1f. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||||||||
1g. | Election of Director: Dennis D. Powell | Management | For | For | |||||||||||||
1h. | Election of Director: Brad D. Smith | Management | For | For | |||||||||||||
1i. | Election of Director: Thomas Szkutak | Management | For | For | |||||||||||||
1j. | Election of Director: Raul Vazquez | Management | For | For | |||||||||||||
1k. | Election of Director: Jeff Weiner | Management | For | For | |||||||||||||
2. | Advisory vote to approve Intuit Inc.’s executive compensation (say-on-pay) | Management | For | For | |||||||||||||
3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2019 | Management | For | For | |||||||||||||
HORMEL FOODS CORPORATION | |||||||||||||||||
Security | 440452100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HRL | Meeting Date | 29-Jan-2019 | ||||||||||||||
ISIN | US4404521001 | Agenda | 934913408 - Management | ||||||||||||||
Record Date | 30-Nov-2018 | Holding Recon Date | 30-Nov-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jan-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Gary C. Bhojwani | Management | For | For | |||||||||||||
1b. | Election of Director: Terrell K. Crews | Management | For | For | |||||||||||||
1c. | Election of Director: Glenn S. Forbes, M.D. | Management | For | For | |||||||||||||
1d. | Election of Director: Stephen M. Lacy | Management | For | For | |||||||||||||
1e. | Election of Director: Elsa A. Murano, Ph.D. | Management | For | For | |||||||||||||
1f. | Election of Director: Robert C. Nakasone | Management | For | For | |||||||||||||
1g. | Election of Director: Susan K. Nestegard | Management | For | For | |||||||||||||
1h. | Election of Director: William A. Newlands | Management | For | For | |||||||||||||
1i. | Election of Director: Dakota A. Pippins | Management | For | For | |||||||||||||
1j. | Election of Director: Christopher J. Policinski | Management | For | For | |||||||||||||
1k. | Election of Director: Sally J. Smith | Management | For | For | |||||||||||||
1l. | Election of Director: James P. Snee | Management | For | For | |||||||||||||
1m. | Election of Director: Steven A. White | Management | For | For | |||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent registered public accounting firm. | Management | For | For | |||||||||||||
3. | Approve the Named Executive Officer compensation as disclosed in the Company’s 2019 annual meeting proxy statement. | Management | For | For | |||||||||||||
TYSON FOODS, INC. | |||||||||||||||||
Security | 902494103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TSN | Meeting Date | 07-Feb-2019 | ||||||||||||||
ISIN | US9024941034 | Agenda | 934915541 - Management | ||||||||||||||
Record Date | 10-Dec-2018 | Holding Recon Date | 10-Dec-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Feb-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a) | Election of Director: John Tyson | Management | For | For | |||||||||||||
1b) | Election of Director: Gaurdie E. Banister Jr. | Management | For | For | |||||||||||||
1c) | Election of Director: Dean Banks | Management | For | For | |||||||||||||
1d) | Election of Director: Mike Beebe | Management | For | For | |||||||||||||
1e) | Election of Director: Mikel A. Durham | Management | For | For | |||||||||||||
1f. | Election of Director: Kevin M. McNamara | Management | For | For | |||||||||||||
1g) | Election of Director: Cheryl S. Miller | Management | For | For | |||||||||||||
1h) | Election of Director: Jeffrey K. Schomburger | Management | For | For | |||||||||||||
1i) | Election of Director: Robert Thurber | Management | For | For | |||||||||||||
1j) | Election of Director: Barbara A. Tyson | Management | For | For | |||||||||||||
1k) | Election of Director: Noel White | Management | For | For | |||||||||||||
2) | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending September 28, 2019. | Management | For | For | |||||||||||||
3) | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. | Shareholder | Against | For | |||||||||||||
4) | Shareholder proposal to require the preparation of a report on the company’s due diligence process assessing and mitigating human rights impacts. | Shareholder | Against | For | |||||||||||||
VARIAN MEDICAL SYSTEMS, INC. | |||||||||||||||||
Security | 92220P105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | VAR | Meeting Date | 14-Feb-2019 | ||||||||||||||
ISIN | US92220P1057 | Agenda | 934915464 - Management | ||||||||||||||
Record Date | 17-Dec-2018 | Holding Recon Date | 17-Dec-2018 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Feb-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Anat Ashkenazi | Management | For | For | |||||||||||||
1b. | Election of Director: Jeffrey R. Balser | Management | For | For | |||||||||||||
1c. | Election of Director: Judy Bruner | Management | For | For | |||||||||||||
1d. | Election of Director: Jean-Luc Butel | Management | For | For | |||||||||||||
1e. | Election of Director: Regina E. Dugan | Management | For | For | |||||||||||||
1f. | Election of Director: R. Andrew Eckert | Management | For | For | |||||||||||||
1g. | Election of Director: Timothy E. Guertin | Management | For | For | |||||||||||||
1h. | Election of Director: David J. Illingworth | Management | For | For | |||||||||||||
1i. | Election of Director: Dow R. Wilson | Management | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of the Varian Medical Systems, Inc. named executive officers as described in the Proxy Statement. | Management | For | For | |||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as Varian Medical Systems, Inc.’s independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||||||
APPLE INC. | |||||||||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | ||||||||||||||
ISIN | US0378331005 | Agenda | 934919359 - Management | ||||||||||||||
Record Date | 02-Jan-2019 | Holding Recon Date | 02-Jan-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Feb-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of director: James Bell | Management | For | For | |||||||||||||
1b. | Election of director: Tim Cook | Management | For | For | |||||||||||||
1c. | Election of director: Al Gore | Management | For | For | |||||||||||||
1d. | Election of director: Bob Iger | Management | For | For | |||||||||||||
1e. | Election of director: Andrea Jung | Management | For | For | |||||||||||||
1f. | Election of director: Art Levinson | Management | For | For | |||||||||||||
1g. | Election of director: Ron Sugar | Management | For | For | |||||||||||||
1h. | Election of director: Sue Wagner | Management | For | For | |||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for 2019 | Management | For | For | |||||||||||||
3. | Advisory vote to approve executive compensation | Management | For | For | |||||||||||||
4. | A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Shareholder | Against | For | |||||||||||||
5. | A shareholder proposal entitled “True Diversity Board Policy” | Shareholder | Against | For | |||||||||||||
TRANSDIGM GROUP INCORPORATED | |||||||||||||||||
Security | 893641100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TDG | Meeting Date | 12-Mar-2019 | ||||||||||||||
ISIN | US8936411003 | Agenda | 934923853 - Management | ||||||||||||||
Record Date | 11-Jan-2019 | Holding Recon Date | 11-Jan-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Mar-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1 | DIRECTOR | Management | |||||||||||||||
1 | David Barr | For | For | ||||||||||||||
2 | William Dries | For | For | ||||||||||||||
3 | Mervin Dunn | For | For | ||||||||||||||
4 | Michael Graff | For | For | ||||||||||||||
5 | Sean Hennessy | For | For | ||||||||||||||
6 | W. Nicholas Howley | For | For | ||||||||||||||
7 | Raymond Laubenthal | For | For | ||||||||||||||
8 | Gary E. McCullough | For | For | ||||||||||||||
9 | Michele Santana | For | For | ||||||||||||||
10 | Robert Small | For | For | ||||||||||||||
11 | John Staer | For | For | ||||||||||||||
12 | Kevin Stein | For | For | ||||||||||||||
2. | To approve (in an advisory vote) compensation paid to the Company’s named executive officers. | Management | For | For | |||||||||||||
3. | To ratify the selection of Ernst & Young LLP as the Company’s independent accountants for the fiscal year ending September 30, 2019. | Management | For | For | |||||||||||||
4. | To consider a shareholder proposal to adopt greenhouse gas emissions reduction targets. | Shareholder | Against | For | |||||||||||||
THE COOPER COMPANIES, INC. | |||||||||||||||||
Security | 216648402 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | COO | Meeting Date | 18-Mar-2019 | ||||||||||||||
ISIN | US2166484020 | Agenda | 934924413 - Management | ||||||||||||||
Record Date | 22-Jan-2019 | Holding Recon Date | 22-Jan-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Mar-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Director: A. Thomas Bender | Management | For | For | |||||||||||||
1B. | Election of Director: Colleen E. Jay | Management | For | For | |||||||||||||
1C. | Election of Director: Michael H. Kalkstein | Management | For | For | |||||||||||||
1D. | Election of Director: William A. Kozy | Management | For | For | |||||||||||||
1E. | Election of Director: Jody S. Lindell | Management | For | For | |||||||||||||
1F. | Election of Director: Gary S. Petersmeyer | Management | For | For | |||||||||||||
1G. | Election of Director: Allan E. Rubenstein, M.D. | Management | For | For | |||||||||||||
1H. | Election of Director: Robert S. Weiss | Management | For | For | |||||||||||||
1I. | Election of Director: Albert G. White III | Management | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2019 | Management | For | For | |||||||||||||
3. | Approve the 2019 Employee Stock Purchase Plan. | Management | For | For | |||||||||||||
4. | An advisory vote on the compensation of our named executive officers as presented in the Proxy Statement. | Management | For | For | |||||||||||||
STARBUCKS CORPORATION | |||||||||||||||||
Security | 855244109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SBUX | Meeting Date | 20-Mar-2019 | ||||||||||||||
ISIN | US8552441094 | Agenda | 934922015 - Management | ||||||||||||||
Record Date | 10-Jan-2019 | Holding Recon Date | 10-Jan-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Mar-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Rosalind G. Brewer | Management | For | For | |||||||||||||
1b. | Election of Director: Mary N. Dillon | Management | For | For | |||||||||||||
1c. | Election of Director: Mellody Hobson | Management | For | For | |||||||||||||
1d. | Election of Director: Kevin R. Johnson | Management | For | For | |||||||||||||
1e. | Election of Director: Jorgen Vig Knudstorp | Management | For | For | |||||||||||||
1f. | Election of Director: Satya Nadella | Management | For | For | |||||||||||||
1g. | Election of Director: Joshua Cooper Ramo | Management | For | For | |||||||||||||
1h. | Election of Director: Clara Shih | Management | For | For | |||||||||||||
1i. | Election of Director: Javier G. Teruel | Management | For | For | |||||||||||||
1j. | Election of Director: Myron E. Ullman, III | Management | For | For | |||||||||||||
2. | Advisory resolution to approve our executive officer compensation. | Management | For | For | |||||||||||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||
4. | True Diversity Board Policy | Shareholder | Against | For | |||||||||||||
5. | Report on Sustainable Packaging | Shareholder | Against | For | |||||||||||||
KEYSIGHT TECHNOLOGIES, INC. | |||||||||||||||||
Security | 49338L103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | KEYS | Meeting Date | 21-Mar-2019 | ||||||||||||||
ISIN | US49338L1035 | Agenda | 934924716 - Management | ||||||||||||||
Record Date | 22-Jan-2019 | Holding Recon Date | 22-Jan-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Mar-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Director: James G. Cullen | Management | For | For | |||||||||||||
1.2 | Election of Director: Jean M. Halloran | Management | For | For | |||||||||||||
2. | To ratify the Audit and Finance Committee’s appointment of PricewaterhouseCoopers LLP as Keysight’s independent public accounting firm. | Management | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of Keysight’s named executive officers. | Management | For | For | |||||||||||||
BROADCOM INC | |||||||||||||||||
Security | 11135F101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AVGO | Meeting Date | 01-Apr-2019 | ||||||||||||||
ISIN | US11135F1012 | Agenda | 934928598 - Management | ||||||||||||||
Record Date | 11-Feb-2019 | Holding Recon Date | 11-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Mar-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Mr. Hock E. Tan | Management | For | For | |||||||||||||
1b. | Election of Director: Dr. Henry Samueli | Management | For | For | |||||||||||||
1c. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | |||||||||||||
1d. | Election of Director: Ms. Diane M. Bryant | Management | For | For | |||||||||||||
1e. | Election of Director: Ms. Gayla J. Delly | Management | For | For | |||||||||||||
1f. | Election of Director: Mr. Check Kian Low | Management | For | For | |||||||||||||
1g. | Election of Director: Mr. Peter J. Marks | Management | For | For | |||||||||||||
1h. | Election of Director: Mr. Harry L. You | Management | For | For | |||||||||||||
2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending November 3, 2019. | Management | For | For | |||||||||||||
3. | To approve amendments to Broadcom’s Second Amended and Restated Employee Share Purchase Plan. | Management | For | For | |||||||||||||
4. | Non-binding, advisory vote to approve compensation of Broadcom’s named executive officers. | Management | For | For | |||||||||||||
HARRIS CORPORATION | |||||||||||||||||
Security | 413875105 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | HRS | Meeting Date | 04-Apr-2019 | ||||||||||||||
ISIN | US4138751056 | Agenda | 934935327 - Management | ||||||||||||||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | To approve the issuance of shares of Harris Corporation (“Harris”) common stock to the stockholders of L3 Technologies, Inc. (“L3”) pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018 (as it may be amended from time to time, the “merger agreement”), by and among Harris, L3 and Leopard Merger Sub Inc., a wholly-owned subsidiary of Harris (the “Harris share issuance proposal”). | Management | For | For | |||||||||||||
2. | To adopt amendments to certain provisions of the certificate of incorporation of Harris (the “Harris charter amendment proposal”). | Management | For | For | |||||||||||||
3. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Harris’ named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For | |||||||||||||
4. | To approve the adjournment of the Harris stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Harris stockholder meeting to approve the Harris share issuance proposal and the Harris charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Harris stockholders. | Management | For | For | |||||||||||||
ADOBE INC | |||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ADBE | Meeting Date | 11-Apr-2019 | ||||||||||||||
ISIN | US00724F1012 | Agenda | 934931216 - Management | ||||||||||||||
Record Date | 13-Feb-2019 | Holding Recon Date | 13-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Amy Banse | Management | For | For | |||||||||||||
1b. | Election of Director: Frank Calderoni | Management | For | For | |||||||||||||
1c. | Election of Director: James Daley | Management | For | For | |||||||||||||
1d. | Election of Director: Laura Desmond | Management | For | For | |||||||||||||
1e. | Election of Director: Charles Geschke | Management | For | For | |||||||||||||
1f. | Election of Director: Shantanu Narayen | Management | For | For | |||||||||||||
1g. | Election of Director: Kathleen Oberg | Management | For | For | |||||||||||||
1h. | Election of Director: Dheeraj Pandey | Management | For | For | |||||||||||||
1i. | Election of Director: David Ricks | Management | For | For | |||||||||||||
1j. | Election of Director: Daniel Rosensweig | Management | For | For | |||||||||||||
1k. | Election of Director: John Warnock | Management | For | For | |||||||||||||
2. | Approve the 2019 Equity Incentive Plan to replace our 2003 Equity Incentive Plan. | Management | For | For | |||||||||||||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 29, 2019. | Management | For | For | |||||||||||||
4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||||
5. | Consider and vote upon one stockholder proposal. | Shareholder | Against | For | |||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||
Security | 110122108 | Meeting Type | Contested-Special | ||||||||||||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | ||||||||||||||
ISIN | US1101221083 | Agenda | 934939654 - Management | ||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | |||||||||||||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | |||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||
Security | 110122108 | Meeting Type | Contested-Special | ||||||||||||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | ||||||||||||||
ISIN | US1101221083 | Agenda | 934939654 - Management | ||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | |||||||||||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | |||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||
Security | 110122108 | Meeting Type | Contested-Special | ||||||||||||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | ||||||||||||||
ISIN | US1101221083 | Agenda | 934942726 - Opposition | ||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | The Company’s proposal to approve the issuance of shares of the Company’s common stock pursuant to the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among the Company, Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of the Company, and Celgene corporation, a Delaware corporation (the “Stock Issuance Proposal”). | Management | |||||||||||||||
2. | The Company’s proposal to approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Stock Issuance proposal. | Management | |||||||||||||||
PUBLIC SERVICE ENTERPRISE GROUP INC. | |||||||||||||||||
Security | 744573106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PEG | Meeting Date | 16-Apr-2019 | ||||||||||||||
ISIN | US7445731067 | Agenda | 934944427 - Management | ||||||||||||||
Record Date | 15-Feb-2019 | Holding Recon Date | 15-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Willie A. Deese | Management | For | For | |||||||||||||
1b. | Election of Director: William V. Hickey | Management | For | For | |||||||||||||
1c. | Election of Director: Ralph Izzo | Management | For | For | |||||||||||||
1d. | Election of Director: Shirley Ann Jackson | Management | For | For | |||||||||||||
1e. | Election of Director: David Lilley | Management | For | For | |||||||||||||
1f. | Election of Director: Barry H. Ostrowsky | Management | For | For | |||||||||||||
1g. | Election of Director: Laura A. Sugg | Management | For | For | |||||||||||||
1h. | Election of Director: Richard J. Swift | Management | For | For | |||||||||||||
1i. | Election of Director: Susan Tomasky | Management | For | For | |||||||||||||
1j. | Election of Director: Alfred W. Zollar | Management | For | For | |||||||||||||
2. | Advisory vote on the approval of executive compensation. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2019. | Management | For | For | |||||||||||||
FISERV, INC. | |||||||||||||||||
Security | 337738108 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | FISV | Meeting Date | 18-Apr-2019 | ||||||||||||||
ISIN | US3377381088 | Agenda | 934952688 - Management | ||||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | To approve the issuance of shares of Fiserv, Inc. common stock in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 16, 2019, by and among Fiserv, Inc., 300 Holdings, Inc., and First Data Corporation. | Management | For | For | |||||||||||||
2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve Proposal 1 have not been obtained. | Management | For | For | |||||||||||||
FLIR SYSTEMS, INC. | |||||||||||||||||
Security | 302445101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FLIR | Meeting Date | 19-Apr-2019 | ||||||||||||||
ISIN | US3024451011 | Agenda | 934935771 - Management | ||||||||||||||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Director: James J. Cannon | Management | For | For | |||||||||||||
1B. | Election of Director: John D. Carter | Management | For | For | |||||||||||||
1C. | Election of Director: William W. Crouch | Management | For | For | |||||||||||||
1D. | Election of Director: Catherine A. Halligan | Management | For | For | |||||||||||||
1E. | Election of Director: Earl R. Lewis | Management | For | For | |||||||||||||
1F. | Election of Director: Angus L. Macdonald | Management | For | For | |||||||||||||
1G. | Election of Director: Michael T. Smith | Management | For | For | |||||||||||||
1H. | Election of Director: Cathy A. Stauffer | Management | For | For | |||||||||||||
1I. | Election of Director: Robert S. Tyrer | Management | For | For | |||||||||||||
1J. | Election of Director: John W. Wood, Jr. | Management | For | For | |||||||||||||
1K. | Election of Director: Steven E. Wynne | Management | For | For | |||||||||||||
2. | To ratify the appointment by the Audit Committee of the Company’s Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers as disclosed in the proxy statement. | Management | For | For | |||||||||||||
4. | To approve the Company’s 2019 Employee Stock Purchase Plan. | Management | For | For | |||||||||||||
AMERICAN ELECTRIC POWER COMPANY, INC. | |||||||||||||||||
Security | 025537101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AEP | Meeting Date | 23-Apr-2019 | ||||||||||||||
ISIN | US0255371017 | Agenda | 934934440 - Management | ||||||||||||||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Nicholas K. Akins | Management | For | For | |||||||||||||
1b. | Election of Director: David J. Anderson | Management | For | For | |||||||||||||
1c. | Election of Director: J. Barnie Beasley, Jr. | Management | For | For | |||||||||||||
1d. | Election of Director: Ralph D. Crosby, Jr. | Management | For | For | |||||||||||||
1e. | Election of Director: Linda A. Goodspeed | Management | For | For | |||||||||||||
1f. | Election of Director: Thomas E. Hoaglin | Management | For | For | |||||||||||||
1g. | Election of Director: Sandra Beach Lin | Management | For | For | |||||||||||||
1h. | Election of Director: Margaret M. McCarthy | Management | For | For | |||||||||||||
1i. | Election of Director: Richard C. Notebaert | Management | For | For | |||||||||||||
1j. | Election of Director: Lionel L. Nowell III | Management | For | For | |||||||||||||
1k. | Election of Director: Stephen S. Rasmussen | Management | For | For | |||||||||||||
1l. | Election of Director: Oliver G. Richard III | Management | For | For | |||||||||||||
1m. | Election of Director: Sara Martinez Tucker | Management | For | For | |||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
3. | Amendment to the Restated certificate of Incorporation to eliminate preemptive Rights. | Management | For | For | |||||||||||||
4. | Advisory approval of the Company’s executive compensation. | Management | For | For | |||||||||||||
HANESBRANDS INC. | |||||||||||||||||
Security | 410345102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HBI | Meeting Date | 23-Apr-2019 | ||||||||||||||
ISIN | US4103451021 | Agenda | 934934527 - Management | ||||||||||||||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Geralyn R. Breig | Management | For | For | |||||||||||||
1b. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | |||||||||||||
1c. | Election of Director: Bobby J. Griffin | Management | For | For | |||||||||||||
1d. | Election of Director: James C. Johnson | Management | For | For | |||||||||||||
1e. | Election of Director: Franck J. Moison | Management | For | For | |||||||||||||
1f. | Election of Director: Robert F. Moran | Management | For | For | |||||||||||||
1g. | Election of Director: Ronald L. Nelson | Management | For | For | |||||||||||||
1h. | Election of Director: David V. Singer | Management | For | For | |||||||||||||
1i. | Election of Director: Ann E. Ziegler | Management | For | For | |||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands’ independent registered public accounting firm for Hanesbrands’ 2019 fiscal year. | Management | For | For | |||||||||||||
3. | To approve, on an advisory basis, executive compensation as described in the proxy statement for the Annual Meeting. | Management | For | For | |||||||||||||
NASDAQ, INC. | |||||||||||||||||
Security | 631103108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NDAQ | Meeting Date | 23-Apr-2019 | ||||||||||||||
ISIN | US6311031081 | Agenda | 934938842 - Management | ||||||||||||||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Melissa M. Arnoldi | Management | For | For | |||||||||||||
1b. | Election of Director: Charlene T. Begley | Management | For | For | |||||||||||||
1c. | Election of Director: Steven D. Black | Management | For | For | |||||||||||||
1d. | Election of Director: Adena T. Friedman | Management | For | For | |||||||||||||
1e. | Election of Director: Essa Kazim | Management | For | For | |||||||||||||
1f. | Election of Director: Thomas A. Kloet | Management | For | For | |||||||||||||
1g. | Election of Director: John D. Rainey | Management | For | For | |||||||||||||
1h. | Election of Director: Michael R. Splinter | Management | For | For | |||||||||||||
1i. | Election of Director: Jacob Wallenberg | Management | For | For | |||||||||||||
1j. | Election of Director: Lars R. Wedenborn | Management | For | For | |||||||||||||
1k. | Election of Director: Alfred W. Zollar | Management | For | For | |||||||||||||
2. | Advisory vote to approve the company’s executive compensation as presented in the proxy statement | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019 | Management | For | For | |||||||||||||
4. | A Stockholder Proposal entitled “Right to Act by Written Consent” | Shareholder | Against | For | |||||||||||||
PUBLIC STORAGE | |||||||||||||||||
Security | 74460D109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PSA | Meeting Date | 24-Apr-2019 | ||||||||||||||
ISIN | US74460D1090 | Agenda | 934940708 - Management | ||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | For | For | |||||||||||||
1B. | Election of Trustee: Tamara Hughes Gustavson | Management | For | For | |||||||||||||
1C. | Election of Trustee: Uri P. Harkham | Management | For | For | |||||||||||||
1D. | Election of Trustee: Leslie S. Heisz | Management | For | For | |||||||||||||
1E. | Election of Trustee: B. Wayne Hughes, Jr. | Management | For | For | |||||||||||||
1F. | Election of Trustee: Avedick B. Poladian | Management | For | For | |||||||||||||
1G. | Election of Trustee: Gary E. Pruitt | Management | For | For | |||||||||||||
1H. | Election of Trustee: John Reyes | Management | For | For | |||||||||||||
1I. | Election of Trustee: Joseph D. Russell, Jr. | Management | For | For | |||||||||||||
1J. | Election of Trustee: Ronald P. Spogli | Management | For | For | |||||||||||||
1K. | Election of Trustee: Daniel C. Staton | Management | For | For | |||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||||
3. | Ratification of appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
BALL CORPORATION | |||||||||||||||||
Security | 058498106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BLL | Meeting Date | 24-Apr-2019 | ||||||||||||||
ISIN | US0584981064 | Agenda | 934942562 - Management | ||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1 | DIRECTOR | Management | |||||||||||||||
1 | Daniel J. Heinrich | For | For | ||||||||||||||
2 | Georgia R. Nelson | For | For | ||||||||||||||
3 | Cynthia A. Niekamp | For | For | ||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for 2019. | Management | For | For | |||||||||||||
3. | To approve, by non-binding vote, the compensation paid to the named executive officers. | Management | For | For | |||||||||||||
CIGNA CORPORATION | |||||||||||||||||
Security | 125523100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CI | Meeting Date | 24-Apr-2019 | ||||||||||||||
ISIN | US1255231003 | Agenda | 934945900 - Management | ||||||||||||||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: David M. Cordani | Management | For | For | |||||||||||||
1b. | Election of Director: William J. DeLaney | Management | For | For | |||||||||||||
1c. | Election of Director: Eric J. Foss | Management | For | For | |||||||||||||
1d. | Election of Director: Elder Granger, MD, MG, USA | Management | For | For | |||||||||||||
1e. | Election of Director: Isaiah Harris, Jr. | Management | For | For | |||||||||||||
1f. | Election of Director: Roman Martinez IV | Management | For | For | |||||||||||||
1g. | Election of Director: Kathleen M. Mazzarella | Management | For | For | |||||||||||||
1h. | Election of Director: Mark B. McClellan, MD, PhD | Management | For | For | |||||||||||||
1i. | Election of Director: John M. Partridge | Management | For | For | |||||||||||||
1j. | Election of Director: William L. Roper, MD, MPH | Management | For | For | |||||||||||||
1k. | Election of Director: Eric C. Wiseman | Management | For | For | |||||||||||||
1l. | Election of Director: Donna F. Zarcone | Management | For | For | |||||||||||||
1m. | Election of Director: William D. Zollars | Management | For | For | |||||||||||||
2. | Advisory approval of Cigna’s executive compensation. | Management | For | For | |||||||||||||
3. | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna’s independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
4. | Shareholder proposal - Increase shareholder rights to include action by written consent. | Shareholder | Against | For | |||||||||||||
5. | Shareholder proposal - Cyber risk report | Shareholder | Against | For | |||||||||||||
6. | Shareholder proposal - Gender pay gap report | Shareholder | Against | For | |||||||||||||
JOHNSON & JOHNSON | |||||||||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 | ||||||||||||||
ISIN | US4781601046 | Agenda | 934938638 - Management | ||||||||||||||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Mary C. Beckerle | Management | For | For | |||||||||||||
1b. | Election of Director: D. Scott Davis | Management | For | For | |||||||||||||
1c. | Election of Director: Ian E. L. Davis | Management | For | For | |||||||||||||
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | |||||||||||||
1e. | Election of Director: Alex Gorsky | Management | For | For | |||||||||||||
1f. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||||||||||
1g. | Election of Director: Mark B. McClellan | Management | For | For | |||||||||||||
1h. | Election of Director: Anne M. Mulcahy | Management | For | For | |||||||||||||
1i. | Election of Director: William D. Perez | Management | For | For | |||||||||||||
1j. | Election of Director: Charles Prince | Management | For | For | |||||||||||||
1k. | Election of Director: A. Eugene Washington | Management | For | For | |||||||||||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | |||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. | Management | For | For | |||||||||||||
4. | Shareholder Proposal - Clawback Disclosure | Shareholder | Against | For | |||||||||||||
5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. | Shareholder | Against | For | |||||||||||||
EDISON INTERNATIONAL | |||||||||||||||||
Security | 281020107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EIX | Meeting Date | 25-Apr-2019 | ||||||||||||||
ISIN | US2810201077 | Agenda | 934940176 - Management | ||||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | |||||||||||||
1b. | Election of Director: Michael C. Camunez | Management | For | For | |||||||||||||
1c. | Election of Director: Vanessa C.L. Chang | Management | For | For | |||||||||||||
1d. | Election of Director: James T. Morris | Management | For | For | |||||||||||||
1e. | Election of Director: Timothy T. O’Toole | Management | For | For | |||||||||||||
1f. | Election of Director: Pedro J. Pizarro | Management | For | For | |||||||||||||
1g. | Election of Director: Linda G. Stuntz | Management | For | For | |||||||||||||
1h. | Election of Director: William P. Sullivan | Management | For | For | |||||||||||||
1i. | Election of Director: Ellen O. Tauscher | Management | For | For | |||||||||||||
1j. | Election of Director: Peter J. Taylor | Management | For | For | |||||||||||||
1k. | Election of Director: Keith Trent | Management | For | For | |||||||||||||
1l. | Election of Director: Brett White | Management | For | For | |||||||||||||
2. | Ratification of the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||||
3. | Advisory Vote to Approve the Company’s Executive Compensation. | Management | For | For | |||||||||||||
4. | Shareholder Proposal Regarding Proxy Access. | Shareholder | Against | For | |||||||||||||
HCP, INC. | |||||||||||||||||
Security | 40414L109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HCP | Meeting Date | 25-Apr-2019 | ||||||||||||||
ISIN | US40414L1098 | Agenda | 934942283 - Management | ||||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Brian G. Cartwright | Management | For | For | |||||||||||||
1b. | Election of Director: Christine N. Garvey | Management | For | For | |||||||||||||
1c. | Election of Director: R. Kent Griffin, Jr. | Management | For | For | |||||||||||||
1d. | Election of Director: David B. Henry | Management | For | For | |||||||||||||
1e. | Election of Director: Thomas M. Herzog | Management | For | For | |||||||||||||
1f. | Election of Director: Lydia H. Kennard | Management | For | For | |||||||||||||
1g. | Election of Director: Katherine M. Sandstrom | Management | For | For | |||||||||||||
2. | Approval, on an advisory basis, of 2018 executive compensation. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as HCP’s independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||||||
LOCKHEED MARTIN CORPORATION | |||||||||||||||||
Security | 539830109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LMT | Meeting Date | 25-Apr-2019 | ||||||||||||||
ISIN | US5398301094 | Agenda | 934951864 - Management | ||||||||||||||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Daniel F. Akerson | Management | For | For | |||||||||||||
1b. | Election of Director: David B. Burritt | Management | For | For | |||||||||||||
1c. | Election of Director: Bruce A. Carlson | Management | For | For | |||||||||||||
1d. | Election of Director: James O. Ellis, Jr. | Management | For | For | |||||||||||||
1e. | Election of Director: Thomas J. Falk | Management | For | For | |||||||||||||
1f. | Election of Director: Ilene S. Gordon | Management | For | For | |||||||||||||
1g. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||||||||||
1h. | Election of Director: Vicki A. Hollub | Management | For | For | |||||||||||||
1i. | Election of Director: Jeh C. Johnson | Management | For | For | |||||||||||||
1j. | Election of Director: James D. Taiclet, Jr. | Management | For | For | |||||||||||||
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2019 | Management | For | For | |||||||||||||
3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | Management | For | For | |||||||||||||
4. | Stockholder Proposal to Amend the Proxy Access Bylaw | Shareholder | Against | For | |||||||||||||
AT&T INC. | |||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | T | Meeting Date | 26-Apr-2019 | ||||||||||||||
ISIN | US00206R1023 | Agenda | 934938082 - Management | ||||||||||||||
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Randall L. Stephenson | Management | For | For | |||||||||||||
1b. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |||||||||||||
1c. | Election of Director: Richard W. Fisher | Management | For | For | |||||||||||||
1d. | Election of Director: Scott T. Ford | Management | For | For | |||||||||||||
1e. | Election of Director: Glenn H. Hutchins | Management | For | For | |||||||||||||
1f. | Election of Director: William E. Kennard | Management | For | For | |||||||||||||
1g. | Election of Director: Michael B. McCallister | Management | For | For | |||||||||||||
1h. | Election of Director: Beth E. Mooney | Management | For | For | |||||||||||||
1i. | Election of Director: Matthew K. Rose | Management | For | For | |||||||||||||
1j. | Election of Director: Cynthia B. Taylor | Management | For | For | |||||||||||||
1k. | Election of Director: Laura D’Andrea Tyson | Management | For | For | |||||||||||||
1l. | Election of Director: Geoffrey Y. Yang | Management | For | For | |||||||||||||
2. | Ratification of appointment of independent auditors. | Management | For | For | |||||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | |||||||||||||
4. | Independent Chair. | Shareholder | Against | For | |||||||||||||
KELLOGG COMPANY | |||||||||||||||||
Security | 487836108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | K | Meeting Date | 26-Apr-2019 | ||||||||||||||
ISIN | US4878361082 | Agenda | 934939375 - Management | ||||||||||||||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director for term expires 2022: Rod Gillum | Management | For | For | |||||||||||||
1b. | Election of Director for term expires 2022: Mary Laschinger | Management | For | For | |||||||||||||
1c. | Election of Director for term expires 2022: Erica Mann | Management | For | For | |||||||||||||
1d. | Election of Director for term expires 2022: Carolyn Tastad | Management | For | For | |||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg’s independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||||||
4. | Shareowner proposal, if properly presented at the meeting, to repeal classified board. | Shareholder | Against | ||||||||||||||
HCA HEALTHCARE, INC. | |||||||||||||||||
Security | 40412C101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HCA | Meeting Date | 26-Apr-2019 | ||||||||||||||
ISIN | US40412C1018 | Agenda | 934943526 - Management | ||||||||||||||
Record Date | 07-Mar-2019 | Holding Recon Date | 07-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Thomas F. Frist III | Management | For | For | |||||||||||||
1b. | Election of Director: Samuel N. Hazen | Management | For | For | |||||||||||||
1c. | Election of Director: Meg G. Crofton | Management | For | For | |||||||||||||
1d. | Election of Director: Robert J. Dennis | Management | For | For | |||||||||||||
1e. | Election of Director: Nancy-Ann DeParle | Management | For | For | |||||||||||||
1f. | Election of Director: William R. Frist | Management | For | For | |||||||||||||
1g. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | |||||||||||||
1h. | Election of Director: Geoffrey G. Meyers | Management | For | For | |||||||||||||
1i. | Election of Director: Michael W. Michelson | Management | For | For | |||||||||||||
1j. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | |||||||||||||
1k. | Election of Director: John W. Rowe, M.D. | Management | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||||
4. | To approve amendments to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For | |||||||||||||
UNITED TECHNOLOGIES CORPORATION | |||||||||||||||||
Security | 913017109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | UTX | Meeting Date | 29-Apr-2019 | ||||||||||||||
ISIN | US9130171096 | Agenda | 934941724 - Management | ||||||||||||||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Lloyd J. Austin III | Management | For | For | |||||||||||||
1b. | Election of Director: Diane M. Bryant | Management | For | For | |||||||||||||
1c. | Election of Director: John V. Faraci | Management | For | For | |||||||||||||
1d. | Election of Director: Jean-Pierre Garnier | Management | For | For | |||||||||||||
1e. | Election of Director: Gregory J. Hayes | Management | For | For | |||||||||||||
1f. | Election of Director: Christopher J. Kearney | Management | For | For | |||||||||||||
1g. | Election of Director: Ellen J. Kullman | Management | For | For | |||||||||||||
1h. | Election of Director: Marshall O. Larsen | Management | For | For | |||||||||||||
1i. | Election of Director: Harold W. McGraw III | Management | For | For | |||||||||||||
1j. | Election of Director: Margaret L. O’Sullivan | Management | For | For | |||||||||||||
1k. | Election of Director: Denise L. Ramos | Management | For | For | |||||||||||||
1l. | Election of Director: Fredric G. Reynolds | Management | For | For | |||||||||||||
1m. | Election of Director: Brian C. Rogers | Management | For | For | |||||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||||
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2019. | Management | For | For | |||||||||||||
4. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. | Management | For | For | |||||||||||||
5. | Ratify the 15% Special Meeting Ownership Threshold in the Company’s Bylaws. | Management | For | For | |||||||||||||
THE BOEING COMPANY | |||||||||||||||||
Security | 097023105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BA | Meeting Date | 29-Apr-2019 | ||||||||||||||
ISIN | US0970231058 | Agenda | 934941750 - Management | ||||||||||||||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Robert A. Bradway | Management | For | For | |||||||||||||
1b. | Election of Director: David L. Calhoun | Management | For | For | |||||||||||||
1c. | Election of Director: Arthur D. Collins Jr. | Management | For | For | |||||||||||||
1d. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | |||||||||||||
1e. | Election of Director: Lynn J. Good | Management | For | For | |||||||||||||
1f. | Election of Director: Nikki R. Haley | Management | For | For | |||||||||||||
1g. | Election of Director: Lawrence W. Kellner | Management | For | For | |||||||||||||
1h. | Election of Director: Caroline B. Kennedy | Management | For | For | |||||||||||||
1i. | Election of Director: Edward M. Liddy | Management | For | For | |||||||||||||
1j. | Election of Director: Dennis A. Muilenburg | Management | For | For | |||||||||||||
1k. | Election of Director: Susan C. Schwab | Management | For | For | |||||||||||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | |||||||||||||
1m. | Election of Director: Mike S. Zafirovski | Management | For | For | |||||||||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |||||||||||||
3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2019. | Management | For | For | |||||||||||||
4. | Additional Report on Lobbying Activities. | Shareholder | Against | For | |||||||||||||
5. | Impact of Share Repurchases on Performance Metrics. | Shareholder | Against | For | |||||||||||||
6. | Independent Board Chairman. | Shareholder | Against | For | |||||||||||||
7. | Remove Size Limit on Proxy Access Group. | Shareholder | Against | For | |||||||||||||
8. | Mandatory Retention of Significant Stock by Executives | Shareholder | Against | For | |||||||||||||
CINCINNATI FINANCIAL CORPORATION | |||||||||||||||||
Security | 172062101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CINF | Meeting Date | 29-Apr-2019 | ||||||||||||||
ISIN | US1720621010 | Agenda | 934944504 - Management | ||||||||||||||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: William F. Bahl | Management | For | For | |||||||||||||
1b. | Election of Director: Gregory T. Bier | Management | For | For | |||||||||||||
1c. | Election of Director: Linda W. Clement-Holmes | Management | For | For | |||||||||||||
1d. | Election of Director: Dirk J. Debbink | Management | For | For | |||||||||||||
1e. | Election of Director: Steven J. Johnston | Management | For | For | |||||||||||||
1f. | Election of Director: Kenneth C. Lichtendahl | Management | For | For | |||||||||||||
1g. | Election of Director: W. Rodney McMullen | Management | For | For | |||||||||||||
1h. | Election of Director: David P. Osborn | Management | For | For | |||||||||||||
1i. | Election of Director: Gretchen W. Price | Management | For | For | |||||||||||||
1j. | Election of Director: Thomas R. Schiff | Management | For | For | |||||||||||||
1k. | Election of Director: Douglas S. Skidmore | Management | For | For | |||||||||||||
1l. | Election of Director: Kenneth W. Stecher | Management | For | For | |||||||||||||
1m. | Election of Director: John F. Steele, Jr. | Management | For | For | |||||||||||||
1n. | Election of Director: Larry R. Webb | Management | For | For | |||||||||||||
2. | A nonbinding proposal to approve compensation for the company’s named executive officers. | Management | For | For | |||||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company’s independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
EXELON CORPORATION | |||||||||||||||||
Security | 30161N101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EXC | Meeting Date | 30-Apr-2019 | ||||||||||||||
ISIN | US30161N1019 | Agenda | 934947954 - Management | ||||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Anthony K. Anderson | Management | For | For | |||||||||||||
1b. | Election of Director: Ann C. Berzin | Management | For | For | |||||||||||||
1c. | Election of Director: Laurie Brlas | Management | For | For | |||||||||||||
1d. | Election of Director: Christopher M. Crane | Management | For | For | |||||||||||||
1e. | Election of Director: Yves C. de Balmann | Management | For | For | |||||||||||||
1f. | Election of Director: Nicholas DeBenedictis | Management | For | For | |||||||||||||
1g. | Election of Director: Linda P. Jojo | Management | For | For | |||||||||||||
1h. | Election of Director: Paul L. Joskow | Management | For | For | |||||||||||||
1i. | Election of Director: Robert J. Lawless | Management | For | For | |||||||||||||
1j. | Election of Director: Richard W. Mies | Management | For | For | |||||||||||||
1k. | Election of Director: Mayo A. Shattuck III | Management | For | For | |||||||||||||
1l. | Election of Director: Stephen D. Steinour | Management | For | For | |||||||||||||
1m. | Election of Director: John F. Young | Management | For | For | |||||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as Exelon’s Independent Auditor for 2019. | Management | For | For | |||||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | |||||||||||||
4. | A shareholder proposal from Burn More Coal. | Shareholder | Against | For | |||||||||||||
EVERSOURCE ENERGY | |||||||||||||||||
Security | 30040W108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ES | Meeting Date | 01-May-2019 | ||||||||||||||
ISIN | US30040W1080 | Agenda | 934948069 - Management | ||||||||||||||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Trustee: Cotton M. Cleveland | Management | For | For | |||||||||||||
1b. | Election of Trustee: Sanford Cloud, Jr. | Management | For | For | |||||||||||||
1c. | Election of Trustee: James S. DiStasio | Management | For | For | |||||||||||||
1d. | Election of Trustee: Francis A. Doyle | Management | For | For | |||||||||||||
1e. | Election of Trustee: Linda Dorcena Forry | Management | For | For | |||||||||||||
1f. | Election of Trustee: James J. Judge | Management | For | For | |||||||||||||
1g. | Election of Trustee: John Y. Kim | Management | For | For | |||||||||||||
1h. | Election of Trustee: Kenneth R. Leibler | Management | For | For | |||||||||||||
1i. | Election of Trustee: William C. Van Faasen | Management | For | For | |||||||||||||
1j. | Election of Trustee: Frederica M. Williams | Management | For | For | |||||||||||||
2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | |||||||||||||
3. | Ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
PEPSICO, INC. | |||||||||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PEP | Meeting Date | 01-May-2019 | ||||||||||||||
ISIN | US7134481081 | Agenda | 934949112 - Management | ||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Shona L. Brown | Management | For | For | |||||||||||||
1b. | Election of Director: Cesar Conde | Management | For | For | |||||||||||||
1c. | Election of Director: Ian Cook | Management | For | For | |||||||||||||
1d. | Election of Director: Dina Dublon | Management | For | For | |||||||||||||
1e. | Election of Director: Richard W. Fisher | Management | For | For | |||||||||||||
1f. | Election of Director: Michelle Gass | Management | For | For | |||||||||||||
1g. | Election of Director: William R. Johnson | Management | For | For | |||||||||||||
1h. | Election of Director: Ramon Laguarta | Management | For | For | |||||||||||||
1i. | Election of Director: David C. Page | Management | For | For | |||||||||||||
1j. | Election of Director: Robert C. Pohlad | Management | For | For | |||||||||||||
1k. | Election of Director: Daniel Vasella | Management | For | For | |||||||||||||
1l. | Election of Director: Darren Walker | Management | For | For | |||||||||||||
1m. | Election of Director: Alberto Weisser | Management | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||||||
3. | Advisory approval of the Company’s executive compensation. | Management | For | For | |||||||||||||
4. | Approve amendments to the Company’s Articles of Incorporation to eliminate supermajority voting standards. | Management | For | For | |||||||||||||
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | For | |||||||||||||
6. | Shareholder Proposal - Disclosure of Pesticide Management Data. | Shareholder | Against | For | |||||||||||||
KIMBERLY-CLARK CORPORATION | |||||||||||||||||
Security | 494368103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | KMB | Meeting Date | 02-May-2019 | ||||||||||||||
ISIN | US4943681035 | Agenda | 934939298 - Management | ||||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Abelardo E. Bru | Management | For | For | |||||||||||||
1b. | Election of Director: Robert W. Decherd | Management | For | For | |||||||||||||
1c. | Election of Director: Thomas J. Falk | Management | For | For | |||||||||||||
1d. | Election of Director: Fabian T. Garcia | Management | For | For | |||||||||||||
1e. | Election of Director: Michael D. Hsu | Management | For | For | |||||||||||||
1f. | Election of Director: Mae C. Jemison, M.D. | Management | For | For | |||||||||||||
1g. | Election of Director: Nancy J. Karch | Management | For | For | |||||||||||||
1h. | Election of Director: S. Todd Maclin | Management | For | For | |||||||||||||
1i. | Election of Director: Sherilyn S. McCoy | Management | For | For | |||||||||||||
1j. | Election of Director: Christa S. Quarles | Management | For | For | |||||||||||||
1k. | Election of Director: Ian C. Read | Management | For | For | |||||||||||||
1l. | Election of Director: Marc J. Shapiro | Management | For | For | |||||||||||||
1m. | Election of Director: Dunia A. Shive | Management | For | For | |||||||||||||
1n. | Election of Director: Michael D. White | Management | For | For | |||||||||||||
2. | Ratification of Auditor | Management | For | For | |||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||||||||
AMEREN CORPORATION | |||||||||||||||||
Security | 023608102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AEE | Meeting Date | 02-May-2019 | ||||||||||||||
ISIN | US0236081024 | Agenda | 934943259 - Management | ||||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | |||||||||||||
1b. | ELECTION OF DIRECTOR: CATHERINE S. BRUNE | Management | For | For | |||||||||||||
1c. | ELECTION OF DIRECTOR: J. EDWARD COLEMAN | Management | For | For | |||||||||||||
1d. | ELECTION OF DIRECTOR: WARD H. DICKSON | Management | For | For | |||||||||||||
1e. | ELECTION OF DIRECTOR: NOELLE K. EDER | Management | For | For | |||||||||||||
1f. | ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS | Management | For | For | |||||||||||||
1g. | ELECTION OF DIRECTOR: RAFAEL FLORES | Management | For | For | |||||||||||||
1h. | ELECTION OF DIRECTOR: RICHARD J. HARSHMAN | Management | For | For | |||||||||||||
1i. | ELECTION OF DIRECTOR: CRAIG S. IVEY | Management | For | For | |||||||||||||
1j. | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | For | For | |||||||||||||
1k. | ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN | Management | For | For | |||||||||||||
1l. | ELECTION OF DIRECTOR: STEPHEN R. WILSON | Management | For | For | |||||||||||||
2. | ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | Management | For | For | |||||||||||||
4. | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | For | |||||||||||||
WEC ENERGY GROUP, INC. | |||||||||||||||||
Security | 92939U106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WEC | Meeting Date | 02-May-2019 | ||||||||||||||
ISIN | US92939U1060 | Agenda | 934945746 - Management | ||||||||||||||
Record Date | 21-Feb-2019 | Holding Recon Date | 21-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Barbara L. Bowles | Management | For | For | |||||||||||||
1b. | Election of Director: Albert J. Budney, Jr. | Management | For | For | |||||||||||||
1c. | Election of Director: Patricia W. Chadwick | Management | For | For | |||||||||||||
1d. | Election of Director: Curt S. Culver | Management | For | For | |||||||||||||
1e. | Election of Director: Danny L. Cunningham | Management | For | For | |||||||||||||
1f. | Election of Director: William M. Farrow III | Management | For | For | |||||||||||||
1g. | Election of Director: Thomas J. Fischer | Management | For | For | |||||||||||||
1h. | Election of Director: J. Kevin Fletcher | Management | For | For | |||||||||||||
1i. | Election of Director: Gale E. Klappa | Management | For | For | |||||||||||||
1j. | Election of Director: Henry W. Knueppel | Management | For | For | |||||||||||||
1k. | Election of Director: Allen L. Leverett | Management | For | For | |||||||||||||
1l. | Election of Director: Ulice Payne, Jr. | Management | For | For | |||||||||||||
1m. | Election of Director: Mary Ellen Stanek | Management | For | For | |||||||||||||
2. | Advisory Vote to Approve Compensation of the Named Executive Officers | Management | For | For | |||||||||||||
3. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2019 | Management | For | For | |||||||||||||
CHURCH & DWIGHT CO., INC. | |||||||||||||||||
Security | 171340102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CHD | Meeting Date | 02-May-2019 | ||||||||||||||
ISIN | US1713401024 | Agenda | 934949869 - Management | ||||||||||||||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Bradley C. Irwin | Management | For | For | |||||||||||||
1b. | Election of Director: Penry W. Price | Management | For | For | |||||||||||||
1c. | Election of Director: Arthur B. Winkleblack | Management | For | For | |||||||||||||
2. | Advisory vote to approve compensation of our named executive officers. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
CMS ENERGY CORPORATION | |||||||||||||||||
Security | 125896100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CMS | Meeting Date | 03-May-2019 | ||||||||||||||
ISIN | US1258961002 | Agenda | 934945594 - Management | ||||||||||||||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Jon E. Barfield | Management | For | For | |||||||||||||
1b. | Election of Director: Deborah H. Butler | Management | For | For | |||||||||||||
1c. | Election of Director: Kurt L. Darrow | Management | For | For | |||||||||||||
1d. | Election of Director: Stephen E. Ewing | Management | For | For | |||||||||||||
1e. | Election of Director: William D. Harvey | Management | For | For | |||||||||||||
1f. | Election of Director: Patricia K. Poppe | Management | For | For | |||||||||||||
1g. | Election of Director: John G. Russell | Management | For | For | |||||||||||||
1h. | Election of Director: Suzanne F. Shank | Management | For | For | |||||||||||||
1i. | Election of Director: Myrna M. Soto | Management | For | For | |||||||||||||
1j. | Election of Director: John G. Sznewajs | Management | For | For | |||||||||||||
1k. | Election of Director: Laura H. Wright | Management | For | For | |||||||||||||
2. | Approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | |||||||||||||
3. | Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | |||||||||||||
4. | Shareholder Proposal - Political Contributions Disclosure. | Shareholder | Against | For | |||||||||||||
ENTERGY CORPORATION | |||||||||||||||||
Security | 29364G103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ETR | Meeting Date | 03-May-2019 | ||||||||||||||
ISIN | US29364G1031 | Agenda | 934954074 - Management | ||||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: J. R. Burbank | Management | For | For | |||||||||||||
1b. | Election of Director: P. J. Condon | Management | For | For | |||||||||||||
1c. | Election of Director: L. P. Denault | Management | For | For | |||||||||||||
1d. | Election of Director: K. H. Donald | Management | For | For | |||||||||||||
1e. | Election of Director: P. L. Frederickson | Management | For | For | |||||||||||||
1f. | Election of Director: A. M. Herman | Management | For | For | |||||||||||||
1g. | Election of Director: M. E. Hyland | Management | For | For | |||||||||||||
1h. | Election of Director: S. L. Levenick | Management | For | For | |||||||||||||
1i. | Election of Director: B. L. Lincoln | Management | For | For | |||||||||||||
1j. | Election of Director: K. A. Puckett | Management | For | For | |||||||||||||
2. | Ratification of the Appointment of Deloitte & Touche LLP as Independent Registered Public Accountants for 2019. | Management | For | For | |||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||||
4. | Approval of the Entergy Corporation 2019 Omnibus Incentive Plan. | Management | For | For | |||||||||||||
BERKSHIRE HATHAWAY INC. | |||||||||||||||||
Security | 084670702 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BRKB | Meeting Date | 04-May-2019 | ||||||||||||||
ISIN | US0846707026 | Agenda | 934943362 - Management | ||||||||||||||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Warren E. Buffett | For | For | ||||||||||||||
2 | Charles T. Munger | For | For | ||||||||||||||
3 | Gregory E. Abel | For | For | ||||||||||||||
4 | Howard G. Buffett | For | For | ||||||||||||||
5 | Stephen B. Burke | For | For | ||||||||||||||
6 | Susan L. Decker | For | For | ||||||||||||||
7 | William H. Gates III | For | For | ||||||||||||||
8 | David S. Gottesman | For | For | ||||||||||||||
9 | Charlotte Guyman | For | For | ||||||||||||||
10 | Ajit Jain | For | For | ||||||||||||||
11 | Thomas S. Murphy | For | For | ||||||||||||||
12 | Ronald L. Olson | For | For | ||||||||||||||
13 | Walter Scott, Jr. | For | For | ||||||||||||||
14 | Meryl B. Witmer | For | For | ||||||||||||||
AFLAC INCORPORATED | |||||||||||||||||
Security | 001055102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AFL | Meeting Date | 06-May-2019 | ||||||||||||||
ISIN | US0010551028 | Agenda | 934949201 - Management | ||||||||||||||
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Daniel P. Amos | Management | For | For | |||||||||||||
1b. | Election of Director: W. Paul Bowers | Management | For | For | |||||||||||||
1c. | Election of Director: Toshihiko Fukuzawa | Management | For | For | |||||||||||||
1d. | Election of Director: Robert B. Johnson | Management | For | For | |||||||||||||
1e. | Election of Director: Thomas J. Kenny | Management | For | For | |||||||||||||
1f. | Election of Director: Georgette D. Kiser | Management | For | For | |||||||||||||
1g. | Election of Director: Karole F. Lloyd | Management | For | For | |||||||||||||
1h. | Election of Director: Joseph L. Moskowitz | Management | For | For | |||||||||||||
1i. | Election of Director: Barbara K. Rimer, DrPH | Management | For | For | |||||||||||||
1j. | Election of Director: Katherine T. Rohrer | Management | For | For | |||||||||||||
1k. | Election of Director: Melvin T. Stith | Management | For | For | |||||||||||||
2. | To consider the following non-binding advisory proposal: “Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative of the Notice of 2019 Annual Meeting of Shareholders and Proxy Statement” | Management | For | For | |||||||||||||
3. | To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2019 | Management | For | For | |||||||||||||
EXPEDITORS INT’L OF WASHINGTON, INC. | |||||||||||||||||
Security | 302130109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 07-May-2019 | ||||||||||||||
ISIN | US3021301094 | Agenda | 934947574 - Management | ||||||||||||||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Director: Robert R. Wright | Management | For | For | |||||||||||||
1B. | Election of Director: Glenn M. Alger | Management | For | For | |||||||||||||
1C. | Election of Director: Robert P. Carlile | Management | For | For | |||||||||||||
1D. | Election of Director: James M. DuBois | Management | For | For | |||||||||||||
1E. | Election of Director: Mark A. Emmert | Management | For | For | |||||||||||||
1F. | Election of Director: Diane H. Gulyas | Management | For | For | |||||||||||||
1G. | Election of Director: Richard B. McCune | Management | For | For | |||||||||||||
1H. | Election of Director: Alain Monié | Management | For | For | |||||||||||||
1I. | Election of Director: Jeffrey S. Musser | Management | For | For | |||||||||||||
1J. | Election of Director: Liane J. Pelletier | Management | For | For | |||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||||||||
3. | Approve Amendment to Employee Stock Purchase Plan | Management | For | For | |||||||||||||
4. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||
5. | Shareholder Proposal: Political Disclosure Shareholder Resolution | Shareholder | Against | For | |||||||||||||
EVERGY, INC. | |||||||||||||||||
Security | 30034W106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EVRG | Meeting Date | 07-May-2019 | ||||||||||||||
ISIN | US30034W1062 | Agenda | 934949388 - Management | ||||||||||||||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Terry Bassham | For | For | ||||||||||||||
2 | Mollie Hale Carter | For | For | ||||||||||||||
3 | Charles Q. Chandler, IV | For | For | ||||||||||||||
4 | Gary D. Forsee | For | For | ||||||||||||||
5 | Scott D. Grimes | For | For | ||||||||||||||
6 | Richard L. Hawley | For | For | ||||||||||||||
7 | Thomas D. Hyde | For | For | ||||||||||||||
8 | B. Anthony Isaac | For | For | ||||||||||||||
9 | Sandra A.J. Lawrence | For | For | ||||||||||||||
10 | Ann D. Murtlow | For | For | ||||||||||||||
11 | Sandra J. Price | For | For | ||||||||||||||
12 | Mark A. Ruelle | For | For | ||||||||||||||
13 | John J. Sherman | For | For | ||||||||||||||
14 | S. Carl Soderstrom Jr. | For | For | ||||||||||||||
15 | John Arthur Stall | For | For | ||||||||||||||
2. | To approve, on a non-binding advisory basis, the 2018 compensation of the Company’s named executive officers. | Management | For | For | |||||||||||||
3. | To recommend, on a non-binding advisory basis, the frequency of the advisory vote on named executive officer compensation. | Management | 1 Year | For | |||||||||||||
4. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
ASSURANT, INC. | |||||||||||||||||
Security | 04621X108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AIZ | Meeting Date | 07-May-2019 | ||||||||||||||
ISIN | US04621X1081 | Agenda | 934956903 - Management | ||||||||||||||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Elaine D. Rosen | Management | For | For | |||||||||||||
1b. | Election of Director: Juan N. Cento | Management | For | For | |||||||||||||
1c. | Election of Director: Alan B. Colberg | Management | For | For | |||||||||||||
1d. | Election of Director: Harriet Edelman | Management | For | For | |||||||||||||
1e. | Election of Director: Lawrence V. Jackson | Management | For | For | |||||||||||||
1f. | Election of Director: Charles J. Koch | Management | For | For | |||||||||||||
1g. | Election of Director: Jean-Paul L. Montupet | Management | For | For | |||||||||||||
1h. | Election of Director: Debra J. Perry | Management | For | For | |||||||||||||
1i. | Election of Director: Paul J. Reilly | Management | For | For | |||||||||||||
1J. | Election of Director: Robert W. Stein | Management | For | For | |||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||||
3. | Advisory approval of the 2018 compensation of the Company’s named executive officers. | Management | For | For | |||||||||||||
4. | Approval of Amendment to Assurant, Inc. 2017 Long Term Equity Incentive Plan. | Management | For | For | |||||||||||||
DOMINION ENERGY, INC. | |||||||||||||||||
Security | 25746U109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | D | Meeting Date | 07-May-2019 | ||||||||||||||
ISIN | US25746U1097 | Agenda | 934957501 - Management | ||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: James A. Bennett | Management | For | For | |||||||||||||
1b. | Election of Director: Helen E. Dragas | Management | For | For | |||||||||||||
1c. | Election of Director: James O. Ellis, Jr. | Management | For | For | |||||||||||||
1d. | Election of Director: Thomas F. Farrell, II | Management | For | For | |||||||||||||
1e. | Election of Director: D. Maybank Hagood | Management | For | For | |||||||||||||
1f. | Election of Director: John W. Harris | Management | For | For | |||||||||||||
1g. | Election of Director: Ronald W. Jibson | Management | For | For | |||||||||||||
1h. | Election of Director: Mark J. Kington | Management | For | For | |||||||||||||
1i. | Election of Director: Joseph M. Rigby | Management | For | For | |||||||||||||
1j. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | |||||||||||||
1k. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | |||||||||||||
1l. | Election of Director: Susan N. Story | Management | For | For | |||||||||||||
1m. | Election of Director: Michael E. Szymanczyk | Management | For | For | |||||||||||||
2. | Ratification of Appointment of Independent Auditor | Management | For | For | |||||||||||||
3. | Advisory Vote on Approval of Executive Compensation (Say on Pay) | Management | For | For | |||||||||||||
4. | Management’s Proposal to Amend the Company’s Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | Management | For | For | |||||||||||||
5. | Shareholder Proposal Regarding a Policy to Require an Independent Board Chair | Shareholder | Against | For | |||||||||||||
CME GROUP INC. | |||||||||||||||||
Security | 12572Q105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CME | Meeting Date | 08-May-2019 | ||||||||||||||
ISIN | US12572Q1058 | Agenda | 934959480 - Management | ||||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Equity Director: Terrence A. Duffy | Management | For | For | |||||||||||||
1b. | Election of Equity Director: Timothy S. Bitsberger | Management | For | For | |||||||||||||
1c. | Election of Equity Director: Charles P. Carey | Management | For | For | |||||||||||||
1d. | Election of Equity Director: Dennis H. Chookaszian | Management | For | For | |||||||||||||
1e. | Election of Equity Director: Ana Dutra | Management | For | For | |||||||||||||
1f. | Election of Equity Director: Martin J. Gepsman | Management | For | For | |||||||||||||
1g. | Election of Equity Director: Larry G. Gerdes | Management | For | For | |||||||||||||
1h. | Election of Equity Director: Daniel R. Glickman | Management | For | For | |||||||||||||
1i. | Election of Equity Director: Daniel G. Kaye | Management | For | For | |||||||||||||
1j. | Election of Equity Director: Phyllis M. Lockett | Management | For | For | |||||||||||||
1k. | Election of Equity Director: Deborah J. Lucas | Management | For | For | |||||||||||||
1l. | Election of Equity Director: Alex J. Pollock | Management | For | For | |||||||||||||
1m. | Election of Equity Director: Terry L. Savage | Management | For | For | |||||||||||||
1n. | Election of Equity Director: William R. Shepard | Management | For | For | |||||||||||||
1o. | Election of Equity Director: Howard J. Siegel | Management | For | For | |||||||||||||
1p. | Election of Equity Director: Michael A. Spencer | Management | For | For | |||||||||||||
1q. | Election of Equity Director: Dennis A. Suskind | Management | For | For | |||||||||||||
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
3. | Advisory vote on the compensation of our named executive officers. | Management | For | For | |||||||||||||
KINDER MORGAN, INC. | |||||||||||||||||
Security | 49456B101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | KMI | Meeting Date | 08-May-2019 | ||||||||||||||
ISIN | US49456B1017 | Agenda | 934959668 - Management | ||||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Richard D. Kinder | Management | For | For | |||||||||||||
1b. | Election of Director: Steven J. Kean | Management | For | For | |||||||||||||
1c. | Election of Director: Kimberly A. Dang | Management | For | For | |||||||||||||
1d. | Election of Director: Ted A. Gardner | Management | For | For | |||||||||||||
1e. | Election of Director: Anthony W. Hall, Jr. | Management | For | For | |||||||||||||
1f. | Election of Director: Gary L. Hultquist | Management | For | For | |||||||||||||
1g. | Election of Director: Ronald L. Kuehn, Jr. | Management | For | For | |||||||||||||
1h. | Election of Director: Deborah A. Macdonald | Management | For | For | |||||||||||||
1i. | Election of Director: Michael C. Morgan | Management | For | For | |||||||||||||
1j. | Election of Director: Arthur C. Reichstetter | Management | For | For | |||||||||||||
1k. | Election of Director: Fayez Sarofim | Management | For | For | |||||||||||||
1l. | Election of Director: C. Park Shaper | Management | For | For | |||||||||||||
1m. | Election of Director: William A. Smith | Management | For | For | |||||||||||||
1n. | Election of Director: Joel V. Staff | Management | For | For | |||||||||||||
1o. | Election of Director: Robert F. Vagt | Management | For | For | |||||||||||||
1p. | Election of Director: Perry M. Waughtal | Management | For | For | |||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 | Management | For | For | |||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement | Management | For | For | |||||||||||||
EDWARDS LIFESCIENCES CORPORATION | |||||||||||||||||
Security | 28176E108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EW | Meeting Date | 08-May-2019 | ||||||||||||||
ISIN | US28176E1082 | Agenda | 934960394 - Management | ||||||||||||||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Michael A. Mussallem | Management | For | For | |||||||||||||
1b. | Election of Director: Kieran T. Gallahue | Management | For | For | |||||||||||||
1c. | Election of Director: Leslie S. Heisz | Management | For | For | |||||||||||||
1d. | Election of Director: William J. Link, Ph.D. | Management | For | For | |||||||||||||
1e. | Election of Director: Steven R. Loranger | Management | For | For | |||||||||||||
1f. | Election of Director: Martha H. Marsh | Management | For | For | |||||||||||||
1g. | Election of Director: Wesley W. von Schack | Management | For | For | |||||||||||||
1h. | Election of Director: Nicholas J. Valeriani | Management | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||
4. | ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR POLICY | Shareholder | Against | For | |||||||||||||
PULTEGROUP, INC. | |||||||||||||||||
Security | 745867101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PHM | Meeting Date | 08-May-2019 | ||||||||||||||
ISIN | US7458671010 | Agenda | 934961788 - Management | ||||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Brian P. Anderson | Management | For | For | |||||||||||||
1b. | Election of Director: Bryce Blair | Management | For | For | |||||||||||||
1c. | Election of Director: Richard W. Dreiling | Management | For | For | |||||||||||||
1d. | Election of Director: Thomas J. Folliard | Management | For | For | |||||||||||||
1e. | Election of Director: Cheryl W. Grisé | Management | For | For | |||||||||||||
1f. | Election of Director: André J. Hawaux | Management | For | For | |||||||||||||
1g. | Election of Director: Ryan R. Marshall | Management | For | For | |||||||||||||
1h. | Election of Director: John R. Peshkin | Management | For | For | |||||||||||||
1i. | Election of Director: Scott F. Powers | Management | For | For | |||||||||||||
1j. | Election of Director: William J. Pulte | Management | For | For | |||||||||||||
1k. | Election of Director: Lila Snyder | Management | For | For | |||||||||||||
2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
3. | Say-on-pay: Advisory vote to approve executive compensation. | Management | For | For | |||||||||||||
4. | Approval of an amendment to extend the term of our amended and restated Section 382 rights agreement. | Management | For | For | |||||||||||||
SKYWORKS SOLUTIONS, INC. | |||||||||||||||||
Security | 83088M102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SWKS | Meeting Date | 08-May-2019 | ||||||||||||||
ISIN | US83088M1027 | Agenda | 934961930 - Management | ||||||||||||||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Director: David J. Aldrich | Management | For | For | |||||||||||||
1.2 | Election of Director: Kevin L. Beebe | Management | For | For | |||||||||||||
1.3 | Election of Director: Timothy R. Furey | Management | For | For | |||||||||||||
1.4 | Election of Director: Liam K. Griffin | Management | For | For | |||||||||||||
1.5 | Election of Director: Balakrishnan S. Iyer | Management | For | For | |||||||||||||
1.6 | Election of Director: Christine King | Management | For | For | |||||||||||||
1.7 | Election of Director: David P. McGlade | Management | For | For | |||||||||||||
1.8 | Election of Director: Robert A. Schriesheim | Management | For | For | |||||||||||||
1.9 | Election of Director: Kimberly S. Stevenson | Management | For | For | |||||||||||||
2. | To ratify the selection by the Company’s Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2019. | Management | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as described in the Company’s Proxy Statement. | Management | For | For | |||||||||||||
4. | To approve a stockholder proposal regarding supermajority voting provisions. | Shareholder | Against | ||||||||||||||
DTE ENERGY COMPANY | |||||||||||||||||
Security | 233331107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DTE | Meeting Date | 09-May-2019 | ||||||||||||||
ISIN | US2333311072 | Agenda | 934947411 - Management | ||||||||||||||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Gerard M. Anderson | For | For | ||||||||||||||
2 | David A. Brandon | For | For | ||||||||||||||
3 | W. Frank Fountain, Jr. | For | For | ||||||||||||||
4 | Charles G. McClure, Jr. | For | For | ||||||||||||||
5 | Gail J. McGovern | For | For | ||||||||||||||
6 | Mark A. Murray | For | For | ||||||||||||||
7 | Ruth G. Shaw | For | For | ||||||||||||||
8 | Robert C. Skaggs, Jr. | For | For | ||||||||||||||
9 | David A. Thomas | For | For | ||||||||||||||
10 | James H. Vandenberghe | For | For | ||||||||||||||
11 | Valerie M. Williams | For | For | ||||||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. | Management | For | For | |||||||||||||
3. | Provide a nonbinding vote to approve the Company’s executive compensation. | Management | For | For | |||||||||||||
4. | Vote on a shareholder proposal to require an independent board chairman. | Shareholder | Against | For | |||||||||||||
5. | Vote on a shareholder proposal to require additional disclosure of political contributions. | Shareholder | Against | For | |||||||||||||
C.H. ROBINSON WORLDWIDE, INC. | |||||||||||||||||
Security | 12541W209 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CHRW | Meeting Date | 09-May-2019 | ||||||||||||||
ISIN | US12541W2098 | Agenda | 934953604 - Management | ||||||||||||||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Scott P. Anderson | Management | For | For | |||||||||||||
1b. | Election of Director: Robert C. Biesterfeld, Jr. | Management | For | For | |||||||||||||
1c. | Election of Director: Wayne M. Fortun | Management | For | For | |||||||||||||
1d. | Election of Director: Timothy C. Gokey | Management | For | For | |||||||||||||
1e. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | |||||||||||||
1f. | Election of Director: Jodee A. Kozlak | Management | For | For | |||||||||||||
1g. | Election of Director: Brian P. Short | Management | For | For | |||||||||||||
1h. | Election of Director: James B. Stake | Management | For | For | |||||||||||||
1i. | Election of Director: Paula C. Tolliver | Management | For | For | |||||||||||||
1j. | Election of Director: John P. Wiehoff | Management | For | For | |||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
4. | To approve adding shares of our Common Stock to the Company’s equity incentive plan. | Management | For | For | |||||||||||||
5. | Adoption of greenhouse gas emissions reduction targets. | Shareholder | Against | For | |||||||||||||
SEMPRA ENERGY | |||||||||||||||||
Security | 816851109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SRE | Meeting Date | 09-May-2019 | ||||||||||||||
ISIN | US8168511090 | Agenda | 934957018 - Management | ||||||||||||||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Director: Alan L. Boeckmann | Management | For | For | |||||||||||||
1B. | Election of Director: Kathleen L. Brown | Management | For | For | |||||||||||||
1C. | Election of Director: Andrés Conesa | Management | For | For | |||||||||||||
1D. | Election of Director: Maria Contreras-Sweet | Management | For | For | |||||||||||||
1E. | Election of Director: Pablo A. Ferrero | Management | For | For | |||||||||||||
1F. | Election of Director: William D. Jones | Management | For | For | |||||||||||||
1G. | Election of Director: Jeffrey W. Martin | Management | For | For | |||||||||||||
1H. | Election of Director: Michael N. Mears | Management | For | For | |||||||||||||
1I. | Election of Director: William C. Rusnack | Management | For | For | |||||||||||||
1J. | Election of Director: Lynn Schenk | Management | For | For | |||||||||||||
1K. | Election of Director: Jack T. Taylor | Management | For | For | |||||||||||||
1L. | Election of Director: Cynthia L. Walker | Management | For | For | |||||||||||||
1M. | Election of Director: James C. Yardley | Management | For | For | |||||||||||||
2. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||||
3. | Advisory Approval of Our Executive Compensation. | Management | For | For | |||||||||||||
4. | Approval of Our 2019 Long-Term Incentive Plan. | Management | For | For | |||||||||||||
5. | Shareholder Proposal Requiring an Independent Board Chairman. | Shareholder | Against | For | |||||||||||||
ALASKA AIR GROUP, INC. | |||||||||||||||||
Security | 011659109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ALK | Meeting Date | 09-May-2019 | ||||||||||||||
ISIN | US0116591092 | Agenda | 934959050 - Management | ||||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director to One-Year Term: Patricia M. Bedient | Management | For | For | |||||||||||||
1b. | Election of Director to One-Year Term: James A. Beer | Management | For | For | |||||||||||||
1c. | Election of Director to One-Year Term: Marion C. Blakey | Management | For | For | |||||||||||||
1d. | Election of Director to One-Year Term: Phyllis J. Campbell | Management | For | For | |||||||||||||
1e. | Election of Director to One-Year Term: Raymond L. Conner | Management | For | For | |||||||||||||
1f. | Election of Director to One-Year Term: Dhiren R. Fonseca | Management | For | For | |||||||||||||
1g. | Election of Director to One-Year Term: Susan J. Li | Management | For | For | |||||||||||||
1h. | Election of Director to One-Year Term: Helvi K. Sandvik | Management | For | For | |||||||||||||
1i. | Election of Director to One-Year Term: J. Kenneth Thompson | Management | For | For | |||||||||||||
1j. | Election of Director to One-Year Term: Bradley D. Tilden | Management | For | For | |||||||||||||
1k. | Election of Director to One-Year Term: Eric K. Yeaman | Management | For | For | |||||||||||||
2. | Approve (on an advisory basis) the compensation of the Company’s Named Executive Officers. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accountants for the fiscal year 2019. | Management | For | For | |||||||||||||
4. | Approve the Amendment of the Company’s Employee Stock Purchase Plan. | Management | For | For | |||||||||||||
5. | Stockholder Proposal regarding the Company’s disclosure of political spending. | Shareholder | Against | For | |||||||||||||
6. | Stockholder Proposal regarding changes to the Company’s proxy access bylaw. | Shareholder | Against | For | |||||||||||||
COLGATE-PALMOLIVE COMPANY | |||||||||||||||||
Security | 194162103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CL | Meeting Date | 10-May-2019 | ||||||||||||||
ISIN | US1941621039 | Agenda | 934955254 - Management | ||||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of director: Charles A. Bancroft | Management | For | For | |||||||||||||
1b. | Election of director: John P. Bilbrey | Management | For | For | |||||||||||||
1c. | Election of director: John T. Cahill | Management | For | For | |||||||||||||
1d. | Election of director: Ian Cook | Management | For | For | |||||||||||||
1e. | Election of director: Lisa M. Edwards | Management | For | For | |||||||||||||
1f. | Election of director: Helene D. Gayle | Management | For | For | |||||||||||||
1g. | Election of director: C. Martin Harris | Management | For | For | |||||||||||||
1h. | Election of director: Lorrie M. Norrington | Management | For | For | |||||||||||||
1i. | Election of director: Michael B. Polk | Management | For | For | |||||||||||||
1j. | Election of director: Stephen I. Sadove | Management | For | For | |||||||||||||
1k. | Election of director: Noel R. Wallace | Management | For | For | |||||||||||||
2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate’s independent registered public accounting firm. | Management | For | For | |||||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | |||||||||||||
4. | Approve the Colgate-Palmolive Company 2019 Incentive Compensation Plan. | Management | For | For | |||||||||||||
5. | Stockholder proposal on independent Board Chairman. | Shareholder | Against | For | |||||||||||||
AMERICAN WATER WORKS COMPANY, INC. | |||||||||||||||||
Security | 030420103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AWK | Meeting Date | 10-May-2019 | ||||||||||||||
ISIN | US0304201033 | Agenda | 934958894 - Management | ||||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Jeffrey N. Edwards | Management | For | For | |||||||||||||
1b. | Election of Director: Martha Clark Goss | Management | For | For | |||||||||||||
1c. | Election of Director: Veronica M. Hagen | Management | For | For | |||||||||||||
1d. | Election of Director: Julia L. Johnson | Management | For | For | |||||||||||||
1e. | Election of Director: Karl F. Kurz | Management | For | For | |||||||||||||
1f. | Election of Director: George MacKenzie | Management | For | For | |||||||||||||
1g. | Election of Director: James G. Stavridis | Management | For | For | |||||||||||||
1h. | Election of Director: Susan N. Story | Management | For | For | |||||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | Management | For | For | |||||||||||||
3. | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
4. | Shareholder proposal on political contributions as described in the proxy statement. | Shareholder | Against | For | |||||||||||||
5. | Shareholder proposal on lobbying expenditures as described in the proxy statement. | Shareholder | Against | For | |||||||||||||
THE PROGRESSIVE CORPORATION | |||||||||||||||||
Security | 743315103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PGR | Meeting Date | 10-May-2019 | ||||||||||||||
ISIN | US7433151039 | Agenda | 934973721 - Management | ||||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Philip Bleser | Management | For | For | |||||||||||||
1b. | Election of Director: Stuart B. Burgdoerfer | Management | For | For | |||||||||||||
1c. | Election of Director: Pamela J. Craig | Management | For | For | |||||||||||||
1d. | Election of Director: Charles A. Davis | Management | For | For | |||||||||||||
1e. | Election of Director: Roger N. Farah | Management | For | For | |||||||||||||
1f. | Election of Director: Lawton W. Fitt | Management | For | For | |||||||||||||
1g. | Election of Director: Susan Patricia Griffith | Management | For | For | |||||||||||||
1h. | Election of Director: Jeffrey D. Kelly | Management | For | For | |||||||||||||
1i. | Election of Director: Patrick H. Nettles, Ph.D. | Management | For | For | |||||||||||||
1j. | Election of Director: Barbara R. Snyder | Management | For | For | |||||||||||||
1k. | Election of Director: Jan E. Tighe | Management | For | For | |||||||||||||
1l. | Election of Director: Kahina Van Dyke | Management | For | For | |||||||||||||
2. | Cast an advisory vote to approve our executive compensation program. | Management | For | For | |||||||||||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019; and | Management | For | For | |||||||||||||
REALTY INCOME CORPORATION | |||||||||||||||||
Security | 756109104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | O | Meeting Date | 14-May-2019 | ||||||||||||||
ISIN | US7561091049 | Agenda | 934951903 - Management | ||||||||||||||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Kathleen R. Allen | Management | For | For | |||||||||||||
1b. | Election of Director: A. Larry Chapman | Management | For | For | |||||||||||||
1c. | Election of Director: Reginald H. Gilyard | Management | For | For | |||||||||||||
1d. | Election of Director: Priya Cherian Huskins | Management | For | For | |||||||||||||
1e. | Election of Director: Gerardo I. Lopez | Management | For | For | |||||||||||||
1f. | Election of Director: Michael D. McKee | Management | For | For | |||||||||||||
1g. | Election of Director: Gregory T. McLaughlin | Management | For | For | |||||||||||||
1h. | Election of Director: Ronald L. Merriman | Management | For | For | |||||||||||||
1i. | Election of Director: Sumit Roy | Management | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2019. | Management | For | For | |||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||||
4. | Amendment of the Charter to increase the number of authorized shares of common stock. | Management | For | For | |||||||||||||
5. | Advisory vote to ratify an amendment to the Bylaws to permit stockholders to propose binding amendments to the company’s Bylaws. | Management | For | For | |||||||||||||
WASTE MANAGEMENT, INC. | |||||||||||||||||
Security | 94106L109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WM | Meeting Date | 14-May-2019 | ||||||||||||||
ISIN | US94106L1098 | Agenda | 934958933 - Management | ||||||||||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Frank M. Clark, Jr. | Management | For | For | |||||||||||||
1b. | Election of Director: James C. Fish, Jr. | Management | For | For | |||||||||||||
1c. | Election of Director: Andrés R. Gluski | Management | For | For | |||||||||||||
1d. | Election of Director: Patrick W. Gross | Management | For | For | |||||||||||||
1e. | Election of Director: Victoria M. Holt | Management | For | For | |||||||||||||
1f. | Election of Director: Kathleen M. Mazzarella | Management | For | For | |||||||||||||
1g. | Election of Director: John C. Pope | Management | For | For | |||||||||||||
1h. | Election of Director: Thomas H. Weidemeyer | Management | For | For | |||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
3. | Approval of our executive compensation. | Management | For | For | |||||||||||||
4. | Stockholder proposal regarding a policy restricting accelerated vesting of equity awards upon a change in control, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
LOEWS CORPORATION | |||||||||||||||||
Security | 540424108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | L | Meeting Date | 14-May-2019 | ||||||||||||||
ISIN | US5404241086 | Agenda | 934963617 - Management | ||||||||||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Ann E. Berman | Management | For | For | |||||||||||||
1b. | Election of Director: Joseph L. Bower | Management | For | For | |||||||||||||
1c. | Election of Director: Charles D. Davidson | Management | For | For | |||||||||||||
1d. | Election of Director: Charles M. Diker | Management | For | For | |||||||||||||
1e. | Election of Director: Paul J. Fribourg | Management | For | For | |||||||||||||
1f. | Election of Director: Walter L. Harris | Management | For | For | |||||||||||||
1g. | Election of Director: Philip A. Laskawy | Management | For | For | |||||||||||||
1h. | Election of Director: Susan P. Peters | Management | For | For | |||||||||||||
1i. | Election of Director: Andrew H. Tisch | Management | For | For | |||||||||||||
1j. | Election of Director: James S. Tisch | Management | For | For | |||||||||||||
1k. | Election of Director: Jonathan M. Tisch | Management | For | For | |||||||||||||
1l. | Election of Director: Anthony Welters | Management | For | For | |||||||||||||
2. | Approve, on an advisory basis, executive compensation. | Management | For | For | |||||||||||||
3. | Ratify Deloitte & Touche LLP as independent auditors. | Management | For | For | |||||||||||||
4. | Shareholder proposal requesting certain disclosures regarding political contributions, if presented at the meeting. | Shareholder | Against | For | |||||||||||||
QUEST DIAGNOSTICS INCORPORATED | |||||||||||||||||
Security | 74834L100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DGX | Meeting Date | 14-May-2019 | ||||||||||||||
ISIN | US74834L1008 | Agenda | 934966106 - Management | ||||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Director: Vicky B. Gregg | Management | For | For | |||||||||||||
1.2 | Election of Director: Timothy L. Main | Management | For | For | |||||||||||||
1.3 | Election of Director: Denise M. Morrison | Management | For | For | |||||||||||||
1.4 | Election of Director: Gary M. Pfeiffer | Management | For | For | |||||||||||||
1.5 | Election of Director: Timothy M. Ring | Management | For | For | |||||||||||||
1.6 | Election of Director: Stephen H. Rusckowski | Management | For | For | |||||||||||||
1.7 | Election of Director: Daniel C. Stanzione | Management | For | For | |||||||||||||
1.8 | Election of Director: Helen I. Torley | Management | For | For | |||||||||||||
1.9 | Election of Director: Gail R. Wilensky | Management | For | For | |||||||||||||
2. | An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2019 proxy statement | Management | For | For | |||||||||||||
3. | Ratification of the appointment of our independent registered public accounting firm for 2019 | Management | For | For | |||||||||||||
4. | Approval of an amendment to the Amended and Restated Employee Long-Term Incentive Plan | Management | For | For | |||||||||||||
PPL CORPORATION | |||||||||||||||||
Security | 69351T106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PPL | Meeting Date | 14-May-2019 | ||||||||||||||
ISIN | US69351T1060 | Agenda | 934966207 - Management | ||||||||||||||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Director: John W. Conway | Management | For | For | |||||||||||||
1.2 | Election of Director: Steven G. Elliott | Management | For | For | |||||||||||||
1.3 | Election of Director: Raja Rajamannar | Management | For | For | |||||||||||||
1.4 | Election of Director: Craig A. Rogerson | Management | For | For | |||||||||||||
1.5 | Election of Director: William H. Spence | Management | For | For | |||||||||||||
1.6 | Election of Director: Natica von Althann | Management | For | For | |||||||||||||
1.7 | Election of Director: Keith H. Williamson | Management | For | For | |||||||||||||
1.8 | Election of Director: Phoebe A. Wood | Management | For | For | |||||||||||||
1.9 | Election of Director: Armando Zagalo de Lima | Management | For | For | |||||||||||||
2. | Advisory vote to approve compensation of named executive officers | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||
JUNIPER NETWORKS, INC. | |||||||||||||||||
Security | 48203R104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | JNPR | Meeting Date | 14-May-2019 | ||||||||||||||
ISIN | US48203R1041 | Agenda | 934968869 - Management | ||||||||||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Gary Daichendt | Management | For | For | |||||||||||||
1b. | Election of Director: Anne DelSanto | Management | For | For | |||||||||||||
1c. | Election of Director: Kevin DeNuccio | Management | For | For | |||||||||||||
1d. | Election of Director: James Dolce | Management | For | For | |||||||||||||
1e. | Election of Director: Scott Kriens | Management | For | For | |||||||||||||
1f. | Election of Director: Rahul Merchant | Management | For | For | |||||||||||||
1g. | Election of Director: Rami Rahim | Management | For | For | |||||||||||||
1h. | Election of Director: William Stensrud | Management | For | For | |||||||||||||
2. | Ratification of Ernst & Young LLP, an independent registered public accounting firm, as our auditors for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
3. | Approval of a non-binding advisory resolution on executive compensation. | Management | For | For | |||||||||||||
4. | Approval of the amendment and restatement of our 2015 Equity Incentive Plan. | Management | For | For | |||||||||||||
KOHL’S CORPORATION | |||||||||||||||||
Security | 500255104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | KSS | Meeting Date | 15-May-2019 | ||||||||||||||
ISIN | US5002551043 | Agenda | 934951547 - Management | ||||||||||||||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Peter Boneparth | Management | For | For | |||||||||||||
1b. | Election of Director: Steven A. Burd | Management | For | For | |||||||||||||
1c. | Election of Director: H. Charles Floyd | Management | For | For | |||||||||||||
1d. | Election of Director: Michelle Gass | Management | For | For | |||||||||||||
1e. | Election of Director: Jonas Prising | Management | For | For | |||||||||||||
1f. | Election of Director: John E. Schlifske | Management | For | For | |||||||||||||
1g. | Election of Director: Adrianne Shapira | Management | For | For | |||||||||||||
1h. | Election of Director: Frank V. Sica | Management | For | For | |||||||||||||
1i. | Election of Director: Stephanie A. Streeter | Management | For | For | |||||||||||||
1j. | Election of Director: Stephen E. Watson | Management | For | For | |||||||||||||
2. | Ratify Appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending February 1, 2020. | Management | For | For | |||||||||||||
3. | Advisory Vote on Approval of the Compensation of our Named Executive Officers. | Management | For | For | |||||||||||||
4. | Shareholder Proposal: Political Disclosure Shareholder Resolution. | Shareholder | Against | For | |||||||||||||
5. | Shareholder Proposal: Vendor Policy Regarding Oversight on Animal Welfare. | Shareholder | Against | For | |||||||||||||
ADVANCED MICRO DEVICES, INC. | |||||||||||||||||
Security | 007903107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AMD | Meeting Date | 15-May-2019 | ||||||||||||||
ISIN | US0079031078 | Agenda | 934959264 - Management | ||||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: John E. Caldwell | Management | For | For | |||||||||||||
1b. | Election of Director: Nora M. Denzel | Management | For | For | |||||||||||||
1c. | Election of Director: Mark Durcan | Management | For | For | |||||||||||||
1d. | Election of Director: Joseph A. Householder | Management | For | For | |||||||||||||
1e. | Election of Director: John W. Marren | Management | For | For | |||||||||||||
1f. | Election of Director: Lisa T. Su | Management | For | For | |||||||||||||
1g. | Election of Director: Abhi Y. Talwalkar | Management | For | For | |||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | |||||||||||||
3. | Approval of the amendment and restatement of the Advanced Micro Devices, Inc. 2004 Equity Incentive Plan. | Management | For | For | |||||||||||||
4. | Advisory vote to approve the executive compensation of our named executive officers. | Management | For | For | |||||||||||||
VERISK ANALYTICS INC | |||||||||||||||||
Security | 92345Y106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | VRSK | Meeting Date | 15-May-2019 | ||||||||||||||
ISIN | US92345Y1064 | Agenda | 934960077 - Management | ||||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Director: Scott G. Stephenson | Management | For | For | |||||||||||||
1.2 | Election of Director: Andrew G. Mills | Management | For | For | |||||||||||||
1.3 | Election of Director: Constantine P. Iordanou | Management | For | For | |||||||||||||
2. | To approve executive compensation on an advisory, non- binding basis. | Management | For | For | |||||||||||||
3. | To ratify the appointment of Deloitte and Touche LLP as our independent auditor for the 2019 fiscal year. | Management | For | For | |||||||||||||
XCEL ENERGY INC. | |||||||||||||||||
Security | 98389B100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | XEL | Meeting Date | 15-May-2019 | ||||||||||||||
ISIN | US98389B1008 | Agenda | 934961182 - Management | ||||||||||||||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Lynn Casey | Management | For | For | |||||||||||||
1b. | Election of Director: Richard K. Davis | Management | For | For | |||||||||||||
1c. | Election of Director: Ben Fowke | Management | For | For | |||||||||||||
1d. | Election of Director: Richard T. O’Brien | Management | For | For | |||||||||||||
1e. | Election of Director: David K. Owens | Management | For | For | |||||||||||||
1f. | Election of Director: Christopher J. Policinski | Management | For | For | |||||||||||||
1g. | Election of Director: James T. Prokopanko | Management | For | For | |||||||||||||
1h. | Election of Director: A. Patricia Sampson | Management | For | For | |||||||||||||
1i. | Election of Director: James J. Sheppard | Management | For | For | |||||||||||||
1j. | Election of Director: David A. Westerlund | Management | For | For | |||||||||||||
1k. | Election of Director: Kim Williams | Management | For | For | |||||||||||||
1l. | Election of Director: Timothy V. Wolf | Management | For | For | |||||||||||||
1m. | Election of Director: Daniel Yohannes | Management | For | For | |||||||||||||
2. | Company proposal to approve, on an advisory basis, executive compensation. | Management | For | For | |||||||||||||
3. | Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.’s independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
ANTHEM, INC. | |||||||||||||||||
Security | 036752103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ANTM | Meeting Date | 15-May-2019 | ||||||||||||||
ISIN | US0367521038 | Agenda | 934964429 - Management | ||||||||||||||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Director Nominee: Bahija Jallal | Management | For | For | |||||||||||||
1.2 | Election of Director Nominee: Elizabeth E. Tallett | Management | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||||
4. | To approve proposed amendments to our Articles of Incorporation to eliminate the classified board structure when permitted under our contractual obligations with the Blue Cross and Blue Shield Association. | Management | For | For | |||||||||||||
5. | Shareholder proposal to elect each director annually. | Shareholder | Against | ||||||||||||||
NORTHROP GRUMMAN CORPORATION | |||||||||||||||||
Security | 666807102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NOC | Meeting Date | 15-May-2019 | ||||||||||||||
ISIN | US6668071029 | Agenda | 934964873 - Management | ||||||||||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Wesley G. Bush | Management | For | For | |||||||||||||
1b. | Election of Director: Marianne C. Brown | Management | For | For | |||||||||||||
1c. | Election of Director: Donald E. Felsinger | Management | For | For | |||||||||||||
1d. | Election of Director: Ann M. Fudge | Management | For | For | |||||||||||||
1e. | Election of Director: Bruce S. Gordon | Management | For | For | |||||||||||||
1f. | Election of Director: William H. Hernandez | Management | For | For | |||||||||||||
1g. | Election of Director: Madeleine A. Kleiner | Management | For | For | |||||||||||||
1h. | Election of Director: Karl J. Krapek | Management | For | For | |||||||||||||
1i. | Election of Director: Gary Roughead | Management | For | For | |||||||||||||
1j. | Election of Director: Thomas M. Schoewe | Management | For | For | |||||||||||||
1k. | Election of Director: James S. Turley | Management | For | For | |||||||||||||
1l. | Election of Director: Kathy J. Warden | Management | For | For | |||||||||||||
1m. | Election of Director: Mark A. Welsh III | Management | For | For | |||||||||||||
2. | Proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | Management | For | For | |||||||||||||
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s Independent Auditor for fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
4. | Shareholder proposal to provide for a report on management systems and processes for implementing the Company’s human rights policy. | Shareholder | Against | For | |||||||||||||
5. | Shareholder proposal to provide for an independent chair. | Shareholder | Against | For | |||||||||||||
AKAMAI TECHNOLOGIES, INC. | |||||||||||||||||
Security | 00971T101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AKAM | Meeting Date | 15-May-2019 | ||||||||||||||
ISIN | US00971T1016 | Agenda | 934969948 - Management | ||||||||||||||
Record Date | 20-Mar-2019 | Holding Recon Date | 20-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Director: Peter Thomas Killalea | Management | For | For | |||||||||||||
1.2 | Election of Director: F. Thomson Leighton | Management | For | For | |||||||||||||
1.3 | Election of Director: Jonathan Miller | Management | For | For | |||||||||||||
2. | To approve amendments to the Akamai Technologies, Inc. 2013 Stock Incentive Plan. | Management | For | For | |||||||||||||
3. | To approve, on an advisory basis, our named executive officer compensation. | Management | For | For | |||||||||||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent auditors for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | |||||||||||||||||
Security | 416515104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HIG | Meeting Date | 15-May-2019 | ||||||||||||||
ISIN | US4165151048 | Agenda | 934978125 - Management | ||||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Robert B. Allardice, III | Management | For | For | |||||||||||||
1b. | Election of Director: Carlos Dominguez | Management | For | For | |||||||||||||
1c. | Election of Director: Trevor Fetter | Management | For | For | |||||||||||||
1d. | Election of Director: Stephen P. McGill | Management | For | For | |||||||||||||
1e. | Election of Director: Kathryn A. Mikells | Management | For | For | |||||||||||||
1f. | Election of Director: Michael G. Morris | Management | For | For | |||||||||||||
1g. | Election of Director: Julie G. Richardson | Management | For | For | |||||||||||||
1h. | Election of Director: Teresa W. Roseborough | Management | For | For | |||||||||||||
1i. | Election of Director: Virginia P. Ruesterholz | Management | For | For | |||||||||||||
1j. | Election of Director: Christopher J. Swift | Management | For | For | |||||||||||||
1k. | Election of Director: Greig Woodring | Management | For | For | |||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019 | Management | For | For | |||||||||||||
3. | Management proposal to approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s proxy statement | Management | For | For | |||||||||||||
EVEREST RE GROUP, LTD. | |||||||||||||||||
Security | G3223R108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | RE | Meeting Date | 15-May-2019 | ||||||||||||||
ISIN | BMG3223R1088 | Agenda | 934995323 - Management | ||||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Director: Dominic J. Addesso | Management | For | For | |||||||||||||
1.2 | Election of Director: John J. Amore | Management | For | For | |||||||||||||
1.3 | Election of Director: William F. Galtney, Jr. | Management | For | For | |||||||||||||
1.4 | Election of Director: John A. Graf | Management | For | For | |||||||||||||
1.5 | Election of Director: Gerri Losquadro | Management | For | For | |||||||||||||
1.6 | Election of Director: Roger M. Singer | Management | For | For | |||||||||||||
1.7 | Election of Director: Joseph V. Taranto | Management | For | For | |||||||||||||
1.8 | Election of Director: John A. Weber | Management | For | For | |||||||||||||
2. | To appoint PricewaterhouseCoopers LLP as the Company’s registered public accounting firm to act as the Company’s auditor for the year ending December 31, 2019, and authorize the Company’s Board of Directors, acting by the Audit Committee, to set the fees for the registered public accounting firm. | Management | For | For | |||||||||||||
3. | Advisory vote to approve 2018 executive compensation. | Management | For | For | |||||||||||||
INTEL CORPORATION | |||||||||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | INTC | Meeting Date | 16-May-2019 | ||||||||||||||
ISIN | US4581401001 | Agenda | 934963679 - Management | ||||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Aneel Bhusri | Management | For | For | |||||||||||||
1b. | Election of Director: Andy D. Bryant | Management | For | For | |||||||||||||
1c. | Election of Director: Reed E. Hundt | Management | For | For | |||||||||||||
1d. | Election of Director: Omar Ishrak | Management | For | For | |||||||||||||
1e. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |||||||||||||
1f. | Election of Director: Tsu-Jae King Liu | Management | For | For | |||||||||||||
1g. | Election of Director: Gregory D. Smith | Management | For | For | |||||||||||||
1h. | Election of Director: Robert (“Bob”) H. Swan | Management | For | For | |||||||||||||
1i. | Election of Director: Andrew Wilson | Management | For | For | |||||||||||||
1j. | Election of Director: Frank D. Yeary | Management | For | For | |||||||||||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2019 | Management | For | For | |||||||||||||
3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | |||||||||||||
4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan | Management | For | For | |||||||||||||
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | Shareholder | Against | For | |||||||||||||
6. | Stockholder proposal requesting a report on the risks associated with emerging public policies addressing the gender pay gap, if properly presented | Shareholder | Against | For | |||||||||||||
7. | Stockholder proposal requesting an annual advisory vote on political contributions, if properly presented | Shareholder | Against | For | |||||||||||||
ALTRIA GROUP, INC. | |||||||||||||||||
Security | 02209S103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MO | Meeting Date | 16-May-2019 | ||||||||||||||
ISIN | US02209S1033 | Agenda | 934967487 - Management | ||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A | Election of Director: John T. Casteen III | Management | For | For | |||||||||||||
1B | Election of Director: Dinyar S. Devitre | Management | For | For | |||||||||||||
1C | Election of Director: Thomas F. Farrell II | Management | For | For | |||||||||||||
1D | Election of Director: Debra J. Kelly-Ennis | Management | For | For | |||||||||||||
1E | Election of Director: W. Leo Kiely III | Management | For | For | |||||||||||||
1F | Election of Director: Kathryn B. McQuade | Management | For | For | |||||||||||||
1G | Election of Director: George Muñoz | Management | For | For | |||||||||||||
1H | Election of Director: Mark E. Newman | Management | For | For | |||||||||||||
1I | Election of Director: Nabil Y. Sakkab | Management | For | For | |||||||||||||
1J | Election of Director: Virginia E. Shanks | Management | For | For | |||||||||||||
1K | Election of Director: Howard A. Willard III | Management | For | For | |||||||||||||
2 | Ratification of the Selection of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||
3 | Non-Binding Advisory Vote to Approve the Compensation of Altria’s Named Executive Officers | Management | For | For | |||||||||||||
4 | Shareholder Proposal - Reducing and Disclosing Nicotine Levels in Cigarette Brands | Shareholder | Against | For | |||||||||||||
5 | Shareholder Proposal - Disclosure of Lobbying Policies and Practices | Shareholder | Against | For | |||||||||||||
ZEBRA TECHNOLOGIES CORPORATION | |||||||||||||||||
Security | 989207105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ZBRA | Meeting Date | 16-May-2019 | ||||||||||||||
ISIN | US9892071054 | Agenda | 934970345 - Management | ||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Frank B. Modruson | For | For | ||||||||||||||
2 | Michael A. Smith | For | For | ||||||||||||||
2. | Proposal to approve, by non-binding vote, compensation of named executive officers. | Management | For | For | |||||||||||||
3. | Ratify the appointment of Ernst & Young LLP as our independent auditors for 2019. | Management | For | For | |||||||||||||
YUM! BRANDS, INC. | |||||||||||||||||
Security | 988498101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | YUM | Meeting Date | 16-May-2019 | ||||||||||||||
ISIN | US9884981013 | Agenda | 934971664 - Management | ||||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Paget L. Alves | Management | For | For | |||||||||||||
1b. | Election of Director: Michael J. Cavanagh | Management | For | For | |||||||||||||
1c. | Election of Director: Christopher M. Connor | Management | For | For | |||||||||||||
1d. | Election of Director: Brian C. Cornell | Management | For | For | |||||||||||||
1e. | Election of Director: Greg Creed | Management | For | For | |||||||||||||
1f. | Election of Director: Tanya L. Domier | Management | For | For | |||||||||||||
1g. | Election of Director: Mirian M. Graddick-Weir | Management | For | For | |||||||||||||
1h. | Election of Director: Thomas C. Nelson | Management | For | For | |||||||||||||
1i. | Election of Director: P. Justin Skala | Management | For | For | |||||||||||||
1j. | Election of Director: Elane B. Stock | Management | For | For | |||||||||||||
1k. | Election of Director: Robert D. Walter | Management | For | For | |||||||||||||
2. | Ratification of Independent Auditors. | Management | For | For | |||||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | |||||||||||||
4. | Shareholder Proposal Regarding the Issuance of a Report on Renewable Energy. | Shareholder | Against | For | |||||||||||||
5. | Shareholder Proposal Regarding Issuance of Annual Reports on Efforts to Reduce Deforestation. | Shareholder | Against | For | |||||||||||||
6. | Shareholder Proposal Regarding the Issuance of a Report on Sustainable Packaging. | Shareholder | Against | For | |||||||||||||
CBOE GLOBAL MARKETS, INC. | |||||||||||||||||
Security | 12503M108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CBOE | Meeting Date | 16-May-2019 | ||||||||||||||
ISIN | US12503M1080 | Agenda | 934976525 - Management | ||||||||||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Edward T. Tilly | Management | For | For | |||||||||||||
1b. | Election of Director: Eugene S. Sunshine | Management | For | For | |||||||||||||
1c. | Election of Director: Frank E. English, Jr. | Management | For | For | |||||||||||||
1d. | Election of Director: William M. Farrow III | Management | For | For | |||||||||||||
1e. | Election of Director: Edward J. Fitzpatrick | Management | For | For | |||||||||||||
1f. | Election of Director: Janet P. Froetscher | Management | For | For | |||||||||||||
1g. | Election of Director: Jill R. Goodman | Management | For | For | |||||||||||||
1h. | Election of Director: Roderick A. Palmore | Management | For | For | |||||||||||||
1i. | Election of Director: James E. Parisi | Management | For | For | |||||||||||||
1j. | Election of Director: Joseph P. Ratterman | Management | For | For | |||||||||||||
1k. | Election of Director: Michael L. Richter | Management | For | For | |||||||||||||
1l. | Election of Director: Jill E. Sommers | Management | For | For | |||||||||||||
1m. | Election of Director: Carole E. Stone | Management | For | For | |||||||||||||
2. | Advisory proposal to approve the Company’s executive compensation. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of the independent registered public accounting firm. | Management | For | For | |||||||||||||
ALLIANT ENERGY CORPORATION | |||||||||||||||||
Security | 018802108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LNT | Meeting Date | 16-May-2019 | ||||||||||||||
ISIN | US0188021085 | Agenda | 934989091 - Management | ||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Roger K. Newport# | For | For | ||||||||||||||
2 | Jillian C. Evanko* | For | For | ||||||||||||||
3 | John O. Larsen* | For | For | ||||||||||||||
4 | Thomas F. O’Toole* | For | For | ||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
4. | A shareowner proposal requesting periodic reports disclosing expenditures on political activities. | Shareholder | Against | For | |||||||||||||
L BRANDS, INC. | |||||||||||||||||
Security | 501797104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LB | Meeting Date | 16-May-2019 | ||||||||||||||
ISIN | US5017971046 | Agenda | 935015265 - Management | ||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1.1 | Election of Director: Patricia S. Bellinger | Management | For | For | |||||||||||||
1.2 | Election of Director: Sarah E. Nash | Management | For | For | |||||||||||||
1.3 | Election of Director: Anne Sheehan | Management | For | For | |||||||||||||
1.4 | Election of Director: Leslie H. Wexner | Management | For | For | |||||||||||||
2. | Ratification of the appointment of independent registered public accountants | Management | For | For | |||||||||||||
3. | Advisory vote to approve named executive officer compensation | Management | For | For | |||||||||||||
4. | Stockholder proposal to remove supermajority voting requirements | Shareholder | Against | Against | |||||||||||||
INTERCONTINENTAL EXCHANGE, INC. | |||||||||||||||||
Security | 45866F104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ICE | Meeting Date | 17-May-2019 | ||||||||||||||
ISIN | US45866F1049 | Agenda | 934964380 - Management | ||||||||||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director for term expiring in 2020: Hon. Sharon Y. Bowen | Management | For | For | |||||||||||||
1b. | Election of Director for term expiring in 2020: Charles R. Crisp | Management | For | For | |||||||||||||
1c. | Election of Director for term expiring in 2020: Duriya M. Farooqui | Management | For | For | |||||||||||||
1d. | Election of Director for term expiring in 2020: Jean-Marc Forneri | Management | For | For | |||||||||||||
1e. | Election of Director for term expiring in 2020: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | |||||||||||||
1f. | Election of Director for term expiring in 2020: Hon. Frederick W. Hatfield | Management | For | For | |||||||||||||
1g. | Election of Director for term expiring in 2020: Thomas E. Noonan | Management | For | For | |||||||||||||
1h. | Election of Director for term expiring in 2020: Frederic V. Salerno | Management | For | For | |||||||||||||
1i. | Election of Director for term expiring in 2020: Jeffrey C. Sprecher | Management | For | For | |||||||||||||
1j. | Election of Director for term expiring in 2020: Judith A. Sprieser | Management | For | For | |||||||||||||
1k. | Election of Director for term expiring in 2020: Vincent Tese | Management | For | For | |||||||||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
REPUBLIC SERVICES, INC. | |||||||||||||||||
Security | 760759100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | RSG | Meeting Date | 17-May-2019 | ||||||||||||||
ISIN | US7607591002 | Agenda | 934966562 - Management | ||||||||||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Manuel Kadre | Management | For | For | |||||||||||||
1b. | Election of Director: Tomago Collins | Management | For | For | |||||||||||||
1c. | Election of Director: Thomas W. Handley | Management | For | For | |||||||||||||
1d. | Election of Director: Jennifer M. Kirk | Management | For | For | |||||||||||||
1e. | Election of Director: Michael Larson | Management | For | For | |||||||||||||
1f. | Election of Director: Kim S. Pegula | Management | For | For | |||||||||||||
1g. | Election of Director: Ramon A. Rodriguez | Management | For | For | |||||||||||||
1h. | Election of Director: Donald W. Slager | Management | For | For | |||||||||||||
1i. | Election of Director: James P. Snee | Management | For | For | |||||||||||||
1j. | Election of Director: John M. Trani | Management | For | For | |||||||||||||
1k. | Election of Director: Sandra M. Volpe | Management | For | For | |||||||||||||
1l. | Election of Director: Katharine B. Weymouth | Management | For | For | |||||||||||||
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
4. | Shareholder proposal regarding electoral contributions and expenditures. | Shareholder | Against | For | |||||||||||||
MACY’S INC. | |||||||||||||||||
Security | 55616P104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | M | Meeting Date | 17-May-2019 | ||||||||||||||
ISIN | US55616P1049 | Agenda | 934971703 - Management | ||||||||||||||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: David P. Abney | Management | For | For | |||||||||||||
1b. | Election of Director: Francis S. Blake | Management | For | For | |||||||||||||
1c. | Election of Director: John A. Bryant | Management | For | For | |||||||||||||
1d. | Election of Director: Deirdre P. Connelly | Management | For | For | |||||||||||||
1e. | Election of Director: Jeff Gennette | Management | For | For | |||||||||||||
1f. | Election of Director: Leslie D. Hale | Management | For | For | |||||||||||||
1g. | Election of Director: William H. Lenehan | Management | For | For | |||||||||||||
1h. | Election of Director: Sara Levinson | Management | For | For | |||||||||||||
1i. | Election of Director: Joyce M. Roché | Management | For | For | |||||||||||||
1j. | Election of Director: Paul C. Varga | Management | For | For | |||||||||||||
1k. | Election of Director: Marna C. Whittington | Management | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as Macy’s independent registered public accounting firm for the fiscal year ending February 1, 2020. | Management | For | For | |||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||||
4. | Shareholder proposal on political disclosure. | Shareholder | Against | For | |||||||||||||
5. | Shareholder proposal on recruitment and forced labor. | Shareholder | Against | For | |||||||||||||
CONSOLIDATED EDISON, INC. | |||||||||||||||||
Security | 209115104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ED | Meeting Date | 20-May-2019 | ||||||||||||||
ISIN | US2091151041 | Agenda | 934966182 - Management | ||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: George Campbell, Jr. | Management | For | For | |||||||||||||
1b. | Election of Director: Ellen V. Futter | Management | For | For | |||||||||||||
1c. | Election of Director: John F. Killian | Management | For | For | |||||||||||||
1d. | Election of Director: John McAvoy | Management | For | For | |||||||||||||
1e. | Election of Director: William J. Mulrow | Management | For | For | |||||||||||||
1f. | Election of Director: Armando J. Olivera | Management | For | For | |||||||||||||
1g. | Election of Director: Michael W. Ranger | Management | For | For | |||||||||||||
1h. | Election of Director: Linda S. Sanford | Management | For | For | |||||||||||||
1i. | Election of Director: Deirdre Stanley | Management | For | For | |||||||||||||
1j. | Election of Director: L. Frederick Sutherland | Management | For | For | |||||||||||||
2. | Ratification of appointment of independent accountants. | Management | For | For | |||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||||
OMNICOM GROUP INC. | |||||||||||||||||
Security | 681919106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | OMC | Meeting Date | 20-May-2019 | ||||||||||||||
ISIN | US6819191064 | Agenda | 934982528 - Management | ||||||||||||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: John D. Wren | Management | For | For | |||||||||||||
1b. | Election of Director: Alan R. Batkin | Management | For | For | |||||||||||||
1c. | Election of Director: Mary C. Choksi | Management | For | For | |||||||||||||
1d. | Election of Director: Robert Charles Clark | Management | For | For | |||||||||||||
1e. | Election of Director: Leonard S. Coleman, Jr. | Management | For | For | |||||||||||||
1f. | Election of Director: Susan S. Denison | Management | For | For | |||||||||||||
1g. | Election of Director: Ronnie S. Hawkins | Management | For | For | |||||||||||||
1h. | Election of Director: Deborah J. Kissire | Management | For | For | |||||||||||||
1i. | Election of Director: Gracia C. Martore | Management | For | For | |||||||||||||
1j. | Election of Director: Linda Johnson Rice | Management | For | For | |||||||||||||
1k. | Election of Director: Valerie M. Williams | Management | For | For | |||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company’s independent auditors for the 2019 fiscal year. | Management | For | For | |||||||||||||
4. | Shareholder proposal requiring an independent Board Chairman. | Shareholder | Against | For | |||||||||||||
FIRSTENERGY CORP. | |||||||||||||||||
Security | 337932107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FE | Meeting Date | 21-May-2019 | ||||||||||||||
ISIN | US3379321074 | Agenda | 934964594 - Management | ||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Michael J. Anderson | For | For | ||||||||||||||
2 | Steven J. Demetriou | For | For | ||||||||||||||
3 | Julia L. Johnson | For | For | ||||||||||||||
4 | Charles E. Jones | For | For | ||||||||||||||
5 | Donald T. Misheff | For | For | ||||||||||||||
6 | Thomas N. Mitchell | For | For | ||||||||||||||
7 | James F. O’Neil III | For | For | ||||||||||||||
8 | Christopher D. Pappas | For | For | ||||||||||||||
9 | Sandra Pianalto | For | For | ||||||||||||||
10 | Luis A. Reyes | For | For | ||||||||||||||
11 | Leslie M. Turner | For | For | ||||||||||||||
2. | Ratify the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||||
3. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |||||||||||||
4. | Approve a Management Proposal to Amend the Company’s Amended Articles of Incorporation and Amended Code of Regulations to Replace Existing Supermajority Voting Requirements with a Majority Voting Power Threshold. | Management | For | For | |||||||||||||
5. | Approve a Management Proposal to Amend the Company’s Amended Articles of Incorporation and Amended Code of Regulations to Implement Majority Voting for Uncontested Director Elections. | Management | For | For | |||||||||||||
6. | Approve a Management Proposal to Amend the Company’s Amended Code of Regulations to Implement Proxy Access. | Management | For | For | |||||||||||||
7. | Shareholder Proposal Requesting Implementation of Simple Majority Voting. | Shareholder | Against | For | |||||||||||||
CHIPOTLE MEXICAN GRILL, INC. | |||||||||||||||||
Security | 169656105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CMG | Meeting Date | 21-May-2019 | ||||||||||||||
ISIN | US1696561059 | Agenda | 934970458 - Management | ||||||||||||||
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Al Baldocchi | For | For | ||||||||||||||
2 | Paul Cappuccio | For | For | ||||||||||||||
3 | Steve Ells | For | For | ||||||||||||||
4 | Patricia Fili-Krushel | For | For | ||||||||||||||
5 | Neil Flanzraich | For | For | ||||||||||||||
6 | Robin Hickenlooper | For | For | ||||||||||||||
7 | Scott Maw | For | For | ||||||||||||||
8 | Ali Namvar | For | For | ||||||||||||||
9 | Brian Niccol | For | For | ||||||||||||||
10 | Matthew Paull | For | For | ||||||||||||||
2. | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement (“say-on-pay”). | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||||||
THE HERSHEY COMPANY | |||||||||||||||||
Security | 427866108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | HSY | Meeting Date | 21-May-2019 | ||||||||||||||
ISIN | US4278661081 | Agenda | 934975698 - Management | ||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | P. M. Arway | For | For | ||||||||||||||
2 | J. W. Brown | For | For | ||||||||||||||
3 | M. G. Buck | For | For | ||||||||||||||
4 | C. A. Davis | For | For | ||||||||||||||
5 | M. K. Haben | For | For | ||||||||||||||
6 | J. C. Katzman | For | For | ||||||||||||||
7 | M. D. Koken | For | For | ||||||||||||||
8 | R. M. Malcolm | For | For | ||||||||||||||
9 | A. J. Palmer | For | For | ||||||||||||||
10 | J. R. Perez | For | For | ||||||||||||||
11 | W. L. Schoppert | For | For | ||||||||||||||
12 | D. L. Shedlarz | For | For | ||||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2019. | Management | For | For | |||||||||||||
3. | Approve named executive officer compensation on a non-binding advisory basis. | Management | For | For | |||||||||||||
GAP INC. | |||||||||||||||||
Security | 364760108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | GPS | Meeting Date | 21-May-2019 | ||||||||||||||
ISIN | US3647601083 | Agenda | 934978288 - Management | ||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Amy Bohutinsky | Management | For | For | |||||||||||||
1b. | Election of Director: John J. Fisher | Management | For | For | |||||||||||||
1c. | Election of Director: Robert J. Fisher | Management | For | For | |||||||||||||
1d. | Election of Director: William S. Fisher | Management | For | For | |||||||||||||
1e. | Election of Director: Tracy Gardner | Management | For | For | |||||||||||||
1f. | Election of Director: Isabella D. Goren | Management | For | For | |||||||||||||
1g. | Election of Director: Bob L. Martin | Management | For | For | |||||||||||||
1h. | Election of Director: Jorge P. Montoya | Management | For | For | |||||||||||||
1i. | Election of Director: Chris O’Neill | Management | For | For | |||||||||||||
1j. | Election of Director: Arthur Peck | Management | For | For | |||||||||||||
1k. | Election of Director: Lexi Reese | Management | For | For | |||||||||||||
1l. | Election of Director: Mayo A. Shattuck III | Management | For | For | |||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending on February 1, 2020. | Management | For | For | |||||||||||||
3. | Approval, on an advisory basis, of the overall compensation of the named executive officers. | Management | For | For | |||||||||||||
4. | Approval of the amendment and restatement of The Gap, Inc. 2016 Long-Term Incentive Plan. | Management | For | For | |||||||||||||
MOLSON COORS BREWING CO. | |||||||||||||||||
Security | 60871R209 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TAP | Meeting Date | 22-May-2019 | ||||||||||||||
ISIN | US60871R2094 | Agenda | 934975927 - Management | ||||||||||||||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Roger G. Eaton | For | For | ||||||||||||||
2 | Charles M. Herington | For | For | ||||||||||||||
3 | H. Sanford Riley | For | For | ||||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers (Say-on-Pay). | Management | For | For | |||||||||||||
FISERV, INC. | |||||||||||||||||
Security | 337738108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FISV | Meeting Date | 22-May-2019 | ||||||||||||||
ISIN | US3377381088 | Agenda | 934978264 - Management | ||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Alison Davis | For | For | ||||||||||||||
2 | Harry F. DiSimone | For | For | ||||||||||||||
3 | John Y. Kim | For | For | ||||||||||||||
4 | Dennis F. Lynch | For | For | ||||||||||||||
5 | Denis J. O’Leary | For | For | ||||||||||||||
6 | Glenn M. Renwick | For | For | ||||||||||||||
7 | Kim M. Robak | For | For | ||||||||||||||
8 | JD Sherman | For | For | ||||||||||||||
9 | Doyle R. Simons | For | For | ||||||||||||||
10 | Jeffery W. Yabuki | For | For | ||||||||||||||
2. | To approve the Fiserv, Inc. Amended and Restated Employee Stock Purchase Plan. | Management | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | For | For | |||||||||||||
4. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2019. | Management | For | For | |||||||||||||
5. | A shareholder proposal requesting the company provide a political contribution report. | Shareholder | Against | For | |||||||||||||
STERICYCLE, INC. | |||||||||||||||||
Security | 858912108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SRCL | Meeting Date | 22-May-2019 | ||||||||||||||
ISIN | US8589121081 | Agenda | 934978315 - Management | ||||||||||||||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Robert S. Murley | Management | For | For | |||||||||||||
1b. | Election of Director: Cindy J. Miller | Management | For | For | |||||||||||||
1c. | Election of Director: Brian P. Anderson | Management | For | For | |||||||||||||
1d. | Election of Director: Lynn D. Bleil | Management | For | For | |||||||||||||
1e. | Election of Director: Thomas F. Chen | Management | For | For | |||||||||||||
1f. | Election of Director: J. Joel Hackney, Jr. | Management | For | For | |||||||||||||
1g. | Election of Director: Veronica M. Hagen | Management | For | For | |||||||||||||
1h. | Election of Director: Stephen C. Hooley | Management | For | For | |||||||||||||
1i. | Election of Director: Kay G. Priestly | Management | For | For | |||||||||||||
1j. | Election of Director: Mike S. Zafirovski | Management | For | For | |||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2019 | Management | For | For | |||||||||||||
4. | Stockholder proposal entitled Special Shareholder Meeting Improvement | Shareholder | Against | For | |||||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | |||||||||||||||||
Security | 31620M106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FIS | Meeting Date | 22-May-2019 | ||||||||||||||
ISIN | US31620M1062 | Agenda | 934978517 - Management | ||||||||||||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Ellen R. Alemany | Management | For | For | |||||||||||||
1b. | Election of Director: Keith W. Hughes | Management | For | For | |||||||||||||
1c. | Election of Director: David K. Hunt | Management | For | For | |||||||||||||
1d. | Election of Director: Stephan A. James | Management | For | For | |||||||||||||
1e. | Election of Director: Leslie M. Muma | Management | For | For | |||||||||||||
1f. | Election of Director: Alexander Navab | Management | For | For | |||||||||||||
1g. | Election of Director: Gary A. Norcross | Management | For | For | |||||||||||||
1h. | Election of Director: Louise M. Parent | Management | For | For | |||||||||||||
1i. | Election of Director: Brian T. Shea | Management | For | For | |||||||||||||
1j. | Election of Director: James B. Stallings, Jr. | Management | For | For | |||||||||||||
2. | Advisory vote on Fidelity National Information Services, Inc. executive compensation. | Management | For | For | |||||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
THE SOUTHERN COMPANY | |||||||||||||||||
Security | 842587107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SO | Meeting Date | 22-May-2019 | ||||||||||||||
ISIN | US8425871071 | Agenda | 934978593 - Management | ||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Janaki Akella | Management | For | For | |||||||||||||
1b. | Election of Director: Juanita Powell Baranco | Management | For | For | |||||||||||||
1c. | Election of Director: Jon A. Boscia | Management | For | For | |||||||||||||
1d. | Election of Director: Henry A. Clark III | Management | For | For | |||||||||||||
1e. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | |||||||||||||
1f. | Election of Director: Thomas A. Fanning | Management | For | For | |||||||||||||
1g. | Election of Director: David J. Grain | Management | For | For | |||||||||||||
1h. | Election of Director: Donald M. James | Management | For | For | |||||||||||||
1i. | Election of Director: John D. Johns | Management | For | For | |||||||||||||
1j. | Election of Director: Dale E. Klein | Management | For | For | |||||||||||||
1k. | Election of Director: Ernest J. Moniz | Management | For | For | |||||||||||||
1l. | Election of Director: William G. Smith, Jr. | Management | For | For | |||||||||||||
1m. | Election of Director: Steven R. Specker | Management | For | For | |||||||||||||
1n. | Election of Director: Larry D. Thompson | Management | For | For | |||||||||||||
1o. | Election of Director: E. Jenner Wood III | Management | For | For | |||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2019 | Management | For | For | |||||||||||||
4. | Approval of an amendment to the Certificate of Incorporation to reduce the supermajority vote requirement to a majority vote | Management | For | For | |||||||||||||
FOOT LOCKER, INC. | |||||||||||||||||
Security | 344849104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FL | Meeting Date | 22-May-2019 | ||||||||||||||
ISIN | US3448491049 | Agenda | 934982465 - Management | ||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director to Serve for One-Year Terms: Maxine Clark | Management | For | For | |||||||||||||
1b. | Election of Director to Serve for One-Year Terms: Alan D. Feldman | Management | For | For | |||||||||||||
1c. | Election of Director to Serve for One-Year Terms: Richard A. Johnson | Management | For | For | |||||||||||||
1d. | Election of Director to Serve for One-Year Terms: Guillermo G. Marmol | Management | For | For | |||||||||||||
1e. | Election of Director to Serve for One-Year Terms: Matthew M. McKenna | Management | For | For | |||||||||||||
1f. | Election of Director to Serve for One-Year Terms: Steven Oakland | Management | For | For | |||||||||||||
1g. | Election of Director to Serve for One-Year Terms: Ulice Payne, Jr. | Management | For | For | |||||||||||||
1h. | Election of Director to Serve for One-Year Terms: Cheryl Nido Turpin | Management | For | For | |||||||||||||
1i. | Election of Director to Serve for One-Year Terms: Kimberly Underhill | Management | For | For | |||||||||||||
1j. | Election of Director to Serve for One-Year Terms: Dona D. Young | Management | For | For | |||||||||||||
2. | Advisory Approval of the Company’s Executive Compensation. | Management | For | For | |||||||||||||
3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||||
UNITED CONTINENTAL HOLDINGS, INC. | |||||||||||||||||
Security | 910047109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | UAL | Meeting Date | 22-May-2019 | ||||||||||||||
ISIN | US9100471096 | Agenda | 934984356 - Management | ||||||||||||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Carolyn Corvi | Management | For | For | |||||||||||||
1b. | Election of Director: Jane C. Garvey | Management | For | For | |||||||||||||
1c. | Election of Director: Barney Harford | Management | For | For | |||||||||||||
1d. | Election of Director: Michele J. Hooper | Management | For | For | |||||||||||||
1e. | Election of Director: Walter Isaacson | Management | For | For | |||||||||||||
1f. | Election of Director: James A. C. Kennedy | Management | For | For | |||||||||||||
1g. | Election of Director: Oscar Munoz | Management | For | For | |||||||||||||
1h. | Election of Director: Edward M. Philip | Management | For | For | |||||||||||||
1i. | Election of Director: Edward L. Shapiro | Management | For | For | |||||||||||||
1j. | Election of Director: David J. Vitale | Management | For | For | |||||||||||||
1k. | Election of Director: James M. Whitehurst | Management | For | For | |||||||||||||
2. | Ratification of the Appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2019. | Management | For | For | |||||||||||||
3. | Advisory Vote to Approve the Compensation of the Company’s Named Executive Officers. | Management | For | For | |||||||||||||
4. | Stockholder Proposal Regarding the Limitation on Renomination of Proxy Access Nominees, if Properly Presented Before the Meeting. | Shareholder | Against | For | |||||||||||||
5. | Stockholder Proposal Regarding a Report on Lobbying Spending, if Properly Presented Before the Meeting. | Shareholder | Against | For | |||||||||||||
AMAZON.COM, INC. | |||||||||||||||||
Security | 023135106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AMZN | Meeting Date | 22-May-2019 | ||||||||||||||
ISIN | US0231351067 | Agenda | 934985954 - Management | ||||||||||||||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | |||||||||||||
1b. | Election of Director: Rosalind G. Brewer | Management | For | For | |||||||||||||
1c. | Election of Director: Jamie S. Gorelick | Management | For | For | |||||||||||||
1d. | Election of Director: Daniel P. Huttenlocher | Management | For | For | |||||||||||||
1e. | Election of Director: Judith A. McGrath | Management | For | For | |||||||||||||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | |||||||||||||
1g. | Election of Director: Jonathan J. Rubinstein | Management | For | For | |||||||||||||
1h. | Election of Director: Thomas O. Ryder | Management | For | For | |||||||||||||
1i. | Election of Director: Patricia Q. Stonesifer | Management | For | For | |||||||||||||
1j. | Election of Director: Wendell P. Weeks | Management | For | For | |||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
4. | SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON MANAGEMENT OF FOOD WASTE. | Shareholder | Against | For | |||||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REDUCTION IN THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | |||||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A BAN ON GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | Against | For | |||||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE IMPACT OF GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | Against | For | |||||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN PRODUCTS. | Shareholder | Against | For | |||||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | For | |||||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN EMPLOYMENT POLICIES. | Shareholder | Against | For | |||||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE CHANGE TOPICS. | Shareholder | Against | For | |||||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING A BOARD IDEOLOGY DISCLOSURE POLICY. | Shareholder | Against | For | |||||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING CHANGES TO THE COMPANY’S GENDER PAY REPORTING. | Shareholder | Against | For | |||||||||||||
14. �� | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INTEGRATING CERTAIN METRICS INTO EXECUTIVE COMPENSATION. | Shareholder | Against | For | |||||||||||||
15. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS. | Shareholder | Against | For | |||||||||||||
SYNCHRONY FINANCIAL | |||||||||||||||||
Security | 87165B103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SYF | Meeting Date | 23-May-2019 | ||||||||||||||
ISIN | US87165B1035 | Agenda | 934975787 - Management | ||||||||||||||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Margaret M. Keane | Management | For | For | |||||||||||||
1b. | Election of Director: Paget L. Alves | Management | For | For | |||||||||||||
1c. | Election of Director: Arthur W. Coviello, Jr. | Management | For | For | |||||||||||||
1d. | Election of Director: William W. Graylin | Management | For | For | |||||||||||||
1e. | Election of Director: Roy A. Guthrie | Management | For | For | |||||||||||||
1f. | Election of Director: Richard C. Hartnack | Management | For | For | |||||||||||||
1g. | Election of Director: Jeffrey G. Naylor | Management | For | For | |||||||||||||
1h. | Election of Director: Laurel J. Richie | Management | For | For | |||||||||||||
1i. | Election of Director: Olympia J. Snowe | Management | For | For | |||||||||||||
1j. | Election of Director: Ellen M. Zane | Management | For | For | |||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||||||||
3. | Ratification of Selection of KPMG LLP as Independent Registered Public Accounting Firm of the Company for 2019 | Management | For | For | |||||||||||||
MCDONALD’S CORPORATION | |||||||||||||||||
Security | 580135101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MCD | Meeting Date | 23-May-2019 | ||||||||||||||
ISIN | US5801351017 | Agenda | 934980473 - Management | ||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Lloyd Dean | Management | For | For | |||||||||||||
1b. | Election of Director: Stephen Easterbrook | Management | For | For | |||||||||||||
1c. | Election of Director: Robert Eckert | Management | For | For | |||||||||||||
1d. | Election of Director: Margaret Georgiadis | Management | For | For | |||||||||||||
1e. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |||||||||||||
1f. | Election of Director: Richard Lenny | Management | For | For | |||||||||||||
1g. | Election of Director: John Mulligan | Management | For | For | |||||||||||||
1h. | Election of Director: Sheila Penrose | Management | For | For | |||||||||||||
1i. | Election of Director: John Rogers, Jr. | Management | For | For | |||||||||||||
1j. | Election of Director: Paul Walsh | Management | For | For | |||||||||||||
1k. | Election of Director: Miles White | Management | For | For | |||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||||
3. | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2019. | Management | For | For | |||||||||||||
4. | Vote to approve an amendment to the Company’s Certificate of Incorporation to lower the authorized range of the number of Directors on the Board to 7 to 15 Directors. | Management | For | For | |||||||||||||
5. | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | Against | For | |||||||||||||
NORDSTROM, INC. | |||||||||||||||||
Security | 655664100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | JWN | Meeting Date | 23-May-2019 | ||||||||||||||
ISIN | US6556641008 | Agenda | 934980562 - Management | ||||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | |||||||||||||
1b. | Election of Director: Stacy Brown-Philpot | Management | For | For | |||||||||||||
1c. | Election of Director: Tanya L. Domier | Management | For | For | |||||||||||||
1d. | Election of Director: Kirsten A.Green | Management | For | For | |||||||||||||
1e. | Election of Director: Glenda G. McNeal | Management | For | For | |||||||||||||
1f. | Election of Director: Erik B. Nordstrom | Management | For | For | |||||||||||||
1g. | Election of Director: Peter E. Nordstrom | Management | For | For | |||||||||||||
1h. | Election of Director: Brad D. Smith | Management | For | For | |||||||||||||
1i. | Election of Director: Gordon A. Smith | Management | For | For | |||||||||||||
1j. | Election of Director: Bradley D. Tilden | Management | For | For | |||||||||||||
1k. | Election of Director: B. Kevin Turner | Management | For | For | |||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||
3. | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||
4. | APPROVE THE NORDSTROM, INC. 2019 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||
ARISTA NETWORKS, INC. | |||||||||||||||||
Security | 040413106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ANET | Meeting Date | 28-May-2019 | ||||||||||||||
ISIN | US0404131064 | Agenda | 934988683 - Management | ||||||||||||||
Record Date | 04-Apr-2019 | Holding Recon Date | 04-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Charles Giancarlo | For | For | ||||||||||||||
2 | Ann Mather | For | For | ||||||||||||||
3 | Daniel Scheinman | For | For | ||||||||||||||
2. | Approval on an advisory basis of the compensation of the named executive officers. | Management | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
DOLLAR GENERAL CORPORATION | |||||||||||||||||
Security | 256677105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DG | Meeting Date | 29-May-2019 | ||||||||||||||
ISIN | US2566771059 | Agenda | 934975749 - Management | ||||||||||||||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Warren F. Bryant | Management | For | For | |||||||||||||
1b. | Election of Director: Michael M. Calbert | Management | For | For | |||||||||||||
1c. | Election of Director: Sandra B. Cochran | Management | For | For | |||||||||||||
1d. | Election of Director: Patricia D. Fili-Krushel | Management | For | For | |||||||||||||
1e. | Election of Director: Timothy I. McGuire | Management | For | For | |||||||||||||
1f. | Election of Director: William C. Rhodes, III | Management | For | For | |||||||||||||
1g. | Election of Director: Ralph E. Santana | Management | For | For | |||||||||||||
1h. | Election of Director: Todd J. Vasos | Management | For | For | |||||||||||||
2. | To approve, on an advisory (non-binding) basis, the compensation of Dollar General Corporation’s named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation’s independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||
Security | 110122108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BMY | Meeting Date | 29-May-2019 | ||||||||||||||
ISIN | US1101221083 | Agenda | 935021458 - Management | ||||||||||||||
Record Date | 30-Apr-2019 | Holding Recon Date | 30-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Director: Peter J. Arduini | Management | For | For | |||||||||||||
1B. | Election of Director: Robert Bertolini | Management | For | For | |||||||||||||
1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | |||||||||||||
1D. | Election of Director: Matthew W. Emmens | Management | For | For | |||||||||||||
1E. | Election of Director: Michael Grobstein | Management | For | For | |||||||||||||
1F. | Election of Director: Alan J. Lacy | Management | For | For | |||||||||||||
1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | |||||||||||||
1H. | Election of Director: Theodore R. Samuels | Management | For | For | |||||||||||||
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | |||||||||||||
1J. | Election of Director: Gerald L. Storch | Management | For | For | |||||||||||||
1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | |||||||||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers | Management | For | For | |||||||||||||
3. | Ratification of the appointment of an independent registered public accounting firm | Management | For | For | |||||||||||||
4. | Shareholder Proposal on Right to Act by Written Consent | Shareholder | Against | For | |||||||||||||
RAYTHEON COMPANY | |||||||||||||||||
Security | 755111507 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | RTN | Meeting Date | 30-May-2019 | ||||||||||||||
ISIN | US7551115071 | Agenda | 934988518 - Management | ||||||||||||||
Record Date | 02-Apr-2019 | Holding Recon Date | 02-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Tracy A. Atkinson | Management | For | For | |||||||||||||
1b. | Election of Director: Robert E. Beauchamp | Management | For | For | |||||||||||||
1c. | Election of Director: Adriane M. Brown | Management | For | For | |||||||||||||
1d. | Election of Director: Stephen J. Hadley | Management | For | For | |||||||||||||
1e. | Election of Director: Thomas A. Kennedy | Management | For | For | |||||||||||||
1f. | Election of Director: Letitia A. Long | Management | For | For | |||||||||||||
1g. | Election of Director: George R. Oliver | Management | For | For | |||||||||||||
1h. | Election of Director: Dinesh C. Paliwal | Management | For | For | |||||||||||||
1i. | Election of Director: Ellen M. Pawlikowski | Management | For | For | |||||||||||||
1j. | Election of Director: William R. Spivey | Management | For | For | |||||||||||||
1k. | Election of Director: Marta R. Stewart | Management | For | For | |||||||||||||
1l. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | |||||||||||||
1m. | Election of Director: Robert O. Work | Management | For | For | |||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||||
3. | Approval of the Raytheon 2019 Stock Plan | Management | For | For | |||||||||||||
4. | Ratification of Independent Auditors. | Management | For | For | |||||||||||||
FACEBOOK, INC. | |||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FB | Meeting Date | 30-May-2019 | ||||||||||||||
ISIN | US30303M1027 | Agenda | 934995082 - Management | ||||||||||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Peggy Alford | For | For | ||||||||||||||
2 | Marc L. Andreessen | For | For | ||||||||||||||
3 | Kenneth I. Chenault | For | For | ||||||||||||||
4 | S. D. Desmond-Hellmann | For | For | ||||||||||||||
5 | Sheryl K. Sandberg | For | For | ||||||||||||||
6 | Peter A. Thiel | For | For | ||||||||||||||
7 | Jeffrey D. Zients | For | For | ||||||||||||||
8 | Mark Zuckerberg | For | For | ||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
3. | To approve, on a non-binding advisory basis, the compensation program for Facebook, Inc.’s named executive officers as disclosed in Facebook, Inc.’s proxy statement. | Management | For | For | |||||||||||||
4. | To vote, on a non-binding advisory basis, whether a non- binding advisory vote on the compensation program for Facebook, Inc.’s named executive officers should be held every one, two or three years. | Management | 1 Year | Against | |||||||||||||
5. | A stockholder proposal regarding change in stockholder voting. | Shareholder | Against | For | |||||||||||||
6. | A stockholder proposal regarding an independent chair. | Shareholder | Against | For | |||||||||||||
7. | A stockholder proposal regarding majority voting for directors. | Shareholder | Against | For | |||||||||||||
8. | A stockholder proposal regarding true diversity board policy. | Shareholder | Against | For | |||||||||||||
9. | A stockholder proposal regarding a content governance report. | Shareholder | Against | For | |||||||||||||
10. | A stockholder proposal regarding median gender pay gap. | Shareholder | Against | For | |||||||||||||
11. | A stockholder proposal regarding workforce diversity. | Shareholder | Against | For | |||||||||||||
12. | A stockholder proposal regarding strategic alternatives. | Shareholder | Against | For | |||||||||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | UNH | Meeting Date | 03-Jun-2019 | ||||||||||||||
ISIN | US91324P1021 | Agenda | 934998963 - Management | ||||||||||||||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: William C. Ballard, Jr. | Management | For | For | |||||||||||||
1b. | Election of Director: Richard T. Burke | Management | For | For | |||||||||||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||||||
1d. | Election of Director: Stephen J. Hemsley | Management | For | For | |||||||||||||
1e. | Election of Director: Michele J. Hooper | Management | For | For | |||||||||||||
1f. | Election of Director: F. William McNabb III | Management | For | For | |||||||||||||
1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | |||||||||||||
1h. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | |||||||||||||
1i. | Election of Director: Glenn M. Renwick | Management | For | For | |||||||||||||
1j. | Election of Director: David S. Wichmann | Management | For | For | |||||||||||||
1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | |||||||||||||
2. | Advisory approval of the Company’s executive compensation. | Management | For | For | |||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019. | Management | For | For | |||||||||||||
4. | The shareholder proposal set forth in the proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders. | Shareholder | Against | For | |||||||||||||
FORTIVE CORPORATION | |||||||||||||||||
Security | 34959J108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FTV | Meeting Date | 04-Jun-2019 | ||||||||||||||
ISIN | US34959J1088 | Agenda | 934990842 - Management | ||||||||||||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Director for a One-year term: Mitchell P. Rales | Management | For | For | |||||||||||||
1B. | Election of Director for a One-year term: Steven M. Rales | Management | For | For | |||||||||||||
1C. | Election of Director for a One-year term: Jeannine Sargent | Management | For | For | |||||||||||||
1D. | Election of Director for a One-year term: Alan G. Spoon | Management | For | For | |||||||||||||
2. | To ratify the selection of Ernst and Young LLP as Fortive’s independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||||||
3. | To approve on an advisory basis Fortive’s named executive officer compensation. | Management | For | For | |||||||||||||
4. | To approve Fortive’s Amended and Restated Certificate of Incorporation, as amended and restated to eliminate the supermajority voting requirements applicable to shares of common stock. | Management | For | For | |||||||||||||
THE TJX COMPANIES, INC. | |||||||||||||||||
Security | 872540109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TJX | Meeting Date | 04-Jun-2019 | ||||||||||||||
ISIN | US8725401090 | Agenda | 935015342 - Management | ||||||||||||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A. | Election of Director: Zein Abdalla | Management | For | For | |||||||||||||
1B. | Election of Director: Alan M. Bennett | Management | For | For | |||||||||||||
1C. | Election of Director: Rosemary T. Berkery | Management | For | For | |||||||||||||
1D. | Election of Director: David T. Ching | Management | For | For | |||||||||||||
1E. | Election of Director: Ernie Herrman | Management | For | For | |||||||||||||
1F. | Election of Director: Michael F. Hines | Management | For | For | |||||||||||||
1G. | Election of Director: Amy B. Lane | Management | For | For | |||||||||||||
1H. | Election of Director: Carol Meyrowitz | Management | For | For | |||||||||||||
1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | |||||||||||||
1J. | Election of Director: John F. O’Brien | Management | For | For | |||||||||||||
1K. | Election of Director: Willow B. Shire | Management | For | For | |||||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2020 | Management | For | For | |||||||||||||
3. | Advisory approval of TJX’s executive compensation (the say-on-pay vote) | Management | For | For | |||||||||||||
4. | Shareholder proposal for a report on compensation disparities based on race, gender, or ethnicity | Shareholder | Against | For | |||||||||||||
5. | Shareholder proposal for a report on prison labor | Shareholder | Against | For | |||||||||||||
6. | Shareholder proposal for a report on human rights risks | Shareholder | Against | For | |||||||||||||
LULULEMON ATHLETICA INC. | |||||||||||||||||
Security | 550021109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LULU | Meeting Date | 05-Jun-2019 | ||||||||||||||
ISIN | US5500211090 | Agenda | 934996438 - Management | ||||||||||||||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Class III Nominee: Kathryn Henry | Management | For | For | |||||||||||||
1b. | Election of Class III Nominee: Jon McNeill | Management | For | For | |||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 2, 2020. | Management | For | For | |||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | |||||||||||||
WALMART INC. | |||||||||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WMT | Meeting Date | 05-Jun-2019 | ||||||||||||||
ISIN | US9311421039 | Agenda | 935000872 - Management | ||||||||||||||
Record Date | 12-Apr-2019 | Holding Recon Date | 12-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Cesar Conde | Management | For | For | |||||||||||||
1b. | Election of Director: Stephen J. Easterbrook | Management | For | For | |||||||||||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||||||
1d. | Election of Director: Sarah J. Friar | Management | For | For | |||||||||||||
1e. | Election of Director: Carla A. Harris | Management | For | For | |||||||||||||
1f. | Election of Director: Thomas W. Horton | Management | For | For | |||||||||||||
1g. | Election of Director: Marissa A. Mayer | Management | For | For | |||||||||||||
1h. | Election of Director: C. Douglas McMillon | Management | For | For | |||||||||||||
1i. | Election of Director: Gregory B. Penner | Management | For | For | |||||||||||||
1j. | Election of Director: Steven S Reinemund | Management | For | For | |||||||||||||
1k. | Election of Director: S. Robson Walton | Management | For | For | |||||||||||||
1l. | Election of Director: Steuart L. Walton | Management | For | For | |||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||||||||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | |||||||||||||
4. | Request to Strengthen Prevention of Workplace Sexual Harassment | Shareholder | Against | For | |||||||||||||
5. | Request to Adopt Cumulative Voting | Shareholder | Against | For | |||||||||||||
ULTA BEAUTY, INC. | |||||||||||||||||
Security | 90384S303 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ULTA | Meeting Date | 05-Jun-2019 | ||||||||||||||
ISIN | US90384S3031 | Agenda | 935004666 - Management | ||||||||||||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Sally E. Blount | For | For | ||||||||||||||
2 | Mary N. Dillon | For | For | ||||||||||||||
3 | Charles Heilbronn | For | For | ||||||||||||||
4 | Michael R. MacDonald | For | For | ||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year 2019, ending February 1, 2020 | Management | For | For | |||||||||||||
3. | To vote on an advisory resolution to approve the Company’s executive compensation | Management | For | For | |||||||||||||
SALESFORCE.COM, INC. | |||||||||||||||||
Security | 79466L302 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CRM | Meeting Date | 06-Jun-2019 | ||||||||||||||
ISIN | US79466L3024 | Agenda | 935003878 - Management | ||||||||||||||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Marc Benioff | Management | For | For | |||||||||||||
1b. | Election of Director: Keith Block | Management | For | For | |||||||||||||
1c. | Election of Director: Parker Harris | Management | For | For | |||||||||||||
1d. | Election of Director: Craig Conway | Management | For | For | |||||||||||||
1e. | Election of Director: Alan Hassenfeld | Management | For | For | |||||||||||||
1f. | Election of Director: Neelie Kroes | Management | For | For | |||||||||||||
1g. | Election of Director: Colin Powell | Management | For | For | |||||||||||||
1h. | Election of Director: Sanford Robertson | Management | For | For | |||||||||||||
1i. | Election of Director: John V. Roos | Management | For | For | |||||||||||||
1j. | Election of Director: Bernard Tyson | Management | For | For | |||||||||||||
1k. | Election of Director: Robin Washington | Management | For | For | |||||||||||||
1l. | Election of Director: Maynard Webb | Management | For | For | |||||||||||||
1m. | Election of Director: Susan Wojcicki | Management | For | For | |||||||||||||
2a. | Amendment and restatement of our Certificate of Incorporation to remove supermajority voting provisions relating to: Amendments to the Certificate of Incorporation and Bylaws. | Management | For | For | |||||||||||||
2b. | Amendment and restatement of our Certificate of Incorporation to remove supermajority voting provisions relating to: Removal of directors. | Management | For | For | |||||||||||||
3. | Amendment and restatement of our 2013 Equity Incentive Plan to, among other things, increase the number of shares authorized for issuance by 35.5 million shares. | Management | For | For | |||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2020. | Management | For | For | |||||||||||||
5. | An advisory vote to approve the fiscal 2019 compensation of our named executive officers. | Management | For | For | |||||||||||||
6. | A stockholder proposal regarding a “true diversity” board policy. | Shareholder | Against | For | |||||||||||||
KEURIG DR PEPPER INC. | |||||||||||||||||
Security | 49271V100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | KDP | Meeting Date | 07-Jun-2019 | ||||||||||||||
ISIN | US49271V1008 | Agenda | 934999737 - Management | ||||||||||||||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Robert Gamgort | Management | For | For | |||||||||||||
1b. | Election of Director: Olivier Goudet | Management | For | For | |||||||||||||
1c. | Election of Director: Peter Harf | Management | For | For | |||||||||||||
1d. | Election of Director: Genevieve Hovde | Management | For | For | |||||||||||||
1e. | Election of Director: Anna-Lena Kamenetzky | Management | For | For | |||||||||||||
1f. | Election of Director: Paul S. Michaels | Management | For | For | |||||||||||||
1g. | Election of Director: Pamela H. Patsley | Management | For | For | |||||||||||||
1h. | Election of Director: Gerhard Pleuhs | Management | For | For | |||||||||||||
1i. | Election of Director: Fabien Simon | Management | For | For | |||||||||||||
1j. | Election of Director: Robert Singer | Management | For | For | |||||||||||||
1k. | Election of Director: Dirk Van de Put | Management | For | For | |||||||||||||
1l. | Election of Director: Larry D. Young | Management | For | For | |||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||||||
3. | To approve an advisory resolution regarding the compensation of our Named Executive Officers, as disclosed in the Proxy Statement. | Management | For | For | |||||||||||||
4. | To approve and adopt the 2019 Omnibus Incentive Plan. | Management | For | For | |||||||||||||
BEST BUY CO., INC. | |||||||||||||||||
Security | 086516101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BBY | Meeting Date | 11-Jun-2019 | ||||||||||||||
ISIN | US0865161014 | Agenda | 935011837 - Management | ||||||||||||||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a) | Election of Director: Corie S. Barry | Management | For | For | |||||||||||||
1b) | Election of Director: Lisa M. Caputo | Management | For | For | |||||||||||||
1c) | Election of Director: J. Patrick Doyle | Management | For | For | |||||||||||||
1d) | Election of Director: Russell P. Fradin | Management | For | For | |||||||||||||
1e) | Election of Director: Kathy J. Higgins Victor | Management | For | For | |||||||||||||
1f) | Election of Director: Hubert Joly | Management | For | For | |||||||||||||
1g) | Election of Director: David W. Kenny | Management | For | For | |||||||||||||
1h) | Election of Director: Cindy R. Kent | Management | For | For | |||||||||||||
1i) | Election of Director: Karen A. McLoughlin | Management | For | For | |||||||||||||
1j) | Election of Director: Thomas L. Millner | Management | For | For | |||||||||||||
1k) | Election of Director: Claudia F. Munce | Management | For | For | |||||||||||||
1l) | Election of Director: Richelle P. Parham | Management | For | For | |||||||||||||
1m) | Election of Director: Eugene A. Woods | Management | For | For | |||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending February 1, 2020. | Management | For | For | |||||||||||||
3. | To approve in a non-binding advisory vote our named executive officer compensation. | Management | For | For | |||||||||||||
TARGET CORPORATION | |||||||||||||||||
Security | 87612E106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TGT | Meeting Date | 12-Jun-2019 | ||||||||||||||
ISIN | US87612E1064 | Agenda | 935008222 - Management | ||||||||||||||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Roxanne S. Austin | Management | For | For | |||||||||||||
1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |||||||||||||
1c. | Election of Director: George S. Barrett | Management | For | For | |||||||||||||
1d. | Election of Director: Brian C. Cornell | Management | For | For | |||||||||||||
1e. | Election of Director: Calvin Darden | Management | For | For | |||||||||||||
1f. | Election of Director: Henrique De Castro | Management | For | For | |||||||||||||
1g. | Election of Director: Robert L. Edwards | Management | For | For | |||||||||||||
1h. | Election of Director: Melanie L. Healey | Management | For | For | |||||||||||||
1i. | Election of Director: Donald R. Knauss | Management | For | For | |||||||||||||
1j. | Election of Director: Monica C. Lozano | Management | For | For | |||||||||||||
1k. | Election of Director: Mary E. Minnick | Management | For | For | |||||||||||||
1l. | Election of Director: Kenneth L. Salazar | Management | For | For | |||||||||||||
1m. | Election of Director: Dmitri L. Stockton | Management | For | For | |||||||||||||
2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | |||||||||||||
3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | For | For | |||||||||||||
4. | Shareholder proposal to amend the proxy access bylaw to remove candidate resubmission threshold. | Shareholder | Against | For | |||||||||||||
CATERPILLAR INC. | |||||||||||||||||
Security | 149123101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CAT | Meeting Date | 12-Jun-2019 | ||||||||||||||
ISIN | US1491231015 | Agenda | 935008943 - Management | ||||||||||||||
Record Date | 15-Apr-2019 | Holding Recon Date | 15-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Kelly A. Ayotte | Management | For | For | |||||||||||||
1b. | Election of Director: David L. Calhoun | Management | For | For | |||||||||||||
1c. | Election of Director: Daniel M. Dickinson | Management | For | For | |||||||||||||
1d. | Election of Director: Juan Gallardo | Management | For | For | |||||||||||||
1e. | Election of Director: Dennis A. Muilenburg | Management | For | For | |||||||||||||
1f. | Election of Director: William A. Osborn | Management | For | For | |||||||||||||
1g. | Election of Director: Debra L. Reed-Klages | Management | For | For | |||||||||||||
1h. | Election of Director: Edward B. Rust, Jr. | Management | For | For | |||||||||||||
1i. | Election of Director: Susan C. Schwab | Management | For | For | |||||||||||||
1j. | Election of Director: D. James Umpleby III | Management | For | For | |||||||||||||
1k. | Election of Director: Miles D. White | Management | For | For | |||||||||||||
1l. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | |||||||||||||
2. | Ratify the appointment of independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||||
4. | Shareholder Proposal - Amend proxy access to remove resubmission threshold. | Shareholder | Against | For | |||||||||||||
5. | Shareholder Proposal - Report on activities in conflict- affected areas. | Shareholder | Against | For | |||||||||||||
DOLLAR TREE, INC. | |||||||||||||||||
Security | 256746108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DLTR | Meeting Date | 13-Jun-2019 | ||||||||||||||
ISIN | US2567461080 | Agenda | 935001812 - Management | ||||||||||||||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Arnold S. Barron | Management | For | For | |||||||||||||
1b. | Election of Director: Gregory M. Bridgeford | Management | For | For | |||||||||||||
1c. | Election of Director: Thomas W. Dickson | Management | For | For | |||||||||||||
1d. | Election of Director: Conrad M. Hall | Management | For | For | |||||||||||||
1e. | Election of Director: Lemuel E. Lewis | Management | For | For | |||||||||||||
1f. | Election of Director: Jeffrey G. Naylor | Management | For | For | |||||||||||||
1g. | Election of Director: Gary M. Philbin | Management | For | For | |||||||||||||
1h. | Election of Director: Bob Sasser | Management | For | For | |||||||||||||
1i. | Election of Director: Thomas A. Saunders III | Management | For | For | |||||||||||||
1j. | Election of Director: Stephanie P. Stahl | Management | For | For | |||||||||||||
1k. | Election of Director: Carrie A. Wheeler | Management | For | For | |||||||||||||
1l. | Election of Director: Thomas E. Whiddon | Management | For | For | |||||||||||||
1m. | Election of Director: Carl P. Zeithaml | Management | For | For | |||||||||||||
2. | To Approve, on an Advisory Basis, the Compensation of the Company’s Named Executive Officers | Management | For | For | |||||||||||||
3. | To Ratify the Selection of KPMG LLP as the Company’s Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||
TWILIO INC. | |||||||||||||||||
Security | 90138F102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TWLO | Meeting Date | 18-Jun-2019 | ||||||||||||||
ISIN | US90138F1021 | Agenda | 935010986 - Management | ||||||||||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Elena Donio | For | For | ||||||||||||||
2 | Donna L. Dubinsky | For | For | ||||||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||||
SQUARE, INC. | |||||||||||||||||
Security | 852234103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | SQ | Meeting Date | 18-Jun-2019 | ||||||||||||||
ISIN | US8522341036 | Agenda | 935012093 - Management | ||||||||||||||
Record Date | 23-Apr-2019 | Holding Recon Date | 23-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Jack Dorsey | For | For | ||||||||||||||
2 | David Viniar | For | For | ||||||||||||||
3 | Paul Deighton | For | For | ||||||||||||||
4 | Anna Patterson | For | For | ||||||||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
ALPHABET INC. | |||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 19-Jun-2019 | ||||||||||||||
ISIN | US02079K3059 | Agenda | 935018956 - Management | ||||||||||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | DIRECTOR | Management | |||||||||||||||
1 | Larry Page | For | For | ||||||||||||||
2 | Sergey Brin | For | For | ||||||||||||||
3 | John L. Hennessy | For | For | ||||||||||||||
4 | L. John Doerr | For | For | ||||||||||||||
5 | Roger W. Ferguson, Jr. | For | For | ||||||||||||||
6 | Ann Mather | For | For | ||||||||||||||
7 | Alan R. Mulally | For | For | ||||||||||||||
8 | Sundar Pichai | For | For | ||||||||||||||
9 | K. Ram Shriram | For | For | ||||||||||||||
10 | Robin L. Washington | For | For | ||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
3. | The amendment and restatement of Alphabet’s 2012 Stock Plan to increase the share reserve by 3,000,000 shares of Class C capital stock. | Management | For | For | |||||||||||||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
5. | A stockholder proposal regarding inequitable employment practices, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
6. | A stockholder proposal regarding the establishment of a societal risk oversight committee, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
7. | A stockholder proposal regarding a report on sexual harassment risk management, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
8. | A stockholder proposal regarding majority vote for the election of directors, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
9. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
10. | A stockholder proposal regarding strategic alternatives, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
11. | A stockholder proposal regarding the nomination of an employee representative director, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
12. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
13. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
14. | A stockholder proposal regarding Google Search in China, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
15. | A stockholder proposal regarding a clawback policy, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
16. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||||
ACTIVISION BLIZZARD, INC. | |||||||||||||||||
Security | 00507V109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ATVI | Meeting Date | 20-Jun-2019 | ||||||||||||||
ISIN | US00507V1098 | Agenda | 935013893 - Management | ||||||||||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Reveta Bowers | Management | For | For | |||||||||||||
1b. | Election of Director: Robert Corti | Management | For | For | |||||||||||||
1c. | Election of Director: Hendrik Hartong III | Management | For | For | |||||||||||||
1d. | Election of Director: Brian Kelly | Management | For | For | |||||||||||||
1e. | Election of Director: Robert Kotick | Management | For | For | |||||||||||||
1f. | Election of Director: Barry Meyer | Management | For | For | |||||||||||||
1g. | Election of Director: Robert Morgado | Management | For | For | |||||||||||||
1h. | Election of Director: Peter Nolan | Management | For | For | |||||||||||||
1i. | Election of Director: Casey Wasserman | Management | For | For | |||||||||||||
1j. | Election of Director: Elaine Wynn | Management | For | For | |||||||||||||
2. | To provide advisory approval of our executive compensation. | Management | For | For | |||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||
FORTINET, INC. | |||||||||||||||||
Security | 34959E109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | FTNT | Meeting Date | 21-Jun-2019 | ||||||||||||||
ISIN | US34959E1091 | Agenda | 935025672 - Management | ||||||||||||||
Record Date | 24-Apr-2019 | Holding Recon Date | 24-Apr-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1A | Election of Director: Ken Xie | Management | For | For | |||||||||||||
1B | Election of Director: Ming Hsieh | Management | For | For | |||||||||||||
1C | Election of Director: Gary Locke | Management | For | For | |||||||||||||
1D | Election of Director: Christopher B. Paisley | Management | For | For | |||||||||||||
1E | Election of Director: Judith Sim | Management | For | For | |||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||
3. | Advisory vote to approve named executive officer compensation, as disclosed in the proxy statement. | Management | For | For | |||||||||||||
4. | To approve the Amended and Restated 2009 Fortinet, Inc. Equity Incentive Plan. | Management | For | For | |||||||||||||
WELLCARE HEALTH PLANS, INC. | |||||||||||||||||
Security | 94946T106 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | WCG | Meeting Date | 24-Jun-2019 | ||||||||||||||
ISIN | US94946T1060 | Agenda | 935041587 - Management | ||||||||||||||
Record Date | 22-May-2019 | Holding Recon Date | 22-May-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of March 26, 2019 (the “Merger Agreement”), by and among Centene Corporation, Wellington Merger Sub I, Inc., Wellington Merger Sub II, Inc. and WellCare Health Plans, Inc. (“WellCare”), as may be amended from time to time (the “Merger Agreement Proposal”). | Management | For | For | |||||||||||||
2. | To approve, on a non-binding advisory basis, compensation payable to executive officers of WellCare in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | |||||||||||||
3. | To approve any proposal to adjourn the special meeting of stockholders of WellCare (the “WellCare Special Meeting”) from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the WellCare Special Meeting to approve the Merger Agreement Proposal. | Management | For | For | |||||||||||||
VMWARE, INC. | |||||||||||||||||
Security | 928563402 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | VMW | Meeting Date | 25-Jun-2019 | ||||||||||||||
ISIN | US9285634021 | Agenda | 935027018 - Management | ||||||||||||||
Record Date | 03-May-2019 | Holding Recon Date | 03-May-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
2. | An advisory vote to approve named executive officer compensation, as described in VMware’s Proxy Statement. | Management | For | For | |||||||||||||
3. | To approve an amendment to the Amended and Restated 2007 Equity and Incentive Plan. | Management | For | For | |||||||||||||
4. | To approve an amendment to the Amended and Restated 2007 Employee Stock Purchase Plan. | Management | For | For | |||||||||||||
5. | To ratify the selection by the Audit Committee of VMware’s Board of Directors of PricewaterhouseCoopers LLP as VMware’s independent auditor for the fiscal year ending January 31, 2020. | Management | For | For | |||||||||||||
THE KROGER CO. | |||||||||||||||||
Security | 501044101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | KR | Meeting Date | 27-Jun-2019 | ||||||||||||||
ISIN | US5010441013 | Agenda | 935024101 - Management | ||||||||||||||
Record Date | 01-May-2019 | Holding Recon Date | 01-May-2019 | ||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jun-2019 | ||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||
1a. | Election of Director: Nora A. Aufreiter | Management | For | For | |||||||||||||
1b. | Election of Director: Anne Gates | Management | For | For | |||||||||||||
1c. | Election of Director: Susan J. Kropf | Management | For | For | |||||||||||||
1d. | Election of Director: W. Rodney McMullen | Management | For | For | |||||||||||||
1e. | Election of Director: Jorge P. Montoya | Management | For | For | |||||||||||||
1f. | Election of Director: Clyde R. Moore | Management | For | For | |||||||||||||
1g. | Election of Director: James A. Runde | Management | For | For | |||||||||||||
1h. | Election of Director: Ronald L. Sargent | Management | For | For | |||||||||||||
1i. | Election of Director: Bobby S. Shackouls | Management | For | For | |||||||||||||
1j. | Election of Director: Mark S. Sutton | Management | For | For | |||||||||||||
1k. | Election of Director: Ashok Vemuri | Management | For | For | |||||||||||||
2. | Approval, on an advisory basis, of Kroger’s executive compensation. | Management | For | For | |||||||||||||
3. | Approval of Kroger’s 2019 Long-Term Incentive Plan. | Management | For | For | |||||||||||||
4. | Approval of an amendment to Kroger’s Regulations to permit Board amendments in accordance with Ohio law. | Management | For | For | |||||||||||||
5. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For | |||||||||||||
6. | A shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. | Shareholder | Against | For | |||||||||||||
7. | A shareholder proposal, if properly presented, to adopt a policy and amend the bylaws as necessary to require the Chair of the Board to be independent. | Shareholder | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
M3Sixty Funds
/s/ Randy Linscott | |
By Randy Linscott | |
President | |
Date: July 20, 2019 |