UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-21726
M3Sixty Funds Trust
(Exact name of registrant as specified in charter)
| 4300 SHAWNEE MISSION PARKWAY, SUITE 100 FAIRWAY, KANSAS | 66205 |
| (Address of principal executive offices) | (Zip code) |
M3SIXTY ADMINISTRATION, LLC
4300 SHAWNEE MISSION PARKWAY, SUITE 100
FAIRWAY, KANSAS 66205
(Name and address of agent for service)
Registrant's telephone number, including area code: 877.244.6235
Date of fiscal year end: June 30th
Date of reporting period: 07/01/2020 to 06/30/2021
| ITEM 1. | PROXY VOTING RECORD: |
The filing for FM Investments Large Cap Focused Fund, a series of the M3Sixty Funds Trust, is not attached as there were no proxies voted during the report period.
Proxy Voting Summary | Report Date Range: 01-Jul-20 to 30-Jun-21 |
PROCTER & GAMBLE CO.
ISIN | US7427181091 | Meeting Date | 13-Oct-20 |
| | | |
Ticker | PG | Deadline Date | 12-Oct-20 |
| | | |
Country | United States | Record Date | 14-Aug-20 |
| | | |
Blocking | No | Vote Date | 09-Oct-20 |
Proposal | | | | | For/Against |
Number | Proposal | Proponent | Mgmt Rec | Vote | Mgmt |
1A. | Elect Francis S. Blake | Management | For | For | For |
| | | | | |
1B. | Elect Angela F. Braly | Management | For | For | For |
| | | | | |
1C. | Elect Amy L. Chang | Management | For | For | For |
| | | | | |
1D. | Elect Joseph Jimenez | Management | For | For | For |
| | | | | |
1E. | Elect Debra L. Lee | Management | For | For | For |
| | | | | |
1F. | Elect Terry J. Lundgren | Management | For | For | For |
| | | | | |
1G. | Elect Christine M. McCarthy | Management | For | For | For |
| | | | | |
1H. | Elect W. James McNerney, Jr. | Management | For | For | For |
| | | | | |
1I. | Elect Nelson Peltz | Management | For | For | For |
| | | | | |
1J. | Elect David. S. Taylor | Management | For | For | For |
| | | | | |
1K. | Elect Margaret C. Whitman | Management | For | For | For |
| | | | | |
1L. | Elect Patricia A. Woertz | Management | For | For | For |
| | | | | |
2. | Ratification of Auditor | Management | For | For | For |
| | | | | |
3. | Advisory Vote on Executive Compensation | Management | For | For | For |
| | | | | |
4. | Amendment to the Stock Ownership Plan | Management | For | For | For |
| | | | | |
5. | Shareholder Proposal Regarding Deforestation Report | Shareholder | Against | Against | For |
| | | | | |
6. | Shareholder Proposal Regarding Diversity and Inclusion Report | Shareholder | Against | Against | For |
Proxy Voting Summary | Report Date Range: 01-Jul-20 to 30-Jun-21 |
TELADOC HEALTH INC
ISIN | US87918A1051 | Meeting Date | 29-Oct-20 |
| | | |
Ticker | TDOC | Deadline Date | 28-Oct-20 |
| | | |
Country | United States | Record Date | 08-Sep-20 |
| | | |
Blocking | No | Vote Date | 25-Oct-20 |
Proposal | | | | | For/Against |
Number | Proposal | Proponent | Mgmt Rec | Vote | Mgmt |
1. | Livongo Issuance | Management | For | For | For |
| | | | | |
2. | Increase in Authorized Common Stock | Management | For | For | For |
| | | | | |
3. | Right to Adjourn Meeting | Management | For | For | For |
Proxy Voting Summary | Report Date Range: 01-Jul-20 to 30-Jun-21 |
LAM RESEARCH CORP.
ISIN | US5128071082 | Meeting Date | 03-Nov-20 |
| | | |
Ticker | LRCX | Deadline Date | 02-Nov-20 |
| | | |
Country | United States | Record Date | 04-Sep-20 |
| | | |
Blocking | No | Vote Date | 30-Oct-20 |
Proposal | | | | | For/Against |
Number | Proposal | Proponent | Mgmt Rec | Vote | Mgmt |
1.1 | Elect Sohail U. Ahmed | Management | For | For | For |
| | | | | |
1.2 | Elect Timothy M. Archer | Management | For | For | For |
| | | | | |
1.3 | Elect Eric K. Brandt | Management | For | For | For |
| | | | | |
1.4 | Elect Michael R. Cannon | Management | For | For | For |
| | | | | |
1.5 | Elect Catherine P. Lego | Management | For | For | For |
| | | | | |
1.6 | Elect Bethany J. Mayer | Management | For | For | For |
| | | | | |
1.7 | Elect Abhijit Y. Talwalkar | Management | For | For | For |
| | | | | |
1.8 | Elect Lih-Shyng (Rick L.) Tsai | Management | For | For | For |
| | | | | |
1.9 | Elect Leslie F. Varon | Management | For | For | For |
| | | | | |
2. | Advisory Vote on Executive Compensation | Management | For | For | For |
| | | | | |
3. | Ratification of Auditor | Management | For | For | For |
Proxy Voting Summary | Report Date Range: 01-Jul-20 to 30-Jun-21 |
CLOROX CO.
ISIN | BRCLXCBDR000 | Meeting Date | 18-Nov-20 |
| | | |
Ticker | CLX | Deadline Date | 17-Nov-20 |
| | | |
Country | United States | Record Date | 25-Sep-20 |
| | | |
Blocking | No | Vote Date | 14-Nov-20 |
Proposal | | | | | For/Against |
Number | Proposal | Proponent | Mgmt Rec | Vote | Mgmt |
1A. | Elect Amy L. Banse | Management | For | For | For |
| | | | | |
1B. | Elect Richard H. Carmona | Management | For | For | For |
| | | | | |
1C. | Elect Benno Dorer | Management | For | For | For |
| | | | | |
1D. | Elect Spencer C. Fleischer | Management | For | For | For |
| | | | | |
1E. | Elect Esther S. Lee | Management | For | For | For |
| | | | | |
1F. | Elect A.D. David Mackay | Management | For | For | For |
| | | | | |
1G. | Elect Paul G. Parker | Management | For | For | For |
| | | | | |
1H. | Elect Linda Rendle | Management | For | For | For |
| | | | | |
1I. | Elect Matthew J. Shattock | Management | For | For | For |
| | | | | |
1J. | Elect Kathryn A. Tesija | Management | For | For | For |
| | | | | |
1K. | Elect Pamela Thomas-Graham | Management | For | For | For |
| | | | | |
1L. | Elect Russell J. Weiner | Management | For | For | For |
| | | | | |
1M. | Elect Christopher J. Williams | Management | For | For | For |
| | | | | |
2. | Advisory Vote on Executive Compensation | Management | For | For | For |
| | | | | |
3. | Ratification of Auditor | Management | For | For | For |
| | | | | |
4. | Elimination of Supermajority Requirement | Management | For | For | For |
Proxy Voting Summary | Report Date Range: 01-Jul-20 to 30-Jun-21 |
MICROSOFT CORPORATION
ISIN | US5949181045 | Meeting Date | 02-Dec-20 |
| | | |
Ticker | MSFT | Deadline Date | 01-Dec-20 |
| | | |
Country | United States | Record Date | 08-Oct-20 |
| | | |
Blocking | No | Vote Date | 28-Nov-20 |
Proposal | | | | | For/Against |
Number | Proposal | Proponent | Mgmt Rec | Vote | Mgmt |
1A. | Elect Reid G. Hoffman | Management | For | For | For |
| | | | | |
1B. | Elect Hugh F. Johnston | Management | For | For | For |
| | | | | |
1C. | Elect Teri L. List-Stoll | Management | For | For | For |
| | | | | |
1D. | Elect Satya Nadella | Management | For | For | For |
| | | | | |
1E. | Elect Sandra E. Peterson | Management | For | For | For |
| | | | | |
1F. | Elect Penny S. Pritzker | Management | For | For | For |
| | | | | |
1G. | Elect Charles W. Scharf | Management | For | For | For |
| | | | | |
1H. | Elect Arne M. Sorenson | Management | For | For | For |
| | | | | |
1I. | Elect John W. Stanton | Management | For | For | For |
| | | | | |
1J. | Elect John W. Thompson | Management | For | For | For |
| | | | | |
1K. | Elect Emma N. Walmsley | Management | For | For | For |
| | | | | |
1L. | Elect Padmasree Warrior | Management | For | For | For |
| | | | | |
2. | Advisory Vote on Executive Compensation | Management | For | For | For |
| | | | | |
3. | Ratification of Auditor | Management | For | For | For |
| | | | | |
4. | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Against | For |
Proxy Voting Summary | Report Date Range: 01-Jul-20 to 30-Jun-21 |
APPLE INC
ISIN | BRAAPLBDR004 | Meeting Date | 23-Feb-21 |
| | | |
Ticker | AAPL | Deadline Date | 22-Feb-21 |
| | | |
Country | United States | Record Date | 28-Dec-20 |
| | | |
Blocking | No | Vote Date | 19-Feb-21 |
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt |
1A. | Elect James A. Bell | Management | For | For | For |
| | | | | |
1B. | Elect Timothy D. Cook | Management | For | For | For |
| | | | | |
1C. | Elect Albert A. Gore | Management | For | For | For |
| | | | | |
1D. | Elect Andrea Jung | Management | For | For | For |
| | | | | |
1E. | Elect Arthur D. Levinson | Management | For | For | For |
| | | | | |
1F. | Elect Monica C. Lozano | Management | For | For | For |
| | | | | |
1G. | Elect Ronald D. Sugar | Management | For | For | For |
| | | | | |
1H. | Elect Susan L. Wagner | Management | For | For | For |
| | | | | |
2. | Ratification of Auditor | Management | For | For | For |
| | | | | |
3. | Advisory Vote on Executive Compensation | Management | For | For | For |
| | | | | |
4. | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against | For |
| | | | | | |
5. | Shareholder Proposal Regarding Improvements in Executive Compensation Program | Shareholder | Against | Against | For |
Proxy Voting Summary | Report Date Range: 01-Jul-20 to 30-Jun-21 |
JOHNSON CONTROLS INTERNATIONAL PLC
ISIN | IE00BY7QL619 | Meeting Date | 10-Mar-21 |
| | | |
Ticker | JCI | Deadline Date | 09-Mar-21 |
| | | |
Country | Ireland | Record Date | 07-Jan-21 |
| | | |
Blocking | No | Vote Date | 06-Mar-21 |
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt |
1A. | Elect Jean S. Blackwell | Management | For | For | For |
| | | | | |
1B. | Elect Pierre E. Cohade | Management | For | For | For |
| | | | | |
1C. | Elect Michael E. Daniels | Management | For | For | For |
| | | | | |
1D. | Elect Juan Pablo del Valle Perochena | Management | For | For | For |
| | | | | |
1E. | Elect W. Roy Dunbar | Management | For | For | For |
| | | | | |
1F. | Elect Gretchen R. Haggerty | Management | For | For | For |
| | | | | |
1G. | Elect Simone Menne | Management | For | For | For |
| | | | | |
1H. | Elect George R. Oliver | Management | For | For | For |
| | | | | |
1I. | Elect Carl Jürgen Tinggren | Management | For | For | For |
| | | | | |
1J. | Elect Mark P. Vergnano | Management | For | For | For |
| | | | | |
1K. | Elect R. David Yost | Management | For | For | For |
| | | | | |
1L. | Elect John D. Young | Management | For | For | For |
| | | | | |
2.A | Appointment of Auditor | Management | For | For | For |
| | | | | |
2.B | Authority to Set Auditor’s Fees | Management | For | For | For |
| | | | | |
3. | Authority to Repurchase Shares | Management | For | For | For |
| | | | | |
4. | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | Management | For | For | For |
5. | Advisory Vote on Executive Compensation | Management | For | For | For |
| | | | | |
6. | Approval of 2021 Equity and Incentive Plan | Management | For | For | For |
| | | | | |
7. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For |
| | | | | |
8. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For |
Proxy Voting Summary | Report Date Range: 01-Jul-20 to 30-Jun-21 |
HOLOGIC, INC.
ISIN | BRH1OLBDR004 | Meeting Date | 11-Mar-21 |
| | | |
Ticker | HOLX | Deadline Date | 10-Mar-21 |
| | | |
Country | United States | Record Date | 12-Jan-21 |
| | | |
Blocking | No | Vote Date | 07-Mar-21 |
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt |
1A. | Elect Stephen P. MacMillan | Management | For | For | For |
| | | | | |
1B. | Elect Sally W. Crawford | Management | For | For | For |
| | | | | |
1C. | Elect Charles J. Dockendorff | Management | For | For | For |
| | | | | |
1D. | Elect Scott T. Garrett | Management | For | For | For |
| | | | | |
1E. | Elect Ludwig N. Hantson | Management | For | For | For |
| | | | | |
1F. | Elect Namal Nawana | Management | For | For | For |
| | | | | |
1G. | Elect Christina Stamoulis | Management | For | For | For |
| | | | | |
1H. | Elect Amy M. Wendell | Management | For | For | For |
| | | | | |
2. | Advisory Vote on Executive Compensation | Management | For | For | For |
| | | | | |
3. | Ratification of Auditor | Management | For | For | For |
Proxy Voting Summary | Report Date Range: 01-Jul-20 to 30-Jun-21 |
APPLIED MATERIALS INC.
ISIN | US0382221051 | Meeting Date | 11-Mar-21 |
| | | |
Ticker | AMAT | Deadline Date | 10-Mar-21 |
| | | |
Country | United States | Record Date | 14-Jan-21 |
| | | |
Blocking | No | Vote Date | 07-Mar-21 |
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote | For/Against Mgmt |
1A. | Elect Rani Borkar | Management | For | For | For |
| | | | | |
1B. | Elect Judy Bruner | Management | For | For | For |
| | | | | |
1C. | Elect Eric Chen | Management | For | For | For |
| | | | | |
1D. | Elect Aart J. de Geus | Management | For | For | For |
| | | | | |
1E. | Elect Gary E. Dickerson | Management | For | For | For |
| | | | | |
1F. | Elect Thomas J. Iannotti | Management | For | For | For |
| | | | | |
1G. | Elect Alexander A. Karsner | Management | For | For | For |
| | | | | |
1H. | Elect Adrianna C. Ma | Management | For | For | For |
| | | | | |
1I. | Elect Yvonne McGill | Management | For | For | For |
| | | | | |
1J. | Elect Scott A. McGregor | Management | For | For | For |
| | | | | |
2. | Advisory Vote on Executive Compensation | Management | For | For | For |
| | | | | |
3. | Ratification of Auditor | Management | For | For | For |
| | | | | |
4. | Amendment to the Stock Incentive Plan | Management | For | For | For |
| | | | | |
5. | Approval of the Employees Stock Purchase Plan | Management | For | For | For |
| | | | | |
6. | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against | For |
| | | | | |
7. | Shareholder Proposal Regarding Improvement of Executive Compensation Program | Shareholder | Against | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
M3Sixty Funds Trust
| By Randy Linscott | |
|
| President |
| Date: August 23, 2021 | |
