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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 23066
Northern Lights Fund Trust IV
________________________________________________________________________
(Exact name of registrant as specified in charter)
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
________________________________________________________________________
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (631) 470-2600
Date of fiscal year end: February 28, March 31, November 30
Date of reporting period: July 1, 2021- June 30, 2022
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits 18 through 23 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2022 with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Moerus Worldwide Value Fund | | | | | | | | Item 1, Exhibit 18 |
| Investment Company Act file number: 811-23066 | | | | | | | | | |
| Reporting Period: July 1, 2021 through June 30, 2022 | | | | | | | | | |
| | | | | | | | | | | |
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against/ Abstain vs Management |
| 1 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2021 | 1 | TO CONSIDER AND ADOPT THE AUDITED STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2021, TOGETHER WITH THE DIRECTORS' AND AUDITORS' REPORTS THEREON | Mgmt | Y | FOR | FOR |
| 2 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2021 | 2 | TO DECLARE A DIVIDEND OF INR 40/- PER EQUITY SHARE OF FACE VALUE OF INR 10/- FOR THE FINANCIAL YEAR ENDED 31 MARCH 2021 | Mgmt | Y | FOR | FOR |
| 3 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2021 | 3 | TO APPOINT A DIRECTOR IN PLACE OF MADHURKUMAR RAMKRISHNAJI BAJAJ (DIN 00014593), WHO RETIRES BY ROTATION IN TERMS OF SECTION 152(6) OF THE COMPANIES ACT, 2013 AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | AGAINST | AGAINST |
| 4 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2021 | 4 | RESOLVED THAT PURSUANT TO PROVISIONS OF SECTION 152 AND ANY OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 ('THE ACT'), THE RULES MADE THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), SHEKHAR BAJAJ (DIN 00089358) WHO WAS APPOINTED BY THE BOARD OF DIRECTORS AS AN ADDITIONAL DIRECTOR UNDER SECTION 161(1) OF THE ACT WITH EFFECT FROM 1 MAY 2021, BASED ON THE RECOMMENDATION OF NOMINATION AND REMUNERATION COMMITTEE AND WHO HOLDS OFFICE UP TO THE DATE OF ENSUING AGM, AND BEING ELIGIBLE FOR APPOINTMENT, AND IN RESPECT OF WHOM A NOTICE IN WRITING PURSUANT TO SECTION 160 OF THE ACT, HAS BEEN RECEIVED IN THE PRESCRIBED MANNER, BE AND IS HEREBY APPOINTED AS A NON-EXECUTIVE AND NON-INDEPENDENT DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION. RESOLVED FURTHER THAT PURSUANT TO REGULATION 17(1A) OF THE SEBI (LISTING OBLIGATIONS & DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, APPROVAL BE AND IS HEREBY GIVEN FOR CONTINUATION OF SHEKHAR BAJAJ, BEYOND 8 JUNE 2023, AS A NONEXECUTIVE DIRECTOR OF THE COMPANY ON ACCOUNT OF HIS ATTAINING THE AGE OF 75 YEARS ON THE SAID DATE. RESOLVED FURTHER THAT PURSUANT TO THE PROVISIONS OF SECTION 197 AND OTHER APPLICABLE PROVISIONS OF THE ACT AND THE RULES MADE THEREUNDER, SHEKHAR BAJAJ BE PAID SUCH FEES AND REMUNERATION AND PROFIT-RELATED COMMISSION AS THE BOARD MAY APPROVE FROM TIME TO TIME AND SUBJECT TO SUCH LIMITS, PRESCRIBED OR AS MAY BE PRESCRIBED FROM TIME TO TIME | Mgmt | Y | AGAINST | AGAINST |
| 5 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2021 | 5 | RESOLVED THAT PURSUANT TO PROVISIONS OF SECTIONS 149, 152 AND ANY OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (HEREINAFTER REFERRED TO AS 'THE ACT'), THE RULES MADE THEREUNDER READ WITH SCHEDULE IV TO THE ACT AND THE APPLICABLE PROVISIONS OF THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, AND AMENDMENTS THERETO (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), DR. OMKAR GOSWAMI (DIN 00004258) WHO WAS APPOINTED BY THE BOARD OF DIRECTORS AS AN ADDITIONAL DIRECTOR UNDER SECTION 161(1) OF THE ACT WITH EFFECT FROM 1 MAY 2021, BASED ON THE RECOMMENDATION OF NOMINATION AND REMUNERATION COMMITTEE, AND WHO HOLDS OFFICE UPTO THE DATE OF ENSUING AGM AND IN RESPECT OF WHOM A NOTICE IN WRITING PURSUANT TO SECTION 160 OF THE ACT HAS BEEN RECEIVED IN THE PRESCRIBED MANNER, BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A CONSECUTIVE PERIOD OF FIVE YEARS, EFFECTIVE FROM 1 MAY 2021 UP TO 30 APRIL 2026. RESOLVED FURTHER THAT PURSUANT TO THE PROVISIONS OF SECTION 149, 197 AND OTHER APPLICABLE PROVISIONS OF THE ACT AND THE RULES MADE THEREUNDER, DR. OMKAR GOSWAMI BE PAID SUCH FEES AND REMUNERATION AND PROFIT-RELATED COMMISSION AS THE BOARD MAY APPROVE FROM TIME TO TIME AND SUBJECT TO SUCH LIMITS, PRESCRIBED OR AS MAY BE PRESCRIBED FROM TIME TO TIME | Mgmt | Y | ABSTAIN | ABSTAIN |
| 6 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2021 | 6 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 197 READ ALONG WITH SCHEDULE V AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, ('THE ACT') A SUM NOT EXCEEDING ONE PERCENT PER ANNUM OF THE NET PROFITS OF THE COMPANY, CALCULATED IN ACCORDANCE WITH THE PROVISIONS OF SECTIONS 198 OF THE ACT BE PAID TO AND DISTRIBUTED AMONGST THE DIRECTORS OF THE COMPANY OR SOME OR ANY OF THEM (OTHER THAN THE MANAGING DIRECTOR AND WHOLE-TIME DIRECTORS, IF ANY) IN SUCH AMOUNTS, SUBJECT TO SUCH CEILING/S AND IN SUCH MANNER AND IN SUCH RESPECTS, AS MAY BE DECIDED BY THE BOARD OF DIRECTORS OF THE COMPANY AND SUCH PAYMENTS SHALL BE MADE IN RESPECT OF THE PROFITS OF THE COMPANY FOR EACH YEAR FOR A PERIOD OF FIVE YEARS COMMENCING FROM 1 APRIL 2021. RESOLVED FURTHER THAT IN THE EVENT OF LOSS OR INADEQUACY OF PROFITS IN ANY FINANCIAL YEAR DURING THE TERM MENTIONED ABOVE, THE NON-EXECUTIVE DIRECTORS SHALL BE PAID REMUNERATION BY WAY OF COMMISSION AS SET OUT ABOVE, AS MAY BE DECIDED BY THE BOARD OF DIRECTORS OF THE COMPANY, NOTWITHSTANDING THAT, IT MAY EXCEED 1% OF THE NET PROFITS OF THE COMPANY, SUBJECT TO SUCH RESTRICTIONS, IF ANY, AS MAY BE SET OUT IN THE APPLICABLE PROVISIONS OF AND SCHEDULE V TO THE ACT FROM TIME TO TIME | Mgmt | Y | FOR | FOR |
| 7 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 03-Aug-2021 | 1 | Election of Class III Director: David M. Maura | Mgmt | Y | FOR | FOR |
| 8 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 03-Aug-2021 | 2 | Election of Class III Director: Terry L. Polistina | Mgmt | Y | AGAINST | AGAINST |
| 9 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 03-Aug-2021 | 3 | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Mgmt | Y | FOR | FOR |
| 10 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 03-Aug-2021 | 4 | To approve, on an advisory basis, the compensation of the Company's executive officers. | Mgmt | Y | AGAINST | AGAINST |
| 11 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 03-Aug-2021 | 5 | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to de-classify the Board of Directors. | Mgmt | Y | FOR | FOR |
| 12 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 03-Sep-2021 | 1 | TO CONSIDER AND ADOPT: A. THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021, TOGETHER WITH THE REPORT OF THE BOARD AND THE AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | Mgmt | Y | FOR | FOR |
| 13 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 03-Sep-2021 | 2 | TO DECLARE DIVIDEND ON EQUITY SHARES | Mgmt | Y | FOR | FOR |
| 14 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 03-Sep-2021 | 3 | TO APPOINT A DIRECTOR IN PLACE OF MR. VENKATCHALAM RAMASWAMY (DIN 00008509), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERED HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | FOR | FOR |
| 15 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 03-Sep-2021 | 4 | TO APPOINT A DIRECTOR IN PLACE OF MR. HIMANSHU KAJI (DIN 00009438), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERED HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | FOR | FOR |
| 16 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 03-Sep-2021 | 5 | RE-APPOINTMENT OF MR. RASHESH SHAH AS THE MANAGING DIRECTOR | Mgmt | Y | FOR | FOR |
| 17 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 03-Sep-2021 | 6 | RE-APPOINTMENT OF MR. VENKATCHALAM RAMASWAMY AS AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 18 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 03-Sep-2021 | 7 | ISSUE OF SECURITIES | Mgmt | Y | AGAINST | AGAINST |
| 19 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 03-Sep-2021 | 2 | ELECTION OF DIRECTOR: LOUIS-PIERRE GIGNAC | Mgmt | Y | FOR | FOR |
| 20 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 03-Sep-2021 | 3 | ELECTION OF DIRECTOR: KIM KEATING | Mgmt | Y | FOR | FOR |
| 21 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 03-Sep-2021 | 4 | ELECTION OF DIRECTOR: JULIANA L.LAM | Mgmt | Y | FOR | FOR |
| 22 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 03-Sep-2021 | 5 | ELECTION OF DIRECTOR: DENIS LAROCQUE | Mgmt | Y | FOR | FOR |
| 23 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 03-Sep-2021 | 6 | ELECTION OF DIRECTOR: JANICE G. RENNIE | Mgmt | Y | FOR | FOR |
| 24 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 03-Sep-2021 | 7 | ELECTION OF DIRECTOR: DAVID B. TENNANT | Mgmt | Y | FOR | FOR |
| 25 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 03-Sep-2021 | 8 | ELECTION OF DIRECTOR: SYBIL VEENMAN | Mgmt | Y | FOR | FOR |
| 26 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 03-Sep-2021 | 9 | ELECTION OF DIRECTOR: JO MARK ZUREL | Mgmt | Y | FOR | FOR |
| 27 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 03-Sep-2021 | 10 | CONSIDERING AN ADVISORY RESOLUTION TO ACCEPT THE APPROACH TAKEN BY THE BOARD OF DIRECTORS OF THE CORPORATION (THE "BOARD") IN RESPECT OF EXECUTIVE COMPENSATION | Mgmt | Y | FOR | FOR |
| 28 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 03-Sep-2021 | 11 | APPOINTING DELOITTE LLP AS INDEPENDENT AUDITORS FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION | Mgmt | Y | FOR | FOR |
| 29 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 15-Sep-2021 | 1 | TO RECEIVE, CONSIDER AND ADOPT: [A] THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021, TOGETHER WITH THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON; AND [B] THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2021, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | Mgmt | Y | FOR | FOR |
| 30 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 15-Sep-2021 | 2 | TO APPOINT A DIRECTOR IN PLACE OF MR. VISHAL MAHADEVIA (DIN: 01035771), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | FOR | FOR |
| 31 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 15-Sep-2021 | 3 | TO RE-APPOINT AND FIX REMUNERATION OF M/S. B S R & CO. LLP, AS ONE OF THE JOINT STATUTORY AUDITORS OF THE BANK, FOR A PERIOD OF ONE (1) YEAR | Mgmt | Y | FOR | FOR |
| 32 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 15-Sep-2021 | 4 | TO APPOINT AND FIX REMUNERATION OF M/S. MSKA & ASSOCIATES, AS ONE OF THE JOINT STATUTORY AUDITORS OF THE BANK, FOR A PERIOD OF THREE (3) YEARS | Mgmt | Y | FOR | FOR |
| 33 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 15-Sep-2021 | 5 | TO APPOINT MR. S. GANESH KUMAR AS AN INDEPENDENT DIRECTOR OF THE BANK | Mgmt | Y | FOR | FOR |
| 34 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 15-Sep-2021 | 6 | TO APPOINT MR. AJAY SONDHI AS A NON-EXECUTIVE NON-INDEPENDENT DIRECTOR OF THE BANK | Mgmt | Y | FOR | FOR |
| 35 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 15-Sep-2021 | 7 | TO RE-APPOINT MR. PRAVIR VOHRA AS AN INDEPENDENT DIRECTOR OF THE BANK | Mgmt | Y | FOR | FOR |
| 36 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 15-Sep-2021 | 8 | TO RE-APPOINT MR. V. VAIDYANATHAN AS MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE BANK | Mgmt | Y | FOR | FOR |
| 37 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 15-Sep-2021 | 9 | TO APPROVE PAYMENT OF FIXED REMUNERATION TO THE NON- EXECUTIVE DIRECTORS OF THE BANK | Mgmt | Y | FOR | FOR |
| 38 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 15-Sep-2021 | 10 | TO OFFER AND ISSUE OF DEBT SECURITIES ON PRIVATE PLACEMENT BASIS | Mgmt | Y | FOR | FOR |
| 39 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 10-Oct-2021 | 3 | SPECIAL RESOLUTION TO APPROVE, AS PER THE RECOMMENDATION OF THE COMPANY'S BOARD OF DIRECTORS, ALL OF THE FOLLOWING ITEMS ALTOGETHER AS ONE AGENDA ITEM: THE PROPOSED MERGER OF THE COMPANY WITH EMAAR MALLS PJSC THROUGH THE ISSUANCE AND ALLOTMENT OF (0.51) NEW SHARES IN THE COMPANY FOR EVERY ONE (1) SHARE IN EMAAR MALLS PJSC EXCEPT THE SHARES REGISTERED IN THE NAME OF THE COMPANY (THE "MERGER"), IN ADDITION TO THE INTERNAL REORGANISATION OF THE ASSETS, RIGHTS, LIABILITIES AND BUSINESSES OF EMAAR MALLS PJSC POST THE COMPLETION OF THE MERGER AND TRANSFERRING THE SAME INTO EMAAR MALLS MANAGEMENT LLC, A WHOLLY OWNED SUBSIDIARY OF THE COMPANY (THE "REORGANISATION"); THE TERMS OF THE MERGER AGREEMENT (AS AMENDED); THE APPOINTMENT OF EY CONSULTING L.L.C. AS INDEPENDENT VALUER; THE VALUATION OF THE COMPANY AND EMAAR MALLS PJSC; THE INCREASE OF SHARE CAPITAL OF THE COMPANY TO AED 8,179,738,882 (EIGHT BILLION ONE HUNDRED SEVENTY-NINE MILLION SEVEN HUNDRED THIRTY EIGHT THOUSAND EIGHT HUNDRED EIGHTY TWO UAE DIRHAMS), AND AMENDING ARTICLE (6) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY ACCORDINGLY TO REFLECT SUCH CAPITAL INCREASE; AND THE AUTHORISATION OF THE BOARD OF DIRECTORS OF THE COMPANY, OR ANY PERSON SO AUTHORISED BY THE BOARD OF DIRECTORS, TO TAKE ANY ACTION AS MAY BE NECESSARY TO IMPLEMENT THE MERGER AND/OR THE REORGANISATION | Mgmt | Y | FOR | FOR |
| 40 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 3 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS' AND INDEPENDENT AUDITOR'S REPORTS FOR THE YEAR ENDED 30TH JUNE, 2021 | Mgmt | Y | FOR | FOR |
| 41 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.41 PER ORDINARY SHARE WITH AN OPTION FOR SCRIP DIVIDEND | Mgmt | Y | FOR | FOR |
| 42 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 5 | TO DECLARE A SPECIAL DIVIDEND OF HKD 0.28 PER ORDINARY SHARE WITH AN OPTION FOR SCRIP DIVIDEND | Mgmt | Y | FOR | FOR |
| 43 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 6 | TO RE-ELECT THE HONOURABLE RONALD JOSEPH ARCULLI AS DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
| 44 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 7 | TO RE-ELECT DR. ALLAN ZEMAN AS DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
| 45 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 8 | TO RE-ELECT MR. STEVEN ONG KAY ENG AS DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
| 46 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 9 | TO RE-ELECT MR. WONG CHO BAU AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 47 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 10 | TO AUTHORISE THE BOARD TO FIX THE DIRECTORS' REMUNERATION FOR THE FINANCIAL YEAR ENDING 30TH JUNE, 2022 | Mgmt | Y | FOR | FOR |
| 48 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 11 | TO APPOINT KPMG AS AUDITOR FOR THE ENSUING YEAR AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 49 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 12 | TO APPROVE SHARE BUY-BACK MANDATE (ORDINARY RESOLUTION ON ITEM 5(I) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | FOR | FOR |
| 50 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 13 | TO APPROVE SHARE ISSUE MANDATE (ORDINARY RESOLUTION ON ITEM 5(II) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | AGAINST | AGAINST |
| 51 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 27-Oct-2021 | 14 | TO APPROVE EXTENSION OF SHARE ISSUE MANDATE (ORDINARY RESOLUTION ON ITEM 5(III) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | AGAINST | AGAINST |
| 52 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | #N/A | 2 | APPOINTMENT OF DR. ARINDAM KUMAR BHATTACHARYA AS AN INDEPENDENT DIRECTOR FOR A TERM OF FIVE CONSECUTIVE YEARS W.E.F. 17 SEPTEMBER 2021 | Mgmt | Y | FOR | FOR |
| 53 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | #N/A | 3 | APPOINTMENT OF M/S. KALYANIWALLA & MISTRY LLP, CHARTERED ACCOUNTANTS AS STATUTORY AUDITORS AND TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 54 | CROMWELL PROPERTY GROUP | CMW AU | Q2995J103 | Annual; 17-Nov-2021 | 2 | RE-ELECTION OF MS TANYA COX AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 55 | CROMWELL PROPERTY GROUP | CMW AU | Q2995J103 | Annual; 17-Nov-2021 | 3 | ELECTION OF MR ENG PENG OOI AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 56 | CROMWELL PROPERTY GROUP | CMW AU | Q2995J103 | Annual; 17-Nov-2021 | 4 | ELECTION OF MR ROBERT BLAIN AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 57 | CROMWELL PROPERTY GROUP | CMW AU | Q2995J103 | Annual; 17-Nov-2021 | 5 | ELECTION OF MS JIALEI TANG AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 58 | CROMWELL PROPERTY GROUP | CMW AU | Q2995J103 | Annual; 17-Nov-2021 | 6 | ADOPTION OF REMUNERATION REPORT | Mgmt | Y | FOR | FOR |
| 59 | CROMWELL PROPERTY GROUP | CMW AU | Q2995J103 | Annual; 17-Nov-2021 | 7 | DIRECTORS' FEES INCREASE | Mgmt | Y | FOR | AGAINST |
| 60 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 25-Nov-2021 | 1 | APPROVE ENHANCED SCRIP DIVIDEND ALTERNATIVE | Mgmt | Y | FOR | FOR |
| 61 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Special; 25-Nov-2021 | 2 | Approve Allotment of Free Share Acquisition Rights | Mgmt | Y | FOR | FOR |
| 62 | DESPEGAR.COM, CORP. | DESP | G27358103 | Annual; 03-Dec-2021 | 1 | Election of Class I Director: Michael James Doyle II | Mgmt | Y | AGAINST | AGAINST |
| 63 | DESPEGAR.COM, CORP. | DESP | G27358103 | Annual; 03-Dec-2021 | 2 | Election of Class I Director: Jon Gieselman | Mgmt | Y | AGAINST | AGAINST |
| 64 | DESPEGAR.COM, CORP. | DESP | G27358103 | Annual; 03-Dec-2021 | 3 | To ratify the re-appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | Y | FOR | FOR |
| 65 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | #N/A | 1 | TO APPROVE APPOINTMENT AND REMUNERATION OF MR. SANJEEB CHAUDHURI AS PART-TIME NON-EXECUTIVE CHAIRPERSON (INDEPENDENT) OF THE BANK | Mgmt | Y | FOR | FOR |
| 66 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Special; 09-Dec-2021 | 2 | READING AND APPROVAL OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 67 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Special; 09-Dec-2021 | 3 | APPOINTMENT OF A COMMITTEE FOR THE APPROVAL OF THE MINUTES | Mgmt | Y | FOR | FOR |
| 68 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Special; 09-Dec-2021 | 4 | EVALUATION AND A DECISION IN REGARD TO POTENTIAL CONFLICTS OF INTEREST OF CERTAIN MEMBERS OF THE BOARD OF DIRECTORS OF GRUPO DE INVERSIONES SURAMERICANA S.A., IN THE CONTEXT OF THE TENDER OFFER FOR ACQUISITION, WHICH WAS MADE BY NUGIL S.A.S., FOR SHARES IN THE CAPITAL OF GRUPO NUTRESA S.A | Mgmt | Y | FOR | FOR |
| 69 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Special; 22-Feb-2022 | 3 | READING AND APPROVAL OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 70 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Special; 22-Feb-2022 | 4 | APPOINTMENT OF A COMMITTEE FOR THE APPROVAL OF THE MINUTES | Mgmt | Y | FOR | FOR |
| 71 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Special; 22-Feb-2022 | 5 | EVALUATION AND A DECISION IN REGARD TO POTENTIAL CONFLICTS OF INTEREST OF CERTAIN MEMBERS OF THE BOARD OF DIRECTORS OF GRUPO DE INVERSIONES SURAMERICANA S.A., IN THE CONTEXT OF THE SECOND SUCCESSIVE TENDER OFFER THAT WAS MADE BY NUGIL S.A.S. FOR SHARES OF GRUPO NUTRESA, ON JANUARY 17, 2022 | Mgmt | Y | FOR | FOR |
| 72 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 2 | READING AND APPROVAL OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 73 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 3 | ELECTION OF A COMMITTEE TO COUNT THE VOTES AND APPROVE AND SIGN THE MINUTES | Mgmt | Y | FOR | FOR |
| 74 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 4 | ANNUAL REPORT FROM THE BOARD OF DIRECTORS AND FROM THE PRESIDENT | Mgmt | Y | FOR | FOR |
| 75 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 5 | REPORT FROM THE AUDIT COMMITTEE | Mgmt | Y | FOR | FOR |
| 76 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 6 | SEPARATE AND CONSOLIDATED FINANCIAL STATEMENTS | Mgmt | Y | FOR | FOR |
| 77 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 7 | OPINIONS AND REPORT FROM THE AUDITOR | Mgmt | Y | FOR | FOR |
| 78 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 8 | APPROVAL OF THE FINANCIAL STATEMENTS AND OF THE REPORTS FROM THE MANAGERS | Mgmt | Y | FOR | FOR |
| 79 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 9 | PLAN FOR THE DISTRIBUTION OF PROFIT AND ESTABLISHMENT OF A RESERVE FOR THE SOCIAL BENEFIT | Mgmt | Y | FOR | FOR |
| 80 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 10 | ELECTION OF THE AUDITOR FOR THE PERIOD FROM 2022 THROUGH 2024 AND COMPENSATION | Mgmt | Y | FOR | FOR |
| 81 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 11 | COMPENSATION FOR THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 82 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 18-Mar-2022 | 12 | PROPOSAL FOR THE AMENDMENT OF THE CORPORATE BYLAWS | Mgmt | Y | AGAINST | AGAINST |
| 83 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 2 | READING OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 84 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 3 | APPOINTMENT OF A COMMITTEE TO APPROVE AND SIGN THE MINUTES | Mgmt | Y | FOR | FOR |
| 85 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 4 | PRESENTATION OF THE ANNUAL REPORT FROM THE BOARD OF DIRECTORS AND FROM THE PRESIDENT | Mgmt | Y | FOR | FOR |
| 86 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 5 | PRESENTATION OF THE SEPARATE AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2021 FISCAL YEAR | Mgmt | Y | FOR | FOR |
| 87 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 6 | REPORTS FROM THE AUDITOR | Mgmt | Y | FOR | FOR |
| 88 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 7 | APPROVAL OF THE ANNUAL REPORT FROM THE BOARD OF DIRECTORS AND FROM THE PRESIDENT | Mgmt | Y | FOR | FOR |
| 89 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 8 | APPROVAL OF THE SEPARATE AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2021 FISCAL YEAR | Mgmt | Y | FOR | FOR |
| 90 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 9 | PRESENTATION AND APPROVAL OF THE PLAN FOR THE DISTRIBUTION OF PROFIT, ESTABLISHMENT OF RESERVES AND ALLOCATION OF RESOURCES FOR THE SOCIAL BENEFIT | Mgmt | Y | FOR | FOR |
| 91 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 10 | AMENDMENT OF THE CORPORATE BYLAWS | Mgmt | Y | AGAINST | AGAINST |
| 92 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 11 | ELECTION OF THE BOARD OF DIRECTORS | Mgmt | Y | AGAINST | AGAINST |
| 93 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 12 | ELECTION OF THE AUDITOR | Mgmt | Y | FOR | FOR |
| 94 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 13 | ESTABLISHMENT OF THE COMPENSATION FOR THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 95 | GRUPO DE INVERSIONES SURAMERICANA SA | GRUPOSUR CB | P4950L132 | Annual; 25-Mar-2022 | 14 | ESTABLISHMENT OF THE COMPENSATION FOR THE AUDITOR | Mgmt | Y | FOR | FOR |
| 96 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 1 | Election of Director: Linda L. Adamany | Mgmt | Y | FOR | FOR |
| 97 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 2 | Election of Director: Barry J. Alperin | Mgmt | Y | FOR | FOR |
| 98 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 3 | Election of Director: Robert D. Beyer | Mgmt | Y | AGAINST | AGAINST |
| 99 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 4 | Election of Director: Matrice Ellis Kirk | Mgmt | Y | FOR | FOR |
| 100 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 5 | Election of Director: Brian P. Friedman | Mgmt | Y | FOR | FOR |
| 101 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 6 | Election of Director: MaryAnne Gilmartin | Mgmt | Y | FOR | FOR |
| 102 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 7 | Election of Director: Richard B. Handler | Mgmt | Y | FOR | FOR |
| 103 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 8 | Election of Director: Thomas W. Jones | Mgmt | Y | FOR | FOR |
| 104 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 9 | Election of Director: Jacob M. Katz | Mgmt | Y | FOR | FOR |
| 105 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 10 | Election of Director: Michael T. O'Kane | Mgmt | Y | FOR | FOR |
| 106 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 11 | Election of Director: Joseph S. Steinberg | Mgmt | Y | FOR | FOR |
| 107 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 12 | Election of Director: Melissa V. Weiler | Mgmt | Y | FOR | FOR |
| 108 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 13 | Approve named executive officer compensation on an advisory basis. | Mgmt | Y | AGAINST | AGAINST |
| 109 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2022 | 14 | Ratify Deloitte & Touche LLP as independent auditors for the fiscal year ending November 30, 2022. | Mgmt | Y | FOR | FOR |
| 110 | MORGAN STANLEY INSTITUTIONAL LIQUIDITY | MSUXX | 61747C525 | Special; 31-Mar-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 111 | MORGAN STANLEY INSTITUTIONAL LIQUIDITY | MSUXX | 61747C525 | Special; 31-Mar-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 112 | MORGAN STANLEY INSTITUTIONAL LIQUIDITY | MSUXX | 61747C525 | Special; 31-Mar-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 113 | MORGAN STANLEY INSTITUTIONAL LIQUIDITY | MSUXX | 61747C525 | Special; 31-Mar-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 114 | MORGAN STANLEY INSTITUTIONAL LIQUIDITY | MSUXX | 61747C525 | Special; 31-Mar-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 115 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 3 | TO APPROVE THE BALANCE SHEET OF YEAR 2021 | Mgmt | Y | FOR | FOR |
| 116 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 4 | TO ALLOCATE THE PROFIT OF YEAR 2021 | Mgmt | Y | FOR | FOR |
| 117 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 5 | TO ELIMINATE NEGATIVE RESERVE FOR THE ITEMS NOT SUSCEPTIBLE TO VARIATION THROUGH THEIR DEFINITIVE COVERAGE | Mgmt | Y | FOR | FOR |
| 118 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 6 | TO AUTHORIZE THE PURCHASE OF OWN SHARES AIMED AT REMUNERATION OF SHAREHOLDERS. RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
| 119 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 8 | TO APPOINT THE INTERNAL AUDITORS AND THE ALTERNATE INTERNAL AUDITORS. LIST PRESENTED BY ALLIANZ FINANCE II LUXEMBURG S.A'.R.L., REPRESENTING THE 3.2PCT OF THE SHARE CAPITAL: EFFECTIVE AUDITORS: CACCIAMANI CLAUDIO, NAVARRA BENEDETTA,PAOLUCCI GUIDO, ALTERNATE AUDITORS: PAGANI RAFFAELLA, MANES PAOLA | Shareholder | Y | FOR | AGAINST |
| 120 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 9 | TO APPOINT THE INTERNAL AUDITORS AND THE ALTERNATE INTERNAL AUDITORS. LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A., ANIMA SGR S.P.A., ARCA FONDI SGR S.P.A., BANCOPOSTA FONDI S.P.A. SGR, EPSILON SGR S.P.A., EURIZON CAPITAL S.A., EURIZON CAPITAL SGR S.P.A., FIDELITY FUNDS - SICAV, FIDEURAM ASSET MANAGEMENT IRELAND, FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A., INTERFUND SICAV, FONDO PENSIONE NAZIONALE BCC/CRA, KAIROS PARTNERS SGR S.P.A., LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED, MEDIOBANCA SICAV, MEDIOLANUM GESTIONE FONDI SGR S.P.A, REPRESENTING TOGETHER THE 1.1PCT OF THE SHARE CAPITAL: EFFECTIVE AUDITORS: RIGOTTI MARCO GIUSEPPE MARIA,BIENTINESI ANTONELLA ALTERNATE AUDITORS: DELL'ATTI VITTORIO,RIMOLDI ENRICA | Shareholder | Y | Do Not Vote | AGAINST |
| 121 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 10 | TO STATE THE EMOLUMENT OF THE INTERNAL AUDITORS | Mgmt | Y | FOR | FOR |
| 122 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 11 | REWARDING REPORT ABOUT 2022 GROUP POLICY | Mgmt | Y | FOR | FOR |
| 123 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 12 | REPORT ON THE PAID EMOLUMENTS | Mgmt | Y | AGAINST | AGAINST |
| 124 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 13 | INCENTIVE GROUP PROGRAM 2022 | Mgmt | Y | FOR | FOR |
| 125 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 14 | TO MODIFY THE GROUP REMUNERATION PLANS BASED ON FINANCIAL INSTRUMENTS. RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
| 126 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 15 | TO MODIFY ART. 6 OF THE BY-LAWS (SHARE CAPITAL AND SHARES). RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
| 127 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 16 | TO MODIFY ART. 20 (BOARD OF DIRECTORS), 29 (REPRESENTATION AND SIGNING POWERS) AND 30 (BOARD OF STATUTORY AUDITORS) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
| 128 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 08-Apr-2022 | 17 | TO CANCEL OWN SHARES WITHOUT REDUCTION OF THE STOCK CAPITAL; RELATED AMENDMENT OF THE ART.5 (SHARE CAPITAL AND SHARES) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
| 129 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 2 | TO RECEIVE AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS ON THE ACTIVITIES AND FINANCIAL POSITION OF THE COMPANY FOR THE FISCAL YEAR ENDING 31ST DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 130 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 3 | TO RECEIVE AND APPROVE THE AUDITORS' REPORT FOR THE FISCAL YEAR ENDING 31ST DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 131 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 4 | TO DISCUSS AND APPROVE THE COMPANY'S BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT FOR THE FISCAL YEAR ENDING 31ST DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 132 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 5 | TO DISCUSS THE PROPOSAL OF THE BOARD OF DIRECTORS REGARDING DISTRIBUTION OF DIVIDENDS TO THE SHAREHOLDERS AMOUNTING TO AED 1,226,960,832.30 (ONE BILLION TWO HUNDRED TWENTY SIX MILLION NINE HUNDRED SIXTY THOUSANDS EIGHT HUNDRED THIRTY TWO UAE DIRHAMS AND THIRTY FILS) REPRESENTING 15% (FIFTEEN PERCENT) OF THE SHARE CAPITAL BEING 15 (FIFTEEN) UAE FILS PER SHARE | Mgmt | Y | FOR | FOR |
| 133 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 6 | TO CONSIDER AND APPROVE THE BOARD OF DIRECTOR'S REMUNERATION INCLUDING SALARIES, BONUS, EXPENSES AND FEES OF THE MEMBERS OF THE BOARD AS SET OUT IN SECTION (3)(C.2) AND APPENDIX (D) OF THE CORPORATE GOVERNANCE REPORT | Mgmt | Y | FOR | FOR |
| 134 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 7 | TO DISCHARGE THE MEMBERS OF THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FISCAL YEAR ENDING 31ST DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 135 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 8 | TO DISCHARGE THE MEMBERS OF THE BOARD OF DIRECTORS OF EMAAR MALLS PJSC FROM LIABILITY FOR THE FISCAL YEAR ENDING 21ST NOVEMBER 2021, BEING THE DATE OF COMPLETION OF THE MERGER OF EMAAR MALLS PJSC WITH THE COMPANY | Mgmt | Y | FOR | FOR |
| 136 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 9 | TO DISCHARGE THE AUDITORS FROM LIABILITY FOR THE FISCAL YEAR ENDING 31ST DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 137 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 10 | TO APPOINT THE AUDITORS FOR THE FISCAL YEAR ENDING 31ST DECEMBER 2022 AND DETERMINE THEIR REMUNERATION | Mgmt | Y | AGAINST | AGAINST |
| 138 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 11 | TO GRANT APPROVAL, UNDER PARAGRAPH (3) OF ARTICLE (152) OF THE UAE FEDERAL LAW BY DECREE NO. (32) OF 2021 FOR COMMERCIAL COMPANIES ("COMPANIES LAW"), FOR THE MEMBERS OF THE BOARD OF DIRECTORS TO CARRY ON ACTIVITIES INCLUDED IN THE OBJECTS OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 139 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 12 | SPECIAL RESOLUTION TO APPROVE THE BOARD OF DIRECTORS' RECOMMENDATION TO THE COMPANY TO BUYBACK A PERCENTAGE NOT EXCEEDING 1% OF ITS SHARES WITH THE INTENTION OF DISPOSING OF THEM IN ACCORDANCE WITH THE DECISION ISSUED BY THE SECURITIES & COMMODITIES AUTHORITY ("SCA") IN THIS REGARD AND AUTHORIZING THE BOARD OF DIRECTORS TO DO THE FOLLOWING: A. TO EXECUTE THE DECISION OF THE GENERAL ASSEMBLY WITHIN THE PERIOD APPROVED BY SCA; B. TO REDUCE THE COMPANY'S CAPITAL BY CANCELING THOSE SHARES, IN THE EVENT OF EXPIRY OF THE DEADLINE SET BY SCA TO DISPOSE OF THE PURCHASED SHARES, AND AMENDING THE COMPANY'S CAPITAL IN THE ARTICLES OF ASSOCIATION ACCORDINGLY | Mgmt | Y | FOR | FOR |
| 140 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 13 | SPECIAL RESOLUTION TO AUTHORIZE THE BOARD OF DIRECTORS TO APPROVE THE VOLUNTARY CONTRIBUTIONS FOR THE YEAR 2022 PROVIDED THAT SUCH VOLUNTARY CONTRIBUTIONS DO NOT EXCEED (2%) TWO PERCENT OF THE ANNUAL PROFIT | Mgmt | Y | FOR | FOR |
| 141 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 20-Apr-2022 | 14 | SPECIAL RESOLUTION TO AMEND FEW ARTICLES IN THE COMPANY'S ARTICLES OF ASSOCIATION TO COMPLY WITH THE PROVISIONS OF THE COMPANIES LAW. THE AMENDED ARTICLES WILL BE PUBLISHED ON THE COMPANY'S WEBSITE AND DFM WEBSITE BEFORE THE DATE OF THE GENERAL ASSEMBLY MEETING | Mgmt | Y | FOR | FOR |
| 142 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 5 | OPENING OF THE ANNUAL GENERAL MEETING, INCLUDING APPROVAL OF THE NOTICE AND AGENDA | Mgmt | Y | FOR | FOR |
| 143 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 6 | ELECTION OF A PERSON TO CO-SIGN THE MINUTES OF MEETING ALONG WITH THE MEETING CHAIR | Mgmt | Y | FOR | FOR |
| 144 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 8 | APPROVAL OF THE 2021 ANNUAL ACCOUNTS OF AKER ASA AND GROUP CONSOLIDATED ACCOUNTS AND THE BOARD OF DIRECTORS' REPORT, INCLUDING DISTRIBUTION OF DIVIDEND | Mgmt | Y | FOR | FOR |
| 145 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 9 | ADVISORY VOTE ON THE EXECUTIVE REMUNERATION REPORT FOR AKER ASA | Mgmt | Y | AGAINST | AGAINST |
| 146 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 11 | STIPULATION OF REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMITTEE | Mgmt | Y | FOR | FOR |
| 147 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 12 | STIPULATION OF REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE | Mgmt | Y | FOR | FOR |
| 148 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 13 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS | Mgmt | Y | AGAINST | AGAINST |
| 149 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 14 | APPROVAL OF REMUNERATION TO THE AUDITOR FOR 2021 | Mgmt | Y | FOR | FOR |
| 150 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 15 | ELECTION OF NEW AUDITOR | Mgmt | Y | FOR | FOR |
| 151 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 16 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH ACQUISITIONS, MERGERS, DE-MERGERS OR OTHER TRANSACTIONS | Mgmt | Y | FOR | FOR |
| 152 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 17 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH THE SHARE PROGRAM FOR THE EMPLOYEES | Mgmt | Y | AGAINST | AGAINST |
| 153 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 18 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES FOR INVESTMENT PURPOSES OR FOR SUBSEQUENT SALE OR DELETION OF SUCH SHARES | Mgmt | Y | FOR | FOR |
| 154 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 19 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE DISTRIBUTION OF ADDITIONAL DIVIDENDS | Mgmt | Y | FOR | FOR |
| 155 | AKER ASA | AKER NO | R0114P108 | Annual; 22-Apr-2022 | 20 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL | Mgmt | Y | AGAINST | AGAINST |
| 156 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 2 | REVIEW THE COMPANY'S MANAGEMENTS ACCOUNTS AND ANALYSIS, DISCUSS AND APPROVE THE COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 | Mgmt | Y | FOR | FOR |
| 157 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 3 | RESOLVE ON THE COMPANY'S NET INCOME ALLOCATION FOR THE YEAR ENDED DECEMBER 31, 2021 AND THE DISTRIBUTION OF DIVIDENDS | Mgmt | Y | FOR | FOR |
| 158 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 4 | ESTABLISH THE 5 NUMBER OF MEMBERS TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS, IN COMPLIANCE WITH THE PROVISIONS OF THE COMPANY'S ARTICLES OF INCORPORATION | Mgmt | Y | FOR | FOR |
| 159 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 5 | DO YOU WISH TO REQUEST THE CUMULATIVE VOTING FOR THE ELECTION OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ART. 141 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES, NO, OR, ABSTAIN, HIS, HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE CUMULATIVE VOTING REQUEST | Mgmt | Y | ABSTAIN | ABSTAIN |
| 160 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 6 | ELECTION OF THE BOARD OF DIRECTORS BY SINGLE GROUP OF CANDIDATES. NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATE, THE VOTES INDICATED IN THIS SECTION WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE. ANTONIO CARLOS AUGUSTO RIBEIRO BONCHRISTIANO. DANILO GAMBOA. FABIO DE ARAUJO NOGUEIRA. RAFAEL GONCALVES DE SOUZA. CHARLES LAGANA PUTZ | Mgmt | Y | AGAINST | AGAINST |
| 161 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 7 | IF ONE OF THE CANDIDATES THAT COMPOSES YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE SAME SLATE | Mgmt | Y | AGAINST | AGAINST |
| 162 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 9 | IN CASE OF A CUMULATIVE VOTING PROCESS, SHOULD THE CORRESPONDING VOTES TO YOUR SHARES BE EQUALLY DISTRIBUTED AMONG THE MEMBERS OF THE SLATE THAT YOU VE CHOSEN. IF THE SHAREHOLDER CHOOSES YES AND ALSO INDICATES THE APPROVE ANSWER TYPE FOR SPECIFIC CANDIDATES AMONG THOSE LISTED BELOW, THEIR VOTES WILL BE DISTRIBUTED PROPORTIONALLY AMONG THESE CANDIDATES. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS BY THE CUMULATIVE VOTING PROCESS, THE SHAREHOLDERS VOTE SHALL BE COUNTED AS AN ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Mgmt | Y | ABSTAIN | ABSTAIN |
| 163 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 10 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. ANTONIO CARLOS AUGUSTO RIBEIRO BONCHRISTIANO | Mgmt | Y | ABSTAIN | ABSTAIN |
| 164 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 11 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. DANILO GAMBOA | Mgmt | Y | ABSTAIN | ABSTAIN |
| 165 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 12 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. FABIO DE ARAUJO NOGUEIRA | Mgmt | Y | ABSTAIN | ABSTAIN |
| 166 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 13 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. RAFAEL GONCALVES DE SOUZA | Mgmt | Y | ABSTAIN | ABSTAIN |
| 167 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 14 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. CHARLES LAGANA PUTZ | Mgmt | Y | ABSTAIN | ABSTAIN |
| 168 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 15 | RESOLVE ON SETTING A GLOBAL COMPENSATION LIMIT FOR THE COMPANY'S MANAGEMENT FOR THE FISCAL YEAR OF 2022 | Mgmt | Y | FOR | FOR |
| 169 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2022 | 16 | DO YOU WISH TO REQUEST THE ESTABLISHMENT OF A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404, OF 1976 | Mgmt | Y | FOR | FOR |
| 170 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 26-Apr-2022 | 2 | AMEND THE COMPANYS ARTICLES OF INCORPORATION, AS DETAILED IN EXHIBITS E AND F ATTACHED HERETO, PURSUANT TO THE PREVAILING PROVISIONS OF REGULAMENTO DO NOVO MERCADO, THE BRAZILIAN NEW MARKET REGULATION, CANCELLING 17,350,586., SEVENTEEN MILLION, THREE HUNDRED AND FIFTY THOUSAND, FIVE HUNDRED AND EIGHTY SIX, COMMON STOCKS AND BOOK ENTRY SHARES AS APPROVED BY THE BOARD OF DIRECTORS AT A MEETING HELD ON AUGUST 20, 2021. AS A RESULT, THE COMPANYS CAPITAL IS BRL 4,369,144,124.79., FOUR BILLION, THREE HUNDRED AND SIXTY NINE MILLION, ONE HUNDRED AND FORTY FOUR THOUSAND, ONE HUNDRED AND TWENTY FOUR REAIS AND SEVENTY NINE CENTS, DIVIDED INTO 474,159,697., FOUR HUNDRED AND SEVENTY FOUR MILLION, ONE HUNDRED AND FIFTY NINE THOUSAND, SIX HUNDRED AND NINETYSEVEN, NO PAR VALUE COMMON STOCKS AND BOOK ENTRY SHARES | Mgmt | Y | FOR | FOR |
| 171 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 26-Apr-2022 | 3 | RESTATE THE COMPANYS ARTICLES OF INCORPORATION ACCORDING TO EXHIBIT E ATTACHED HERETO | Mgmt | Y | FOR | FOR |
| 172 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 26-Apr-2022 | 4 | IN THE EVENT OF A SECOND CALL OF THIS GENERAL MEETING, MAY THE VOTING INSTRUCTIONS INCLUDED IN THIS BALLOT FORM BE CONSIDERED ALSO FOR THE SECOND CALL OF THE MEETING | Mgmt | Y | FOR | FOR |
| 173 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | #N/A | 2 | RE-APPOINTMENT OF MR. ASHOK KINI (DIN: 00812946) AS AN INDEPENDENT DIRECTOR | Mgmt | Y | FOR | FOR |
| 174 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | #N/A | 3 | RE-APPOINTMENT OF DR. ASHIMA GOYAL (DIN: 00233635) AS AN INDEPENDENT DIRECTOR | Mgmt | Y | FOR | FOR |
| 175 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 27-Apr-2022 | 3 | RESOLVE ON THE MANAGEMENT PROPOSAL FOR THE REALLOCATION OF PART OF THE AMOUNT OF ONE BILLION, EIGHT HUNDRED AND FORTY THREE MILLION, NINE HUNDRED AND THIRTY FOUR THOUSAND, FOUR HUNDRED AND TWENTY SIX REAIS AND FIFTY SIX CENTAVOS BRL 1,843,934,426.56 GRANTED TO THE COMPANY IN THE YEARS FROM 2017 TO 2020, THAT WERE ORIGINALLY ALLOCATED TO THE EXPANSION RESERVE OF THE COMPANY PROVIDED IN THE BY LAWS, TO THE RESERVE OF TAX INCENTIVES, PURSUANT TERMS OF ARTICLE 195A, LAW NO. 6,404.1976 | Mgmt | Y | FOR | FOR |
| 176 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 27-Apr-2022 | 4 | RESOLVE ON THE PROPOSAL OF AMENDMENT AND RESTATEMENT OF THE COMPANY'S BY LAWS, FOR UPDATING THE ARTICLE 4TH TO REFLECT THE CAPITAL STOCK INCREASES RESULTING FROM THE EXERCISE OF STOCK OPTIONS, WITHIN THE AUTHORIZED CAPITAL LIMIT, APPROVED AT MEETINGS OF THE BOARD OF DIRECTORS SINCE THE ANNUAL AND EXTRAORDINARY GENERAL MEETING HELD IN 2021 | Mgmt | Y | FOR | FOR |
| 177 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 27-Apr-2022 | 5 | SHOULD A SECOND CALL FOR THE GENERAL SHAREHOLDERS MEETING BE NECESSARY, THE VOTING INSTRUCTIONS CONTAINED IN THIS FORM MAY ALSO BE CONSIDERED IN THE EVENT OF A GENERAL SHAREHOLDERS MEETING HELD UPON SECOND CALL | Mgmt | Y | AGAINST | AGAINST |
| 178 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 27-Apr-2022 | 6 | RE RATIFICATION OF THE BOARD OF EXECUTIVE OFFICERS ANNUAL COMPENSATION FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 OF TWENTY FIVE MILLION, THIRTY ONE THOUSAND, FIVE HUNDRED AND EIGHTY FOUR REAIS AND FIFTY FIVE THREE CENTAVOS, BRL 25,031,584.53, AS APPROVED AT THE COMPANY'S ANNUAL SHAREHOLDERS MEETING HELD ON APRIL 28, 2021, 2021 ASM, TO TWENTY EIGHT MILLION, TWO HUNDRED AND TWELVE THOUSAND, FORTY EIGHT REAIS AND FIFTY NINE CENTAVOS, BRL 28,212,048.59, DUE TO THE INFLOWS AND OUTFLOWS OF ITS MEMBERS THROUGHOUT 2021 | Mgmt | Y | AGAINST | AGAINST |
| 179 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 4 | REVIEW OF THE MANAGEMENTS ACCOUNTS, AS WELL AS EXAMINATION, DISCUSSION AND VOTING OF THE COMPANY'S MANAGEMENT REPORT AND FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 | Mgmt | Y | FOR | FOR |
| 180 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 5 | PROPOSAL FOR ALLOCATION OF THE NET PROFIT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021, AS DETAILED IN THE MANAGEMENT PROPOSAL, IN THE FOLLOWING TERMS, I BRL 40,116,342.72 TO THE LEGAL RESERVE, II BRL 437,737,929.80 FOR THE TAX INCENTIVE RESERVE III BRL 81,118,145.49 FOR THE PAYMENT OF INTEREST ON EQUITY, ON BEHALF OF THE MANDATORY MINIMUM DIVIDEND OF WHICH BRL 95,433,112.34 IS THE NET AMOUNT OF INCOME TAX TO BE WITHHELD AT SOURCE IN RELATION TO INTEREST ON EQUITY, AND III BRL 229,039,469.62 TO THE EXPANSION RESERVE ACCOUNT | Mgmt | Y | FOR | FOR |
| 181 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 6 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS BY SLATE. INDICATION OF ALL THE NAMES THAT MAKE UP THE BY SLATE. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. . JEAN CHARLES HENRI NAOURI ARNAUD DANIEL CHARLES WALTER JOACHIM STRASSER RONALDO IABRUDI DOS SANTOS PEREIRA CHRISTOPHE JOSE HIDALGO HERVE DAUDIN RAFAEL SIROTSKY RUSSOWSKY LUIZ AUGUSTO DE CASTRO NEVES ELEAZAR DE CARVALHO FILHO RENAN BERGMANN | Mgmt | Y | AGAINST | AGAINST |
| 182 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 7 | IF ONE OF THE CANDIDATES THAT COMPOSES YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE SAME SLATE | Mgmt | Y | AGAINST | AGAINST |
| 183 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 9 | IN THE EVENT OF THE ADOPTION OF THE CUMULATIVE VOTING PROCESS, SHOULD THE VOTES CORRESPONDING TO YOUR SHARES BE DISTRIBUTED IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF THE SLATE THAT YOU HAVE CHOSEN. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS THROUGH THE CUMULATIVE VOTING PROCESS, HIS VOTE MUST BE COUNTED AS ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Mgmt | Y | FOR | FOR |
| 184 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 10 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. JEAN CHARLES HENRI NAOURI | Mgmt | Y | ABSTAIN | ABSTAIN |
| 185 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 11 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. ARNAUD DANIEL CHARLES WALTER JOACHIM STRASSER | Mgmt | Y | ABSTAIN | ABSTAIN |
| 186 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 12 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. RONALDO IABRUDI DOS SANTOS PEREIRA | Mgmt | Y | ABSTAIN | ABSTAIN |
| 187 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 13 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. CHRISTOPHE JOSE HIDALGO | Mgmt | Y | ABSTAIN | ABSTAIN |
| 188 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 14 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. HERVE DAUDIN | Mgmt | Y | ABSTAIN | ABSTAIN |
| 189 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 15 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. RAFAEL SIROTSKY RUSSOWSKY | Mgmt | Y | ABSTAIN | ABSTAIN |
| 190 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 16 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. LUIZ AUGUSTO DE CASTRO NEVES | Mgmt | Y | FOR | FOR |
| 191 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 17 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. ELEAZAR DE CARVALHO FILHO | Mgmt | Y | FOR | FOR |
| 192 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 18 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. RENAN BERGMANN | Mgmt | Y | FOR | FOR |
| 193 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 19 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS. POSITIONS LIMIT TO BE COMPLETED, 1 INDICATION OF CANDIDATE TO CHAIRMAN OF THE BOARD OF DIRECTORS. JEAN CHARLES HENRI NAOURI | Mgmt | Y | AGAINST | AGAINST |
| 194 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 20 | ELECTION OF THE VICE CHAIRMAN OF THE BOARD OF DIRECTORS. POSITIONS LIMIT TO BE COMPLETED, 1 NOMINATION OF CANDIDATE TO VICE CHAIRMAN OF THE BOARD OF DIRECTORS. ARNAUD DANIEL CHARLES WALTER JOACHIM STRASSER | Mgmt | Y | AGAINST | AGAINST |
| 195 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 21 | ELECTION OF THE VICE CHAIRMAN OF THE BOARD OF DIRECTORS. POSITIONS LIMIT TO BE COMPLETED, 1 NOMINATION OF CANDIDATE TO VICE CHAIRMAN OF THE BOARD OF DIRECTORS. RONALDO IABRUDI DOS SANTOS PEREIRA | Mgmt | Y | AGAINST | AGAINST |
| 196 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 22 | DO YOU WISH TO REQUEST THE CUMULATIVE VOTING FOR THE ELECTION OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ART. 141 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE CUMULATIVE VOTING REQUEST | Mgmt | Y | AGAINST | AGAINST |
| 197 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 23 | DO YOU WISH TO REQUEST A SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141, PARAGRAPH 4, I, OF LAW 6,404, OF 1976. THE SHAREHOLDER CAN ONLY FILL THIS FIELD IN CASE OF KEEPING THE POSITION OF VOTING SHARES ININTERRUPTED FOR 3 MONTHS PRIOR TO THE GENERAL MEETING. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF A SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS | Mgmt | Y | AGAINST | AGAINST |
| 198 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 24 | DETERMINATION OF ANNUAL GLOBAL COMPENSATION FOR THE MEMBERS OF THE I COMPANY'S MANAGEMENT AND II COMPANY'S FISCAL COUNCIL IF THE SHAREHOLDERS REQUEST ITS INSTALLATION, FOR THE FISCAL YEAR 2022, IN THE TERMS OF THE MANAGEMENT PROPOSAL, IN THE AMOUNT OF UP TO BRL 97,025,083.12, UP TO BRL 50,149,592.45 TO THE BOARD OF OFFICERS, UP TO BRL 46,443,490.67 TO THE BOARD OF DIRECTORS AND UP TO BRL 432,000.00 TO THE FISCAL COUNCIL | Mgmt | Y | AGAINST | AGAINST |
| 199 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 25 | DO YOU WISH TO REQUEST THE ESTABLISHMENT OF A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404, OF 1976 IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE ESTABLISHMENT OF THE FISCAL COUNCIL | Mgmt | Y | ABSTAIN | ABSTAIN |
| 200 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 26 | SHOULD A SECOND CALL FOR THE GENERAL SHAREHOLDERS MEETING BE NECESSARY, THE VOTING INSTRUCTIONS CONTAINED IN THIS FORM MAY ALSO BE CONSIDERED IN THE EVENT OF A GENERAL SHAREHOLDERS MEETING HELD UPON SECOND CALL | Mgmt | Y | AGAINST | AGAINST |
| 201 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 27-Apr-2022 | 27 | SEPARATE ELECTION OF THE FISCAL COUNCIL. COMMON SHARES. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL BY MINORITY SHAREHOLDERS WITH VOTING RIGHTS. THE SHAREHOLDER MUST FILL THIS FIELD IF THE GENERAL ELECTION FIELD WAS LEFT IN BLANK. DORIS BEATRIZ FRANCA WILHELM AND MICHELLE SQUEFF | Mgmt | Y | FOR | FOR |
| 202 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 203 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 204 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 3 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2021: 0.2 PENCE PER ORDINARY SHARE | Mgmt | Y | FOR | FOR |
| 205 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 4 | TO GRANT THE BOARD AUTHORITY TO OFFER THE ENHANCED SCRIP DIVIDEND ALTERNATIVE | Mgmt | Y | FOR | FOR |
| 206 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 5 | TO ELECT HABIB ANNOUS AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 207 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 6 | TO ELECT HIMANSHU RAJA AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 208 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 7 | TO RE-ELECT MIKE BUTTERWORTH AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 209 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 8 | TO RE-ELECT MEKA BRUNEL AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 210 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 9 | TO RE-ELECT DESMOND DE BEER AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 211 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 10 | TO RE-ELECT RITA-ROSE GAGNE AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 212 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 11 | TO RE-ELECT ADAM METZ AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 213 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 12 | TO RE-ELECT ROBERT NOEL AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 214 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 13 | TO RE-ELECT CAROL WELCH AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 215 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 14 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Mgmt | Y | FOR | FOR |
| 216 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 15 | TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR'S REMUNERATION | Mgmt | Y | FOR | FOR |
| 217 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 16 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Mgmt | Y | AGAINST | AGAINST |
| 218 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 17 | TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt | Y | FOR | FOR |
| 219 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 18 | TO DISAPPLY PRE-EMPTION RIGHTS IN ADDITION TO THOSE CONFERRED BY RESOLUTION 17 | Mgmt | Y | FOR | FOR |
| 220 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 28-Apr-2022 | 19 | TO AUTHORISE MARKET PURCHASES BY THE COMPANY OF ITS SHARES | Mgmt | Y | FOR | FOR |
| 221 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2022 | 2 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS' STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND THE INDEPENDENT AUDITOR'S REPORT THEREON | Mgmt | Y | FOR | FOR |
| 222 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2022 | 3 | RE-ELECTION OF MS CHEW GEK HIANG AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 223 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2022 | 4 | RE-ELECTION OF MR GOH KAY YONG DAVID AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 224 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2022 | 5 | RE-ELECTION OF MR TAN CHIAN KHONG AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 225 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2022 | 6 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF SGD 690,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 226 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2022 | 7 | TO RE-APPOINT ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 227 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2022 | 8 | AUTHORITY TO ISSUE SHARES | Mgmt | Y | AGAINST | AGAINST |
| 228 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2022 | 9 | RENEWAL OF THE SHARE BUYBACK MANDATE | Mgmt | Y | FOR | FOR |
| 229 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 29-Apr-2022 | 1 | Consideration and approval of the Financial Statements of the Company corresponding to the fiscal year ended December 31, 2021, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2021. | Mgmt | Y | FOR | FOR |
| 230 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 29-Apr-2022 | 2 | Appointment and remuneration of EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2022. | Mgmt | Y | AGAINST | AGAINST |
| 231 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 29-Apr-2022 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 232 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 29-Apr-2022 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 233 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 29-Apr-2022 | 3 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 234 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 29-Apr-2022 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 235 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | #N/A | 2 | TO APPROVE THE APPOINTMENT OF DR. JAIMINI BHAGWATI (DIN: 07274047) AS A NON-EXECUTIVE NON-INDEPENDENT DIRECTOR OF THE BANK | Mgmt | Y | FOR | FOR |
| 236 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2022 | 2 | SET THE NUMBER OF DIRECTORS OF CPPI AT 7 | Mgmt | Y | FOR | FOR |
| 237 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2022 | 3 | ELECTION DIRECTOR: JOHN R. BAIRD | Mgmt | Y | FOR | FOR |
| 238 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2022 | 4 | ELECTION DIRECTOR: STAN E. BRACKEN-HORROCKS | Mgmt | Y | FOR | FOR |
| 239 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2022 | 5 | ELECTION DIRECTOR: DIETER W. JENTSCH | Mgmt | Y | FOR | FOR |
| 240 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2022 | 6 | ELECTION DIRECTOR: DONALD B. KAYNE | Mgmt | Y | FOR | FOR |
| 241 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2022 | 7 | ELECTION DIRECTOR: CONRAD A. PINETTE | Mgmt | Y | FOR | FOR |
| 242 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2022 | 8 | ELECTION DIRECTOR: WILLIAM W. STINSON | Mgmt | Y | FOR | FOR |
| 243 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2022 | 9 | ELECTION DIRECTOR: SANDRA STUART | Mgmt | Y | FOR | FOR |
| 244 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2022 | 10 | APPOINTMENT OF AUDITORS: KPMG, LLP CHARTERED ACCOUNTANTS | Mgmt | Y | FOR | FOR |
| 245 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 2 | ELECTION OF DIRECTOR: FERNANDO R. ASSING | Mgmt | Y | FOR | FOR |
| 246 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 3 | ELECTION OF DIRECTOR: MAUREEN CORMIER JACKSON | Mgmt | Y | FOR | FOR |
| 247 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 4 | ELECTION OF DIRECTOR: W. BYRON DUNN | Mgmt | Y | FOR | FOR |
| 248 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 5 | ELECTION OF DIRECTOR: MONA HALE | Mgmt | Y | FOR | FOR |
| 249 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 6 | ELECTION OF DIRECTOR: H. STANLEY MARSHALL | Mgmt | Y | AGAINST | AGAINST |
| 250 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 7 | ELECTION OF DIRECTOR: KEVIN J. REINHART | Mgmt | Y | FOR | FOR |
| 251 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 8 | ELECTION OF DIRECTOR: MARC E. ROSSITER | Mgmt | Y | FOR | FOR |
| 252 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 9 | ELECTION OF DIRECTOR: JUAN CARLOS VILLEGAS | Mgmt | Y | FOR | FOR |
| 253 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 10 | ELECTION OF DIRECTOR: MICHAEL A. WEILL | Mgmt | Y | FOR | FOR |
| 254 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 11 | APPOINT ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 255 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 03-May-2022 | 12 | APPROVE AN ADVISORY RESOLUTION TO ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION | Mgmt | Y | AGAINST | AGAINST |
| 256 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 04-May-2022 | 2 | TO SET THE NUMBER OF DIRECTORS AT SIX | Mgmt | Y | FOR | FOR |
| 257 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 04-May-2022 | 3 | ELECTION OF DIRECTOR: MIKE NICHOLSON | Mgmt | Y | FOR | FOR |
| 258 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 04-May-2022 | 4 | ELECTION OF DIRECTOR: C. ASHLEY HEPPENSTALL | Mgmt | Y | FOR | FOR |
| 259 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 04-May-2022 | 5 | ELECTION OF DIRECTOR: DONALD K. CHARTER | Mgmt | Y | FOR | FOR |
| 260 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 04-May-2022 | 6 | ELECTION OF DIRECTOR: CHRIS BRUIJNZEELS | Mgmt | Y | FOR | FOR |
| 261 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 04-May-2022 | 7 | ELECTION OF DIRECTOR: LUKAS H. (HARRY) LUNDIN | Mgmt | Y | FOR | FOR |
| 262 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 04-May-2022 | 8 | ELECTION OF DIRECTOR: EMILY MOORE | Mgmt | Y | FOR | FOR |
| 263 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 04-May-2022 | 9 | APPOINTMENT OF AUDITOR: TO APPOINT PRICEWATERHOUSECOOPERS SA AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 264 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 2 | TO RECEIVE THE COMPANYS ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Mgmt | Y | FOR | FOR |
| 265 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 3 | TO DECLARE A FINAL DIVIDEND OF USD0.09 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 266 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 4 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | Y | AGAINST | AGAINST |
| 267 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 5 | TO APPROVE THE DIRECTORS REMUNERATION POLICY CONTAINED IN THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | Y | AGAINST | AGAINST |
| 268 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 6 | TO ELECT SHIRISH APTE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR, EFFECTIVE FROM 4 MAY 2022 | Mgmt | Y | FOR | FOR |
| 269 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 7 | TO ELECT ROBIN LAWTHER, CBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR, EFFECTIVE FROM 1 JULY 2022 | Mgmt | Y | FOR | FOR |
| 270 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 8 | TO RE-ELECT DAVID CONNER, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 271 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 9 | TO RE-ELECT DR BYRON GROTE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 272 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 10 | TO RE-ELECT ANDY HALFORD, AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 273 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 11 | TO RE-ELECT CHRISTINE HODGSON, CBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 274 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 12 | TO RE-ELECT GAY HUEY EVANS, CBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 275 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 13 | TO RE-ELECT MARIA RAMOS, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 276 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 14 | TO RE-ELECT PHIL RIVETT, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 277 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 15 | TO RE-ELECT DAVID TANG, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 278 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 16 | TO RE-ELECT CARLSON TONG, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 279 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 17 | TO RE-ELECT DR JOSE VINALS, AS GROUP CHAIRMAN | Mgmt | Y | FOR | FOR |
| 280 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 18 | TO RE-ELECT JASMINE WHITBREAD, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 281 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 19 | TO RE-ELECT BILL WINTERS, AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 282 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 20 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEARS AGM | Mgmt | Y | FOR | FOR |
| 283 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 21 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATION OF THE AUDITOR | Mgmt | Y | FOR | FOR |
| 284 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 22 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN THE LIMITS PRESCRIBED IN THE RESOLUTION | Mgmt | Y | FOR | FOR |
| 285 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 23 | TO AUTHORISE THE BOARD TO ALLOT ORDINARY SHARES | Mgmt | Y | AGAINST | AGAINST |
| 286 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 24 | TO EXTEND THE AUTHORITY TO ALLOT ORDINARY SHARES GRANTED PURSUANT TO RESOLUTION 22 BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 28 | Mgmt | Y | AGAINST | AGAINST |
| 287 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 25 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Mgmt | Y | FOR | FOR |
| 288 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 26 | TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 | Mgmt | Y | FOR | FOR |
| 289 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 27 | IN ADDITION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 25, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Mgmt | Y | FOR | FOR |
| 290 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 28 | IN ADDITION TO THE AUTHORITIES GRANTED PURSUANT TO RESOLUTIONS 25 AND 26, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED, IN RESPECT OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES, PURSUANT TO RESOLUTION 24 | Mgmt | Y | FOR | FOR |
| 291 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 29 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | Mgmt | Y | FOR | FOR |
| 292 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 30 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN PREFERENCE SHARES | Mgmt | Y | FOR | FOR |
| 293 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 31 | TO ENABLE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NO LESS THAN 14 CLEAR DAYS NOTICE | Mgmt | Y | FOR | FOR |
| 294 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 32 | TO ENDORSE THE COMPANYS NET ZERO BY 2050 PATHWAY, AS PUBLISHED ON 28 OCTOBER 2021, NOTING IT MAY BE AMENDED FROM TIME TO TIME | Mgmt | Y | FOR | FOR |
| 295 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 04-May-2022 | 33 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO AUTHORISE THE BOARD, AS DIRECTED BY A GROUP OF SHAREHOLDERS, TO IMPLEMENT A REVISED NET-ZERO STRATEGY AND MANDATE ANNUALLY REPORTING UNDER THAT STRATEGY, PURSUANT TO RESOLUTION 32 OF THE NOTICE OF AGM | Shareholder | Y | AGAINST | FOR |
| 296 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 2 | ELECTION OF DIRECTOR: LEONTINE ATKINS | Mgmt | Y | FOR | FOR |
| 297 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 3 | ELECTION OF DIRECTOR: IAN BRUCE | Mgmt | Y | FOR | FOR |
| 298 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 4 | ELECTION OF DIRECTOR: DANIEL CAMUS | Mgmt | Y | FOR | FOR |
| 299 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 5 | ELECTION OF DIRECTOR: DONALD DERANGER | Mgmt | Y | FOR | FOR |
| 300 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 6 | ELECTION OF DIRECTOR: CATHERINE GIGNAC | Mgmt | Y | FOR | FOR |
| 301 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 7 | ELECTION OF DIRECTOR: TIM GITZEL | Mgmt | Y | FOR | FOR |
| 302 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 8 | ELECTION OF DIRECTOR: JIM GOWANS | Mgmt | Y | FOR | FOR |
| 303 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 9 | ELECTION OF DIRECTOR: KATHRYN JACKSON | Mgmt | Y | FOR | FOR |
| 304 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 10 | ELECTION OF DIRECTOR: DON KAYNE | Mgmt | Y | AGAINST | AGAINST |
| 305 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 11 | APPOINT KPMG LLP AS AUDITORS | Mgmt | Y | FOR | FOR |
| 306 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION APPROACH | Mgmt | Y | AGAINST | AGAINST |
| 307 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2022 | 13 | DECLARE YOUR RESIDENCY YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO, "AGAINST" WILL BE TREATED AS NOT MARKED | Mgmt | Y | ABSTAIN | ABSTAIN |
| 308 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 1 | TO RECEIVE THE COMPANY'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL PERIOD ENDED 31 DECEMBER 2021 AND THE REPORTS OF THE DIRECTORS. REFER TO NOM | Mgmt | Y | FOR | FOR |
| 309 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN THE SECOND PART OF THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 310 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION AS SET OUT IN THE THIRD PART OF THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | Y | FOR | FOR |
| 311 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 4 | TO APPROVE THE REDUCTION OF THE COMPANY'S SHARE PREMIUM ACCOUNT FROM US 1,054,983,424.67 TO NIL AND THAT SUCH AMOUNT THEREAFTER BE CREDITED. REFER TO THE NOM FOR FULL DETAILS | Mgmt | Y | FOR | FOR |
| 312 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 5 | TO RE-ELECT NEIL ECKERT AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 313 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 6 | TO RE-ELECT TREVOR CARVEY AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 314 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 7 | TO RE-ELECT ELAINE WHELAN AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 315 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 8 | TO RE-ELECT SIR BRIAN WILLIAMSON AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 316 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 9 | TO RE-ELECT MALCOLM FURBERT AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 317 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 10 | TO RE-ELECT ELIZABETH MURPHY AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 318 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 11 | TO RE-ELECT DR RICHARD L. SANDOR AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 319 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 12 | TO RE-ELECT KEN RANDALL AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 320 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 13 | TO ELECT MICHELLE SEYMOUR SMITH AS DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 321 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 14 | TO RE-APPOINT KPMG AUDIT LIMITED AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID | Mgmt | Y | FOR | FOR |
| 322 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 15 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Mgmt | Y | FOR | FOR |
| 323 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 16 | DIRECTORS' AUTHORITY TO ALLOT SHARES, AS DETAILED IN THE NOTICE OF MEETING | Mgmt | Y | FOR | FOR |
| 324 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 17 | DISAPPLICATION OF PRE-EMPTION RIGHTS (GENERAL) AS DETAILED IN THE NOTICE OF MEETING | Mgmt | Y | FOR | FOR |
| 325 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 11-May-2022 | 18 | TO AUTHORISE THE PURCHASE OF OWN COMMON SHARES AS DETAILED IN THE NOTICE | Mgmt | Y | FOR | FOR |
| 326 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 1 | TO RECEIVE THE 2021 ANNUAL REPORT AND ACCOUNTS | Mgmt | Y | FOR | FOR |
| 327 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Mgmt | Y | FOR | FOR |
| 328 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 3 | TO RE-ELECT ROBERT SHARPE AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 329 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 4 | TO RE-ELECT ANNA MONIQUE MELIS AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 330 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 5 | TO RE-ELECT DANIEL FRUMKIN AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 331 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 6 | TO RE-ELECT CATHERINE BROWN AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 332 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 7 | TO RE-ELECT SALLY CLARK AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 333 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 8 | TO RE-ELECT ANNE GRIM AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 334 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 9 | TO RE-ELECT IAN HENDERSON AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 335 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 10 | TO RE-ELECT PAUL THANDI AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 336 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 11 | TO RE-ELECT MICHAEL TORPEY AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 337 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 12 | TO RE-ELECT NICHOLAS WINSOR AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 338 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 13 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Mgmt | Y | FOR | FOR |
| 339 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 14 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Mgmt | Y | FOR | FOR |
| 340 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 15 | TO GIVE AUTHORITY TO ALLOT SHARES | Mgmt | Y | AGAINST | AGAINST |
| 341 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 16 | TO GIVE AUTHORITY TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Mgmt | Y | FOR | FOR |
| 342 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 17 | TO GIVE ADDITIONAL AUTHORITY TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Mgmt | Y | FOR | FOR |
| 343 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 13-May-2022 | 18 | TO GIVE AUTHORITY TO CALL A GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Mgmt | Y | FOR | FOR |
| 344 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 345 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 346 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 347 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 348 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 349 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 350 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 351 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 352 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 353 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 354 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 2 | In respect of the appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2022 and to authorize the directors to fix the auditors' remuneration | Mgmt | Y | FOR | FOR |
| 355 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 13-May-2022 | 3 | A non-binding advisory resolution on the Company's approach to executive compensation | Mgmt | Y | AGAINST | AGAINST |
| 356 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 357 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 358 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 359 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 360 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 361 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 362 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 363 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 364 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 365 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 366 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 367 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 2 | Re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Mgmt | Y | FOR | FOR |
| 368 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2022 | 3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Mgmt | Y | AGAINST | AGAINST |
| 369 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 18-May-2022 | 4 | RESOLVE ON THE PROPOSAL OF AMENDMENT AND RESTATEMENT OF THE BY-LAWS OF THE COMPANY TO REFLECT THE CAPITAL INCREASES APPROVED BY THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 370 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2022 | 2 | ELECTION OF DIRECTOR : STEPHEN R. COLE | Mgmt | Y | FOR | FOR |
| 371 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2022 | 3 | ELECTION OF DIRECTOR : IAN W. DELANEY | Mgmt | Y | FOR | FOR |
| 372 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2022 | 4 | ELECTION OF DIRECTOR : OHN W. GILDNER | Mgmt | Y | FOR | FOR |
| 373 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2022 | 5 | ELECTION OF DIRECTOR : J. CAMERON MACDONALD | Mgmt | Y | FOR | FOR |
| 374 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2022 | 6 | ELECTION OF DIRECTOR : LISA MAZZOCCO | Mgmt | Y | FOR | FOR |
| 375 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2022 | 7 | ELECTION OF DIRECTOR : KEVIN E. PARKER | Mgmt | Y | FOR | FOR |
| 376 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2022 | 8 | ELECTION OF DIRECTOR : BRUCE V. WALTER | Mgmt | Y | FOR | FOR |
| 377 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2022 | 9 | TO RE-APPOINT DELOITTE LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION (THE "AUDIT COMMITTEE") TO FIX THEIR REMUNERATION AND TERMS OF ENGAGEMENT | Mgmt | Y | FOR | FOR |
| 378 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2022 | 10 | TO CONSIDER A RESOLUTION (THE "OPTION PLAN RESOLUTION") TO CONFIRM AND APPROVE THE AMENDED AND RESTATED 10% ROLLING INCENTIVE STOCK OPTION PLAN OF THE CORPORATION, AS REQUIRED BY THE TSX VENTURE EXCHANGE ON AN ANNUAL BASIS | Mgmt | Y | FOR | FOR |
| 379 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 5 | APPROVE REMUNERATION REPORT | Mgmt | Y | FOR | FOR |
| 380 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 6 | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | Y | FOR | FOR |
| 381 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 8 | APPROVE DIVIDENDS OF EUR 1.56 PER SHARE | Mgmt | Y | FOR | FOR |
| 382 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 9 | APPROVE DISCHARGE OF EXECUTIVE BOARD | Mgmt | Y | FOR | FOR |
| 383 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 10 | APPROVE DISCHARGE OF SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 384 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 13 | REELECT DAVID COLE TO SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 385 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 14 | REELECT HANS SCHOEN TO SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 386 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 15 | ELECT PAULINE VAN DER MEER MOHR TO SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 387 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 16 | RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS | Mgmt | Y | FOR | FOR |
| 388 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 17 | GRANT BOARD AUTHORITY TO ISSUE ORDINARY SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Mgmt | Y | AGAINST | AGAINST |
| 389 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 18 | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Mgmt | Y | AGAINST | AGAINST |
| 390 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 19 | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 20 PERCENT OF ISSUED CAPITAL IN CONNECTION WITH A RIGHTS ISSUE | Mgmt | Y | AGAINST | AGAINST |
| 391 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 20 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Mgmt | Y | FOR | FOR |
| 392 | NN GROUP N.V. | NN NA | N64038107 | Annual; 19-May-2022 | 21 | APPROVE REDUCTION IN SHARE CAPITAL THROUGH CANCELLATION OF SHARES | Mgmt | Y | FOR | FOR |
| 393 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 5 | APPROVE REMUNERATION REPORT | Mgmt | Y | AGAINST | AGAINST |
| 394 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 6 | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | Y | FOR | FOR |
| 395 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 8 | APPROVE DIVIDENDS OF EUR 0.43 PER SHARE | Mgmt | Y | FOR | FOR |
| 396 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 9 | RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS FOR THE FINANCIAL YEAR 2022 | Mgmt | Y | FOR | FOR |
| 397 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 10 | RATIFY DELOITTE ACCOUNTANTS B.V. AS AUDITORS FOR THE FINANCIAL YEAR 2023 | Mgmt | Y | FOR | FOR |
| 398 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 11 | AMEND REMUNERATION POLICY | Mgmt | Y | AGAINST | AGAINST |
| 399 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 12 | APPROVE NEW SHARE INCENTIVE PLAN | Mgmt | Y | AGAINST | AGAINST |
| 400 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 13 | APPROVE DISCHARGE OF EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 401 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 14 | APPROVE DISCHARGE OF NON-EXECUTIVE DIRECTORS | Mgmt | Y | FOR | FOR |
| 402 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 15 | ELECT A. DUMAS AS NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 403 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 16 | AUTHORIZE REPURCHASE OF SHARES | Mgmt | Y | FOR | FOR |
| 404 | EXOR N.V. | EXO IM | N3140A107 | Annual; 24-May-2022 | 17 | APPROVE CANCELLATION OF REPURCHASED SHARES | Mgmt | Y | FOR | FOR |
| 405 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 30-May-2022 | 2 | ELECTION OF DIRECTOR: MR. JOHN BURZYNSKI | Mgmt | Y | FOR | FOR |
| 406 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 30-May-2022 | 3 | ELECTION OF DIRECTOR: MR. JOSE VIZQUERRA BENAVIDES | Mgmt | Y | FOR | FOR |
| 407 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 30-May-2022 | 4 | ELECTION OF DIRECTOR: MR. PATRICK ANDERSON | Mgmt | Y | FOR | FOR |
| 408 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 30-May-2022 | 5 | ELECTION OF DIRECTOR: MR. KEITH MCKAY | Mgmt | Y | FOR | FOR |
| 409 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 30-May-2022 | 6 | ELECTION OF DIRECTOR: MS. AMY SATOV | Mgmt | Y | FOR | FOR |
| 410 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 30-May-2022 | 7 | ELECTION OF DIRECTOR: MR. BERNARDO ALVAREZ CALDERON | Mgmt | Y | FOR | FOR |
| 411 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 30-May-2022 | 8 | ELECTION OF DIRECTOR: MS. ANDREE ST-GERMAIN | Mgmt | Y | FOR | FOR |
| 412 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 30-May-2022 | 9 | ELECTION OF DIRECTOR: MS. CATHY SINGER | Mgmt | Y | FOR | FOR |
| 413 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 30-May-2022 | 10 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 414 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 31-May-2022 | 2 | RATIFY THE HIRING OF MAGALHAES ANDRADE S.S AUDITORS INDEPENDENTS, AS THE EXPERT COMPANY RESPONSIBLE FOR THE ELABORATION OF THE APPRAISAL REPORT OF THE NET EQUITY OF SCB DISTRIBUICAO E COMERCIO VAREJISTA DE ALIMENTOS LTDA. SCB TO BE MERGED INTO THE COMPANY, ON THE BASE DATE OF MARCH 31, 2022 MERGER APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 415 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 31-May-2022 | 3 | APPROVE THE MERGER APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 416 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 31-May-2022 | 4 | APPROVE THE MERGER INTO THE COMPANY OF ITS SUBSIDIARY, SCB, IN THE TERMS AND CONDITIONS DESCRIBED IN THE MERGER PROTOCOL AND JUSTIFICATION OF SCB, EXECUTED BY THE MANAGEMENT OF THE COMPANY AND SCB | Mgmt | Y | FOR | FOR |
| 417 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 31-May-2022 | 5 | SHOULD A SECOND CALL FOR THE GENERAL SHAREHOLDERS MEETING BE NECESSARY, THE VOTING INSTRUCTIONS CONTAINED IN THIS FORM MAY ALSO BE CONSIDERED IN THE EVENT OF A GENERAL SHAREHOLDERS MEETING HELD UPON SECOND CALL | Mgmt | Y | FOR | FOR |
| 418 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 1 | Election of Director for one-year term: Darron M. Anderson | Mgmt | Y | FOR | FOR |
| 419 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 2 | Election of Director for one-year term: Melissa Cougle | Mgmt | Y | FOR | FOR |
| 420 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 3 | Election of Director for one-year term: Dick H. Fagerstal | Mgmt | Y | FOR | FOR |
| 421 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 4 | Election of Director for one-year term: Quintin V. Kneen | Mgmt | Y | FOR | FOR |
| 422 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 5 | Election of Director for one-year term: Louis A. Raspino | Mgmt | Y | FOR | FOR |
| 423 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 6 | Election of Director for one-year term: Larry T. Rigdon | Mgmt | Y | FOR | FOR |
| 424 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 7 | Election of Director for one-year term: Robert E. Robotti | Mgmt | Y | FOR | FOR |
| 425 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 8 | Election of Director for one-year term: Kenneth H. Traub | Mgmt | Y | FOR | FOR |
| 426 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 9 | Election of Director for one-year term: Lois K. Zabrocky | Mgmt | Y | FOR | FOR |
| 427 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 10 | Say on Pay Vote - An advisory vote to approve executive compensation as disclosed in the proxy statement. | Mgmt | Y | FOR | FOR |
| 428 | TIDEWATER INC. | TDW | 88642R109 | Annual; 14-Jun-2022 | 11 | Ratification of the selection of PriceWaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | Y | FOR | FOR |
| 429 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | #N/A | 2 | RE-APPOINTMENT OF SANJIVNAYAN RAHULKUMAR BAJAJ (DIN 00014615) AS MANAGING DIRECTOR OF THE COMPANY FOR A PERIOD OF FIVE YEARS WITH EFFECT FROM 1 APRIL 2022 | Mgmt | Y | AGAINST | AGAINST |
| 430 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | #N/A | 3 | RE-APPOINTMENT OF DR. NAUSHAD DARIUS FORBES (DIN 00630825) AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A SECOND TERM OF FIVE CONSECUTIVE YEARS WITH EFFECT FROM 15 SEPTEMBER 2022 | Mgmt | Y | FOR | FOR |
| 431 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 23-Jun-2022 | 2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE AUDITOR | Mgmt | Y | FOR | FOR |
| 432 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 23-Jun-2022 | 3 | ELECTION OF DIRECTOR: TANYA COVASSIN | Mgmt | Y | FOR | FOR |
| 433 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 23-Jun-2022 | 4 | ELECTION OF DIRECTOR: JONATHAN GOODMAN | Mgmt | Y | FOR | FOR |
| 434 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 23-Jun-2022 | 5 | ELECTION OF DIRECTOR: ISABEL MEHARRY | Mgmt | Y | FOR | FOR |
| 435 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 23-Jun-2022 | 6 | ELECTION OF DIRECTOR: ANDREW MOLSON | Mgmt | Y | FOR | FOR |
| 436 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 23-Jun-2022 | 7 | ELECTION OF DIRECTOR: PETER NIXON | Mgmt | Y | FOR | FOR |
| 437 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 23-Jun-2022 | 8 | ELECTION OF DIRECTOR: ALLEN PALMIERE | Mgmt | Y | FOR | FOR |
| 438 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 23-Jun-2022 | 9 | ELECTION OF DIRECTOR: A. MURRAY SINCLAIR | Mgmt | Y | FOR | FOR |
| 439 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Jun-2022 | 3 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE JOINT DISPOSITION OF CERTAIN IMMOVABLE PROPERTY OWNED BY THE COMPANY, BRIEFLY DESCRIBED AS A. EDIFICIO GLORIA, PRACA FLORIANO, 31, RIO DE JANEIRO, RJ, EDIFICIO GLORIA, B. EDIFICIO MANCHETE, RUA DO RUSSEL, 804, RIO DE JANEIRO, RJ, EDIFICIO MANCHETE, C. EDIFICIO VENTURA, AVENIDA REPUBLICA DO CHILE, 330, RIO DE JANEIRO, RJ, EDIFICIO VENTURA, D. EDIFICIO PALACIO DA AGRICULTURA, SETOR BANCARIO NORTE, QUADRA 1, BLOCO F, BRASILIA, DF, EDIFICIO BRASILIA, E. EDIFICIO PANAMERICA GREEN PARK, AVENIDA GUIDO CALOI, 1002, SAO PAULO, SP, EDIFICIO PANAMERICA GREEN PARK, F. EDIFICIO PANAMERICA PARK, AVENIDA GUIDO CALOI, 1000, SAO PAULO, SP, EDIFICIO PANAMERICA PARK, G. TORRE A, TORRE NACOES UNIDAS, AVENIDA DAS NACOES UNIDAS, 12495, SAO PAULO, SP, TORRE A, TNU, H. TORRES B1, AROEIRA, B2, PAINEIRA E 30,0 PER CENT OF B3, JATOBA, 13 TO 17 FLOOR, OF SUBCONDOMINIO OF SETOR B, OF THE CONDOMINIO PARQUE DA CIDADE, AVENIDA DAS NACOES UNIDAS, 14401, SAO PAULO, SP, PARQUE DA CIDADE, I. EDIFICIO CENTENARIO, RUA FLORIDA, 1970, SAO PAULO, SP, EDIFICIO CENTENARIO, J. EDIFICIO PLAZA CENTENARIO, AVENIDA DAS NACOES UNIDAS, 12995, SAO PAULO, SP, EDIFICIO PLAZA CENTENARIO, K. EDIFICIO ALPHAVILLE, ALAMEDA GRAJAU, 219, BARUERI, SP, EDIFICIO ALPHAVILLE, UNDER THE TERMS OF THE PROPOSAL FROM THE MANAGEMENT, FROM HERE ONWARDS REFERRED TO AS TRANSACTION 1, AS WELL AS TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ANY ACT THAT IS NECESSARY FOR THE IMPLEMENTATION OF TRANSACTION 1 | Mgmt | Y | FOR | FOR |
| 440 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Jun-2022 | 4 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE DISPOSITION OF AUTONOMOUS UNIT BLOCK B, OF CONDOMINIO WTORRE JK, AVENIDA PRESIDENTE JUSCELINO KUBITSCHEK 2041, SAO PAULO, SP, FROM HERE ONWARDS REFERRED TO AS THE JK REAL PROPERTY, UNDER THE TERMS OF THE PROPOSAL FROM THE MANAGEMENT, FROM HERE ONWARDS REFERRED TO AS TRANSACTION 2, AS WELL AS TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ANY ACT THAT IS NECESSARY FOR THE IMPLEMENTATION OF TRANSACTION 2 | Mgmt | Y | FOR | FOR |
| 441 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Jun-2022 | 5 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE DISPOSITION OF 11.5124 PERCENT OF SUITE 34 OF TOWER B3, JATOBA, OF THE SUBCONDOMINIUM OF SECTOR B, OF CONDOMINIO PARQUE DA CIDADE, AVENIDA DAS NACOES UNIDAS 14401, SAO PAULO, SP, FROM HERE ONWARDS REFERRED TO AS SUITE 34 JATOBA, UNDER THE TERMS OF THE PROPOSAL FROM THE MANAGEMENT, FROM HERE ONWARDS REFERRED TO AS TRANSACTION 3, AS WELL AS TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ANY ACT THAT IS NECESSARY FOR THE IMPLEMENTATION OF TRANSACTION 3 | Mgmt | Y | FOR | FOR |
| | CONTENT KEY: | | | | | | | | | |
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | | | | | | | | |
| B. | Ticker - e.g., MSFT | | | | | | | | | |
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | | | | | | | | |
| D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | | | | | | | | |
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | | | | |
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | | | | |
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | | | | |
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | | | | | | |
| I. | For or Against Management Recommendation - Did the Manager voter FOR or AGAINST Management's Recommendation | | | | | | |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Monarch Ambasador Income ETF | | | | | Item 1, Exhibit 19 |
| Investment Company Act file number: 811-23066 | | | | | | | |
| Reporting Period: July 1, 2021 through June 30, 2022 |
| | | | | | | | | | | |
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted (Y/N) | (h) Fund Vote | (i) For/Against Management Recommendation |
| 1 | No proxies voted during this period. | | | | | | | |
| 2 | | | | | | | | | | |
| 3 | | | | | | | | | | |
| 4 | | | | | | | | | | |
| 5 | | | | | | | | | | |
| 6 | | | | | | | | | | |
| 7 | | | | | | | | | | |
| 8 | | | | | | | | | | |
| 9 | | | | | | | | | | |
| 10 | | | | | | | | | | |
| 11 | | | | | | | | | | |
| 12 | | | | | | | | | | |
| 13 | | | | | | | | | | |
| 14 | | | | | | | | | | |
| 15 | | | | | | | | | | |
| 16 | | | | | | | | | | |
| 17 | | | | | | | | | | |
| 18 | | | | | | | | | | |
| 19 | | | | | | | | | | |
| 20 | | | | | | | | | | |
| 21 | | | | | | | | | | |
| 22 | | | | | | | | | | |
| 23 | | | | | | | | | | |
| 24 | | | | | | | | | | |
| 25 | | | | | | | | | | |
| 26 | | | | | | | | | | |
| 27 | | | | | | | | | | |
| 28 | | | | | | | | | | |
| 29 | | | | | | | | | | |
| 30 | | | | | | | | | | |
| | | | | | | | | | | |
| | CONTENT KEY: | | | | | | | | |
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | | | | | |
| B. | Ticker - e.g., MSFT | | | | | | | | |
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | | | | | |
| D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | | | | | | |
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. |
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. |
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | | | | |
| I. | Whether the registrant cast its vote for or against Management | | | | | | |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Monarch Blue Chips Core ETF |
| Investment Company Act file number: 811-23066 | Item 1, Exhibit 20 |
| Reporting Period: July 1, 2021 through June 30, 2022 |
| | | | | | | | | | | | |
| IssuerName - A | Ticker - B | SecurityID - C | SymbolType - C | MeetingDate - D | MeetingType - D | BallotIssueNumber - E | ProposalText - E | Proponent -F | LogicalBallotStatus -G | VoteCast - H | MgmtReco - I |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.1 | Elect Robert J. Alpern | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.2 | Elect Sally E. Blount | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.3 | Elect Robert B. Ford | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.4 | Elect Paola Gonzalez | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.5 | Elect Michelle A. Kumbier | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.6 | Elect Darren W. McDew | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.7 | Elect Nancy McKinstry | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.8 | Elect William A. Osborn | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.9 | Elect Michael F. Roman | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.10 | Elect Daniel J. Starks | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.11 | Elect John G. Stratton | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 1.12 | Elect Glenn F. Tilton | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 2 | Ratification of Auditor | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 6 | Shareholder Proposal Regarding 10b5-1 Plans | ShrHoldr | Voted | For | Against |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against |
| Abbott Laboratories | ABT | 002824100 | CUSIP | 4/29/2022 | Annual | 8 | Shareholder Proposal Regarding a Report on Investment to Slow Antimicrobial Resistance | ShrHoldr | Voted | Against | Against |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 1 | Elect Jaime Ardila | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 2 | Elect Nancy McKinstry | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 3 | Elect Beth E. Mooney | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 4 | Elect Gilles Pelisson | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 5 | Elect Paula A. Price | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 6 | Elect Venkata Renduchintala | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 7 | Elect Arun Sarin | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 8 | Elect Julie Sweet | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 9 | Elect Frank K. Tang | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 10 | Elect Tracey T. Travis | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 12 | Approval of Amendment to the 2010 Share Incentive Plan | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For |
| Accenture plc | ACN | G1151C101 | CUSIP | 1/26/2022 | Annual | 16 | Authorize the Price Range at which the Company can Re-allot Treasury Shares | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 2 | Elect Brett Biggs | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 3 | Elect Melanie Boulden | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 4 | Elect Frank A. Calderoni | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 5 | Elect Laura Desmond | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 6 | Elect Shantanu Narayen | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 7 | Elect Spencer Neumann | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 8 | Elect Kathleen Oberg | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 9 | Elect Dheeraj Pandey | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 10 | Elect David A. Ricks | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 11 | Elect Daniel Rosensweig | Mgmt | Voted | Against | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 12 | Elect John E. Warnock | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 13 | Ratification of Auditor | Mgmt | Voted | For | For |
| Adobe Inc. | ADBE | 00724F101 | CUSIP | 4/14/2022 | Annual | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 1 | Elect Larry Page | Mgmt | Voted | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 2 | Elect Sergey Brin | Mgmt | Voted | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 3 | Elect Sundar Pichai | Mgmt | Voted | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 4 | Elect John L. Hennessy | Mgmt | Voted | Against | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 5 | Elect Frances H. Arnold | Mgmt | Voted | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 6 | Elect L. John Doerr | Mgmt | Voted | Against | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 7 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 8 | Elect Ann Mather | Mgmt | Voted | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 9 | Elect K. Ram Shriram | Mgmt | Voted | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 10 | Elect Robin L. Washington | Mgmt | Voted | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 11 | Ratification of Auditor | Mgmt | Voted | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 12 | Amendment to the 2021 Stock Plan | Mgmt | Voted | Against | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 13 | Increase in Authorized Common Stock | Mgmt | Voted | Against | For |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 15 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 16 | Shareholder Proposal Regarding Report on Physical Risks of Climate Change | ShrHoldr | Voted | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 17 | Shareholder Proposal Regarding Report on Water Management Risks | ShrHoldr | Voted | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 18 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 19 | Shareholder Proposal Regarding Concealment Clauses | ShrHoldr | Voted | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 20 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 21 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Voted | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 22 | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | ShrHoldr | Voted | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 23 | Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security | ShrHoldr | Voted | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 24 | Shareholder Proposal Regarding Algorithm Disclosures | ShrHoldr | Voted | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 25 | Shareholder Proposal Regarding Human Rights Impact Assessment Report | ShrHoldr | Voted | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 26 | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | ShrHoldr | Voted | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 27 | Shareholder Proposal Regarding Report on Board Diversity | ShrHoldr | Voted | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 28 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Voted | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 29 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Voted | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | CUSIP | 6/1/2022 | Annual | 30 | Shareholder Proposal Regarding Report on Military Policing Agencies | ShrHoldr | Voted | For | Against |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 1 | Elect James A. Bell | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 2 | Elect Timothy D. Cook | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 3 | Elect Albert A. Gore | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 4 | Elect Alex Gorsky | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 5 | Elect Andrea Jung | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 6 | Elect Arthur D. Levinson | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 7 | Elect Monica C. Lozano | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 8 | Elect Ronald D. Sugar | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 9 | Elect Susan L. Wagner | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 10 | Ratification of Auditor | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 12 | Approval of the 2022 Employee Stock Plan | Mgmt | Voted | For | For |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 13 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | Against |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 14 | Shareholder Proposal Regarding App Removals | ShrHoldr | Voted | Against | Against |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 15 | Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor | ShrHoldr | Voted | Against | Against |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 16 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 17 | Shareholder Proposal Regarding Civil Rights Audit | ShrHoldr | Voted | For | Against |
| Apple Inc. | AAPL | 037833100 | CUSIP | 3/4/2022 | Annual | 18 | Shareholder Proposal Regarding Concealment Clauses | ShrHoldr | Voted | For | Against |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.1 | Elect Timothy M. Armstrong | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.2 | Elect Glenn D. Fogel | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.3 | Elect Mirian M. Graddick-Weir | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.4 | Elect Wei Hopeman | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.5 | Elect Robert J. Mylod Jr. | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.6 | Elect Charles H. Noski | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.7 | Elect Nicholas J. Read | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.8 | Elect Thomas E. Rothman | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.9 | Elect Sumit Singh | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.10 | Elect Lynn M. Vojvodich Radakovich | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 1.11 | Elect Vanessa A. Wittman | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 3 | Ratification of Auditor | Mgmt | Voted | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against |
| Booking Holdings Inc. | BKNG | 09857L108 | CUSIP | 6/9/2022 | Annual | 5 | Shareholder Proposal Regarding Linking Executive Pay to Climate Change Performance | ShrHoldr | Voted | Against | Against |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 1 | Elect Rainer M. Blair | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 2 | Elect Linda P. Hefner Filler | Mgmt | Voted | Against | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 3 | Elect Teri L. List | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 4 | Elect Walter G. Lohr, Jr. | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 5 | Elect Jessica L. Mega | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 6 | Elect Mitchell P. Rales | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 7 | Elect Steven M. Rales | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 8 | Elect Pardis C. Sabeti | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 9 | Elect A. Shane Sanders | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 10 | Elect John T. Schwieters | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 11 | Elect Alan G. Spoon | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 12 | Elect Raymond C. Stevens | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 13 | Elect Elias A. Zerhouni | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 14 | Ratification of Auditor | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Danaher Corporation | DHR | 235851102 | CUSIP | 5/10/2022 | Annual | 16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 1 | Elect Darius Adamczyk | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 2 | Elect Duncan B. Angove | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 3 | Elect William S. Ayer | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 4 | Elect Kevin Burke | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 5 | Elect D. Scott Davis | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 6 | Elect Deborah Flint | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 7 | Elect Rose Lee | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 8 | Elect Grace D. Lieblein | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 9 | Elect George Paz | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 10 | Elect Robin L. Washington | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 12 | Ratification of Auditor | Mgmt | Voted | For | For |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 14 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | Against | Against |
| Honeywell International Inc. | HON | 438516106 | CUSIP | 4/25/2022 | Annual | 15 | Shareholder Proposal Regarding Report on Environmental & Social Due Diligence Process | ShrHoldr | Voted | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 1 | Elect Merit E. Janow | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 2 | Elect Candido Botelho Bracher | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 3 | Elect Richard K. Davis | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 4 | Elect Julius Genachowski | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 5 | Elect GOH Choon Phong | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 6 | Elect Oki Matsumoto | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 7 | Elect Michael Miebach | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 8 | Elect Youngme E. Moon | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 9 | Elect Rima Qureshi | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 10 | Elect Gabrielle Sulzberger | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 11 | Elect Jackson P. Tai | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 12 | Elect Harit Talwar | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 13 | Elect Lance Uggla | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 15 | Ratification of Auditor | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 16 | Restoration of Right to Call a Special Meeting | Mgmt | Voted | For | For |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 17 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 18 | Shareholder Proposal Regarding Political Donations to Objectors | ShrHoldr | Voted | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 19 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Voted | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | CUSIP | 6/21/2022 | Annual | 20 | Shareholder Proposal Regarding Report on Untraceable Firearms | ShrHoldr | Voted | Against | Against |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 1 | Elect Richard H. Anderson | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 2 | Elect Craig Arnold | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 3 | Elect Scott C. Donnelly | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 4 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 5 | Elect Randall J. Hogan, III | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 6 | Elect Kevin E. Lofton | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 7 | Elect Geoffrey Straub Martha | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 8 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 9 | Elect Denise M. O'Leary | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 10 | Elect Kendall J. Powell | Mgmt | Voted | Against | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 14 | 2021 Long Term Incentive Plan | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For |
| Medtronic Plc | MDT | G5960L103 | CUSIP | 12/9/2021 | Annual | 17 | Authority to Repurchase Shares | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 1.1 | Elect Peggy Alford | Mgmt | Voted | Withhold | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 1.2 | Elect Marc L. Andreessen | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 1.3 | Elect Andrew W. Houston | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 1.4 | Elect Nancy Killefer | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 1.5 | Elect Robert M. Kimmitt | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 1.6 | Elect Sheryl K. Sandberg | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 1.7 | Elect Tracey T. Travis | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 1.8 | Elect Tony Xu | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 1.9 | Elect Mark Zuckerberg | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 2 | Ratification of Auditor | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 6 | Shareholder Proposal Regarding Concealment Clauses | ShrHoldr | Voted | For | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 7 | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | ShrHoldr | Voted | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 8 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Voted | For | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 9 | Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project | ShrHoldr | Voted | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 10 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Voted | For | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 11 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Voted | For | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 12 | Shareholder Proposal Regarding Non-discrimination Audit | ShrHoldr | Voted | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 14 | Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee | ShrHoldr | Voted | For | Against |
| Meta Platforms, Inc. | FB | 30303M102 | CUSIP | 5/25/2022 | Annual | 15 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Voted | Against | Against |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 1 | Elect Reid G. Hoffman | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 2 | Elect Hugh F. Johnston | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 3 | Elect Teri L. List | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 4 | Elect Satya Nadella | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 5 | Elect Sandra E. Peterson | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 6 | Elect Penny S. Pritzker | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 7 | Elect Carlos A. Rodriguez | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 8 | Elect Charles W. Scharf | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 9 | Elect John W. Stanton | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 10 | Elect John W. Thompson | Mgmt | Voted | Against | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 11 | Elect Emma N. Walmsley | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 12 | Elect Padmasree Warrior | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 14 | Approval of the Employee Stock Purchase Plan | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 15 | Ratification of Auditor | Mgmt | Voted | For | For |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 16 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 17 | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies | ShrHoldr | Voted | For | Against |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 18 | Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities | ShrHoldr | Voted | Against | Against |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 19 | Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge | ShrHoldr | Voted | Against | Against |
| Microsoft Corporation | MSFT | 594918104 | CUSIP | 11/30/2021 | Annual | 20 | Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies | ShrHoldr | Voted | Against | Against |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 1 | Elect Sherry S. Barrat | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 2 | Elect James L. Camaren | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 3 | Elect Kenneth B. Dunn | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 4 | Elect Naren K. Gursahaney | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 5 | Elect Kirk S. Hachigian | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 6 | Elect John W. Ketchum | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 7 | Elect Amy B. Lane | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 8 | Elect David L. Porges | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 9 | Elect James L. Robo | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 10 | Elect Rudy E. Schupp | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 11 | Elect John L. Skolds | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 12 | Elect John Arthur Stall | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 13 | Elect Darryl L. Wilson | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 14 | Ratification of Auditor | Mgmt | Voted | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | For |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 16 | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | ShrHoldr | Voted | For | Against |
| NextEra Energy, Inc. | NEE | 65339F101 | CUSIP | 5/19/2022 | Annual | 17 | Shareholder Proposal Regarding Employee Diversity Data Reporting | ShrHoldr | Voted | For | Against |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 1 | Elect Robert K. Burgess | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 2 | Elect Tench Coxe | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 3 | Elect John O. Dabiri | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 4 | Elect Persis S. Drell | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 5 | Elect Jen-Hsun Huang | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 6 | Elect Dawn Hudson | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 7 | Elect Harvey C. Jones | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 8 | Elect Michael G. McCaffery | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 9 | Elect Stephen C. Neal | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 10 | Elect Mark L. Perry | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 11 | Elect A. Brooke Seawell | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 12 | Elect Aarti Shah | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 13 | Elect Mark A. Stevens | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 15 | Ratification of Auditor | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 16 | Increase in Authorized Common Stock | Mgmt | Voted | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | CUSIP | 6/2/2022 | Annual | 17 | Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 1 | Elect Rodney C. Adkins | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 2 | Elect Jonathan Christodoro | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 3 | Elect John J. Donahoe II | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 4 | Elect David W. Dorman | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 5 | Elect Belinda J. Johnson | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 6 | Elect Enrique Lores | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 7 | Elect Gail J. McGovern | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 8 | Elect Deborah M. Messemer | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 9 | Elect David M. Moffett | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 10 | Elect Ann M. Sarnoff | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 11 | Elect Daniel H. Schulman | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 12 | Elect Frank D. Yeary | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 15 | Ratification of Auditor | Mgmt | Voted | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | CUSIP | 6/2/2022 | Annual | 16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 1 | Elect Marc R. Benioff | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 2 | Elect Bret Taylor | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 3 | Elect Laura Alber | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 4 | Elect Craig A. Conway | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 5 | Elect Parker Harris | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 6 | Elect Alan G. Hassenfeld | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 7 | Elect Neelie Kroes | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 8 | Elect Oscar Munoz | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 9 | Elect Sanford R. Robertson | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 10 | Elect John V. Roos | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 11 | Elect Robin L. Washington | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 12 | Elect Maynard G. Webb | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 13 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 15 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 16 | Ratification of Auditor | Mgmt | Voted | Against | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Abstain | Against |
| Salesforce, Inc. | CRM | 79466L302 | CUSIP | 6/9/2022 | Annual | 19 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 1 | Elect Mark A. Blinn | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 2 | Elect Todd M. Bluedorn | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 3 | Elect Janet F. Clark | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 4 | Elect Carrie S. Cox | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 5 | Elect Martin S. Craighead | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 6 | Elect Jean M. Hobby | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 7 | Elect Michael D. Hsu | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 8 | Elect Haviv Ilan | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 9 | Elect Ronald Kirk | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 10 | Elect Pamela H. Patsley | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 11 | Elect Robert E. Sanchez | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 12 | Elect Richard K. Templeton | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 14 | Ratification of Auditor | Mgmt | Voted | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | CUSIP | 4/28/2022 | Annual | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 1 | Elect Jose B. Alvarez | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 2 | Elect Alan M. Bennett | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 3 | Elect Rosemary T. Berkery | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 4 | Elect David T. Ching | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 5 | Elect C. Kim Goodwin | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 6 | Elect Ernie Herrman | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 7 | Elect Michael F. Hines | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 8 | Elect Amy B. Lane | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 9 | Elect Carol Meyrowitz | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 10 | Elect Jackwyn L. Nemerov | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 11 | Elect John F. O'Brien | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 12 | Ratification of Auditor | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 13 | Approval of the 2022 Stock Incentive Plan | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 15 | Shareholder Proposal Regarding Report on Supply Chain Due Diligence | ShrHoldr | Voted | Against | Against |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 16 | Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification | ShrHoldr | Voted | Against | Against |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 17 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Voted | Against | Against |
| The TJX Companies, Inc. | TJX | 872540109 | CUSIP | 6/7/2022 | Annual | 18 | Shareholder Proposal Regarding Paid Sick Leave | ShrHoldr | Voted | For | Against |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 1 | Elect Susan E. Arnold | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 2 | Elect Mary T. Barra | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 3 | Elect Safra A. Catz | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 4 | Elect Amy L. Chang | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 5 | Elect Robert A. Chapek | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 6 | Elect Francis A. deSouza | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 7 | Elect Michael B.G. Froman | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 8 | Elect Maria Elena Lagomasino | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 9 | Elect Calvin R. McDonald | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 10 | Elect Mark G. Parker | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 11 | Elect Derica W. Rice | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 12 | Ratification of Auditor | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 16 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | ShrHoldr | Voted | Against | Against |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 17 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | For | Against |
| The Walt Disney Company | DIS | 254687106 | CUSIP | 3/9/2022 | Annual | 18 | Shareholder Proposal Regarding Non-Discrimination Audit | ShrHoldr | Voted | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 1 | Elect Marc N. Casper | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 2 | Elect Nelson J. Chai | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 3 | Elect Ruby R. Chandy | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 4 | Elect C. Martin Harris | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 5 | Elect Tyler Jacks | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 6 | Elect R. Alexandra Keith | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 7 | Elect Jim P. Manzi | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 8 | Elect James C. Mullen | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 9 | Elect Lars Rebien Sorensen | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 10 | Elect Debora L. Spar | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 11 | Elect Scott M. Sperling | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 12 | Elect Dion J. Weisler | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | CUSIP | 5/18/2022 | Annual | 14 | Ratification of Auditor | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 1 | Elect Lloyd A. Carney | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 2 | Elect Mary B. Cranston | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 5 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 6 | Elect John F. Lundgren | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 7 | Elect Robert W. Matschullat | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 8 | Elect Denise M. Morrison | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 9 | Elect Linda Rendle | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 10 | Elect Maynard G. Webb | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Visa Inc. | V | 92826C839 | CUSIP | 1/25/2022 | Annual | 12 | Ratification of Auditor | Mgmt | Voted | For | For |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Monarch Pro Cap ETF |
| Investment Company Act file number: 811-23066 | Item 1, Exhibit 21 |
| Reporting Period: July 1, 2021 through June 30, 2022 | | | | | | | | | |
| | | | | | | | | | | | |
| IssuerName | Ticker -B | SecurityID - C | SymbolType - C | MeetingDate -D | MeetingType - D | BallotIssueNumber -E | ProposalText -E | Proponent -F | LogicalBallotStatus - G | VoteCast - H | MgmtReco - I |
| SSgA Active Trust | XLB | 81369Y506 | CUSIP | 10/29/2021 | Special | 1.1 | Elect Allison Grant Williams | Mgmt | Voted | For | For |
| SSgA Active Trust | XLB | 81369Y506 | CUSIP | 10/29/2021 | Special | 1.2 | Elect Sheila Hartnett-Devlin | Mgmt | Voted | For | For |
| SSgA Active Trust | XLB | 81369Y506 | CUSIP | 10/29/2021 | Special | 1.3 | Elect James Jessee | Mgmt | Voted | For | For |
| SSgA Active Trust | XLB | 81369Y506 | CUSIP | 10/29/2021 | Special | 1.4 | Elect Teresa Polley | Mgmt | Voted | For | For |
| SSgA Active Trust | XLB | 81369Y506 | CUSIP | 10/29/2021 | Special | 1.5 | Elect Ashley T. Rabun | Mgmt | Voted | For | For |
| SSgA Active Trust | XLB | 81369Y506 | CUSIP | 10/29/2021 | Special | 1.6 | Elect James E. Ross | Mgmt | Voted | For | For |
| SSgA Active Trust | XLB | 81369Y506 | CUSIP | 10/29/2021 | Special | 1.7 | Elect Rory Tobin | Mgmt | Voted | For | For |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - USA Mutuals All Seasons Fund | | | | | Item 1, Exhibit 22 |
| Investment Company Act file number: 811-23066 | | | | | | | |
| Reporting Period: July 1, 2021 through June 30, 2022 |
| | | | | | | | | | | |
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted (Y/N) | (h) Fund Vote | (i) For/Against Management Recommendation |
| 1 | No proxies voted during this period. | | | | | | | |
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| 30 | | | | | | | | | | |
| | | | | | | | | | | |
| | CONTENT KEY: | | | | | | | | |
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | | | | | |
| B. | Ticker - e.g., MSFT | | | | | | | | |
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | | | | | |
| D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | | | | | | |
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. |
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. |
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | | | | |
| I. | Whether the registrant cast its vote for or against Management | | | | | | |
Item 1, Exhibit 23
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-10319
Reporting Period: 07/01/2021 - 06/30/2022
USA Mutuals
============================== Vitium Global fund ==============================
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ian L.T. Clarke For For Management
1b Elect Director Marjorie M. Connelly For For Management
1c Elect Director R. Matt Davis For For Management
1d Elect Director William F. Gifford, Jr. For For Management
1e Elect Director Debra J. Kelly-Ennis For For Management
1f Elect Director W. Leo Kiely, III For For Management
1g Elect Director Kathryn B. McQuade For For Management
1h Elect Director George Munoz For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
1l Elect Director M. Max Yzaguirre For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Third-Party Civil Rights Against For Shareholder
Audit
--------------------------------------------------------------------------------
BAE SYSTEMS PLC
Ticker: BA Security ID: G06940103
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: MAY 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Nicholas Anderson as Director For For Management
5 Re-elect Thomas Arseneault as Director For For Management
6 Re-elect Sir Roger Carr as Director For For Management
7 Re-elect Dame Elizabeth Corley as For For Management
Director
8 Re-elect Bradley Greve as Director For For Management
9 Re-elect Jane Griffiths as Director For For Management
10 Re-elect Christopher Grigg as Director For For Management
11 Re-elect Stephen Pearce as Director For For Management
12 Re-elect Nicole Piasecki as Director For For Management
13 Re-elect Charles Woodburn as Director For For Management
14 Elect Crystal E Ashby as Director For For Management
15 Elect Ewan Kirk as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Approve Share Incentive Plan For For Management
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: 110448107
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: MAR 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Reappoint KPMG LLP as Auditors For For Management
5 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Re-elect Luc Jobin as Director For For Management
7 Re-elect Jack Bowles as Director For For Management
8 Re-elect Tadeu Marroco as Director For For Management
9 Re-elect Sue Farr as Director For For Management
10 Re-elect Karen Guerra as Director For For Management
11 Re-elect Holly Keller Koeppel as For For Management
Director
12 Re-elect Savio Kwan as Director For For Management
13 Re-elect Dimitri Panayotopoulos as For For Management
Director
14 Re-elect Darrell Thomas as Director For For Management
15 Elect Kandy Anand as Director For For Management
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CARLSBERG A/S
Ticker: CARL.B Security ID: K36628137
Meeting Date: MAR 14, 2022 Meeting Type: Annual
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income and For For Management
Dividends of DKK 24 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5.A Approve Remuneration of Directors in For For Management
the Amount of DKK 1.99 Million for
Chairman, DKK 660,000 for Vice Chair
and DKK 440,000 for Other Directors;
Approve Remuneration for Committee Work
5.B Approve DKK 68 Million Reduction in For For Management
Share Capital via Share Cancellation
5.C Authorize Share Repurchase Program For For Management
5.D Authorize Board to Decide on the For For Management
Distribution of Extraordinary Dividends
6.a Reelect Henrik Poulsen as Director For For Management
6.b Reelect Carl Bache as Director For For Management
6.c Reelect Magdi Batato as Director For For Management
6.d Reelect Lilian Fossum Biner as Director For For Management
6.e Reelect Richard Burrows as Director For For Management
6.f Reelect Soren-Peter Fuchs Olesen as For For Management
Director
6.g Reelect Majken Schultz as Director For For Management
6.h Elect Punita Lal as New Director For For Management
6.i Elect Mikael Aro as New Director For For Management
7 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 20, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christy Clark For For Management
1.2 Elect Director Jennifer M. Daniels For For Management
1.3 Elect Director Nicholas I. Fink For For Management
1.4 Elect Director Jerry Fowden For Withhold Management
1.5 Elect Director Ernesto M. Hernandez For For Management
1.6 Elect Director Susan Somersille Johnson For For Management
1.7 Elect Director James A. Locke, III For Withhold Management
1.8 Elect Director Jose Manuel Madero Garza For For Management
1.9 Elect Director Daniel J. McCarthy For For Management
1.10 Elect Director William A. Newlands For For Management
1.11 Elect Director Richard Sands For For Management
1.12 Elect Director Robert Sands For For Management
1.13 Elect Director Judy A. Schmeling For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt a Policy on Board Diversity Against Against Shareholder
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: 25243Q205
Meeting Date: SEP 30, 2021 Meeting Type: Annual
Record Date: AUG 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Lavanya Chandrashekar as Director For For Management
5 Elect Valerie Chapoulaud-Floquet as For For Management
Director
6 Elect Sir John Manzoni as Director For For Management
7 Elect Ireena Vittal as Director For For Management
8 Re-elect Melissa Bethell as Director For For Management
9 Re-elect Javier Ferran as Director For For Management
10 Re-elect Susan Kilsby as Director For For Management
11 Re-elect Lady Mendelsohn as Director For For Management
12 Re-elect Ivan Menezes as Director For For Management
13 Re-elect Alan Stewart as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DRAFTKINGS INC.
Ticker: DKNG Security ID: 26142R104
Meeting Date: APR 19, 2022 Meeting Type: Annual
Record Date: FEB 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason D. Robins For Withhold Management
1.2 Elect Director Harry Evans Sloan For Withhold Management
1.3 Elect Director Matthew Kalish For Withhold Management
1.4 Elect Director Paul Liberman For Withhold Management
1.5 Elect Director Woodrow H. Levin For Withhold Management
1.6 Elect Director Shalom Meckenzie For Withhold Management
1.7 Elect Director Jocelyn Moore For Withhold Management
1.8 Elect Director Ryan R. Moore For Withhold Management
1.9 Elect Director Valerie Mosley For Withhold Management
1.10 Elect Director Steven J. Murray For Withhold Management
1.11 Elect Director Marni M. Walden For Withhold Management
1.12 Elect Director Tilman J. Fertitta For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVOLUTION AB
Ticker: EVO Security ID: W3287P115
Meeting Date: AUG 20, 2021 Meeting Type: Extraordinary Shareholders
Record Date: AUG 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7.a Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
7.b Elect Mimi Drake as Director For For Management
7.c Approve Remuneration of Directors in For For Management
the Total Amount of EUR 150,000
8 Close Meeting None None Management
--------------------------------------------------------------------------------
EVOLUTION AB
Ticker: EVO Security ID: W3287P115
Meeting Date: OCT 06, 2021 Meeting Type: Extraordinary Shareholders
Record Date: SEP 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7.a Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
7.b Elect Sandra Ann Urie as New Director For For Management
7.c Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 180,000
8 Close Meeting None None Management
--------------------------------------------------------------------------------
EVOLUTION AB
Ticker: EVO Security ID: W3287P115
Meeting Date: APR 08, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of EUR 1.42 Per Share
7.c1 Approve Discharge of Jens von Bahr For For Management
7.c2 Approve Discharge of Joel Citron For For Management
7.c3 Approve Discharge of Mimi Drake For For Management
7.c4 Approve Discharge of Jonas Engwall For For Management
7.c5 Approve Discharge of Ian Livingstone For For Management
7.c6 Approve Discharge of Sandra Urie For For Management
7.c7 Approve Discharge of Fredrik Osterberg For For Management
7.c8 Approve Discharge of Martin Carlesund For For Management
8 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
9 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of EUR 1 Million
10.a1 Reelect Jens von Bahr as Director For For Management
10.a2 Reelect Joel Citron as Director For For Management
10.a3 Reelect Mimi Drake as Director For For Management
10.a4 Reelect Jonas Engwall as Director For Against Management
10.a5 Reelect Ian Livingstone as Director For Against Management
10.a6 Reelect Sandra Urie as Director For For Management
10.a7 Reelect Fredrik Osterberg as Director For For Management
10.b Elect Jens von Bahr as Board Chairman For For Management
11 Approve Remuneration of Auditors For For Management
12 Ratify PricewaterhouseCoopers as For For Management
Auditors
13 Approve Nomination Committee Procedures For For Management
14 Approve Remuneration Report For Against Management
15 Amend Articles of Association Re: For For Management
Postal Voting
16.a Authorize Share Repurchase Program For For Management
16.b Authorize Reissuance of Repurchased For For Management
Shares
17 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
18 Authorize the Board to Repurchase For For Management
Warrants from Participants in Warrants
Plan 2020
19 Close Meeting None None Management
--------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LIMITED
Ticker: 27 Security ID: Y2679D118
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAY 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Paddy Tang Lui Wai Yu as Director For For Management
2.2 Elect Charles Cheung Wai Bun as For For Management
Director
2.3 Elect Michael Victor Mecca as Director For For Management
2.4 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4.1 Authorize Repurchase of Issued Share For For Management
Capital
4.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Carlino For For Management
1b Elect Director JoAnne A. Epps For For Management
1c Elect Director Carol (Lili) Lynton For For Management
1d Elect Director Joseph W. Marshall, III For For Management
1e Elect Director James B. Perry For For Management
1f Elect Director Barry F. Schwartz For For Management
1g Elect Director Earl C. Shanks For For Management
1h Elect Director E. Scott Urdang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEINEKEN NV
Ticker: HEIA Security ID: N39427211
Meeting Date: APR 21, 2022 Meeting Type: Annual
Record Date: MAR 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.a Receive Report of Management Board None None Management
(Non-Voting)
1.b Approve Remuneration Report For Against Management
1.c Adopt Financial Statements For For Management
1.d Receive Explanation on Company's None None Management
Dividend Policy
1.e Approve Dividends For For Management
1.f Approve Discharge of Management Board For For Management
1.g Approve Discharge of Supervisory Board For For Management
2.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2.b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
2.c Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
3 Amend Remuneration Policy for For For Management
Management Board
4.a Reelect J.M. Huet to Supervisory Board For For Management
4.b Reelect J.A. Fernandez Carbajal to For Against Management
Supervisory Board
4.c Reelect M. Helmes to Supervisory Board For For Management
4.d Elect F.J. Camacho Beltran to For For Management
Supervisory Board
5 Ratify Deloitte Accountants B.V. as For For Management
Auditors
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Chafetz For For Management
1.2 Elect Director Micheline Chau For Withhold Management
1.3 Elect Director Patrick Dumont For For Management
1.4 Elect Director Charles D. Forman For For Management
1.5 Elect Director Robert G. Goldstein For For Management
1.6 Elect Director Nora M. Jordan For For Management
1.7 Elect Director Charles A. Koppelman For Withhold Management
1.8 Elect Director Lewis Kramer For For Management
1.9 Elect Director David F. Levi For Withhold Management
1.10 Elect Director Yibing Mao For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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MELCO INTERNATIONAL DEVELOPMENT LIMITED
Ticker: 200 Security ID: Y59683188
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: MAY 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Ho, Lawrence Yau Lung as Director For For Management
2a2 Elect Ng Ching Wo as Director For For Management
2a3 Elect John William Crawford as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Share Option Scheme For Against Management
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MIND MEDICINE (MINDMED) INC.
Ticker: MNMD Security ID: 60255C109
Meeting Date: JUN 01, 2022 Meeting Type: Annual/Special
Record Date: APR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Vallone For Withhold Management
1.2 Elect Director Andreas Krebs For For Management
1.3 Elect Director Brigid A. Makes For Withhold Management
1.4 Elect Director Robert Barrow For For Management
1.5 Elect Director Miri Halperin Wernli For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Eliminate Multiple Voting Shares and For For Management
Re-designate Subordinate Voting Shares
as Common Shares
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NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathy J. Warden For For Management
1.2 Elect Director David P. Abney For For Management
1.3 Elect Director Marianne C. Brown For For Management
1.4 Elect Director Donald E. Felsinger For For Management
1.5 Elect Director Ann M. Fudge For For Management
1.6 Elect Director William H. Hernandez For For Management
1.7 Elect Director Madeleine A. Kleiner For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Graham N. Robinson For For Management
1.10 Elect Director Gary Roughead For For Management
1.11 Elect Director Thomas M. Schoewe For For Management
1.12 Elect Director James S. Turley For For Management
1.13 Elect Director Mark A. Welsh, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
PERNOD RICARD SA
Ticker: RI Security ID: F72027109
Meeting Date: NOV 10, 2021 Meeting Type: Annual/Special
Record Date: NOV 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.12 per Share
4 Reelect Anne Lange as Director For For Management
5 Reelect Societe Paul Ricard as Director For For Management
6 Reelect Veronica Vargas as Director For For Management
7 Elect Namita Shah as Director For For Management
8 Approve Compensation of Alexandre For For Management
Ricard, Chairman and CEO
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Remuneration Policy of For Against Management
Alexandre Ricard, Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 134 Million
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 41 Million
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 15, 16 and 18
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 41 Million
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize Capital Increase of Up to 10 For For Management
Percent of Issued Capital for Future
Exchange Offers
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 134 Million for Bonus
Issue or Increase in Par Value
22 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Reserved for Employees and
Executive Corporate Officers
23 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of the Group's
Subsidiaries
26 Amend Article 7 and 33 of Bylaws to For For Management
Comply with Legal Changes
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC
Ticker: PM Security ID: 718172109
Meeting Date: MAY 04, 2022 Meeting Type: Annual
Record Date: MAR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For For Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Dessislava Temperley For For Management
1n Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
5 Phase Out Production of Against Against Shareholder
Health-Hazardous and Addictive Products
--------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES CORPORATION
Ticker: RTX Security ID: 75513E101
Meeting Date: APR 25, 2022 Meeting Type: Annual
Record Date: MAR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For For Management
1b Elect Director Bernard A. Harris, Jr. For For Management
1c Elect Director Gregory J. Hayes For For Management
1d Elect Director George R. Oliver For For Management
1e Elect Director Robert K. (Kelly) For For Management
Ortberg
1f Elect Director Margaret L. O'Sullivan For For Management
1g Elect Director Dinesh C. Paliwal For For Management
1h Elect Director Ellen M. Pawlikowski For For Management
1i Elect Director Denise L. Ramos For For Management
1j Elect Director Fredric G. Reynolds For For Management
1k Elect Director Brian C. Rogers For For Management
1l Elect Director James A. Winnefeld, Jr. For For Management
1m Elect Director Robert O. Work For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 1928 Security ID: G7800X107
Meeting Date: MAY 20, 2022 Meeting Type: Annual
Record Date: MAY 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wong Ying Wai as Director For For Management
2b Elect Chiang Yun as Director For For Management
2c Elect Victor Patrick Hoog Antink as For For Management
Director
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SWEDISH MATCH AB
Ticker: SWMA Security ID: W9376L154
Meeting Date: APR 27, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Peter Lundkvist and Filippa For For Management
Gerstadt Inspectors of Minutes of
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Approve Remuneration Report For For Management
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 1.86 Per Share
9.a Approve Discharge of Charles A. Blixt For For Management
9.b Approve Discharge of Andrew Cripps For For Management
9.c Approve Discharge of Jacqueline For For Management
Hoogerbrugge
9.d Approve Discharge of Conny Carlsson For For Management
9.e Approve Discharge of Alexander Lacik For For Management
9.f Approve Discharge of Pauline Lindwall For For Management
9.g Approve Discharge of Wenche Rolfsen For For Management
9.h Approve Discharge of Joakim Westh For For Management
9.i Approve Discharge of Patrik For For Management
Engelbrektsson
9.j Approve Discharge of Par-Ola Olausson For For Management
9.k Approve Discharge of Dragan Popovic For For Management
9.l Approve Discharge of CEO Lars Dahlgren For For Management
10 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For Against Management
the Amount of SEK 2.36 million to
Chair and SEK 945,000 to Other
Directors; Approve Remuneration for
Committee Work
12.a Reelect Charles A. Blixt as Director For For Management
12.b Reelect Jacqueline Hoogerbrugge as For For Management
Director
12.c Reelect Conny Carlsson as Director For For Management
12.d Reelect Alexander Lacik as Director For For Management
12.e Reelect Pauline Lindwall as Director For For Management
12.f Reelect Joakim Westh as Director For For Management
12.g Elect Sanna Suvanto-Harsaae as New For Against Management
Director
12.h Reelect Conny Karlsson as Board Chair For For Management
13 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16.a Approve SEK 13.5 Million Reduction in For For Management
Share Capital via Share Cancellation
for Transfer to Unrestricted Equity
16.b Approve Capitalization of Reserves of For For Management
SEK 13.5 Million for a Bonus Issue
17 Authorize Share Repurchase Program For For Management
18 Authorize Reissuance of Repurchased For For Management
Shares
19 Approve Issuance of Shares up to 10 For For Management
Per cent of Share Capital without
Preemptive Rights
--------------------------------------------------------------------------------
WYNN MACAU LIMITED
Ticker: 1128 Security ID: G98149100
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: MAY 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Ian Michael Coughlan as Director For For Management
2b Elect Allan Zeman as Director For For Management
2c Elect Leah Dawn Xiaowei Ye as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Issuance of Shares Under the For Against Management
Employee Ownership Scheme
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Northern Lights Fund Trust IV
By (Signature and Title) /s/ Jennifer Farrell
Secretary of the Trust
Date: August 4, 2022
