Northern Lights Fund Trust IV

Series	Ticker	%Monthly Return ?			$Assets	#Holdings	As of
Anchor Risk Managed Credit Strategies Fund	ATCAX, ATCSX	0.98	-0.66	0.15	35.47 mm	3	Nov 2022
Anchor Risk Managed Equity Strategies Fund	ATESX, ATEAX	-0.61	0.82	-3.16	566.23 mm	5	Nov 2022
Anchor Risk Managed Global Strategies Fund	ATGSX, ATAGX	0.48	-0.19	-2.70	34.66 mm	5	Nov 2022
Anchor Risk Managed Municipal Strategies Fund	ATMSX, ATAMX	-2.62	0.16	2.47	12.05 mm	13	May 2022
FMC Excelsior Focus Equity ETF	FMCX	-8.85	6.80	5.48	74.77 mm	40	Nov 2022
FormulaFolios Hedged Growth ETF	FFHG	-6.06	5.23	2.96	50.82 mm	6	Nov 2022
FormulaFolios Smart Growth ETF	FFSG	-6.77	7.27	4.18	26.75 mm	6	Nov 2022
FormulaFolios Tactical Growth ETF	FFTG	-6.30	1.06	1.76	26.32 mm	7	Nov 2022
FormulaFolios Tactical Income ETF	FFTI	-3.56	-0.82	2.39	92.73 mm	5	Nov 2022
Inspire 100 ESG ETF	BIBL	-10.01	7.83	6.16	278.31 mm	100	Nov 2022
Inspire Corporate Bond ESG ETF	IBD	-3.12	-0.82	2.71	223.17 mm	249	Nov 2022
Inspire Faithward Large Cap Momentum ESG ETF	FEVR	-9.52	8.40	-3.27	33.77 mm	37	Aug 2022
Inspire Faithward Mid Cap Momentum ESG ETF	GLRY	-8.58	10.42	7.08	40.39 mm	37	Nov 2022
Inspire Fidelis Multi Factor ETF	FDLS	-8.18	12.50	5.29	46.95 mm	99	Nov 2022
Inspire Global Hope ESG ETF	BLES	-9.45	6.45	9.04	136.99 mm	401	Nov 2022
Inspire International ESG ETF	WWJD	-9.22	5.39	12.24	140.93 mm	204	Nov 2022
Inspire Small/Mid Cap ESG ETF	ISMD	-9.87	10.77	4.69	125.18 mm	499	Nov 2022
Inspire Tactical Balanced ESG ETF	RISN	-1.65	0.61	0.56	105.81 mm	102	Nov 2022
LGM Risk Managed Total Return Fund	LBETX	-0.32	1.08	0.75	14.51 mm	2	Nov 2022
Main Buywrite ETF	–	-2.27	-4.79	4.43	160.08 mm	22	Oct 2022
Main BuyWrite Fund	BUYWX	-0.16	-2.71	4.90	161.67 mm	20	Jul 2022
Main Sector Rotation ETF	SECT	-2.01	-7.63	9.30	969.07 mm	17	Oct 2022
Main Thematic Innovation ETF	TMAT	-2.27	-11.81	-1.28	54.20 mm	12	Oct 2022
Moerus Worldwide Value Fund	MOWNX, MOWIX	-7.87	6.29	9.76	49.80 mm	36	Nov 2022
Monarch Ambassador Income ETF	MAMB	-5.00	-1.28	4.86	41.51 mm	9	Nov 2022
Monarch Blue Chips Core ETF	MBCC	-8.95	9.08	5.95	35.70 mm	24	Nov 2022
Monarch ProCap ETF	MPRO	-6.29	2.52	5.04	99.44 mm	6	Nov 2022
R3 Global Dividend Growth ETF	–	-9.33	5.87	8.66	5.68 mm	53	Nov 2022
Sterling Capital Diverse Multi-Manager Active ETF	DEIF	-9.52	10.80	4.38	98.12 mm	134	Nov 2022
Sterling Capital Focus Equity ETF	LCG	-12.00	7.77	5.04	54.27 mm	20	Nov 2022
USA Mutuals All Seasons Fund	UNAVX	2.77	-0.32	-2.30	10.59 mm	1	Sep 2022
USA Mutuals Vice Fund	VICAX, VICVX, VICEX, VICCX	1.73	-3.24	-4.28	69.82 mm	30	Sep 2022

Institutional ownership, Q3 2022

Northern Lights Fund Trust IV institutional ownership history Ownership history

13F holders	Current	Prev Q	Change
Total holders	43	110	-60.9%
Opened positions	3	14	-78.6%
Closed positions	70	16	+337.5%
Increased positions	10	50	-80.0%
Reduced positions	28	34	-17.6%

13F shares	Current	Prev Q	Change
Total value	854.87 mm	1.51 bn	-43.4%
Total shares	33.50 mm	52.29 mm	-35.9%
Total puts	0.00	0.00
Total calls	0.00	0.00
Total put/call ratio	–	–	–

Largest owners	Shares	Value	Change
Orion Portfolio Solutions	22.66 mm	$668.50 mm	+20.8%
Main Management	8.14 mm	$99.90 mm	+281.4%
Envestnet Asset Management	571.96 k	$17.64 mm	-14.0%
Advisor	487.01 k	$15.57 mm	-61.9%
WealthPlan Investment Management	326.83 k	$11.16 mm	NEW
Mutual Advisors	179.40 k	$5.29 mm	-28.3%
Change Path	125.30 k	$4.05 mm	-91.2%
LPL Financial	118.16 k	$4.20 mm	-67.3%
Atria Wealth Solutions	116.81 k	$4.16 mm	-47.8%
Belpointe Asset Management	102.63 k	$3.47 mm	-8.7%

Largest transactions	Shares	Bought/sold	Change
Inspire Advisors	0.00	-6.05 mm	EXIT
Main Management	8.14 mm	+6.01 mm	+281.4%
Kingsview Wealth Management	0.00	-5.52 mm	EXIT
Orion Portfolio Solutions	22.66 mm	+3.90 mm	+20.8%
CWM Advisors	0.00	-3.72 mm	EXIT
Ambassador Advisors	0.00	-2.89 mm	EXIT
Change Path	125.30 k	-1.30 mm	-91.2%
PAX Financial	0.00	-1.25 mm	EXIT
Creative Financial Designs	0.00	-1.09 mm	EXIT
Advisor	487.01 k	-791.58 k	-61.9%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.