UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
| |
| Northern Lights Fund Trust IV |
| (Exact name of registrant as specified in its charter) |
| | |
| Delaware | See Below |
| (State of incorporation or organization) | (I.R.S. Employer Identification No.) |
| | |
| 225 Pictoria Drive, Suite 450, Cincinnati, OH | 45246 |
| (Address of Principal Executive Offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
| | |
Title of each class to be so registered | Name of the exchange on which each class is to be registered |
| Shares of beneficial interest, no par value per share | The NASDAQ Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-204808.
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1.
DESCRIPTION OF REGISTRANT’S SECURITIES TO BE REGISTERED.
A description of the shares of beneficial interest, no par value, of the National Security Emerging Markets Index ETF, a series of Northern Lights Fund Trust IV (the "Trust"), is incorporated herein by reference to Post-Effective Amendment No. 329 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on September 18, 2023. Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.
The series of the Trust to which this filing relates and its I.R.S. Employer Identification Number are as follows:
| | |
| Series Name | EIN |
| National Security Emerging Markets Index ETF | 922356245 |
ITEM 2.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: December 5, 2023
NORTHERN LIGHTS FUND TRUST IV
By: /s/ Jennifer Farrell
Name: Jennifer Farrell
Title: Secretary
