UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-23067
RiverNorth Marketplace Lending Corporation
(Exact name of registrant as specified in charter)
325 North LaSalle Street, Suite 645, Chicago, Illinois 60654
(Address of principal executive offices) (Zip code)
Marcus L. Collins, Esq.
RiverNorth Capital Management, LLC
325 North LaSalle Street, Suite 645
Chicago, Illinois 60654
(Name and address of agent for service)
(312)832-1440
Registrant's telephone number, including area code
Date of fiscal year end: June 30, 2017
Date of reporting period: December 31, 2016
Item 1. Reports to Stockholders.
OPPORTUNISTIC INVESTMENT STRATEGIES |
![](https://capedge.com/proxy/N-CSRS/0001206774-17-000782/rivernorth3212001-ncsrs1x1x1.jpg)
|
Semi-Annual Report RIVERNORTH MARKETPLACE LENDING CORPORATION RMPLX |
Investment Adviser: RiverNorth Capital Management, LLC 325 N. LaSalle Street, Suite 645 Chicago, IL 60654 rivernorth.com | ![](https://capedge.com/proxy/N-CSRS/0001206774-17-000782/rivernorth3212001-ncsrs1x1x2.jpg) |
RiverNorth Marketplace Lending Corporation | Table of Contents |
| | |
| Disclosure of Fund Expenses | 2 |
| | |
| Schedule of Investments | 3 |
| | |
| Statement of Assets and Liabilities | 68 |
| | |
| Statement of Operations | 69 |
| | |
| Statement of Changes in Net Assets | 70 |
| | |
| Statement of Cash Flows | 71 |
| | |
| Financial Highlights | 72 |
| | |
| Notes to Financial Statements | 73 |
| | |
| Additional Information | 80 |
RiverNorth Marketplace Lending Corporation | Disclosure of Fund Expenses |
| December 31, 2016 (Unaudited) |
Expense Example
As a shareholder of the RiverNorth Marketplace Lending Corporation (the “Fund”), you incur two types of costs: (1) transaction costs; and (2) ongoing costs, including management fees, service fees on marketplace loans and other Fund expenses. This example is intended to help you understand your ongoing costs (in dollars) of investing in the Fund and to compare these costs with the ongoing costs of investing in other mutual funds. The Example is based on an investment of $1,000 invested at the beginning of the period, September 22, 2016 and held through the period ended December 31, 2016.
Actual Expenses
The first line of the table below provides information about actual account values and actual expenses. You may use the information in this line, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the first line under the heading entitled “Expenses Paid During Period” to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison Purposes
The second line of the table below provides information about hypothetical account values and hypothetical expenses based on the Fund’s actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund’s actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in the Fund and other funds. To do so, compare these 5% hypothetical examples with the 5% hypothetical examples that appear in the shareholder reports of other funds.
| | Beginning | | Ending | | | | Expenses |
| | Account Value | | Account Value | | Expense | | Paid During |
| | 09/22/2016(a) | | 12/31/2016 | | Ratio(b) | | Period(c) |
RiverNorth Marketplace Lending Corporation | | | | | | | | |
Actual | | $1,000.00 | | $1,014.20 | | 2.89% | | $8.05 |
Hypothetical (5% return | | | | | | | | |
before expenses) | | $1,000.00 | | $1,005.84 | | 2.89% | | $8.02 |
(a) | Commencement of operations |
(b) | Annualized, based on the Fund’s most recent fiscal period expenses. |
(c) | Expenses are equal to the Fund’s annualized ratio multiplied by the average account value over the period, multiplied by the number of days in the most recent fiscal period (101), then divided by 365. Note this expense example is typically based on a six-month period. |
2 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | | | | |
| | | | Acquisition | | Principal | | | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
WHOLE LOANS - 76.19% | | | | | | | | | | | | | |
Consumer Loans - 44.01% | | | | | | | | | | | | | |
224565, 7.4%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | $ | 98,246 | | $ | 98,246 | | $ | 98,062 |
224570, 7.65%, 10/1/2021(a) | | Sofi | | 10/25/2016 | | | 9,597 | | | 9,597 | | | 9,578 |
225203, 8.85%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | | 46,417 | | | 46,417 | | | 46,319 |
225680, 8.85%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | | 29,474 | | | 29,474 | | | 29,412 |
225731, 8.4%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | | 27,575 | | | 27,575 | | | 27,521 |
225868, 8.85%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | | 44,241 | | | 44,241 | | | 44,148 |
225883, 7.85%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | | 32,100 | | | 32,100 | | | 32,033 |
225895, 6.41%, 10/1/2021(a) | | Sofi | | 10/25/2016 | | | 25,306 | | | 25,306 | | | 25,259 |
226395, 6.28%, 10/1/2019(a) | | Sofi | | 10/25/2016 | | | 11,859 | | | 11,859 | | | 11,837 |
226435, 8.28%, 10/1/2023(a) | | Sofi | | 10/25/2016 | | | 14,616 | | | 14,616 | | | 14,589 |
226454, 4.72%, 10/1/2021(a) | | Sofi | | 10/25/2016 | | | 57,594 | | | 57,594 | | | 57,485 |
226552, 7.4%, 10/1/2023(a) | | Sofi | | 10/25/2016 | | | 19,613 | | | 19,613 | | | 19,576 |
226600, 6.28%, 10/1/2019(a) | | Sofi | | 10/25/2016 | | | 19,733 | | | 19,733 | | | 19,696 |
226606, 5.4%, 10/1/2019(a) | | Sofi | | 10/21/2016 | | | 14,159 | | | 14,159 | | | 14,133 |
226654, 7.65%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | | 48,574 | | | 48,574 | | | 48,478 |
226686, 6.64%, 10/1/2019(a) | | Sofi | | 10/25/2016 | | | 10,488 | | | 10,488 | | | 10,467 |
226744, 7.65%, 10/1/2021(a) | | Sofi | | 10/25/2016 | | | 34,002 | | | 34,002 | | | 33,935 |
226753, 6.41%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | | 77,672 | | | 77,672 | | | 77,527 |
226927, 4.72%, 10/1/2021(a) | | Sofi | | 10/25/2016 | | | 97,017 | | | 97,017 | | | 96,835 |
226958, 7.65%, 10/1/2021(a) | | Sofi | | 10/25/2016 | | | 29,300 | | | 29,300 | | | 29,242 |
227105, 7.27%, 10/1/2021(a) | | Sofi | | 10/25/2016 | | | 96,447 | | | 96,447 | | | 96,266 |
227112, 7.4%, 10/1/2023(a) | | Sofi | | 10/25/2016 | | | 98,064 | | | 98,064 | | | 97,881 |
227153, 8.4%, 10/1/2023(a) | | Sofi | | 10/25/2016 | | | 48,562 | | | 48,562 | | | 48,466 |
227217, 9.45%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | | 22,560 | | | 22,560 | | | 22,509 |
227278, 5.4%, 10/1/2019(a) | | Sofi | | 10/21/2016 | | | 56,899 | | | 56,899 | | | 56,792 |
227533, 6.41%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | | 4,853 | | | 4,853 | | | 4,844 |
227552, 6.99%, 10/1/2019(a) | | Sofi | | 10/25/2016 | | | 17,086 | | | 17,086 | | | 17,050 |
227562, 8.4%, 10/1/2023(a) | | Sofi | | 10/25/2016 | | | 29,999 | | | 29,999 | | | 29,940 |
227567, 6.64%, 10/1/2019(a) | | Sofi | | 10/21/2016 | | | 13,524 | | | 13,524 | | | 13,497 |
227680, 7.65%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | | 10,800 | | | 10,800 | | | 10,778 |
227722, 8.85%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | | 20,010 | | | 20,010 | | | 19,968 |
227729, 8.4%, 10/1/2023(a) | | Sofi | | 10/25/2016 | | | 49,038 | | | 49,038 | | | 48,941 |
227730, 3.41%, 10/1/2019(a) | | Sofi | | 10/21/2016 | | | 5,678 | | | 5,678 | | | 5,667 |
227818, 7.85%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | | 8,742 | | | 8,742 | | | 8,724 |
227824, 4.72%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | | 48,499 | | | 48,499 | | | 48,408 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 3 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
227869, 7.85%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | 26,275 | | 26,275 | | 26,220 |
227951, 7.65%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | 16,511 | | 16,511 | | 16,479 |
228172, 7.27%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | 14,236 | | 14,236 | | 14,238 |
228276, 8.4%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 49,023 | | 49,023 | | 48,926 |
228294, 7.4%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 55,867 | | 55,867 | | 55,763 |
228373, 6.99%, 10/1/2019(a) | | Sofi | | 10/21/2016 | | 12,333 | | 12,333 | | 12,307 |
228424, 8.85%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 35,990 | | 35,990 | | 35,914 |
228433, 8.28%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 27,500 | | 27,500 | | 27,448 |
228468, 8.85%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 49,032 | | 49,032 | | 48,929 |
228479, 9.45%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 33,737 | | 33,737 | | 33,662 |
228944, 7.4%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 54,941 | | 54,941 | | 54,838 |
228957, 9.45%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 31,377 | | 31,377 | | 31,307 |
228994, 4.72%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | 22,437 | | 22,437 | | 22,394 |
228996, 8.28%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 57,826 | | 57,826 | | 57,718 |
229020, 4.72%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | 48,538 | | 48,538 | | 48,447 |
229153, 6.41%, 10/1/2021(a) | | Sofi | | 10/21/2016 | | 72,766 | | 72,766 | | 72,630 |
229200, 8.85%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 15,685 | | 15,685 | | 15,652 |
229252, 6.99%, 10/1/2019(a) | | Sofi | | 10/21/2016 | | 23,711 | | 23,711 | | 23,661 |
229323, 8.4%, 10/1/2023(a) | | Sofi | | 10/21/2016 | | 39,207 | | 39,207 | | 39,129 |
686620, 11.21%, 9/23/2021(a) | | Prosper | | 09/24/2016 | | 2,917 | | 2,917 | | 2,862 |
686626, 10.81%, 9/23/2019(a) | | Prosper | | 09/24/2016 | | 18,731 | | 18,731 | | 18,565 |
686629, 5.12%, 9/23/2019(a) | | Prosper | | 09/24/2016 | | 13,003 | | 13,003 | | 13,055 |
686833, 3.15%, 9/23/2019(a) | | Prosper | | 09/24/2016 | | 18,452 | | 18,452 | | 18,437 |
686848, 5.16%, 9/23/2019(a) | | Prosper | | 09/24/2016 | | 18,544 | | 18,544 | | 18,730 |
686854, 5.51%, 9/23/2019(a) | | Prosper | | 09/24/2016 | | 23,229 | | 23,229 | | 23,321 |
686866, 7.17%, 9/23/2021(a) | | Prosper | | 09/24/2016 | | 21,216 | | 21,216 | | 21,209 |
687025, 4.76%, 9/26/2019(a) | | Prosper | | 09/27/2016 | | 13,898 | | 13,898 | | 14,011 |
687286, 10.28%, 9/27/2019(a) | | Prosper | | 09/28/2016 | | 14,083 | | 14,083 | | 13,917 |
687664, 6.74%, 9/27/2019(a) | | Prosper | | 09/28/2016 | | 13,953 | | 13,953 | | 13,987 |
688204, 7.51%, 9/28/2019(a) | | Prosper | | 09/29/2016 | | 23,913 | | 23,913 | | 24,256 |
688785, 3.79%, 9/23/2021(a) | | Prosper | | 09/24/2016 | | 14,408 | | 14,408 | | 14,586 |
688788, 7.79%, 9/23/2019(a) | | Prosper | | 09/24/2016 | | 13,969 | | 13,969 | | 13,986 |
688977, 12.21%, 9/23/2021(a) | | Prosper | | 09/24/2016 | | 4,958 | | 4,958 | | 1,386 |
688986, 9.72%, 9/23/2019(a) | | Prosper | | 09/24/2016 | | 11,230 | | 11,230 | | 11,177 |
689010, 5.12%, 9/23/2019(a) | | Prosper | | 09/24/2016 | | 9,261 | | 9,261 | | 9,298 |
689069, 8.29%, 9/23/2021(a) | | Prosper | | 09/24/2016 | | 14,518 | | 14,518 | | 14,490 |
689071, 13.26%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 9,840 | | 9,840 | | 9,488 |
See Notes to Financial Statements.
4 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
689072, 9.51%, 9/23/2021(a) | | Prosper | | 09/24/2016 | | 9,686 | | 9,686 | | 9,602 |
689083, 14.07%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 9,843 | | 9,843 | | 9,485 |
689086, 5.54%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 15,228 | | 15,228 | | 15,298 |
689119, 14.12%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 22,313 | | 22,313 | | 21,767 |
689122, 9.52%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 13,712 | | 13,712 | | 13,565 |
689125, 5.41%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 22,933 | | 22,933 | | 22,901 |
689128, 3.18%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 11,383 | | 11,383 | | 11,358 |
689134, 6.38%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,073 | | 19,073 | | 19,084 |
689137, 9.97%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 14,694 | | 14,694 | | 14,513 |
689140, 3.8%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,160 | | 14,160 | | 14,178 |
689143, 12.12%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 24,478 | | 24,478 | | 23,966 |
689146, 12.12%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 24,560 | | 24,560 | | 24,046 |
689149, 5.34%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 9,755 | | 9,755 | | 9,775 |
689152, 5.14%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 29,315 | | 29,315 | | 29,323 |
689155, 4.8%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 9,526 | | 9,526 | | 9,536 |
689158, 4.14%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 15,193 | | 15,193 | | 15,267 |
689161, 4.79%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 3,805 | | 3,805 | | 3,828 |
689164, 14.53%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 3,472 | | 3,472 | | 3,371 |
689167, 10.36%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,302 | | 14,302 | | 14,041 |
689170, 14.07%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 14,765 | | 14,765 | | 14,227 |
689173, 11.59%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,880 | | 19,880 | | 19,548 |
689176, 7.08%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 4,781 | | 4,781 | | 4,764 |
689179, 10.83%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 28,746 | | 28,746 | | 28,392 |
689182, 9.52%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 11,753 | | 11,753 | | 11,627 |
689185, 6.83%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 9,292 | | 9,292 | | 9,261 |
689188, 7.91%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 23,924 | | 23,924 | | 23,890 |
689191, 5.93%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,281 | | 14,281 | | 14,347 |
689194, 7.81%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,091 | | 19,091 | | 19,070 |
689200, 8.3%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 14,626 | | 14,626 | | 14,799 |
689265, 5.52%, 9/26/2019(a) | | Prosper | | 09/27/2016 | | 11,123 | | 11,123 | | 11,197 |
689267, 10.6%, 9/23/2021(a) | | Prosper | | 09/24/2016 | | 24,230 | | 24,230 | | 23,871 |
689272, 10.61%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 14,697 | | 14,697 | | 14,451 |
689281, 14.07%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 14,765 | | 14,765 | | 14,227 |
689311, 5.74%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 19,514 | | 19,514 | | 19,531 |
689314, 5.16%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 6,711 | | 6,711 | | 6,720 |
689338, 6.77%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,077 | | 19,077 | | 19,063 |
689344, 9.06%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 5,745 | | 5,745 | | 5,719 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 5 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
689347, 14.53%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 4,828 | | 4,828 | | 4,674 |
689356, 8.54%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,358 | | 14,358 | | 14,299 |
689380, 6.38%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 13,915 | | 13,915 | | 13,923 |
689386, 13.45%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 1,923 | | 1,923 | | 1,888 |
689432, 12.1%, 9/26/2021(a) | | Prosper | | 09/27/2016 | | 13,622 | | 13,622 | | 13,389 |
689434, 7.08%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 6,694 | | 6,694 | | 6,671 |
689435, 7.51%, 9/26/2019(a) | | Prosper | | 09/27/2016 | | 14,012 | | 14,012 | | 14,015 |
689695, 5.98%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 6,007 | | 6,007 | | 6,016 |
689701, 5.54%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 19,035 | | 19,035 | | 19,125 |
689710, 14.53%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 7,242 | | 7,242 | | 7,017 |
689740, 8.54%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 19,144 | | 19,144 | | 19,070 |
689821, 10.61%, 10/4/2021(a) | | Prosper | | 10/05/2016 | | 7,838 | | 7,838 | | 7,709 |
689860, 6.38%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 20,980 | | 20,980 | | 20,996 |
689868, 14.44%, 9/27/2019(a) | | Prosper | | 09/28/2016 | | 7,105 | | 7,105 | | 6,964 |
689920, 4.1%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 7,129 | | 7,129 | | 7,134 |
689923, 14.43%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 10,586 | | 10,586 | | 10,393 |
690015, 4.72%, 9/28/2019(a) | | Prosper | | 09/29/2016 | | 14,253 | | 14,253 | | 14,432 |
690217, 4.1%, 10/5/2019(a) | | Prosper | | 10/06/2016 | | 14,248 | | 14,248 | | 14,260 |
690397, 7.31%, 10/5/2021(a) | | Prosper | | 10/06/2016 | | 3,913 | | 3,913 | | 3,898 |
690406, 12.26%, 10/6/2021(a) | | Prosper | | 10/07/2016 | | 14,755 | | 14,755 | | 14,324 |
690472, 9.14%, 10/6/2021(a) | | Prosper | | 10/07/2016 | | 17,654 | | 17,654 | | 17,277 |
690475, 4.49%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 7,607 | | 7,607 | | 7,633 |
690478, 4.79%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 11,416 | | 11,416 | | 11,487 |
690580, 10.83%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 19,164 | | 19,164 | | 18,941 |
690634, 4.91%, 10/6/2021(a) | | Prosper | | 10/07/2016 | | 15,603 | | 15,603 | | 15,644 |
690684, 5.95%, 9/29/2019(a) | | Prosper | | 09/30/2016 | | 3,814 | | 3,814 | | 3,832 |
690697, 3.05%, 10/6/2021(a) | | Prosper | | 10/07/2016 | | 17,503 | | 17,503 | | 17,592 |
690733, 14.53%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 5,794 | | 5,794 | | 5,634 |
691054, 6.69%, 10/7/2021(a) | | Prosper | | 10/08/2016 | | 9,762 | | 9,762 | | 9,757 |
691156, 3.85%, 10/7/2019(a) | | Prosper | | 10/08/2016 | | 18,988 | | 18,988 | | 19,051 |
691359, 5.9%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,111 | | 19,111 | | 19,076 |
691365, 4.79%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,026 | | 19,026 | | 19,139 |
691395, 15%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 12,801 | | 12,801 | | 12,305 |
691413, 12.12%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 9,824 | | 9,824 | | 9,619 |
691422, 3.8%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 18,816 | | 18,816 | | 18,839 |
691425, 6.19%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 19,496 | | 19,496 | | 19,494 |
691428, 10.61%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 19,596 | | 19,596 | | 19,268 |
See Notes to Financial Statements.
6 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
691431, 9.14%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 9,808 | | 9,808 | | 9,589 |
691434, 5.98%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 9,534 | | 9,534 | | 9,547 |
691437, 16.5%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 8,869 | | 8,869 | | 8,548 |
691440, 4.14%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,246 | | 14,246 | | 14,316 |
691443, 5.64%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 24,436 | | 24,436 | | 24,426 |
691446, 11.57%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 1,917 | | 1,917 | | 1,892 |
691449, 4.1%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 6,178 | | 6,178 | | 6,182 |
691452, 5.34%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 8,779 | | 8,779 | | 8,798 |
691455, 13.26%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 2,460 | | 2,460 | | 2,372 |
691458, 5.93%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 7,616 | | 7,616 | | 7,652 |
691461, 12.46%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,419 | | 14,419 | | 14,187 |
691464, 4.79%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,026 | | 19,026 | | 19,139 |
691467, 11.24%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 6,873 | | 6,873 | | 6,724 |
691470, 7.81%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 12,392 | | 12,392 | | 12,378 |
691473, 5.16%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 12,863 | | 12,863 | | 12,880 |
691476, 5.98%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 10,011 | | 10,011 | | 10,024 |
691479, 5.93%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 15,709 | | 15,709 | | 15,781 |
691482, 4.14%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 5,503 | | 5,503 | | 5,530 |
691485, 3.55%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,237 | | 14,237 | | 14,279 |
691496, 7.31%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 9,783 | | 9,783 | | 9,739 |
691499, 7.56%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 11,478 | | 11,478 | | 11,428 |
691538, 3.85%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 5,222 | | 5,222 | | 5,237 |
691539, 3.85%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,241 | | 14,241 | | 14,284 |
691542, 5.54%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,035 | | 19,035 | | 19,123 |
691544, 3.85%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 9,494 | | 9,494 | | 9,523 |
691547, 5.55%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 7,625 | | 7,625 | | 7,635 |
691550, 14.53%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 3,532 | | 3,532 | | 3,421 |
691553, 5.74%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 14,635 | | 14,635 | | 14,648 |
691559, 6.77%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 3,815 | | 3,815 | | 3,813 |
691562, 3.18%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 8,822 | | 8,822 | | 8,803 |
691565, 4.91%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 34,081 | | 34,081 | | 34,152 |
691568, 10%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 13,344 | | 13,344 | | 13,025 |
691569, 5.18%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,276 | | 14,276 | | 14,394 |
691571, 5.64%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 24,436 | | 24,436 | | 24,426 |
691574, 3.18%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 13,381 | | 13,381 | | 13,352 |
691577, 3.8%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 9,503 | | 9,503 | | 9,515 |
691580, 10.2%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,160 | | 19,160 | | 18,980 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 7 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
691583, 9.52%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 31,341 | | 31,341 | | 31,006 |
691586, 5.54%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 23,827 | | 23,827 | | 23,936 |
691589, 6.31%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 11,428 | | 11,428 | | 11,480 |
691590, 16.5%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 9,871 | | 9,871 | | 9,514 |
691592, 6.44%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,339 | | 14,339 | | 14,317 |
691595, 12.42%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 3,851 | | 3,851 | | 3,755 |
691598, 7.08%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 30,600 | | 30,600 | | 30,489 |
691601, 15.87%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 9,693 | | 9,693 | | 9,405 |
691604, 5.93%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 20,945 | | 20,945 | | 21,042 |
691607, 7.81%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 33,409 | | 33,409 | | 33,372 |
691611, 10.61%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 11,758 | | 11,758 | | 11,561 |
691614, 4.94%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 14,616 | | 14,616 | | 14,688 |
691617, 5.64%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 19,549 | | 19,549 | | 19,541 |
691620, 4.49%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 9,509 | | 9,509 | | 9,538 |
691623, 4.73%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,004 | | 19,004 | | 19,100 |
691626, 6.38%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,295 | | 14,295 | | 14,303 |
691668, 13.12%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 21,621 | | 21,621 | | 21,091 |
691677, 12.12%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 5,322 | | 5,322 | | 5,211 |
691679, 5.93%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,186 | | 14,186 | | 14,251 |
691683, 7.32%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 11,451 | | 11,451 | | 11,443 |
691689, 14.43%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 3,877 | | 3,877 | | 3,805 |
691692, 4.49%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,264 | | 14,264 | | 14,307 |
691695, 6.38%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,073 | | 19,073 | | 19,084 |
691742, 4.44%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 4,749 | | 4,749 | | 4,768 |
691745, 6.77%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 4,769 | | 4,769 | | 4,766 |
691748, 7.18%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 2,930 | | 2,930 | | 2,924 |
691751, 5.9%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 2,186 | | 2,186 | | 2,182 |
691754, 5.55%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 6,672 | | 6,672 | | 6,681 |
691757, 4.8%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 18,997 | | 18,997 | | 19,017 |
691760, 6.19%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 19,547 | | 19,547 | | 19,545 |
691769, 4.44%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 16,148 | | 16,148 | | 16,213 |
691772, 7.91%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 14,354 | | 14,354 | | 14,334 |
691775, 3.18%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 1,831 | | 1,831 | | 1,827 |
691781, 7.81%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 23,864 | | 23,864 | | 23,837 |
691784, 5.54%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,035 | | 19,035 | | 19,123 |
691790, 9.14%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 19,616 | | 19,616 | | 19,178 |
691793, 11.24%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 5,401 | | 5,401 | | 5,283 |
See Notes to Financial Statements.
8 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
691796, 4.73%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 4,250 | | 4,250 | | 4,272 |
691799, 7.56%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 5,261 | | 5,261 | | 5,238 |
691808, 7.91%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 19,139 | | 19,139 | | 19,112 |
691814, 5.74%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 11,744 | | 11,744 | | 11,755 |
691817, 4.91%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 29,255 | | 29,255 | | 29,317 |
691820, 13.45%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 28,852 | | 28,852 | | 28,315 |
691838, 6.31%, 10/3/2019(a) | | Prosper | | 10/04/2016 | | 7,619 | | 7,619 | | 7,653 |
691856, 4.55%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 11,687 | | 11,687 | | 11,747 |
691865, 3.05%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 34,033 | | 34,033 | | 34,195 |
691868, 4.55%, 10/3/2021(a) | | Prosper | | 10/04/2016 | | 11,690 | | 11,690 | | 11,750 |
691914, 7.32%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 1,908 | | 1,908 | | 1,907 |
691974, 5.18%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 9,517 | | 9,517 | | 9,597 |
691983, 10.2%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 20,118 | | 20,118 | | 19,933 |
692013, 5.93%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 19,041 | | 19,041 | | 19,131 |
692025, 11.59%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 3,843 | | 3,843 | | 3,780 |
692046, 9.14%, 10/4/2021(a) | | Prosper | | 10/05/2016 | | 4,904 | | 4,904 | | 4,796 |
692061, 13.41%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 4,816 | | 4,816 | | 4,680 |
692172, 6.14%, 10/4/2021(a) | | Prosper | | 10/05/2016 | | 24,397 | | 24,397 | | 24,371 |
692187, 11.35%, 10/4/2021(a) | | Prosper | | 10/05/2016 | | 19,603 | | 19,603 | | 19,256 |
692207, 14.53%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 3,380 | | 3,380 | | 3,283 |
692231, 14.53%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 3,863 | | 3,863 | | 3,752 |
692237, 5.18%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 4,283 | | 4,283 | | 4,319 |
692303, 4.49%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 14,264 | | 14,264 | | 14,308 |
692345, 4.14%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 17,095 | | 17,095 | | 17,180 |
692357, 5.9%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 19,016 | | 19,016 | | 18,986 |
692402, 7.56%, 10/4/2019(a) | | Prosper | | 10/05/2016 | | 9,565 | | 9,565 | | 9,526 |
692484, 4.79%, 10/5/2019(a) | | Prosper | | 10/06/2016 | | 6,659 | | 6,659 | | 6,700 |
692490, 6.31%, 10/5/2019(a) | | Prosper | | 10/06/2016 | | 14,289 | | 14,289 | | 14,357 |
692653, 9.97%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 5,094 | | 5,094 | | 5,043 |
692656, 6.77%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 5,723 | | 5,723 | | 5,728 |
692665, 13.45%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 1,918 | | 1,918 | | 1,888 |
692668, 7.32%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 33,398 | | 33,398 | | 33,427 |
692671, 15.87%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 3,932 | | 3,932 | | 2,413 |
692674, 7.67%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 14,680 | | 14,680 | | 14,718 |
692677, 4.52%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 17,495 | | 17,495 | | 17,564 |
692680, 8.54%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 8,615 | | 8,615 | | 8,601 |
692683, 5.18%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 14,276 | | 14,276 | | 14,411 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 9 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
692686, 6.38%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 14,305 | | 14,305 | | 14,336 |
692700, 4.8%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 14,288 | | 14,288 | | 14,310 |
692722, 14.53%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 7,242 | | 7,242 | | 7,047 |
692827, 7.67%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 21,531 | | 21,531 | | 21,586 |
692833, 14.53%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 1,931 | | 1,931 | | 1,879 |
692838, 12.12%, 10/6/2021(a) | | Prosper | | 10/07/2016 | | 3,913 | | 3,913 | | 3,835 |
692847, 4.1%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 11,406 | | 11,406 | | 11,417 |
692848, 5.55%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 11,437 | | 11,437 | | 11,471 |
692857, 6.69%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 11,715 | | 11,715 | | 11,721 |
692866, 5.54%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 4,519 | | 4,519 | | 4,545 |
692890, 3.18%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 14,228 | | 14,228 | | 14,206 |
692893, 4.8%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 7,213 | | 7,213 | | 7,232 |
692899, 6.14%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 19,517 | | 19,517 | | 19,528 |
692920, 7.67%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 18,302 | | 18,302 | | 18,348 |
692929, 3.85%, 10/14/2019(a) | | Prosper | | 10/15/2016 | | 14,241 | | 14,241 | | 14,295 |
692942, 14.43%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 14,340 | | 14,340 | | 14,088 |
692943, 5.41%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 9,549 | | 9,549 | | 9,542 |
692954, 3.85%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 18,988 | | 18,988 | | 19,049 |
692985, 4.49%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 14,264 | | 14,264 | | 14,311 |
692997, 15.13%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 9,408 | | 9,408 | | 9,128 |
693042, 5.18%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 28,552 | | 28,552 | | 28,798 |
693057, 7.91%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 11,483 | | 11,483 | | 11,476 |
693080, 5.34%, 10/6/2021(a) | | Prosper | | 10/07/2016 | | 34,141 | | 34,141 | | 34,231 |
693108, 7.32%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 19,085 | | 19,085 | | 19,080 |
693111, 7.56%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 14,348 | | 14,348 | | 14,296 |
693155, 6.31%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 17,142 | | 17,142 | | 17,225 |
693163, 11.59%, 10/14/2019(a) | | Prosper | | 10/15/2016 | | 9,607 | | 9,607 | | 9,479 |
693209, 16.6%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 2,413 | | 2,413 | | 2,345 |
693290, 4.8%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 14,288 | | 14,288 | | 14,310 |
693296, 7.91%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 9,574 | | 9,574 | | 9,568 |
693302, 12.46%, 10/6/2019(a) | | Prosper | | 10/07/2016 | | 24,032 | | 24,032 | | 23,667 |
693316, 12.46%, 10/14/2019(a) | | Prosper | | 10/15/2016 | | 9,613 | | 9,613 | | 9,491 |
693491, 9.75%, 10/7/2019(a) | | Prosper | | 10/08/2016 | | 14,366 | | 14,366 | | 14,260 |
693530, 4.91%, 10/7/2021(a) | | Prosper | | 10/08/2016 | | 19,504 | | 19,504 | | 19,559 |
693556, 7.18%, 10/17/2021(a) | | Prosper | | 10/18/2016 | | 17,577 | | 17,577 | | 17,586 |
693631, 11.57%, 10/17/2019(a) | | Prosper | | 10/18/2016 | | 14,380 | | 14,380 | | 14,236 |
693649, 9.06%, 10/17/2019(a) | | Prosper | | 10/18/2016 | | 10,533 | | 10,533 | | 10,520 |
See Notes to Financial Statements.
10 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
693729, 8.54%, 10/11/2019(a) | | Prosper | | 10/11/2016 | | 18,421 | | 18,421 | | 18,382 |
693827, 4.49%, 10/11/2019(a) | | Prosper | | 10/11/2016 | | 33,282 | | 33,282 | | 33,411 |
693857, 7.56%, 10/11/2019(a) | | Prosper | | 10/11/2016 | | 23,913 | | 23,913 | | 23,855 |
694006, 10%, 10/18/2021(a) | | Prosper | | 10/19/2016 | | 7,359 | | 7,359 | | 7,218 |
694296, 5.64%, 10/12/2021(a) | | Prosper | | 10/13/2016 | | 11,729 | | 11,729 | | 11,752 |
694334, 7.32%, 10/12/2019(a) | | Prosper | | 10/13/2016 | | 9,542 | | 9,542 | | 9,549 |
694402, 4.79%, 10/19/2019(a) | | Prosper | | 10/20/2016 | | 9,037 | | 9,037 | | 9,107 |
695115, 6.38%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 12,821 | | 12,821 | | 12,849 |
695121, 7.32%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 19,085 | | 19,085 | | 19,101 |
695124, 3.85%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 26,583 | | 26,583 | | 26,682 |
695127, 6.38%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 18,398 | | 18,398 | | 18,438 |
695130, 9.75%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 4,789 | | 4,789 | | 4,760 |
695144, 7.56%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 19,131 | | 19,131 | | 19,094 |
695147, 13.12%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 19,656 | | 19,656 | | 19,236 |
695150, 14.53%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 7,243 | | 7,243 | | 7,066 |
695154, 7.67%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 9,787 | | 9,787 | | 9,812 |
695156, 7.32%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 5,526 | | 5,526 | | 5,531 |
695159, 6.44%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 9,560 | | 9,560 | | 9,568 |
695162, 5.41%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 11,463 | | 11,463 | | 11,476 |
695168, 5.98%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 9,058 | | 9,058 | | 9,084 |
695171, 2.71%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 14,590 | | 14,590 | | 14,599 |
695174, 5.74%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 25,368 | | 25,368 | | 25,435 |
695180, 5.98%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 5,721 | | 5,721 | | 5,738 |
695183, 6.31%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 5,714 | | 5,714 | | 5,746 |
695186, 13.41%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 13,966 | | 13,966 | | 13,618 |
695189, 14.53%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 7,243 | | 7,243 | | 7,066 |
695195, 4.1%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 7,804 | | 7,804 | | 7,818 |
695198, 12.42%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 6,258 | | 6,258 | | 6,126 |
695201, 9.75%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 7,183 | | 7,183 | | 7,140 |
695219, 5.64%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 34,153 | | 34,153 | | 34,226 |
695258, 9.06%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 8,618 | | 8,618 | | 8,599 |
695307, 9.75%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 17,240 | | 17,240 | | 17,136 |
695310, 4.14%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 8,115 | | 8,115 | | 8,161 |
695322, 14.43%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 10,586 | | 10,586 | | 10,422 |
695331, 10.36%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 5,759 | | 5,759 | | 5,671 |
695337, 3.8%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 4,751 | | 4,751 | | 4,762 |
695340, 15.75%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 14,776 | | 14,776 | | 14,282 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 11 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
695346, 3.8%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 3,854 | | 3,854 | | 3,902 |
695352, 15%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 11,816 | | 11,816 | | 11,404 |
695367, 7.31%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 19,566 | | 19,566 | | 19,528 |
695376, 5.55%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 7,622 | | 7,622 | | 7,645 |
695382, 10.2%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 14,370 | | 14,370 | | 14,268 |
695393, 5.54%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 6,646 | | 6,646 | | 6,684 |
695396, 5.93%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 9,520 | | 9,520 | | 9,575 |
695402, 6.31%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 7,008 | | 7,008 | | 7,047 |
695408, 4.1%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 19,104 | | 19,104 | | 19,137 |
695420, 11.57%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 14,380 | | 14,380 | | 14,223 |
695423, 10.83%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 9,556 | | 9,556 | | 9,460 |
695426, 4.1%, 10/13/2019(a) | | Prosper | | 10/14/2016 | | 14,257 | | 14,257 | | 14,281 |
695435, 4.91%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 19,504 | | 19,504 | | 19,580 |
695459, 7.67%, 10/13/2021(a) | | Prosper | | 10/14/2016 | | 21,629 | | 21,629 | | 21,684 |
695541, 3.85%, 10/14/2019(a) | | Prosper | | 10/15/2016 | | 16,102 | | 16,102 | | 16,163 |
695558, 14.53%, 10/14/2019(a) | | Prosper | | 10/15/2016 | | 1,931 | | 1,931 | | 1,885 |
695679, 12.46%, 10/14/2019(a) | | Prosper | | 10/15/2016 | | 4,806 | | 4,806 | | 4,745 |
695693, 14.54%, 10/14/2019(a) | | Prosper | | 10/15/2016 | | 7,240 | | 7,240 | | 7,020 |
695724, 4.49%, 10/14/2019(a) | | Prosper | | 10/15/2016 | | 16,165 | | 16,165 | | 16,233 |
695766, 13.45%, 10/17/2019(a) | | Prosper | | 10/18/2016 | | 28,852 | | 28,852 | | 28,439 |
695973, 5.98%, 10/17/2019(a) | | Prosper | | 10/18/2016 | | 9,547 | | 9,547 | | 9,582 |
696605, 6.44%, 10/18/2019(a) | | Prosper | | 10/19/2016 | | 9,560 | | 9,560 | | 9,580 |
696623, 11.59%, 10/18/2019(a) | | Prosper | | 10/19/2016 | | 9,607 | | 9,607 | | 9,491 |
697037, 4.73%, 10/19/2019(a) | | Prosper | | 10/20/2016 | | 9,486 | | 9,486 | | 9,545 |
699673, 3.19%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 1,949 | | 1,949 | | 1,945 |
699676, 5.94%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 19,548 | | 19,548 | | 19,352 |
699682, 8.59%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 10,761 | | 10,761 | | 10,655 |
699688, 7.6%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 24,449 | | 24,449 | | 24,206 |
699691, 4.52%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 14,628 | | 14,628 | | 14,576 |
699712, 7.13%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 16,615 | | 16,615 | | 16,450 |
699724, 4.47%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 19,495 | | 19,495 | | 19,457 |
699730, 10.02%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 24,761 | | 24,761 | | 24,385 |
699739, 5.58%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 16,585 | | 16,585 | | 16,527 |
699748, 4.47%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 19,495 | | 19,495 | | 19,457 |
699754, 4.83%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 6,832 | | 6,832 | | 6,790 |
699760, 7.13%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 12,712 | | 12,712 | | 12,585 |
699769, 14.5%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 8,045 | | 8,045 | | 7,935 |
See Notes to Financial Statements.
12 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
699775, 9.99%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 19,686 | | 19,686 | | 19,470 |
699778, 5.76%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 19,750 | | 19,750 | | 19,598 |
699787, 13.51%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 4,904 | | 4,904 | | 4,836 |
699793, 6.42%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 18,066 | | 18,066 | | 17,958 |
699799, 10.88%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 24,476 | | 24,476 | | 24,237 |
699811, 4.82%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 3,045 | | 3,045 | | 3,034 |
699814, 9.54%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 11,873 | | 11,873 | | 11,743 |
699823, 5.58%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 19,512 | | 19,512 | | 19,443 |
699829, 3.83%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 4,875 | | 4,875 | | 4,857 |
699937, 14.59%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 2,494 | | 2,494 | | 2,440 |
700048, 3.06%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 33,547 | | 33,547 | | 33,388 |
700168, 9.11%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 7,828 | | 7,828 | | 7,750 |
700231, 7.96%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 9,781 | | 9,781 | | 9,686 |
700234, 10.25%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 11,746 | | 11,746 | | 11,633 |
700273, 7.36%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 8,792 | | 8,792 | | 8,741 |
700282, 9.54%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 5,937 | | 5,937 | | 5,873 |
700288, 4.83%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 19,520 | | 19,520 | | 19,404 |
700483, 4.82%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 9,753 | | 9,753 | | 9,719 |
700498, 13.51%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 7,356 | | 7,356 | | 7,257 |
700510, 9.56%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 14,694 | | 14,694 | | 14,494 |
700513, 5.58%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 4,878 | | 4,878 | | 4,861 |
700516, 4.47%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 19,495 | | 19,495 | | 19,458 |
700528, 4.76%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 6,921 | | 6,921 | | 6,909 |
700534, 3.87%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 12,669 | | 12,669 | | 12,645 |
700540, 15.04%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 11,907 | | 11,907 | | 11,690 |
700543, 5.22%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 14,632 | | 14,632 | | 14,581 |
700549, 6.81%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 19,534 | | 19,534 | | 19,420 |
700567, 4.52%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 11,702 | | 11,702 | | 11,662 |
700585, 7.36%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 7,815 | | 7,815 | | 7,770 |
700603, 8.33%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 14,837 | | 14,837 | | 14,676 |
700609, 4.13%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 6,825 | | 6,825 | | 6,801 |
700627, 3.83%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 9,749 | | 9,749 | | 9,715 |
700630, 4.76%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 6,824 | | 6,824 | | 6,811 |
700753, 3.83%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 29,248 | | 29,248 | | 29,145 |
700801, 7.6%, 11/7/2019(a) | | Prosper | | 11/08/2016 | | 9,751 | | 9,751 | | 9,663 |
700804, 5.76%, 11/7/2021(a) | | Prosper | | 11/08/2016 | | 9,875 | | 9,875 | | 9,805 |
700822, 5.58%, 11/7/2019(a) | | Prosper | | 11/08/2016 | | 14,644 | | 14,644 | | 14,564 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 13 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
701521, 14.15%, 11/8/2021(a) | | Prosper | | 11/09/2016 | | 7,931 | | 7,931 | | 7,825 |
701548, 14.15%, 11/8/2021(a) | | Prosper | | 11/09/2016 | | 24,786 | | 24,786 | | 24,453 |
701662, 8.59%, 11/8/2019(a) | | Prosper | | 11/09/2016 | | 4,891 | | 4,891 | | 4,849 |
701983, 5.96%, 11/9/2019(a) | | Prosper | | 11/10/2016 | | 15,026 | | 15,026 | | 14,982 |
702232, 11.64%, 11/10/2019(a) | | Prosper | | 11/11/2016 | | 9,802 | | 9,802 | | 9,688 |
702294, 14.15%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 24,786 | | 24,786 | | 24,413 |
702297, 14.59%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 3,440 | | 3,440 | | 3,366 |
702300, 11.62%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 9,793 | | 9,793 | | 9,697 |
702309, 4.92%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 18,758 | | 18,758 | | 18,612 |
702312, 4.83%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 9,654 | | 9,654 | | 9,595 |
702321, 4.13%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 17,551 | | 17,551 | | 17,488 |
702345, 6.81%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 7,813 | | 7,813 | | 7,767 |
702351, 6.02%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 7,800 | | 7,800 | | 7,753 |
702370, 6.35%, 11/10/2019(a) | | Prosper | | 11/11/2016 | | 19,420 | | 19,420 | | 19,364 |
702381, 10.88%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 3,916 | | 3,916 | | 3,878 |
702408, 11.27%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 19,815 | | 19,815 | | 19,515 |
702438, 10.63%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 24,744 | | 24,744 | | 24,473 |
702441, 7.36%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 17,095 | | 17,095 | | 16,994 |
702444, 9.16%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 10,892 | | 10,892 | | 10,727 |
702471, 9.8%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 3,425 | | 3,425 | | 3,392 |
702486, 7.36%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 19,244 | | 19,244 | | 19,130 |
702489, 6.81%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 6,065 | | 6,065 | | 6,029 |
702497, 6.16%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 3,951 | | 3,951 | | 3,920 |
702503, 14.59%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 7,370 | | 7,370 | | 7,213 |
702515, 5.96%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 1,951 | | 1,951 | | 1,945 |
702533, 6.85%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 16,807 | | 16,807 | | 16,621 |
702551, 3.87%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 14,618 | | 14,618 | | 14,589 |
702557, 7.96%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 34,233 | | 34,233 | | 33,893 |
702587, 13.29%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 6,943 | | 6,943 | | 6,814 |
702605, 3.83%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 3,412 | | 3,412 | | 3,400 |
702620, 6.81%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 19,534 | | 19,534 | | 19,417 |
702626, 6.16%, 11/3/2021(a) | | Prosper | | 11/04/2016 | | 14,815 | | 14,815 | | 14,700 |
702674, 4.82%, 11/3/2019(a) | | Prosper | | 11/04/2016 | | 21,464 | | 21,464 | | 21,605 |
702852, 6.35%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 11,710 | | 11,710 | | 11,671 |
702861, 9.11%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 1,957 | | 1,957 | | 1,938 |
702885, 5.96%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 14,636 | | 14,636 | | 14,586 |
702924, 4.76%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 4,874 | | 4,874 | | 4,865 |
See Notes to Financial Statements.
14 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
702936, 10.02%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 11,885 | | 11,885 | | 11,709 |
702971, 6.35%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 19,517 | | 19,517 | | 19,451 |
702983, 5.66%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 19,272 | | 19,272 | | 19,062 |
702989, 5.58%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 19,414 | | 19,414 | | 19,348 |
702995, 8.33%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 19,782 | | 19,782 | | 19,568 |
703004, 12.15%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 3,964 | | 3,964 | | 3,905 |
703007, 14.59%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 1,965 | | 1,965 | | 1,924 |
703016, 14.59%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 3,931 | | 3,931 | | 3,849 |
703059, 4.83%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 29,280 | | 29,280 | | 29,106 |
703083, 4.17%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 9,373 | | 9,373 | | 9,317 |
703084, 4.82%, 11/15/2019(a) | | Prosper | | 11/16/2016 | | 19,506 | | 19,506 | | 19,458 |
703087, 14.5%, 11/15/2019(a) | | Prosper | | 11/16/2016 | | 3,012 | | 3,012 | | 2,981 |
703139, 7.13%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 7,823 | | 7,823 | | 7,746 |
703149, 7.2%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 24,699 | | 24,699 | | 24,514 |
703155, 4.47%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 6,823 | | 6,823 | | 6,810 |
703157, 5.2%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 9,761 | | 9,761 | | 9,703 |
703167, 7.33%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 19,776 | | 19,776 | | 19,562 |
703179, 7.36%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 17,584 | | 17,584 | | 17,482 |
703194, 9.8%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 2,924 | | 2,924 | | 2,896 |
703197, 10.63%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 9,897 | | 9,897 | | 9,791 |
703203, 6.42%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 14,648 | | 14,648 | | 14,563 |
703216, 8.33%, 11/15/2021(a) | | Prosper | | 11/16/2016 | | 7,913 | | 7,913 | | 7,848 |
703224, 5.76%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 14,813 | | 14,813 | | 14,701 |
703227, 10.41%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 22,536 | | 22,536 | | 22,230 |
703230, 5.76%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 9,875 | | 9,875 | | 9,800 |
703233, 14.26%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 7,855 | | 7,855 | | 7,719 |
703239, 14.59%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 7,370 | | 7,370 | | 7,216 |
703241, 14.59%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 7,370 | | 7,370 | | 7,216 |
703251, 12.15%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 9,910 | | 9,910 | | 9,763 |
703256, 7.13%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 4,889 | | 4,889 | | 4,841 |
703260, 14.26%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 11,782 | | 11,782 | | 11,578 |
703262, 6.02%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 6,835 | | 6,835 | | 6,795 |
703266, 7.85%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 7,816 | | 7,816 | | 7,771 |
703272, 7.13%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 14,667 | | 14,667 | | 14,524 |
703283, 6.02%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 8,788 | | 8,788 | | 8,736 |
703286, 5.66%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 14,825 | | 14,825 | | 14,663 |
703295, 7.36%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 9,474 | | 9,474 | | 9,419 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 15 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
703296, 7.13%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 10,756 | | 10,756 | | 10,651 |
703328, 4.95%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 18,751 | | 18,751 | | 18,640 |
703331, 14.59%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 7,364 | | 7,364 | | 7,210 |
703337, 4.82%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 16,580 | | 16,580 | | 16,523 |
703356, 4.83%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 4,880 | | 4,880 | | 4,851 |
703368, 10.02%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 24,067 | | 24,067 | | 23,710 |
703385, 3.42%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 10,850 | | 10,850 | | 10,785 |
703395, 14.1%, 11/4/2021(a) | | Prosper | | 11/05/2016 | | 9,921 | | 9,921 | | 9,740 |
703419, 14.59%, 11/7/2019(a) | | Prosper | | 11/08/2016 | | 1,965 | | 1,965 | | 1,927 |
703424, 4.47%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 19,495 | | 19,495 | | 19,458 |
703449, 10.88%, 11/7/2019(a) | | Prosper | | 11/08/2016 | | 9,790 | | 9,790 | | 9,703 |
703454, 3.57%, 11/4/2019(a) | | Prosper | | 11/05/2016 | | 2,923 | | 2,923 | | 2,918 |
703475, 11.38%, 11/7/2021(a) | | Prosper | | 11/08/2016 | | 16,037 | | 16,037 | | 15,877 |
703536, 6.85%, 11/7/2021(a) | | Prosper | | 11/08/2016 | | 22,838 | | 22,838 | | 22,607 |
703635, 4.13%, 11/7/2019(a) | | Prosper | | 11/08/2016 | | 6,880 | | 6,880 | | 6,857 |
703647, 6.02%, 11/7/2019(a) | | Prosper | | 11/08/2016 | | 7,811 | | 7,811 | | 7,769 |
703680, 5.96%, 11/7/2019(a) | | Prosper | | 11/08/2016 | | 14,636 | | 14,636 | | 14,590 |
703710, 14.59%, 11/7/2019(a) | | Prosper | | 11/08/2016 | | 7,370 | | 7,370 | | 7,227 |
703823, 4.82%, 11/7/2019(a) | | Prosper | | 11/08/2016 | | 14,630 | | 14,630 | | 14,583 |
703869, 5.22%, 11/8/2019(a) | | Prosper | | 11/09/2016 | | 3,219 | | 3,219 | | 3,209 |
703919, 7.6%, 11/7/2019(a) | | Prosper | | 11/08/2016 | | 24,449 | | 24,449 | | 24,228 |
703958, 6.81%, 11/8/2019(a) | | Prosper | | 11/09/2016 | | 4,883 | | 4,883 | | 4,858 |
704011, 7.69%, 11/17/2021(a) | | Prosper | | 11/18/2016 | | 9,889 | | 9,889 | | 9,812 |
704014, 6.02%, 11/17/2019(a) | | Prosper | | 11/18/2016 | | 7,811 | | 7,811 | | 7,780 |
704094, 5.44%, 11/8/2019(a) | | Prosper | | 11/09/2016 | | 10,753 | | 10,753 | | 10,773 |
704103, 15.04%, 11/8/2021(a) | | Prosper | | 11/09/2016 | | 13,892 | | 13,892 | | 13,661 |
704109, 13.46%, 11/8/2019(a) | | Prosper | | 11/09/2016 | | 1,963 | | 1,963 | | 1,932 |
704117, 11.64%, 11/8/2019(a) | | Prosper | | 11/09/2016 | | 3,921 | | 3,921 | | 3,873 |
704147, 13.51%, 11/8/2019(a) | | Prosper | | 11/09/2016 | | 11,596 | | 11,596 | | 11,455 |
704169, 3.83%, 11/8/2019(a) | | Prosper | | 11/09/2016 | | 11,699 | | 11,699 | | 11,662 |
704178, 6.21%, 11/8/2021(a) | | Prosper | | 11/09/2016 | | 14,827 | | 14,827 | | 14,680 |
704204, 7.33%, 11/8/2021(a) | | Prosper | | 11/09/2016 | | 14,832 | | 14,832 | | 14,685 |
704327, 11.64%, 11/8/2019(a) | | Prosper | | 11/09/2016 | | 4,901 | | 4,901 | | 4,841 |
704391, 5.2%, 11/9/2019(a) | | Prosper | | 11/10/2016 | | 7,321 | | 7,321 | | 7,283 |
704451, 4.76%, 11/9/2019(a) | | Prosper | | 11/10/2016 | | 10,723 | | 10,723 | | 10,706 |
704577, 5.96%, 11/9/2019(a) | | Prosper | | 11/10/2016 | | 7,806 | | 7,806 | | 7,783 |
704583, 7.13%, 11/9/2019(a) | | Prosper | | 11/10/2016 | | 9,778 | | 9,778 | | 9,694 |
See Notes to Financial Statements.
16 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
704654, 6.02%, 11/9/2019(a) | | Prosper | | 11/10/2016 | | 9,764 | | 9,764 | | 9,714 |
704662, 13.51%, 11/18/2019(a) | | Prosper | | 11/19/2016 | | 9,808 | | 9,808 | | 9,719 |
704665, 14.59%, 11/18/2019(a) | | Prosper | | 11/19/2016 | | 4,914 | | 4,914 | | 4,843 |
704789, 8.85%, 11/9/2021(a) | | Prosper | | 11/10/2016 | | 34,624 | | 34,624 | | 34,291 |
704801, 13.51%, 11/9/2019(a) | | Prosper | | 11/10/2016 | | 3,433 | | 3,433 | | 3,392 |
704898, 16.53%, 11/10/2021(a) | | Prosper | | 11/11/2016 | | 6,948 | | 6,948 | | 6,838 |
704928, 6.02%, 11/10/2019(a) | | Prosper | | 11/11/2016 | | 9,764 | | 9,764 | | 9,715 |
704943, 10.88%, 11/10/2019(a) | | Prosper | | 11/11/2016 | | 11,748 | | 11,748 | | 11,652 |
705200, 14.59%, 11/14/2019(a) | | Prosper | | 11/12/2016 | | 5,405 | | 5,405 | | 5,317 |
705213, 7.36%, 11/14/2019(a) | | Prosper | | 11/12/2016 | | 6,838 | | 6,838 | | 6,808 |
705225, 16.53%, 11/14/2021(a) | | Prosper | | 11/12/2016 | | 10,918 | | 10,918 | | 10,764 |
705590, 5.2%, 11/15/2019(a) | | Prosper | | 11/16/2016 | | 1,952 | | 1,952 | | 1,944 |
705738, 14.26%, 11/15/2019(a) | | Prosper | | 11/16/2016 | | 12,764 | | 12,764 | | 12,598 |
705741, 14.5%, 11/15/2019(a) | | Prosper | | 11/16/2016 | | 2,943 | | 2,943 | | 2,914 |
705779, 3.87%, 11/15/2019(a) | | Prosper | | 11/16/2016 | | 9,745 | | 9,745 | | 9,733 |
705782, 5.45%, 11/15/2019(a) | | Prosper | | 11/16/2016 | | 13,779 | | 13,779 | | 13,678 |
705785, 5.58%, 11/15/2019(a) | | Prosper | | 11/16/2016 | | 17,573 | | 17,573 | | 17,497 |
705788, 4.56%, 11/15/2021(a) | | Prosper | | 11/16/2016 | | 6,315 | | 6,315 | | 6,287 |
705816, 11.62%, 11/15/2019(a) | | Prosper | | 11/16/2016 | | 9,793 | | 9,793 | | 9,724 |
706176, 13.51%, 11/16/2019(a) | | Prosper | | 11/17/2016 | | 19,616 | | 19,616 | | 19,425 |
706662, 4.76%, 11/17/2019(a) | | Prosper | | 11/18/2016 | | 19,497 | | 19,497 | | 19,475 |
706665, 5.57%, 11/17/2019(a) | | Prosper | | 11/18/2016 | | 7,807 | | 7,807 | | 7,859 |
706671, 3.19%, 11/17/2019(a) | | Prosper | | 11/18/2016 | | 14,614 | | 14,614 | | 14,596 |
706718, 7.6%, 11/17/2019(a) | | Prosper | | 11/18/2016 | | 12,714 | | 12,714 | | 12,627 |
706739, 6.35%, 11/17/2019(a) | | Prosper | | 11/18/2016 | | 5,855 | | 5,855 | | 5,842 |
706742, 4.56%, 11/17/2021(a) | | Prosper | | 11/18/2016 | | 19,735 | | 19,735 | | 19,651 |
706745, 4.82%, 11/17/2019(a) | | Prosper | | 11/18/2016 | | 11,704 | | 11,704 | | 11,676 |
707017, 10.88%, 11/22/2019(a) | | Prosper | | 11/23/2016 | | 8,811 | | 8,811 | | 8,763 |
707313, 7.2%, 11/18/2021(a) | | Prosper | | 11/19/2016 | | 24,699 | | 24,699 | | 24,569 |
707369, 3.19%, 11/18/2019(a) | | Prosper | | 11/19/2016 | | 9,743 | | 9,743 | | 9,731 |
707372, 13.46%, 11/18/2019(a) | | Prosper | | 11/19/2016 | | 11,780 | | 11,780 | | 11,640 |
707375, 7.36%, 11/18/2019(a) | | Prosper | | 11/19/2016 | | 1,954 | | 1,954 | | 1,946 |
710083, 9.61%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 30,000 | | 30,000 | | 29,726 |
710086, 7.35%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,862 |
710089, 5.48%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,920 |
710092, 12.18%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 6,000 | | 6,000 | | 5,943 |
710095, 9.61%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,000 | | 5,000 | | 4,954 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 17 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
710104, 8.35%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,862 |
710107, 14.67%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 2,000 | | 2,000 | | 1,972 |
710128, 9.61%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 8,000 | | 8,000 | | 7,927 |
710131, 5.61%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 6,000 | | 6,000 | | 5,984 |
710134, 12.54%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,861 |
710137, 5.25%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 19,901 | | 19,901 | | 19,847 |
710140, 10.66%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,862 |
710143, 5.61%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,200 | | 5,200 | | 5,178 |
710146, 7.22%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 25,000 | | 25,000 | | 24,881 |
710149, 5.97%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 7,540 | | 7,540 | | 7,490 |
710152, 6.38%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,000 | | 5,000 | | 4,986 |
710155, 4.57%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,942 |
710158, 7.17%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,500 | | 5,500 | | 5,463 |
710161, 5.97%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 6,300 | | 6,300 | | 6,258 |
710164, 6.17%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 11,000 | | 11,000 | | 10,947 |
710167, 7.9%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 18,500 | | 18,500 | | 18,422 |
710170, 5.48%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 3,000 | | 3,000 | | 2,980 |
710173, 4.49%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,966 |
710176, 4.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 16,000 | | 16,000 | | 15,932 |
710179, 9.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,900 |
710182, 5.99%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,973 |
710185, 5.61%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 4,000 | | 4,000 | | 3,983 |
710188, 10.94%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,000 | | 5,000 | | 4,967 |
710194, 7.9%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,958 |
710197, 4.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 7,700 | | 7,700 | | 7,679 |
710200, 7.4%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,916 |
710203, 6.38%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 13,000 | | 13,000 | | 12,965 |
710206, 5.61%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,000 | | 5,000 | | 4,986 |
710209, 4.79%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,983 |
710212, 3.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 4,859 | | 4,859 | | 4,846 |
710215, 4.55%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 9,000 | | 9,000 | | 8,976 |
710218, 3.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 32,000 | | 32,000 | | 31,914 |
710221, 3.89%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,980 |
710224, 3.89%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,966 |
710227, 3.59%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,974 |
710230, 4.79%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 8,000 | | 8,000 | | 7,986 |
710233, 3.89%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,966 |
See Notes to Financial Statements.
18 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
710236, 3.21%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,974 |
710323, 5.67%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 35,000 | | 35,000 | | 34,759 |
710356, 14.67%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 7,500 | | 7,500 | | 7,397 |
710431, 16.01%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 8,000 | | 8,000 | | 7,907 |
710455, 13.58%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,263 | | 5,263 | | 5,215 |
710528, 10.63%, 11/23/2021(a) | | Prosper | | 11/24/2016 | | 14,846 | | 14,846 | | 14,753 |
710720, 5.36%, 11/23/2021(a) | | Prosper | | 11/24/2016 | | 24,685 | | 24,685 | | 24,573 |
710848, 15.27%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 10,000 | | 10,000 | | 9,888 |
710851, 4.57%, 12/2/2021(a) | | Prosper | | 12/03/2016 | | 15,000 | | 15,000 | | 14,944 |
710854, 3.89%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 23,250 | | 23,250 | | 23,212 |
710857, 8.35%, 12/2/2021(a) | | Prosper | | 12/03/2016 | | 25,000 | | 25,000 | | 24,833 |
710935, 14.19%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 20,000 | | 20,000 | | 19,836 |
710950, 7.22%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 18,000 | | 18,000 | | 18,076 |
710962, 5.17%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 23,000 | | 23,000 | | 22,863 |
710971, 9.57%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 10,000 | | 10,000 | | 9,940 |
710974, 4.79%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 10,000 | | 10,000 | | 9,985 |
710977, 4.15%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 7,500 | | 7,500 | | 7,482 |
711058, 3.85%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 6,000 | | 6,000 | | 5,986 |
711097, 3.21%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 11,000 | | 11,000 | | 10,984 |
711142, 5.97%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 14,700 | | 14,700 | | 14,615 |
711151, 5.61%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 10,000 | | 10,000 | | 9,977 |
711160, 6.85%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 15,000 | | 15,000 | | 14,945 |
711172, 4.49%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 12,000 | | 12,000 | | 11,982 |
711181, 7.9%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 5,400 | | 5,400 | | 5,380 |
711184, 13.18%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 6,500 | | 6,500 | | 6,447 |
711190, 6.87%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 10,000 | | 10,000 | | 9,940 |
711193, 5.48%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 6,000 | | 6,000 | | 5,965 |
711199, 5.25%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 35,000 | | 35,000 | | 34,918 |
711202, 9.19%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 14,919 | | 14,919 | | 14,797 |
711214, 4.85%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 14,200 | | 14,200 | | 14,148 |
711217, 7.17%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 10,000 | | 10,000 | | 9,942 |
711220, 11.7%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 15,000 | | 15,000 | | 14,881 |
711539, 6.42%, 11/28/2019(a) | | Prosper | | 11/29/2016 | | 4,100 | | 4,100 | | 4,130 |
712021, 9.19%, 12/6/2021(a) | | Prosper | | 12/07/2016 | | 12,000 | | 12,000 | | 11,905 |
712033, 5.61%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 20,000 | | 20,000 | | 19,930 |
712306, 7.4%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 10,000 | | 10,000 | | 9,965 |
712392, 9.8%, 11/30/2019(a) | | Prosper | | 12/01/2016 | | 17,000 | | 17,000 | | 16,932 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 19 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
712471, 13.18%, 12/6/2021(a) | | Prosper | | 12/07/2016 | | 7,000 | | 7,000 | | 6,945 |
712510, 14.19%, 12/6/2021(a) | | Prosper | | 12/07/2016 | | 11,000 | | 11,000 | | 10,913 |
712549, 7.71%, 12/6/2021(a) | | Prosper | | 12/07/2016 | | 10,500 | | 10,500 | | 10,440 |
712570, 7.64%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 13,000 | | 13,000 | | 12,928 |
712576, 10.46%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 3,000 | | 3,000 | | 2,977 |
712591, 14.67%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 7,500 | | 7,500 | | 7,414 |
712639, 13.58%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 2,000 | | 2,000 | | 1,985 |
712642, 9.61%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 10,000 | | 10,000 | | 9,924 |
712897, 5.61%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 6,000 | | 6,000 | | 5,979 |
712907, 14.67%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 7,500 | | 7,500 | | 7,397 |
712919, 10.46%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 2,500 | | 2,500 | | 2,477 |
712922, 5.48%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 8,214 | | 8,214 | | 8,159 |
712925, 13.53%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,826 |
712926, 14.67%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 7,500 | | 7,500 | | 7,397 |
712928, 4.93%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 18,000 | | 18,000 | | 17,914 |
712929, 12.54%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,861 |
712934, 6.17%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 35,000 | | 35,000 | | 34,833 |
712935, 9.61%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,817 |
712937, 15.83%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,883 |
712938, 8.64%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 16,000 | | 16,000 | | 15,893 |
712940, 14.67%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 7,500 | | 7,500 | | 7,397 |
712943, 13.53%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 9,000 | | 9,000 | | 8,896 |
712944, 9.19%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,811 |
712947, 10.3%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,920 |
712949, 13.53%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 3,000 | | 3,000 | | 2,965 |
712952, 14.67%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 7,500 | | 7,500 | | 7,397 |
712953, 10.66%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,862 |
712955, 8%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,900 |
712956, 6.72%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,905 |
712958, 4.15%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 9,990 | | 9,990 | | 9,963 |
712959, 14.67%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 7,500 | | 7,500 | | 7,397 |
712961, 4.96%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 25,000 | | 25,000 | | 24,904 |
712964, 10.94%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,000 | | 5,000 | | 4,967 |
712965, 14.67%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 2,000 | | 2,000 | | 1,972 |
712967, 4.79%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 19,980 | | 19,980 | | 19,946 |
712968, 14.67%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 3,000 | | 3,000 | | 2,959 |
712969, 6.52%, 12/7/2019(a) | | Prosper | | 12/08/2016 | | 15,000 | | 15,000 | | 14,920 |
See Notes to Financial Statements.
20 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
712970, 6.87%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 32,000 | | 32,000 | | 31,779 |
712971, 5.61%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 27,000 | | 27,000 | | 26,886 |
712973, 3.13%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,923 |
712976, 8.64%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 6,000 | | 6,000 | | 5,960 |
712977, 13.58%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,890 |
712979, 4.55%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 3,000 | | 3,000 | | 2,992 |
712980, 15.27%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,884 |
712982, 9.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,920 |
712985, 5.37%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 16,000 | | 16,000 | | 15,924 |
712986, 3%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,893 |
712988, 9.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,933 |
712989, 16.01%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 8,000 | | 8,000 | | 7,907 |
712991, 4.19%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 19,600 | | 19,600 | | 19,567 |
712992, 13.53%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,861 |
712993, 12.18%, 12/7/2021(a) | | Prosper | | 12/08/2016 | | 15,000 | | 15,000 | | 14,886 |
712994, 6.72%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,943 |
712995, 5.17%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 35,000 | | 35,000 | | 34,759 |
712997, 6.72%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 32,800 | | 32,800 | | 32,643 |
712998, 12.18%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 3,800 | | 3,800 | | 3,764 |
712999, 7.35%, 12/7/2021(a) | | Prosper | | 12/08/2016 | | 15,000 | | 15,000 | | 14,917 |
713000, 5.37%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,928 |
713001, 5.67%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 24,400 | | 24,400 | | 24,232 |
713004, 16.01%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 2,000 | | 2,000 | | 1,977 |
713006, 4.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,946 |
713007, 12.59%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 22,000 | | 22,000 | | 21,799 |
713010, 11.7%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 25,000 | | 25,000 | | 24,772 |
713012, 4.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,958 |
713013, 7.35%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 11,800 | | 11,800 | | 11,719 |
713015, 6.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 8,000 | | 8,000 | | 7,966 |
713016, 12.59%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 8,900 | | 8,900 | | 8,819 |
713018, 6.45%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,000 | | 5,000 | | 4,979 |
713019, 6.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 8,000 | | 8,000 | | 7,966 |
713021, 6.05%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,958 |
713022, 4.15%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 9,000 | | 9,000 | | 8,976 |
713024, 5.99%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 18,000 | | 18,000 | | 17,951 |
713025, 8%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,000 | | 5,000 | | 4,967 |
713027, 5.22%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 25,000 | | 25,000 | | 24,894 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 21 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
713028, 6.87%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 11,500 | | 11,500 | | 11,421 |
713030, 4.57%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,942 |
713031, 10.94%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 7,500 | | 7,500 | | 7,450 |
713034, 6.72%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,928 |
713036, 4.96%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 24,900 | | 24,900 | | 24,804 |
713039, 5.25%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 6,000 | | 6,000 | | 5,984 |
713040, 4.15%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,800 | | 10,800 | | 10,771 |
713042, 5.25%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 20,000 | | 20,000 | | 19,946 |
713043, 5.61%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,968 |
713045, 13.58%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,700 | | 10,700 | | 10,602 |
713046, 8%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 25,000 | | 25,000 | | 24,834 |
713048, 4.49%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 25,000 | | 25,000 | | 24,957 |
713049, 7.64%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,933 |
713052, 9.16%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 6,000 | | 6,000 | | 5,960 |
713055, 4.19%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,983 |
713058, 4.17%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 30,000 | | 30,000 | | 29,857 |
713061, 4.54%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 4,600 | | 4,600 | | 4,578 |
713064, 4.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,958 |
713067, 5.22%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 25,000 | | 25,000 | | 24,894 |
713070, 5.99%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 35,000 | | 35,000 | | 34,905 |
713073, 6.05%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,958 |
713076, 7.9%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 4,000 | | 4,000 | | 3,983 |
713079, 3%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 5,000 | | 5,000 | | 4,928 |
713082, 4.96%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,954 |
713085, 5.99%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,000 | | 5,000 | | 4,986 |
713088, 3.89%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,983 |
713091, 4.49%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 14,900 | | 14,900 | | 14,875 |
713094, 6.38%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 15,112 | | 15,112 | | 15,071 |
713097, 3.21%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,974 |
713100, 3.21%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 6,000 | | 6,000 | | 5,990 |
713102, 3.85%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 35,000 | | 35,000 | | 34,906 |
713103, 4.55%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 9,743 | | 9,743 | | 9,717 |
713106, 3.89%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,980 |
713112, 11.69%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 6,000 | | 6,000 | | 5,960 |
713165, 5.37%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 19,000 | | 19,000 | | 18,909 |
713167, 10.94%, 12/7/2019(a) | | Prosper | | 12/08/2016 | | 9,500 | | 9,500 | | 9,449 |
713195, 6.45%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 6,000 | | 6,000 | | 5,975 |
See Notes to Financial Statements.
22 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
713210, 14.67%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 5,000 | | 5,000 | | 4,931 |
713213, 6.05%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 10,000 | | 10,000 | | 9,958 |
713216, 7.4%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 12,000 | | 12,000 | | 11,949 |
713219, 4.55%, 12/1/2019(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,959 |
713222, 6.22%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 15,000 | | 15,000 | | 14,897 |
713274, 3.07%, 12/1/2021(a) | | Prosper | | 12/02/2016 | | 25,000 | | 25,000 | | 24,923 |
713360, 7.9%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 15,000 | | 15,000 | | 14,939 |
713429, 4.85%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 10,000 | | 10,000 | | 9,974 |
713466, 4.54%, 12/2/2021(a) | | Prosper | | 12/03/2016 | | 7,500 | | 7,500 | | 7,465 |
713487, 7.64%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 2,600 | | 2,600 | | 2,583 |
713517, 5.48%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 5,000 | | 5,000 | | 4,968 |
713588, 14.67%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 5,000 | | 5,000 | | 4,933 |
713591, 12.18%, 12/2/2021(a) | | Prosper | | 12/03/2016 | | 10,000 | | 10,000 | | 9,908 |
713594, 11.41%, 12/2/2021(a) | | Prosper | | 12/03/2016 | | 9,500 | | 9,500 | | 9,437 |
713597, 5.22%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 7,000 | | 7,000 | | 6,971 |
713610, 4.55%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 20,000 | | 20,000 | | 19,948 |
713613, 3.59%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 13,000 | | 13,000 | | 12,979 |
713616, 6.45%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 20,000 | | 20,000 | | 19,918 |
713669, 5.61%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 35,000 | | 35,000 | | 34,909 |
713675, 3.82%, 12/2/2021(a) | | Prosper | | 12/03/2016 | | 24,000 | | 24,000 | | 23,911 |
713679, 14.67%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 7,500 | | 7,500 | | 7,400 |
713685, 10.94%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 10,000 | | 10,000 | | 9,936 |
713687, 4.85%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 22,000 | | 22,000 | | 21,943 |
713694, 10.02%, 12/2/2021(a) | | Prosper | | 12/03/2016 | | 20,000 | | 20,000 | | 19,867 |
713697, 4.85%, 12/2/2019(a) | | Prosper | | 12/03/2016 | | 20,000 | | 20,000 | | 19,918 |
713700, 6.17%, 12/2/2021(a) | | Prosper | | 12/03/2016 | | 8,000 | | 8,000 | | 7,963 |
713705, 6.85%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 15,000 | | 15,000 | | 14,945 |
713708, 4.15%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 11,000 | | 11,000 | | 10,974 |
713712, 11.69%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 5,000 | | 5,000 | | 4,971 |
713727, 12.18%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 25,000 | | 25,000 | | 24,795 |
713733, 13.53%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 15,000 | | 15,000 | | 14,850 |
713739, 3.21%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 8,353 | | 8,353 | | 8,341 |
713742, 3.89%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 3,000 | | 3,000 | | 2,996 |
713751, 5.61%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 24,265 | | 24,265 | | 24,176 |
713763, 4.57%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 20,000 | | 20,000 | | 19,933 |
713769, 13.58%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 4,478 | | 4,478 | | 4,442 |
713777, 7.4%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 12,500 | | 12,500 | | 12,454 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 23 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
713807, 4.18%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 7,475 | | 7,475 | | 7,450 |
713876, 3.85%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 15,000 | | 15,000 | | 14,965 |
713903, 8.87%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 12,000 | | 12,000 | | 11,928 |
713904, 12.18%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 15,000 | | 15,000 | | 14,877 |
713906, 6.72%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 22,500 | | 22,500 | | 22,407 |
713907, 3.59%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 35,000 | | 35,000 | | 34,948 |
713924, 5.25%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 6,000 | | 6,000 | | 5,986 |
713933, 5.61%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 6,800 | | 6,800 | | 6,775 |
713948, 7.17%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 7,500 | | 7,500 | | 7,457 |
713991, 7.9%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 10,000 | | 10,000 | | 9,963 |
714006, 5.77%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 26,600 | | 26,600 | | 26,490 |
714012, 5.61%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 8,000 | | 8,000 | | 7,971 |
714015, 14.58%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 15,000 | | 15,000 | | 14,881 |
714020, 3%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 9,500 | | 9,500 | | 9,420 |
714024, 7.35%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 31,500 | | 31,500 | | 31,312 |
714027, 3.89%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 6,100 | | 6,100 | | 6,091 |
714030, 5.25%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 20,000 | | 20,000 | | 19,953 |
714051, 4.49%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 15,000 | | 15,000 | | 14,978 |
714060, 5.61%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 30,000 | | 30,000 | | 29,930 |
714063, 7.9%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 4,200 | | 4,200 | | 4,185 |
714066, 4.57%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 4,000 | | 4,000 | | 3,987 |
714075, 4.49%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 2,000 | | 2,000 | | 1,997 |
714081, 5.25%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 12,256 | | 12,256 | | 12,228 |
714090, 10.94%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 8,000 | | 8,000 | | 7,954 |
714096, 5.61%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 15,000 | | 15,000 | | 14,945 |
714099, 12.59%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 15,000 | | 15,000 | | 14,881 |
714188, 4.55%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 20,000 | | 20,000 | | 19,953 |
714290, 12.59%, 12/5/2019(a) | | Prosper | | 12/06/2016 | | 20,000 | | 20,000 | | 19,842 |
714791, 14.19%, 12/6/2021(a) | | Prosper | | 12/07/2016 | | 15,000 | | 15,000 | | 14,882 |
714825, 9.19%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 8,000 | | 8,000 | | 7,934 |
714918, 7.71%, 12/5/2021(a) | | Prosper | | 12/06/2016 | | 20,000 | | 20,000 | | 19,881 |
714966, 3.89%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 17,000 | | 17,000 | | 16,976 |
715127, 8%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 30,000 | | 30,000 | | 29,834 |
715136, 3.21%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 21,000 | | 21,000 | | 20,970 |
715142, 5.99%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 15,000 | | 15,000 | | 14,966 |
715275, 9.16%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 15,000 | | 15,000 | | 14,917 |
715308, 4.85%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 10,000 | | 10,000 | | 9,965 |
See Notes to Financial Statements.
24 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
715361, 4.93%, 12/6/2021(a) | | Prosper | | 12/07/2016 | | 10,000 | | 10,000 | | 9,960 |
715373, 11.41%, 12/6/2021(a) | | Prosper | | 12/07/2016 | | 20,000 | | 20,000 | | 19,885 |
715392, 14.67%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 7,500 | | 7,500 | | 7,414 |
715404, 4.15%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 8,000 | | 8,000 | | 7,982 |
715433, 10.02%, 12/6/2021(a) | | Prosper | | 12/07/2016 | | 25,000 | | 25,000 | | 24,856 |
715464, 5.25%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 5,000 | | 5,000 | | 4,989 |
715499, 6.05%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 15,000 | | 15,000 | | 14,947 |
715512, 3.85%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 6,000 | | 6,000 | | 5,987 |
715602, 5.99%, 12/6/2019(a) | | Prosper | | 12/07/2016 | | 2,000 | | 2,000 | | 1,995 |
715666, 4.49%, 12/13/2019(a) | | Prosper | | 12/14/2016 | | 32,000 | | 32,000 | | 31,967 |
715669, 3.85%, 12/13/2019(a) | | Prosper | | 12/14/2016 | | 17,300 | | 17,300 | | 17,272 |
715685, 12.32%, 12/7/2021(a) | | Prosper | | 12/08/2016 | | 4,000 | | 4,000 | | 3,962 |
715905, 4.85%, 12/7/2019(a) | | Prosper | | 12/08/2016 | | 10,000 | | 10,000 | | 9,978 |
715928, 8.87%, 12/7/2021(a) | | Prosper | | 12/08/2016 | | 4,000 | | 4,000 | | 3,978 |
715935, 6.45%, 12/7/2019(a) | | Prosper | | 12/08/2016 | | 25,000 | | 25,000 | | 24,916 |
715943, 7.4%, 12/7/2019(a) | | Prosper | | 12/08/2016 | | 20,701 | | 20,701 | | 20,631 |
716151, 7.71%, 12/7/2021(a) | | Prosper | | 12/08/2016 | | 20,000 | | 20,000 | | 19,890 |
716699, 6.85%, 12/8/2019(a) | | Prosper | | 12/09/2016 | | 12,000 | | 12,000 | | 11,961 |
717144, 11.69%, 12/8/2019(a) | | Prosper | | 12/09/2016 | | 5,200 | | 5,200 | | 5,173 |
717190, 14.19%, 12/16/2021(a) | | Prosper | | 12/17/2016 | | 25,000 | | 25,000 | | 24,882 |
717193, 14.67%, 12/16/2019(a) | | Prosper | | 12/17/2016 | | 2,200 | | 2,200 | | 2,185 |
717323, 16.01%, 12/9/2019(a) | | Prosper | | 12/10/2016 | | 5,800 | | 5,800 | | 5,751 |
717486, 6.38%, 12/9/2019(a) | | Prosper | | 12/10/2016 | | 15,000 | | 15,000 | | 14,970 |
717497, 7.9%, 12/12/2019(a) | | Prosper | | 12/13/2016 | | 10,000 | | 10,000 | | 9,973 |
717638, 15.07%, 12/12/2021(a) | | Prosper | | 12/13/2016 | | 7,000 | | 7,000 | | 6,948 |
717756, 3.07%, 12/9/2021(a) | | Prosper | | 12/10/2016 | | 25,000 | | 25,000 | | 24,944 |
717867, 14.67%, 12/12/2019(a) | | Prosper | | 12/13/2016 | | 3,800 | | 3,800 | | 3,767 |
717916, 15.27%, 12/20/2019(a) | | Prosper | | 12/21/2016 | | 6,000 | | 6,000 | | 5,975 |
717919, 4.49%, 12/20/2019(a) | | Prosper | | 12/21/2016 | | 10,000 | | 10,000 | | 9,994 |
718042, 7.4%, 12/20/2019(a) | | Prosper | | 12/21/2016 | | 6,000 | | 6,000 | | 5,991 |
718093, 13.58%, 12/20/2019(a) | | Prosper | | 12/21/2016 | | 10,000 | | 10,000 | | 9,967 |
718198, 11.41%, 12/20/2021(a) | | Prosper | | 12/21/2016 | | 20,000 | | 20,000 | | 19,949 |
718271, 7.35%, 12/13/2021(a) | | Prosper | | 12/14/2016 | | 4,000 | | 4,000 | | 3,984 |
718307, 3.89%, 12/13/2019(a) | | Prosper | | 12/14/2016 | | 10,000 | | 10,000 | | 9,990 |
718581, 13.18%, 12/13/2021(a) | | Prosper | | 12/14/2016 | | 3,000 | | 3,000 | | 2,983 |
718709, 4.85%, 12/14/2019(a) | | Prosper | | 12/15/2016 | | 7,000 | | 7,000 | | 6,989 |
718833, 5.37%, 12/13/2021(a) | | Prosper | | 12/14/2016 | | 15,000 | | 15,000 | | 14,957 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 25 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
719031, 10.3%, 12/14/2019(a) | | Prosper | | 12/15/2016 | | 10,000 | | 10,000 | | 9,962 |
719872, 5.77%, 12/27/2021(a) | | Prosper | | 12/28/2016 | | 20,000 | | 20,000 | | 19,988 |
719918, 9.61%, 12/16/2019(a) | | Prosper | | 12/17/2016 | | 10,000 | | 10,000 | | 9,955 |
719980, 4.79%, 12/27/2019(a) | | Prosper | | 12/28/2016 | | 20,000 | | 20,000 | | 19,995 |
719986, 5.22%, 12/27/2019(a) | | Prosper | | 12/28/2016 | | 7,000 | | 7,000 | | 6,996 |
719989, 4.85%, 12/27/2019(a) | | Prosper | | 12/28/2016 | | 15,000 | | 15,000 | | 14,995 |
719993, 4.15%, 12/16/2019(a) | | Prosper | | 12/17/2016 | | 27,000 | | 27,000 | | 26,964 |
720007, 7.22%, 12/27/2021(a) | | Prosper | | 12/28/2016 | | 22,000 | | 22,000 | | 21,986 |
720028, 5.67%, 12/27/2021(a) | | Prosper | | 12/29/2016 | | 20,000 | | 20,000 | | 19,983 |
720067, 10.05%, 12/27/2021(a) | | Prosper | | 12/29/2016 | | 30,000 | | 30,000 | | 29,965 |
720370, 3.85%, 12/28/2019(a) | | Prosper | | 12/29/2016 | | 17,000 | | 17,000 | | 16,996 |
720399, 3.21%, 12/16/2019(a) | | Prosper | | 12/17/2016 | | 20,000 | | 20,000 | | 19,983 |
720448, 6.45%, 12/28/2019(a) | | Prosper | | 12/29/2016 | | 9,000 | | 9,000 | | 8,996 |
720614, 9.61%, 12/20/2019(a) | | Prosper | | 12/21/2016 | | 20,000 | | 20,000 | | 19,934 |
720617, 6.52%, 12/20/2019(a) | | Prosper | | 12/21/2016 | | 20,000 | | 20,000 | | 19,952 |
720761, 5.99%, 12/20/2019(a) | | Prosper | | 12/21/2016 | | 11,000 | | 11,000 | | 10,989 |
721203, 12.54%, 12/20/2019(a) | | Prosper | | 12/21/2016 | | 10,000 | | 10,000 | | 9,958 |
721383, 5.61%, 12/20/2019(a) | | Prosper | | 12/21/2016 | | 20,000 | | 20,000 | | 19,969 |
721682, 14.67%, 12/22/2019(a) | | Prosper | | 12/23/2016 | | 7,500 | | 7,500 | | 7,470 |
721817, 9.61%, 12/22/2019(a) | | Prosper | | 12/23/2016 | | 9,000 | | 9,000 | | 8,976 |
721866, 14.67%, 12/21/2019(a) | | Prosper | | 12/22/2016 | | 3,600 | | 3,600 | | 3,584 |
722621, 4.85%, 12/27/2019(a) | | Prosper | | 12/28/2016 | | 10,000 | | 10,000 | | 9,996 |
722720, 6.05%, 12/27/2019(a) | | Prosper | | 12/28/2016 | | 22,000 | | 22,000 | | 21,988 |
722765, 4.49%, 12/27/2019(a) | | Prosper | | 12/28/2016 | | 5,700 | | 5,700 | | 5,699 |
722780, 6.38%, 12/27/2019(a) | | Prosper | | 12/29/2016 | | 28,000 | | 28,000 | | 27,989 |
722840, 9.61%, 12/27/2019(a) | | Prosper | | 12/29/2016 | | 20,000 | | 20,000 | | 19,978 |
723216, 5.61%, 12/27/2019(a) | | Prosper | | 12/28/2016 | | 15,000 | | 15,000 | | 14,992 |
723267, 9.57%, 12/27/2021(a) | | Prosper | | 12/28/2016 | | 18,000 | | 18,000 | | 17,984 |
723306, 6.22%, 12/27/2021(a) | | Prosper | | 12/28/2016 | | 15,000 | | 15,000 | | 14,987 |
723351, 3.21%, 12/27/2019(a) | | Prosper | | 12/28/2016 | | 9,000 | | 9,000 | | 8,998 |
723369, 5.67%, 12/27/2021(a) | | Prosper | | 12/29/2016 | | 25,000 | | 25,000 | | 24,979 |
723521, 4.96%, 12/29/2021(a) | | Prosper | | 12/30/2016 | | 10,000 | | 10,000 | | 9,995 |
723584, 5.99%, 12/29/2019(a) | | Prosper | | 12/30/2016 | | 4,500 | | 4,500 | | 4,498 |
723656, 5.22%, 12/29/2019(a) | | Prosper | | 12/30/2016 | | 23,300 | | 23,300 | | 23,288 |
723777, 7.35%, 12/28/2021(a) | | Prosper | | 12/29/2016 | | 25,000 | | 25,000 | | 24,984 |
724083, 5.97%, 12/29/2019(a) | | Prosper | | 12/30/2016 | | 35,000 | | 35,000 | | 34,974 |
725007, 15.07%, 12/30/2021(a) | | Prosper | | 12/31/2016 | | 2,500 | | 2,500 | | 2,498 |
Total Consumer Loans | | | | | | | | 12,904,153 | | 12,842,183 |
See Notes to Financial Statements.
26 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
Small Business Loans - 32.18% | | | | | | | | | | |
439640, 9.75%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 848 | | 795 | | 790 |
439641, 16.41%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 1,769 | | 1,629 | | 1,462 |
439643, 15.23%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 1,056 | | 973 | | 986 |
439644, 14.01%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 46,198 | | 42,738 | | 43,317 |
439646, 27.86%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 245 | | 220 | | 237 |
439647, 22.73%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 876 | | 789 | | 834 |
439648, 9.23%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 9,617 | | 9,036 | | 8,828 |
439649, 9.08%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 2,546 | | 2,393 | | 2,398 |
439650, 22.31%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 3,626 | | 3,268 | | 3,351 |
439651, 7.08%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 3,633 | | 3,437 | | 3,453 |
439652, 15.29%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 2,852 | | 2,627 | | 2,664 |
439653, 4.47%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 4,505 | | 4,301 | | 4,325 |
439654, 22.75%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 1,466 | | 1,321 | | 1,117 |
439655, 9.75%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 736 | | 690 | | 703 |
439656, 15.29%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 3,363 | | 3,098 | | 1,762 |
439658, 9.14%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 278 | | 261 | | 267 |
439659, 22.51%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 705 | | 636 | | 671 |
439660, 22.37%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 1,708 | | 1,539 | | 1,469 |
439664, 4.21%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 9,228 | | 8,809 | | 8,891 |
439754, 22.49%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 911 | | 821 | | 847 |
439757, 22.4%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 570 | | 514 | | 540 |
439759, 12.77%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 921 | | 855 | | 866 |
439771, 16.27%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 3,062 | | 2,821 | | 2,392 |
439803, 22.56%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 12,291 | | 11,078 | | 11,587 |
439914, 22.38%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 4,145 | | 3,736 | | 3,965 |
439978, 14.41%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 2,461 | | 2,276 | | 2,274 |
439988, 22.67%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 600 | | 541 | | 571 |
439991, 16.2%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 1,493 | | 1,375 | | 1,415 |
440012, 27.03%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 2,502 | | 2,255 | | 2,325 |
440048, 22.75%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 844 | | 761 | | 453 |
440054, 22.75%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 12,273 | | 11,061 | | 11,367 |
440111, 16.62%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 3,042 | | 2,801 | | 2,793 |
440128, 22.37%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 2,888 | | 2,603 | | 2,677 |
440185, 15.54%, 3/20/2018(a)(b) | | Square | | 09/23/2016 | | 530 | | 489 | | 502 |
440210, 26.25%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 5,484 | | 4,943 | | 5,082 |
440247, 18.12%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 34,971 | | 31,930 | | 32,449 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 27 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
440420, 15.35%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 4,610 | | 4,246 | | 4,303 |
440477, 12.46%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 5,366 | | 4,986 | | 5,062 |
440557, 4.48%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 7,854 | | 7,497 | | 7,488 |
440643, 27.17%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 2,951 | | 2,660 | | 2,767 |
440708, 22.79%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 3,299 | | 2,973 | | 2,193 |
440710, 9.86%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 1,455 | | 1,364 | | 1,380 |
440723, 18.34%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 3,339 | | 3,048 | | 2,945 |
440745, 22.65%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 3,996 | | 3,602 | | 3,023 |
440749, 4.54%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 2,713 | | 2,590 | | 2,594 |
440764, 27.26%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 1,785 | | 1,608 | | 1,369 |
440768, 13.92%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 1,425 | | 1,318 | | 1,315 |
440771, 22.4%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 5,367 | | 4,837 | | 4,323 |
440812, 11.08%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 704 | | 658 | | 669 |
440816, 22.37%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 648 | | 584 | | 620 |
440817, 18.12%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 12,340 | | 11,267 | | 11,543 |
440934, 22.49%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 617 | | 556 | | 587 |
440937, 12.92%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 1,514 | | 1,407 | | 1,426 |
440946, 22.67%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 188 | | 169 | | 180 |
440947, 12.66%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 30,288 | | 28,144 | | 28,547 |
441071, 18.26%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 640 | | 584 | | 615 |
441091, 26.3%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 1,269 | | 1,143 | | 1,099 |
441094, 18.05%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 730 | | 667 | | 605 |
441096, 22.65%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 1,243 | | 1,120 | | 1,167 |
441109, 4.5%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 1,163 | | 1,110 | | 1,121 |
441110, 22.62%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 1,285 | | 1,158 | | 1,099 |
441112, 18.19%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 777 | | 710 | | 744 |
441116, 9.13%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 4,023 | | 3,780 | | 3,853 |
441137, 7.08%, 3/21/2018(a)(b) | | Square | | 09/24/2016 | | 6,353 | | 6,009 | | 6,075 |
446130, 22.73%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 536 | | 483 | | 498 |
446131, 11.14%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 901 | | 841 | | 851 |
446132, 14.01%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 29,457 | | 27,251 | | 27,227 |
446133, 4.52%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 1,872 | | 1,787 | | 1,800 |
446134, 22.54%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 1,910 | | 1,721 | | 1,578 |
446135, 22.65%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 1,244 | | 1,121 | | 1,155 |
446136, 9.9%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 2,944 | | 2,760 | | 2,805 |
446137, 22.42%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 1,219 | | 1,099 | | 1,138 |
446140, 9.08%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 912 | | 857 | | 875 |
See Notes to Financial Statements.
28 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
446141, 22.37%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 2,847 | | 2,566 | | 2,663 |
446142, 18.19%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 2,747 | | 2,508 | | 2,575 |
446143, 22.57%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 5,456 | | 4,917 | | 4,989 |
446144, 12.71%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 4,443 | | 4,128 | | 4,114 |
446145, 22.48%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 7,229 | | 6,515 | | 6,538 |
446146, 12.56%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 21,014 | | 19,526 | | 19,123 |
446148, 22.65%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 2,320 | | 2,091 | | 2,110 |
446149, 12.51%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 3,493 | | 3,246 | | 3,297 |
446152, 15.35%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 2,619 | | 2,412 | | 2,226 |
446153, 22.37%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 503 | | 453 | | 478 |
446154, 4.52%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 41,644 | | 39,751 | | 39,859 |
446157, 22.81%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 882 | | 795 | | 813 |
446158, 22.56%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 2,616 | | 2,358 | | 2,412 |
446159, 15.41%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 2,618 | | 2,412 | | 2,493 |
446160, 19.13%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 2,598 | | 2,372 | | 2,443 |
446162, 14.11%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 8,376 | | 7,749 | | 7,707 |
446163, 13.9%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 13,051 | | 12,074 | | 12,316 |
446164, 22.53%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 1,673 | | 1,508 | | 1,554 |
446165, 22.47%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 784 | | 707 | | 736 |
446167, 9.2%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 5,624 | | 5,284 | | 5,300 |
446168, 7.14%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 4,983 | | 4,714 | | 4,556 |
446169, 22.65%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 2,411 | | 2,173 | | 2,279 |
446170, 22.75%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 1,274 | | 1,148 | | 1,212 |
446175, 22.68%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 2,463 | | 2,220 | | 2,356 |
446183, 18.05%, 3/27/2018(a)(b) | | Square | | 09/30/2016 | | 676 | | 618 | | 643 |
446497, 22.47%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 2,237 | | 2,016 | | 1,680 |
446532, 18.5%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 1,073 | | 980 | | 997 |
446542, 7.08%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 2,931 | | 2,772 | | 2,804 |
446554, 22.65%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 609 | | 549 | | 574 |
446555, 4.47%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 74,526 | | 71,138 | | 71,075 |
446911, 22.46%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 9,485 | | 8,549 | | 8,051 |
446925, 11.23%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 3,615 | | 3,374 | | 3,398 |
446931, 4.54%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 2,112 | | 2,016 | | 2,010 |
446936, 13.91%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 6,492 | | 6,006 | | 6,141 |
446951, 22.65%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 7,005 | | 6,313 | | 6,619 |
447016, 22.37%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 2,737 | | 2,466 | | 1,861 |
447054, 9.82%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 69,495 | | 65,152 | | 64,699 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 29 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
447449, 22.87%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 2,701 | | 2,435 | | 2,563 |
447498, 22.5%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 3,039 | | 2,739 | | 2,862 |
447511, 15.29%, 3/28/2018(a)(b) | | Square | | 10/01/2016 | | 2,096 | | 1,930 | | 1,893 |
447913, 22.84%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 1,320 | | 1,189 | | 728 |
447919, 9.1%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 2,098 | | 1,971 | | 1,970 |
448008, 13.95%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 8,442 | | 7,810 | | 7,219 |
448089, 14.78%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 19,423 | | 17,968 | | 18,235 |
448180, 7.17%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 2,901 | | 2,744 | | 2,765 |
448187, 4.5%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 2,574 | | 2,457 | | 2,474 |
448190, 13.95%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 1,598 | | 1,478 | | 1,324 |
448195, 15.23%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 15,002 | | 13,818 | | 14,246 |
448298, 22.65%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 1,410 | | 1,271 | | 1,286 |
448305, 12.66%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 3,456 | | 3,212 | | 3,286 |
448316, 22.57%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 699 | | 630 | | 639 |
448323, 22.37%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 1,189 | | 1,071 | | 1,136 |
448330, 22.58%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 1,378 | | 1,241 | | 535 |
448384, 22.66%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 16,255 | | 14,650 | | 14,807 |
448489, 9.79%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 812 | | 761 | | 774 |
448493, 7.19%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 2,092 | | 1,979 | | 2,002 |
448499, 22.85%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 6,849 | | 6,173 | | 6,392 |
448520, 22.81%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 1,401 | | 1,263 | | 1,136 |
448543, 22.32%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 1,966 | | 1,771 | | 1,867 |
448550, 15.48%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 8,540 | | 7,865 | | 7,757 |
448625, 22.6%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 2,550 | | 2,298 | | 2,191 |
448636, 12.66%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 2,069 | | 1,923 | | 1,962 |
448656, 22.37%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 19,240 | | 17,341 | | 7,984 |
448742, 22.37%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 505 | | 455 | | 480 |
448746, 22.5%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 2,887 | | 2,602 | | 2,707 |
448758, 9.9%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 10,378 | | 9,730 | | 8,861 |
448776, 19.13%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 8,011 | | 7,315 | | 7,704 |
448952, 22.61%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 924 | | 832 | | 864 |
448955, 22.65%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 1,822 | | 1,642 | | 1,692 |
448975, 15.29%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 529 | | 487 | | 502 |
448980, 22.72%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 843 | | 759 | | 730 |
448981, 22.47%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 376 | | 339 | | 359 |
448983, 4.5%, 3/29/2018(a)(b) | | Square | | 10/04/2016 | | 6,816 | | 6,506 | | 6,416 |
449071, 22.39%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 9,215 | | 8,305 | | 5,912 |
See Notes to Financial Statements.
30 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
449106, 22.5%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 2,968 | | 2,675 | | 2,356 |
449115, 26.25%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 28,410 | | 25,605 | | 26,320 |
449340, 22.5%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 2,299 | | 2,072 | | 2,123 |
449348, 12.51%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 2,107 | | 1,958 | | 1,985 |
449375, 22.41%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,615 | | 1,455 | | 1,490 |
449378, 22.37%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,830 | | 1,650 | | 1,690 |
449381, 18.27%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 2,392 | | 2,184 | | 2,228 |
449418, 13.95%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 925 | | 855 | | 869 |
449422, 22.43%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,841 | | 1,659 | | 1,699 |
449468, 22.34%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,099 | | 991 | | 1,015 |
449474, 22.56%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 3,172 | | 2,859 | | 2,929 |
449513, 12.51%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 14,537 | | 13,508 | | 13,699 |
449602, 18.05%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,837 | | 1,677 | | 1,711 |
449608, 4.54%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 813 | | 776 | | 780 |
449609, 15.29%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 2,433 | | 2,241 | | 2,279 |
449612, 12.47%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,924 | | 1,788 | | 1,803 |
449675, 11.13%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,407 | | 1,313 | | 1,329 |
449683, 22.62%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,516 | | 1,366 | | 1,400 |
449691, 22.56%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 3,816 | | 3,439 | | 3,523 |
449715, 22.56%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,057 | | 953 | | 976 |
449747, 13.92%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 3,787 | | 3,503 | | 3,558 |
449779, 4.48%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 10,575 | | 10,094 | | 10,147 |
449842, 22.56%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 3,137 | | 2,828 | | 2,796 |
449853, 22.5%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 957 | | 863 | | 884 |
449854, 22.37%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 7,044 | | 6,348 | | 6,501 |
449872, 18.12%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,269 | | 1,159 | | 1,151 |
449874, 22.59%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,738 | | 1,566 | | 1,604 |
449882, 22.65%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 10,334 | | 9,314 | | 9,541 |
449904, 4.47%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 2,412 | | 2,303 | | 2,315 |
449912, 22.47%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 2,191 | | 1,975 | | 2,022 |
449946, 22.46%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 5,531 | | 4,985 | | 5,106 |
449993, 22.47%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 15,117 | | 13,624 | | 13,796 |
450108, 22.89%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 2,924 | | 2,635 | | 2,578 |
450113, 22.68%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 2,886 | | 2,601 | | 2,664 |
450139, 22.6%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,116 | | 1,006 | | 1,031 |
450141, 9.15%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 6,852 | | 6,438 | | 6,505 |
450156, 15.29%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 9,524 | | 8,772 | | 8,921 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 31 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
450213, 4.47%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 1,855 | | 1,771 | | 1,780 |
450215, 22.73%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 4,523 | | 4,077 | | 4,176 |
450226, 27.22%, 3/30/2018(a)(b) | | Square | | 10/05/2016 | | 701 | | 632 | | 647 |
450439, 22.4%, 4/1/2018(a)(b) | | Square | | 10/06/2016 | | 979 | | 883 | | 904 |
450446, 12.66%, 3/30/2018(a)(b) | | Square | | 10/06/2016 | | 2,468 | | 2,293 | | 2,325 |
450467, 22.75%, 4/1/2018(a)(b) | | Square | | 10/06/2016 | | 2,201 | | 1,983 | | 1,558 |
450473, 22.56%, 4/1/2018(a)(b) | | Square | | 10/06/2016 | | 824 | | 743 | | 761 |
450477, 22.47%, 4/1/2018(a)(b) | | Square | | 10/06/2016 | | 689 | | 621 | | 620 |
450480, 9.86%, 4/1/2018(a)(b) | | Square | | 10/06/2016 | | 7,081 | | 6,638 | | 6,712 |
450507, 4.47%, 4/1/2018(a)(b) | | Square | | 10/06/2016 | | 3,658 | | 3,492 | | 3,510 |
450525, 7.11%, 4/1/2018(a)(b) | | Square | | 10/06/2016 | | 2,614 | | 2,473 | | 2,493 |
450539, 14.14%, 4/1/2018(a)(b) | | Square | | 10/06/2016 | | 1,287 | | 1,191 | | 1,209 |
450545, 18.13%, 4/1/2018(a)(b) | | Square | | 10/06/2016 | | 12,219 | | 11,156 | | 8,949 |
450573, 9.86%, 4/1/2018(a)(b) | | Square | | 10/06/2016 | | 2,617 | | 2,454 | | 2,481 |
450586, 22.66%, 4/2/2018(a)(b) | | Square | | 10/06/2016 | | 463 | | 418 | | 428 |
450591, 11.15%, 4/2/2018(a)(b) | | Square | | 10/06/2016 | | 10,529 | | 9,827 | | 9,950 |
450646, 9.75%, 4/2/2018(a)(b) | | Square | | 10/06/2016 | | 4,462 | | 4,184 | | 4,230 |
450664, 11.16%, 4/2/2018(a)(b) | | Square | | 10/06/2016 | | 1,660 | | 1,549 | | 1,568 |
450672, 4.48%, 4/2/2018(a)(b) | | Square | | 10/06/2016 | | 1,371 | | 1,309 | | 1,316 |
450674, 22.49%, 4/2/2018(a)(b) | | Square | | 10/06/2016 | | 908 | | 818 | | 838 |
450679, 22.61%, 4/2/2018(a)(b) | | Square | | 10/06/2016 | | 2,546 | | 2,294 | | 2,350 |
450690, 22.52%, 4/2/2018(a)(b) | | Square | | 10/06/2016 | | 1,801 | | 1,623 | | 1,662 |
450739, 22.65%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 11,758 | | 10,597 | | 10,853 |
450882, 22.75%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 7,472 | | 6,734 | | 6,897 |
450912, 22.47%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 801 | | 722 | | 739 |
450930, 22.56%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 1,722 | | 1,552 | | 1,589 |
450946, 15.48%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 852 | | 785 | | 799 |
450950, 4.5%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 6,453 | | 6,159 | | 6,192 |
450990, 12.61%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 16,548 | | 15,377 | | 15,593 |
451049, 22.46%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 4,386 | | 3,953 | | 4,047 |
451064, 4.52%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 1,795 | | 1,713 | | 1,722 |
451068, 4.55%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 1,953 | | 1,864 | | 1,874 |
451075, 22.65%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 37,791 | | 34,060 | | 34,882 |
451210, 22.53%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 1,134 | | 1,022 | | 924 |
451214, 22.52%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 1,639 | | 1,477 | | 1,513 |
451222, 22.75%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 744 | | 671 | | 647 |
451224, 7.14%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 10,963 | | 10,370 | | 10,455 |
See Notes to Financial Statements.
32 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
451289, 22.65%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 4,262 | | 3,841 | | 3,934 |
451317, 9.1%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 3,750 | | 3,523 | | 3,560 |
451325, 9.9%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 19,316 | | 18,108 | | 18,311 |
451368, 22.61%, 4/3/2018(a)(b) | | Square | | 10/06/2016 | | 2,330 | | 2,100 | | 2,150 |
451880, 22.34%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,816 | | 1,636 | | 1,675 |
451920, 22.56%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 706 | | 636 | | 648 |
451928, 4.48%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 2,262 | | 2,160 | | 2,171 |
451932, 15.23%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,173 | | 1,081 | | 1,099 |
451935, 11.24%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 2,424 | | 2,262 | | 2,291 |
451944, 15.35%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,082 | | 997 | | 978 |
451954, 22.54%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 427 | | 385 | | 360 |
451965, 15.41%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 2,108 | | 1,941 | | 1,974 |
451980, 9.79%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 10,614 | | 9,951 | | 10,060 |
452006, 11.24%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,358 | | 1,267 | | 1,283 |
452014, 22.66%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 568 | | 512 | | 524 |
452019, 4.54%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,001 | | 956 | | 961 |
452027, 7.14%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 2,488 | | 2,353 | | 2,373 |
452037, 22.51%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 3,467 | | 3,124 | | 2,825 |
452045, 22.4%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,740 | | 1,568 | | 1,605 |
452078, 15.23%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 2,147 | | 1,978 | | 2,011 |
452084, 23.04%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 923 | | 831 | | 829 |
452088, 22.65%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 2,254 | | 2,032 | | 2,080 |
452106, 22.47%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,080 | | 974 | | 997 |
452121, 11.22%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 958 | | 895 | | 906 |
452124, 11.1%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,501 | | 1,401 | | 1,410 |
452129, 22.49%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 3,884 | | 3,500 | | 3,518 |
452156, 22.62%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,774 | | 1,598 | | 1,636 |
452159, 4.52%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,442 | | 1,376 | | 1,384 |
452216, 22.55%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 7,274 | | 6,556 | | 6,712 |
452235, 18.39%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 582 | | 531 | | 541 |
452236, 22.65%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,835 | | 1,654 | | 1,693 |
452241, 18.05%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 3,904 | | 3,565 | | 3,634 |
452250, 15.35%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 6,264 | | 5,769 | | 5,866 |
452258, 22.56%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 325 | | 293 | | 300 |
452260, 22.75%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 766 | | 690 | | 707 |
452262, 15.29%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 3,001 | | 2,764 | | 2,810 |
452265, 9.2%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 2,750 | | 2,584 | | 2,610 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 33 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
452280, 16.27%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 3,453 | | 3,180 | | 3,237 |
452284, 22.53%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,784 | | 1,608 | | 1,334 |
452290, 22.43%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 617 | | 556 | | 569 |
452293, 22.46%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 6,996 | | 6,305 | | 6,454 |
452313, 22.71%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,803 | | 1,625 | | 1,664 |
452394, 9.79%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 3,477 | | 3,260 | | 3,295 |
452418, 22.56%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 467 | | 421 | | 431 |
452423, 15.35%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 912 | | 840 | | 854 |
452425, 22.51%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 827 | | 746 | | 763 |
452439, 13.86%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 7,782 | | 7,199 | | 7,308 |
452473, 7.11%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,604 | | 1,518 | | 1,530 |
452479, 22.37%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 3,362 | | 3,030 | | 3,102 |
452497, 22.75%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 4,404 | | 3,969 | | 4,064 |
452509, 15.29%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,251 | | 1,152 | | 1,158 |
452830, 15.23%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 25,513 | | 23,499 | | 23,889 |
452999, 15.41%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 7,603 | | 7,003 | | 7,120 |
453005, 15.48%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 5,115 | | 4,712 | | 4,791 |
453017, 22.4%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 4,538 | | 4,089 | | 4,186 |
453037, 18.34%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 1,140 | | 1,041 | | 1,061 |
453190, 11.74%, 4/4/2018(a)(b) | | Square | | 10/07/2016 | | 337 | | 314 | | 318 |
453279, 22.37%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 801 | | 722 | | 739 |
453289, 22.75%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 936 | | 844 | | 864 |
453298, 22.45%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,005 | | 905 | | 927 |
453308, 22.56%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 2,078 | | 1,872 | | 1,916 |
453320, 22.51%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,697 | | 1,529 | | 1,565 |
453372, 4.48%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 11,390 | | 10,872 | | 10,928 |
453407, 22.57%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 16,977 | | 15,301 | | 15,660 |
453554, 13.87%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,819 | | 1,683 | | 1,708 |
453574, 22.57%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 4,936 | | 4,449 | | 4,553 |
453680, 22.47%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 2,609 | | 2,352 | | 2,407 |
453731, 22.8%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,326 | | 1,194 | | 1,223 |
453735, 22.8%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 802 | | 723 | | 740 |
453739, 22.66%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 6,140 | | 5,534 | | 5,664 |
453808, 22.4%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 646 | | 582 | | 596 |
453811, 22.37%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,681 | | 1,515 | | 1,551 |
453816, 22.41%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 2,248 | | 2,026 | | 2,073 |
453824, 18.27%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 419 | | 382 | | 390 |
See Notes to Financial Statements.
34 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
453828, 22.84%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 605 | | 545 | | 558 |
453829, 22.56%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,184 | | 1,067 | | 1,092 |
453841, 22.37%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 2,450 | | 2,208 | | 2,248 |
453885, 22.59%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 2,340 | | 2,109 | | 2,011 |
453891, 22.65%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 2,784 | | 2,509 | | 2,418 |
453899, 22.37%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 3,994 | | 3,600 | | 3,683 |
453915, 4.55%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,077 | | 1,028 | | 1,034 |
453917, 13.95%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 4,208 | | 3,893 | | 3,952 |
453926, 22.71%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,706 | | 1,538 | | 1,574 |
453947, 7.16%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 6,179 | | 5,845 | | 5,892 |
453969, 13.84%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,833 | | 1,696 | | 1,721 |
453977, 22.64%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 5,206 | | 4,692 | | 4,803 |
454029, 22.58%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 729 | | 658 | | 673 |
454030, 15.23%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 11,400 | | 10,500 | | 10,672 |
454058, 7.11%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 2,610 | | 2,469 | | 2,489 |
454073, 22.88%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 890 | | 802 | | 821 |
454075, 22.37%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 2,047 | | 1,845 | | 962 |
454083, 22.65%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,759 | | 1,585 | | 1,622 |
454114, 22.75%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,515 | | 1,366 | | 1,398 |
454117, 22.56%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 9,190 | | 8,283 | | 8,477 |
454177, 22.62%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 726 | | 654 | | 662 |
454181, 4.54%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 5,569 | | 5,315 | | 5,314 |
454191, 22.75%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 7,461 | | 6,725 | | 6,884 |
454216, 22.51%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 1,259 | | 1,135 | | 1,131 |
454240, 22.57%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 7,550 | | 6,804 | | 6,784 |
454261, 22.47%, 4/5/2018(a)(b) | | Square | | 10/08/2016 | | 16,138 | | 14,545 | | 14,885 |
454877, 15.29%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 4,001 | | 3,685 | | 3,743 |
454892, 22.65%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 631 | | 569 | | 542 |
454898, 22.68%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 3,094 | | 2,788 | | 2,851 |
454916, 22.74%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 5,695 | | 5,133 | | 5,249 |
454928, 22.82%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,812 | | 1,632 | | 1,669 |
454932, 22.75%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,762 | | 2,489 | | 2,545 |
454978, 4.48%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 966 | | 922 | | 926 |
454980, 15.29%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,264 | | 1,164 | | 1,182 |
454983, 23.04%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 4,202 | | 3,787 | | 3,873 |
454995, 22.65%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,902 | | 2,615 | | 2,674 |
455001, 22.62%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,616 | | 1,457 | | 1,489 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 35 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
455003, 18.44%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,093 | | 998 | | 1,016 |
455012, 22.47%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,248 | | 2,026 | | 2,071 |
455031, 22.59%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,846 | | 2,565 | | 2,622 |
455058, 7.17%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 22,340 | | 21,133 | | 21,295 |
455208, 22.47%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,071 | | 965 | | 975 |
455214, 22.75%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 4,264 | | 3,843 | | 3,929 |
455234, 22.75%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 4,624 | | 4,167 | | 4,261 |
455248, 22.47%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,367 | | 1,232 | | 1,259 |
455255, 14.01%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 4,691 | | 4,340 | | 4,402 |
455273, 22.58%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 500 | | 450 | | 460 |
455274, 22.4%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,352 | | 2,119 | | 2,166 |
455279, 9.9%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,222 | | 2,083 | | 2,105 |
455284, 11.24%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,415 | | 1,321 | | 1,336 |
455304, 15.29%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 4,703 | | 4,331 | | 4,399 |
455376, 4.47%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,859 | | 2,729 | | 2,743 |
455406, 15.35%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 19,699 | | 18,143 | | 18,429 |
455699, 4.5%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 4,259 | | 4,066 | | 4,086 |
455805, 22.52%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,577 | | 2,322 | | 2,374 |
455808, 13.84%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 3,323 | | 3,074 | | 3,118 |
455817, 22.37%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,475 | | 2,231 | | 2,280 |
455830, 22.56%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 3,289 | | 2,964 | | 3,030 |
455835, 22.52%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,520 | | 1,370 | | 1,400 |
455854, 23.17%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 4,952 | | 4,463 | | 3,402 |
455860, 18.42%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,177 | | 1,075 | | 1,094 |
455863, 22.56%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 877 | | 790 | | 808 |
455869, 18.27%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,071 | | 977 | | 995 |
455888, 22.48%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 12,132 | | 10,934 | | 11,177 |
455951, 22.75%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 3,525 | | 3,177 | | 3,249 |
455966, 18.05%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 14,611 | | 13,340 | | 13,584 |
456013, 9.86%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,464 | | 2,310 | | 2,334 |
456017, 12.56%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 18,241 | | 16,949 | | 17,170 |
456106, 22.78%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 2,122 | | 1,913 | | 1,934 |
456109, 14.08%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,342 | | 1,242 | | 1,260 |
456112, 22.61%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,766 | | 1,592 | | 1,627 |
456115, 7.14%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 1,687 | | 1,595 | | 1,608 |
456120, 4.5%, 4/6/2018(a)(b) | | Square | | 10/12/2016 | | 62,909 | | 60,050 | | 60,343 |
456309, 15.29%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 2,764 | | 2,546 | | 2,585 |
See Notes to Financial Statements.
36 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
456337, 4.52%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 50,083 | | 47,806 | | 48,037 |
456597, 22.75%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 3,579 | | 3,226 | | 3,298 |
456611, 22.38%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 331 | | 298 | | 305 |
456631, 22.61%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 2,927 | | 2,637 | | 2,696 |
456636, 22.42%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,550 | | 1,397 | | 1,428 |
456640, 22.61%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 751 | | 677 | | 692 |
456644, 22.81%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,177 | | 1,061 | | 1,084 |
456653, 22.75%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 3,623 | | 3,265 | | 3,338 |
456666, 22.52%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 2,007 | | 1,809 | | 1,848 |
456671, 22.72%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 459 | | 413 | | 422 |
456674, 22.68%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,155 | | 1,041 | | 906 |
456676, 22.78%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 4,009 | | 3,613 | | 3,652 |
456745, 22.65%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,779 | | 1,604 | | 1,639 |
456758, 18.12%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 24,829 | | 22,670 | | 23,080 |
456857, 22.37%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 2,246 | | 2,025 | | 2,069 |
456877, 22.37%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,884 | | 1,698 | | 1,735 |
456909, 22.47%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,959 | | 1,766 | | 1,805 |
456915, 15.41%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 2,358 | | 2,171 | | 1,877 |
456917, 18.05%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 798 | | 728 | | 741 |
456919, 22.81%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,908 | | 1,719 | | 1,757 |
456921, 22.56%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,330 | | 1,198 | | 1,225 |
456923, 22.71%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,419 | | 1,279 | | 1,308 |
456924, 22.42%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 2,409 | | 2,171 | | 2,219 |
456926, 22.59%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 721 | | 650 | | 647 |
456927, 7.08%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 731 | | 691 | | 696 |
456928, 12.51%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,229 | | 1,142 | | 1,157 |
456941, 22.37%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,147 | | 1,034 | | 1,009 |
456945, 4.5%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,313 | | 1,253 | | 1,259 |
456948, 22.47%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 716 | | 645 | | 659 |
456949, 15.23%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 2,374 | | 2,187 | | 2,220 |
456991, 14.13%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 983 | | 910 | | 923 |
456996, 22.51%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,236 | | 1,114 | | 1,139 |
457020, 22.4%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 4,623 | | 4,166 | | 4,258 |
457045, 11.18%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,694 | | 1,581 | | 1,599 |
457049, 4.54%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 848 | | 810 | | 814 |
457066, 12.61%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 2,872 | | 2,669 | | 2,634 |
457076, 9.21%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,776 | | 1,669 | | 1,685 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 37 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
457078, 22.57%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 6,192 | | 5,581 | | 5,704 |
457116, 22.68%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 6,494 | | 5,852 | | 5,982 |
457173, 22.56%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,739 | | 1,567 | | 1,479 |
457179, 22.79%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 3,644 | | 3,284 | | 3,357 |
457186, 22.37%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,978 | | 1,782 | | 1,821 |
457187, 4.5%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,707 | | 1,630 | | 1,637 |
457189, 22.47%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,560 | | 1,406 | | 1,436 |
457200, 22.37%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,240 | | 1,118 | | 1,142 |
457236, 22.65%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 2,809 | | 2,532 | | 2,316 |
457242, 22.71%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,592 | | 1,435 | | 1,467 |
457253, 11.1%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 1,274 | | 1,189 | | 1,203 |
457255, 22.65%, 4/7/2018(a)(b) | | Square | | 10/13/2016 | | 2,637 | | 2,376 | | 1,838 |
457272, 22.66%, 4/7/2018(a)(b) | | Square | | 10/14/2016 | | 3,643 | | 3,283 | | 3,354 |
457284, 22.47%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 27,702 | | 24,967 | | 25,509 |
457317, 22.65%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 11,389 | | 10,265 | | 10,489 |
457325, 23.14%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 978 | | 881 | | 901 |
457326, 15.8%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 4,501 | | 4,145 | | 4,211 |
457331, 4.54%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,379 | | 1,317 | | 1,323 |
457336, 22.36%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 7,280 | | 6,562 | | 6,704 |
457346, 9.86%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 3,212 | | 3,011 | | 2,963 |
457347, 22.41%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 940 | | 847 | | 850 |
457349, 16.2%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 3,827 | | 3,525 | | 3,582 |
457355, 12.56%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 11,449 | | 10,638 | | 10,773 |
457376, 9.05%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 1,345 | | 1,264 | | 1,276 |
457381, 4.98%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 11,318 | | 10,804 | | 10,860 |
457399, 9.75%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 776 | | 727 | | 734 |
457402, 15.41%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 2,968 | | 2,734 | | 2,776 |
457410, 7.17%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 2,883 | | 2,727 | | 2,733 |
457418, 22.37%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 2,037 | | 1,836 | | 1,875 |
457427, 22.45%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 821 | | 740 | | 756 |
457431, 4.52%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 2,329 | | 2,223 | | 2,234 |
457439, 22.41%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 3,087 | | 2,782 | | 2,842 |
457449, 22.64%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 629 | | 567 | | 579 |
457451, 13.91%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 9,833 | | 9,096 | | 9,223 |
457478, 10.06%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 245 | | 230 | | 232 |
457481, 4.48%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 2,537 | | 2,421 | | 2,433 |
457493, 7.19%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 1,230 | | 1,163 | | 1,172 |
See Notes to Financial Statements.
38 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
457499, 15.48%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 1,424 | | 1,311 | | 1,331 |
457503, 22.37%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 1,354 | | 1,220 | | 820 |
457510, 11.11%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,400 | | 1,306 | | 1,314 |
457515, 22.5%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 1,708 | | 1,539 | | 1,555 |
457521, 22.37%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,265 | | 1,140 | | 1,165 |
457526, 18.19%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 2,685 | | 2,451 | | 2,495 |
457532, 22.77%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 5,149 | | 4,641 | | 4,742 |
457545, 22.67%, 4/8/2018(a)(b) | | Square | | 10/14/2016 | | 8,086 | | 7,287 | | 7,447 |
457565, 22.37%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 17,961 | | 16,188 | | 16,538 |
457609, 11.15%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 13,270 | | 12,385 | | 12,526 |
457652, 22.78%, 4/9/2018(a)(b) | | Square | | 10/14/2016 | | 2,760 | | 2,487 | | 2,513 |
457661, 18.27%, 4/9/2018(a)(b) | | Square | | 10/14/2016 | | 2,303 | | 2,103 | | 2,141 |
457669, 4.48%, 4/9/2018(a)(b) | | Square | | 10/14/2016 | | 2,402 | | 2,293 | | 2,304 |
457674, 22.47%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,122 | | 1,011 | | 1,033 |
457678, 22.35%, 4/9/2018(a)(b) | | Square | | 10/14/2016 | | 1,842 | | 1,660 | | 1,696 |
457685, 15.41%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 5,574 | | 5,134 | | 5,213 |
457699, 22.56%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 2,164 | | 1,950 | | 1,993 |
457707, 9.75%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,420 | | 1,331 | | 1,345 |
457715, 9.14%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,828 | | 1,717 | | 1,733 |
457722, 22.56%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 895 | | 806 | | 824 |
457724, 22.59%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 2,033 | | 1,832 | | 1,872 |
457731, 4.48%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 2,413 | | 2,304 | | 2,315 |
457740, 4.54%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 7,007 | | 6,689 | | 6,721 |
457757, 22.37%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 2,340 | | 2,109 | | 2,155 |
457766, 22.37%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,725 | | 1,555 | | 1,588 |
457772, 22.47%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 952 | | 858 | | 877 |
457774, 22.63%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,823 | | 1,643 | | 1,679 |
457776, 22.6%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,425 | | 1,284 | | 1,312 |
457779, 22.44%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,306 | | 1,177 | | 1,196 |
457786, 18.33%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 2,080 | | 1,899 | | 1,933 |
457793, 22.56%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 6,923 | | 6,240 | | 5,831 |
457809, 14.11%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 2,309 | | 2,136 | | 2,166 |
457817, 9.79%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 3,092 | | 2,899 | | 2,928 |
457828, 22.65%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 3,449 | | 3,109 | | 2,763 |
457840, 11.13%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 1,630 | | 1,522 | | 1,539 |
457849, 22.75%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 2,015 | | 1,816 | | 1,823 |
457863, 22.67%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 864 | | 779 | | 796 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 39 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
457865, 18.39%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 887 | | 810 | | 824 |
457869, 22.73%, 4/10/2018(a)(b) | | Square | | 10/14/2016 | | 874 | | 787 | | 804 |
457882, 22.42%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 1,568 | | 1,413 | | 1,443 |
457886, 22.75%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 3,298 | | 2,973 | | 3,038 |
457891, 22.75%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 3,164 | | 2,851 | | 2,608 |
457902, 22.47%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 29,893 | | 26,942 | | 27,527 |
457966, 22.47%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 9,274 | | 8,358 | | 8,539 |
458006, 11.2%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 9,962 | | 9,297 | | 9,403 |
458034, 22.31%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 1,008 | | 909 | | 886 |
458036, 15.35%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 1,871 | | 1,724 | | 1,750 |
458039, 22.65%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 1,447 | | 1,303 | | 1,332 |
458041, 22.56%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 688 | | 620 | | 634 |
458042, 9.18%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 3,877 | | 3,643 | | 3,677 |
458048, 22.83%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 560 | | 505 | | 516 |
458049, 22.69%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 2,947 | | 2,655 | | 2,714 |
458065, 7.19%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 3,660 | | 3,462 | | 3,488 |
458070, 22.83%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 1,723 | | 1,553 | | 1,587 |
458075, 7.19%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 1,373 | | 1,299 | | 1,308 |
458079, 22.82%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 1,856 | | 1,673 | | 1,709 |
458085, 22.37%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 619 | | 558 | | 570 |
458087, 22.3%, 4/11/2018(a)(b) | | Square | | 10/14/2016 | | 311 | | 281 | | 287 |
459112, 15.35%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 20,638 | | 19,008 | | 19,296 |
459218, 15.29%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 2,904 | | 2,675 | | 2,715 |
459222, 22.4%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 3,141 | | 2,831 | | 2,694 |
459241, 22.79%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 2,518 | | 2,269 | | 2,259 |
459251, 22.47%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 13,800 | | 12,437 | | 12,704 |
459272, 9.94%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 2,433 | | 2,281 | | 2,304 |
459280, 22.77%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 5,243 | | 4,725 | | 4,802 |
459303, 9.82%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 6,723 | | 6,303 | | 6,366 |
459318, 22.47%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 2,944 | | 2,653 | | 2,503 |
459349, 22.69%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 423 | | 381 | | 389 |
459350, 22.75%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 2,878 | | 2,594 | | 2,650 |
459369, 22.79%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 738 | | 665 | | 679 |
459392, 22.6%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 1,644 | | 1,482 | | 1,514 |
459393, 13.87%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 1,595 | | 1,475 | | 1,495 |
459400, 18.07%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 7,059 | | 6,445 | | 6,558 |
459438, 22.65%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 1,524 | | 1,374 | | 1,403 |
See Notes to Financial Statements.
40 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
459455, 4.48%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 29,169 | | 27,843 | | 27,973 |
459600, 13.95%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 3,880 | | 3,589 | | 3,639 |
459628, 13.84%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 4,209 | | 3,894 | | 3,903 |
459643, 13.9%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 2,405 | | 2,225 | | 2,123 |
459651, 15.48%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 316 | | 291 | | 296 |
459657, 22.56%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 2,334 | | 2,103 | | 2,124 |
459666, 12.48%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 9,780 | | 9,087 | | 9,201 |
459703, 9.17%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 4,841 | | 4,549 | | 4,591 |
459753, 13.98%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 3,965 | | 3,668 | | 3,651 |
459775, 22.44%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 2,198 | | 1,980 | | 2,023 |
459786, 22.56%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 6,146 | | 5,539 | | 4,283 |
459833, 22.56%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 2,789 | | 2,514 | | 2,568 |
459861, 22.6%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 1,318 | | 1,187 | | 1,213 |
459867, 22.45%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 658 | | 593 | | 605 |
459868, 22.66%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 251 | | 226 | | 231 |
459870, 22.47%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 2,916 | | 2,628 | | 2,685 |
459875, 22.33%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 1,141 | | 1,028 | | 1,050 |
459882, 15.35%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 18,332 | | 16,885 | | 17,140 |
459911, 4.52%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 1,463 | | 1,397 | | 1,403 |
459917, 22.65%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 1,434 | | 1,292 | | 895 |
459922, 22.37%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 1,370 | | 1,235 | | 1,261 |
459925, 13.91%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 9,711 | | 8,983 | | 9,058 |
459946, 27.13%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 538 | | 484 | | 497 |
459948, 12.46%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 1,386 | | 1,288 | | 1,304 |
459953, 22.56%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 17,024 | | 15,344 | | 15,674 |
460012, 22.82%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 587 | | 529 | | 540 |
460071, 22.66%, 4/12/2018(a)(b) | | Square | | 10/15/2016 | | 935 | | 843 | | 779 |
472811, 18.11%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 2,313 | | 2,111 | | 2,140 |
472812, 22.47%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 613 | | 553 | | 562 |
472816, 22.66%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 4,475 | | 4,034 | | 4,101 |
472817, 22.37%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 4,425 | | 3,988 | | 3,981 |
472818, 15.48%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 3,807 | | 3,506 | | 3,548 |
472819, 22.49%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 598 | | 539 | | 548 |
472820, 22.6%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 1,185 | | 1,068 | | 622 |
472821, 22.42%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 973 | | 877 | | 892 |
472822, 15.35%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 2,460 | | 2,266 | | 2,293 |
472825, 22.47%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 3,679 | | 3,316 | | 3,371 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 41 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
472837, 22.66%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 13,627 | | 12,282 | | 12,488 |
472840, 24.05%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 549 | | 495 | | 503 |
472841, 13.91%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 6,199 | | 5,735 | | 5,796 |
472878, 22.66%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 6,497 | | 5,856 | | 5,954 |
472970, 22.47%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 1,902 | | 1,714 | | 1,577 |
473013, 22.75%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 517 | | 466 | | 474 |
473087, 15.29%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 10,426 | | 9,603 | | 9,716 |
473225, 18.17%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 1,100 | | 1,004 | | 1,018 |
473226, 22.56%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 635 | | 572 | | 582 |
473229, 18.12%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 2,131 | | 1,945 | | 1,972 |
473239, 22.84%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 755 | | 680 | | 692 |
473283, 12.51%, 4/27/2018(a)(b) | | Square | | 11/01/2016 | | 32,914 | | 30,584 | | 30,883 |
473430, 22.47%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 751 | | 677 | | 688 |
473433, 11.11%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 22,303 | | 20,816 | | 20,994 |
473560, 22.71%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,891 | | 1,704 | | 1,701 |
473577, 22.36%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 4,475 | | 4,033 | | 4,099 |
473598, 4.78%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 824 | | 786 | | 789 |
473601, 18.27%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 8,479 | | 7,742 | | 7,848 |
473620, 13.9%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 13,755 | | 12,725 | | 12,414 |
473719, 22.4%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 5,187 | | 4,674 | | 4,751 |
473764, 18.27%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 2,478 | | 2,263 | | 2,293 |
473769, 22.69%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,142 | | 1,029 | | 1,046 |
473784, 18.26%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 689 | | 629 | | 637 |
473791, 9.86%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 5,599 | | 5,249 | | 5,289 |
473820, 22.63%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,850 | | 1,667 | | 1,695 |
473859, 22.59%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 4,115 | | 3,709 | | 3,770 |
473889, 22.37%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 3,208 | | 2,891 | | 2,938 |
473921, 15.48%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,857 | | 1,711 | | 1,629 |
473937, 22.65%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 5,006 | | 4,512 | | 2,939 |
473983, 4.47%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 14,184 | | 13,539 | | 13,588 |
474115, 9.08%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,194 | | 1,122 | | 1,130 |
474119, 22.72%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 840 | | 757 | | 769 |
474120, 14.06%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 3,059 | | 2,830 | | 2,860 |
474139, 22.48%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 8,655 | | 7,801 | | 7,929 |
474184, 15.23%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 13,353 | | 12,299 | | 12,441 |
474232, 22.75%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 11,766 | | 10,604 | | 10,780 |
474305, 22.61%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,073 | | 967 | | 983 |
See Notes to Financial Statements.
42 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
474315, 14%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,524 | | 1,409 | | 1,154 |
474321, 22.65%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,598 | | 1,440 | | 1,378 |
474325, 15.48%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,613 | | 1,486 | | 1,503 |
474328, 18.34%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 3,268 | | 2,984 | | 3,025 |
474343, 22.84%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 710 | | 640 | | 651 |
474344, 9.75%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 25,403 | | 23,815 | | 23,996 |
474514, 18.05%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,696 | | 1,548 | | 1,551 |
474519, 22.69%, 4/28/2018(a)(b) | | Square | | 11/02/2016 | | 1,982 | | 1,786 | | 1,816 |
474542, 18.13%, 4/29/2018(a)(b) | | Square | | 11/03/2016 | | 1,659 | | 1,514 | | 1,534 |
474545, 22.56%, 4/29/2018(a)(b) | | Square | | 11/03/2016 | | 7,340 | | 6,615 | | 6,548 |
474594, 12.56%, 4/29/2018(a)(b) | | Square | | 11/03/2016 | | 4,085 | | 3,796 | | 3,832 |
474609, 22.56%, 4/29/2018(a)(b) | | Square | | 11/03/2016 | | 3,758 | | 3,387 | | 3,442 |
474636, 22.65%, 4/29/2018(a)(b) | | Square | | 11/03/2016 | | 1,128 | | 1,017 | | 1,033 |
474647, 22.85%, 4/29/2018(a)(b) | | Square | | 11/03/2016 | | 1,421 | | 1,281 | | 1,225 |
474652, 22.65%, 4/29/2018(a)(b) | | Square | | 11/03/2016 | | 1,151 | | 1,037 | | 1,054 |
474658, 22.44%, 4/29/2018(a)(b) | | Square | | 11/03/2016 | | 1,732 | | 1,561 | | 1,586 |
474663, 22.65%, 4/29/2018(a)(b) | | Square | | 11/03/2016 | | 2,020 | | 1,821 | | 1,850 |
474673, 22.75%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 2,513 | | 2,265 | | 2,302 |
474685, 22.47%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 3,728 | | 3,360 | | 3,414 |
474710, 22.7%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,331 | | 1,200 | | 1,219 |
474717, 15.35%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 2,531 | | 2,331 | | 2,358 |
474726, 22.47%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 666 | | 600 | | 610 |
474741, 22.52%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,109 | | 999 | | 1,015 |
474750, 22.7%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,567 | | 1,413 | | 1,020 |
474772, 15.54%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 4,839 | | 4,457 | | 4,509 |
474913, 18.34%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,696 | | 1,548 | | 1,569 |
474963, 11.27%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,582 | | 1,476 | | 1,489 |
474976, 7.35%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 757 | | 716 | | 720 |
475015, 22.69%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,701 | | 1,533 | | 1,558 |
475026, 22.37%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 614 | | 554 | | 552 |
475028, 7.08%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 2,140 | | 2,024 | | 2,035 |
475045, 22.36%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 4,795 | | 4,322 | | 4,391 |
475067, 4.52%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 10,126 | | 9,666 | | 9,700 |
475142, 22.42%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,315 | | 1,185 | | 1,204 |
475146, 25.73%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 361 | | 325 | | 331 |
475149, 12.71%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,778 | | 1,653 | | 1,668 |
475169, 11.15%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,287 | | 1,201 | | 1,211 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 43 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
475174, 4.47%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 3,423 | | 3,268 | | 3,279 |
475211, 4.61%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 22,048 | | 21,046 | | 21,123 |
475297, 22.62%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,883 | | 1,697 | | 1,607 |
475299, 22.75%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 12,113 | | 10,917 | | 11,096 |
475346, 22.47%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,070 | | 964 | | 979 |
475354, 7.17%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 49,716 | | 47,029 | | 47,291 |
475630, 22.66%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 931 | | 840 | | 853 |
475637, 22.68%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 5,143 | | 4,635 | | 4,710 |
475652, 7.08%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,860 | | 1,759 | | 1,769 |
475703, 22.45%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,605 | | 1,447 | | 1,470 |
475712, 9.75%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 15,288 | | 14,332 | | 14,439 |
475758, 22.75%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 2,854 | | 2,572 | | 2,585 |
475773, 22.69%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,706 | | 1,538 | | 1,563 |
475774, 7.58%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 2,326 | | 2,201 | | 2,213 |
475779, 22.65%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 11,836 | | 10,667 | | 10,841 |
475825, 22.6%, 4/30/2018(a)(b) | | Square | | 11/03/2016 | | 1,310 | | 1,181 | | 1,200 |
476059, 9.82%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 2,930 | | 2,747 | | 2,767 |
476074, 13.84%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 1,637 | | 1,514 | | 1,530 |
476085, 22.59%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 3,412 | | 3,075 | | 3,124 |
476104, 18.19%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 3,761 | | 3,434 | | 3,479 |
476129, 22.26%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 411 | | 370 | | 376 |
476130, 22.56%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 1,682 | | 1,516 | | 1,540 |
476135, 22.37%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 1,823 | | 1,643 | | 1,669 |
476143, 22.53%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 2,148 | | 1,935 | | 1,966 |
476150, 22.84%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 2,876 | | 2,592 | | 2,634 |
476154, 7.17%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 2,090 | | 1,977 | | 1,988 |
476158, 18.05%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 4,821 | | 4,402 | | 4,459 |
476182, 4.55%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 1,775 | | 1,695 | | 1,701 |
476187, 22.75%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 2,517 | | 2,269 | | 2,263 |
476207, 15.29%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 898 | | 827 | | 836 |
476210, 22.47%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 1,194 | | 1,076 | | 1,093 |
476218, 22.52%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 1,298 | | 1,170 | | 1,188 |
476235, 4.48%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 3,275 | | 3,127 | | 3,137 |
476238, 15.23%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 2,403 | | 2,213 | | 2,085 |
476259, 22.47%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 4,292 | | 3,868 | | 3,929 |
476452, 9.15%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 3,415 | | 3,209 | | 3,213 |
476456, 14.04%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 3,670 | | 3,395 | | 3,430 |
See Notes to Financial Statements.
44 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
476485, 7.17%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 4,316 | | 4,082 | | 4,105 |
476531, 22.6%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 898 | | 809 | | 822 |
476535, 22.63%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 522 | | 470 | | 478 |
476546, 15.35%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 7,522 | | 6,928 | | 7,006 |
476585, 11.14%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 13,334 | | 12,445 | | 12,549 |
476702, 9.17%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 3,178 | | 2,987 | | 3,007 |
476850, 22.65%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 5,466 | | 4,927 | | 5,006 |
476906, 9.86%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 2,327 | | 2,181 | | 2,197 |
476918, 22.33%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 1,505 | | 1,356 | | 1,378 |
476928, 22.47%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 3,386 | | 3,052 | | 3,100 |
476937, 18.19%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 4,725 | | 4,315 | | 4,371 |
476951, 9.75%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 4,895 | | 4,589 | | 4,623 |
477012, 22.37%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 2,000 | | 1,803 | | 1,768 |
477019, 22.63%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 885 | | 797 | | 810 |
477021, 4.47%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 1,273 | | 1,215 | | 1,219 |
477022, 22.37%, 5/1/2018(a)(b) | | Square | | 11/04/2016 | | 36,000 | | 32,446 | | 32,959 |
477228, 7.16%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 5,610 | | 5,307 | | 5,335 |
477251, 18.23%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,168 | | 1,066 | | 1,080 |
477253, 22.49%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 5,124 | | 4,618 | | 4,690 |
477261, 15.23%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 6,157 | | 5,671 | | 5,733 |
477281, 15.29%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 2,964 | | 2,730 | | 1,425 |
477295, 15.23%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 4,050 | | 3,730 | | 3,771 |
477425, 22.64%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,885 | | 1,698 | | 1,725 |
477427, 22.52%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 2,228 | | 2,008 | | 2,040 |
477430, 15.23%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 5,010 | | 4,614 | | 4,665 |
477454, 22.34%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,518 | | 1,368 | | 1,390 |
477461, 15.48%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 2,893 | | 2,665 | | 2,694 |
477475, 22.39%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 5,292 | | 4,769 | | 4,843 |
477501, 11.4%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 3,826 | | 3,571 | | 3,601 |
477535, 18.19%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,221 | | 1,114 | | 1,129 |
477554, 22.37%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 3,275 | | 2,952 | | 2,998 |
477582, 22.34%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,675 | | 1,510 | | 1,534 |
477610, 18.12%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 2,838 | | 2,592 | | 2,625 |
477613, 22.34%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,717 | | 1,548 | | 1,572 |
477618, 15.35%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,975 | | 1,819 | | 1,805 |
477691, 22.56%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,758 | | 1,585 | | 1,515 |
477698, 22.69%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 3,023 | | 2,724 | | 2,767 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 45 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
477705, 22.81%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 2,421 | | 2,182 | | 2,216 |
477709, 22.37%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 4,659 | | 4,199 | | 4,265 |
477732, 22.43%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,573 | | 1,418 | | 743 |
477740, 22.94%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 736 | | 663 | | 673 |
477741, 15.35%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 2,221 | | 2,046 | | 2,069 |
477744, 22.38%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 10,077 | | 9,082 | | 9,223 |
477787, 22.52%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 2,784 | | 2,509 | | 2,548 |
477827, 11.24%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 13,885 | | 12,959 | | 13,066 |
478009, 7.17%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 2,764 | | 2,615 | | 2,629 |
478015, 18.07%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 6,003 | | 5,480 | | 5,550 |
478046, 22.32%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,310 | | 1,180 | | 1,073 |
478049, 15.48%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 2,849 | | 2,624 | | 2,653 |
478108, 22.56%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 882 | | 795 | | 807 |
478120, 22.56%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 3,222 | | 2,904 | | 2,949 |
478124, 13.9%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 27,507 | | 25,447 | | 25,703 |
478211, 15.41%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 3,425 | | 3,155 | | 3,190 |
478212, 22.5%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 2,411 | | 2,173 | | 2,207 |
478227, 15.41%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 3,041 | | 2,801 | | 2,832 |
478249, 22.52%, 5/2/2018(a)(b) | | Square | | 11/05/2016 | | 1,348 | | 1,215 | | 1,038 |
478585, 18.05%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 39,361 | | 35,938 | | 36,373 |
478870, 15.41%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 2,298 | | 2,117 | | 2,139 |
478896, 18.36%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 9,453 | | 8,630 | | 8,737 |
478999, 9.75%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 12,429 | | 11,652 | | 11,043 |
479155, 22.75%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 1,003 | | 904 | | 907 |
479175, 22.36%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 3,521 | | 3,174 | | 3,220 |
479296, 13.93%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 1,428 | | 1,320 | | 1,333 |
479353, 11.15%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 11,596 | | 10,822 | | 10,906 |
479508, 18.12%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 4,250 | | 3,880 | | 3,907 |
479531, 9.15%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 26,619 | | 25,011 | | 25,172 |
479730, 22.78%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 2,103 | | 1,895 | | 1,924 |
479755, 15.23%, 5/3/2018(a)(b) | | Square | | 11/08/2016 | | 23,695 | | 21,824 | | 22,051 |
479774, 22.56%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 2,493 | | 2,247 | | 2,279 |
479826, 9.9%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 13,275 | | 12,445 | | 12,530 |
480098, 22.37%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,946 | | 1,754 | | 1,779 |
480117, 22.56%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 2,847 | | 2,566 | | 2,603 |
480157, 18.48%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,009 | | 921 | | 932 |
480159, 22.65%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 3,492 | | 3,147 | | 3,193 |
See Notes to Financial Statements.
46 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
480177, 15.41%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 7,608 | | 7,008 | | 7,080 |
480245, 4.63%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 867 | | 828 | | 830 |
480258, 22.79%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 3,516 | | 3,169 | | 3,215 |
480336, 22.65%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 2,627 | | 2,368 | | 2,403 |
480413, 22.52%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 2,114 | | 1,905 | | 1,933 |
480432, 22.44%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,118 | | 1,007 | | 1,022 |
480454, 4.47%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 4,098 | | 3,911 | | 3,903 |
480464, 9.06%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 3,332 | | 3,131 | | 2,936 |
480472, 22.43%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,165 | | 1,050 | | 1,065 |
480476, 22.5%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 4,200 | | 3,785 | | 3,840 |
480494, 22.38%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,411 | | 1,271 | | 1,289 |
480514, 22.75%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 723 | | 652 | | 662 |
480515, 22.64%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,343 | | 1,210 | | 1,099 |
480529, 23.1%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,746 | | 1,574 | | 1,597 |
480533, 22.38%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 754 | | 680 | | 682 |
480534, 22.37%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 3,401 | | 3,065 | | 3,109 |
480540, 13.94%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 9,412 | | 8,707 | | 8,789 |
480562, 13.91%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,579 | | 1,461 | | 1,475 |
480580, 12.46%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,120 | | 1,040 | | 1,049 |
480595, 22.84%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 697 | | 628 | | 637 |
480597, 4.52%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 4,445 | | 4,243 | | 4,257 |
480644, 22.78%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 4,293 | | 3,869 | | 3,926 |
480655, 18.05%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 662 | | 604 | | 611 |
480670, 7.17%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,102 | | 1,043 | | 1,048 |
480671, 22.44%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,546 | | 1,393 | | 1,413 |
480676, 13.84%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 572 | | 529 | | 534 |
480679, 18.19%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,538 | | 1,404 | | 1,421 |
480705, 22.65%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 2,772 | | 2,498 | | 2,535 |
480766, 15.41%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,089 | | 1,003 | | 1,014 |
480779, 22.6%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,011 | | 911 | | 924 |
480805, 22.47%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 3,488 | | 3,143 | | 3,189 |
480811, 22.68%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 3,185 | | 2,870 | | 2,912 |
480872, 13.9%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 1,415 | | 1,309 | | 1,322 |
480901, 22.75%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 2,830 | | 2,551 | | 2,588 |
480939, 22.51%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 384 | | 346 | | 351 |
480944, 4.47%, 5/4/2018(a)(b) | | Square | | 11/09/2016 | | 33,347 | | 31,831 | | 31,932 |
480965, 14.15%, 5/5/2018(a)(b) | | Square | | 11/10/2016 | | 2,502 | | 2,315 | | 1,624 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 47 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
480982, 4.5%, 5/5/2018(a)(b) | | Square | | 11/10/2016 | | 827 | | 789 | | 792 |
480984, 14.15%, 5/5/2018(a)(b) | | Square | | 11/10/2016 | | 1,538 | | 1,423 | | 1,436 |
480987, 15.29%, 5/5/2018(a)(b) | | Square | | 11/10/2016 | | 12,286 | | 11,316 | | 11,429 |
481041, 18.19%, 5/5/2018(a)(b) | | Square | | 11/10/2016 | | 3,042 | | 2,778 | | 2,810 |
481061, 22.75%, 5/5/2018(a)(b) | | Square | | 11/10/2016 | | 2,156 | | 1,943 | | 1,971 |
481069, 15.35%, 5/5/2018(a)(b) | | Square | | 11/10/2016 | | 4,452 | | 4,101 | | 4,142 |
481085, 18.27%, 5/5/2018(a)(b) | | Square | | 11/10/2016 | | 8,370 | | 7,642 | | 7,732 |
481128, 22.47%, 5/6/2018(a)(b) | | Square | | 11/10/2016 | | 1,245 | | 1,122 | | 1,117 |
481130, 9.79%, 5/6/2018(a)(b) | | Square | | 11/10/2016 | | 902 | | 845 | | 851 |
481133, 15.48%, 5/6/2018(a)(b) | | Square | | 11/10/2016 | | 7,529 | | 6,934 | | 7,005 |
481172, 22.37%, 5/6/2018(a)(b) | | Square | | 11/10/2016 | | 786 | | 709 | | 719 |
481176, 4.48%, 5/6/2018(a)(b) | | Square | | 11/10/2016 | | 3,767 | | 3,595 | | 3,607 |
481196, 8.98%, 5/6/2018(a)(b) | | Square | | 11/10/2016 | | 952 | | 895 | | 901 |
481205, 4.54%, 5/6/2018(a)(b) | | Square | | 11/10/2016 | | 821 | | 784 | | 786 |
481211, 22.37%, 5/6/2018(a)(b) | | Square | | 11/10/2016 | | 1,107 | | 998 | | 1,012 |
481215, 22.69%, 5/6/2018(a)(b) | | Square | | 11/10/2016 | | 1,257 | | 1,133 | | 1,149 |
481235, 22.41%, 5/6/2018(a)(b) | | Square | | 11/10/2016 | | 3,657 | | 3,296 | | 3,343 |
481275, 22.84%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 3,658 | | 3,297 | | 3,345 |
481316, 15.23%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,828 | | 1,683 | | 1,700 |
481330, 14.23%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,064 | | 984 | | 993 |
481339, 9.08%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 3,529 | | 3,316 | | 3,336 |
481385, 9.08%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,018 | | 957 | | 963 |
481406, 22.37%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,454 | | 1,311 | | 1,329 |
481430, 22.75%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,929 | | 1,739 | | 1,764 |
481447, 22.69%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 4,638 | | 4,180 | | 4,240 |
481502, 4.55%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 4,469 | | 4,266 | | 4,279 |
481518, 9.13%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 4,279 | | 4,021 | | 4,046 |
481555, 22.57%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 728 | | 657 | | 666 |
481562, 12.46%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 20,139 | | 18,713 | | 18,869 |
481674, 15.41%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 4,416 | | 4,067 | | 4,108 |
481723, 11.24%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,121 | | 1,046 | | 1,054 |
481741, 22.49%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 5,016 | | 4,521 | | 4,533 |
481748, 22.47%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 3,447 | | 3,106 | | 3,115 |
481760, 22.55%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,822 | | 1,642 | | 1,665 |
481763, 22.69%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 2,781 | | 2,506 | | 2,542 |
481779, 22.45%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,766 | | 1,591 | | 1,572 |
481781, 9.79%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,609 | | 1,508 | | 1,518 |
See Notes to Financial Statements.
48 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
481806, 22.79%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 2,851 | | 2,569 | | 2,606 |
481811, 22.59%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,662 | | 1,498 | | 1,519 |
481817, 22.51%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 833 | | 750 | | 761 |
481822, 22.83%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,779 | | 1,603 | | 1,626 |
481826, 22.42%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 3,183 | | 2,868 | | 2,909 |
481841, 22.65%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 6,305 | | 5,683 | | 5,764 |
481884, 15.35%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 6,822 | | 6,283 | | 6,346 |
481912, 22.58%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 857 | | 772 | | 783 |
481916, 22.66%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,303 | | 1,174 | | 1,191 |
481921, 7.22%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 2,380 | | 2,251 | | 2,262 |
481930, 22.65%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 2,000 | | 1,803 | | 1,829 |
481942, 15.23%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,377 | | 1,269 | | 1,281 |
481947, 18.12%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 967 | | 883 | | 893 |
481956, 12.56%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 4,500 | | 4,181 | | 4,216 |
481982, 4.47%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,532 | | 1,462 | | 1,467 |
481996, 18.41%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,839 | | 1,679 | | 1,699 |
482035, 22.56%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 4,493 | | 4,050 | | 4,107 |
482049, 22.56%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,130 | | 1,018 | | 1,021 |
482054, 22.65%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 2,152 | | 1,939 | | 1,967 |
482066, 15.29%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 1,319 | | 1,215 | | 1,227 |
482072, 22.62%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 2,086 | | 1,880 | | 1,906 |
482083, 9.79%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 10,990 | | 10,303 | | 10,371 |
482136, 22.47%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 2,505 | | 2,258 | | 2,290 |
482141, 22.53%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 693 | | 624 | | 633 |
482160, 15.35%, 5/7/2018(a)(b) | | Square | | 11/10/2016 | | 25,230 | | 23,238 | | 23,472 |
482312, 22.37%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,784 | | 2,509 | | 2,544 |
482347, 9.94%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,424 | | 2,273 | | 2,287 |
482363, 22.37%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,840 | | 2,559 | | 2,595 |
482375, 22.6%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,931 | | 1,740 | | 1,764 |
482421, 22.65%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,237 | | 1,114 | | 1,130 |
482425, 22.47%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,345 | | 1,212 | | 1,229 |
482426, 12.56%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 9,902 | | 9,201 | | 9,277 |
482445, 22.59%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 3,865 | | 3,483 | | 3,492 |
482463, 9.13%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 6,461 | | 6,071 | | 6,108 |
482502, 22.71%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 677 | | 610 | | 618 |
482504, 22.69%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,063 | | 958 | | 914 |
482506, 22.42%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 3,188 | | 2,873 | | 2,913 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 49 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
482510, 14.06%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,052 | | 974 | | 982 |
482513, 18.27%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,501 | | 2,284 | | 2,310 |
482517, 4.47%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,246 | | 2,144 | | 2,150 |
482530, 22.84%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 4,661 | | 4,201 | | 4,260 |
482553, 22.68%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 5,272 | | 4,752 | | 4,818 |
482585, 22.56%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 9,525 | | 8,585 | | 8,194 |
482638, 7.22%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 6,364 | | 6,019 | | 6,049 |
482670, 13.95%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,093 | | 1,011 | | 1,020 |
482688, 22.89%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,697 | | 2,431 | | 2,465 |
482699, 4.55%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,335 | | 2,229 | | 2,236 |
482702, 18.2%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,476 | | 1,347 | | 1,363 |
482719, 22.57%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 13,421 | | 12,096 | | 12,265 |
482861, 22.37%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,774 | | 2,500 | | 2,535 |
482883, 22.84%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 7,180 | | 6,471 | | 6,528 |
482893, 18.12%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,186 | | 1,996 | | 2,019 |
482981, 22.81%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,967 | | 1,772 | | 1,797 |
482987, 22.7%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,618 | | 2,360 | | 2,393 |
482992, 22.67%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 8,643 | | 7,790 | | 7,899 |
483017, 22.44%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 972 | | 876 | | 888 |
483020, 4.47%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 926 | | 884 | | 887 |
483025, 13.95%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,582 | | 2,388 | | 2,397 |
483056, 15.48%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,964 | | 2,730 | | 2,757 |
483063, 15.41%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 2,527 | | 2,328 | | 2,351 |
483075, 15.23%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 8,472 | | 7,803 | | 7,879 |
483119, 7.22%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,457 | | 1,379 | | 1,385 |
483123, 22.45%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 6,481 | | 5,842 | | 5,923 |
483142, 15.29%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 26,103 | | 24,043 | | 24,279 |
483262, 9.82%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 3,655 | | 3,427 | | 3,449 |
483318, 22.55%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,748 | | 1,575 | | 1,579 |
483325, 13.95%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 895 | | 828 | | 764 |
483328, 7.14%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,251 | | 1,184 | | 1,189 |
483333, 22.75%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 703 | | 634 | | 643 |
483339, 22.47%, 5/8/2018(a)(b) | | Square | | 11/11/2016 | | 1,040 | | 938 | | 951 |
484319, 22.72%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 805 | | 725 | | 735 |
484335, 22.56%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 816 | | 735 | | 688 |
484337, 18.05%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 1,143 | | 1,043 | | 1,054 |
484378, 15.29%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 2,039 | | 1,878 | | 1,895 |
See Notes to Financial Statements.
50 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
484448, 14.09%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 2,115 | | 1,956 | | 1,972 |
484464, 14.01%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 3,630 | | 3,358 | | 3,386 |
484672, 18.12%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 5,613 | | 5,125 | | 5,179 |
484731, 9.15%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 1,024 | | 962 | | 968 |
484739, 4.5%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 2,494 | | 2,381 | | 2,388 |
484756, 15.48%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 2,539 | | 2,339 | | 2,360 |
484844, 11.1%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 3,170 | | 2,958 | | 2,978 |
485049, 14%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 1,281 | | 1,185 | | 1,195 |
485148, 4.48%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 1,642 | | 1,568 | | 1,572 |
485181, 9.75%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 2,179 | | 2,043 | | 2,055 |
485200, 22.75%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 1,932 | | 1,742 | | 1,764 |
485204, 12.46%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 9,643 | | 8,960 | | 9,027 |
485374, 22.37%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 2,761 | | 2,488 | | 2,327 |
485384, 22.88%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 949 | | 855 | | 866 |
485386, 12.51%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 2,044 | | 1,900 | | 1,914 |
485392, 15.23%, 5/9/2018(a)(b) | | Square | | 11/15/2016 | | 24,340 | | 22,419 | | 22,621 |
485692, 9.79%, 5/10/2018(a)(b) | | Square | | 11/16/2016 | | 48,742 | | 45,695 | | 45,962 |
486845, 22.49%, 5/11/2018(a)(b) | | Square | | 11/17/2016 | | 5,699 | | 5,136 | | 5,199 |
488157, 7.19%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 4,425 | | 4,186 | | 4,204 |
488159, 22.7%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 3,521 | | 3,173 | | 3,212 |
488161, 15.29%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 4,472 | | 4,119 | | 3,967 |
488164, 9.79%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 5,727 | | 5,369 | | 5,400 |
488172, 22.46%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 5,948 | | 5,361 | | 5,427 |
488183, 18.05%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 30,436 | | 27,790 | | 28,070 |
488194, 4.5%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 3,054 | | 2,916 | | 2,923 |
488198, 22.88%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 691 | | 623 | | 627 |
488199, 22.51%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 3,481 | | 3,137 | | 3,175 |
488201, 22.51%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 4,131 | | 3,722 | | 2,852 |
488202, 22.37%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 6,997 | | 6,306 | | 6,383 |
488203, 22.51%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 1,623 | | 1,462 | | 1,480 |
488204, 22.5%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 1,981 | | 1,785 | | 1,807 |
488205, 11.19%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 2,830 | | 2,641 | | 2,659 |
488206, 22.64%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 2,089 | | 1,882 | | 1,905 |
488208, 22.44%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 1,070 | | 964 | | 976 |
488209, 22.65%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 2,571 | | 2,317 | | 2,319 |
488210, 9.79%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 2,840 | | 2,662 | | 2,677 |
488211, 12.56%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 1,378 | | 1,280 | | 1,290 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 51 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
488213, 22.56%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 2,229 | | 2,009 | | 2,033 |
488215, 4.47%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 1,888 | | 1,802 | | 1,807 |
488218, 13.9%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 6,808 | | 6,298 | | 6,348 |
488220, 9.15%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 13,449 | | 12,637 | | 12,704 |
488225, 22.56%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 980 | | 883 | | 889 |
488226, 18.19%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 2,569 | | 2,345 | | 2,369 |
488227, 7.19%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 4,244 | | 4,014 | | 4,031 |
488229, 22.42%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 2,882 | | 2,597 | | 2,629 |
488231, 7.17%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 3,055 | | 2,890 | | 2,902 |
488232, 15.48%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 14,041 | | 12,933 | | 13,046 |
488243, 18.05%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 2,067 | | 1,887 | | 1,906 |
488244, 15.29%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 3,055 | | 2,814 | | 2,838 |
488247, 22.55%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 1,518 | | 1,368 | | 1,385 |
488249, 22.84%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 2,816 | | 2,538 | | 2,570 |
488250, 18.42%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 747 | | 682 | | 689 |
488251, 22.65%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 1,882 | | 1,696 | | 1,698 |
488252, 22.75%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 1,131 | | 1,019 | | 1,032 |
488253, 22.38%, 5/14/2018(a)(b) | | Square | | 11/17/2016 | | 726 | | 655 | | 659 |
502588, 15.41%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 1,441 | | 1,327 | | 1,327 |
502589, 22.61%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 1,745 | | 1,573 | | 1,586 |
502592, 22.56%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 3,096 | | 2,790 | | 2,813 |
502593, 15.48%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 10,348 | | 9,531 | | 9,586 |
502597, 15.23%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 2,935 | | 2,703 | | 2,719 |
502598, 18.21%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 12,679 | | 11,576 | | 11,654 |
502603, 15.23%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 4,683 | | 4,313 | | 4,338 |
502606, 18.19%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 6,361 | | 5,808 | | 5,847 |
502609, 22.66%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 11,703 | | 10,548 | | 10,635 |
502615, 14%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 8,613 | | 7,968 | | 8,010 |
502621, 22.42%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 1,870 | | 1,685 | | 1,461 |
502622, 22.65%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 2,082 | | 1,877 | | 1,892 |
502624, 22.46%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 11,462 | | 10,331 | | 10,415 |
502665, 7.25%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 2,644 | | 2,501 | | 2,508 |
502666, 22.75%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 3,495 | | 3,150 | | 2,435 |
502675, 22.56%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 2,742 | | 2,471 | | 2,491 |
502677, 15.35%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 12,845 | | 11,831 | | 11,900 |
502686, 22.56%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 5,074 | | 4,573 | | 4,610 |
502694, 22.37%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 2,031 | | 1,830 | | 1,845 |
See Notes to Financial Statements.
52 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
502696, 18.22%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 829 | | 756 | | 762 |
502697, 22.37%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 1,174 | | 1,058 | | 1,067 |
502700, 18.12%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 1,184 | | 1,081 | | 1,089 |
502703, 18.19%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 6,443 | | 5,883 | | 5,923 |
502708, 22.49%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 6,288 | | 5,667 | | 5,276 |
502716, 9.75%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 32,656 | | 30,615 | | 30,731 |
502767, 18.37%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 1,496 | | 1,365 | | 1,375 |
502769, 14.1%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 3,645 | | 3,372 | | 3,390 |
502779, 22.68%, 5/29/2018(a)(b) | | Square | | 12/02/2016 | | 1,046 | | 943 | | 951 |
502907, 7.11%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 2,806 | | 2,654 | | 2,661 |
502927, 15.23%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 48,358 | | 44,541 | | 44,788 |
503188, 4.48%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 5,956 | | 5,685 | | 5,695 |
503260, 22.92%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 981 | | 884 | | 891 |
503267, 11.12%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 1,079 | | 1,007 | | 1,011 |
503278, 22.47%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 3,552 | | 3,201 | | 3,226 |
503293, 15.23%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 1,385 | | 1,276 | | 1,283 |
503305, 22.65%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 1,436 | | 1,294 | | 1,305 |
503306, 22.69%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 4,263 | | 3,841 | | 3,872 |
503311, 22.71%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 2,006 | | 1,808 | | 1,822 |
503315, 4.52%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 17,917 | | 17,102 | | 17,132 |
503374, 11.23%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 4,468 | | 4,170 | | 4,187 |
503398, 22.85%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 13,817 | | 12,453 | | 12,553 |
503471, 7.19%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 4,787 | | 4,528 | | 4,540 |
503488, 22.66%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 19,894 | | 17,930 | | 17,745 |
503547, 4.48%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 1,599 | | 1,526 | | 1,529 |
503565, 22.62%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 2,232 | | 2,011 | | 1,935 |
503577, 22.75%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 824 | | 743 | | 749 |
503580, 22.75%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 4,991 | | 4,498 | | 4,534 |
503603, 22.72%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 2,301 | | 2,074 | | 2,090 |
503624, 4.5%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 2,148 | | 2,050 | | 2,054 |
503629, 22.65%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 4,115 | | 3,709 | | 3,739 |
503647, 22.39%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 8,414 | | 7,583 | | 6,916 |
503685, 22.46%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 6,631 | | 5,976 | | 6,023 |
503707, 22.37%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 2,824 | | 2,545 | | 2,565 |
503731, 9.13%, 5/30/2018(a)(b) | | Square | | 12/03/2016 | | 1,695 | | 1,592 | | 1,598 |
503904, 13.8%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 1,578 | | 1,460 | | 1,466 |
503927, 22.68%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 5,865 | | 5,286 | | 5,323 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 53 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
503995, 22.81%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 2,359 | | 2,126 | | 2,141 |
504016, 4.5%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 2,583 | | 2,465 | | 2,469 |
504094, 18.21%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 1,735 | | 1,584 | | 1,593 |
504106, 22.57%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 10,019 | | 9,030 | | 9,094 |
504182, 22.49%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 1,300 | | 1,171 | | 1,179 |
504188, 4.54%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 1,674 | | 1,598 | | 1,600 |
504197, 22.71%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 1,412 | | 1,273 | | 1,282 |
504206, 18.14%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 9,285 | | 8,477 | | 7,874 |
504245, 22.37%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 2,954 | | 2,662 | | 2,681 |
504283, 22.42%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 3,021 | | 2,722 | | 2,742 |
504324, 22.7%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 1,490 | | 1,343 | | 1,352 |
504333, 7.19%, 6/1/2018(a)(b) | | Square | | 12/06/2016 | | 2,333 | | 2,207 | | 2,212 |
504425, 15.29%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 1,968 | | 1,812 | | 1,821 |
504431, 15.29%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 3,857 | | 3,552 | | 3,569 |
504436, 4.47%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 1,128 | | 1,076 | | 1,078 |
504441, 22.75%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 15,101 | | 13,611 | | 13,704 |
504472, 22.75%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 5,763 | | 5,194 | | 5,230 |
504521, 7.19%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 3,624 | | 3,428 | | 3,436 |
504543, 22.71%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 2,371 | | 2,137 | | 2,152 |
504547, 13.91%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 1,526 | | 1,412 | | 1,418 |
504548, 7.31%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 2,727 | | 2,579 | | 2,586 |
504554, 22.56%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 4,075 | | 3,673 | | 3,698 |
504568, 13.92%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 1,927 | | 1,783 | | 1,791 |
504575, 22.56%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 2,071 | | 1,866 | | 1,879 |
504586, 18.12%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 2,522 | | 2,303 | | 2,316 |
504599, 4.47%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 1,395 | | 1,332 | | 1,334 |
504615, 22.37%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 3,714 | | 3,347 | | 3,370 |
504646, 22.62%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 2,913 | | 2,625 | | 2,172 |
504671, 18.47%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 1,210 | | 1,105 | | 1,111 |
504674, 22.37%, 6/2/2018(a)(b) | | Square | | 12/07/2016 | | 4,430 | | 3,993 | | 4,020 |
504699, 9.9%, 6/3/2018(a)(b) | | Square | | 12/08/2016 | | 8,349 | | 7,827 | | 7,851 |
504711, 4.59%, 6/3/2018(a)(b) | | Square | | 12/08/2016 | | 101,696 | | 97,074 | | 97,216 |
508074, 4.54%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,330 | | 1,270 | | 1,272 |
508080, 22.37%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 6,182 | | 5,572 | | 5,605 |
508098, 9.34%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,993 | | 2,812 | | 2,820 |
508104, 18.12%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 4,030 | | 3,680 | | 3,698 |
508120, 15.29%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,725 | | 2,510 | | 2,520 |
See Notes to Financial Statements.
54 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
508234, 22.42%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,026 | | 1,826 | | 1,827 |
508237, 15.23%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,287 | | 2,106 | | 2,115 |
508401, 22.69%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,767 | | 1,592 | | 1,602 |
508402, 22.5%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,282 | | 2,056 | | 2,069 |
508404, 22.59%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 5,093 | | 4,590 | | 4,617 |
508420, 22.57%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 937 | | 845 | | 850 |
508421, 22.37%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 15,435 | | 13,911 | | 13,994 |
508470, 18.12%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 3,650 | | 3,332 | | 3,349 |
508483, 7.11%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 40,095 | | 37,928 | | 38,006 |
508674, 18.12%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 5,049 | | 4,610 | | 4,632 |
508692, 22.47%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 4,560 | | 4,110 | | 4,134 |
508706, 22.66%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 7,763 | | 6,997 | | 7,039 |
508749, 18.42%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,720 | | 2,483 | | 2,495 |
508753, 22.75%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 12,352 | | 11,132 | | 11,140 |
508787, 22.75%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 10,117 | | 9,118 | | 9,174 |
508817, 22.67%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 11,646 | | 10,496 | | 10,559 |
508852, 9.9%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 43,507 | | 40,787 | | 40,902 |
509074, 9.62%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 979 | | 920 | | 922 |
509098, 22.65%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 5,720 | | 5,155 | | 5,186 |
509113, 12.56%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,831 | | 2,631 | | 2,640 |
509129, 4.54%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,284 | | 1,226 | | 1,228 |
509131, 22.79%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,077 | | 971 | | 976 |
509143, 13.9%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 25,629 | | 23,710 | | 23,802 |
509236, 22.36%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 8,336 | | 7,513 | | 7,558 |
509284, 22.47%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,768 | | 1,593 | | 1,574 |
509293, 22.65%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 731 | | 659 | | 663 |
509298, 4.52%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,620 | | 2,500 | | 2,504 |
509316, 9.11%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,246 | | 1,170 | | 1,173 |
509333, 22.57%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 12,919 | | 11,644 | | 11,713 |
509371, 11.19%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,724 | | 2,543 | | 2,551 |
509380, 22.41%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 4,084 | | 3,681 | | 3,703 |
509397, 18.19%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 21,650 | | 19,767 | | 19,865 |
509468, 22.94%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,025 | | 924 | | 930 |
509470, 15.29%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,759 | | 1,620 | | 1,627 |
509477, 15.41%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 3,672 | | 3,382 | | 3,397 |
509509, 12.56%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 7,399 | | 6,876 | | 6,900 |
509571, 15.23%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 8,430 | | 7,765 | | 7,798 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 55 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
509585, 18.34%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,544 | | 2,322 | | 2,321 |
509595, 22.49%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 970 | | 875 | | 880 |
509598, 22.49%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 5,822 | | 5,247 | | 5,279 |
509619, 22.75%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 9,855 | | 8,883 | | 8,936 |
509659, 18.44%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 853 | | 778 | | 782 |
509662, 22.94%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,054 | | 950 | | 955 |
509667, 15.35%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,438 | | 1,324 | | 1,330 |
509674, 22.75%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 3,686 | | 3,322 | | 3,343 |
509688, 22.51%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 3,800 | | 3,424 | | 3,445 |
509696, 15.41%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 2,873 | | 2,646 | | 2,657 |
509703, 22.75%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,559 | | 1,405 | | 1,377 |
509706, 22.88%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,117 | | 1,006 | | 1,012 |
509710, 9.71%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,504 | | 1,414 | | 1,418 |
509718, 22.53%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,153 | | 1,039 | | 1,045 |
509727, 13.95%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 22,033 | | 20,383 | | 20,462 |
509825, 9.1%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 5,621 | | 5,282 | | 5,296 |
509832, 22.33%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,984 | | 1,788 | | 1,799 |
509833, 18.19%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 5,916 | | 5,401 | | 5,428 |
509838, 22.32%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,606 | | 1,448 | | 1,456 |
509840, 22.61%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 1,656 | | 1,493 | | 1,494 |
509841, 15.23%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 21,503 | | 19,805 | | 19,889 |
509869, 4.47%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 8,606 | | 8,215 | | 8,226 |
509878, 18.27%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 3,769 | | 3,441 | | 3,458 |
509883, 22.54%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 935 | | 842 | | 847 |
509914, 22.57%, 6/7/2018(a)(b) | | Square | | 12/10/2016 | | 915 | | 825 | | 830 |
511749, 22.37%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 8,155 | | 7,350 | | 6,526 |
511800, 22.77%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 1,173 | | 1,058 | | 1,063 |
511805, 9.9%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 3,662 | | 3,433 | | 3,441 |
511813, 22.75%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 24,902 | | 22,444 | | 22,561 |
511973, 22.57%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 9,623 | | 8,673 | | 8,718 |
512096, 22.75%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 15,497 | | 13,967 | | 14,040 |
512620, 22.75%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 2,993 | | 2,698 | | 2,681 |
512635, 22.37%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 4,194 | | 3,780 | | 3,356 |
512750, 15.29%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 1,591 | | 1,465 | | 1,471 |
512783, 14.33%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 3,640 | | 3,367 | | 3,379 |
513006, 22.75%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 844 | | 761 | | 765 |
513029, 22.69%, 6/8/2018(a)(b) | | Square | | 12/13/2016 | | 2,211 | | 1,993 | | 2,003 |
See Notes to Financial Statements.
56 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
513163, 22.42%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 1,883 | | 1,697 | | 1,696 |
513191, 22.44%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 2,386 | | 2,151 | | 2,161 |
513212, 18.05%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 3,856 | | 3,521 | | 3,535 |
513270, 22.47%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 2,193 | | 1,976 | | 1,986 |
513305, 22.43%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 2,322 | | 2,093 | | 2,103 |
513307, 15.41%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 3,553 | | 3,273 | | 3,284 |
513335, 22.51%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 3,943 | | 3,554 | | 3,571 |
513435, 18.34%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 7,613 | | 6,951 | | 6,980 |
513450, 12.51%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 5,277 | | 4,903 | | 4,917 |
513461, 11.36%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 1,525 | | 1,424 | | 1,427 |
513472, 18.36%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 10,568 | | 9,649 | | 9,636 |
513607, 22.79%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 1,628 | | 1,467 | | 1,466 |
513637, 22.4%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 6,684 | | 6,024 | | 6,053 |
514069, 4.54%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 4,862 | | 4,641 | | 4,646 |
514101, 22.47%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 23,538 | | 21,214 | | 20,353 |
514232, 23.04%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 2,007 | | 1,809 | | 1,818 |
514242, 22.56%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 13,980 | | 12,600 | | 11,334 |
514308, 9.13%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 6,783 | | 6,374 | | 6,388 |
514340, 18.19%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 3,918 | | 3,578 | | 3,592 |
514362, 22.46%, 6/9/2018(a)(b) | | Square | | 12/14/2016 | | 8,440 | | 7,607 | | 7,644 |
514429, 7.22%, 6/10/2018(a)(b) | | Square | | 12/15/2016 | | 41,302 | | 39,069 | | 39,132 |
514654, 4.48%, 6/10/2018(a)(b) | | Square | | 12/15/2016 | | 3,411 | | 3,256 | | 3,259 |
514670, 11.14%, 6/11/2018(a)(b) | | Square | | 12/15/2016 | | 3,949 | | 3,686 | | 3,695 |
514702, 4.54%, 6/11/2018(a)(b) | | Square | | 12/15/2016 | | 5,151 | | 4,917 | | 4,922 |
514731, 15.41%, 6/11/2018(a)(b) | | Square | | 12/15/2016 | | 2,445 | | 2,252 | | 2,259 |
514761, 22.65%, 6/11/2018(a)(b) | | Square | | 12/15/2016 | | 2,281 | | 2,056 | | 2,065 |
514775, 9.18%, 6/11/2018(a)(b) | | Square | | 12/15/2016 | | 4,150 | | 3,899 | | 3,907 |
514798, 9.13%, 6/11/2018(a)(b) | | Square | | 12/15/2016 | | 5,174 | | 4,861 | | 4,871 |
514907, 18.33%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 2,630 | | 2,401 | | 2,410 |
514944, 4.47%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 1,656 | | 1,581 | | 1,582 |
514947, 22.65%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 10,002 | | 9,015 | | 9,057 |
515170, 4.47%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 5,958 | | 5,688 | | 5,693 |
515240, 22.56%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 6,137 | | 5,531 | | 5,557 |
515278, 14.01%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 1,358 | | 1,256 | | 1,259 |
515283, 13.9%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 78,923 | | 73,012 | | 73,230 |
515671, 22.5%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 5,204 | | 4,690 | | 4,712 |
515690, 15.29%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 1,592 | | 1,467 | | 1,471 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 57 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
515692, 4.48%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 2,074 | | 1,980 | | 1,982 |
515696, 15.41%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 2,655 | | 2,445 | | 2,453 |
515699, 15.41%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 861 | | 793 | | 796 |
515704, 22.56%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 4,918 | | 4,432 | | 4,453 |
515712, 22.44%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 2,645 | | 2,384 | | 2,395 |
515720, 22.47%, 6/12/2018(a)(b) | | Square | | 12/15/2016 | | 1,060 | | 956 | | 960 |
516091, 12.61%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 3,011 | | 2,798 | | 2,805 |
516120, 12.61%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 3,151 | | 2,928 | | 2,935 |
516156, 4.54%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 3,071 | | 2,932 | | 2,934 |
516208, 22.65%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 4,107 | | 3,702 | | 3,718 |
516219, 18.41%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 1,092 | | 997 | | 1,000 |
516232, 22.59%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 1,866 | | 1,682 | | 1,689 |
516243, 22.59%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 5,218 | | 4,702 | | 4,723 |
516258, 22.65%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 4,805 | | 4,330 | | 4,349 |
516339, 15.23%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 1,190 | | 1,096 | | 1,100 |
516341, 22.46%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 12,252 | | 11,043 | | 11,091 |
516439, 13.9%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 1,641 | | 1,518 | | 1,523 |
516448, 22.69%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 1,261 | | 1,136 | | 1,141 |
516497, 22.38%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 15,970 | | 14,393 | | 14,455 |
516828, 22.65%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 19,473 | | 17,551 | | 17,628 |
516990, 18.05%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 2,509 | | 2,291 | | 2,299 |
517006, 11.15%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 2,202 | | 2,055 | | 2,060 |
517018, 22.56%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 3,219 | | 2,901 | | 2,914 |
517198, 22.71%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 1,894 | | 1,708 | | 1,715 |
517213, 13.9%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 2,329 | | 2,155 | | 2,161 |
517296, 9.06%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 2,405 | | 2,260 | | 2,264 |
517360, 9.22%, 6/13/2018(a)(b) | | Square | | 12/16/2016 | | 24,754 | | 23,259 | | 23,303 |
517491, 9.26%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 23,969 | | 22,521 | | 22,562 |
517724, 22.4%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 7,060 | | 6,363 | | 6,389 |
517851, 22.59%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 1,311 | | 1,182 | | 1,187 |
517861, 22.37%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 2,184 | | 1,968 | | 1,976 |
517915, 22.75%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 13,234 | | 11,928 | | 11,977 |
518133, 4.54%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 6,371 | | 6,081 | | 6,087 |
518250, 11.11%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 8,263 | | 7,712 | | 7,729 |
518333, 22.46%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 1,809 | | 1,630 | | 1,637 |
518334, 15.23%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 4,727 | | 4,354 | | 4,366 |
518407, 22.34%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 2,274 | | 2,050 | | 2,021 |
See Notes to Financial Statements.
58 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
518469, 18.12%, 6/14/2018(a)(b) | | Square | | 12/17/2016 | | 5,756 | | 5,255 | | 5,273 |
518934, 15.48%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 5,664 | | 5,217 | | 5,229 |
518996, 18.12%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 1,571 | | 1,434 | | 1,438 |
519018, 22.62%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 2,601 | | 2,344 | | 2,352 |
519023, 22.45%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 1,924 | | 1,734 | | 1,739 |
519027, 15.23%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 7,832 | | 7,213 | | 7,230 |
519060, 22.47%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 1,522 | | 1,372 | | 1,376 |
519080, 12.46%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 4,465 | | 4,149 | | 4,157 |
519091, 22.62%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 2,835 | | 2,555 | | 2,563 |
519170, 18.05%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 4,120 | | 3,761 | | 3,771 |
519219, 4.55%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 2,523 | | 2,409 | | 2,410 |
519231, 15.35%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 11,170 | | 10,288 | | 10,312 |
519399, 17.99%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 7,785 | | 7,107 | | 7,126 |
519490, 22.4%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 2,644 | | 2,383 | | 2,364 |
519507, 22.56%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 3,606 | | 3,250 | | 3,261 |
519709, 22.4%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 2,590 | | 2,334 | | 2,342 |
519781, 22.47%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 1,503 | | 1,355 | | 1,359 |
519796, 22.56%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 2,090 | | 1,884 | | 1,890 |
519808, 22.37%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 5,197 | | 4,684 | | 4,699 |
519850, 22.72%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 1,028 | | 926 | | 930 |
519863, 22.75%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 2,346 | | 2,114 | | 2,121 |
519906, 22.56%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 3,961 | | 3,570 | | 3,420 |
519913, 22.75%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 4,860 | | 4,380 | | 4,395 |
519977, 22.56%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 5,006 | | 4,512 | | 4,475 |
520036, 22.56%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 2,296 | | 2,069 | | 2,076 |
520040, 22.6%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 1,507 | | 1,358 | | 1,362 |
520046, 22.73%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 1,067 | | 961 | | 964 |
520049, 22.81%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 1,233 | | 1,111 | | 1,114 |
520068, 22.59%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 4,454 | | 4,014 | | 4,027 |
520121, 22.4%, 6/15/2018(a)(b) | | Square | | 12/20/2016 | | 5,797 | | 5,224 | | 5,241 |
520258, 7.08%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 14,958 | | 14,150 | | 14,164 |
520411, 22.41%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 4,777 | | 4,305 | | 4,168 |
520496, 12.46%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 9,029 | | 8,389 | | 8,404 |
520643, 22.68%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 1,113 | | 1,004 | | 995 |
520647, 22.37%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 3,262 | | 2,940 | | 2,847 |
520694, 15.23%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 2,021 | | 1,862 | | 1,866 |
520698, 22.75%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 15,685 | | 14,137 | | 14,180 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 59 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
520819, 22.69%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 2,404 | | 2,167 | | 2,173 |
520827, 15.48%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 8,066 | | 7,429 | | 7,445 |
520883, 18.24%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 1,389 | | 1,267 | | 1,271 |
520928, 22.69%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 2,021 | | 1,821 | | 1,817 |
520948, 12.51%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 16,355 | | 15,197 | | 15,223 |
521408, 22.37%, 6/16/2018(a)(b) | | Square | | 12/21/2016 | | 8,014 | | 7,223 | | 7,244 |
521501, 22.78%, 6/17/2018(a)(b) | | Square | | 12/22/2016 | | 4,651 | | 4,192 | | 4,203 |
521507, 22.53%, 6/16/2018(a)(b) | | Square | | 12/22/2016 | | 2,798 | | 2,522 | | 2,514 |
521510, 22.73%, 6/17/2018(a)(b) | | Square | | 12/22/2016 | | 6,443 | | 5,807 | | 5,823 |
521528, 13.95%, 6/17/2018(a)(b) | | Square | | 12/22/2016 | | 4,325 | | 4,001 | | 4,008 |
521549, 12.61%, 6/17/2018(a)(b) | | Square | | 12/22/2016 | | 2,977 | | 2,766 | | 2,770 |
521568, 22.32%, 6/17/2018(a)(b) | | Square | | 12/22/2016 | | 1,594 | | 1,437 | | 1,441 |
521577, 18.05%, 6/17/2018(a)(b) | | Square | | 12/22/2016 | | 4,473 | | 4,084 | | 4,093 |
521618, 18.12%, 6/17/2018(a)(b) | | Square | | 12/22/2016 | | 4,007 | | 3,659 | | 3,667 |
521642, 4.55%, 6/17/2018(a)(b) | | Square | | 12/22/2016 | | 3,036 | | 2,898 | | 2,900 |
521664, 22.56%, 6/17/2018(a)(b) | | Square | | 12/22/2016 | | 5,318 | | 4,793 | | 4,806 |
521684, 4.48%, 6/18/2018(a)(b) | | Square | | 12/22/2016 | | 3,834 | | 3,660 | | 3,662 |
521712, 22.56%, 6/18/2018(a)(b) | | Square | | 12/22/2016 | | 1,864 | | 1,680 | | 1,641 |
521735, 22.61%, 6/18/2018(a)(b) | | Square | | 12/22/2016 | | 2,029 | | 1,829 | | 1,834 |
521744, 18.05%, 6/18/2018(a)(b) | | Square | | 12/22/2016 | | 6,292 | | 5,745 | | 5,608 |
521764, 22.47%, 6/18/2018(a)(b) | | Square | | 12/22/2016 | | 8,789 | | 7,921 | | 7,943 |
521804, 13.9%, 6/18/2018(a)(b) | | Square | | 12/22/2016 | | 1,496 | | 1,384 | | 1,386 |
521806, 13.88%, 6/18/2018(a)(b) | | Square | | 12/22/2016 | | 1,006 | | 931 | | 932 |
521809, 9.9%, 6/18/2018(a)(b) | | Square | | 12/22/2016 | | 5,740 | | 5,381 | | 5,388 |
521835, 22.61%, 6/18/2018(a)(b) | | Square | | 12/22/2016 | | 2,848 | | 2,567 | | 2,574 |
521856, 22.8%, 6/18/2018(a)(b) | | Square | | 12/22/2016 | | 1,442 | | 1,299 | | 1,303 |
521883, 22.85%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 1,748 | | 1,575 | | 1,538 |
521936, 22.65%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 2,736 | | 2,466 | | 2,473 |
522008, 22.51%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 1,260 | | 1,135 | | 1,132 |
522056, 22.44%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 1,257 | | 1,133 | | 1,136 |
522062, 22.55%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 7,864 | | 7,088 | | 7,107 |
522081, 15.29%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 6,567 | | 6,049 | | 6,060 |
522271, 18.21%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 1,878 | | 1,714 | | 1,718 |
522312, 22.72%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 2,527 | | 2,277 | | 2,283 |
522325, 15.23%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 2,565 | | 2,363 | | 2,367 |
522331, 22.48%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 12,740 | | 11,482 | | 11,513 |
522440, 22.48%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 12,598 | | 11,354 | | 11,385 |
See Notes to Financial Statements.
60 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
522546, 22.57%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 16,455 | | 14,831 | | 14,871 |
522653, 22.47%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 3,287 | | 2,963 | | 2,971 |
522830, 22.84%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 2,002 | | 1,805 | | 1,810 |
522874, 22.3%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 1,223 | | 1,103 | | 1,077 |
522878, 22.47%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 1,331 | | 1,200 | | 1,203 |
522891, 18.34%, 6/19/2018(a)(b) | | Square | | 12/22/2016 | | 12,969 | | 11,841 | | 11,805 |
522988, 22.85%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,748 | | 1,575 | | 1,550 |
522994, 4.52%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 2,395 | | 2,286 | | 2,287 |
523027, 15.35%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 6,697 | | 6,169 | | 6,179 |
523051, 22.41%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 4,991 | | 4,497 | | 4,508 |
523153, 22.51%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,731 | | 1,560 | | 1,564 |
523163, 22.68%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 6,186 | | 5,575 | | 5,589 |
523180, 11.2%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 2,704 | | 2,524 | | 2,527 |
523182, 15.35%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 865 | | 797 | | 798 |
523193, 22.41%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,689 | | 1,523 | | 1,499 |
523198, 14.06%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 3,281 | | 3,035 | | 3,040 |
523210, 22.61%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,429 | | 1,288 | | 1,291 |
523213, 22.61%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,994 | | 1,797 | | 1,802 |
523230, 13.97%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 2,379 | | 2,201 | | 2,205 |
523233, 22.47%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 10,956 | | 9,874 | | 9,898 |
523261, 15.41%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 4,032 | | 3,714 | | 3,720 |
523264, 22.47%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 2,482 | | 2,237 | | 2,243 |
523273, 14.06%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 11,344 | | 10,494 | | 10,511 |
523292, 22.37%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 4,867 | | 4,387 | | 4,397 |
523300, 22.56%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 5,657 | | 5,098 | | 5,111 |
523318, 18.27%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 3,691 | | 3,370 | | 3,377 |
523327, 22.45%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,093 | | 985 | | 987 |
523328, 22.41%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 4,675 | | 4,213 | | 4,223 |
523341, 9.94%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 13,104 | | 12,285 | | 12,299 |
523408, 22.4%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 7,521 | | 6,778 | | 6,795 |
523483, 22.56%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 842 | | 759 | | 760 |
523501, 14%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 12,909 | | 11,942 | | 11,961 |
523802, 18.12%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 4,140 | | 3,780 | | 3,719 |
523815, 9.14%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 2,311 | | 2,171 | | 2,173 |
523853, 22.45%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 7,093 | | 6,393 | | 6,408 |
523861, 22.65%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,778 | | 1,602 | | 1,606 |
523865, 22.52%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,489 | | 1,342 | | 1,345 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 61 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
523866, 22.69%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,419 | | 1,279 | | 1,282 |
523868, 22.41%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,456 | | 1,313 | | 1,292 |
523877, 12.51%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 35,018 | | 32,538 | | 32,585 |
523993, 22.64%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,982 | | 1,786 | | 1,791 |
523999, 18.27%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 2,125 | | 1,941 | | 1,945 |
524016, 4.54%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 8,028 | | 7,663 | | 7,667 |
524063, 22.68%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 6,849 | | 6,173 | | 6,188 |
524098, 4.48%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 3,009 | | 2,873 | | 2,874 |
524116, 22.73%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 998 | | 899 | | 902 |
524117, 22.47%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 971 | | 875 | | 877 |
524126, 12.61%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 30,663 | | 28,492 | | 28,533 |
524300, 22.75%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,159 | | 1,044 | | 1,047 |
524303, 22.54%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 2,214 | | 1,995 | | 1,964 |
524362, 4.54%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 1,964 | | 1,875 | | 1,876 |
524368, 18.27%, 6/20/2018(a)(b) | | Square | | 12/23/2016 | | 6,607 | | 6,032 | | 6,045 |
524506, 7.18%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 9,713 | | 9,188 | | 9,091 |
524574, 15.29%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 16,534 | | 15,229 | | 15,252 |
524726, 22.34%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 2,759 | | 2,487 | | 2,492 |
524734, 23.04%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 562 | | 506 | | 507 |
524743, 15.48%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 1,074 | | 990 | | 991 |
524750, 22.43%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 2,869 | | 2,585 | | 2,591 |
524756, 22.65%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 1,504 | | 1,356 | | 1,359 |
524761, 11.13%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 4,573 | | 4,267 | | 4,272 |
524781, 12.66%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 21,056 | | 19,565 | | 19,590 |
524942, 18.97%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 4,475 | | 4,086 | | 4,093 |
524998, 22.66%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 14,117 | | 12,723 | | 12,751 |
525101, 15.23%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 3,207 | | 2,954 | | 2,958 |
525214, 22.75%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 875 | | 789 | | 791 |
525217, 9.98%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 1,666 | | 1,562 | | 1,564 |
525233, 22.78%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 4,416 | | 3,980 | | 3,989 |
525259, 22.86%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 1,496 | | 1,348 | | 1,351 |
525264, 13.91%, 6/21/2018(a)(b) | | Square | | 12/24/2016 | | 9,273 | | 8,578 | | 8,590 |
526197, 7.17%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 815 | | 771 | | 771 |
526226, 22.84%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 5,199 | | 4,685 | | 4,690 |
526238, 22.43%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 2,913 | | 2,625 | | 2,628 |
526243, 22.65%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 1,146 | | 1,033 | | 1,034 |
526245, 22.41%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 4,711 | | 4,245 | | 4,250 |
See Notes to Financial Statements.
62 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
526262, 22.38%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 27,378 | | 24,675 | | 24,702 |
526476, 22.52%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 3,314 | | 2,987 | | 2,990 |
526514, 22.75%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 2,330 | | 2,100 | | 2,102 |
526528, 4.5%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 1,463 | | 1,396 | | 1,397 |
526536, 4.5%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 1,817 | | 1,734 | | 1,735 |
526539, 11.28%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 5,362 | | 5,004 | | 5,007 |
526584, 22.52%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 2,123 | | 1,913 | | 1,915 |
526591, 13.95%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 641 | | 593 | | 594 |
526594, 13.84%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 21,399 | | 19,796 | | 19,810 |
526897, 4.52%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 6,814 | | 6,504 | | 6,506 |
526928, 22.71%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 2,836 | | 2,555 | | 2,558 |
526939, 15.41%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 3,585 | | 3,302 | | 3,305 |
526952, 4.54%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 3,190 | | 3,045 | | 3,046 |
526987, 22.57%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 966 | | 871 | | 872 |
526988, 22.34%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 2,822 | | 2,543 | | 2,546 |
527003, 22.37%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 19,380 | | 17,467 | | 17,486 |
527117, 15.35%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 19,627 | | 18,077 | | 18,091 |
527256, 22.42%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 1,806 | | 1,628 | | 1,629 |
527274, 22.56%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 3,866 | | 3,484 | | 3,488 |
527286, 15.35%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 2,429 | | 2,237 | | 2,239 |
527289, 7.1%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 8,463 | | 8,005 | | 8,008 |
527354, 15.35%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 986 | | 908 | | 909 |
527361, 4.47%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 1,702 | | 1,625 | | 1,625 |
527377, 22.47%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 2,282 | | 2,057 | | 2,059 |
527380, 22.75%, 6/22/2018(a)(b) | | Square | | 12/28/2016 | | 1,398 | | 1,260 | | 1,261 |
527429, 22.48%, 6/23/2018(a)(b) | | Square | | 12/29/2016 | | 6,562 | | 5,914 | | 5,919 |
527503, 4.52%, 6/23/2018(a)(b) | | Square | | 12/29/2016 | | 39,196 | | 37,415 | | 37,421 |
527628, 9.15%, 6/23/2018(a)(b) | | Square | | 12/29/2016 | | 60,182 | | 56,547 | | 56,567 |
528321, 22.56%, 6/23/2018(a)(b) | | Square | | 12/29/2016 | | 10,485 | | 9,450 | | 9,458 |
528518, 22.7%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 3,596 | | 3,241 | | 3,242 |
528523, 18.12%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 572 | | 522 | | 523 |
528525, 22.54%, 6/24/2018(a)(b) | | Square | | 12/30/2016 | | 2,214 | | 1,995 | | 1,996 |
528533, 15.23%, 6/24/2018(a)(b) | | Square | | 12/30/2016 | | 7,280 | | 6,706 | | 6,708 |
528566, 22.75%, 6/24/2018(a)(b) | | Square | | 12/30/2016 | | 11,342 | | 10,222 | | 10,227 |
528591, 22.37%, 6/24/2018(a)(b) | | Square | | 12/30/2016 | | 1,864 | | 1,680 | | 1,681 |
528599, 22.42%, 6/24/2018(a)(b) | | Square | | 12/30/2016 | | 4,048 | | 3,648 | | 3,650 |
528623, 22.65%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 5,020 | | 4,525 | | 4,527 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 63 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
528634, 7.08%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 3,535 | | 3,344 | | 3,345 |
528645, 13.97%, 6/24/2018(a)(b) | | Square | | 12/30/2016 | | 1,249 | | 1,155 | | 1,155 |
528647, 22.47%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 4,152 | | 3,742 | | 3,744 |
528678, 22.75%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 5,733 | | 5,167 | | 5,170 |
528699, 24.15%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 583 | | 525 | | 525 |
528702, 13.91%, 6/24/2018(a)(b) | | Square | | 12/30/2016 | | 12,931 | | 11,962 | | 11,966 |
528744, 22.72%, 6/25/2018(a)(b) | | Square | | 12/30/2016 | | 2,799 | | 2,523 | | 2,525 |
528760, 22.62%, 6/25/2018(a)(b) | | Square | | 12/30/2016 | | 2,846 | | 2,565 | | 2,567 |
528768, 22.56%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 8,037 | | 7,244 | | 7,248 |
528817, 22.54%, 6/25/2018(a)(b) | | Square | | 12/30/2016 | | 2,447 | | 2,205 | | 2,206 |
528843, 15.41%, 6/25/2018(a)(b) | | Square | | 12/30/2016 | | 4,332 | | 3,990 | | 3,992 |
528871, 15.23%, 6/25/2018(a)(b) | | Square | | 12/30/2016 | | 1,077 | | 992 | | 992 |
528875, 22.48%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 11,647 | | 10,496 | | 10,502 |
528896, 22.61%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 1,562 | | 1,408 | | 1,409 |
528898, 22.37%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 12,815 | | 11,550 | | 11,556 |
528928, 22.56%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 3,961 | | 3,570 | | 3,572 |
528986, 18.12%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 7,891 | | 7,205 | | 7,208 |
529007, 18.21%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 8,277 | | 7,557 | | 7,560 |
529036, 22.76%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 7,864 | | 7,088 | | 7,091 |
529089, 22.43%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 2,621 | | 2,363 | | 2,364 |
529094, 18.05%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 1,035 | | 945 | | 945 |
529110, 12.71%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 1,054 | | 979 | | 979 |
529121, 22.39%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 11,990 | | 10,806 | | 10,812 |
529153, 22.42%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 3,548 | | 3,197 | | 3,199 |
529155, 22.75%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 3,495 | | 3,150 | | 3,152 |
529180, 15.29%, 6/26/2018(a)(b) | | Square | | 12/30/2016 | | 7,023 | | 6,468 | | 6,471 |
529899, 18.59%, 6/27/2018(a)(b) | | Square | | 12/30/2016 | | 960 | | 876 | | 876 |
529905, 4.48%, 6/27/2018(a)(b) | | Square | | 12/30/2016 | | 5,060 | | 4,830 | | 4,831 |
530033, 22.45%, 6/27/2018(a)(b) | | Square | | 12/30/2016 | | 1,107 | | 998 | | 998 |
530034, 13.98%, 6/27/2018(a)(b) | | Square | | 12/30/2016 | | 6,171 | | 5,708 | | 5,710 |
530126, 15.41%, 6/27/2018(a)(b) | | Square | | 12/30/2016 | | 5,586 | | 5,145 | | 5,147 |
530137, 22.67%, 6/27/2018(a)(b) | | Square | | 12/30/2016 | | 8,738 | | 7,875 | | 7,879 |
530243, 22.41%, 6/27/2018(a)(b) | | Square | | 12/30/2016 | | 4,598 | | 4,144 | | 4,146 |
0c86b211-cd0c-4f5b-9fe1- | | | | | | | | | | |
4332c63c4abe, 6.33%, | | | | | | | | | | |
12/23/2018(a) | | FundingCircle | | 12/27/2016 | | 250,000 | | 250,000 | | 249,670 |
See Notes to Financial Statements.
64 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
0e8f4e54-b8db-49ce-b6ac- | | | | | | | | | | |
4418f9754ef5, 8.26%, | | | | | | | | | | |
12/14/2021(a) | | FundingCircle | | 12/16/2016 | | 300,000 | | 300,000 | | 299,407 |
10624d57-a0c4-4a4e-8855- | | | | | | | | | | |
78817f62a1ca, 8.97%, | | | | | | | | | | |
12/12/2019(a) | | FundingCircle | | 12/14/2016 | | 25,000 | | 25,000 | | 24,871 |
14c7bc2f-29de-4db0-bb96- | | | | | | | | | | |
9fafc0bdf359, 8.7%, | | | | | | | | | | |
12/20/2021(a) | | FundingCircle | | 12/22/2016 | | 75,000 | | 75,000 | | 74,845 |
1588cc1a-c0e7-41c7-a633- | | | | | | | | | | |
341c525cbea4, 10.95%, | | | | | | | | | | |
12/20/2021(a) | | FundingCircle | | 12/22/2016 | | 170,000 | | 170,000 | | 169,509 |
1b03de7f-931e-42c7-8c7c- | | | | | | | | | | |
89d0e2e9bc6e, 6.33%, | | | | | | | | | | |
12/15/2018(a) | | FundingCircle | | 12/19/2016 | | 75,000 | | 75,000 | | 74,788 |
24e1992b-4584-49e5-b5b8- | | | | | | | | | | |
9803da910034, 7.77%, | | | | | | | | | | |
12/12/2017(a) | | FundingCircle | | 12/14/2016 | | 100,000 | | 100,000 | | 99,598 |
261c4c33-7eba-4a27-a4e5- | | | | | | | | | | |
e77106ac5c44, 8.7%, | | | | | | | | | | |
12/16/2021(a) | | FundingCircle | | 12/19/2016 | | 76,000 | | 76,000 | | 75,781 |
280cbe47-5690-4d7f-ae0b- | | | | | | | | | | |
e41478843f15, 6.77%, | | | | | | | | | | |
12/20/2019(a) | | FundingCircle | | 12/22/2016 | | 100,000 | | 100,000 | | 99,877 |
3f8f7705-b08f-4b8f-bdff- | | | | | | | | | | |
f30eab7935c0, 6.77%, | | | | | | | | | | |
12/16/2019(a) | | FundingCircle | | 12/19/2016 | | 50,000 | | 50,000 | | 49,914 |
4161e91a-16ae-427e-a200- | | | | | | | | | | |
7eb05803d520, 7.7%, | | | | | | | | | | |
12/13/2020(a) | | FundingCircle | | 12/15/2016 | | 45,000 | | 45,000 | | 44,843 |
4f8216cd-fbdd-4a83-a3d2- | | | | | | | | | | |
8506e0b33edc, 6.09%, | | | | | | | | | | |
12/13/2019(a) | | FundingCircle | | 12/15/2016 | | 56,000 | | 56,000 | | 55,923 |
6d003d7b-e8c4-44a0-83d5- | | | | | | | | | | |
7f74aaa329e9, 8.26%, | | | | | | | | | | |
12/14/2021(a) | | FundingCircle | | 12/16/2016 | | 50,000 | | 50,000 | | 49,901 |
6f2a7fa7-9b7e-4946-a683- | | | | | | | | | | |
9f28ede21285, 10.95%, | | | | | | | | | | |
12/22/2021(a) | | FundingCircle | | 12/27/2016 | | 80,000 | | 80,000 | | 79,815 |
74738cb0-6a8c-469c-b820- | | | | | | | | | | |
15bc6e60d5e0, 7.7%, | | | | | | | | | | |
12/14/2020(a) | | FundingCircle | | 12/16/2016 | | 35,000 | | 35,000 | | 34,885 |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 65 |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | | | Original | | | | | | |
| | | | Acquisition | | Principal | | | | |
| | Platform | | Date | | Amount | | Cost | | Market Value |
83c884cd-af5d-4fe0-ab5a- | | | | | | | | | | |
0506ddbc2159, 8.7%, | | | | | | | | | | |
12/19/2021(a) | | FundingCircle | | 12/21/2016 | | 250,000 | | 250,000 | | 249,433 |
997f0a91-50f3-4e9c-9063- | | | | | | | | | | |
a384f0858ec7, 8.97%, | | | | | | | | | | |
12/15/2019(a) | | FundingCircle | | 12/19/2016 | | 100,000 | | 100,000 | | 99,569 |
a0225378-eefe-4c66-887d- | | | | | | | | | | |
c860ec5590ba, 6.77%, | | | | | | | | | | |
12/23/2019(a) | | FundingCircle | | 12/27/2016 | | 25,000 | | 25,000 | | 24,978 |
a50c4825-8a89-456b-b66e- | | | | | | | | | | |
ca664e2d9ea5, 8.26%, | | | | | | | | | | |
12/23/2021(a) | | FundingCircle | | 12/27/2016 | | 50,000 | | 50,000 | | 49,957 |
b2ee02e9-1b81-4c1a-8505- | | | | | | | | | | |
3d723fb507e7, 3.44%, | | | | | | | | | | |
12/22/2017(a) | | FundingCircle | | 12/27/2016 | | 50,000 | | 50,000 | | 49,977 |
b983ae47-9f00-453c-86fe- | | | | | | | | | | |
fd5ae33dcda2, 6.89%, | | | | | | | | | | |
12/22/2020(a) | | FundingCircle | | 12/27/2016 | | 25,000 | | 25,000 | | 24,984 |
c0f56bdc-5836-4177-80bd- | | | | | | | | | | |
54724a5e1ffc, 10.95%, | | | | | | | | | | |
12/21/2021(a) | | FundingCircle | | 12/23/2016 | | 75,000 | | 75,000 | | 74,805 |
d6bbac89-d83c-42a9-a0c0- | | | | | | | | | | |
b496ef714bb5, 6.77%, | | | | | | | | | | |
12/22/2019(a) | | FundingCircle | | 12/27/2016 | | 195,000 | | 195,000 | | 194,807 |
e5c7bd74-3836-4453-ac66- | | | | | | | | | | |
e3372264d262, 5.51%, | | | | | | | | | | |
12/22/2018(a) | | FundingCircle | | 12/27/2016 | | 25,000 | | 25,000 | | 24,986 |
ebf7f52a-4ff0-49da-9bb0- | | | | | | | | | | |
cfe93f4a85d6, 5.51%, | | | | | | | | | | |
12/21/2018(a) | | FundingCircle | | 12/23/2016 | | 25,000 | | 25,000 | | 24,984 |
efaf0d00-2da2-4de7-8aa9- | | | | | | | | | | |
ba381dda0a72, 10.95%, | | | | | | | | | | |
12/23/2021(a) | | FundingCircle | | 12/27/2016 | | 125,000 | | 125,000 | | 124,747 |
f59087de-e6f8-4516-8dac- | | | | | | | | | | |
a7b0026275fd, 6.77%, | | | | | | | | | | |
12/21/2019(a) | | FundingCircle | | 12/23/2016 | | 180,000 | | 180,000 | | 179,800 |
f75477b1-9d52-40aa-a75f- | | | | | | | | | | |
9e60234d8de3, 7.58%, | | | | | | | | | | |
12/16/2021(a) | | FundingCircle | | 12/19/2016 | | 200,000 | | 200,000 | | 199,773 |
fa1c655b-793c-4746-b2cc- | | | | | | | | | | |
6957187697d9, 6.09%, | | | | | | | | | | |
12/14/2019(a) | | FundingCircle | | 12/16/2016 | | 75,000 | | 75,000 | | 74,903 |
See Notes to Financial Statements.
66 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Schedule of Investments |
| December 31, 2016 (Unaudited) |
| | Platform | | Original Acquisition Date | | Principal Amount | | Cost | | Market Value |
fe10f7cb-21c0-4296-9c8d- | | | | | | | | | | | |
cbd4654d9f86, 10.95%, | | | | | | | | | | | |
12/12/2021(a) | | FundingCircle | | 12/14/2016 | | 104,000 | | 104,000 | | | 103,461 |
Total Small Business Loans | | | | | | | | 9,393,808 | | | 9,389,462 |
|
TOTAL WHOLE LOANS | | | | | | | | 22,297,960 | | | 22,231,645 |
|
TOTAL INVESTMENTS - 76.19% | | | | | | 22,297,960 | | | 22,231,645 |
OTHER ASSETS IN EXCESS OF LIABILITIES - 23.81% | | | | | | | | | 6,946,107 |
TOTAL NET ASSETS - 100.00% | | | | | | | | | | $ | 29,177,752 |
(a) | Security may be deemed illiquid. The aggregate value of these securities is $22,231,645, which represents 76.19% of net assets. |
(b) | Rate of return to the Fund is implied based on an 18-month final maturity. The actual maturity will be less due to expected prepayments. |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 67 |
RiverNorth Marketplace Lending Corporation | |
Statement of Assets and Liabilities | December 31, 2016 (Unaudited) |
ASSETS: | | | |
Investment in securities: | | | |
At cost | | $ | 22,297,960 |
At value | | $ | 22,231,645 |
|
Cash | | | 6,454,639 |
Receivable for fund shares sold | | | 883,946 |
Deferred offering costs | | | 580,806 |
Interest and other income receivable | | | 156,322 |
Receivable for principal repayments | | | 89,721 |
Total Assets | | | 30,397,079 |
|
LIABILITIES: | | | |
Payable for fund investments purchased | | | 189,085 |
Distribution payable | | | 398,532 |
Payable to Investment adviser | | | 361,763 |
Payable for administration and fund accounting fees | | | 21,421 |
Payable for audit fees | | | 105,357 |
Payable for legal fees | | | 10,959 |
Payable for custodian fees | | | 12,759 |
Accrued loan service fees | | | 49,800 |
Other accrued expenses | | | 69,651 |
Total Liabilities | | | 1,219,327 |
Net Assets | | $ | 29,177,752 |
|
NET ASSETS CONSIST OF: | | | |
Paid-in capital | | | 29,262,285 |
Distributions in excess of net investment income | | | (18,218) |
Net unrealized depreciation on investments | | | (66,315) |
Net Assets | | $ | 29,177,752 |
|
PRICING OF SHARES: | | | |
Shares of beneficial interest outstanding (40,000,000 shares | | | |
authorized, $0.0001 par value) | | | 1,158,045 |
Net Asset Value Per Share | | $ | 25.20 |
See Notes to Financial Statements.
68 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation |
Statement of Operations |
| For the period from |
| September 22, 2016(1) |
| through |
| December 31, 2016 |
| (Unaudited) |
INVESTMENT INCOME: | | | | |
Interest income | | $ | 449,938 | |
Other income | | | 56,172 | |
Total Investment Income | | | 506,110 | |
| | | | |
EXPENSES: | | | | |
Offering costs | | | 219,172 | |
Audit expenses | | | 105,357 | |
Valuation expenses | | | 58,100 | |
Loan service fees | | | 54,767 | |
Investment adviser fee | | | 53,809 | |
Trustee expenses | | | 24,863 | |
Accounting and administration fee | | | 21,421 | |
Transfer agency expenses | | | 12,781 | |
Custodian expenses | | | 12,760 | |
Legal expenses | | | 10,959 | |
Printing expenses | | | 10,714 | |
Other expenses | | | 33,117 | |
Total expenses before Investment adviser waiver | | | 617,820 | |
Expenses waived or reimbursed by Investment adviser (see Note 4) | | | (492,024) | |
Net Expenses | | | 125,796 | |
Net Investment Income | | | 380,314 | |
| |
UNREALIZED GAIN/(LOSS): | | | | |
Net change in unrealized depreciation on investments | | | (66,315) | |
Net Increase in Net Assets Resulting from Operations | | $ | 313,999 | |
(1) | Commencement of operations. |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 69 |
RiverNorth Marketplace Lending Corporation |
Statements of Changes in Net Assets |
| | Period from |
| | September 22, 2016(1) |
| | through |
| | December 31, 2016 |
| | (Unaudited) |
NET INCREASE/(DECREASE) IN NET ASSETS FROM OPERATIONS: | | | | | |
Net investment income | | | $ | 380,314 | |
Net change in unrealized depreciation on investments | | | | (66,315) | |
Net increase in net assets resulting from operations | | | | 313,999 | |
| | | | | |
DISTRIBUTIONS TO SHAREHOLDERS: | | | | | |
From net investment income | | | | (398,532) | |
Net decrease in net assets from distributions to shareholders | | | | (398,532) | |
| | | | | |
CAPITAL SHARE TRANSACTIONS: | | | | | |
Proceeds from issuance of common shares | | | | 29,162,285 | |
Net increase in net assets from capital stock transactions | | | | 29,162,285 | |
Net Increase in Net Assets | | | | 29,077,752 | |
| |
NET ASSETS: | | | | | |
Beginning of period | | | | 100,000 | |
End of period (including distributions in excess of | | | | | |
net investment income of $18,218) | | | $ | 29,177,752 | |
(1) | Commencement of operations. |
See Notes to Financial Statements.
70 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation |
Statement of Cash Flows |
| | For the Period from |
| | September 22, 2016(1) |
| | through |
| | December 31, 2016 |
| | (Unaudited) |
CASH FLOWS USED IN OPERATING ACTIVITIES: | | | | | |
Net increase in net assets resulting from operations | | | $ | 313,999 | |
Adjustments to reconcile the change in net assets from operations to | | | | | |
net cash used in operating activities: | | | | | |
Purchases of long term investments | | | | (24,677,286) | |
Proceeds from principal paydowns | | | | 2,379,326 | |
Amortization of deferred offering costs | | | | 219,172 | |
Net change in unrealized depreciation on investments | | | | 66,315 | |
Increase in: | | | | | |
Interest and other income receivable | | | | (156,322) | |
Receivable for principal paydowns | | | | (89,721) | |
Increase (decrease) in: | | | | | |
Payable for Fund investments purchased | | | | 189,085 | |
Payable to investment adviser | | | | (438,215) | |
Accrued loan service fees | | | | 49,800 | |
Other accrued expenses | | | | 69,651 | |
Administration, fund accounting and custodian fees payable | | | | 34,180 | |
Professional fees payable | | | | 116,316 | |
Net cash used in operating activities | | | | (21,923,700) | |
| |
CASH FLOWS PROVIDED BY FINANCING ACTIVITIES: | | | | | |
Issuance of common stock | | | | 28,278,339 | |
Net cash provided by financing activities | | | | 28,278,339 | |
| |
NET CHANGE IN CASH: | | | | 6,354,639 | |
Cash at beginning of period | | | | 100,000 | |
Cash at end of period | | | $ | 6,454,639 | |
(1) | Commencement of operations. |
See Notes to Financial Statements.
Semi-Annual Report | December 31, 2016 | 71 |
RiverNorth Marketplace Lending Corporation |
Financial Highlights |
| | Period from |
| | September 22, 2016(a) |
| | through |
| | December 31, 2016 |
| | (Unaudited) |
Net asset value - beginning of period | | | $ | 25.00 | |
Income from investment operations: | | | | | |
Net investment income | | | | 0.34 | |
Net unrealized gain on investments(b) | | | | 0.21 | |
Total income from investment operations | | | | 0.55 | |
| |
Less distributions: | | | | | |
From net investment income | | | | (0.35) | |
Total distributions | | | | (0.35) | |
Net increase in net asset value | | | | 0.20 | |
Net asset value - end of period | | | | $25.20 | |
| |
Total Return(c) | | | | 2.22% | |
| | | | | |
Ratios/Supplemental Data: | | | | | |
Net assets, end of period (in thousands) | | | | $29,178 | |
Ratio of expenses to average net assets excluding fee | | | | | |
waivers and reimbursements(d) | | | | 14.21% | |
Ratio of expenses to average net assets including fee | | | | | |
waivers and reimbursements(d) | | | | 2.89% | |
Ratio of net investment income to average net assets | | | | | |
excluding fee waivers and reimbursements(d) | | | | (2.57)% | |
Ratio of net investment income to average net assets | | | | | |
including fee waivers and reimbursements(d) | | | | 8.75% | |
Portfolio turnover rate(e) | | | | 20.52% | |
(a) | Commencement of operations. |
(b) | Due to timing of sales of capital shares, the net unrealized gain per share does not correlate with the Fund's net unrealized gain for the period. |
(c) | Not annualized. Total return in the above table represents the rate that the investor would have earned or lost on an investment in the Fund, assuming reinvestment of dividends. |
(d) | Annualized. |
(e) | Not annualized. |
See Notes to Financial Statements.
72 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | |
Notes to Financial Statements | December 31, 2016 (Unaudited) |
RiverNorth Marketplace Lending Corporation (the “Fund”) was organized as a Maryland corporation on June 9, 2015, and is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as a non-diversified closed-end management investment company. The investment adviser to the Fund is RiverNorth Capital Management, LLC (the “Adviser”).
Prior to the Funds commencement of operations on September 22, 2016, the only activity of the Fund was the sale and issuance of 4,000 shares for $100,000 to the Adviser. The proceeds in the Fund were held in cash.
The investment objective of the Fund is to seek a high level of current income. The Fund will seek to achieve its investment objective by investing, directly or indirectly, at least 80% of its Managed Assets (the total assets of the Fund, including assets attributable to leverage, minus liabilities (other than debt representing leverage and any preferred stock that may be outstanding)) in marketplace lending investments.
2. SIGNIFICANT ACCOUNTING POLICIES |
The following is a summary of significant accounting policies followed by the Fund in preparation of its financial statements. The policies are in conformity with accounting principles generally accepted in the United States of America (“U.S. GAAP”). The Fund is an investment company and, accordingly, follows the investment company accounting and reporting guidance of the Financial Accounting Standards Board Accounting Standards Codification Topic 946.
Use of Estimates: The preparation of the financial statements in accordance with U.S. GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities at the date of the financial statements. The Fund believes that these estimates utilized in preparing the financial statements are reasonable and prudent; however, actual results could differ from these estimates. In the normal course of business, the Fund enters into contracts that contain a variety of representations which provide general indemnifications. The Fund’s maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund that have not yet occurred. However, the Fund expects the risk of loss to be remote
Principal Investment Risks: All investment companies carry a certain amount of risk. For more information on the related risks of investing in the Fund please refer to the prospectus.
Federal Income Taxes: The Fund intends to elect to be treated as, and to qualify each year for special tax treatment afforded to, a regulated investment company (“RIC”) under Subchapter M of the Internal Revenue Code (“IRC”). In order to qualify as a RIC, the Fund must, among other things, satisfy income, asset diversification and distribution requirements. As long as it so qualifies, the Fund will not be subject to U.S. federal income tax to the extent that it distributes annually its investment company taxable income (which includes ordinary income and the excess of net short-term capital gain over net long-term capital loss) and its “net capital gain” (i.e., the excess of net long-term capital gain over net short-term capital loss). The Fund intends to distribute at least annually substantially all of such income and gain. If the Fund retains any investment company taxable income or net capital gain, it will be subject to U.S. federal income tax on the retained amount at regular corporate tax rates. In addition, if the Fund fails to qualify as a RIC for any taxable year, it will be subject to U.S. federal income tax on all of its income and gains at regular corporate tax rates.
Semi-Annual Report | December 31, 2016 | 73 |
RiverNorth Marketplace Lending Corporation | |
Notes to Financial Statements | December 31, 2016 (Unaudited) |
Distributions to Shareholders: Distributions to shareholders, which are determined in accordance with income tax regulations, are recorded on the ex-dividend date. The treatment for financial reporting purposes of distributions made to shareholders during the year from net investment income or net realized capital gains may differ from their ultimate treatment for federal income tax purposes. These differences are caused primarily by differences in the timing of recognition of certain components of income, expense or realized capital gain for federal income tax purposes. Where such differences are permanent in nature, they are reclassified in the components of the net assets based on their ultimate characterization for federal income tax purposes. Any such reclassification will have no effect on net assets, results of operations or net asset values per share of the Fund.
Marketplace Lending: Marketplace lending, which is sometimes referred to as peer-to-peer lending, online lending or alternative lending, is a method of financing in which a marketplace lending platform facilitates the borrowing and lending of money while generally not relying on deposits for capital to fund loans. It is considered an alternative to more traditional debt financing done through a bank. There are several different models of marketplace lending but, very generally, a platform typically matches consumers, small or medium-sized businesses or other types of borrowers with investors that are interested in gaining investment exposure to the loans made to such borrowers. Prospective borrowers must disclose or otherwise make available to the platform operator certain financial and other information including, for example, the borrower’s credit score (as determined by a credit reporting agency), income, debt-to-income ratio, credit utilization, employment status, homeownership status, number of existing credit lines, intended use of funds and the number and/ or amount of recent payment defaults and delinquencies, certain of which information is then made available to prospective lenders. Often, platforms charge fees to borrowers to cover these screening and administrative costs. Based on this and other relevant supplemental information, the platform usually assigns its own credit rating to the borrower and sets the interest rate for the requested borrowing. The platform uses the information provided by the borrower (along with other relevant data such as the characteristics of the loan) to assign its own credit rating (in the case of most consumer platforms) and the interest rate for the requested loan. In some cases, a platform partners with a bank to originate a loan to a borrower, after which the bank sells the loan to the platform; alternatively, some platforms may originate loans themselves. Some investors, including the Fund, may not review the particular characteristics of the loans in which they invest at the time of investment, but rather negotiate in advance with platforms the general criteria of the investments.
Platforms may set minimum eligibility standards for borrowers to participate in marketplace lending arrangements and may limit the maximum permitted borrowings. Depending on the purpose and nature of the loan, its term may, for example, be as short as six months or shorter, or as long as five years. Set forth below is additional information about some of the Fund’s marketplace lending-related investments.
Whole Loans: When the Fund invests directly or indirectly in whole loans, it will typically purchase all rights, title and interest in the loans pursuant to a loan purchase agreement directly from the platform or its affiliate. The platform or a third-party servicer typically continues to service the loans, collecting payments and distributing them to investors, less any servicing fees assessed against the Fund, and the servicing entity typically will make all decisions regarding acceleration or enforcement of the loans following any default by a borrower. The Fund expects to have a backup servicer in case any platform or affiliate of the platform ceases or fails to perform these servicing functions. The Fund, as an investor in a whole loan, would be entitled to receive payment only from the borrower
74 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | |
Notes to Financial Statements | December 31, 2016 (Unaudited) |
and/or any guarantor, and would not be able to recover any deficiency from the platform, except under very narrow circumstances, which may include fraud by the borrower in some cases. As described above, the whole loans in which the Fund may invest may be secured or unsecured.
Investment Income: Dividend income is recognized on the ex-dividend date. Other income includes incentive payments received by the Fund with respect to the purchase of loans. Aggregate incentive payments were calculated based on volume of loans purchased over a fixed period of time. Interest income is recognized on an accrual basis to the extent that such amounts are expected to be collected and include amortization/ accretion of premiums or discounts. The Adviser generally deems a whole loan to have defaulted if the borrower has not made a payment sixty days from the last scheduled payment date.
Investment Transactions: Investment transactions are recorded on the trade date.
Offering Costs: Offering costs are amortized to expense over a 12 month period on a straight-line basis.
New Accounting Pronouncements: In October 2016, the U.S. Securities and Exchange Commission adopted new rules and amended existing rules (together, “final rules”) intended to modernize the reporting and disclosure of information by registered investment companies. In part, the final rules amend Regulation S-X and require standardized, enhanced disclosure about derivatives in investment company financial statements, as well as other amendments. The compliance date for the amendments to Regulation S-X is August 1, 2017. Management is currently evaluating the impact that the adoption of the amendments to Regulation S-X will have on the financial statements and related disclosures.
3. SECURITIES VALUATION AND FAIR VALUE MEASUREMENTS |
Fair value is defined as the price that a Fund might reasonably expect to receive upon selling an investment in a timely transaction to an independent buyer in the principal or most advantageous market of the investment. US GAAP establishes a three-tier hierarchy to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes.
Inputs refer broadly to the assumptions that market participants would use in pricing the asset or liability, including assumptions about risk, for example, the risk inherent in a particular valuation technique used to measure fair value including using such a pricing model and/or the risk inherent in the inputs to the valuation technique. Inputs may be observable or unobservable. Observable inputs are inputs that reflect the assumptions market participants would use in pricing the asset or liability developed based on market data obtained from sources independent of the reporting entity. Unobservable inputs are inputs that reflect the reporting entity’s own assumptions about the assumptions market participants would use in pricing the asset or liability developed based on the best information available in the circumstances.
Various inputs are used in determining the value of the Fund’s investments. These inputs are summarized in the three broad levels listed below.
● | Level 1 – Unadjusted quoted prices in active markets for identical, unrestricted assets or liabilities that the Fund has the ability to access at the measurement date; |
Semi-Annual Report | December 31, 2016 | 75 |
RiverNorth Marketplace Lending Corporation | |
Notes to Financial Statements | December 31, 2016 (Unaudited) |
● | Level 2 – Quoted prices which are not active, quoted prices for similar assets or liabilities in active markets or inputs other than quoted prices that are observable (either directly or indirectly) for substantially the full term of the asset or liability; and |
● | Level 3 – Significant unobservable prices or inputs (including the Fund’s own assumptions in determining the fair value of investments) where there is little or no market activity for the asset or liability at the measurement date. |
The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the level in the fair value hierarchy within which the fair value measurement falls in its entirety, is determined based on the lowest level input that is significant to the fair value measurement in its entirety.
Marketplace loans, as an asset class, are not presently traded on a developed secondary market. Therefore, market quotations are not available. Accordingly, all marketplace loans are fair valued as determined in good faith by the Adviser or Valuation Committee (the “Committee”) pursuant to policies and procedures approved by the Board of Directors (the “Board”) and subject to the Board’s oversight. A discounted cash flow model is used to arrive at a value for each marketplace loan held in the Fund’s portfolio. Discounted cash flow is a valuation technique that provides an estimation of the fair value of an asset based on expectations about cash flows that a marketplace loan would generate over time. A discounted cash flow model begins with an estimation of periodic cash flows expected to be generated over a discrete period of time (generally the time remaining until maturity of the loan). The estimated cash flows for each interval period (generally monthly) are then converted to their present value equivalent using a rate of return appropriate for the risk of achieving projected cash flows. Although not exhaustive, discounted cash flow models factor in borrower level data. Loans made to small businesses may incorporate different factors.
The Adviser or the Committee will generate its own models in addition to relying on good faith opinions on valuation supplied by a third party pricing service. Any inconsistencies in the models or the resulting prices outside established tolerances are resolved by the Adviser or the Committee and the Adviser or the Committee ultimately determines the value of each loan daily under supervision of the Board and pursuant to policies and procedures approved by the Board. The Adviser or the Committee may escalate unresolved or material differences in valuation estimates or matters not covered by these valuation procedures to the Board for a determination of the appropriate process.
The Board will initially and periodically review the inputs, methods, models and assumptions used by the Adviser or the Committee or the third-party pricing service in determining if the processes are suitable for marketplace loans. The Board will further consider how changes in the markets may affect the factors utilized in the models and the frequency of reevaluation.
The following is a summary of the inputs used at December 31, 2016 involving the Fund’s assets and liabilities:
| | Valuation Inputs | | | |
Investments in Securities at Value* | | Level 1 | | Level 2 | | Level 3 | | Total |
Whole Loans | | | | | | | | | | | | |
Consumer Loans | | $ | – | | $ | – | | $ | 12,842,183 | | $ | 12,842,183 |
Small Business Loans | | | – | | | – | | | 9,389,462 | | | 9,389,462 |
Total | | $ | – | | $ | – | | $ | 22,231,645 | | $ | 22,231,645 |
* | Refer to the Fund’s Schedule of Investments for a listing of securities by type. |
76 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | |
Notes to Financial Statements | December 31, 2016 (Unaudited) |
The changes of the fair value of investments for which the Fund has used Level 3 inputs to determine the fair value are as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Net Change |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | in Unrealized |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Appreciation/ |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (Depreciation) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Included in |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | the Statement |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | of Operations |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Attributable |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | to Level 3 |
| | | | | | Change in | | | | | | | | | | | | | | | | Balance | | Investments |
| | Balance as of | | Accrued | | Realized | | Unrealized | | | | | | | | | | | | Transfer | | Transfer | | as of | | Held at |
Investments in | | September 22, | | Discount/ | | Gain/ | | Appreciation/ | | | | | Paydown | | Sales | | into | | out of | | December 31, | | December 31, |
Securities | | 2016(a) | | Premium | | (Loss) | | (Depreciation) | | Purchases | | Proceeds | | Proceeds | | Level 3 | | Level 3 | | 2016 | | 2016 |
Marketplace | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Loans | | $ | – | | $ | – | | $ | – | | $ | (66,315 | ) | | $ | 24,677,286 | | $ | (2,379,326 | ) | | $ | – | | $ | – | | $ | – | | $ | 22,231,645 | | $ | (66,315 | ) |
Total | | $ | – | | $ | – | | $ | – | | $ | (66,315 | ) | | $ | 24,677,286 | | $ | (2,379,326 | ) | | $ | – | | $ | – | | $ | – | | $ | 22,231,645 | | $ | (66,315 | ) |
(a) | Commencement of operations. |
The table below provides additional information about the Level 3 Fair Value Measurements as of December 31, 2016:
Quantitative Information about Level 3 Fair Value Measurements
| | | | Fair Value at | | | | | | | | | |
Type of | | | | December 31, | | Valuation | | Unobservable | | | | Weighted |
Security | | Industry | | 2016 | | Techniques | | Inputs | | Range | | Average |
Consumer Loans | | Financial | | $ | 12,842,183 | | Discounted | | Loss-Adjusted | | 2.71%-16.60%; | | 7.36 | %; |
| | Services | | | | | Cash Flow | | Discount Rate; | | | | | |
| | | | | | | | | Projected Loss | | 0.98%-79.19% | | 8.01 | % |
| | | | | | | | | Rate | | | | | |
Small Business | | Financial | | $ | 9,389,462 | | Discounted | | Loss-Adjusted | | 3.44%-27.86%; | | 13.54 | %; |
Loans | | Services | | | | | Cash Flow | | Discount Rate; | | | | | |
| | | | | | | | | Projected Loss | | 0.44%-22.20% | | 4.64 | % |
| | | | | | | | | Rate | | | | | |
It is the Fund’s policy to recognize transfers into and out of all levels at the end of the reporting period.
There were no transfers into and out of Levels 1, 2, and 3 during the current period presented.
4. INVESTMENT ADVISORY FEE AND OTHER TRANSACTIONS WITH AFFILIATES |
The Adviser serves as the investment adviser to the Fund. For its services under the Investment Advisory Agreement, the Fund pays the Adviser a monthly management fee computed at the annual rate of 1.25% of the average monthly Managed Assets. The Adviser has agreed to waive a portion of such management fee for the first two years of the Investment Advisory Agreement and, therefore, the Fund will pay a monthly management fee computed at an annual rate of 0.95% of the average monthly Managed Assets for such two year period. “Managed Assets” means the total assets of the Fund, including assets attributable to leverage, minus liabilities (other than debt representing leverage and any preferred stock that may be outstanding). In addition to the
Semi-Annual Report | December 31, 2016 | 77 |
RiverNorth Marketplace Lending Corporation | |
Notes to Financial Statements | December 31, 2016 (Unaudited) |
monthly advisory fee, the Fund pays all other costs and expenses of its operations, including, but not limited to, compensation of its directors (other than those affiliated with the Adviser), custodial expenses, transfer agency and dividend disbursing expenses, legal fees, expenses of independent auditors, expenses of repurchasing shares, expenses of any leverage, expenses of preparing, printing and distributing prospectuses, shareholder reports, notices, proxy statements and reports to governmental agencies, and taxes, if any. In addition, the Adviser has agreed to waive or reimburse expenses of the Fund (other than brokerage fees and commissions; loan servicing fees; borrowing costs such as (i) interest and (ii) dividends on securities sold short; taxes; indirect expenses incurred by the underlying funds in which the Fund may invest; the cost of leverage; and extraordinary expenses) to the extent necessary to limit the Fund’s total annual operating expenses at 1.95% of the average daily Managed Assets for that period. The Adviser may recover from the Fund expenses reimbursed for three years after the date of the payment or waiver if the Fund’s operating expenses, including the recovered expenses, falls below the expense cap. As of December 31, 2016, the Adviser has $670,569 in total organizational and operating expenses subject to recoupment.
U.S. Bancorp Fund Services, LLC (“USBFS”) provides the Fund with fund administration and fund accounting services.
DST Systems, Inc. serves as transfer, dividend paying and shareholder servicing agent for the Fund (“Transfer Agent”).
Officers of the Fund and Directors who are “interested persons” of the Fund or the Adviser received no salary or fees from the Fund. Each Director who is not an “interested person” received a fee of $16,500 per year plus $1,500 per meeting attended. In addition, the lead Independent Director receives $250 annually, the Chair of the Audit Committee receives $500 annually, and the Chair of the Nominating and Corporate Governance Committee receives $250 annually. The Fund reimburses each Director and Officer for his or her travel and other expenses relating to the attendance at such meetings.
It is the Fund’s policy to meet the requirements of the Internal Revenue Code applicable to regulated investment companies, and to distribute all of their taxable net income to their shareholders. In addition, the Fund intends to pay distributions as required to avoid imposition of excise tax. Therefore, no federal income tax provision is required.
The amount and character of income and capital gain distributions to be paid, if any, are determined in accordance with federal income tax regulations, which may differ from U.S. generally accepted accounting principles. These differences are primarily due to difference in the timing and recognition of gains or losses on investments. Permanent book and tax basis differences, if any, may result in reclassifications to undistributed net investment income (loss), undistributed net realized gain (loss) and additional paid-in capital.
78 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | |
Notes to Financial Statements | December 31, 2016 (Unaudited) |
As of December 31, 2016, net unrealized appreciation (depreciation) of investments based on federal tax costs was as follows:
| | Net Unrealized | |
Gross Appreciation | Gross Depreciation (excess | Appreciation/ | Cost of Investments for |
(excess of value over tax) | of tax cost over value) | (Depreciation) | Income Tax Purposes |
$60,794 | $(127,109) | $(66,315) | $22,297,960 |
6. INVESTMENT TRANSACTIONS |
Investment transactions for the period ended December 31, 2016, excluding U.S. Government Obligations and short-term investments, were as follows:
Purchases of Securities | | Proceeds from Sales of Securities |
$24,677,286 | | $2,379,326 |
Under the Fund’s organizational documents, its officers and Directors are indemnified against certain liability arising out of the performance of their duties to the Fund. Additionally, in the normal course of business, the Fund enters into contracts with service providers that may contain general indemnification clauses. The Fund’s maximum exposure under these arrangements is unknown, as this would involve future claims that may be made against the Fund that have not yet occurred.
8. CAPITAL SHARE TRANSACTIONS |
| | Period Ended |
| | December 31, 2016(1) |
Shares sold | | 1,154,045 |
Shares issued to holders in reinvestment of dividends | | – |
Shares redeemed | | – |
Net increase in shares | | 1,154,045 |
Shares outstanding: | | |
Beginning of period | | 4,000 |
End of period | | 1,158,045 |
(1) | The Fund commenced operations on September 22, 2016. |
The Fund issued a tender offer on December 12, 2016. Shareholder tenders amounted to approximately $120,226, redeemable at the January 11, 2017 net asset value, payable on January 12, 2017.
The Fund has performed an evaluation of subsequent events through the date the financial statements were issued and has determined that no additional items require recognition or disclosure.
Semi-Annual Report | December 31, 2016 | 79 |
RiverNorth Marketplace Lending Corporation | Additional Information |
| December 31, 2016 (Unaudited) |
BOARD APPROVAL OF INVESTMENT MANAGEMENT AGREEMENT |
At an in-person meeting of the Board, held on September 24, 2015 and called expressly for that purpose, the Board, including a majority of the Trustees who are not “interested persons” (as defined in the 1940 Act (the “Independent Trustees”)), considered the approval of the Management Agreement between the Adviser and the Fund. The Board received materials compiled by the Adviser and the Fund’s administrator including a copy of the Management Agreement, the Adviser’s response to a questionnaire regarding the Adviser’s profitability, management and operations, a copy of the Adviser’s Form ADV, and certifications regarding the Adviser’s compliance programs. In its consideration of the Management Agreement, the Board considered information and materials furnished by the Adviser in advance of and at the meetings and was afforded the opportunity to request additional information and to ask questions of the Adviser to obtain information that it believed to be reasonably necessary to evaluate the terms of the Management Agreement. The Board considered the following factors, among others, in reaching its determination to approve the Management Agreement: (i) the nature, extent and quality of the services provided by the Adviser to the Funds, (ii) the fees and expenses relative to comparable funds and accounts managed by the Adviser, (iii) the extent to which economies of scale will be realized by each Fund as it grows, and (iv) the costs of the services provided and the profits to be realized by the Adviser and any of its affiliates from the relationship with the Fund.
The Board did not consider any single factor as controlling in determining whether or not to approve the Management Agreement.
The Board reviewed and considered the nature and extent of the investment advisory services proposed to be provided by the Adviser to the Fund under the Management Agreement. The Board considered the Fund’s investment objective and policies, and the types of investments to be made. The Board also reviewed and considered the qualifications of the portfolio managers, and other key personnel who provide the investment advisory services to the Fund. The Board determined that the portfolio managers and key personnel are well qualified by education and/or training and experience to perform the services in an efficient and professional manner. The Board also took into account the Adviser’s investment advisory services to be rendered to the Fund, including the manner in which investment decisions are to be made and executed. The Board noted that the Fund is new and therefore has no performance history. The Board concluded that the overall quality of the advisory services to be provided by the Adviser was satisfactory.
The Board reviewed the advisory fee rates and expected total expense ratio of the Fund versus advisory fees charged to other comparative investment vehicles and accounts managed by the Adviser. The Board noted that the management fee to be charged to the Fund was higher than the contractual management fee paid by a majority of the comparative funds without taking into consideration the performance fees assessed on several of the comparative funds. It was noted that the Fund was one of the first of its kind to be registered under the 1940 Act and that the comparative funds were not identical in structure and investment type but were provided as a relative comparison. The Board noted that the Adviser had also proposed a contractual fee waiver with respect to the Fund. The Board concluded that the advisory fees to be paid by the Fund were reasonable and satisfactory in light of the services proposed to be provided to the Fund.
80 | (888) 848-7569 | www.rivernorth.com |
RiverNorth Marketplace Lending Corporation | Additional Information |
| December 31, 2016 (Unaudited) |
The Board reviewed a profitability analysis prepared by the Adviser at various assets levels with respect to management of the Fund and concluded that the expected profit margin of the Adviser with respect to its management of the Fund was reasonable. The Board also reviewed the structure of the investment management fees, noting that the Fund is new, and therefore the Adviser could not determine when or if economies of scale may be achieved.
Based upon such information as they considered necessary to the exercise of their reasonable business judgment, the Trustees, including all of the Independent Trustees, concluded that it was in the best interests of the Fund to enter into the Management Agreement with the Adviser for two-year period.
The Board of Directors of the Fund has delegated the voting of proxies for Fund securities to the Adviser pursuant to the Adviser’s proxy voting policies and procedures. Under these policies and procedures, the Adviser will vote proxies related to Fund securities in the best interest of the Fund and its shareholders.
The Fund has not yet been required to file a Form N-PX disclosing its proxy voting record. Once the Fund has made that initial filing for the period ending June 30, 2017, it will be required to make such filings on an annual basis and information regarding how the Fund voted proxies will be available without charge by (1) calling the Fund at (888) 848-7569 and (2) from Form N-PX filed by the Fund with the Securities and Exchange Commission (“SEC”) on the SEC’s website at www.sec.gov.
Semi-Annual Report | December 31, 2016 | 81 |
RiverNorth Marketplace Lending Corporation | Additional Information |
| December 31, 2016 (Unaudited) |
PORTFOLIO HOLDINGS DISCLOSURE POLICY |
The Fund files a complete schedule of investments with the SEC for the first and third quarter of each fiscal year on Form N-Q. The Fund’s first and third quarters end on March 31 and September 30. The Form N-Q filing must be made within 60 days of the end of the quarter, and the Fund’s first Form N-Q was filed with the SEC on November 29, 2016. The Fund’s Form N-Q are available on the SEC’s website at www.sec.gov, or they may be reviewed and copied at the SEC’s Public Reference Room in Washington, DC (call 1-800-732-0330 for information on the operations of the Public Reference Room). You may also obtain copies by calling the Fund at 1-888-848-7569.
82 | (888) 848-7569 | www.rivernorth.com |
| Board of Directors Patrick W. Galley, CFA, Chairman James G. Kelley John S. Oakes Fred G. Steingraber John K. Carter Investment Adviser RiverNorth Capital Management, LLC Fund Administrator US Bancorp Fund Services, LLC Transfer Agent DST Systems, Inc. Valuation Agent Duff & Phelps Auditor KPMG LLP Custodians Millennium Trust Company U.S. Bancorp Fund Services, LLC Distributor Quasar Distributors, LLC |
This report is provided for the general information of the shareholders of RiverNorth Marketplace Lending Corporation. This report is not intended for distribution to prospective investors in the Fund, unless preceded or accompanied by an effective prospectus.
|
Item 2. Code of Ethics.
A copy of the registrant’s Code of Ethics is filed herewith.
Item 3. Audit Committee Financial Expert.
Not applicable for semi-annual reports.
Item 4. Principal Accountant Fees and Services.
Not applicable for semi-annual reports.
Item 5. Audit Committee of Listed Registrants.
Not applicable for semi-annual reports.
Item 6. Investments.
(a) | Schedule of Investments is included as part of the report to shareholders filed under Item 1 of this Form. |
(b) | Not applicable. |
Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.
Not applicable for semi-annual reports.
Item 8. Portfolio Managers of Closed-End Management Investment Companies.
Not applicable for semi-annual reports.
Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.
Period | (a) Total Number of Shares (or Units) Purchased | (b) Average Price Paid per Share (or Unit) | (c) Total Number of Shares (or Units) Purchased as Part of Publicly Announced Plans or Programs | (d) Maximum Number (or Approximate Dollar Value) of Shares (or Units) that May Yet Be Purchased Under the Plans or Programs |
Month #1 | 0 | 0 | 0 | 0 |
9/22/16 – 9/30/16 | | | | |
Month #2 | 0 | 0 | 0 | 0 |
10/1/16 – 10/31/16 | | | | |
Month #3 | 0 | 0 | 0 | 0 |
11/1/16 – 11/30/16 | | | | |
Month #4 | 0 | 0 | 0 | 0 |
12/1/16 – 12/31/16 | | | | |
Total | 0 | 0 | 0 | 0 |
2
Item 10. Submission of Matters to a Vote of Security Holders.
None.
Item 11. Controls and Procedures.
(a) | | The Registrant’s President and Chief Financial Officer have reviewed the Registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the “Act”)) as of a date within 90 days of the filing of this report, as required by Rule 30a-3(b) under the Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934. Based on their review, such officers have concluded that the disclosure controls and procedures are effective in ensuring that information required to be disclosed in this report is appropriately recorded, processed, summarized and reported and made known to them by others within the Registrant and by the Registrant’s service provider. |
|
(b) | | There were no changes in the Registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the Act) that occurred during the second fiscal quarter of the period covered by this report that has materially affected, or is reasonably likely to materially affect, the Registrant's internal control over financial reporting. |
Item 12. Exhibits.
(a) | | (1) Any code of ethics or amendment thereto, that is the subject of the disclosure required by Item 2, to the extent that the Registrant intends to satisfy Item 2 requirements through filing of an exhibit. Filed herewith. |
| | |
| | (2) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Filed herewith. |
| | |
| | (3) Any written solicitation to purchase securities under Rule 23c-1 under the Act sent or given during the period covered by the report by or on behalf of the Registrant to 10 or more persons. None. |
|
(b) | | Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Furnished herewith. |
3
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | RiverNorth Marketplace Lending Corporation |
| By (Signature and Title) | /s/ Patrick W. Galley |
| | Patrick W. Galley, President |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| By (Signature and Title) | /s/ Patrick W. Galley |
| | Patrick W. Galley, President |
| By (Signature and Title) | /s/ Jonathan M. Mohrhardt |
| | Jonathan M. Mohrhardt, Chief Financial Officer and Treasurer |
4